WHAT IS CALL OPTION & PUT OPTION IN BONDS? stringlengths 12 375 | Bond Option is a contract between seller and buyer to be executed in the future at a predefined time and price (irrespective of current market price). A call option gives the buyer the right to buy the bonds but does not create an obligation on either party to execute the option. A put option provides the seller with the right to sell the bonds but does not create an obligation on either party to complete the option. Bonds with embedded call options are called callable bonds, and Bonds with embedded puttable options are called puttable options. stringlengths 3 10.9k |
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Is it necessary to apply in the application form received or can we use any other form? | It is not necessary to apply only in the application form sent. The shareholder can apply on plain paper format, which should contain all the essential fields. Forms can also be downloaded from the company’s or Registrar's website, during the period the rights issue remains open.Read moreTo make an application on plain... |
Is trading approval from SEs to be obtained for trading of REs by issuer? | The issuer shall submit details of total REs credited to the stock exchanges immediately after completing the corporate action for the same and shall obtain requisite trading approval from the stock exchanges. |
Is withdrawal permitted? | No withdrawal of application shall be permitted by any shareholder after the issue closing date. |
The company has announced a rights issue in the ratio of 1:15. If I have 10 shares of the company in my one demat account and 5 shares in another demat account, am I eligible for exercising the rights? | The RTA does a folio wise check for the eligibility. Although the same PAN would be mapped to both your demat accounts, the shares would be held in separate folios in the RTA’s records. This means that you will receive "zero" rights entitlements in a scenario where you have 10 shares in one demat account and 5 shares i... |
What are the changes in issue timeline for processing rights issue under new process? | The period for advance notice to stock exchange(s) under Regulation 42(2) of LODR Regulations has been reduced from at least 7 working days to at least 3 working days (excluding the date of intimation and the record date), for the purpose of rights issue. Issuance of newspaper advertisement disclosing date of completio... |
What are the information printed on CAF and Intimation Letter? | What are the information printed on CAF and Intimation Letter? § Rights Entitlements, Procedure for Application in the Issue, Renunciation of Rights Entitlements & Issue Schedule |
What are the options available to an Eligible Equity Shareholder in Rights Issue? | The Rights Entitlement Letter will clearly indicate the number of Rights Equity Shares that the Eligible Equity Shareholder is entitled to. If the Eligible Equity Shareholder applies in the Issue, then such Eligible Equity Shareholder can:(i) apply for its Rights Equity Shares to the full extent of its Rights Entitleme... |
What are the other documents those are dispatched alongwith ALOF under new process? | The issuer shall dispatch a hard copy of a pre-printed common application form, with the entitlement details to its shareholders, as on the record date, only for those shareholders, whose email ids are not registered in the company’s records. For all other shareholders, whose email ids are available in the company’s re... |
What are the Payment mode available for Applicants in rights issue under new process? | Application for a rights issue shall be made only through ASBA facility irrespective of category and amount. |
What is full from of CAF under new process? | CAF means Common application form |
What is Rights Issue ? | Issue of Shares to existing shareholders as on record date is called a Rights Issue. The rights are offered in a ratio to the number of shares or convertible securities held by the shareholder as on the record date. |
What is the minimum period for advance notice to stock exchange under Regulation 42(2)? | The period for advance notice to stock exchange(s) under Regulation 42(2) of LODR Regulations is at least 3 working days (excluding the date of intimation and the record date), for the purpose of rights issue. |
What is the period during which the Rights Issue has to be kept open? | As per current regulations, a Rights Issue has to be open for a minimum period of 7 days |
What is the procedure for making plain paper application and where can the plain paper application be submitted? | An Eligible Equity Shareholder who is eligible to apply under the ASBA process may make an Application tosubscribe to the Issue on plain paper. Click here for Application on Plain paper format. An Eligible Equity Shareholder shall submit the plain paper Application to the Designated Branch of the SCSB for authorising s... |
What is the process to make an application in Rights Issue, who is holding shares in physical form? | In accordance with the SEBI Rights Issue Circulars, the Eligible Equity Shareholders, who hold Equity Shares in physical form as on Record Date are required to furnish the details of their demat account along with self-attested PAN and details of address proof by way of uploading on Registrar website the records confir... |
What is the Record Date in the context of a Rights Issue? | A record date is reference date for freezing list of shareholders who become eligible to receive corporate benefit like rights entitlement, Bonus shares, dividend etc. . Investors holding shares in demat mode have to ensure that their DP account shows shares held as on that date. |
What will happen to the amount if I don't receive an allotment? | The money for any shares not allotted to you will be credited to your bank account by the RTA after the process is completeIn case shares are not allotted/ partially allotted, the amount blocked shall be unblocked. The amount is deducted only when the shares get allotted. Only the amount for which the shares have been ... |
Whether any persons who are not existing shareholders of the Issuer Company as on record date, can apply to the Rights Issue? | Yes. Persons who have bought Rights Entitlements (REs) through On market renunciation / Off market renunciation, are eligible to apply for the shares / other securities offered under Rights Issue, if the REs are available in their demat account. |
Why is demat account details significant for a rights issue applicant? | The DP-ID + Client ID, is a 16-digit definitive identification of the applicant. It is based on the Demat Account, that allotted shares are credited and refunds, to the bank account linked with the demat account, if any, are processed. A wrong but valid demat account number. can result in shares being credited to a dif... |
Will I be eligible for the rights issue if I purchase shares on the ex-rights date? | No, you should have purchased the shares before the ex-rights date to be eligible for the rights issue. |
Will I be eligible for the rights issue if I sell the shares on the ex-rights date? | Yes, if you have sold your shares after the ex-rights date then you are entitled to receive the RE. It will be credited to your broker on your behalf and the broker will then credit them to you. |
Will physical certificates be issued successful applicants in Rights Issue. | NO, In accordance with Regulation 77A of the SEBI ICDR Regulations read with the SEBI Rights Issue Circulars, the credit of Rights Entitlements and Allotment of Rights Equity Shares shall be made in dematerialised mode only. |
Can shareholders holding Equity Shares in a physical form renounce their Rights Entitlement? | In accordance with SEBI circular SEBI/HO/CFD/DIL2/CIR/P/2020/13dated January 22, 2020, the Eligible Equity Shareholders, who hold Equity Shares in physical form as on Record Date shall be required to provide their demat account details to Issuer / Registrar to the Issue for credit of Rights Entitlement not later than t... |
What are the general rules regarding renouncement? | Renouncement can be for part or for full portion of the entitlement In case shareholder renounces full / part of his holding, he becomes ineligible to apply for additional shares. |
What does that renouncee signify here? I am not renouncing my rights instead I wish to opt for more rights which I have brought. | If you’re buying REs from the secondary market, you’re buying it from someone who is renouncing his right. The seller would be the renouncer and the buyer would be renouncee. |
What is a renouncement? | A shareholder can renounce (or forego) the total or part of his/her entitlement in favour of a third party, who then becomes the renouncee. |
What is the difference between: “I am a shareholder as on Record Date and undertake to hold REs till issue closing date” and " I am renouncee and hold rights entitlement in valid demat account to hold REs till issue closing date". Which option would I have to choose in that case? | If you’re buying REs from the secondary market, you’re buying it from someone who is renouncing his right. The seller would be the renouncer and the buyer would be renouncee. If you were an eligible investor and had at least a single share as on the record date, you’ll need to select the shareholder option. |
What is the process of on market and off market renunciation? | Process for On Market & Off Market Renounciation:(a) On Market RenunciationThe Investors may renounce the Rights Entitlements, credited to their respective demat accounts by trading/selling them on the secondary market platform of the Stock Exchanges through a registered stock broker in the same manner as trading / sel... |
Whether entitlement can be renounced through plain paper format? | No. Shareholders cannot renounce their entitlement when applying through plain paper format |
At what price can I sell my REs in the market? | You can sell the REs at a price someone’s willing to pay for it. |
Can Investor submit more than one application form for REs available in a particular demat account? | Investor can submit more than one application form for REs available in a particular demat account. |
Can these REs be traded on stock exchange platform? Can they be traded off market? | REs shall be traded on secondary market platform of Stock exchanges, with T+2 rolling settlement, similar to the equity shares. Investors holding REs in dematerialized mode shall be able to renounce their entitlements by trading on stock exchange platform or off-market transfer. Such trades will be settled by transfer... |
Do all REs, get a share or it’ll be like subscribing to IPO (lottery system)? | If you have X REs, and you apply for X+Y shares. You will get X rights shares since you’re eligible. For the remaining Y, will be allotted on availability of shares on proportionate basis. |
How are Rights Entitlements (REs) issued? | Rights Entitlements (REs) are issued in dematerialised form under a separate ISIN created by the Issuer Company. |
How are the details of Renouncee obtained in absence of physical forms? | Registrar shall obtain demographic details of all applicants from depositories. Registrar shall obtain details of holders of REs as on issue closing date, from the depositories. |
How are the fractional entitlements treated while crediting REs? | In case of fractional entitlements of REs, the fractional part shall be ignored by rounding down the entitlement. |
How can NRIs buy the REs, since they cannot pay through RTA? | If your bank allows ASBA through net banking, you should be able to apply as an NRI. |
How do I check my Rights Entitlement | To check your Rights Entitlement, kindly click here |
How shareholders holding shares in physical mode will receive REs? Also what are the Timeline? | Physical shareholders shall be required to provide their demat account details to Issuer / Registrar to the Issue for credit of REs not later than two working days prior to the issue closing date, such that credit of REs in their demat account takes place at least one day before the issue closing date. |
How the REs for abeyance and IEPF cases will be treated? | If the demat account of a shareholder is frozen or demat account details are not available, including shares held in unclaimed suspense account or in the account of IEPF Authority, then REs shall be credited in a suspense escrow demat account of the Issuer Company . |
How will Shareholders with ZERO REs be communicated? | In similar way as for other shareholders, thru intimation letter mentioning "Zero" entitlement, and they are given preference for allotment of one share if they apply for an additional share. |
I am purchasing the REs from the market today, can I apply directly via ASBA? | Yes, you will be able to apply via ASBA process. |
I don’t have the shares but bought REs, am I still eligible to apply for the rights issue? | In case you have bought REs but don’t have shares, you’re still eligible for the rights issue. You may apply for the rights shares via net banking ASBA if your bank allows it. If you don’t take any action, and let the REs remain in your Demat Account, they will lapse after the issue. |
Should I unpledge the shares to receive REs and be eligible for the rights issue? | The REs will be credited to your demat account, you need not unpledge. |
What about Rights entitlment for shares that are pledged with broker? | The broker will receive the REs in their demat account and subsequently be able to make an off-market transfer to the respective client accounts. So, the client will receive the REseven if they do not unpledge their holdings. |
What happens to Rights Entitlements (REs) which are neither subscribed nor renounced on or before the Issue Closing Date? | Rights Entitlements (REs) which are neither subscribed nor renounced on or before the Issue Closing Date shall lapse and shall be extinguished after the Issue Closing Date. |
What if someone sells his REs and then applies for the rights issue? How will the RTA do it? | The RTA will check your demat account details and then check for the REs before allotment. |
What is REs and how can a shareholder come to know about the same? | The number of Rights Equity Shares that an Eligible Equity Shareholder is entitled to in proportion to his / her shareholding in the Issuer Company as on the Record Date. Shareholder will come to know about the same by checking his depository account with the no of REs credited in the ISIN specifically created for the... |
What is the process of crediting REs ? | A separate ISIN shall be obtained by the issuer for credit of REs. Based on the rights entitlement ratio, the issuer shall credit REs in dematerialized mode through corporate action to shareholders holding shares as on record date. The ISIN of REs shall be kept frozen (for debit) in the depository system till the date ... |
What will happen if Rights Entitlements (REs) are purchased through On market renunciation / Off market renunciation, and no application is made for subscribing the shares / other securities offered under Rights Issue? | If no application is made by the purchaser of REs on or before Issue closing date then such REs will get lapsed and shall be extinguished after the Issue Closing Date. No shares / other securities for such lapsed REs will be credited, even if such REs were purchased from market and purchaser will lose the premium paid ... |
What would be the expiry date and time for Rights Entitlment? | The REs will lapse on issue closure and should be removed from your demat account once the Registrar and Transfer Agent (RTA) has processed all the applications (which happens within a few days from issue closure). |
When and How the ISIN for REs will be suspended and extinguished? | The issuer shall intimate issue closing date to the depositories at least one day before the issue closing date, and the depositories shall suspend the ISIN of REs for transfers, from issue closing date. REs which are neither renounced nor subscribed by the shareholders shall be lapsed after closure of the Rights Issu... |
When is the REs credited in the demat account ? | Issuer shall specify the ISIN for REs while announcing the record date. Based on the rights entitlement ratio, the issuer shall credit REs in dematerialized mode through corporate action to shareholders holding shares as on record date. The ISIN of REs shall be kept frozen (for debit) in the depository system till the ... |
When will Trading Commence in REs ? | The issuer shall submit details of total REs credited to the stock exchanges immediately after completing the corporate action for the same and shall obtain requisite trading approval from the stock exchanges. Trading in REs shall commence on the date of opening of the issue and shall be closed at least three working d... |
Consolidation of Certificates issued in various denominations. | I have certificates in various denominations, can I have them consolidated into a Single certificate? Yes, you can. For securities held in physical form, please ensure that your folio is KYC compliant.Please send us the original certificates, provided they are under the same folio, along with a request letter. If they ... |
How do I Amalgamate different folios/accounts? | For KYC-compliant folios, if you have more than one folio registered with the same address and identical names which are in the same order, please submit the following:-1. Application Form for Amalgamation duly completed and signed by ALL the holders as per the specimen signature(s) recorded with the Company. This form... |
I have certificates in various denominations, can I have them consolidated into a Single certificate? | Yes, you can. For securities held in physical form, please ensure that your folio is KYC compliant.Please send us the original certificates, provided they are under the same folio, alongwith a request letter. If they are not under the same folio, but have the same order of names, please follow the procedure mentioned f... |
What is Transpostion? | Transposition:To interchange the order of names for full holding, for the securities held in the physical form please find the following procedure. Also, ensure that your folio is KYC-compliant. Transposition means that if the physical securities are held in the name of A & B and the securities holder has a demat accou... |
+2023 Transposition of Securities. | List of Documents required to be submitted:i) Original security certificateii) Form ISR-4.iii) Transposition Formiv) Additional documents for non-KYC Compliant Folios:a. Form ISR-1b. Form ISR-2c. Form SH-13 or ISR-3 As part of enhanced due diligence, RTA / Issuer Company shall seek additional docume... |
Transposition of Securities. | For KYC compliant folio, please submit the following:-1. Application Form for Transposition duly completed and signed by ALL the holders as per the specimen signatures recorded with the Company. This form can be downloaded from our website.2. Original certificates for the securities.3. Self-attested copies of the PAN C... |
-2023 Change of Address. | Please note, SEBI vide their Circulars have mandated:Furnishing of PAN, Address with PIN code, Email address(optional), Mobile No., Bank Account details, Specimen Signature & Nomination by holders of physical securities (collectively, called KYC requirement), and that “From January 1, 2022, RTAs shall not process any s... |
-2023 Change of Status / Category | The status of an investor, whether resident or non-resident, is an important detail that is recorded with the RTA. Operationally, there is a difference in the way the investment account of a resident investor and a non-resident investor is managed on factors such as taxation, and paperwork. A change in the status from ... |
+2023 Request for Updation of Investor Details - Change in Bank Details | List of documents required to be submitted: i) Form ISR-1ii) Original unsigned cancelled cheque bearing the name of the first registered shareholderiii) Additional documents for non-KYC Compliant Folios:a. Form ISR-2b. Form SH-13 or ISR-3 As part of enhanced due diligence, RTA / Issuer Company shall seek... |
+2023 Request for Updation of Investor Details - Change of Address | List of documents required to be submitted: i) Form ISR-1ii) Self-attested copy of proof of new address (ANY ONE as given below)a) Valid Passport / Registered Lease or Sale Agreement of Residence / Driving License / Flat Maintenance bill.b) Utility bills like Telephone Bill (only landline), Electricity bill or Gas bill... |
+2023 Request for Updation of Investor Details - Updation of Contact Details [ Mobile and/or Email id ] | Updation of Mobile No-(mandatory) and/or Email ID (optional) List of documents required to be submitted:i) Form ISR-1ii) Additional documents for non-KYC Compliant Folios:a. Form ISR-2b. Form SH-13 or ISR-3 As part of enhanced due diligence, RTA / Issuer Company shall seek additional documents from the sec... |
+2023 Request for Updation of Investor Details - Updation of PAN | List of documents required to be submitted:i) Form ISR-1ii) Original unsigned cancelled cheque bearing the name of the first registered shareholderiii) Additional documents for non-KYC Compliant Folios:a. Form ISR-2b. Form SH-13 or ISR-3 As part of enhanced due diligence, RTA / Issuer Company shall seek ... |
How can I Change my Specimen Signature? | Change of Signature:For securities held in physical form, please ensure that your folio is KYC compliant. To register your new signature for securities held in physical form, Form ISR-2 is required to be completed and forwarded to us along with the original canceled cheque leaf bearing the name of the first holder. Imp... |
What is a Specimen Signature? | Specimen signature definition: a signature to be compared to an original signature in order to verify someone's identity. Specimen Signature Card means a standard form of specimen signature card in use from time to time for the purpose of identifying the signatories |
-2023 Change of Signature | Please note, SEBI vide their Circulars have mandated:Furnishing of PAN, Address with PIN code, Email address(optional), Mobile No., Bank Account details, Specimen Signature & Nomination by holders of physical securities (collectively, called KYC requirement), and that “From January 1, 2022, RTAs shall not process any s... |
-2023 For Corporates,consequent to change in name of the Company/Trust/Society. | For KYC compliant folio, please submit the following:For Corporates consequent to change in name of the CompanyA letter duly signed by the authorized signatory/trustee supported by the certified true copy of the documents mentioned below in respect of:Corporate Body- Certificate of Incorporation along with Memorandum a... |
-2023 For Individuals, consequent to marriage / divorce / attaining majority | For KYC compliant folio, please submit the following: A. For Individuals, consequent to marriage/divorce / attaining majority. Legible copy of the documents in respect of each name change. Duly attested by Notary Public / Bank Manager / First Class Magistrate.:Attestation by Notary Public / First Class Magistrate shoul... |
-2023 KYC Registration of Bank details (NECS) | Please note, SEBI vide their Circulars have mandated:Furnishing of PAN, Address with PIN code, Email address(optional), Mobile No., Bank Account details, Specimen Signature & Nomination by holders of physical securities (collectively, called KYC requirement), and that “From January 1, 2022, RTAs shall not process any s... |
How can I avail of the Electronic Clearing Service facility? | In case you are holding securities in physical form, you should submit the ECS form duly completed along with a cancelled cheque leaf as advised in the Form-ISR-1 and we shall take due note of the same in our records. As a result, all subsequent dividends will be paid to you through direct credit to your bank account. ... |
How can the non kyc folio be returned to a normal status /state? | The RTA shall revert the non kyc folios to normal status upon a) receipt of all the aforesaid documents/details such as PAN, Nomination,Postal Address with PIN,Mobile Number.,Bank Account Details. |
What are the benefits of availing ECS facility? | This avoids a lot of hassles like loss/fraudulent encashment of dividend/interest warrant during postal transit. Payment is directly coming to your account through Banking Channels. So, there will be no wait for receipt of dividend/interest warrants and depositing into your bank. |
What is Electronic Clearing Service (ECS)? | Under this system, you can receive your dividend/interest electronically by way of direct credit to your bank account. This avoids a lot of hassles like loss/fraudulent interception of dividend/interest warrants during postal transit. This also expedites payment through credit to your account compared to dividend/inter... |
+2023 Allotment of Securities IPO /FPO /Rights /Stocksplit /Bonus | I. IPO: For Unblocking of funds – Copy of Bank statement from where bidding is done. II. Rights Entitlement (RE) – Copy of Client Master List (Sequence of Name(s) in the CML should be the same as appearing in ROM in the physical folio. III. Bonus: (If shares are in Suspense Escrow Demat Account).i) ... |
+2023 Change in Status -Minor to Major -Resident to NRI and vice versa | Change in status from Minor to Major:List of Documents Required:i) Original security certificateii) Copy of Birth Certificate / School Leaving Certificate /Aadhaar attested by Notaryiii) Form ISR-4.iv) Additional documents for non-KYC Compliant Folios:a. Form ISR-1b. Form ISR-2c. Form SH-13 or ISR-3... |
+2023 Change in the name of the holder | FOR INDIVIDUALS: Major change in name - Due to Marriage / Divorce:List of Documents to be submitted:i) Original security certificateii) Copy of Marriage Certificate / Divorce Decree attested by Notaryiii) Self-attested Copy of valid passport showing husband’s name or publication in the official gazetteiv) An... |
+2023 Claim from Unclaimed Suspense Account & Suspense Escrow Demat Account | Claim From Unclaimed Suspense Account:List of Documents Required:i) Request letter / Form prescribed by the Company.ii) Original security certificate(s)iii) DP Certified Client Master Listiv) Form ISR-4.v) Additional documents for non-KYC Compliant Folios:a. Form ISR-1b. Form ISR-2c. Form SH-13 o... |
+2023 Consolidation of folios | List of Documents Required:i) Original security certificateii) Form ISR-4.iii) Additional documents for non-KYC Compliant Folios:a. Form ISR-1b. Form ISR-2c. Form SH-13 or ISR-3 As part of enhanced due diligence, RTA / Issuer Company shall seek additional documents from the security holder(s) for proc... |
+2023 Consolidation of securities certificate | List of Documents Required:i) Original security certificateii) Form ISR-4.iii) Additional documents for non-KYC Compliant Folios:a. Form ISR-1b. Form ISR-2c. Form SH-13 or ISR-3 As part of enhanced due diligence, RTA / Issuer Company shall seek additional documents from the security holder(s) for proc... |
+2023 Endorsement | List of Documents Required:i) Original security certificateii) Form ISR-4.iii) Additional documents for non-KYC Compliant Folios:a. Form ISR-1b. Form ISR-2c. Form SH-13 or ISR-3 As part of enhanced due diligence, RTA / Issuer Company shall seek additional documents from the security holder(s) for proc... |
-2023 FORM 15G/H | Please note, SEBI vide their Circulars have mandated:Furnishing of PAN, Address with PIN code, Email address(optional), Mobile No., Bank Account details, Specimen Signature & Nomination by holders of physical securities (collectively, called KYC requirement), and that “From January 1, 2022, RTAs shall not process any s... |
+2023 Intimation of corporate benefits & other corporate communication AGM/ E-Voting /Dividend /Bonus /Stock split | List of documents requiredSigned Letter from the shareholder quoting the Folio or DPCL and the type of corporate benefits/communication.As part of enhanced due diligence, RTA / Issuer Company shall seek additional documents from the security holder(s) for processing any service request/complaint. |
-2023 Letter of Confirmation | Please note, SEBI vide their Circulars have mandated:Furnishing of PAN, Address with PIN code, Email address(optional), Mobile No., Bank Account details, Specimen Signature & Nomination by holders of physical securities (collectively, called KYC requirement), and that “From January 1, 2022, RTAs shall not process any s... |
+2023 Name Deletion | List of Documents Required:i) Original security certificateii) Copy of Death Certificate attested by Notary / Gazetted Officeriii) Transmission Formiv) Form ISR-4.v) Additional documents for non-KYC Compliant Folios:a. Form ISR-1b. Form ISR-2c. Form SH-13 or ISR-3 As part of enhanced due diligenc... |
-2023 Non Receipt of Consideration Amount | Please note, SEBI vide their Circulars have mandated:Furnishing of PAN, Address with PIN code, Email address(optional), Mobile No., Bank Account details, Specimen Signature & Nomination by holders of physical securities (collectively, called KYC requirement), and that “From January 1, 2022, RTAs shall not process any s... |
+2023 Non Receipt of Dividend /Interest /Redemption Amount | List of Documents Required:i) Request letterii) Client Master List duly attested by Depository Participant mentioning complete bank details Or Cancelled Cheque Leaf of claimant name printed on Cheque.iii) Additional documents for non-KYC Compliant Folios:a. Form ISR-1b. Form ISR-2c. Form SH-13 or ISR-... |
-2023 Non Receipt of Dividend/Interest/Redemption warrant. | Please note, SEBI vide their Circulars have mandated:Furnishing of PAN, Address with PIN code, Email address(optional), Mobile No., Bank Account details, Specimen Signature & Nomination by holders of physical securities (collectively, called KYC requirement), and that “From January 1, 2022, RTAs shall not process any s... |
-2023 Non Receipt of Fractional Entitlement | Please note, SEBI vide their Circulars have mandated:Furnishing of PAN, Address with PIN code, Email address(optional), Mobile No., Bank Account details, Specimen Signature & Nomination by holders of physical securities (collectively, called KYC requirement), and that “From January 1, 2022, RTAs shall not process any s... |
-2023 Non Receipt of Redemption Amount | Please note, SEBI vide their Circulars have mandated:Furnishing of PAN, Address with PIN code, Email address(optional), Mobile No., Bank Account details, Specimen Signature & Nomination by holders of physical securities (collectively, called KYC requirement), and that “From January 1, 2022, RTAs shall not process any s... |
-2023 Non Receipt of refund warrant | Request for non-receipt of refund warrant will be considered, provided the amount is found to be outstanding and not transferred to the General Revenue Account of the Central Government or the Investor Education and Protection Fund (Refer XII for details), then the said request letter shall be considered for remittance... |
-2023 Non Receipt of Stickers for change in the name of the company | Please note, SEBI vide their Circulars have mandated:Furnishing of PAN, Address with PIN code, Email address(optional), Mobile No., Bank Account details, Specimen Signature & Nomination by holders of physical securities (collectively, called KYC requirement), and that “From January 1, 2022, RTAs shall not process any s... |
+2023 Replacement / Renewal / Exchange of securities certificate | List of Documents Required:i) Original security certificateii) Form ISR-4.iii) Additional documents for non-KYC Compliant Folios:a. Form ISR-1b. Form ISR-2c. Form SH-13 or ISR-3 As part of enhanced due diligence, RTA / Issuer Company shall seek additional documents from the security holder(s) for proc... |
-2023 Request for Annual Report | The Annual Reports of the company are now available in downloadable formats, both on the STOCK EXCHANGE website as well as the Company’s website. Please note, SEBI vide their Circulars have mandated:Furnishing of PAN, Address with PIN code, Email address(optional), Mobile No., Bank Account details, Specimen Signature &... |
-2023 Revalidation / Replacement of Warrant | As per the SEBI circular SEBI/HO/MIRSD/DOP1/CIR/P/2018/73 dated 20th April 2018, all dividend/interest payments pertaining to revalidation of dividend/interest warrant/Non-receipt of dividend/interest warrant, etc. would be executed via electronic bank transfer only (RTGS/NEFT).Please also note, SEBI vide their Circula... |
+2023 Sub-division / Splitting of securities certificate | List of Documents Required:i) Original security certificateii) Form ISR-4.iii) Additional documents for non-KYC Compliant Folios:a. Form ISR-1b. Form ISR-2c. Form SH-13 or ISR-3 As part of enhanced due diligence, RTA / Issuer Company shall seek additional documents from the security holder(s) for proc... |
+2023 Tax Exemption | Senior Citizens (Above 60 years of age)List of Documents Required:a. Form 15H duly completed Resident Individuals List of Documents Required:a) Form 15G duly completedAs part of enhanced due diligence, RTA / Issuer Company shall seek additional documents from the security holder(s) for processing any service requ... |
-2023 Un-Claimed Dividend Amount | Please note, SEBI vide their Circulars have mandated:Furnishing of PAN, Address with PIN code, Email address(optional), Mobile No., Bank Account details, Specimen Signature & Nomination by holders of physical securities (collectively, called KYC requirement), and that “From January 1, 2022, RTAs shall not process any s... |
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