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YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. to third parties; our diligence obligations under the license agreement and what activities satisfy those diligence obligations; our right to transfer or assign the license; the inventorship and ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. , financial condition, results of operations, and prospects. Moreover, if disputes over intellectual property that we have licensed prevent or impair our ability to maintain our current licensing arr...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. , products identical to ours. This could have a material adverse effect on our competitive position, business, financial conditions, results of operations, and prospects. The patent protection and p...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. product or product candidates that we may develop in the future, we could lose our rights to the intellectual property or our exclusivity with respect to those rights, our ability to develop and com...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. developed in a collaborator’s study, our ability to capitalize on the market potential of these inventions or developments may be limited or precluded altogether. In addition, even where we have the...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. non-United States manufacturers. Our licensed patent applications may have been or may be in the future supported through the use of United States government funding awarded by the National Institu...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. license to use inventions for any governmental purpose. In addition, the United States government has the right, under certain limited circumstances, to require us to grant exclusive, partially excl...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. is also subject to certain reporting requirements, compliance with which may require us to expend substantial resources. In addition, the United States government requires that any products embodyin...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. igation and legal proceedings, including the EOC dispute, may substantially increase our costs and harm our business. As described in Note 13 (Commitments and contingencies) to the condensed consol...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. On June 27, 2022, EOC filed a Request for Arbitration with the International Chamber of Commerce’s International Court of Arbitration against us. In the Request for Arbitration, EOC claims that we b...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. of operations, and cash flows. Our insurance carriers may deny coverage, may be inadequately capitalized to pay on valid claims, or our policy limits may be inadequate to fully satisfy any damage aw...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. fluctuations. From the completion of the Merger on August 26, 2021 through March 31, 2023, the market price for our common stock ranged from a low of $6.85 to a high of $33.00 per share. Market pric...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. we may develop in the future; the failure of FYARRO or any product candidates that we may develop in the future, if approved for marketing and commercialization, to achieve commercial success; any...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. ouncements by commercial partners or competitors of new commercial products, clinical progress (or the lack thereof), significant contracts, commercial relationships, or capital commitments; failure...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. products and potential products; announcements of significant acquisitions, strategic collaborations, joint ventures or capital commitments by us or our competitors; disputes or other developments...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. health care payment systems; 94 Table of Contents adverse regulatory decisions; trading volume of our common stock; and period-to-period fluctuations in our financial results. Moreover, the st...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. our stock price may cause our common stock to no longer satisfy the continued listing standards of Nasdaq. If we are not able to maintain the requirements for listing on Nasdaq, we could be delisted...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. among other things, that we assess the effectiveness of our disclosure controls and procedures quarterly and the effectiveness of our internal control over financial reporting at the end of each fis...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. These stringent standards require that our audit committee be advised and regularly updated on management’s review of internal control over financial reporting. Our management may not be able to eff...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. accounting policies are based on assumptions that change or prove to be incorrect, our results of operation could fall below our publicly announced guidance or the expectations of securities analyst...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. regarding our product sales based on our interpretation of the new standard. The new revenue standard is principle-based, and interpretation of those principles may vary from company to company base...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. company, we will continue to incur significant legal, accounting, compliance and other expenses that we did not incur as a private company and these expenses may increase even more since we are no l...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. We intend to invest resources to comply with evolving laws, regulations and standards, and this investment will result in increased general and administrative expenses and may divert management’s ti...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. committee and compensation committee, and qualified executive officers. There can be no assurance that we will be able to comply with the continued listing standards of Nasdaq. If Nasdaq delists o...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. the future. Sales of a sub stantial number of shares of our common stock in the public market, including by our existing stockholders, could cause our stock price to fall. Sales of a substantial ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. , 2024. We have established, and may in the future establish, “at-the-market” programs pursuant to which we may offer and sell shares of our common stock pursuant to the Shelf Registration Statement....
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. our stock through 10b5-1 trading plans or in the market during open windows under our insider trading policy without such plans in place. Sales of our common stock by our officers, directors, holder...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. officers, directors, holders of 5% or more of our capital stock and their respective affiliates beneficially owned a significant portion of our outstanding voting stock. 96 Table of Contents Thes...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. best interests and not necessarily those of other stockholders, including seeking a premium value for their common stock, and might affect the prevailing market price for our common stock. Unfavora...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. duration, these events have resulted in, and may continue to result in, extreme volatility and disruptions in the capital and credit markets, reducing our ability to raise additional capital through...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. disruption, or cause our customers to delay making payments for our services. In the event of prolonged business interruptions due to geopolitical events, we could incur significant losses, require ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. to have been caused by geopolitical uncertainties. Any of the foregoing could harm our business and we cannot anticipate all of the ways in which the current economic climate and financial market co...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. as receiver, and on March 27, 2023, First-Citizens Bank & Trust Company assumed all of SVB’s customer deposits and certain other liabilities and acquired substantially all of SVB's loans and certain...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. further bank closures and continued instability in the global banking system may adversely impact our business and financial condition. Although we assess our banking relationships as we believe ne...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. services industry companies with which we have financial or business relationships, but could also include factors involving financial markets or the financial services industry generally. In addit...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. reimbursement obligations. Job losses or other economic hardships may also affect patients’ ability to afford healthcare as a result of increased co-pay or deductible obligations, greater cost sensi...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. could, among other things, disrupt access to capital markets and deepen recessionary conditions. Further, as of March 31, 2023, we had cash, cash equivalents and short-term investments of $151.2 mil...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. as of the last business day of its most recently completed second fiscal quarter, has (i) an aggregate market value of the company’s voting stock held by non-affiliates, or public float, of less tha...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. will pay any cash dividends in the foreseeable future. The current expectation is that we will retain our future earnings, if any, to fund the development and growth of our business. As a result, c...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. market price of our common stock. In the event we do have equity research analyst coverage, we will not have any control over the analysts, or the content and opinions included in their reports. The...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. may delay or prevent an acquisition or a change in management. These provisions include a classified board of directors, a prohibition on actions by written consent of our stockholders, and the abil...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. these provisions may 98 Table of Contents frustrate or prevent any attempts by our stockholders to replace or remove then current management by making it more difficult for stockholders to replac...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. District of Delaware) is the sole and exclusive forum for any state law claims for (i) any derivative action or proceeding brought on our behalf, (ii) any action asserting a breach of fiduciary duty...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. forum provisions do not apply to suits brought to enforce a duty or liability created by the Securities Act, the Exchange Act, or any other claim for which the federal courts have exclusive jurisdic...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. provision contained in the bylaws to be inapplicable or unenforceable in an action, we may incur additional costs associated with resolving such action in other jurisdictions, which could adversely ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. , which is incorporated herein by reference, are filed or furnished as part of this Quarterly Report. ExhibitNumber Description 3.1 Amended and Restated Certificate of Incorporation of the Compan...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. Conditions for Clinical and Commercial Product, dated as of January 16, 2023, by and between Aadi Bioscience, Inc. and Fresenius Kabi, LLC (incorporated by reference to Exhibit 10.21 to the Registr...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101.INS Inline XBRL Instance Document 101.SCH In...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status.  The certification furnished in Exhibit 32 hereto is deemed to be furnished with this Quarterly Report on Form 10-Q and will not be deemed to be “filed” for purposes of Section 18 of the Securities E...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. 10, 2023 By: /s/ Scott Giacobello Scott Giacobello Interim Chief Executive Officer and President, and Chief Financial Officer (Principal Executive, Financial and Accounting Officer) 101 cik:14...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 19...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. 7 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 13139 Jess Pirtle Blvd. Sugar Land, TX 77478 (Address of principal executive offices) (281)...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. �   No ☒ Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act  Yes ☐   No ☒ Indicate by check mark whether the registrant (1) ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. required to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. -accelerated filer Smaller reporting company Emerging growth company If an emerging growth company, indicate by check mark whether the registrant has elected not to use the extended transition per...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. indicate by check mark whether the financial statements of the registrant included in the filing reflect the correction of an error to previously issued financial statements. ☐ Indicate by check ma...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. ,697 based upon the closing sales price of the Registrant’s common stock as reported on the NASDAQ Global Markets on June 30, 2022 of $1.55 per share. Shares of common stock held by officers, directo...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. by reference in Part III of this Annual Report on Form 10-K to the extent stated herein. The Proxy Statement will be filed with the Securities and Exchange Commission pursuant to Regulation 14A not ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. Matters and Issuer Purchases of Equity Securities 29 Item 6. [Reserved] 29 Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations 29 Item 7A. Quantita...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. 45 Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters 45 Item 13. Certain Relationships and Related Transactions, and Director Independence...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. ”. The statements contained in this Form 10-K that are not purely historical are forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, Section 27A of ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status.   These forward-looking statements involve risks and uncertainties, as well as assumptions and current expectations, which could cause the Company’s actual results to differ materially from those ant...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. of their products; general conditions in the cable television or CATV, internet data center, telecommunications or telecom and fiber-to-the-home or FTTH; changes in the world economy (particularly i...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. . All forward-looking statements in this Form 10-K are based upon information available to us as of the date hereof, and qualified in their entirety by this cautionary statement. Except as required b...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. and manufacture a range of optical communications products at varying levels of integration, from components, subassemblies and modules to complete turn-key equipment. In designing products for our...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. and telecom service providers are competing directly against each other by providing bundles of voice, video and data services to their subscribers and investing to enhance the capacity, reliability...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. in recent years as a result of our ability to meet the needs of CATV equipment vendors who have continued to outsource both the design and manufacturing of this equipment.  As the complexity of CATV...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. optical, mixed-signal semiconductor and mechanical engineering capabilities position us well to continue to benefit from these industry dynamics. The internet data center market is our second large...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. development or manufacturing capabilities for these advanced optical modules. In the telecom market we supply lasers and laser subassemblies as well as transceivers.  Our customers in this segment ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. Beam Epitaxy, or MBE, and Metal Organic Chemical Vapor Deposition (MOCVD) fabrication process, which we believe is unique in our industry. We manufacture the majority of the laser chips and optical ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. 8%, and 21.5%, respectively. In the years ended December 31, 2022, 2021 and 2020 , we had net loss of $66.4 million, $54.2 million, and $58.5 million , respectively. At December 31, 2022 and 2021 ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. C isco Systems, Inc., and CommScope . In 2022, 2021 and 2020 , ATX accounted for 47.3%, 25.6% and 3.7% of our revenue, Cisco accounted for 1.9%, 11.9%, and 7.5% of our revenue, and CommScope acco...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. , Microsoft accounted for 18.4%, 14.1%, and 38.3% of our revenue, the U.S. based large datacenter operator accounted for 5.9%, 8.3%, and 8.0% of our revenue, the U.S. based NEM accounted for 3.6%, 7....
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. China ("PRC"), to divest the Company's manufacturing facilities in the PRC and certain assets related to our transceiver business and multi-channel optical sub-assembly products (collectively, the "...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. required by ASC-360-10-45-9 to determine whether to classify certain of our assets and liabilities as held for sale as of December 31, 2022. ASC 360 requires that a company classifies a business as ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. regulatory approval in the US and China, the timing and likelihoodof which is uncertain and beyond our control, and the fact that we cannot be certain that the buyer will not request modification of...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. In recent years, CATV service providers have invested extensively to support high speed, two-way communications and we expect that they will continue to do so. In North America, CATV service provide...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. . These technologies are being developed to be a cost-effective solution to provide higher available bandwidth to CATV customers. As the complexity of CATV networks has increased over the years, equ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. of their internet data centers and deploying infrastructure capable of higher data transmission rates. As a result, there is an ongoing transition from the use of copper cable, typically at speeds o...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. Moreover, transmission speeds have continued to increase among the companies who have previously transitioned from copper-based to fiber-based infrastructure, resulting in opportunities for optical ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. equipment manufacturers. In coming years, we believe that the deployment of advanced 5G networks will result in increased demand for optical components, especially those used in connecting between a...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. ON, or WDM-PON, a technology that enables the transmission of multiple wavelengths of data over a single fiber-optic strand. We also see opportunities for 10 Gbps Ethernet Passive Optical Network ("E...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. customers to deliver innovative products. We leverage our extensive expertise in high-speed optical, mixed-signal semiconductor and mechanical engineering, and MOCVD and our proprietary MBE laser fa...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. production and timely delivery for our customers around the world. Provide sophisticated design solutions to our customers. We believe our in-house expertise in both analog and digital optical engi...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. /or signal amplifiers, with channel multiplexing and de-multiplexing elements, gives us the ability to quickly develop new products for our data center customers. Proven system design capabilities. ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. geographically distributed manufacturing model. Our vertically integrated design and manufacturing process encompasses various steps from laser design and fabrication to complete optical system desi...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. market as the major equipment vendors continue to outsource the design and manufacturing of such products. Continue to penetrate the internet data center market. In the internet data center market,...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. are also characterized by having varying and demanding environments, including wireless and wireline telecom infrastructure, industrial robotics, aerospace and defense, and oil and gas exploration. ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. processes allows our products to benefit from the advantages afforded by each of these techniques. Among the differentiators of MBE relative to MOCVD fabrication are a lower process temperature and ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. process, we are able to ameliorate some of these disadvantages. However, the epitaxial and processing steps required in the fabrication of our devices are very complex, with numerous critical steps ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. transmit signals over long fiber distances or prevent them from transmitting signals with acceptable fidelity in certain applications. We have developed laser enhancement circuitry that can correct ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. has continued to increase. However, the rate at which this data can be converted from electrical signals to optical signals by laser diodes has not increased at the same pace. Therefore, to achieve ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. network operators seek to maximize the utilization of their installed fiber plant. In long-haul and metropolitan networks, the number of service providers who deployed WDM technology as fiber utiliz...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. utilize to offer these services must evolve as well. Older analog networks are giving way to hybrid networks that incorporate both analog and digital signals. For example, many newer networks are be...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. with companies who have expertise in only one of these signal types. Our Products Our products include an array of optical communications solutions at varying levels of integration. We begin from ...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. heaters and sensors that allow the temperature of the laser chip to be measured and controlled. We manufacture the majority of the laser chips and optical components that are used in our own product...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. include our CATV transmitter and CATV nodes. Table of Contents Research and Development To maintain our growth and competitiveness, we engage in an active research and development program to deve...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. us to achieve an efficient cost structure and improve our time to market. A key factor in our research and development success is our highly collaborative process for new product development. Parti...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. need for such information, and having employees, consultants and suppliers execute confidentiality agreements with us. While we expect our intellectual property to provide competitive advantages, we...
YOU are a financial analyst. You are reading a report of a company. The report is about the company's financial status. due to any patents expiring in 2023, and we continue to obtain new patents through our ongoing research and development. Our portfolio of patents and patent applications covers several different te...