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1863f7e00243930ce9d7647848dc7c467a0d7961
subsection
64
98
Extensions
The following section outlines different ideas on how to extend the generalized SART-approach to an even more versatile tool for devising efficient Kaczmarz-type reconstruction methods.
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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6fc90ba97c7ece8e0874aaa8b508ad3ced85740a
subsection
65
98
Box constraints
Analogously as in other Kaczmarz-methods, box constraints f_{\min } \le f \le f_{\max } on the admissible values of the object f may be incorporated in GenSART-schemes simply by settingf_{k+1} \leftarrow \max \big \lbrace \min \lbrace f_{k+1}, f_{\max } \rbrace , f_{\min } \big \rbrace .after each iteration. This appro...
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Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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6772439ce26a380776748f4279322e621efc4c7d
subsection
66
98
Additional quadratic regularizer
So far, the penalization in the considered Kaczmarz-iterations was always with respect to the preceding iterate f_k. In addition, it might be desirable to impose a static regularizer such that the total penalty is given by\mathcal {R}_k(f) = \alpha _1 \Vert T(f - f_k) \Vert _Z^2 + \alpha _2 \Vert T(f - f_{\textup {ref}...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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1965f9eb2342d473d7dc88b8c1007e25b082c997
subsection
67
98
Kaczmarz-type splitting and primal-dual methods
Variational reconstruction methods seek to minimize terms of the form \mathcal {S}_{\textup {tot}}\left( P_{\textup {tot}}(f) \right) + \mathcal {R}(f) with \mathcal {S}_{\textup {tot}}(p_1, \ldots , p_{N_{\textup {proj}}}) = \sum _{j=1}^{N_{\textup {proj}}}\mathcal {S}(p_j), compare §REF . Often, this is achieved by s...
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1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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b36d4a342a99dd0469d73fae66efde4102a61872
subsection
68
98
Numerical examples
All of the GenSART-schemes from § have been successfully implemented as numerical algorithms. In the following, exemplary results are presented.
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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435673478de4fc191484358178d02164639e0b68
subsection
69
98
Implementation
In previous studies, Kaczmarz-type reconstruction methods have usually been derived for a discretized tomographic model. On the contrary, the theory in this work relies on properties of the parallel- or cone-beam projectors P\in \lbrace {P}, {D}\rbrace that are valid only in continuous space. In particular, while the g...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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fca446fbe6c9c01764a663bfb1875b0db87e95a9
subsection
70
98
Implementation
If {P}\in \mathbb {R}^{m\times n}, {f}\in \mathbb {R}^{n}, S, {u}\in \mathbb {R}^{m} are suitable discretizations of P, f, \mathcal {S}, u_P, then this would look as follows for L^2-penalized Kaczmarz:f_{\textup {new}} &\in \operatornamewithlimits{argmin}_{f \in L^2(\Omega )} \mathcal {S}( P( f ) ) + \alpha \Vert f - f...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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92402131b6173840c177c05077a0640377bf6448
subsection
71
98
Implementation
For example, L^q-norms are then identified with q-norms in \mathbb {R}^n, i.e.\int _{\Omega } |f({x})|^q \, = \Vert f \Vert _{L^q}^q \sim \Vert {f} \Vert _q^q = \sum _{i = 1}^n |{f}_i|^q \;\;\;\;\;\text{if}\;\;\;\;\; {f}= ({f}_i)_{i =1}^n \text{ discretizes } f.Discrete and continuous quantities can be related via samp...
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1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
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Mathematics
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dd66d859bb99c57cd6030529b8592d424fd7f2d5
subsection
72
98
Unit-projections and precomputations:
Recall that all of the generalized SART formulas in § and § involve (weighted) unit-projections u_{j} or {\tilde{u}_{j}}. Clearly, discrete approximations {u}_{j}, \tilde{{u}}_{j} of these are needed for numerical computations. For general object-domains \Omega , these may be precomputed via {u}_{j} = {P}_j(1_{\mathbb ...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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709823ca3377c5ed7fd97fa1c4ad60f909939870
subsection
73
98
Robust tomography test case
As a first numerical example, we consider the application of robust reconstrution from tomographic projection data, as introduced in REF .
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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96854f238278499a6fb4a28977a17d02d9aaab45
subsection
74
98
Robust tomography test case
To this end, we compare L^2-regularized Tikhonov-regularization and Kaczmarz-iterationsf^{\textup {Tik}} &= \operatornamewithlimits{argmin}_{f \in L^2(\Omega ) } \mathcal {S}_{{\textup {tot}}}\left( g_{\textup {tot}}^{\textup {obs}}; \, P_{{\textup {tot}}}(f)\right) + \alpha _{\textup {Tik}} \Vert f \Vert _{L^2}^2 \\ f...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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56fcb3208c17184a74b0be752a36a37c95980d7e
subsection
75
98
Robust tomography test case
On the other hand, we design a generalized SART-analogue, alg:RobustSART, by discretizing the update-formula (). Note that the discrete analogue of the optimization problem in () factorizes into a family of scalar problems just like in the continuous setting, see §REF .
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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e75f0832e35f3fd3c6457ae9fe95796d0bcb5a57
subsection
76
98
Robust tomography test case
This enables a highly efficient implementation of this step regardless of the choice s \in \lbrace s_{L^2}, s_{L^1_{\textup {H}}, \nu }, s_{\textup {s-t}, \nu }\rbrace .Robust Tikhonov reconstructionData {g}^{\textup {obs}}_{\textup {tot}}\in \mathbb {R}^{{m_{\textup {proj}}}{N_{\textup {proj}}}}, projector {P}_{{\text...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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897705ae2d5063f73f04087e165f9af5bb7eed94
subsection
77
98
Robust tomography test case
(b) Simulated parallel-beam data. (c) Plot of the different data-fidelity functions. (f) FBP-reconstruction. (d),(e) Tikhonov-reconstruction (alg:RobustTikh) with L^2- and L^1-Huber-data-fidelity. (g)–(i) SART-reconstruction (alg:RobustSART) with L^2- and L^1-Huber- and Student's-t data-fidelity. The linear color scale...
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1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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d97f652ec31c5f5aa5d970f8e74ea8ec94cd374a
subsection
78
98
Robust tomography test case
The GenSART-results for all(!) data-fidelities are plotted in fig:RobustSART(f)-(h). For comparison, fig:RobustSART(c) also shows a reconstruction by filtered back-projection (FBP), computed using an implementation from the ASTRA-toolbox , with default-parameters.As expected, the results for L^2-data fidelities (fig:Ro...
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1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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e2c95c0e8f4f9beb1cbbb7805c4a6137cbd8dc9a
subsection
79
98
Newton-Kaczmarz-GenSART for experimental XPCT-data
For a second and somewhat more involved numerical test case, we implement the Newton-Kaczmarz-iterations for X-ray phase contrast tomography (XPCT) from §REF . To this end, the obtained GenSART-formula () is discretized, where the gradients \nabla are replaced by finite-difference operators {\nabla }\in \mathbb {R}^{M_...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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7166e09c50f6e2d7c2091e55f35f69934279482b
subsection
80
98
Newton-Kaczmarz-GenSART for experimental XPCT-data
The {U}_{{\nabla }, j} \in \mathbb {R}^{M_{\textup {grad}} \times M_{\textup {grad}}} are diagonal, positive-semidefinite matrices that implement a discrete analogue {\nabla }( {p}) \mapsto {U}_{{\nabla }, j} {\nabla }( {p}) of the multiplication \nabla (p) \mapsto u_j \cdot \nabla (p) for gradients of continuous proje...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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0d853146bd9655b57255eaa5f58b429606d1f544
subsection
81
98
Newton-Kaczmarz-GenSART for experimental XPCT-data
The obtained Newton-Kaczmarz-GenSART method is summarized in alg:PCTSART, which is notably not limited to XPCT but may be adapted for a wide range of other image-formation operators F.Newton-Kaczmarz-GenSART (for X-ray phase contrast tomography) Data {g}^{\textup {obs}}_j \in \mathbb {R}^{{m_{\textup {data}}}}, paral...
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1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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b795e20a8cc0ea2ee45d3299998be1d018a739dd
subsection
82
98
Newton-Kaczmarz-GenSART for experimental XPCT-data
The 3D tomographic data, measured at the synchrotron light-source PETRAIII (see for experimental details), is visualized by orthoslices in fig:PCTSART(a). [Figure: X-ray phase contrast tomography test case: (a) Orthoslice-plot of the 3D tomographic data {g}^{{\textup {obs}}} = ({g}^{{\textup {obs}}}_1, \ldots , {g}^{{\...
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1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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0593945e253fe556ba42ceb1e0ea4cb5b04b6a89
subsection
83
98
Conclusions
In this work, efficient solution formulas have been proposed for the computation of regularized Kaczmarz-iterations (also known as “Tikhonov-Kaczmarz” or “incremental proximal iterations”) for tomographic reconstruction. By their structural analogy and similar computational efficiency to classical SART-iterations , the...
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1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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119b26d52a7eb5e4d0706681541684eb48ff210f
subsection
84
98
Geometry of the Projectors
[Proof of thm:AdjProjClosedRange:] We show that B_{\textup {iso}}: {L^2({\mathbb {D}\!_{P}})}\rightarrow L^2(\Omega ); \; p \mapsto {w_P}\cdot {\tilde{P}}^{\textup {B}}({\tilde{u}_P}^{-1/2} \cdot p) is well-defined and isometric. Let p \in {L^2({\mathbb {D}\!_{P}})} be arbitrary. For P= {P}, we have\Vert B_{\textup {is...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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e7e5dbf66e98ee7a1b84d9a97b598b04a495b083
subsection
85
98
Geometry of the Projectors
\underbrace{ \Big ( {\textstyle \int }_{{L^{P}_{{x}_\perp }}} 1 \, z̥ \Big )}_{= P(1_\Omega ) ({x}_\perp ) = u_{P} ({x}_\perp ) } \!\!\!\! _\perp \\&= \int _{\Omega _{P}} \left( u_{P}({x}_\perp )/ \tilde{u}_{P}({x}_\perp ) \right) \cdot |p ({x}_\perp )|^2 \, _\perp \stackrel{\tilde{u}_{P} = u_{P}}{=} \Vert p \Vert _{{L...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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da0549b7b252c6b1370b4a096e1e7d5e1db726ae
subsection
86
98
Geometry of the Projectors
Hence, P_{\textup {iso}}= B_{\textup {iso}}^\ast :L^2(\Omega ) \rightarrow {L^2({\mathbb {D}\!_{P}})} is bounded with norm \Vert P_{\textup {iso}} \Vert = \Vert B_{\textup {iso}} \Vert = 1. By the isometry-property, P_{\textup {iso}}^\ast = B_{\textup {iso}} has closed range. According to the closed range theorem, the ...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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6dcaad9ed58a089295988c22454d563c7bf80017
subsection
87
98
Projectors and Gradients
[Proof of lem:ProjGradient:] Let f \in {{C}^\infty _{\textup {c}} ( \Omega ) } be smooth and compactly supported. Then f can be identified with a function in {{C}^\infty _{\textup {c}} ( \mathbb {R}^3 ) } by simply extending it with 0 outside \Omega (notably, this would not be true if we only assumed f \in {{C}^\infty ...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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8fd3766ffef2bfce3ad0b60a4822184356e96fc4
subsection
88
98
Projectors and Gradients
For the cone-beam case P= {D}, the gradient can be expressed in polar coordinates: if f^{(\textup {p})} is defined by f^{(\textup {p})}( {\varphi }, t ) := f( t {\varphi }), then\nabla f (t {\varphi }) &= t^{-1} \nabla \!_{{\varphi }} f^{(\textup {p})} ({\varphi }, t) + {\varphi }\partial _t f^{(\textup {p})} ({\varphi...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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3655a27251f6b691679df50faa4de287f38e4034
subsection
89
98
Projectors and Gradients
Since P_{\textup {iso}}: L^2(\Omega ) \rightarrow {L^2({\mathbb {D}\!_{P}})};\; p \mapsto {\tilde{u}_P}^{-1/2} \cdot P(p) is bounded with norm 1 according to thm:AdjProjClosedRange, this furthermore implies that\big \Vert {\tilde{u}_P}^{-1/2}\cdot \nabla _{\mathbb {D}} P(f) \big \Vert _{L^2} &= \big \Vert {\tilde{u}_P}...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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f5343f3e3e382559893869e2e3b6a0d6f307767c
subsection
90
98
Projectors and Gradients
By inserting the expressions for \nabla \!_P in the parallel- and cone-beam geometry, this yields for almost all ({x}_\perp , z), t{\varphi }\in \Omega\nabla \big ( {P}^{\textup {B}}(p) \big ) ({x}_\perp , z) &= \nabla \!_P\big ( {P}^{\textup {B}}(p) \big ) ({x}_\perp , z) \stackrel{(\ref {eq:DefBackProj})}{=} \nabla _...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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b3e5e1d5769f9cc4d69b2176e731af1693851659
subsection
91
98
Projectors and Gradients
The equality (REF ) furthermore shows the equivalencesP^{\textup {B}}(p) \in W^{1,2}(\Omega ) \; \Leftrightarrow \; \nabla \left( P^{\textup {B}}(p) \right) \in L^2(\Omega ) \; \Leftrightarrow \; u_P^{1/2} \cdot \nabla _{\mathbb {D}} (p) \in {L^2({\mathbb {D}\!_{P}})}.By continuity of \nabla : W^{1,2}(\Omega ) \rightar...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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c92ce66697bb993c94f7c3877e9aef145484c4d7
subsection
92
98
Projectors and Gradients
Using the expressions for \nabla \big ( P^{\textup {B}}(p) \big ) derived above, we obtain&\big \langle \nabla \left( P^{\textup {B}}(p)\right) , \nabla f \big \rangle _{L^2} = \big \langle \nabla \!_P\left( P^{\textup {B}}(p)\right) , \nabla f \big \rangle _{L^2} = \big \langle \nabla \!_P\left( P^{\textup {B}}(p)\rig...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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c38ca8f52ce02270fdfc370260aa7d6e6e85ec06
subsection
93
98
Admissibility of
[Proof of thm:admissibleLq:] Let p \in {L^2({\mathbb {D}\!_{P}})} and f_0 \in \operatornamewithlimits{kern}({P}_{\textup {iso}}) be arbitrary. If \mathcal {R}(f_{\textup {ref}} + {P}_{\textup {iso}}^\ast (p) + f_0) = \Vert {P}_{\textup {iso}}^\ast (p) + f_0 \Vert _{L^q}^q = \infty , then (REF ) trivially holds true. He...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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153b42c4b992503217b319f84151672e75bd11a5
subsection
94
98
Admissibility of
Since f = {P}_{\textup {iso}}^\ast (p) + f_0 with f_0 \in \operatornamewithlimits{kern}({P}_{\textup {iso}}), this implies\int _{{L^{P}_{{x}_\perp }}} \left| f({x}_\perp , z) \right|^q \, z̥ \ge u_{P}({x}_\perp )^{1-q} \left| {P}(f) ({x}_\perp ) \right|^q = u_{P}({x}_\perp )^{1-q} \big | {P}{P}_{\textup {iso}}^\ast (p)...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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7ee6fbca56c8d149ea2bfbcefde3de3720b336bc
subsection
95
98
Admissibility of
Since {P}{P}_{\textup {iso}}^\ast (p) = u_{P}^{1/2} \cdot {P}_{\textup {iso}}{P}_{\textup {iso}}^\ast (p) = u_{P}^{1/2} \cdot p by thm:AdjProjClosedRange, (REF ) furthermore yields\mathcal {R}(f_{\textup {ref}} + {P}_{\textup {iso}}^\ast (p)) &= \int _{\mathbb {R}^2} \int _{L^{P}_{{x}_\perp }}|{P}_{\textup {iso}}^\ast ...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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194777a4ca5448b59dbeb6dcad3f51485c8be2d4
subsection
96
98
Poisson-noise-adapted data fidelity
In the following, it is shown that the log-likelihood for Poisson-noisy data given in (REF ) can be approximated by the functional in (REF ) if variations of the true data g_j within the supports of the \omega _i are negligible. Specifically, we assume that g_j is “constant enough” in \operatornamewithlimits{supp}(\ome...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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3b9e8aa2c85e5c2e91307e54f37e8999ab915d46
subsection
97
98
Poisson-noise-adapted data fidelity
Inserting this approximation into (REF ) yields\mathcal {S}^{\textup {Poi}} \left( g^{\textup {obs}}_j; g_j \right) &\approx \sum _{i = 1}^{m_{\textup {proj}}}\int _{\mathbb {D}} t g_j \omega _i \, x̥ - g^{\textup {obs}}_{ji} \cdot \left( \frac{\int _{\mathbb {D}} \ln \left( g_j \right) t \omega _i \, x̥}{ \int _{\math...
{ "cite_spans": [] }
1803.04726
Generalized SART Methods for Tomographic Imaging
[ "Simon Maretzke" ]
[ "math.NA", "physics.med-ph" ]
2,018
en
Mathematics
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124e5fa0426dcc3a223fbae727a04c5ece5128c6
abstract
0
25
Abstract
Heretofore, global burned area (BA) products are only available at coarse spatial resolution, since most of the current global BA products are produced with the help of active fire detection or dense time-series change analysis, which requires very high temporal resolution. In this study, however, we focus on automated...
{ "cite_spans": [] }
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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e797272e3ee6806e2486ea4557f4e69508342653
subsection
1
25
Introduction
Accurate and complete data on fire locations and burned areas (BA) are important for a variety of applications including quantifying trends and patterns of fire occurrence and assessing the impacts of fires on a range of natural and social systems, e.g. simulating carbon emissions from biomass burning . Remotely sensed...
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1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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30cd11725378cdea52f6ea96a25ba5875b981759
subsection
2
25
Introduction
One of the difficulties to produce Landsat based burned area products is that the traditional approaches successfully applied to extract global burned area from MODIS, VEGETATION, etc. don’t work well due to the limited temporal resolution of the Landsat sensors. Moreover, the analysis of post-fire reflectance may be e...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.1016/j.rse.2015.03.011", "end": 425, "openalex_id": "https://openalex.org/W1988126207", "raw": "Alonso-Canas, I., Chuvieco, E., 2015. Global burned area mapping from ENVISAT-MERIS and MODIS active fire data. Remote Sensing of Environment...
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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e125aed813592a9fd923fd988b367e0977509518
subsection
3
25
Sampling design
The spectral characteristics of burned areas vary in complex ways for different ecosystems, fire regimes and climatic conditions. In terms of guaranteeing the accuracy of global burned area map and also the completeness of quality assessment, a stratified random sampling method, , was used to generate two sets of sites...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.1016/j.rse.2015.01.005", "end": 393, "openalex_id": "https://openalex.org/W1999900491", "raw": "Padilla, M., Stehman, S.V., Ramo, R., Corti, D., Hantson, S., Oliva, P., Alonso-Canas, I., Bradley, A.V., Tansey, K., Mota, B., Pereira, J.M....
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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587e5971528d07c055003aa4be296f902cad1a39
subsection
4
25
Training dataset
In terms of analyzing the characteristics of burned areas in Landsat images, 120 Landsat-8 image scenes were chosen according to the WRS-II frames generated by stratified random sampling in subsec:sampling. All the Landsat-8 images used in this study were acquired from datasets of USGS Landsat-8 Surface Reflectance Tie...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.1016/j.rse.2016.04.008", "end": 625, "openalex_id": "https://openalex.org/W2344328155", "raw": "Vermote, E., Justice, C., Claverie, M., Franch, B., 2016. Preliminary analysis of the performance of the landsat 8/OLI land surface reflectan...
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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dd9d95b5fa80ad5226196ba46e48ee90e72814ef
subsection
5
25
Sensitive features for burned surfaces
Figure REF shows the statistical mean reflectance (with standard deviations) of burned samples in Landsat 8 bands. [Figure: Means and standard deviations of land surface reflectance of burned Landsat-8 pixels in different bands.]Burned areas are characterized by deposits of charcoal, ash and fuel, and the reflectance o...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.3390/rs61212360", "end": 898, "openalex_id": "https://openalex.org/W2004938573", "raw": "Bastarrika, A., Alvarado, M., Artano, K., Martinez, M., Mesanza, A., Torre, L., Ramo, R., Chuvieco, E., 2014. BAMS: A tool for supervised burned are...
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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ee98a2d6b9c9431f448cda158f1ea829264295a1
subsection
6
25
Burned area mapping via GEE
In this work, annual burned area map is defined as spatial extent of fires that occurs within a whole year and not of fires that occurred in previous years. Therefore, global 30-meter resolution annual burned areas mapping needs to utilize dense time-series Landsat images, and the pipeline of annual burned area mapping...
{ "cite_spans": [] }
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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1b6efd1fac4d4cbec4ec6aa24997da7e8b18b0e3
subsection
7
25
Model Training
The random forest (RF) algorithm provided by GEE were applied to train a decision forest classifier, and the global training data consisted of 6735 burned and 6146 unburned samples which were manually collected from 120 Landsat scenes generated by stratified random sampling (in subsec:sampling and subsec:training). Ran...
{ "cite_spans": [] }
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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f4f6e5d6c4630004dab130e2de6e60f7ec1ec187
subsection
8
25
Per-pixel Processing
In this step, Landsat surface reflectance collections from GEE, which consist of all the available Landsat scenes, were employed for dense time-series processing. At a pixel, the occurrence of a single Landsat satellite could be more than 20 or 40 times (considering the overlap between adjacent paths) within a year, an...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.1016/j.rse.2014.06.012", "end": 766, "openalex_id": "https://openalex.org/W2030851497", "raw": "Zhu, Z., Woodcock, C.E., 2014. Automated cloud, cloud shadow, and snow detection in multitemporal landsat data: An algorithm designed specifi...
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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19f45c573398010f8616a576373e8c27590a4aa1
subsection
9
25
Per-pixel Processing
This constraint is useful to exclude false detections with periodic variation of NBR and NDVI, such as mountain shadows, burned-like soil in deciduous season, snow melting and flooding. t_1>t_2 or t_2-t_1>T_{DAY}, the most flourishing date of vegetation should be earlier than the burning date, or the lagged days shoul...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.1080/014311600210876", "end": 1234, "openalex_id": "https://openalex.org/W2033600080", "raw": "Sobrino, J.A., Raissouni, N., 2000. Toward remote sensing methods for land cover dynamic monitoring: Application to morocco. International Jou...
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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19b5d5f394389f44f5a89463a337fab5fecca62a
subsection
10
25
Burned Area Shaping
In this step, a region growing process was employed to shape the burned areas. Region growing has proved to be necessary for BA mapping in many studies , , , because spectral based methods sometimes give ambiguous evidence (i.e. spectral overlapping between burned areas and unrelated phenomena with similar spectral cha...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.1016/j.rse.2010.12.005", "end": 455, "openalex_id": "https://openalex.org/W2011409266", "raw": "Bastarrika, A., Chuvieco, E., Martín, M.P., 2011. Mapping burned areas from landsat TM/ETM+ data with a two-phase algorithm: Balancing omissi...
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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a93508cd4b3116b711b95466bb70ae1fe4510948
subsection
11
25
Product description
Employing the proposed approach, we produced the global annual burned area map of 2015 (GABAM 2015), which was projected in a Geographic (Lat/Long) projection at 0.00025^\circ (approximately 30 meters) resolution, with the WGS84 horizontal datum and the EGM96 vertical datum. The result consists of 10x10 degree tiles sp...
{ "cite_spans": [] }
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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72f39fff8152c90d478a6d35a667b889b226dc65
subsection
12
25
Data preparing
As 30m resolution global burned area products are currently not available, we made a comparison between GABAM 2015 and the Fire_cci version 5.0 products (spatial resolution is approximately 250 meters) , which are based on MODIS on board the Terra satellite. The monthly Fire_cci pixel BA products of 2015 were composite...
{ "cite_spans": [ { "arxiv_id": "", "doi": "", "end": 258, "openalex_id": "", "raw": "Pettinari, M., Chuvieco, E., 2018. Esa cci ecv fire disturbance: D3.3.3 product user guide - modis, version 1.0. ESA Fire-CCI project (http://www.esa-firecci.org/documents) .", "source_ref_id"...
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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761a4cc06d14f86bdcb0191811fd090d8e17926e
subsection
13
25
Visually comparing
Figure REF shows an example of the two annual pixel BA products, and it can be seen that both products correctly detected the BAs in Landsat image (Figure REF ), yet the BAs in Figure REF occupy more pixels than those in Figure REF . Due to the limitation in spatial resolution of the input sensor of the Fire_cci BA pro...
{ "cite_spans": [] }
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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1bf354d8c95081bedb9aac58fc6b423c52436678
subsection
14
25
Global grid map
Figure REF illustrates the GABAM and Fire_cci annual grid composition of BA, consisting of percentage of burned pixels in each 0.25^{\circ }\times 0.25^{\circ } grid. Figure REF and Figure REF show similar global distributions of BA density. [Figure: Global distribution of burned area density (percentage of burned pixe...
{ "cite_spans": [] }
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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867f3afba81b950305d12e335dc63a0ce904fe07
subsection
15
25
Regression analysis
Figure REF shows the proportion of BA in 0.25^{\circ }\times 0.25^{\circ } grids of different land cover categories in Table REF , for Fire_cci product (x-axis) and GABAM 2015 (y-axis), and regression analysis was also performed between the two products, providing a regression line (expressed as the slope and the inter...
{ "cite_spans": [ { "arxiv_id": "", "doi": "", "end": 1175, "openalex_id": "", "raw": "Chuvieco, E., Padilla, M., Hantson, S., Theis, R., Snadow, C., 2011. Esa cci ecv fire disturbance-product validation plan (v3. 1). ESA Fire-CCI project (http://www. esa-fire-cci. org/) .", "s...
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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2d32c7dca3888433c90da83c31ee43aba7f47dc8
subsection
16
25
Data sources
Accuracy assessment was carried out according to the 80 validation sites which were created in subsec:sampling, and the reference data were selected in these sites from multiple data sources, including fire perimeter datasets and satellite images. Commonly, when satellite data are used as reference data, they should ha...
{ "cite_spans": [ { "arxiv_id": "", "doi": "", "end": 396, "openalex_id": "", "raw": "Boschetti, L., Roy, D., Justice, C., 2009. International global burned area satellite product validation protocol (part i–production and standardization of validation reference data), in: CEOS-CalVa...
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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a25faa1e5bd097c130ea7c23a18bacbaa7f9e47e
subsection
17
25
Reference data generation
In each validation site, all the available image scenes (LC8https://earthexplorer.usgs.gov , CB4http://www.dgi.inpe.br/catalogo/ or GF1http://218.247.138.119:7777/DSSPlatform/productSearch.html) acquired in 2015 were used. LC8 images were ortho-rectified surface reflectance products, CB4 images were ortho products, and...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.3390/rs8010056", "end": 866, "openalex_id": "https://openalex.org/W2284128390", "raw": "Long, T., Jiao, W., He, G., Zhang, Z., 2016. A fast and reliable matching method for automated georeferencing of remotely-sensed imagery. Remote Sens...
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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54b876071dcf68afd7e0de2f11442113fb5aff40
subsection
18
25
Validation results
To assess the accuracy of GABAM 2015, a cross tabulation  between the pixels assigned by in our BA product and in the reference data was computed to produce the confusion matrix for each validation site. Afterwards, the global cross tabulation (Table REF ) was generated by averaging all the cross tabulations. [Table: C...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.1080/01431161.2011.552923", "end": 203, "openalex_id": "https://openalex.org/W2104896032", "raw": "Pontius, R.G., Millones, M., 2011. Death to kappa: birth of quantity disagreement and allocation disagreement for accuracy assessment. Int...
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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d92f88578129ea0c5827b2a7fb65fdf57b3f8ce3
subsection
19
25
Discussion
Different from the satellite images of coarse spatial resolution, the temporal resolution of Landsat images is not high enough to capture the short-term events on the earth. Specifically, the general revisit period of Landsat image is more than 10 days, hence active fire will be observed by Landsat satellite with proba...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.1016/j.rse.2010.12.005", "end": 914, "openalex_id": "https://openalex.org/W2011409266", "raw": "Bastarrika, A., Chuvieco, E., Martín, M.P., 2011. Mapping burned areas from landsat TM/ETM+ data with a two-phase algorithm: Balancing omissi...
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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3aedb0f57c56017a79f5689a6a2804d4b0dc6798
subsection
20
25
BA in Agriculture land
It is difficult to detect BA in cropland with high confidence (low commission error and low omission error) from satellite images:A lot of croplands have comparable spectral characteristics to burned areas when harvested or ploughed. The temporal behaviour of harvest or burning of cropland is similar to that of grassl...
{ "cite_spans": [] }
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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6bd03376a24d9ca7f5687d51176c9ec712009ab9
subsection
21
25
Omission of observations
Using Landsat images as input data for GABAM, the number of valid observations is a limiting factor for detecting fires, since the active- or post-fire evidence may be omitted or weaken due to the temporal gaps caused by temporal resolution as well as cloud contamination. Especially in Tropical regions, where vegetatio...
{ "cite_spans": [] }
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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96a9a9eca5b7a47af9471d9f757774f7bc22d14e
subsection
22
25
Validation
For satellite data product validation, a commonly used method is to employ higher spatial resolution satellite data. For example, in order to validate MODIS derived data product (1 km spatial resolution), Landsat satellite data is commonly used. In this study, however, Landsat images were used as the main reference sou...
{ "cite_spans": [ { "arxiv_id": "", "doi": "", "end": 714, "openalex_id": "", "raw": "Strahler, A.H., Boschetti, L., Foody, G.M., Friedl, M.A., Hansen, M.C., Herold, M., Mayaux, P., Morisette, J.T., Stehman, S.V., Woodcock, C.E., 2006. Global land cover validation: Recommendations fo...
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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2ec955884e1c6d54a214d6bdb5875fbe8bc89c8e
subsection
23
25
Conclusions
An automated pipeline for generating 30m resolution global-scale annual burned area map utilizing Google Earth Engine was proposed in this study. Different from the previous coarse resolution global burned area products, GABAM 2015, a novel 30-m resolution global annual burned area map of 2015 year, was derived from al...
{ "cite_spans": [] }
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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fd69420c83489e51fb50bcd7639c2b292ee407da
subsection
24
25
Examples of validation sites
Figure REF –REF show some examples of site validation, and Table REF summarizes the information of these validation sites, including the location, source of reference data, commission error, omission error and overall accuracy. [Table: Information of site validation examples.][Figure: Example of validation using GF-1 i...
{ "cite_spans": [] }
1805.02579
30m resolution Global Annual Burned Area Mapping based on Landsat images and Google Earth Engine
[ "Tengfei Long", "Zhaoming Zhang", "Guojin He", "Weili Jiao", "Chao Tang", "Bingfang Wu", "Xiaomei Zhang", "Guizhou Wang", "Ranyu Yin" ]
[ "cs.CV" ]
2,018
en
Computer Science
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0107f92617fa279303e97dde002c37baf644720f
abstract
0
23
Abstract
An adjoint-based optimization is applied to study the thrust performance of a pitching-rolling ellipsoidal plate in a uniform stream at Reynolds number 100. To achieve the highest thrust, the optimal kinematics of pitching-rolling motion is sought in a large control space including the pitching amplitude, the rolling a...
{ "cite_spans": [] }
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.028859835118055344, 0.01956547237932682, -0.039955075830221176, 0.021457919850945473, -0.018573462963104248, 0.0019744797609746456, -0.04132862761616707, 0.005692606326192617, 0.036505937576293945, 0.038703616708517075, -0.034857675433158875, 0.01413231436163187, -0.020359080284833908, ...
9a5d412ee472c51031b613719cc4557749188e5d
subsection
1
23
Nomenclature
@l @   =    l@ \mathbf {q} primary variable\mathbf {u} velocityp pressure\rho densityt timex Cartesian coordinate\Omega fluid domain\mathcal {S} solid boundary\Gamma _\infty far-field boundaryn normal direction\mathbf {S} solid boundary location\mathbf {V} velocity at the solid boundary\mathbf {U} velocity at the far-f...
{ "cite_spans": [] }
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.016892654821276665, 0.015488749369978905, -0.04687826335430145, -0.0381496287882328, -0.002643769374117255, 0.018510200083255768, -0.01663323864340782, 0.012192620895802975, 0.023820627480745316, 0.045047082006931305, -0.023866407573223114, 0.007843563333153725, 0.015618458390235901, -0...
e739827e3e2d0270d06105e57f9316ffb8fe6da9
subsection
2
23
Introduction
The mechanism of flapping motion provides an energy-efficient way for bio-inspired propulsion and is the most common way that has been adopted by flying and swimming animals, such as insects, birds, and fishes. In comparison with conventional man-made designs, flapping propulsors used by natural flyers/swimmers show ma...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.2514/5.9781600866654.0001.0010", "end": 439, "openalex_id": "https://openalex.org/W2282264790", "raw": "Mueller, T. J., and DeLaurier, J. D., “An overview of micro air vehicle aerodynamics,” Fixed and flapping wing aerodynamics for micro...
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.048103589564561844, -0.016146445646882057, -0.03772591054439545, 0.012964466586709023, 0.004097656346857548, -0.010598965920507908, 0.02334977500140667, 0.018145674839615822, 0.015993831679224968, 0.03882472217082977, -0.05594789236783981, 0.02866070345044136, 0.0017827094998210669, 0.0...
e5ad22458a82a794e9edbdf8c746bf4e26c92b86
subsection
3
23
Introduction
In the current work, we take the continuous approach, considering its advantage of simplicity and clarity in the governing equation over the discrete approach , . Jameson used a continuous adjoint approach to optimize aerodynamic shape designs in both inviscid and viscous compressible steady flow in a fixed-domain setu...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.2514/6.2000-667", "end": 162, "openalex_id": "https://openalex.org/W1987679260", "raw": "Nadarajah, S., and Jameson, A., “A comparison of the continuous and discrete adjoint approach to automatic aerodynamic optimization,” AIAA Paper 200...
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.03173248842358589, -0.023112846538424492, -0.05467751994729042, 0.023967184126377106, -0.0015055770054459572, 0.007330510299652815, 0.00013444354408420622, -0.015378052368760109, 0.04726310074329376, 0.044547535479068756, -0.024073975160717964, 0.011495399288833141, 0.005827793851494789, ...
f086ccecede5f8aa2392a50f58439204fe39c523
subsection
4
23
Methodology
Non-cylindrical calculus is applied to formulate the adjoint equation system in a morphing domain for the current study. The basics of theoretical derivation and numerical implementation of the approach are provided here, while more details may be referred to earlier works , , , .
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.2514/6.2013-839", "end": 281, "openalex_id": "https://openalex.org/W2313175428", "raw": "Xu, M., and Wei, M., “Using adjoint-based approach to study flapping wings,” AIAA Paper 2013-839, 2013. doi:10.2514/6.2013-839, URL https://doi.org/...
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.05700335651636124, 0.06438816338777542, -0.01747024804353714, 0.027220018208026886, -0.005050350911915302, -0.011092462576925755, -0.003295697271823883, 0.003015334252268076, 0.009536161087453365, 0.01739395782351494, -0.006145102437585592, -0.009040281176567078, -0.043912116438150406, ...
292a340638fd210f802d4fb817143efaae804dba
subsection
5
23
Governing equation and cost function
The flow is described by the incompressible Navier-Stokes equations, where all the variables are non-dimensionalized accordingly by the spanwise wing length, incoming velocity, and fluid density, as\begin{aligned}\mathcal {N}({\mathbf {q}}) &= \mathbf {0} \qquad \mathrm {in}\;\; \Omega ,\\ \mathbf {u} &= \mathbf {V} \q...
{ "cite_spans": [] }
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.02667325921356678, 0.01298566535115242, -0.04159685596823692, -0.000711464905180037, -0.011886995285749435, 0.006584388203918934, -0.00505082868039608, 0.0251473281532526, 0.0253762174397707, 0.0579853430390358, -0.0012560312170535326, 0.0021878022234886885, 0.01657160185277462, -0.0033...
a87318c54e0fbcb5fdca326819863835ec84651c
subsection
6
23
Governing equation and cost function
The wing motion is prescribed by flapping motion with a set of control parameters \phi , therefore solid boundary location and velocity are functions of control parameters and can be expressed as: S_i=S_i(\phi , t) and V_i=V_i(\phi , t).To optimize the thrust performance, the negative of thrust coefficient is chosen to...
{ "cite_spans": [] }
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.04607238620519638, 0.011441818438470364, -0.05775829777121544, -0.01048070564866066, -0.005575979128479958, 0.0023894330952316523, -0.008451689966022968, 0.06267064809799194, 0.008657642640173435, 0.05394435673952103, -0.02216661535203457, 0.013058928772807121, -0.010076427832245827, 0....
16ccf911adc251200c0e98b68aac79bca4dadeec
subsection
7
23
Linearized perturbation equation and perturbed cost function
It has been demonstrated that non-cylindrical calculus has great advantages in efficiency and simplicity in the derivation of an adjoint equation in continuous form for moving boundary problems , , . Following the same derivation, we can easily derive the linearized perturbation equation for the Navier-Stokes equations...
{ "cite_spans": [ { "arxiv_id": "", "doi": "", "end": 199, "openalex_id": "https://openalex.org/W1135008333", "raw": "Moubachir, M., and Zolesio, J.-P., Moving shape analysis and control: Applications to fluid structure interactions, Pure and Applied Mathematics, Chapman & Hall/CRC, ...
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.011137835681438446, 0.020414277911186218, -0.013456946238875389, 0.018537629395723343, 0.019025864079594612, 0.03176571801304817, 0.015852343291044235, 0.002561320783570409, 0.03176571801304817, 0.03194880485534668, 0.012549135833978653, 0.009207786060869694, -0.04796897992491722, 0.024...
af05f9577ab8fdb7954e7641e0013f8f3ac4d9e9
subsection
8
23
Adjoint equation and gradient calculation
Adjoint variables \mathbf {q}=[p^\ast \; \mathbf {u}^\ast ]^T are introduced as Lagrange multipliers to impose the flow equations, so that we obtain the derivative of the enhanced cost function,\begin{aligned}\mathcal {J}^\prime = -\frac{1}{T D_0} \left(\int _0^T \int _{\mathcal {S}} \left( {\sigma _1}^\prime \cdot {\m...
{ "cite_spans": [] }
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.003659801557660103, 0.04400153085589409, -0.04033982381224632, 0.009100872091948986, 0.006530046928673983, 0.0023762963246554136, 0.020078368484973907, 0.018750999122858047, -0.004169007763266563, 0.044245645403862, 0.0030914738308638334, -0.005992233753204346, -0.039332855492830276, 0....
c07db1f6b6894f1fc33d473377e618cb16fa4b1c
subsection
9
23
Adjoint equation and gradient calculation
\int _{\Omega } u^\ast _j u^\prime _j \text{d}\Omega \right|_{t=0}^{t=T} + b_{\infty } + \int _0^T \int _{\Omega } (u^\ast _i+\delta _{1i})\sigma ^\prime _{ij}n_j \text{d}s\text{d}t\\ &- \int _0^T \int _{\Omega } u_i^\prime (\sigma _{ij}^\ast n_j+u_j^\ast u_j n_i) \text{d}s\text{d}t + \int _0^T \int _{\Omega } Z_{k} \f...
{ "cite_spans": [] }
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.05982980877161026, 0.05042798072099686, -0.04163666442036629, -0.02257354184985161, -0.014438520185649395, 0.027213405817747116, 0.026938676834106445, 0.047802794724702835, 0.013408287428319454, 0.03086119145154953, -0.023351941257715225, -0.010958623141050339, -0.0021043457090854645, 0...
b8ff91ab8f12b2fb93a8f5e4809f5820707f8a49
subsection
10
23
Adjoint equation and gradient calculation
When both the flow and adjoint solutions are periodic, the gradient of cost function \mathcal {J} with respect to controls \mathbf {\phi } is then given by,\begin{aligned}g_l= \frac{\partial \mathcal {J}}{\partial \phi _l} = -\frac{1}{TD_0} \int _0^T \int _{\mathcal {S}} \left[ Z_{k,l} \frac{\partial \sigma _{1j}}{\par...
{ "cite_spans": [] }
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.061357561498880386, 0.015034128911793232, -0.04777342453598976, -0.02425302565097809, 0.0009305705898441374, -0.011622831225395203, 0.014385447837412357, -0.006345623172819614, 0.007433117367327213, 0.058701787143945694, -0.017125170677900314, -0.017750956118106842, -0.019353579729795456,...
66b4f50052077ce9975683aa4474253dda8ecea1
subsection
11
23
Numerical algorithm
For both the forward (flow) simulation and the backward (adjoint) simulation, we used immersed boundary method to treat moving boundaries. This immersed-boundary-method-based simulations have been widely used to simulate the bio-inspired flapping locomotion , , . A staggered Cartesian mesh with local refinement through...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.1016/j.jcp.2008.01.028", "end": 139, "openalex_id": "https://openalex.org/W2103556498", "raw": "Mittal, R., Dong, H., Bozkurttas, M., Najjar, F., Vargas, A., and Von Loebbecke, A., “A versatile sharp interface immersed boundary method fo...
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.0026443391107022762, -0.019765766337513924, -0.04554520919919014, -0.000828502350486815, -0.004124863538891077, 0.02829786203801632, 0.02048313431441784, -0.014118405058979988, 0.017354190349578857, 0.032479964196681976, -0.017461033537983894, 0.02590154856443405, 0.014644983224570751, ...
362a3af9f3550c67a1b9d88c26a22c6536abf117
subsection
12
23
Thrust Study of a Three-Dimensional Pitching-Rolling Plate
In this section, we first use the adjoint-based optimization approach to investigate the thrust production of a rigid pitching-rolling plate. The control parameters include the pitching amplitude, the rolling amplitude, and the phase delay between the pitching and rolling motion. To reveal the underlying flow physics o...
{ "cite_spans": [] }
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ 0.004753317218273878, 0.018433410674333572, -0.06909476965665817, 0.0561547614634037, -0.02072232775390148, -0.002336602658033371, -0.026658251881599426, 0.010101753287017345, 0.03305196017026901, 0.04950164258480072, -0.0336012989282608, -0.01152851153165102, 0.0030404445715248585, 0.0096...
91ac8f985438667fcba2a620686ce4a9b78fe09a
subsection
13
23
Kinematics and computational setup
An ellipsoidal plate is used in the current study, with the non-dimensional span length of l=1 after non-dimensionalization, the mid-chord length c=0.5 and thickness h=0.05. The plate is oriented based on a fixed point at the root, as shown in Figure REF . The rolling motion of the plate is along the global x axis and ...
{ "cite_spans": [] }
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.058735527098178864, 0.01934458315372467, -0.04445593059062958, 0.02353997901082039, -0.010099459439516068, 0.0034364096354693174, 0.009626523591578007, 0.02749127708375454, 0.028376124799251556, 0.029703395441174507, -0.022014381363987923, 0.04106910154223442, 0.044425416737794876, 0.01...
3d9fb5458692afe604ec713b5816c978354217e1
subsection
14
23
Solid and fluid meshes
As shown in Figure REF , the surface of the ellipsoidal plate is discretized by 4536 unstructured triangle mesh. A Cartesian mesh, stretched in x and y directions and uniform in z direction, is used for an overall Eulerian description of the combined fluid and solid domain, where uniform grid is adopted in z direction ...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.1063/1.4954505", "end": 1134, "openalex_id": "https://openalex.org/W2473598994", "raw": "Li, C., and Dong, H., “Three-dimensional wake topology and propulsive performance of low-aspect-ratio pitching-rolling plates,” Phys. Fluids, Vol. 2...
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.032320287078619, 0.021012764424085617, -0.029756637290120125, -0.05255480110645294, 0.01027748454362154, -0.029375141486525536, -0.021012764424085617, -0.03421250358223915, 0.030458588153123856, 0.05624767392873764, -0.01549634151160717, 0.0360131599009037, -0.011070995591580868, 0.0059...
ac1dead61a29dbc1088b44c3743ec19845503fcf
subsection
15
23
Optimization results
The control parameters of the pitching and rolling motions include pitching amplitude (a_x), rolling amplitude (a_z), and the phase delay (\varphi _z) between the pitching and the rolling motion. The control,\phi =(a_x,a_z,\varphi _z),is optimized to improve the propulsive force, with the parameters being optimized in ...
{ "cite_spans": [ { "arxiv_id": "", "doi": "", "end": 649, "openalex_id": "", "raw": "Lauder, G. V., Madden, P., Hunter, I., Tangorra, J., Davidson, N., Proctor, L., Mittal, R., Dong, H., and Bozkurttas, M., “Design and performance of a fish fin-like propulsor for AUVs,” Proceedings ...
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.02198902890086174, 0.003217860125005245, -0.0429404079914093, -0.017334863543510437, -0.02061566896736622, -0.028047075495123863, -0.015343490056693554, 0.023209793493151665, 0.03491387888789177, 0.0263532642275095, -0.022690968587994576, 0.018540367484092712, 0.006325088441371918, 0.00...
3d0d343b49d5d9c9724271231c27937a1fb7fbd8
subsection
16
23
Optimization results
The iso-surface contours are color coded by the streamwise vorticity (\omega _x).][Figure: The iso-surfaces of (a) adjoint velocity magnitude at |u^\ast |=0.3 and (b) adjoint pressure magnitude at |p^\ast |=0.3 for the pitching-rolling plate with the initial control at t/T=0.75, t/T=0.5, and t/T=0.25.][Table: The contr...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.1017/jfm.2016.351", "end": 2652, "openalex_id": "https://openalex.org/W2466881887", "raw": "Xu, M., and Wei, M., “Using adjoint-based optimization to study kinematics and deformation of flapping wings,” J. Fluid Mech., Vol. 799, 2016, pp...
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.010111624374985695, 0.015438351780176163, -0.04310223087668419, -0.004407141823321581, -0.006517228204756975, 0.028572015464305878, 0.014438636600971222, 0.048810526728630066, 0.02268056385219097, 0.04383484646677971, -0.042766448110342026, -0.0024019877891987562, -0.0031212486792355776, ...
72b7f620ab784ab0bcd550bd768eb37b8981e3e8
subsection
17
23
Optimization results
The phase delay between pitching and rolling is increased from 90^\circ to 122.6^\circ during the optimization. Table REF shows that the thrust coefficient drops down from 2.390 to 1.991 by 16.7%, if we change the phase delay in the optimal case back to the initial value. The phase delay changes the timing between pitc...
{ "cite_spans": [] }
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.017700396478176117, -0.021972905844449997, -0.04522756487131119, 0.008834939450025558, 0.005012569483369589, 0.02967868186533451, -0.02575712837278843, 0.05719059333205223, 0.035370275378227234, 0.0422673262655735, -0.007007678505033255, 0.01189436111599207, -0.022568006068468094, 0.007...
dbb98ae711a3fb8f3e3d158e5c0dfcfe0fa3e00a
subsection
18
23
Comparison of vortex structures
Figure REF compares the wake topology of each cases. During the pitching-rolling motion, a pair of vortex rings are produced from each flapping cycle and form a bifurcated wake pattern in the downstream. For the initial control (Figure  REF a), the downstream vortex rings gradually become weaker and annihilate quickly ...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.1063/1.4954505", "end": 1334, "openalex_id": "https://openalex.org/W2473598994", "raw": "Li, C., and Dong, H., “Three-dimensional wake topology and propulsive performance of low-aspect-ratio pitching-rolling plates,” Phys. Fluids, Vol. 2...
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.054543085396289825, 0.016741400584578514, -0.02261691354215145, 0.013536574319005013, 0.00840122252702713, 0.014536174945533276, -0.02214382030069828, 0.0694073736667633, 0.015055051073431969, 0.04544748365879059, -0.01663457229733467, -0.018725339323282242, 0.004425711929798126, 0.0211...
ec4dc14014ab54d9d2b0cf1966c01f733f6878a9
subsection
19
23
Comparison of vortex structures
The circulation is calculated based on the spanwise vorticity (\omega _{z^\prime } ) contours, and then normalized by U_\infty c: we first identify a closed contour line around the vortex with a specified level (\omega _{z^\prime }=34), and the circulation (\Gamma ) is then calculated by integrating along this line. Al...
{ "cite_spans": [] }
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.021215243265032768, 0.004212522879242897, -0.02474094182252884, -0.013560966588556767, -0.0056205131113529205, 0.049237679690122604, -0.018177952617406845, 0.030174486339092255, 0.029701339080929756, 0.02251257747411728, -0.015133030712604523, 0.0390421524643898, -0.0274271871894598, 0....
a37dbb6b57a18aa58358015d3b785e12e04ce4f3
subsection
20
23
Conclusion
The propulsion performance of a pitching-rolling plate has been investigated using an adjoint-based optimization approach. The rolling amplitude, the pitching amplitude, and the phase delay between the pitching and rolling motion are chosen as control parameters to be optimized for thrust performance. After five main d...
{ "cite_spans": [] }
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.00533036794513464, -0.00012949130905326456, -0.031501445919275284, 0.026617499068379402, -0.008516378700733185, 0.000029868851925130002, -0.025518612936139107, 0.028861062601208687, 0.03611066937446594, 0.04242927208542824, -0.020756766200065613, 0.017292218282818794, -0.02741114050149917...
a5c47149d9470d33cdcca512efd6dbcde47a3810
subsection
21
23
Appendix
Assuming that the linearized equation is governed by linearized Navier-Stokes equation with infinitesimal body force or infinitesimal mass source \mathbf {f} as the source term, and the control is the infinitesimal body force or mass source instead of solid motion, then the linearized equation can be formulated as\begi...
{ "cite_spans": [] }
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ 0.004925616551190615, 0.0353759229183197, -0.007520054467022419, -0.028782999143004417, 0.009118685498833656, 0.0030961562879383564, 0.01289588212966919, 0.04789026826620102, 0.033208802342414856, 0.020496059209108353, -0.012621176429092884, -0.017520084977149963, -0.006497540511190891, -0...
ccf9145922352b0d80bd1ffecb0cc3ca409f4655
subsection
22
23
Appendix
\end{aligned}When the adjoint equation (REF ) is satisfied, the derivative of the cost function reduces to\begin{aligned}\mathcal {J}^\prime = \frac{1}{T D_0}\left( \int _0^T \int _{\Omega } {\mathbf {q}}^\ast \cdot {\mathbf {f}}^\prime \text{d}t\right). \end{aligned}This reveals the physical meaning of the adjoint vel...
{ "cite_spans": [] }
1809.04100
Adjoint-based optimization for thrust performance of a three-dimensional pitching-rolling plate
[ "Min Xu", "Mingjun Wei", "Chengyu Li", "Haibo Dong" ]
[ "physics.flu-dyn" ]
2,018
en
Physics
[ -0.036533426493406296, 0.005402185954153538, -0.02250910922884941, -0.02665994130074978, 0.0016309566562995315, -0.015374865382909775, 0.006298735272139311, 0.0049291132017970085, 0.019945358857512474, 0.01704588159918785, -0.002886125585064292, -0.007523383479565382, -0.0364113450050354, ...
8e43b937314aaf86a05ff020fa3f04e75ccb9857
abstract
0
57
Abstract
This is a collection of notes that are about spectral form factors of standard ensembles in the random matrix theory, written for the practical usage of current study of late time quantum chaos. More precisely, we consider Gaussian Unitary Ensemble (GUE), Gaussian Orthogonal Ensemble (GOE), Gaussian Symplectic Ensemble...
{ "cite_spans": [] }
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.015327250584959984, 0.01100144162774086, -0.01467113196849823, -0.028518298640847206, -0.0033340014051645994, -0.05071954429149628, 0.027923215180635452, 0.01538065541535616, -0.008918643929064274, 0.05102471634745598, -0.029662692919373512, 0.03108174167573452, 0.004447878338396549, -0...
6e9948960e19749e1d9efc859396c2ad6531a24b
subsection
1
57
Overview
The theory of quantum chaos, and its connection to random matrix theory, have several new developments recently on understanding novel behaviors of condensed matter system and the quantum nature of black hole physics. The definition of quantum chaos has various versions. Following the pioneer works done by Wigner and D...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.2307/1970079", "end": 520, "openalex_id": "https://openalex.org/W4243997607", "raw": "E. Wigner, Characteristic vectors of bordered matrices with infinite dimensions, Ann. Math. 62 (1955) 548.", "source_ref_id": "46eae94c5be0c3c34c...
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ 0.012990576215088367, 0.0005635225097648799, -0.04186275973916054, -0.0033315527252852917, 0.03222090005874634, -0.024165675044059753, 0.015103546902537346, 0.0057401107624173164, 0.022655321285128593, 0.06901863217353821, -0.0043289209716022015, 0.01890231855213642, -0.012586289085447788, ...
fabcb4c11fbb30c62096dfa26e353a37bfe70e2d
subsection
2
57
Random matrix theory overview
We consider GUE, the Gaussian Unitary Ensemble in this section. The ensemble is defined by introducing the following distribution function over space of Hermitian matrices L\times L,P(H) \propto \exp ( - \frac{L}{2}{\rm {Tr(}}{H^2}{\rm {)}})which means that, for a Hermitian matrices H, the off-diagonal elements are ind...
{ "cite_spans": [] }
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.04295729473233223, 0.013645348139107227, -0.0015779102686792612, 0.014964881353080273, 0.006090447306632996, -0.05183554068207741, -0.015102174133062363, 0.021402373909950256, -0.0021356609649956226, 0.049364276230335236, -0.04262169077992439, -0.00567475613206625, 0.0014387108385562897, ...
afe27c0e8503b5a1170d87e99071086188da032d
subsection
3
57
Random matrix theory overview
From random matrix theory, people find that the n point function could be determined by a kernel K{\rho ^{(n)}}({\lambda _1}, \ldots ,{\lambda _n}) = \frac{{(L - n)!}}{{L!}}\det (K({\lambda _i},{\lambda _j}))_{i,j = 1}^nwhere the kernel K, in the large L limit, behaves asK({\lambda _i},{\lambda _j}) \equiv \left\lbrace...
{ "cite_spans": [] }
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.0247604101896286, 0.048239320516586304, -0.01847495697438717, -0.0071969954296946526, -0.012647184543311596, -0.008375518023967743, 0.003026399528607726, 0.005019208416342735, -0.007734767626971006, 0.03466152399778366, -0.011464848183095455, 0.024684131145477295, -0.021144749596714973, ...
0c11758acc3ca7e8a094930b2378e371e4a26a35
subsection
4
57
The disconnected piece
We start to compute the two point form factor \mathcal {R}_2,&{{\cal R}_2}(t) = \sum \limits _{i,j} {\int {d{\lambda _i}d{\lambda _j}{\rho ^{(2)}}({\lambda _i},{\lambda _j})} {e^{i({\lambda _i} - {\lambda _j})t}}} \\ &= L + L(L - 1)\int {d{\lambda _1}d{\lambda _2}{\rho ^{(2)}}({\lambda _1},{\lambda _2}){e^{i({\lambda _...
{ "cite_spans": [] }
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.027671687304973602, 0.04381096363067627, -0.019495269283652306, 0.038319338113069534, -0.016535893082618713, -0.0031748455949127674, 0.004789917264133692, 0.042743146419525146, 0.0006073203403502703, 0.04707542806863785, -0.014606197364628315, 0.010533241555094719, 0.01607825793325901, ...
fd9dfab48ce7854730803671ec63fda8eacb86f1
subsection
5
57
The connected piece: box approximation
Now let us discuss the connected piece, which is defined as{\cal R}_2^{{\rm {conn}}}(t) = {{\cal R}_2}(t) - {\cal R}_2^{{\rm {disc}}}(t) = L -{L^2}\int {d{\lambda _1}d{\lambda _2}\frac{{{{\sin }^2}(L({\lambda _1} - {\lambda _2}))}}{{{{(L\pi ({\lambda _1} - {\lambda _2}))}^2}}}{e^{i({\lambda _1} - {\lambda _2})t}}}Howev...
{ "cite_spans": [] }
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.03915950655937195, 0.06983394920825958, 0.005638908129185438, 0.03287201002240181, 0.025653596967458725, 0.021655237302184105, -0.0010806635254994035, 0.012971777468919754, -0.006310388445854187, 0.035893671214580536, 0.02835477888584137, 0.0330246202647686, 0.012712341733276844, 0.0279...
b6607812d2e7d16927b3760fafa8aebbf93d2f9d
subsection
6
57
The connected piece: box approximation
Let us assume that this cutoff space is symmetric around the origin, [-\text{cut},\text{cut}], then the result is given by{L^2}\int {d{\lambda _1}d{\lambda _2}\frac{{{{\sin }^2}(L({\lambda _1} - {\lambda _2}))}}{{{{(L\pi ({\lambda _1} - {\lambda _2}))}^2}}}{e^{i({\lambda _1} - {\lambda _2})t}}} = \frac{{2{\rm {cut}} \t...
{ "cite_spans": [] }
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.06329469382762909, 0.04196248948574066, -0.009643742814660072, 0.03524848818778992, 0.010406697168946266, -0.008285683579742908, 0.005607714410871267, 0.05578722059726715, 0.028198791667819023, 0.05566514655947685, -0.02233930304646492, 0.0094301151111722, -0.012977853417396545, 0.04174...
502ab76c1bf23e89e74f2cf3f3a34043ec7bef77
subsection
7
57
The connected piece: box approximation
The plateau value \mathcal {R}_2^\text{conn}(t_p=2L))=L, is fixed by the long time average interpretation of definition of the form factor (which means that the damping e^{(i(\lambda _1-\lambda _2)t)} for \lambda _1\ne \lambda _2 will be cancelled after long time averaging, and the only constant piece with \lambda _1=\...
{ "cite_spans": [] }
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.08296413719654083, 0.015254352241754532, -0.008027803152799606, -0.013476330786943436, -0.010233159177005291, -0.0030962747987359762, 0.010027122683823109, 0.026922138407826424, -0.0016893107676878572, 0.02176358737051487, 0.0023388988338410854, 0.025869060307741165, 0.026891613379120827,...
c0f90b1015266b7a2220bd58adeb2b61a5cceda2
subsection
8
57
The connected piece: an improvement
Now we introduce an improvement which is more refined than the box cutoff. In this part, we will try to use the short distance kernel\widetilde{K}({\lambda _i},{\lambda _j}) = L\,\frac{{\sin (\pi L({\lambda _i} - {\lambda _j})\rho (({\lambda _i} + {\lambda _j})/2))}}{{\pi L({\lambda _i} - {\lambda _j})}}where this kern...
{ "cite_spans": [ { "arxiv_id": "", "doi": "", "end": 497, "openalex_id": "", "raw": "X. Chen and A. W. W. Ludwig, arXiv:1710.02686 [cond-mat.str-el].", "source_ref_id": "0e232f497b090fec52983e6865f09b31bacd3a52", "start": 398 } ] }
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.06446726620197296, 0.06825227290391922, 0.004937301389873028, 0.0118663115426898, -0.014048797078430653, 0.01507899072021246, 0.011477126739919186, 0.006841253023594618, 0.007360165473073721, 0.03391246870160103, -0.023015301674604416, 0.01634574867784977, 0.0021195292938500643, 0.05695...
c426829fa77226a86928252ec8c63f26aeab3124
subsection
9
57
The connected piece: an improvement
Suppose that we are now at the center u_2, and the interval has the range [-\Omega _0/2,\Omega _0/2], then performing the integral, in the large L limit, we have&{L^2}\int _{ - {\Omega _0}/2}^{{\Omega _0}/2} {d{u_1}\frac{{{{\sin }^2}(\pi L{u_1}\rho ({u_2}))}}{{{{(\pi L{u_1})}^2}}}{e^{i{u_1}t}}} \\ &= \frac{L}{\pi }\rho...
{ "cite_spans": [] }
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.04272416606545448, 0.04968210309743881, -0.00345798721536994, 0.01536544132977724, -0.013748026452958584, 0.005084938835352659, -0.031707435846328735, 0.007598798256367445, -0.0038089356385171413, -0.019500529393553734, 0.007450026459991932, 0.03671226650476456, -0.0028114027809351683, ...
2129dc8b7fc91d590e4dc24456a634395fc4474a
subsection
10
57
The connected piece: an improvement
\\ &= \max \left( {L\rho ({u_2}) - \frac{t}{{2\pi }},0} \right)Here an assumption we are making is that we are extending the range from an L amplified interval to infinity, regardless of the fact that the exponent will be \mathcal {O}(1) even if u_1 could scale as \mathcal {O}(L).Now, we sum over the all intervals, whi...
{ "cite_spans": [ { "arxiv_id": "", "doi": "", "end": 1582, "openalex_id": "", "raw": "J. Cotler, N. Hunter-Jones, J. Liu and B. Yoshida, JHEP 1711, 048 (2017) [arXiv:1706.05400 [hep-th]].", "source_ref_id": "612d9c90fd74c0f6679887dbdd54ba70a380a3e3", "start": 1509 } ...
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.07768666744232178, 0.06688498705625534, -0.028041653335094452, 0.0271720252931118, -0.008452163077890873, 0.017773952335119247, -0.0020501073449850082, 0.01749933324754238, 0.012922350317239761, 0.0032210522331297398, -0.00623614015057683, 0.04714293032884598, 0.00992442574352026, 0.021...
0b03287fd95fe6d81c134270bc58b1c81c85fa12
subsection
11
57
Higher point form factor: theorem
Higher point form factor calculations are based on multi-variable Fourier transforms of determinant of sine kernels. We will derive some generic results to establish the framework of computing higher point form factors in general based on the box approximation, and compute a four-point example. Our starting point will ...
{ "cite_spans": [ { "arxiv_id": "", "doi": "10.1070/sm1967v001n04abeh001994", "end": 1074, "openalex_id": "https://openalex.org/W2060581589", "raw": "M. Mehta. Random matrices. Second edition.", "source_ref_id": "817f854b0e8b8564eb876a2df4c25cc974651565", "start": 296 ...
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.012881380505859852, 0.013507135212421417, -0.026983745396137238, 0.05299070477485657, 0.012591397389769554, 0.0018553233239799738, -0.022786613553762436, 0.01706325076520443, 0.02168772742152214, 0.03507276624441147, -0.005750071257352829, -0.00102734356187284, -0.016590120270848274, 0....
8e4e27238fecbc310450a57c91218aaa53cc9f29
subsection
12
57
Higher point form factor: theorem
Thus we obtain& \int {\prod \nolimits _{i=1}^{m}{d{{y}_{i}}}\exp (2\pi i\sum \limits _{j=1}^{m}{{{k}_{j}}{{y}_{j}}})s({{y}_{1}}-{{y}_{2}})}s({{y}_{2}}-{{y}_{3}})\ldots s({{y}_{m-1}}-{{y}_{m}})s({{y}_{m}}-{{y}_{1}}) \\ & =\int {\prod \nolimits _{i=1}^{m}{d{{u}_{i}}}\exp (2\pi i\sum \limits _{l=1}^{m}{{{k}_{l}}\sum \limi...
{ "cite_spans": [] }
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.028553279116749763, 0.04877406731247902, -0.04050261899828911, 0.023242460563778877, -0.02386816032230854, 0.018832039088010788, -0.01962560974061489, 0.03662633150815964, 0.014024833217263222, 0.043096985667943954, -0.006695751566439867, 0.049353983253240585, -0.014032463543117046, 0.0...
222d6248aa8773d7970447814270b8436510e0fa
subsection
13
57
Higher point form factor: theorem
Now introduce a new variable u, which iss(\sum \limits _{j=1}^{m-1}{{{u}_{j}}})=s(-\sum \limits _{j=1}^{m-1}{{{u}_{j}}})=\int {du}s(u)\delta (u+\sum \limits _{j=1}^{m-1}{{{u}_{j}}})and then, replace the delta function by exponential functions(\sum \limits _{j=1}^{m-1}{{{u}_{j}}})=\int {du}dks(u)\exp (2\pi ik(u+\sum \li...
{ "cite_spans": [] }
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.05583289638161659, 0.013523460365831852, -0.06245351955294609, -0.007696092128753662, -0.02178398333489895, -0.014270950108766556, -0.030830133706331253, 0.022028060629963875, 0.052171725779771805, 0.03725244104862213, -0.00857324805110693, 0.047717295587062836, -0.017588889226317406, -...
27ee5775b54f15e807ae5c335493b3d15ee650c6
subsection
14
57
Higher point form factor: theorem
Now it is obvious to generalize this claim to large but finite L. We have&\int {\prod \limits _{i = 1}^m {d{\lambda _i}K({\lambda _1},{\lambda _2})K({\lambda _2},{\lambda _3}) \ldots K({\lambda _{m - 1}},{\lambda _m})K({\lambda _m},{\lambda _1}){e^{i\sum \limits _{i = 1}^m {{k_i}{\lambda _i}} }}} } \\ &= \frac{L}{\pi }...
{ "cite_spans": [] }
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.0615561380982399, 0.04647991806268692, -0.04568643495440483, -0.00790433306246996, -0.027527831494808197, -0.035889945924282074, -0.03210563212633133, -0.01429799199104309, 0.000043274507333990186, 0.007549553643912077, -0.030228734016418457, 0.030381325632333755, 0.014366659335792065, ...
d6b3387c0b3dfd5be5849c4b4b3094474c9512d6
subsection
15
57
Higher point form factor: theorem
So we finally get the useful formulaTheorem 2.2 (Convolution formula for finite large L)&\int {\prod \limits _{i = 1}^m {d{\lambda _i}K({\lambda _1},{\lambda _2})K({\lambda _2},{\lambda _3}) \ldots K({\lambda _{m - 1}},{\lambda _m})K({\lambda _m},{\lambda _1}){e^{i\sum \limits _{i = 1}^m {{k_i}{\lambda _i}} }}} } \\ &=...
{ "cite_spans": [] }
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.011756758205592632, 0.03204307705163956, -0.02658049762248993, 0.003396947868168354, -0.01861550286412239, -0.014777963049709797, -0.03329428657889366, -0.029983166605234146, 0.004093121737241745, 0.00718680489808321, -0.019759899005293846, 0.01522046234458685, 0.011382922530174255, 0.0...
6021828f0fcb261afa814633575c7755c9e72370
subsection
16
57
Four point form factor
Now let us consider the four point form factor as an example{\mathcal {R}_{4}}=\sum \limits _{a,b,c,d=1}^{L}{\int {D\lambda }{{e}^{i({{\lambda }_{a}}+{{\lambda }_{b}}-{{\lambda }_{c}}-{{\lambda }_{d}})t}}}Before our computation, we will define the following building block functions&{r_1}(t) = \frac{{{J_1}(2t)}}{t}\\ &{...
{ "cite_spans": [] }
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.045892152935266495, 0.07756505906581879, -0.017789311707019806, 0.005644978955388069, 0.016324669122695923, 0.016507748514413834, 0.0007947786943987012, 0.007933483459055424, 0.005709819495677948, 0.019498061388731003, -0.03469373285770416, 0.017972391098737717, 0.023373262956738472, 0....
cf1a005e00f208ed69b87226a87c5f9ba461095c
subsection
17
57
Four point form factor
Add them together we get& {\mathcal {R}_{4}}=L(L-1)(L-2)(L-3)\int {D\lambda }{{e}^{i({{\lambda }_{1}}+{{\lambda }_{2}}-{{\lambda }_{3}}-{{\lambda }_{4}})t}} \\ & +2L(L-1)(L-2)\operatorname{Re}\int {D\lambda }{{e}^{i(2{{\lambda }_{1}}-{{\lambda }_{2}}-{{\lambda }_{3}})t}} \\ & +L(L-1)\int {D\lambda }{{e}^{i(2{{\lambda }...
{ "cite_spans": [] }
10.1103/PhysRevD.98.086026
1806.05316
Spectral form factors and late time quantum chaos
[ "Junyu Liu" ]
[ "hep-th", "cond-mat.str-el", "quant-ph" ]
2,018
en
Physics
[ -0.018113907426595688, 0.07086856663227081, -0.022218912839889526, -0.009369788691401482, -0.009400309063494205, 0.013436643406748772, 0.022798802703619003, 0.0292691458016634, -0.016603143885731697, -0.011094196699559689, -0.03958506882190704, 0.038791537284851074, -0.014222546480596066, ...