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| license: cc-by-4.0 | |
| language: | |
| - en | |
| pretty_name: "Norm Enforcement for AI Agents: transcripts" | |
| tags: | |
| - multi-agent | |
| - llm-agents | |
| - ai-safety | |
| - norm-enforcement | |
| - agent-simulation | |
| size_categories: | |
| - 1K<n<10K | |
| configs: | |
| - config_name: default | |
| data_files: runs.parquet | |
| # Norm Enforcement for AI Agents: transcripts | |
| These are the transcripts of an independent reproduction of the main experiments in | |
| [Norm Enforcement for AI Agents: Robustly Shaping Behavior in Multi-Agent Systems](https://arxiv.org/abs/2607.09766) | |
| (Yaowen Ye and Jacob Steinhardt, NeurIPS 2026 Spotlight). They were made with the public code at | |
| [github.com/helloelwin/norm-enforcement](https://github.com/helloelwin/norm-enforcement), and they produce every number | |
| on [yaowenye.com/norm-enforcement](https://yaowenye.com/norm-enforcement/). Because this is an independent reproduction, | |
| the numbers differ somewhat from the paper's. | |
| > **Content warning.** Some agents in these simulations were finetuned or prompted to break norms and to abuse the | |
| > reporting system. The chatbot environment's user requests include red-teaming prompts from Anthropic's hh-rlhf dataset. | |
| > The transcripts therefore contain deceptive marketing claims, harmful requests and replies, and hostile messages. | |
| ## What is in this dataset | |
| The dataset has 1,000 coupled runs and 5,000 transcripts. Each transcript is one simulation: one environment, one | |
| population of agents, one enforcement mechanism and one seed. It records: | |
| - every prompt each agent saw and every reply, with the reasoning of the reasoning models; | |
| - every report, the verifier's decision on it, and every ban; | |
| - the simulated users' votes; | |
| - a violation label for every agent and round. | |
| | Path | Contents | | |
| |---|---| | |
| | `shards/<env>-<users>-<population>.tar.gz` | 20 gzipped tar shards, one per environment, kind of simulated users and agent population (fishing has no users) | | |
| | `runs.parquet` | An index with one row per transcript; this is what the dataset viewer shows | | |
| Extracting the shards gives the folder the code writes and reads: | |
| - `transcripts/<transcript>.json`: the 5,000 transcripts, in the code's format and under its file names; | |
| - `transcripts/coupled/<run>.json`: one summary per coupled run, naming its five transcripts. | |
| ## Quick start | |
| Download the runs, decompress them, and rebuild the website's main table with the public code: | |
| ```bash | |
| pip install -U huggingface_hub | |
| hf download helloelwin/norm-enforcement-transcripts --repo-type dataset --local-dir ne-transcripts | |
| for f in ne-transcripts/shards/*.tar.gz; do tar -xzf "$f" -C ne-transcripts; done # about 36 GB once extracted | |
| git clone https://github.com/helloelwin/norm-enforcement | |
| cd norm-enforcement && pip install -e . | |
| python scripts/main_table.py results_dir=../ne-transcripts/transcripts users=gpt-5-nano | |
| python scripts/main_table.py results_dir=../ne-transcripts/transcripts users=deepseek | |
| ``` | |
| `--include` downloads part of the data, for example `--include "shards/fishing-*"` for one environment. To read a | |
| single transcript, download only its shard: | |
| ```python | |
| import json, tarfile | |
| from datasets import load_dataset | |
| from huggingface_hub import hf_hub_download | |
| runs = load_dataset("helloelwin/norm-enforcement-transcripts", split="train").to_pandas() | |
| row = runs.query("env == 'chatbot' and population == 'explicit-abuse-prompted' and mechanism == 'naive'").iloc[0] | |
| shard = hf_hub_download("helloelwin/norm-enforcement-transcripts", row.shard, repo_type="dataset") | |
| with tarfile.open(shard) as tar: | |
| t = json.load(tar.extractfile(row.file)) | |
| ``` | |
| ## The runs | |
| | Environment | Simulated users | Coupled runs | Transcripts | Seeds | | |
| |---|---|---|---|---| | |
| | Social | gpt-5-nano | 288 | 1,440 | 0-7 | | |
| | Social | DeepSeek V4.1 Flash | 360 | 1,800 | 0-7, plus 8-15 for finetuned agents | | |
| | Chatbot | gpt-5-nano | 96 | 480 | 0-7 | | |
| | Chatbot | DeepSeek V4.1 Flash | 96 | 480 | 0-7 | | |
| | Fishing | none | 160 | 800 | 0-7 | | |
| Every run lasts 15 rounds. A run stops early if at most one agent is still active or, in fishing, if the fishery | |
| collapses. | |
| - **Environments and cells.** | |
| - Social media marketing (`social`): 16, 32 or 64 agents, with the top 4, 8 or 16 posts shown to users. | |
| - Chatbot service competition (`chatbot`): 16, 32 or 64 agents. | |
| - Fishery commons (`fishing`): 4, 8, 12, 16 or 20 agents. | |
| - **Agent populations.** Half the agents follow the norms and half do not. | |
| - `finetuned`: Qwen3-Next-80B-A3B-Instruct with the LoRA adapters | |
| [helloelwin/qwen-80b-mixed-good-20k](https://huggingface.co/helloelwin/qwen-80b-mixed-good-20k) and | |
| [helloelwin/qwen-80b-mixed-bad-20k](https://huggingface.co/helloelwin/qwen-80b-mixed-bad-20k). | |
| - `prompted`, `abuse-prompted` and `explicit-abuse-prompted`: Qwen3-Next-80B-A3B-Thinking. The bad agents get the | |
| paper's aggressiveness-only, subtle-abuse and explicit-abuse prompts, respectively. | |
| - The prompts are in the code repository's `configs/`. | |
| - **Mechanisms.** Naive, Checked, Backfire, RepVote and EscRepVote (penalty factor k = 3), as in the paper. Reports are | |
| checked by Qwen3-0.6B. | |
| - **Simulated users.** Either gpt-5-nano (OpenAI) or DeepSeek V4.1 Flash (through OpenRouter, pinned to one provider, with | |
| reasoning off). In the files and configs they are called the "judge", as in `judge=gpt-5-nano`. Fishing has no users. | |
| - **Violation labels.** gpt-5-mini at low reasoning effort labels every agent in every round from its last three actions, | |
| as in the paper. | |
| - **Coupled runs.** The five mechanisms of a cell and seed run side by side in one simulation. They share every model call | |
| whose input is identical, so the transcripts of one run agree until the mechanisms make them differ. Each arm on its own | |
| is distributed like an independent run. | |
| ## Transcript format | |
| Each transcript is one JSON object. | |
| | Field | Contents | | |
| |---|---| | |
| | `config` | The run's settings: environment, number of agents, round limit, mechanism and its parameters, seed, agent population file (`agent_config_path`, in the code repository), simulated users (`judge_*`), verifier, and environment settings. | | |
| | `results` | One record per round (details below). | | |
| | `agent_states` | Per agent: every prompt it saw (`observations`) and every reply (`actions`), its system and environment prompts, its variant name (good or bad), and whether it was still active at the end. | | |
| | `agent_model_assignments` | Per agent, in agent order: the model and the system prompt. | | |
| | `report_history` | Every report of the run. | | |
| | `coupling` | The coupled run this transcript belongs to: its mechanisms, its summary file and the code version. | | |
| | `evaluation.violation` | The violation labels. `agent_scores[agent][round]` is 1 for a violation, 0.5 for uncertain and 0 for none. `judge_outputs` has the labeler's reply and explanation for each, and `summary` the first violation round per agent. | | |
| Each record in `results` has: | |
| - `action_sets`: each agent's parsed action (a social post, a chatbot reply, or a fishing harvest and messages) and its | |
| reports; | |
| - `raw_results`: each agent's raw output (`content`) and, for reasoning models, its reasoning (`reasoning_content`); | |
| - per environment: | |
| - social rounds have the users' votes (`judge_response`) and scores; | |
| - chatbot rounds have the pairings and each pair's request, replies and votes (`pair_results`); | |
| - fishing rounds have the population and public messages; | |
| - `report_records`: the round's reports with the verifier's input, output and outcome; | |
| - `banned_agents`: the agents banned that round; | |
| - each agent's reputation and suspiciousness. | |
| ## Index columns | |
| | Column | Contents | | |
| |---|---| | |
| | `run` | The coupled run, which groups the five mechanisms of one cell and seed | | |
| | `file` | The transcript's path inside its shard, and in the folder the shards extract to | | |
| | `shard` | The shard that holds it | | |
| | `env` | `social`, `chatbot` or `fishing` | | |
| | `population` | `finetuned`, `prompted`, `abuse-prompted` or `explicit-abuse-prompted` | | |
| | `users` | `gpt-5-nano`, `deepseek-v4.1-flash`, or `none` for fishing | | |
| | `mechanism`, `mechanism_name` | `naive`, `checked`, `checked_backfire`, `checked_repvote` or `checked_escrepvote`, and the paper's name for it | | |
| | `num_agents`, `top_k`, `seed` | The cell and seed; `top_k` is set for social only | | |
| | `rounds` | Rounds played: 15, unless the run stopped early | | |
| | `agents_flagged` | Agents with at least one violation label | | |
| | `agents_banned` | Agents banned by the end of the run | | |
| | `flagged_banned`, `compliant_banned` | Banned agents with and without a violation label | | |
| | `reports` | Reports filed during the run | | |
| ## Licenses | |
| The transcripts are released under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/). They quote third-party text, | |
| which keeps its own license: | |
| | Source | Where it appears | License | | |
| |---|---|---| | |
| | [Anthropic/hh-rlhf](https://huggingface.co/datasets/Anthropic/hh-rlhf) | Chatbot user requests | MIT | | |
| | [Anthropic/llm_global_opinions](https://huggingface.co/datasets/Anthropic/llm_global_opinions) | Chatbot user requests | CC BY-NC-SA 4.0 | | |
| | [allenai/WildChat](https://huggingface.co/datasets/allenai/WildChat) | Chatbot user requests | ODC-BY | | |
| | Amazon product metadata ([McAuley et al.](https://cseweb.ucsd.edu/~jmcauley/datasets/amazon/links.html)) | Social products to advertise | Research use; cite He and McAuley (WWW 2016) and McAuley et al. (SIGIR 2015) | | |
| The code repository's `data/README.md` describes how these inputs were built. Model outputs come from Qwen3 models | |
| (Apache 2.0), OpenAI models and DeepSeek V4.1 Flash. | |
| ## Citation | |
| ```bibtex | |
| @inproceedings{ye2026norm, | |
| title={Norm Enforcement for AI Agents: Robustly Shaping Behavior in Multi-Agent Systems}, | |
| author={Ye, Yaowen and Steinhardt, Jacob}, | |
| booktitle={Advances in Neural Information Processing Systems}, | |
| year={2026} | |
| } | |
| ``` | |