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YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
conformity with GAAP requires management to make estimates and assumptions that affect the amounts reported. Actual results could differ from those estimates in the consolidated financial statements... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
translation because management has concluded that no deferred tax asset (DTA) should be recorded because at the present time management cannot conclude that the temporary book-tax basis difference t... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
cash equivalents and short-term investments, accounts receivable, accounts payable, and note receivable approximate their historical fair values due to their short-term maturities. The carrying valu... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
. The three levels of the fair value hierarchy are as follows:
Level 1—Inputs represent quoted prices in active markets for identical assets or liabilities.
Level 2—Inputs other than quoted prices ... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
quoted market prices, and are included in cash and cash equivalents on the Company’s consolidated balance sheets.
5.
Cash and Cash Equivalents
APPLIED OPTOELECTRONICS, INC. considers all highly l... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
31, 2022, approximately $18.3 million of U.S. deposits were not covered by FDIC insurance. APPLIED OPTOELECTRONICS, INC. has not experienced any losses and believes it is not exposed to any significa... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
instruments which potentially subject the Company to concentrations of credit risk include cash, cash equivalents and accounts receivable. APPLIED OPTOELECTRONICS, INC. places all cash and cash equi... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
receivable at
, respectively. As of
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Table of Contents
9.
Inventories
Inventories are stated at the lower of cost (average-cost method) or net realizable value. Work in proc... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
determine each product's lifespan, a review historical write-offs or scrapped inventory, and an assessment by product engineers of the possibility of obsolescence for each product.
10.
Property, P... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
for maintenance and repairs are expensed as incurred. Construction in progress represents property, plant and equipment under construction or being installed. Costs include original cost, installati... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
December 28, 2067.
11.
Intangible Assets
Intangible assets consist of intellectual property that is stated at cost less accumulated amortization. As of December 31, 2022, the Company had 304 to... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
of Contents
12.
Impairment of Long-Lived Assets
APPLIED OPTOELECTRONICS, INC. accounts for impairment of long-lived assets in accordance with Accounting Standards Codification (“ASC”) 360,
Prope... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
fair value in order to recognize compensation cost for those shares expected to vest. Compensation cost is recognized on a straight-line basis over the vesting period of the restricted stock units a... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
-year limited warranty for its products but it can extend for longer periods of three to five years for certain products sold to certain customers. APPLIED OPTOELECTRONICS, INC. estimates the costs t... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
products warranty were as follows (in thousands):
Year ended December 31,
2022
2021
Beginning Balance, January 1
263
703
Warranty costs incurred
(85
(826
Provision for warranty
(38
386
... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
development costs, which offset with expense up to the reimbursable amount.
19.
Shipping and Handling Costs
Shipping and handling costs are included in operating expenses as fulfillment costs unl... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
is unlikely that the deferred tax assets will not give rise to future benefits in the Company’s tax returns.
APPLIED OPTOELECTRONICS, INC. records uncertain tax positions in accordance with ASC 740... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
liability line in the consolidated balance sheet.
21.
Global Intangible Low-taxed Income Provisions ("GILTI")
One of the base broadening provisions of the U.S. Tax Cuts and Jobs Act of 2017 (“the... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
TI provisions, and any current year impact was recorded as a part of the current portion of income tax expense.
22.
Recent Accounting Pronouncements
Recent Accounting Pronouncements Adopted in 202... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
reference rates. This ASU is effective beginning on March 12, 2020 and the Company may elect to apply the amendments prospectively through December 31, 2022. APPLIED OPTOELECTRONICS, INC. adopted... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
instruments. APPLIED OPTOELECTRONICS, INC. adopted this ASU on January 1, 2021, with no impact on its consolidated financial statements.
In November 2020, the SEC issued a new rule that modernize... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
them with the flexibility to present management’s perspective on the registrant’s financial condition and results of operations. While most of the changes involve reducing or eliminating previously ... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
this current SEC filing nor is it expected to have a material impact on future SEC filings.
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Table of Contents
Recent Accounting Pronouncements Yet to be Adopted
To date, ther... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
/or non-cash incentives, which are accounted for as variable consideration. To achieve this core principle, the Company applies the following five steps:
1. Identify the contract with a customer
A ... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
pay, which is based on a variety of factors including the customer's payment history or, in the case of a new customer, published credit and financial information pertaining to the customer.
... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
must apply judgment to determine whether promised products or services are capable of being distinct and distinct in the context of the contract. If these criteria are not met, the promised products... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
method, depending on the nature of the program. APPLIED OPTOELECTRONICS, INC. will adjust its consideration for any rebates if it is more likely than not that the rebate conditions will be met.
4. ... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
expected cost plus a margin approach is adopted to allocate the transaction price.
5. Recognize revenue when or as the Company satisfies a performance obligation
APPLIED OPTOELECTRONICS, INC. gene... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
CATV
118,169
53.0
94,266
44.6
37,944
16.2
Data Center
77,094
34.6
97,461
46.1
173,437
73.9
Telecom
24,727
11.1
16,247
7.7
21,092
9.0
FTTH
129
0.1
957
0.5
110
0.0
Other
... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
F-
Table of Contents
NOTE D— Leases
APPLIED OPTOELECTRONICS, INC. leases space under non-cancellable operating leases for manufacturing facilities, research and development offices... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
the calculation of the lease liability of the ROU asset based on management’s intentions and individual fact patterns. Several warehouses and apartments have non-cancellable lease terms of less than... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
, $1.3 million, and $1.4 million, respectively, for the years ended December 31, 2022, 2021 and 2020, respectively. The Components of lease expense were as follows for the periods indicated (in thou... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
65
1,302
2024
1,127
1,127
2025
1,207
1,207
2026
1,078
1,078
2027
1,084
1,084
2028 and thereafter
1,551
1,551
Total lease payments
7,284
65
7,349
Less imputed interest
(738
(2
... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
.15
Weighted Average Remaining Lease Term (Years) - financing leases
0.83
1.83
Weighted Average Discount Rate - operating leases
3.21
3.22
Weighted Average Discount Rate - financing leases
5.... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
124
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Table of Contents
NOTE E—CASH, CASH EQUIVALENTS AND RESTRICTED CASH
The following table provides a reconciliation of cash, cash equivalents and restricted cash reported wi... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
. As of
, there was $8.7 million and $3.0 million of restricted cash required for bank acceptance notes issued to vendors, respectively. There was $1.1 million and $2.4 million certificate of deposi... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
of shares of common stock and dilutive potential common shares from options and restricted stock units outstanding during the period. In periods with net losses, normally dilutive shares become anti... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
26,912
21,867
Net loss per share
Basic
(2.38
(2.01
(2.67
Diluted
(2.38
(2.01
(2.67
The following potentially dilutive securities were excluded from diluted net loss per share as their ef... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
consisted of the following (in thousands):
As of December 31,
2022
2021
Raw materials
25,732
29,469
Work in process and sub-assemblies
39,563
41,528
Finished goods
14,384
21,519
Total i... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
658
Computer equipment and software
11,713
12,727
Transportation equipment
679
726
356,168
376,001
Less accumulated depreciation and amortization
(177,519
(167,772
178,649
208,229
Const... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
, and $0.4 million, respectively.
As of December 31, 2022, the Company concluded that its continued loss history constitutes a triggering event as described in ASC 360-10-35-21, Property, Plant, an... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
(5,330
3,664
Trademarks
56
(21
35
Total intangible assets
9,050
(5,351
3,699
December 31, 2021
Gross
Accumulated
Intangible
Amount
amortization
assets, net
Patents
8,597
(4,779
... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
million, $0.5 million and $0.5 million, respectively. The remaining weighted average amortization period for intangible assets is approximately six years.
At December 31, 2022, future amortization ... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
Quoted prices
Significant
in active
other
markets for
observable
Significant
identical
remaining
unobservable
assets (Level 1)
inputs (Level 2)
inputs (Level 3)
Total
Assets:
Cash and ... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
value on a recurring basis as of December 31, 2021 (in thousands):
Quoted prices
Significant
in active
other
markets for
observable
Significant
identical
remaining
unobservable
assets (L... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
786
NOTE K—NOTES PAYABLE AND LONG-TERM DEBT
Notes payable and long-term debt consisted of the following for the periods indicated (in thousands):
December 31, 2022
December 31, 2021
Revolving li... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
12/14/2023 or 11/16/2025 if the convertible debt remained in effect
25,000
Revolving line of credit with a China bank up to $19,902 with interest from 2.95% to 4.57%, maturing May 24, 2024
13,102
... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
,242
54,711
Less debt issuance costs, net
(1,168
(22
Grand total
57,074
54,689
Less current portion
(57,074
(49,689
Non-current portion
5,000
Bank Acceptance Notes Payable
Bank acceptan... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
, a Truist Bank Security Agreement, a Trademark Security Agreement, and a Patent Security Agreement (together the “Credit Facility”) with Truist Bank. APPLIED OPTOELECTRONICS, INC.’s obligations unde... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
Amended Credit Facility extends the $20 million line of credit, originally entered into on September 28, 2017, until April 15, 2023. Borrowings will bear interest at a rate equal to the Secured Ov... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
line of credit. Borrowings under the Credit Facility will be used to repay senior debt with Truist Bank and for working capital needs, capital expenditures, and other corporate purposes. APPLIED OPT... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
to the maturity of the Convertible Notes. As of December 31, 2022, $25.0 million was outstanding under the Credit Facility.
On September 15, 2020, Prime World entered into an Amendment to the Fin... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
or approximately $0.8 million for certain leased equipment listed in the Amendment (the “Leased Equipment”). This payment includes all outstanding lease payments, costs and expenses; simultaneously,... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
under the Original Finance Agreements but not listed in the Amendment transferred to Prime World upon completion of the Lease Payments and expiration of the Original Finance Agreements. As of Decem... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
the issuance of bank acceptance notes to Global’s vendors. The total SPD Credit Line of 180 million RMB is inclusive of all credit facilities previously entered into with SPD including: a 30 million... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
condition. Each draw will bear interest equal to SPD’s commercial banking interest rate effective on the day of the applicable draw. Global’s obligations under the SPD Credit Line will be secured by... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
Co., Ltd., in Ningbo City, China (“CZB”). Borrowing under the ¥100M Credit Facility will be used by Global for general corporate purposes. On January 6, 2021, the ¥100M Credit Facility with CZB was... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
Facility"), or approximately $29.9 million. Global may draw upon the ¥200M Credit Facility between June 7, 2022 and June 6, 2027 (" ¥200M Credit Period"). During the ¥200M Credit Period, Global ... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
obligations under the ¥200M Credit Facility will be secured by real property owned by Global and mortgaged to CZB under the terms of the Real Estate Security Agreement. As of December 31, 2022, $20... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
draw upon the ¥50M Credit Facility from June 21, 2019 until June 20, 2022 (the “¥50M Credit Period”). During the ¥50M Credit Period, Global may request to draw upon the ¥50M Credit Facility on an... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
the terms of the Machinery and Equipment Security Agreement. As of December 31, 2022, the Company has fully repaid the loan under the ¥50M Credit Facility.
As of December 31, 2022 and December 3... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
issued $80.5 million of 5% convertible senior notes due 2024 (the “Notes”). The Notes were issued pursuant to an indenture, dated as of March 5, 2019 (the “Indenture”), between the Company and Well... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
.
The sale of the Notes generated net proceeds of $76.4 million, after deducting the Initial Purchasers’ discounts and offering expenses payable by the Company. APPLIED OPTOELECTRONICS, INC. used ap... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
Upon conversion, holders of the Notes will receive shares of the Company’s common stock, together, if applicable, with cash in lieu of any fractional share, at the then-applicable conversion rate. T... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
15, 2022, the Company will in certain circumstances increase the conversion rate for a specified period of time.
Initially and as of December 31, 2022, there are no guarantors of the Notes, but the... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
The Note Guarantee (as defined in the Indenture) of each future guarantor, if any, will be such guarantor’s senior, unsecured obligations and are equal in right of payment with existing and future s... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
15, 2022, the Company may redeem for cash all or part of the Notes if the last reported sale price per share of the Company’s common stock exceeds 130% of the conversion price on (i) each of at lea... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
change” with respect to that Note, in which case the conversion rate applicable to the conversion of that Note will be increased in certain circumstances if it is converted after it is called for re... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
, if embedded) the instrument (or embedded feature) must be both (1) indexed to the issuer’s own stock and (2) meet the requirements of the equity classification guidance. Based upon the Company’s an... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
. APPLIED OPTOELECTRONICS, INC. determined that notes should be accounted for in their entirety as a liability.
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Table of Contents
The following table sets forth interest expens... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
Accrued employee benefits
3,265
3,471
Accrued state and local taxes
588
1,897
Accrued interest
1,597
1,475
Accrued shipping and tariff expenses
33
Advance payments
3,216
195
Accrued c... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
transaction gain (loss)
(1,488
454
Government subsidy income
160
1,345
2,708
Other non-operating gain
76
129
304
Loan forgiveness
6,229
Gain (loss) on disposal of assets
47
(1
(15
T... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
30,936
Total loss before income taxes
(66,396
(54,160
(51,224
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Table of Contents
The provision for income tax expense (benefit) for the years ended December 31, was as foll... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
the net deferred tax assets and liabilities are comprised of the following approximate amounts (in thousands):
2022
2021
NOL carryforward
47,901
44,448
Inventory reserves
2,892
2,872
Unreal... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
10,099
Depreciation and amortization
(2,441
(8,600
ASC 842 Liabilities
(1,397
(1,499
Deferred tax liabilities
(3,838
(10,099
Deferred tax assets, net
APPLIED OPTOELECTRONICS, INC. has a ... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
credits of $4.6 million, which, if unused, will expire in 2028. Utilization of U.S. net operating losses and tax credit carry forwards are subject to an annual limitation due to the ownership change... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
and negative evidence to estimate whether sufficient future taxable income will be generated to permit use of the existing deferred tax assets. A significant piece of objective negative evidence eva... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
if estimates of future taxable income during the carryforward period are reduced or increased or if objective negative evidence in the form of cumulative losses is no longer present and additional w... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
federal income tax rate of 21% for the years ended December 31, 2022, 2021 and 2020, respectively, to the Company’s effective income tax rate follows (in thousands):
2022
2021
2020
Expected tax... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
426
Research and development credits
(626
(872
(744
Alternative Minimum Tax
(172
Foreign other
12
Other, net
317
(418
61
Tax (benefit) expense
7,228
APPLIED OPTOELECTRONICS, INC.'s pro... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
Company’s wholly owned subsidiary, Global Technology, Inc., has enjoyed preferential tax concessions in China as a national high-tech enterprise. In March 2007, China’s parliament enacted the PRC E... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
reduced its 2022, 2021 and 2020 income tax provision by approximately $0.0 million, $0.0 million, and $1.4 million, respectively. This tax holiday reduced its fiscal 2022, 2021, and 2020 diluted ear... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
respectively. The following is a tabular reconciliation of the total amounts of unrecognized tax benefits (in thousands):
2022
2021
2020
Unrecognized tax benefits — January 1
181
181
181
Gro... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
taxation in the United States and various states and foreign jurisdictions. APPLIED OPTOELECTRONICS, INC.’s open tax years subject to examination in the U.S. federal and state jurisdictions are 2019... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
of employer social security payments, net operating loss utilization and carryback periods, modifications to the net interest deduction limitations and technical corrections to tax depreciation meth... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
tax benefit of $1.3 million on the non-taxable forgiveness of the PPP loan. However, the legislation had no material impact to income tax expense on the Company’s financial statements as a result of... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
Inflation Reduction Act includes a 1% excise tax on corporate stock repurchases, applicable to repurchases after December 31, 2022, and also a new minimum tax based on book income. We are in the pr... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
. As of December 31, 2022, however, the Company does not have any accumulated undistributed earnings generated by foreign subsidiaries and has estimated that its tax basis in foreign subsidiaries ex... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
Equity Incentive Plan (“2013 Plan”)
the 2021 Equity Incentive Plan (“2021 Plan”)
APPLIED OPTOELECTRONICS, INC. issued stock options, restricted stock awards (“RSAs”) and restricted stock units (“R... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
and from time to time with the assistance of third party valuation specialists.
Stock Options
Options have been granted to the Company’s employees under the two incentive plans and generally becom... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
data)
Outstanding, January 1, 2022
270
10.32
5.44
1.69
Exercised
Forfeited
(6
6.54
5.03
Outstanding, December 31, 2022
264
10.41
5.45
0.71
Exercisable, December 31, 2022
264
10.41
... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
APPLIED OPTOELECTRONICS, INC. approved to grant restricted performance stock units (“PSUs”) to senior executives as a part of our long-term equity compensation program starting from June 2021. The n... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
the PSUs using a Monte Carlo simulation model on the date of grant. Compensation expense is recognized ratably over the explicit service period. APPLIED OPTOELECTRONICS, INC. recognized PSU expenses... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
)
Outstanding at January 1, 2022
2,170
11.15
11,156
Granted
1,977
2.04
3,687
Released
(1,023
2.75
8.65
2,818
Cancelled/Forfeited
(149
10.02
281
Outstanding, December 31, 2022
2,975... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
years.
Share-Based Compensation
APPLIED OPTOELECTRONICS, INC. recognizes compensation expense on a straight-line basis over the applicable vesting term of the award and expense is adjusted as forfe... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
115
1,191
General and administrative
6,923
7,948
8,106
Total share-based compensation expense
9,600
12,121
13,046
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Table of Contents
NOTE Q—STOCKHOLDERS’ EQUITY
Common... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
, we filed a Registration Statement on Form S-3 with the Securities and Exchange Commission, which was declared effective on January 9, 2020, providing for the public offer and sale of certain secur... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
5.9 million shares at a weighted average price of $9.12 per share, providing proceeds of $53.9 million, net of expenses and underwriting discounts and commissions.
On February 26, 2021, we entered ... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
that are deemed to be “at the market” offerings as defined in Rule 415 of the Securities Act of 1933, as amended (the “Securities Act”), including sales made through the facilities of the Nasdaq Glo... |
YOU are a financial analyst. You are reading a report of a company.
The report is about the company's financial status.
and conditions of the Agreement, the Sales Agent will use its commercially reasonable efforts to sell Shares on the Company’s behalf up to the designated amount specified in the placement notice. AP... |
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