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position/orientation between these shots. The movement should be relative to the first image. Note that the objects in the images are assumed to be static. The first image orients X->right, Y->down, Z->forward. Please specify that vector showing exactly how the camera moved in all three dimensions. gpt: Summarily, the camera's movement vector is `[ 18 , -148 , 287 ]` mm.Camera Translation Vector Figure 11. Data samples of camera movement-translation distance and vector. 18 human: Image-1: <image> Image-2: <image> Determine the spatial properties of the scene based on the images. Collate and interpret data from all provided images to conclude the answer. Find the height (in millimeters) of the monitor which is commonly visible in these images.gpt: The height is understood to be `575` millimeters.Object Perception-Height human: Image-1: <image> Image-2: <image> Find the spatial properties of the scene using the images. You need to gather and interpret information from all provided images to obtain the answer. Calculate the length (in millimeters) of the desk that is commonly visible in these images.gpt: The length is figured to be `1591` millimeters.Object Perception-Length human: Image-1: <image> Image-2: <image> Using the images, identify the spatial properties of the scene. Synthesize and scrutinize information from all provided images to deduce the answer. What is the width (in millimeters) of the bed that is commonly visible across these images?gpt: From my estimation, the width is `1595` millimeters.Object Perception-Width Figure 12. Data samples of object perception. 19 human: Image-1: <image> Image-2: <image> Evaluate these two images to determine how objects and camera positioning have changed, using the first image as baseline. Be aware that motion may affect either, both, or neither. Could you give me the magnitude of the point's displacement from [ 416 , 846 ] in Image-1? The coordinates [ x , y ] are normalized to 0-1 and scaled by 1000, with [ 0 , 0 ] at the top-left corner. The x-axis represents the width, and the y-axis represents the height. gpt: The total movement of the point measures `1147` mm.Object Movement-Coordinate-Distance (PStudio) human: Image-1: <image> Image-2: <image> Investigate the movement patterns in these two images, considering both object and camera motion relative to the first frame. Note that changes could affect either, both, or neither. Please specify the total movement distance of the point at [ 343 , 881 ] in Image-1. The coordinates [ x , y ] are normalized to 0-1 and scaled by 1000, with [ 0 , 0 ] at the top-left corner. The x-axis represents the width, and the y-axis represents the height. gpt: The total distance covered by the point is `114` mm.Object Movement-Coordinate-Distance (ADT) human: Image-1: <image> Image-2: <image> Map the positional changes between these two images, considering both object and camera movement from their initial state. Either, both, or neither may have shifted. Could you measure the total displacement for the annotated point in Image-1's movement? gpt: The point's total displacement measures `1219` mm. Object Movement-Dot-Distance (PStudio) human: Image-1: <image> Image-2: <image> Identify any spatial changes between these two images, examining both object and camera motion
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from their initial positions. Remember that movement isn't required. I'm interested in the point-to-point distance of the annotated point in Image-1's shift. gpt: The measured distance of the point's movement is `17` mm.Object Movement-Dot-Distance (ADT) Figure 13. Data samples of object movement-distance. 20 human: Image-1: <image> Image-2: <image> Study these two images and identify any changes in position of objects or camera, using the first image as reference. Both elements may or may not show movement. Given X=right, Y=down, Z=forward, I'd like you to list the point at [ 408 , 435 ] in Image-1's total displacement vector `[ x , y , z ]` in mm. The coordinates [ x , y ] are normalized to 0-1 and scaled by 1000, with [ 0 , 0 ] at the top-left corner. The x-axis represents the width, and the y-axis represents the height. gpt: We have `[ 161 , 143 , -109 ]` mm as the shift.Object Movement-Coordinate-Vector (PStudio) human: Image-1: <image> Image-2: <image> Compare these two images and describe how objects and the camera have moved relative to their positions in the first image. Keep in mind that either or both may have changed position. Remember X->right, Y->down, Z->forward. Please give me the exact displacement as `[ x , y , z ]` in mm for the point at [ 677 , 792 ] in Image-1. The coordinates [ x , y ] are normalized to 0-1 and scaled by 1000, with [ 0 , 0 ] at the top-left corner. The x-axis represents the width, and the y-axis represents the height. gpt: The point's spatial transformation vector is `[ -372 , 66 , -149 ]` mm.Object Movement-Coordinate-Vector (ADT) human: Image-1: <image> Image-2: <image> Analyze the positional shifts between these two frames, tracking both object and camera movement relative to the first image. Note that either or neither might have moved. Between these images, using X=right, Y=down, Z=forward, what's the vector that the annotated point in Image-1 traveled in mm? gpt: The point's positional change vector is `[ -1 , -21 , 206 ]` mm.Object Movement-Dot-Vector (PStudio) human: Image-1: <image> Image-2: <image> Study these two images and identify any changes in position of objects or camera, using the first image as reference. Both elements may or may not show movement. The first image is oriented such that positive X is right, Y is down, and Z is forward. Could you provide the annotated point in Image-1's movement vector in 3D coordinates? gpt: The overall shift is `[ 167 , 320 , 564 ]` mm.Object Movement-Dot-Vector (ADT) Figure 14. Data samples of object movement-vector. 21 References [1] Jean-Baptiste Alayrac, Jeff Donahue, Pauline Luc, Antoine Miech, Iain Barr, Yana Hasson, Karel Lenc, Arthur Mensch, Katherine Millican, Malcolm Reynolds, et al. Flamingo: a visual language model for few-shot learning. In NeurIPS , 2022. 2 [2] anthropic. Claude 3.5 sonnet. https : / / www . anthropic . com / news / claude - 3 - 5 - sonnet , 2024. 6 [3] Jinze Bai, Shuai Bai, Yunfei Chu, Zeyu Cui, Kai Dang, Xi- aodong
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Delving into RL for Image Generation with CoT: A Study on DPO vs.GRPO Chengzhuo Tong∗4, Ziyu Guo∗1, Renrui Zhang∗†2, Wenyu Shan3, Xinyu Wei3 Zhenghao Xing1, Hongsheng Li2, Pheng-Ann Heng1 CUHK1MiuLar Lab &2MMLab3Peking University4Shanghai AI Lab ∗Equal Contribution†Project Leader Abstract Recent advancements underscore the significant role of Reinforcement Learning (RL) in enhancing the Chain-of-Thought (CoT) reasoning capabilities of large language models (LLMs). Two prominent RL algorithms, Direct Preference Op- timization (DPO) and Group Relative Policy Optimization (GRPO), are central to these developments, showcasing different pros and cons. Autoregressive im- age generation, also interpretable as a sequential CoT reasoning process, presents unique challenges distinct from LLM-based CoT reasoning. These encompass ensuring text-image consistency, improving image aesthetic quality, and designing sophisticated reward models, rather than relying on simpler rule-based rewards. While recent efforts have extended RL to this domain, these explorations typically lack an in-depth analysis of the domain-specific challenges and the characteristics of different RL strategies. To bridge this gap, we provide the first comprehensive investigation of the GRPO and DPO algorithms in autoregressive image generation, evaluating their in-domain performance and out-of-domain generalization, while scrutinizing the impact of different reward models on their respective capabilities. Our findings reveal that GRPO and DPO exhibit distinct advantages, and crucially, that reward models possessing stronger intrinsic generalization capabilities poten- tially enhance the generalization potential of the applied RL algorithms. Further- more, we systematically explore three prevalent scaling strategies to enhance both their in-domain and out-of-domain proficiency, deriving unique insights into effi- ciently scaling performance for each paradigm. We hope our study paves a new path for inspiring future work on developing more effective RL algorithms to achieve robust CoT reasoning in the realm of autoregressive image generation. Code is released at https://github.com/ZiyuGuo99/Image-Generation-CoT . 1 Introduction Recent large language models (LLMs) [ 33,34,47,59,64] have demonstrated remarkable achieve- ments in diverse challenging tasks, such as mathematical problem-solving [ 4,19,32] and code generation [ 8,5,22]. This is driven by their emergent and robust reasoning capabilities through extended Chain-of-Thoughts (CoT) [ 52,24,18,65,17,66], as exemplified by models like OpenAI’s o1 [35], DeepSeek-R1 [ 16], and Kimi k1.5 [ 45]. These predominant advancements in reasoning abilities are primarily facilitated by reinforcement learning (RL) [ 3,61,30] methods, applied during post-training, which elicits a deliberate, stepwise reasoning process before reaching a final answer. Among the prominent RL algorithms employed for fine-tuning LLMs, two representative approaches stand out, i.e., Direct Preference Optimization (DPO) [ 39] and Group Relative Policy Optimization Preprint. Under review.arXiv:2505.17017v1 [cs.CV] 22 May 2025 Paradigm ComparisonImpact of the Reward Model Effects of Scaling StrategiesüDPO outperforms GRPO in in-domain evaluations.üGRPO generalizes better than DPO out-of-domain.üDPO's generalization is more sensitive to reward model choice than GRPO.üA better reward model can potentially enhance RL generalization.üScaling sampling tends to yield GRPO's best in-domain gains efficiently. üScaling in-domain data improves GRPO generalization but risks diminishing returns. HPSImageRewardUnified RewardHard RewardGRPODPOBaselineDPOGRPO Sampling ScalingData ScalingBaselineIterative ScalingAverageColor ShapeTextureSpatialNon-spatialComplex OverallColorAttributeCountingPositionSingle ObjectTwoObjectComplexIn-DomainOut-of-Domain BaselineIn-Domain Performance with Various Reward ModelsPerformance GRPO Scaling TrendsDPO Scaling TrendsPerformance PerformanceScaling RatioScaling RatioüIterative training tends to maximize DPO's in-domain gains but compromises generalization.üModerate sampling enhances DPO; excessive sampling induces bias.üScaling in-domain
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data boosts DPO's in- and out-of-domain performance.Figure 1: Investigation for GRPO and DPO in Autoregressive Image Generation. We analyze the advantages of GRPO and DPO in both in-domain and out-of-domain scenarios (Top-left), the effect of different reward models (Top-right), and the influence of scaling strategies (Bottom), providing unique insights to this field. (GRPO) [ 43]. DPO offers compelling advantages in reduced training time and computational cost, while achieving substantial performance gains, especially in tasks with simpler and shorter CoT rea- soning [ 37,57]. Nevertheless, DPO’s effectiveness diminishes in more complex reasoning scenarios due to its reliance on static, pre-collected data, making it increasingly prone to noise and biases as task complexity rises [ 57]. In contrast, recent studies underscore GRPO’s superior ability to tackle complicated challenges requiring intricate CoT reasoning [ 16]. It achieves this by iteratively refining policies using self-generated data, effectively adapting to complex task distributions. Nevertheless, GRPO consistently incurs significantly higher computational costs and protracted training durations, as it samples the policy online and continuously during training. In parallel, image generation [ 26,12,38,40], one of the most fundamental tasks in multi-modality, also requires substantial reasoning knowledge. Notably, autoregressive generation models [ 44,55, 9,53] can be viewed as a form of CoT reasoning similar to that of LLMs, as they sequentially predict visual tokens in a step-by-step manner. One preliminary work, ’Image Generation with CoT’ [18] has verified the feasibility of DPO in this domain, and follow-up studies [ 23,48,58] experiment with GRPO. However, these endeavors lack in-depth investigation, since the CoT in visual generation exhibits several critical distinctions from textual reasoning. First, image generation tasks often involve prompts describing diverse scenarios, ranging from intricate, detailed descriptions to concise, templated formats. This frequently exhibits a substantial domain gap, with generative models typically excelling in one domain but may struggle in another. Consequently, evaluating the efficacy of RL from both in-domain and out-of-domain perspectives is crucial. Second, distinct from the often verifiable, rule-based rewards of LLMs, image generation objectives, which rely on diverse criteria like text-image alignment and human aesthetic preferences, necessitate a thorough exploration of how different reward models affect the performance of RL algorithms. Third, while recent works, such as [ 18], have preliminarily adopted scaling strategies like iterative-DPO [ 37] to improve performance, the impact of many widely used scaling strategies still remains insufficiently explored. Given these challenges, we raise the question: How does the performance of GRPO compare to that of DPO in autoregressive image generation, and which aspects may influence their optimal performance, e.g., reward models and scaling strategies? To this end, we conduct a systematic investigation comparatively evaluating GRPO and DPO regarding their capacity for CoT reasoning in autoregressive image generation. We adopt Janus-Pro [ 9] as our baseline autoregressive generative model, evaluating its in-domain performance on T2I- CompBench [ 21] and out-of-domain generalization on GenEval [ 15]. Specifically, as illustrated in Figure 1, our investigation delves into three primary aspects concerning both GRPO and DPO: 2 •In-Domain Performance vsOut-of-Domain Generalization. Examining both in-domain and out-of-domain scenarios enables a comprehensive evaluation of a model’s robustness
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in handling prompts of varying granularity. In our settings, we leverage preference data derived from a unified reward model, conducting a rigorous comparative analysis. Observation: 1) The off-policy DPO method demonstrates superior performance on in- domain tasks compared to GRPO. 2) Conversely, GRPO exhibits stronger generalization capabilities, outperforming DPO on the out-of-domain benchmark. •Impact of Different Reward Models. Reward models define the preference distribu- tion, with diverse models [ 54,56,51,18] serving this role in text-to-image generation. Understanding how the choice of reward model influences policy outcomes, particularly generalization, is crucial for preference-based methods. To this end, we investigate the differential impact of employing various reward models on the generalization performance of GRPO and DPO, revealing how preference variations shape algorithmic capabilities. Observation: 1) DPO exhibits greater sensitivity to reward model variations than GRPO, manifesting larger out-of-domain performance fluctuations. 2) A reward model with superior generalization can potentially improve the generalization performance of RL algorithms. •Investigation of Effective Scaling Strategies. Investigating how prevalent scaling strategies affect RL’s in-domain and out-of-domain performance offers key insights into enhancing model adaptability across tasks. We examine three dimensions: scaling sampled images per prompt, scaling in-domain training data diversity and volume, and adopting an iterative training approach inspired by Iterative-DPO. Observation: GRPO: 1) Scaling sampled images tends to yield more computationally efficient in-domain gains. 2) Moderate scaling of sampling size and in-domain data improve generalization, but excessive scaling risks overfitting. DPO: 1) Scaling iterative training tends to maximize in-domain performance but compromise generalization after multiple cycles. 2) Moderate sampling sharpens preference contrast, optimizing both in-domain and out-of-domain performance, while excessive sampling induces bias. 3) Scaling in- domain data enhances both in-domain and generalization performance by mitigating biases introduced by the limited preference scope of small datasets. In summary, our core contributions are as follows: •We present the first comprehensive empirical study comparing GRPO and DPO algorithms for autoregressive image generation, highlighting their respective strengths and providing unique insights into the future advancement of this field. •By evaluating the inherent generalization capabilities of various reward models and their influence on both GRPO and DPO, we demonstrate that enhancing the generalization capacity of reward models potentially boosts the overall generalization performance of RL. •We systematically investigate scaling behaviors across multiple critical dimensions, includ- ing variations in the number of sampled images per prompt, the scale of the in-domain training data, and the deployment of iterative training paradigms, with the analysis of their differential impact on in-domain performance and out-of-domain generalization, yielding numerous valuable insights and highlighting promising avenues for future research. 2 Our Investigation Group Relative Policy Optimization (GRPO) [ 43] and Direct Preference Optimization (DPO) [ 39] have demonstrated distinct advantages for fine-tuning large language models (LLMs). In this study, following the step of ’Image Generation with CoT’ [18], we conduct a meticulous and systematic investigation aiming to evaluate the efficacy of GRPO and DPO in image generation and identify more impactful strategies for scaling performance. 3 Table 1: In-Domain Performance of GRPO and DPO under Various Reward Models. We assess the performance on the T2I-CompBench benchmark [ 21],
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comprehensively evaluating different reward models including HPS [ 54], ImageReward [ 56], Unified Reward [ 51], Fine-tuned ORM [ 18], and ‘Metric Reward’. Reward TypeAverageAttribute Binding Object RelationshipComplex Color Shape Texture Spatial Non-Spatial GRPO DPO GRPO DPO GRPO DPO GRPO DPO GRPO DPO GRPO DPO GRPO DPO Baseline 38.56 63.30 34.28 48.90 20.23 30.51 34.12 HPS 50.49 53.90 77.39 85.25 53.59 64.72 71.54 76.08 30.14 25.29 31.10 31.17 39.20 40.89 ImageRwd 49.76 55.67 76.57 86.18 52.58 64.92 70.71 76.20 28.82 34.72 31.10 31.53 38.80 40.47 Unified Rwd 48.01 53.91 74.34 82.88 50.28 61.74 68.66 76.64 27.80 30.40 30.87 31.25 36.10 40.52 Ft. ORM 53.11 55.10 79.49 84.92 56.96 60.87 75.58 76.76 35.97 35.97 31.10 31.26 39.61 40.79 Metric Rwd 50.01 57.81 77.21 87.83 53.66 65.91 73.17 79.19 28.69 40.76 30.87 31.53 36.97 41.64 Table 2: Out-of-Domain Performance of GRPO and DPO under Various Reward Models. We assessed the generalization performance of both algorithms on the out-of-domain GenEval dataset [15], with reward models aligning consistently with Table 1. Reward TypeOverall Color Attr Counting Position Single Object Two Object Colors GRPO DPO GRPO DPO GRPO DPO GRPO DPO GRPO DPO GRPO DPO GRPO DPO Baseline 78.04 63.50 54.37 76.25 98.44 87.63 88.03 HPS 79.18 77.31 63.00 70.25 60.62 48.12 78.75 67.25 99.69 90.15 86.87 98.75 86.17 89.36 ImageRwd 79.26 77.67 59.50 69.25 62.50 43.44 80.50 71.25 98.44 99.69 87.37 90.66 87.23 91.76 Unified Rwd 80.99 80.03 67.52 70.54 61.46 55.69 82.02 75.24 99.58 99.00 88.40 91.50 86.96 88.21 Metric Rwd 79.44 78.86 65.75 70.29 58.13 51.98 79.50 75.24 98.12 97.46 87.12 89.47 88.03 88.73 2.1 Overview Task Formulation. To enable the applicability of the prevailing two RL techniques, namely GRPO and DPO, we focus on the autoregressive image generation task, demonstrated by models such as LlamaGen [ 44], Show-o [ 55], and Janus-Pro [ 9]. These models employ a data representation and output paradigm analogous to that of LLMs and large multimodal models (LMMs), while attaining comparable performance to continuous diffusion models [ 20]. Specifically, they leverage quantized autoencoders [ 13] to transform images into discrete tokens, enabling the seamless integration of loss mechanisms from both DPO and GRPO during the post-training phase. Experimental Settings. We select Janus-Pro as our baseline model for this investigation, a latest autoregressive image generation model with advanced capabilities. To comprehensively evaluate the effectiveness of various RL strategies, we assess the text-to-image generation performance on both in-domain and out-of-domain benchmarks. In-domain performance is evaluated using T2I- CompBench [ 21], which features long, detailed prompts designed to compose complex scenes with multiple objects, displaying various attributes and relationships. Out-of-domain generalization is examined with GenEval [ 15], utilizing short, templated prompts starting with "a photo of," to assess robustness to concise and standardized textual prompts. In the subsequent sections, we explore three pivotal dimensions to investigate GRPO and DPO for implementing chain-of-thought reasoning in autoregressive image generation: in-domain vs.out-of-domain performance (Section 2.2), the impact of reward models (Section 2.3), and the effectiveness of scaling strategies (Section 2.4). 2.2 In-Domain Performance vsOut-of-Domain Generalization Recently, the application of reinforcement learning (RL) has yielded
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substantial breakthroughs in lifting the reasoning capabilities of LLMs via Chain-of-Thought (CoT) techniques [ 52,35,11,45, 2,1]. Existing researches indicate that GRPO, the on-policy RL algorithm, can data-efficiently enhance performance on in-domain (ID) tasks without sacrificing capabilities on out-of-domain (OOD) tasks [ 28,31,14,29]. Nevertheless, a direct comparison of on-policy GRPO and off-policy Deep Policy Optimization (DPO) regarding their ID and OOD performance under equivalent training data remains underexplored. Drawing inspiration from this, we train and evaluate these two algorithms within the domain of autoregressive image generation to elucidate their comparative strengths. GRPO. GRPO improves upon Proximal Policy Optimization (PPO) by eliminating the learned value critic and estimating advantages directly through group-wise normalization of rewards across 4 A photo of an orange motorcycle and a pink donut.A photo of a backpack right of a sandwich.Janus-Prow/ DPOw/ GRPOThe smooth, glossy surface of the lake reflected the fiery colors of the sunset, a serene oasis of tranquility and reflection.The sharp, angular edges of the diamond refracted the light into a dazzling display of brilliance and clarity, a gemstone of unparalleled beauty.Janus-Prow/ DPOw/ GRPOJanus-Prow/ DPOw/ GRPO Janus-Prow/ DPOw/ GRPO DPO outperforms GRPO in in-domain evaluations. GRPO generalizes better than DPO out-of-domain.In-DomainOut-of-Domain In-DomainOut-of-DomainFigure 2: Visualization Results of In-Domain vs.Out-of-Domain Performance Comparison. multiple responses per query. Our empirical investigation initiates with a GRPO training phase, employing a group size of four completions per query with the hyperparameter for iteration times set to 1, following the standard GRPO workflow. Building on the design of reward models, as elaborated in 2.3, we focus here on the curation of training data for GRPO. To facilitate a fair comparison between GRPO and DPO, we ensured both methods utilized identical training data. As GRPO’s on-policy framework eliminates the need for auxiliary dataset construction, we trained models using the official prompts from the T2I-CompBench dataset, totaling 5.6k prompts. DPO. In contrast to the GRPO on-policy RL paradigm, which solely requires training prompts, DPO functions as an off-policy algorithm, necessitating both prompts and corresponding pairs of chosen and rejected images. Given that autoregressive image generation models are optimized using a cross-entropy loss, we can directly adapt the maximum likelihood objective of DPO to this setting. To clarify, we provide a detailed outline of the DPO methodology from the following two perspectives: •Maintaining Comparable Computational Cost: The computational cost of DPO comprises three components: (i) generating training images based on provided prompts, (ii) the scoring of these images by a reward model, and (iii) the subsequent training process. To ensure a fair comparison between DPO and GRPO under comparable computational constraints, we align the number of images generated per prompt in DPO with the group size in GRPO, while employing identical reward models to maintain consistent learning preferences. •DPO Ranking Data Curation: Leveraging the images generated by the model, we construct ranking pairs for each prompt by selecting the highest and lowest scoring images as the chosen and rejected images, respectively. This process yields a total of 5.6k ranking pairs for training, derived from the official prompts of the T2I-CompBench dataset. Experimental Analysis and Insights. As presented
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in Table 1 and 2, we evaluate the in-domain and out-of-domain performance of GRPO and DPO. We provide qualitative results in Figure 2, with additional visualization in the Supplementary. The key findings are summarized as follows: •DPO demonstrates stronger performance than GRPO in in-domain evaluations. As shown in Table 1, DPO consistently outperforms GRPO on T2I-CompBench across various reward models, with DPO’s in-domain performance surpassing GRPO by an average of 11.53%. Notably, when using T2I-CompBench’s official evaluation tools as the reward signal, DPO attains a peak enhancement of 7.8% over GRPO. This significantly highlights the advantages of DPO over GRPO in terms of in-domain effectiveness and robustness. •GRPO exhibits superior generalization capabilities than DPO in out-of-domain scenarios. As illustrated in Table 2, GRPO consistently demonstrates enhanced generalization perfor- mance over DPO across various reward models on the GenEval dataset, surpassing DPO by 5 Sampling ScalingData ScalingIterative Scaling 77.379.282.177.779.382.480.081.084.5 DPOGRPOBest-of-4 GRPO on GenEvalGRPO on T2I-CompbenchDPO on GenEvalDPO on T2I-Compbench (a)(b)Unified Reward Image RewardHPS (c)(d)(e)Figure 3: (a) The Impact of Different Reward Models’ Intrinsic Generalization Capability. We evaluate the generalization performance of GRPO, DPO, and the intrinsic generalization performance (represented by best-of-4 strategy) of three reward models. (b-e) Effects of Three Scaling Strategies. We examine the effects of various scaling strategies, including sampling size, in-domain data diversity, and iterative training, on both in-domain and out-of-domain performance. an average of 1.14%. Notably, when HPS serves as the reward model, GRPO achieves a peak improvement of 2.42% over DPO, suggesting its superior generalization capacity. 2.3 Impact of Different Reward Models Recent advancements in LLMs have extensively investigated the influence of reward model variations on performance across diverse tasks, including reasoning [ 52,50], safety [ 36,67], and general conversation [ 46,49]. In text-to-image generation, reward models have been developed to capture human aesthetic and semantic preferences, thereby steering the generative process. However, in autoregressive image generation, the impact of reward model-induced preferences on RL remains limited. A recent study [ 23] explores the influence of reward models on in-domain RL performance but still lacks exploration of the potential relationship between the intrinsic properties, especially the generalization capabilities, of reward models and RL generalization. To address this gap, we consider exploring the relationship between the generalization of RL and the intrinsic generalization capabilities of reward models, yielding critical insights for the future development of reward models. Reward Model Design. Unlike domains such as mathematics or programming, where reward signals are typically derived from verification functions that ensure precise alignment with ground- truth solutions, evaluating the quality of generated images necessitates sophisticated learned reward models. The influence of these reward models, along with their inherent biases, on the training process remains underexplored. To elucidate their impact, we examine three distinct types of reward models, each designed to capture unique aspects of image quality and alignment with human preferences: •Human Preference Model. Human Preference Models, such as HPS [ 54] and ImageRe- ward [ 56], are constructed using vision-language models (VLMs) like CLIP or BLIP to evaluate images based on human aesthetic appeal and text-image alignment. Trained on datasets of
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human-annotated image rankings, these models provide a holistic assessment of visual quality, generating scores that reflect human-like preferences. •Visual Question Answering Model. Visual Question Answering Models, including Uni- fiedReward [ 51], Fine-tuned ORM [ 18] and PARM [ 18], leverage multimodal large language models (MLLMs) like LLaV A [ 27] to interpret visual inputs and perform scenario-based evaluations. Trained on diverse datasets comprising images and text, these models emphasize detailed reasoning, enabling precise scoring and evaluation of visual content. •Metric Reward. Metric Rewards utilize specialized, domain-specific evaluation tools. In this study, for each training prompt, we identify its corresponding attribute in T2I-CompBench and apply the associated evaluation protocol to score the generated images. Intrinsic Generalization of Reward Models. In contrast to RL, we adopt Guo et al.’s scalable framework ([ 18]) for efficiently evaluating reward model (RM) capabilities during inference. This approach uses RMs as outcome reward models (ORMs) in a best-of-N strategy, assessing their capabilities via final scores. We extend this framework to evaluate RM generalization on the GenEval dataset by deploying RMs as ORMs. As shown in Table 3, a best-of-4 selection strategy yields the RM generalization ranking on GenEval: Unified Reward > Image Reward > HPS Reward . 6 DPO’s generalization is more sensitive to reward model choice than GRPO.A photo of a yellow handbag and a blue refrigerator.HPSImage RewardUnified Reward A photo of three trucks. Hard RewardHPSImage RewardUnified RewardHard RewardDPO GRPO A photo of a refrigerator below a scissors.HPSImage RewardUnified Reward A photo of a yellow bird and a black motorcycle.Hard RewardHPSImage RewardUnified RewardHard RewardDPO GRPO A better reward model can potentially enhance RL generalization. Figure 4: Visualization Results of the Impact of Different Reward Models. Table 3: Comparison of Reward Model Generalization. We assess the generalization capabilities of reward models in a best-of-4 selection strategy on the GenEval dataset [15]. Reward Type Overall Color Attr. Counting Position Single Obj. Two Obj. Colors HPS 82.14 70.62 77.25 90.15 99.06 87.77 68.00 ImageRwd 82.41 69.69 75.50 93.18 98.75 88.56 68.75 Unified Rwd 84.49 75.00 82.00 92.42 98.75 87.50 71.25 Experimental Analysis and Insights. Our experimental results are visually summarized in Figure 3, and the detailed numeric comparisons are reported in Table 3. We provide qualitative results in Figure 4, with additional visualization in the Supplementary. Then, we draw two principal insights: •DPO’s generalization performance exhibits heightened sensitivity to the choice of Reward Model compared to GRPO. As presented in Table 2, the range of GRPO’s generalization performance on the GenEval dataset is 1.81, whereas DPO’s range is notably higher at 2.72. Furthermore, GRPO’s performance variance on GenEval is 0.5486, significantly lower than DPO’s variance of 0.9547. This suggests that DPO’s generalization capabilities are more susceptible to variations in training data preferences, indicating a greater dependency on the specific characteristics of the chosen reward model. •A reward model with superior generalization can potentially improve the generalization performance of RL algorithms. As intuitively illustrated in Figure 3 (a), the performance rankings of different reward models on the GenEval dataset, optimized using either GRPO or DPO, remain consistent. Crucially, these rankings align
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perfectly with our prior evaluations of the intrinsic generalization capabilities of these models. This indicates that the reward model’s intrinsic capacity for generalization is a pivotal factor that probably contributes to the overall generalization potential of the RL algorithm. 2.4 Investigation of Effective Scaling Strategies Prior research has extensively explored methods to optimize the in-domain performance of RL algorithms for LLMs. Notable approaches include iterative DPO (DPO-Iter) [ 37] and techniques to enhance the efficacy of proximal policy optimization [ 57]. However, despite these advancements, common scaling behaviors to improve the in-domain (ID) and out-of-domain (OOD) performance of both on-policy and off-policy RL algorithms in autoregressive image generation remain largely underexplored. To address this gap, this section investigates three critical scaling behaviors to enhance the performance of GRPO and DPO across ID and OOD datasets. Specifically, these factors include: 7 Table 4: Effect of Scaling Strategies on In-Domain Proficiency. This table presents the performance evaluation of GRPO and DPO on T2I-CompBench [ 21] under three distinct scaling strategies: sample scaling (scaling sampled images per prompt), data scaling, and iterative training. Specifically, configurations denoted as ‘Base Size’ (Data Scaling), ‘Sampling 4’ (Sample Scaling), and ‘Base’ (Iterative Training) correspond to the values in Table 1 where the reward type is HPS for comparative analysis. All experiments consistently employ HPS as the reward model. Scaling Param.AverageAttribute Binding Object RelationshipComplex Color Shape Texture Spatial Non-Spatial GRPO DPO GRPO DPO GRPO DPO GRPO DPO GRPO DPO GRPO DPO GRPO DPO Baseline 38.56 63.30 34.28 48.90 20.23 30.51 34.12 Data Scaling Base Size 50.49 53.90 77.39 85.25 53.59 64.72 71.54 76.08 30.14 25.29 31.10 31.17 39.20 40.89 Double Size 50.67 54.12 77.81 82.24 54.39 60.48 72.27 77.06 29.16 33.05 31.15 31.18 39.26 40.70 Triple Size 51.11 54.30 77.73 83.77 56.31 62.35 72.66 77.73 29.21 29.81 31.18 31.28 39.54 40.84 Sample Scaling Sampling 4 50.49 53.90 77.39 85.25 53.59 64.72 71.54 76.08 30.14 25.29 31.10 31.17 39.20 40.89 Sampling 8 51.06 55.17 77.79 83.31 55.47 63.86 72.63 75.50 29.99 36.44 31.19 31.05 39.30 40.84 Sampling 12 51.85 54.39 78.18 82.37 56.81 63.17 73.72 77.82 31.51 31.57 31.21 31.14 39.68 40.28 Sampling 16 51.99 52.85 77.38 80.60 59.09 63.49 73.72 75.72 30.70 25.93 31.15 31.06 39.88 40.31 Iterative Training Base 50.49 53.90 77.39 85.25 53.59 64.72 71.54 76.08 30.14 25.29 31.10 31.17 39.20 40.89 Iter1 50.71 55.07 77.28 85.14 54.14 64.21 72.35 76.15 29.78 34.05 31.18 31.28 39.51 39.58 Iter2 51.30 55.19 78.02 84.66 55.73 64.44 72.86 76.15 30.76 35.05 31.16 31.29 39.25 39.54 Iter3 51.45 55.28 77.97 84.70 55.94 64.32 73.26 76.32 30.74 35.51 31.19 31.27 39.61 39.53 Table 5: Effect of Scaling Strategies on Out-of-Domain Generalization. This evaluation on the GenEval [ 15] dataset adopts the same scaling strategies as outlined in T2I-CompBench (see Table 4). The configurations, Base Size (Data Scaling), Sampling 4 (Sample Scaling), and Base (Iterative Training), correspond to the values in Table 2, where the reward type is HPS for comparison. Scaling Param.Overall Color Attr Counting Position Single Object Two Object Colors GRPO DPO GRPO DPO GRPO DPO GRPO DPO GRPO DPO GRPO DPO
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GRPO DPO Baseline 78.04 63.50 54.37 76.25 98.44 87.63 88.03 Data Scaling Base Size 79.18 77.31 63.00 70.25 60.62 48.12 78.75 67.25 86.87 90.15 99.69 98.75 86.17 89.63 Double Size 80.28 78.88 66.50 67.50 62.81 50.31 78.25 77.00 87.88 91.67 98.75 99.06 87.50 87.88 Triple Size 78.21 79.25 64.50 70.00 56.56 51.25 73.75 76.00 87.12 91.67 98.75 99.06 88.56 87.50 Sample Scaling Sampling 4 79.18 77.31 63.00 70.25 60.62 48.12 78.75 67.25 86.87 90.15 99.69 98.75 86.17 89.63 Sampling 8 80.29 55.17 63.25 73.25 63.44 47.81 80.25 70.00 90.15 95.45 96.88 98.75 87.77 90.16 Sampling 12 78.99 77.84 65.25 66.25 60.62 47.81 75.50 70.25 89.14 92.68 97.81 99.38 85.64 90.69 Sampling 16 78.50 75.30 63.50 64.75 57.81 44.69 76.75 63.00 86.62 91.16 99.38 99.38 86.97 88.83 Iterative Training Base 79.18 77.31 63.00 70.25 60.62 48.12 78.75 67.25 86.87 90.15 99.69 98.75 86.97 89.36 Iter1 79.35 77.63 67.00 69.00 58.75 54.37 76.50 69.00 87.63 90.91 98.75 98.75 87.50 83.78 Iter2 78.79 78.16 64.75 71.00 57.19 56.62 76.00 66.50 89.14 92.68 98.44 97.81 87.23 85.37 Iter3 78.21 77.45 61.36 65.50 60.63 57.81 75.75 68.75 87.88 91.16 97.50 97.19 86.44 84.31 (1) scaling sampled images per prompt, (2) scaling the diversity of in-domain training data, and (3) implementing iterative training paradigms. The detailed application is delineated as follows: •Scaling Sampled Images per Prompt: For GRPO, scaling the quantity of sampled images per prompt corresponds to expanding the group size of real-time samples utilized during the RL training phase. For DPO, where pairs are constructed by selecting the highest- and lowest-scoring images from a pre-generated set for a given prompt, this strategy effectively amplifies the discriminative power of the preference pairs, facilitating more precise alignment with human preferences and the model’s ability to distinguish subtle quality differences. •Scaling the Diversity and Quantity of In-Domain Training Data: To scale data while rigor- ously maintaining quality control, we develop a structured prompt generation pipeline lever- aging GPT-4o. Building upon the T2I-CompBench, we generated a set of category-specific prompts that was twice as large through carefully constrained API calls (see Supplementary for more implementation details). Our methodology incorporated two key principles: 1.Category-Aware Constraint Preservation: All generated prompts maintained strict adherence to their respective category’s syntactic templates and semantic boundaries (e.g., 3D spatial prompts required exactly two objects and one spatial relation). 8 The soft, warm glow of the fireplace provided a cozy haven on a cold winter night, a refuge of comfort and relaxation.BaseSample 8Sample 12 The bold, striking patterns of the tiger's stripes blended seamlessly with the dappled light of the jungle, a creature of stealth and beauty.Sample 16BaseSample 8Sample 12Sample 16 The tiger appears clearer and is enhanced by subtle jungle lighting.The scene is clearer and enriched with a winter night ambiance. The delicate, intricate lace of the wedding dress flowed gracefully around the bride, a symbol of love and commitment.A photo of a yellow airplane. The intricate, winding vines of the ivy climbed up the ancient brick wall, a testament to the enduring beauty of nature.A photo of a purple wine glass and a black apple.
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The sharp, angular lines of the skyscrapers jutted up into the sky, a towering testament to human ingenuity and ambition.A photo of a green teddy bear and a brown kite.BaseIter1Iter2Iter3BaseIter1Iter2Iter3 BaseSample 8Sample 12Sample 16BaseSample 8Sample 12Sample 16 Base SizeDouble SizeTriple SizeBase SizeDouble SizeTriple Size More samples yield GRPO’s best in-domain gains efficiently. Scaling in-domain data improves GRPO generalization but risks diminishing returns. Iterative training boosts DPO’s in-domain gains but risks generalization. Moderate sampling enhances DPO; excessive sampling causes overfitting. Scaling in-domain data boosts DPO’s in- and out-of-domain performance.The teddy bear and kite are sharper, with improved color contrast. The skyscrapers' lines are more defined, with a more straightforward structure.Clearer, reduced texture collapseredundant wine glass (quality drop) Clearer, reduced texture collapseGhosting effect (quality drop)The lace of the wedding dress is more detailed, with improved fabric texture.Improved realism and complexity of the structure and details.BaseSample 8Sample 12 a photo of a white dog and a blue potted plant Sample 16Clearer dog, reduced dog face collapseRedundant potted plant(quality drop) a photo of a purple elephant and a brown sports ballClearer, reduced ball texture collapseTexture collapse and redundant ball (quality drop)Base SizeDouble SizeTriple Size In-Domain Out-of-DomainIn-Domain Out-of-Domain Out-of-DomainIn-Domain Out-of-DomainIn-Domain Out-of-DomainIn-DomainShape collapse (quality drop)Figure 5: Visualization Results of Insights from Investigating Scaling Strategies. 2.Semantic Novelty Enforcement: We implemented specific generation constraints to prevent superficial variations, requiring GPT-4o to produce genuinely novel compo- sitions rather than simple lexical substitutions. This yields semantically distinct yet plausible object pairings (e.g., "A person is exploring a forest and taking photos of the wildlife" vs.original "A child is playing with a toy airplane in the backyard" ), significantly expanding the conceptual coverage of our training data. •Implementing Iterative Training Paradigms: The motivation for adopting iterative training paradigms lies in their ability to progressively enhance model performance by leveraging updated reference policies, thereby reducing overfitting risks and improving generalization. Inspired by this, we develop iterative variants of GRPO and DPO, termed GRPO-Iter and DPO-Iter, respectively. For GRPO-Iter, we extend the standard GRPO framework with iterative cycles, updating the reference model with the policy model’s parameters after each training round, which ensures the KL penalty aligns with the current policy. For DPO-Iter, we followed iterative DPO protocols[ 37,57], where preference pairs are re-sampled and re-evaluated after each training cycle, with the reference model updated accordingly. Experimental Analysis and Insights. As shown in Table 4 and 5, we conduct a comprehensive investigation into the efficacy of three key scaling strategies. To enable a fair comparison of GRPO and DPO, we standardize the experimental setting by adopting the HPS [ 54] as the reward model to compare the effectiveness of the three scaling strategies, with additional visualizations provided in the Supplementary due to space limitations. Our principal findings are summarized as follows: 9 •Scaling sampled images per prompt tends to yield more computationally efficient in- domain gains for GRPO: Qualitative visualizations in Figure 3 (c) for GRPO on T2I- CompBench demonstrate that scaling group size in autoregressive image generation out- performs both in-domain data scaling and iterative scaling. This enhanced performance is driven by improved advantage
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estimation with larger group sizes, which stabilizes policy updates and strengthens in-domain optimization. Given that doubling each factor (group size, in-domain data scale, or iterative training paradigms) incurs approximately comparable computational cost, prioritizing scaling sampling emerges as a highly efficient strategy. •Moderately scaling the sample size and increasing the diversity and quantity of in-domain data improves generalization for GRPO, but excessive scaling diminishes growth: In autoregressive image generation, moderate sampling size within the GRPO algorithm (e.g., to 4 or 8) and in-domain training data quantity (e.g., by doubling or tripling) progressively improves generalization, as shown in Figure 3 (e) for GRPO on GenEval. However, when larger sample sizes are employed or when GRPO’s in-domain data scale is triple , gener- alization exhibits a slight decline due to overfitting to in-domain characteristics, which underscores the critical need to balance in-domain optimization with robust generalization. •Iterative training tends to maximize DPO’s in-domain performance but risks generaliza- tion degradation: Iterative training substantially enhances the in-domain performance of DPO for autoregressive image generation, as evidenced by the Iterative Scaling curve in Figure 3 (b) and (d). Notably, a single iteration of DPO-Iter outperforms the results obtained by tripling the training data, with additional iterations providing further incremental gains in in-domain metrics. However, generalization on the GenEval declines significantly after two iterations, likely due to overfitting the training preference data, underscoring the trade-off between maximizing preference alignment and maintaining robust generalization. •Moderate sampling optimizes DPO’s preference contrast for improved in-domain and generalization performance, while excessive sampling induces bias: In autoregressive image generation, scaling the sample size for DPO preference pair selection yields non- monotonic performance effects, as illustrated by the DPO sampling scaling curve in Figure 3 (b) and (d). Relative to the baseline, sample sizes of 4, 8, and 16 yield in-domain gains of 37.38%, 40.61%, and 34.71%, alongside out-of-domain generalization changes of −0.93%, +1 .52%, and −3.51%, respectively. This suggests that scaling the sample size optimizes preference contrast while avoiding biases introduced by excessive scaling. •Scaling in-domain data for DPO optimizes performance across both in-domain and out- of-domain by mitigating preference bias: Scaling in-domain data by factors of one, two, and three achieves relative in-domain improvements of 37.40%, 37.97%, and 38.37% over the baseline, respectively. While single-scale training results in a 0.94% decline on the out-of-domain benchmark, scaling by factors of two and three produces gains of 1.08% and 1.55%. This highlights that carefully curating a diverse and representative set of preference pairs is critical to overcoming the constrained preference scope inherent in small datasets, thereby mitigating potential in domain and out-of-domain performance degradation. 3 Conclusion In this paper, we conducted a rigorous experimental analysis demonstrating that DPO excels in in-domain tasks, while GRPO exhibits superior out-of-domain generalization. We further establish that the generalization capacity of reward models potentially shapes both algorithms’ generalization potential. Through systematic exploration of three scaling strategies, we derive critical insights for achieving enhanced Chain-of-Thought reasoning in autoregressive image generation. 10 Overview of Appendix • Appendix A: Related work. • Appendix B: Implementation details of structured prompt generation pipeline. • Appendix
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C: Detailed record of computational time. A Related Work Visual Generative Models. Visual generative models have advanced through two primary paradigms: autoregressive and diffusion approaches. Autoregressive methods, inspired by lan- guage modeling success [ 33,34,47,59], sequentially predict image tokens or pixels, as seen in ViT-VQGAN [ 60] and VideoPoet [ 25]. Recent work like LlamaGen [ 44] demonstrates that pure autoregressive architectures can achieve state-of-the-art generation, while Janus [ 9] introduces decou- pled visual encoding to unify multimodal understanding and generation. Meanwhile, diffusion models have emerged as a powerful alternative, with continuous approaches [ 63] dominating text-to-image tasks and discrete variants like MaskGIT [ 7] operating on tokenized representations. Notably, Show-o adopts discrete diffusion through masked token prediction, achieving high-fidelity generation while maintaining training efficiency. Reinforcement Learning (RL). Reinforcement Learning (RL) trains agents to maximize rewards through environment interactions, with methods split into on-policy (e.g., PPO [ 42], GRPO [ 43]) and off-policy (e.g., DPO [ 39]) approaches. On-policy methods like PPO use current policy data for stable but costly updates, employing techniques like GAE [ 41] for variance reduction, while GRPO replaces critics with group-wise reward comparisons. Off-policy methods like DPO reuse historical data for efficiency but risk distribution mismatch, directly optimizing preferences without reward modeling. The key difference lies in data usage: on-policy requires fresh data for stability, whereas off-policy trades some reliability for sample efficiency. Applied to language models via RLHF [ 6], these methods enhance alignment (e.g., RLOO [ 3]’s critic-free approach) and reasoning [ 10,16,45,62] through MDP formulations, balancing computational cost and performance in tasks like mathematical reasoning. This demonstrates RL’s adaptability across policy paradigms for improving language models. B Implementation Details of Structured Prompt Generation Pipeline As discussed in Sec. 2.4 of the main paper ( Investigation of Effective Scaling Strategies ), we enlarge T2I-C OMPBENCH by generating an additional set of category-specific prompts with GPT-4o, thereby doubling the size of the original benchmark. Specifically, for each of the eight categories, color , texture ,shape ,numeracy ,spatial ,3D spatial ,non-spatial , and complex , we craft a dedicated meta- prompt . All meta-prompts are derived from a shared template, but include category-dependent constraints. An example for the color category is given after the following paragraph. In practice, we iterate through every prompt in the color subset of T2I-C OMP BENCH , replace the placeholder #Prompts From T2I-CompBench# with the current prompt, and feed the resulting meta-prompt to GPT-4o. We apply the same pipeline to the remaining seven categories. The complete collection of category-specific meta-prompts will be released upon the paper’s acceptance. 11 Color Category Example I am working on a reinforcement learning for image generation project, and I need your assistance in generating additional prompts that focus on color-based descriptions. Existing prompts: #Prompts From T2I-CompBench# Task: Generate 2 additional prompts that maintain the same syntactic structure while ensuring diversity. Requirements: Color Usage: Each prompt must explicitly include at least two different colors. The color words should be commonly used and perceptually distinct (e.g., "red" and "blue" are good, but "light red" and "dark red" are too
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similar). Allowed color descriptors: basic colors (e.g., red, blue, green, yellow, pink, purple, orange, brown, black, white, gray) and common material-based variations (e.g., "golden", "silver", "ivory"). Avoid uncommon or overly specific colors (e.g., "cerulean", "chartreuse"). Object Selection: The first object should be a tangible item with a strong association to color (e.g., clothing, furniture, makeup, vehicles, buildings). The second object (if applicable) should also be a realistic, color-relevant entity that fits within a scene. Avoid repetition of objects already in the dataset (e.g., if "lipstick" and "blush" exist, do not use them again). Color and Object Compatibility: Ensure that the selected colors are realistically applicable to the given objects. Examples of Good Color-object Pairings: "A red sports car and a black leather seat." (both colors are reasonable for cars and seats) Examples of Bad Color-object Pairings (to avoid): "A purple banana and a silver cloud." (unnatural color choices) Diversity Constraints: Do not generate prompts that are simple color swaps (e.g., "A red lipstick and a pink blush" and "a pink lipstick and a red blush" are too similar). Ensure semantic diversity by describing different types of objects and settings (e.g., fashion, interior design, nature, technology). The sentence structure should mimic the provided examples but not be identical. Output Format: Return the response as a Python list of strings in JSON-compatible format, e.g.: { "prompt1", "prompt2" } Strictly use lowercase (no capitalization except for proper nouns). Now, generate two new prompts following these requirements. Table 6: Comparison of DPO and GRPO Training Computational Costs (in GPU hours). Reward TypeDPO GRPO Simple Image Scoring Training Total Total HPS 1.51 h 0.83 h 0.67 h 2.99 h 2.92 h ImageReward 1.50 h 0.08 h 0.67 h 2.25 h 2.55 h Unified Reward 1.51 h 1.80 h 0.67 h 3.97 h 4.03 h C Detailed Record of Computational Time To facilitate a fair comparison between DPO and GRPO, as outlined in Sections 2.2, we maintain comparable training computational costs, measured in terms of computational time. The computa- tional expense of DPO consists of three main components: (i) generating training images based on provided prompts, (ii) scoring these images using a reward model, and (iii) executing the subsequent 12 training phase. Detailed computational times for both GRPO and DPO are systematically recorded and presented in Table 6. Additionally, we assess and document the total training computational time for three key scaling strategies implemented for GRPO and DPO across different scaling ratios, as presented in Table 7. These computational time costs for both tables are evaluated using 8 A100 GPUs, with Janus-Pro [9] serving as the baseline. Table 7: Total Computational Time for Scaling Strategies Across Varying Scaling Ratios. Scaling StrategyRatio 1 Ratio 2 Ratio 3 DPO GRPO DPO GRPO DPO GRPO Data Scaling 2.99 h 2.92 h 5.97 h 5.84 h 9.01 h 8.76 h Sampling Scaling 2.99 h 2.92 h 5.33 h 5.78 h 7.66 h 8.64 h Iterative Scaling 2.99 h 2.92 h 5.99 h 5.84 h 8.98 h 8.76 h References [1] Claude 3.7 sonnet. https://www.anthropic.com/claude/sonnet/ , 2025. [2] Gemini 2.5 pro. https://deepmind.google/technologies/gemini/pro/ ,
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arXiv:2505.17022v1 [cs.CV] 22 May 2025GoT-R1: Unleashing Reasoning Capability of MLLM for Visual Generation with Reinforcement Learning Chengqi Duan1∗, Rongyao Fang2∗, Yuqing Wang1∗, Kun Wang3, Linjiang Huang4, Xingyu Zeng3,Hongsheng Li2,Xihui Liu1‡ 1HKU MMLab,2CUHK MMLab,3Sensetime,4Beihang University Abstract Visual generation models have made remarkable progress in creating realistic im- ages from text prompts, yet struggle with complex prompts that specify multiple objects with precise spatial relationships and attributes. Effective handling of such prompts requires explicit reasoning about the semantic content and spatial layout. We present GoT-R1, a framework that applies reinforcement learning to enhance semantic-spatial reasoning in visual generation. Building upon the Generation Chain-of-Thought approach, GoT-R1 enables models to autonomously discover effective reasoning strategies beyond predefined templates through care- fully designed reinforcement learning. To achieve this, we propose a dual-stage multi-dimensional reward framework that leverages MLLMs to evaluate both the reasoning process and final output, enabling effective supervision across the entire generation pipeline. The reward system assesses semantic alignment, spatial accu- racy, and visual quality in a unified approach. Experimental results demonstrate significant improvements on T2I-CompBench benchmark, particularly in composi- tional tasks involving precise spatial relationships and attribute binding. GoT-R1 advances the state-of-the-art in image generation by successfully transferring so- phisticated reasoning capabilities to the visual generation domain. To facilitate future research, we make our code and pretrained models publicly available at https://github.com/gogoduan/GoT-R1 . 1 Introduction Visual generation [ 33,34,36,9,30,23,35] has witnessed great advances in recent years, enabling the creation of diverse and realistic visuals from natural language descriptions. Despite their impres- sive capabilities, these models often struggle with complex and compositional prompts that specify multiple objects with precise spatial relationships and attributes [ 19,20]. This limitation stems from their direct mapping from text embeddings to visual features without explicit reasoning of the compositional structure of the desired scene. The Generation Chain-of-Thought (GoT) [ 10] frame- work tackles this challenge by introducing an intermediate semantic-spatial reasoning process that decomposes complex prompts into explicit object descriptions with location coordinates before image generation, significantly improving compositional fidelity. However, GoT’s reasoning capability is gained from supervised fine-tuning with annotated data based on human-defined templates, which fundamentally limits the model’s ability to discover more effective reasoning strategies autonomously for diverse visual scenarios. We observe that the reasoning chains generated by GoT are good at template following but can be unfaithful to the text prompt, as shown in the left example of Fig. 1. In parallel with advancements in visual generation, recent work in language models has demonstrated that reinforcement learning (RL) can significantly enhance chain-of-thought reasoning capabilities. Models like OpenAI o1 [ 31] and DeepSeek-R1 [ 7] show that language models can discover sophisti- cated reasoning strategies through self-improvement. Inspired by these developments, we introduce GoT-R1 , a framework that applies reinforcement learning to improve semantic-spatial reasoning in visual generation. Preprint. Under review. Prompt:A butterfly on the left of a candleGenerationChain-of-Thought(GoT):Acandle by Renne Aesin(392,116),(601,856),a truly luxurious edition, stands as a centerpiece against a dark, richly textured background. The candle's wax is a creamy beige, elegantly swirled to create a sense of depth and movement. Atop the candle sits a
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meticulously crafted, vintage-style topper featuring a butterfly (240,38),(548,317) made entirely of sugar paste. The butterfly's wings are delicately detailed, showcasing a gradient of warm oranges and yellows, adorned with intricate patterns and sparkling accents that catch the light. Prompt:A butterfly on the left of a candleGenerationChain-of-Thought(GoT):The image features a butterfly (0,246),(533,861)and a candle (501,133),(992,897)positioned side by side against a neutral background. The butterfly, located to the left of the candle, displays a vibrant array of colors, including shades of orange, black, and white. Its wings are predominantly orange with intricate black and white patterns, creating a striking contrast. The butterfly's body is slender and segmented, with delicate antennae extending from its head. To the right of the butterfly is a lit candle housed in a simple glass holder. GoTImageGenerationbeforeRLGoTImageGenerationafterRLGeneratedImage:GeneratedImage: Reward MLLMRLProcess RewardGeneratew.GoTImagePromptUnifiedImageGenerationMLLMFigure 1: GoT-R1 enhances visual generation through reinforcement learning. This figure demon- strates the improvement from a GoT-finetuned model ( left) to the RL-trained GoT-R1 model ( right ). The model before RL generates spatially misaligned reasoning process. The RL process enhances the model’s semantic-spatial reasoning capabilities, as demonstrated by its Generation Chain-of-Thought, leading to a generated image that is more closely aligned with the prompt. Extending reinforcement learning to enhance the reasoning abilities of visual generation models presents unique challenges, unlike those encountered in code, mathematics, or traditional language tasks. First, designing appropriate reward mechanisms for visual generation is particularly challenging, as evaluating visual outputs requires assessing different dimensions: semantic fidelity to the prompt, accurate spatial arrangement of objects, proper binding of attributes to entities, coherence, and aesthetic quality. Second, optimizing solely on end-result rewards is suboptimal as it leaves the reasoning process unsupervised, potentially creating misalignments between the prompt, reasoning chain, and final image. Without explicit process supervision, the model may generate visually coherent but compositionally incorrect images, or fail to translate well-planned reasoning into accurate visual generation. Therefore, effective reinforcement learning for visual generation necessitates a comprehensive reward framework that evaluates both the reasoning process and the final output. To address these challenges and inspired by the strong visual understanding and reasoning capabilities of multimodal large language models (MLLMs) [ 2,26,31,44], we leverage an MLLM-based base model for visual generation and propose a dual-stage Reinforcement Learning (RL) framework with unified MLLM-based multi-dimensional rewards. Our base generation model is an auto-regressive unified MLLM which takes text prompts as input and outputs the reasoning chain followed by a sequence of image tokens. Our reward model evaluates both the reasoning process and the final image output through a comprehensive set of reward signals: (1) prompt-to-reasoning semantic alignment , which assesses how well the reasoning chain captures the textual content; (2) prompt-to-reasoning spatial alignment , which evaluates the fidelity of planned spatial arrangements; (3) reasoning-to- image alignment , which measures how faithfully the generated image reflects the planned reasoning; and (4) prompt-to-image alignment , which evaluates the overall quality and compositional accuracy of the generated image. We leverage MLLMs as reward models due to their ability to make nuanced judgments about text-image correspondence that align well with human assessments. We also enhance
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MLLMs’ spatial evaluation capability by transforming bounding box coordinates into visualized bounding boxes drawn on a blank canvas, improving the reliability of the prompt-to-reasoning spatial reward. Through careful reward design and the adoption of Group Relative Policy Optimization (GRPO) [ 7], GoT-R1 enables models to autonomously discover effective reasoning strategies for complex visual scenes. Experimental results demonstrate significant improvements over the baseline model on T2I- CompBench benchmark, advancing the state of compositional image generation. Figure 1 illustrates how GoT-R1 substantially improves the handling of compositional prompts. In summary, our main contributions are: •We propose GoT-R1, a framework that enhances the semantic-spatial reasoning abilities for visual generation by reinforcement learning, enabling models to discover effective reasoning strategies autonomously beyond predefined patterns. •We design a comprehensive dual-stage multi-dimensional reward framework that evaluates both the intermediate reasoning process and final visual output from multiple perspectives, addressing the unique challenges of reinforcement learning for visual generation. 2 •We demonstrate significant performance improvements on the T2I-CompBench [ 21], particularly in compositional tasks requiring precise spatial relationships and attribute binding. 2 Related work Text-Driven Visual Generation Recent advancements in text-driven visual generation have been dominated by two main paradigms: diffusion models and autoregressive approaches. Diffusion models [ 36,35,30,34,56,33,23,51] have demonstrated remarkable success in generating high- fidelity images from text prompts by iteratively denoising an initial noise map. Autoregressive approaches [ 40,24,43,17,48,53,47,12,46], on the other hand, typically treat image generation as a sequence modeling problem. They often represent images as a sequence of discrete visual tokens (e.g., from a VQGAN) or patches and generate them element by element, commonly using large transformer architectures conditioned on textual input. Despite continuous improvements in generation quality, these methods still struggle with complex scenes involving complex text understanding, precise spatial relationships and attribute binding among multiple objects. Several studies have attempted to leverage large language models to enhance image generation capabilities. Models such as Chameleon [ 42], Emu3 [ 45], and Janus [ 49,6] explore unified architectures for visual understanding and generation. However, these approaches have yet to demonstrate that reasoning capabilities effectively translate to improved generation quality. Recently, GoT [ 10] introduced explicit semantic-spatial reasoning into image generations. Multimodal Large Language Models Multimodal Large Language Models (MLLMs)[ 1,2,31] integrate vision encoders with LLMs, demonstrating strong visual understanding, sophisticated reasoning, and semantic analysis. Advanced MLLMs further enhance spatial understanding by grounding textual concepts to image regions[ 26,32,11]. However, despite unification attempts (e.g., Janus [ 49]) and models incorporating generation (e.g., Chameleon [ 42], Emu2 [ 41]), there remains a significant disconnect between understanding and generation capabilities. The rich semantic and spatial reasoning abilities of MLLMs are not yet fully leveraged in the generation process, as seen in models that generate images but may not fully utilize explicit semantic-spatial reasoning for synthesis. Reinforcement Learning for Reasoning Reinforcement Learning (RL) has emerged as a powerful approach for enhancing reasoning capabilities in large models. The success of OpenAI o1 [ 31] and DeepSeek-R1 [ 7]demonstrates how RL can significantly improve reasoning in language models. A notable algorithm contributing to some of these advancements is Group Relative
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Policy Optimization (GRPO) [ 38]. GRPO is an efficient reinforcement learning technique that enhances policy learning by evaluating and normalizing rewards among a group of sampled candidate outputs from the model, eliminating the need for a separate critic model. Recent work has extended these techniques to multimodal domains. [ 5,8,28,52,55] Vision-R1 [ 54] applies rule-based RL to enhance object localization in vision-language models without specialized reward models, using criterion-driven reward functions that evaluate completions based on visual feedback. Concurrent to our work, T2I- R1 [22] introduces BiCoT-GRPO to jointly optimize semantic-level and token-level Chain-of-Thought reasoning for image generation, incorporating diverse vision experts as reward models. 3 Method In this section, we present the details of our GoT-R1 framework. We first review the prerequisite knowledge including the Generation Chain-of-Thought (GoT) paradigm and Group Relative Policy Optimization (GRPO) algorithm in Section 3.1. Then, we describe our GoT-R1 framework in Section 3.2, including the network architecture and training strategy. In Section 3.3, we elaborate on our MLLM-based dual-stage multi-dimensional reward design. The reward system thoroughly evaluates the alignment between prompt, reasoning, and generated image to provide comprehensive supervision signals for effective reinforcement learning. 3.1 Preliminary Generation Chain-of-Thought (GoT) Generation Chain-of-Thought (GoT) [ 10] is a paradigm that transforms visual generation through an explicit visual-semantic chain-of-thought reasoning process before outputting images. Unlike conventional text-to-image generation methods that directly map text embeddings to visual features, GoT decomposes complex prompts into a reasoning chain with 3 GoT:… a bee on the right (501,174),(930,752)… a microwave (0,204),(434,793)on the left …DecodeAutoregressive Unified MLLMGoT-R1 [Samples][A bee next to a microwave]…GoT: … a bee (37,182),(405,763) … microwave …[Image Tokens]MLLM Reward Model [Prompt]Generated Images……Reward: 0.8 0.2 …Prompt:[A bee on the left of a microwave]GoT:… a bee on the left (37,182),(405,763)… a microwave (504,192),(999,798) on the right …GRPO Rewards:…0.80.2rGRPO Advantages:…0.20.05aGroup Computation Update ModelMLLM Reward Model Figure 2: The GoT-R1 framework illustrating the reinforcement learning process with Group Relative Policy Optimization (GRPO). Left: Overview of the candidate sampling and initial evaluation stage, where diverse reasoning chains (GoT) and corresponding image tokens are generated from an input prompt, with an MLLM-based reward model providing preliminary scoring. Right : Detailed illustration of how MLLM-based rewards and advantages facilitate model updates via GRPO. both semantic descriptions and spatial coordinates. For example, given the prompt "A dog and a cat playing together," a GoT reasoning chain might include descriptions like "a playful brown dog" with coordinates (100,200),(350,450) and "an orange tabby cat" with coordinates (400,250),(650,500) , specifying both semantic attributes and spatial positioning of each object. This explicit chain-of- thought reasoning enables precise control over object attributes, spatial arrangements, and inter-object relationships, significantly improving compositional fidelity in the generated images. In order to enable reasoning abilities of the generation model, GoT constructs large-scale training data with annotated reasoning chains following hand-crafted templates. The GoT framework is trained with the annotated data in a supervised manner to generate the reasoning chains and images. However, this approach is inherently limited by the hand-crafted and fixed reasoning templates in the training data, preventing the model from discovering more effective reasoning strategies for
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diverse scenarios. Moreover, the GoT framework trained with supervised fine-tuning tends to generate templated but sometimes infaithful reasoning chains, which can bottleneck subsequent visual generation. Group Relative Policy Optimization (GRPO) Group Relative Policy Optimization (GRPO) is proposed by DeepSeek-R1 [ 38] to incentivize reasoning capabilities of large language models. It is an efficient RL algorithm that eliminates the need for a separate critic model. For each question q, GRPO samples a group of Goutputs {oi}G i=1from the current policy πθold. These outputs are evaluated using reward functions to obtain individual rewards {ri}G i=1. The advantage for each sample is computed by normalizing the rewards within the group: Ai=ri−mean ({rj}G j=1) std({rj}G j=1)(1) The policy is then updated by optimizing the following objective: JGRPO(θ) =Eq∼D,{oi}G i=1∼πθold(·|q)" 1 GGX i=1min ( ri(θ)Ai,clip(ri(θ),1−ϵ,1 +ϵ)Ai)−βD KL(πθ||πref)# (2) where ri(θ) =πθ(oi|q) πθold(oi|q)is the probability ratio, ϵis the clipping parameter, and βcontrols the strength of the KL divergence penalty from a reference policy πref. This group-based approach provides a computationally efficient method for policy optimization while effectively leveraging relative performance differences within each group of samples. 3.2 GoT-R1 Framework GoT-R1 builds upon the Generation Chain-of-Thought (GoT) [ 10] framework for text-to-image generation by introducing reinforcement learning to enhance semantic-spatial reasoning capabilities. As discussed earlier, while GoT provides a strong foundation for compositional image generation, its effectiveness is limited by predefined reasoning templates in the training data. Our framework addresses this limitation by enabling the model to autonomously discover better reasoning strategies through reinforcement learning while maintaining the end-to-end optimization. 4 IoUAlignmentAlignmentAlignmentGenerationPrompt:A bee next to a microwaveGoTReasoning:…bee[𝑥!,𝑦!,𝑥", 𝑦"]…microwave[𝑥!,𝑦!,𝑥", 𝑦"]… GeneratedImageReasoningSemanticReward𝑅!"#Prompt:A bee next to a microwaveGoT(withoutboxes):…bee…microwaveReasoningSpatialReward𝑅!$%Prompt:A bee next to a microwaveGoT(boxes):[𝑥!,𝑦!,𝑥", 𝑦"]…Reasoning-ImageReward𝑅()GoT(boxes):[𝑥!,𝑦!,𝑥", 𝑦"]… AlignmentPrompt-ImageReward𝑅*)Prompt:A bee next to a microwave Generated Image: Groundingbee:[̂𝑥!,%𝑦!,̂𝑥", %𝑦"]microwave:[̂𝑥!,%𝑦!,̂𝑥", %𝑦"]Figure 3: Overview of our MLLM-based dual-stage multi-dimensional reward framework. The diagram illustrates MLLM-based rewards assessing the intermediate GoT’s semantic and spatial fidelity to the prompt, as well as the final image’s alignment with both the prompt and the GoT. Network Architecture We adopt a unified MLLM that jointly models text and image tokens as our base architecture. For example, Janus-Pro [ 6] is capable of visual understanding and generation tasks within a single model, processing images as discrete tokens alongside text tokens with joint autoregressive modeling. This architecture allows us to generate textual reasoning chains and visual outputs in an end-to-end manner, enabling comprehensive optimization of the entire generation process. Training Strategy Our base model has been trained on text-to-image generation task without chain-of-thought reasoning processes. To incentivize the reasoning abilities, our training process consists of two stages: In the first stage, we fine-tune the pre-trained model with reasoning chain and generated image annotations from GoT dataset [ 10]. This stage of SFT establishes the basic capability to generate templated reasoning chains before generating image tokens, providing a strong initialization for reinforcement learning. In the second stage, we apply reinforcement learning to guide the model to explore free-style and more effective reasoning chains. For each prompt P, we sample Ndifferent reasoning chains and corresponding images. These samples are then evaluated using our multi-dimensional reward function, which
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assesses both reasoning quality and generation fidelity. The model parameters are updated using GRPO to encourage high-reward reasoning strategies and generated images, and discourage the low-reward ones. The specific design of our reward function, which addresses the unique challenges of evaluating visual reasoning quality, is detailed in the following subsection. 3.3 MLLM-based Dual-stage Multi-dimensional Reward The GoT-R1 generation framework is composed of two stages: prompt to reasoning chain generation, and reasoning chain to image generation. A straightforward integration with reinforcement learning would be to apply an end-to-end reward based solely on prompt-image alignment. However, without explicit constraints on the intermediate reasoning process, the reasoning chains may become unfaithful to the prompt or inconsistent with the final image, undermining the interpretability and controllability of the generation pipeline. To guide the model toward faithful and consistent generation, we design a dual-stage reward mechanism with both result and intermediate process supervision. Specifically, we define three categories of rewards: (1) RPImeasures the alignment between Prompt and generated Image , (2)RPRmeasures the faithfulness of Reasoning process to input Prompt , and (3) RRI measures the fidelity of generated Image toReasoning process. For the prompt-to-reasoning alignment reward RPR, we further decompose the reward into two distinct aspects— semantic reward Rsemandlayout reward Rspa—to ensure both the semantics and spatial arrangement in the reasoning process faithfully reflect the input prompt. All rewards are scaled to range [0,1]. We define total reward Rtotal as the product of individual rewards: Rtotal=RPI∗RPR∗RRI∗=RPI∗(Rsem+Rspa)∗RRI (3) 5 MLLMs are uniquely well-suited as reward models in this context due to their strong cross-modal understanding and reasoning capabilities. Trained on large-scale image-text pairs, MLLMs can provide unified, interpretable, and fine-grained evaluations for both reasoning chains and generated images across diverse aspects such as semantic consistency and spatial arrangement. This makes them ideal for reward functions in reinforcement learning settings, where conventional metrics often fall short in providing nuanced multi-dimensional feedback. The rewards are demonstrated in Fig. 3. Prompt-Image Reward ( RPI)The most intuitive reward design is the overall alignment between the input prompt and generated image. Leveraging the outstanding image understanding capabilities of MLLM, we utilize it to perform multi-dimensional evaluations of the final generated image, assessing whether it aligns with the composition (objects, attributes, layout etc.) specified in the prompt. The MLLM takes the input prompt and the generated image as input and predicts a discrete score ranging from 0 to 10 where 10 stands for the best. Prompt-Reasoning Semantic Reward ( Rsem)To assess semantic consistency between the input prompt and generated GoT reasoning, we leverage MLLMs to evaluate each GoT in terms of missing elements (attributes), internal contradictions, logical consistency, and formatting quality. Specifically, the GoT reasoning along with the input prompt are input to MLLM to assess the reasoning chain from four dimensions with a score from 0 to 10: 1) Completeness : Does the reasoning chain include all concepts mentioned in the prompt? 2) Faithfulness : Does it introduce any content that contradicts the prompt? 3) Consistency : Is the reasoning logically aligned with the described scene? 4) Clarity : Is the content coherent
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and properly formatted? Prompt:A bee next to a microwaveGoT(spatial):bee:(501,174),(930,752) microwave:(0,204),(434,793) MLLMRewardModel GoTSpatialReward Figure 4: Prompt-Reasoning Spatial Reward Rspa process. For robust spatial evaluation, the MLLM assesses bounding boxes rendered on an image from the GoT’s textual coordinates, rather than processing the coordinates directly as text.Prompt-Reasoning Spatial Reward ( Rspa) To evaluate the correctness of spatial planning by the reasoning chain, our MLLM reward model assesses whether the GoT object coordi- nates follow the spatial relationship (e.g., "left" or "top") from the prompt. However, lightweight LLMs or MLLMs exhibit limited sensitivity to bounding box coordinates and relationships be- tween different spatial locations. To bridge this capability gap, we propose an innovative MLLM-based layout evaluation ap- proach based on a critical observation: MLLMs exhibit superior spatial comprehension when processing visual data compared to coordinates in text form. Therefore, we convert textual coordinates into images by rendering corresponding bounding boxes on a blank canvas. With this visual format, the MLLM demonstrates significantly better spatial understanding and can provide clear and accurate scoring of the reasoning chain’s spatial correctness. Figure 4 presents an illustration of this process. Reasoning-Image Reward ( RRI)During reinforcement learning, the model can occasionally generate images that deviate from its planned reasoning path. To further ensure that the GoT reasoning is faithfully reflected in the generated image, our framework incorporates an alignment reward between the GoT reasoning process and the generated image. Specifically, we expect each object planned in the GoT to appear at the corresponding location in the image. An MLLM is used to identify the location of each object in the generated image, yielding grounded bounding boxes denoted asBImage. For every object specified in GoT, we define its alignment reward as the Intersection over Union (IoU) between the planned bounding box ( BGoT) and its grounded counterpart in the image (BImage). The overall reward RRIis then calculated as the average IoU across all N objects. 4 Experiment 4.1 Training Settings We trained two models separately based on Janus-Pro-1B and Janus-Pro-7B [ 6]. Our training process contains two stages: Pretraining on GoT-T2I dataset [ 10] and online GRPO [ 38] reinforcement learning with constructed prompt set. Specifically, We pretrain our model with LAHR-GoT [ 37], 6 Model Color Shape Texture 2D-Spatial Non-Spatial Complex Diffusion Models SD-v1.5 [35] 0.3758 0.3713 0.4186 0.1165 0.3112 0.3047 SD-XL-base-1.0 [33] 0.5879 0.4687 0.5299 0.2131 0.3119 0.3237 DALLE·3 [4] 0.7785 0.6205 0.7036 0.2865 0.3003 0.3773 Stable v3 [9] 0.8132 0.5885 0.7334 0.3200 0.3140 0.3771 FLUX.1 [23] 0.7407 0.5718 0.6922 0.2863 0.3127 0.3703 Layout Guided Two-stage Models Ranni [14] 0.6893 0.4934 0.6325 0.3167 - - LayoutGPT-Llama7B [13] 0.3296 0.3654 0.3982 0.1443 0.2990 0.2768 Auto-regressive Models Emu3 [45] 0.7544 0.5706 0.7164 - - - Janus-Pro-1B [6] 0.3411 0.2261 0.2696 0.0968 0.2808 0.2721 Janus-Pro-1B-GoT 0.6336 0.4456 0.5621 0.2140 0.3070 0.3490 GoT-R1-1B 0.7632 0.5174 0.6589 0.2674 0.3101 0.3749 Janus-Pro-7B [6] 0.6359 0.3528 0.4936 0.2061 0.3085 0.3559 Janus-Pro-7B-GoT 0.6551 0.5008 0.5836 0.2457 0.3113 0.3754 GoT-R1-7B 0.8139 0.5549 0.7339 0.3306 0.3169 0.3944 Table 1: Quantitative evaluation of text-to-image generation on T2I-CompBench. GoT models refer to Janus-Pro finetuned using the GoT framework, while GoT-R1 models
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denote further training via GRPO on the GoT-finetuned checkpoints. GoT-R1 models are evaluated under guidance scale 5. JourneyDB-GoT [ 39] and FLUX-GoT [ 10] datasets for 70000 steps, followed by 1000 steps of GRPO. Our constructed dataset for GRPO consists of prompts from T2I-Compbench [ 21] training dataset and Laion-Aesthetics. When training with GRPO, the overall reward is calculated as the product of individual rewards described in Section 3.3. We also apply HPS v2.1 [ 50] to improve generation quality. We employ low-rank adaptation (LoRA) [ 18] to efficiently update the MLLM, with rank and lora alpha set to 32. Both phases operate end-to-end. In our GRPO training setup, we adopt a batch size of 8, a learning rate of 10−5, and employ a cosine learning rate schedule. For each input, we sample a group of N= 16 candidates and set both the text and image temperatures to 1.0. As the reward model, we adopt Qwen2.5VL-7B [3]. The loss is computed over the entire generated output sequence. GRPO training was conducted on 8 NVIDIA L40S GPUs in approximately 48 hours. 4.2 Quantitative Evaluation Table 4.2 presents an evaluation of text-to-image (T2I) generation performance on the T2I- CompBench [ 21]. We compare our model against three main categories: (1) Diffusion models that directly map textual input to images with frozen encoders, and (2) Two-stage models, which first plan a structured layout and subsequently generate the image accordingly. (3) Auto-regressive models that incorporate LLMs or MLLMs to enhance generation. The GoT-R1 framework establishes a new state-of-the-art in compositional text-to-image generation. After just 1000 GRPO fine-tuning steps on a GoT-finetuned checkpoint, it delivers up to a 15 % boost in evaluation metrics. GoT-R1-7B secures the top score in five of six evaluation categories and shows a significant advantage on the Complex benchmark, which consists of mixed natural-language compositional prompts. In shape category, GoT-R1-7B delivers a performance similar to FLUX. Our 7B model performs way better than other layout guided models in every category. GoT-R1-1B also demonstrates better performance than Janus-Pro-7B [ 6] and even surpasses FLUX in color attribute. These gains highlight the effectiveness of combining structured reasoning process with reinforcement-guided optimization for compositional image synthesis. 4.3 Qualitative Evaluation Figure 5 presents a qualitative comparison among the base model Janus-Pro-7B, the GoT-finetuned model Janus-Pro-7B-GoT, and our GRPO-enhanced model GoT-R1-7B. We showcase examples generated from compositional prompts involving multiple attributes, relative spatial relationships, and object numeracy. While the GoT-finetuned model produces images of higher quality than the base model, it still struggles with complex compositional generation. In contrast, GoT-R1-7B demonstrates 7 Janus-Pro-7BJanus-Pro-7BJanus-Pro-7B-GoTJanus-Pro-7B-GoTGoT-R1-7BGoT-R1-7B A black and green tile bathroom with a black toilet and a yellow bucket on the floor. Ablueduck ina yellowpond. The graceful swan glided across the calm lake and the reedy marsh. A cup on top of a butterfly. Twoblueberry smoothies withstraws, accompanied by cut blood oranges and fresh greens. A serene painting of an Adirondack chair by a tranquil lake, surrounded by lush greenery and a mountain in the distance.Figure 5: Qualitative comparison among the base model Janus-Pro-7B, the GoT-finetuned checkpoint Janus-Pro-7B-GoT, and
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our GRPO-enhanced model GoT-R1-7B. Our model demonstrates superior performance on prompt alignment and image quality. Method Rsem Rspa RRI RPI Color Shape Texture 2D-Spatial Non-Spatial Complex Baseline × × × × 0.6336 0.4456 0.5621 0.2140 0.3070 0.3490 wRPR ✓ ✓ × × 0.7050 0.4671 0.6075 0.2283 0.3089 0.3619 wRRI × ×✓ × 0.3340 0.2563 0.3940 0.0076 0.2537 0.2488 wRPI × × ×✓ 0.7401 0.5066 0.6308 0.2398 0.3076 0.3724 wRPR&RPI✓ ✓ ×✓ 0.7289 0.4893 0.6485 0.2557 0.3094 0.3653 wRPR&RRI✓ ✓ ✓ × 0.7118 0.4582 0.6243 0.2579 0.3097 0.3583 wRRI&RPI × ×✓✓ 0.6507 0.4299 0.5913 0.1797 0.3010 0.3452 wRsem ✓ ×✓✓ 0.7323 0.4729 0.6251 0.2133 0.3094 0.3568 wRspa × ✓ ✓✓ 0.7067 0.4685 0.6115 0.2419 0.3089 0.3648 GoT-R1-1B ✓ ✓ ✓✓ 0.7632 0.5174 0.6589 0.2674 0.3101 0.3749 Table 2: Ablation study on reward design. All models are trained for 1000 steps using GRPO based on the Janus-Pro-1B-GoT (Baseline). Evaluations are conducted with a guidance scale of 5. stronger prompt alignment, accurately reflecting even unnatural prompts in its generations. In addition, GoT-R1-7B generates detailed and aesthetically appealing visual contents. These gains are largely attributed to our MLLM-based reward design, which guides the model to optimize both semantic and spatial alignment across the GoT reasoning process and output image. By leveraging fine-grained evaluations from MLLM, our reward formulation enables GoT-R1-7B to excel not only in visual quality but also in faithfully capturing the intent of complex prompts. 4.4 Analysis on Self-Explored Generation Chain-of-Thought Method Color Spatial Complex LAION-5B Janus-Pro-7B-GoT 21 16 29 31 GoT-R1-7B 79 84 71 69 Table 3: GPT-4o vote results comparing Janus-Pro-7B-GoT and GoT-R1-7B on GoT quality.To assess the quality of reasoning, we compared the self-explored Gen- eration Chain-of-Thought from GoT- R1-7B against the predefined GoT of Janus-Pro-7B-GoT. GPT-4o [ 1] evaluated the GoT content for 100 prompts randomly sampled from each of T2I-CompBench’s Color, Spatial, and Complex categories, plus 100 from LAION-5B [ 37]. V oting was based on four criteria: relevance to the input prompt ,accuracy of object descriptions and bounding boxes , and the clarity and 8 fluency of the text . As detailed in Table 3, GoT-R1-7B’s self-explored reasoning is overwhelmingly preferred by GPT-4o across all evaluated categories. This strong preference underscores GoT-R1’s ability to autonomously discover and generate superior reasoning paths, a key factor contributing to its enhanced compositional generation capabilities. 4.5 Ablation Study on Reward Design We conduct a thorough ablation study on our MLLM-based dual-stage multi-dimensional reward and key training settings to validate their contributions. All ablation experiments are performed on T2I-CompBench, and trained for 1000 steps using GRPO based on the Janus-Pro-1B-GoT checkpoint, which serves as our baseline. Results, displayed in Table 2 and Table 4, are evaluated under a guidance scale of 5. Ablation Study on Reward Design Table 2 results for models trained with only a single reward component highlight their individual contributions and limitations. Training with only RPIyields the best performance among these single-reward variants but still falls short of the full GoT-R1-1B, as the GoT reasoning process is largely bypassed. Relying solely on RPRleads to poorer outcomes, underscoring the necessity of
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rewarding the final generated image. Furthermore, using only RRI can be detrimental, because the absence of prompt-reasoning reward RPRresults in a misaligned reasoning process and thus provides harmful guidance to image generation. Further experiments in Table 2, where individual reward components are removed from our full reward set, reinforce this conclusion. Removing either RRIorRPIleads to a noticeable degradation in performance. Critically, removing RPRwhile retaining RRIonce again results in more significant performance decline, as the model attempts to align the image with potentially flawed reasoning. These findings collectively justify the importance of our comprehensive reward design that aligns all stages of the generation process. Ablation Study on RPRComposition Regarding the composition of RPR, we ablate its two con- stituents, Rsem(prompt-reasoning semantic reward) and Rspa(prompt-reasoning spatial reward), by training models where only one is active. The results in Table 2 demonstrate their complemen- tary roles: Rsemprimarily enhances attribute binding, whereas Rspaimproves spatial consistency, confirming the value of their combination within RPR. Method Color Shape Texture Spatial Non-Spatial Complex Baseline 0.6336 0.4456 0.5621 0.2140 0.3070 0.3490 Sum reward 0.7154 0.4385 0.5608 0.2254 0.3080 0.3638 Text evaluated Rspa 0.7166 0.4289 0.6311 0.2158 0.3098 0.3554 Conventional rewards 0.5914 0.4284 0.5607 0.1388 0.2936 0.3353 GoT-R1 0.7632 0.5174 0.6589 0.2674 0.3101 0.3749 Table 4: Ablation study on training details. We present results on T2I-Compbench evaluated under guidance scale 5.Ablation Study on Training Details We further ablate three key settings in our training. In our configuration, the total reward Rtotal is the product of its individual terms. We evaluate an alternative setting that sums the re- wards instead. Moreover, we ablate our novel MLLM layout evaluation approach, where instead of converting GoT layout plans to image for MLLM to assess, Rspais given by MLLM evaluating GoT layout directly from its textual coordinates. Last but not least, we replace all MLLM -based rewards with conventional metrics: CLIP similarity for the prompt -image reward and Grounding DINO [ 27] for the reasoning -image alignment. The results are presented in Table 4. The findings affirm the efficacy of our specific training configurations in optimizing GoT-R1. 5 Conclusion and Disscussion In conclusion, this paper introduce GoT-R1, a novel framework that significantly enhances visual generation by applying reinforcement learning to semantic-spatial reasoning. Building upon the Generation Chain-of-Thought methodology, GoT-R1 empowers models to autonomously discover effective reasoning strategies, moving beyond the limitations of predefined templates. A key innova- tion is the dual-stage multi-dimensional reward system, which leverages MLLMs to comprehensively evaluate both the intermediate reasoning process and the final visual output, ensuring robust supervi- sion across the generation pipeline. This reward mechanism assesses critical aspects such as semantic alignment and spatial accuracy. Evaluation results demonstrate GoT-R1’s superior performance on the T2I-CompBench, particularly in complex compositional tasks requiring precise spatial relationships and attribute binding. By successfully transferring self-explored sophisticated reasoning capabilities to the visual generation domain, GoT-R1 advances the state-of-the-art and opens new avenues for creating more accurate and contextually aware visual content. However, as with all powerful genera- 9 tive AI, the responsible development and deployment of such technology are paramount to mitigate potential risks, such
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Liu, Zhenda Xie, Xingkai Yu, Chong Ruan, et al. Janus: Decoupling visual encoding for unified multimodal understanding and generation, 2024a. URL https://arxiv. org/abs/2410.13848 , 2024. [50] Xiaoshi Wu, Yiming Hao, Keqiang Sun, Yixiong Chen, Feng Zhu, Rui Zhao, and Hongsheng Li. Human preference score v2: A solid benchmark for evaluating human preferences of text-to-image synthesis. CoRR , 2023. [51] Enze Xie, Junsong Chen, Junyu Chen, Han Cai, Haotian Tang, Yujun Lin, Zhekai Zhang, Muyang Li, Ligeng Zhu, Yao Lu, et al. Sana: Efficient high-resolution image synthesis with linear diffusion transformers. arXiv preprint arXiv:2410.10629 , 2024. [52] Yi Yang, Xiaoxuan He, Hongkun Pan, Xiyan Jiang, Yan Deng, Xingtao Yang, Haoyu Lu, Dacheng Yin, Fengyun Rao, Minfeng Zhu, et al. R1-onevision: Advancing generalized multimodal reasoning through cross-modal formalization. arXiv preprint arXiv:2503.10615 , 2025. [53] Qihang Yu, Ju He, Xueqing Deng, Xiaohui Shen, and Liang-Chieh Chen. Randomized autoregressive visual generation. arXiv preprint arXiv:2411.00776 , 2024. [54] Yufei Zhan, Yousong Zhu, Shurong Zheng, Hongyin Zhao, Fan Yang, Ming Tang, and Jinqiao Wang. Vision-r1: Evolving human-free alignment in large vision-language models via vision-guided reinforcement learning, 2025. [55] Jingyi Zhang, Jiaxing Huang, Huanjin Yao, Shunyu Liu, Xikun Zhang, Shijian Lu, and Dacheng Tao. R1-vl: Learning to reason with multimodal large language models via step-wise group relative policy optimization. arXiv preprint arXiv:2503.12937 , 2025. [56] Lvmin Zhang, Anyi Rao, and Maneesh Agrawala. Adding conditional control to text-to-image diffusion models. In Proceedings of the IEEE/CVF international conference on computer vision , pages 3836–3847, 2023. 12 A Qualitative Evaluation We present more qualitative analysis on our GoT-R1-7B model in Figure 6. This figure show- cases a comparison of text-to-image generation capabilities among the baseline Janus-Pro-7B, the GoT-finetuned Janus-Pro-GoT-7B, and our GoT-R1-7B model across various prompts, highlighting differences in image quality and prompt adherence. Janus-Pro-7BJanus-Pro-7BJanus-Pro-GoT-7BJanus-Pro-GoT-7BGoT-R1-7BGoT-R1-7B A plate of roasted turkey breast topped with herbs, accompanied by a side of pumpkin soup and a garnish of parsley, all set on an old wooden table.A Northern Cardinal, Cardinalis cardinalis, perched on a branch amidst falling snow. A modern shipping container home with large windows, featuring a bedroom with a bed and a small living area, surrounded by greenery. A serene waterfall cascades down a rocky cliff in a lush, forested environment, with roots and foliage surrounding the base. A vibrant still life painting featuring a bouquet of red tulips in a yellow vase, accompanied by a teal vase, all set on a colorful tablecloth with floral patterns. A charming indoor garden setup featuring a wooden greenhouse, air-purifying houseplants, and decorative ceramic pots. Figure 6: Samples of text-to-image generation by Janus-Pro-7B, Janus-Pro-GoT-7B and GoT-R1-7B. Method Architecture Overall Single Obj. Two Obj. Counting Colors Position Attr. Binding Frozen Text Encoder Mapping Methods SDv1.5 [35] Unet+CLIP 0.43 0.97 0.38 0.35 0.76 0.04 0.06 SDv2.1 [35] Unet+CLIP 0.50 0.98 0.51 0.44 0.85 0.07 0.17 SD-XL [33] Unet+CLIP 0.55 0.98 0.74 0.39 0.85 0.15 0.23 DALLE-2 [34] Unet+CLIP 0.52 0.94 0.66 0.49 0.77 0.10 0.19 SD3 (d=24) [9] MMDIT+CLIP+T5 0.62 0.98 0.74 0.63 0.67 0.34 0.36 LLMs/MLLMs Enhanced Methods LayoutGPT [13] Unet+Llama 0.41 0.97 0.51 0.26 0.56 0.11 0.07
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LlamaGen [40] Autoregressive 0.32 0.71 0.34 0.21 0.58 0.07 0.04 Chameleon [42] Autoregressive 0.39 - - - - - - LWM [25] Autoregressive 0.47 0.93 0.41 0.46 0.79 0.09 0.15 SEED-X [15] Unet+Llama 0.49 0.97 0.58 0.26 0.80 0.19 0.14 Emu3-Gen [45] Autoregressive 0.54 0.98 0.71 0.34 0.81 0.17 0.21 Janus [49] Autoregressive 0.61 0.97 0.68 0.30 0.84 0.46 0.42 JanusFlow [29] Autoregressive 0.63 0.97 0.59 0.45 0.83 0.53 0.42 GoT [10] Unet+Qwen2.5-VL 0.64 0.99 0.69 0.67 0.85 0.34 0.27 Janus-Pro-7B-GoT Autoregressive 0.64 0.99 0.69 0.48 0.85 0.43 0.43 GoT-R1-7B Autoregressive 0.75 0.99 0.94 0.50 0.90 0.46 0.68 Table 5: Evaluation of text-to-image generation on GenEval benchmark [ 16]. Obj.: Object. Attr.: Attribution. B Quantitative Analysis As demonstrated in Table 5, on the GenEval benchmark, our GoT-R1-7B model establishes a new state-of-the-art, achieving the highest overall score of 0.75 among all listed models. Moreover, the results represent a substantial advancement over Janus-Pro-GoT-7B. The performance gains are particularly striking in critical compositional abilities. For instance, when compared to Janus-Pro- GoT-7B, GoT-R1-7B demonstrates an improvement from 0.69 to 0.94 in two-object generation, 1 and the attribute binding score improves markedly from 0.43 to 0.68. Beyond these key areas, GoT-R1-7B demonstrated broad enhancements across various other categories, further underscoring the comprehensive benefits of our approach. These quantitative results strongly validate the efficacy of our proposed GoT-R1 framework in augmenting reasoning capabilities through reinforcement learning, leading to superior outcomes in complex visual generation tasks. C MLLM-based Reward Evaluation Prompts We present the prompt used in our paper in Figure[ 7, 8, 9, 10, 11]. Specifically, Figure 7 details the prompt used for evaluating the semantic consistency between prompt and reasoning chain. Figure 8 shows the prompt for evaluating the spatial layout predicted in reasoning chain. Figure 9 displays the assessment prompt for prompt-image alignment. Figure 10 illustrates the prompt used for grounding in the reasoning-image reward. Figure 11 provides the prompt utilized for comparing reasoning chains with GPT-4o. Human: You are a professional image caption evaluator. You will evaluate how well a detailed AI-generated caption aligns with a brief image prompt. You will be given: 1. A brief image prompt that describes what should be in the image 2. A detailed caption that was generated based on the brief prompt Your task is to evaluate if the detailed caption is aligned with and faithful to the brief prompt. Consider: - Does the detailed caption include all elements from the brief prompt? - Does the detailed caption add elements that contradict the brief prompt? - Is the detailed caption reasonable and consistent with what the prompt describes? - Is the caption coherent and properly formatted? The score should be from 0 to 10: - 0: Completely nonsensical output, messy code, or gibberish that fails to function as a caption - 1-2: Severe misalignment. The detailed caption fails to represent key elements or completely contradicts the brief prompt - 3-4: Poor alignment with significant omissions or contradictions to the brief prompt - 5-6: Moderate alignment with some missing elements or noticeable inconsistencies - 7-8: Strong alignment with minor
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inconsistencies or additions that don’t contradict the prompt - 9-10: Perfect alignment. The detailed caption faithfully includes all elements from the brief prompt with appropriate elaboration Brief prompt: <Prompt> Detailed caption: <Reasoning Chain> Note to only ouput with a dictionary with score in this format: {"score": ...} Assistant: Figure 7: Prompt for Rsemevaluation. 2 Human: Determine if objects are arranged as described in the prompt by analyzing the image. ORIGINAL IMAGE PROMPT: prompt COORDINATE SYSTEM EXPLANATION: - The image shows object bounding boxes with names labeled at the top-left corner of each box SCORING RULES: - Score 8-10 if the objects are shown in the image and their positions MATCH the relationship in the prompt * 10: Perfect match with clear relationship * 9: Strong match with minor ambiguity * 8: Good match with some ambiguity - Score 5-7 if the relationship is partially correct or ambiguous * 7: Mostly correct with some misalignment * 6: Relationship is ambiguous but leaning toward correct * 5: Borderline case where relationship could be interpreted either way - Score 1-4 if the objects are NOT shown in the image or positions CONTRADICT the relation- ship in the prompt * 4: Slight contradiction or missing one object * 3: Clear contradiction but objects are present * 2: Major contradiction or missing multiple objects * 1: Complete mismatch with the prompt Please answer in order to: Verify if the objects are shown in the ORIGINAL IMAGE PROMPT. Decide if the relationships between objects match what is described in the ORIGINAL IMAGE PROMPT. Your response MUST be formatted as: {{ "reasoning": ..., "score": ... }} Output only the dictionary with nothing else. <Image> Visualized reasoning chain </Image> Assistant: Figure 8: Prompt for Rspaevaluation. 3 Human: You are an expert in visual analysis specializing in compositional accuracy evaluation. Your task is to compare the caption with an image and assess ONLY how well the image matches the described elements, objects, and their relationships. Analyze: Compositional accuracy: Evaluate if all key elements mentioned in the caption appear in the image with correct relationships, positioning, and attributes as specified. EV ALUATION CRITERIA: 1. Object Presence: Are the key objects mentioned in the image prompt correctly shown in the image? 2. Spatial Positioning: Are the objects positioned in the EXACT spatial relationships described in the caption? Pay special attention to positional terms like "on top of," "next to," "inside," "left of," "right of," "behind," "in front of," etc. Examples of STRICT spatial interpretations: - "Left of" means the object must be positioned horizontally to the left, not above, below, or on top. - "On top of" means the object must be directly above and touching, not beside or below. Compositional accuracy score (0-10): - 8-10: Perfect match. Image contains all elements with EXACTLY the spatial relationships described. - 5-7: Minor mismatch. All objects present but with slightly incorrect spatial relationships. - 0-4: Major mismatch. Objects present but with completely incorrect spatial relationships, or missing key objects. Caption: <prompt> Your response MUST be formatted as: {{ "description": "ONE sentence describing the image accurately,
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including the spatial relationship observed", "caption": repeat of the image caption provided, "reasoning": "ONE sentence explaining if the spatial positioning in the image EXACTLY matches or contradicts the caption", "score": ... }} Output only the python dictionary with nothing else. <Image> Generated Image </Image> Assistant: Figure 9: Prompt for RPIevaluation. Human: Locate the <object> , report the bbox coordinates in JSON format. Assistant: Figure 10: Prompt for RRIgrounding. 4 Human: You are an assistant tasked with evaluating two detailed image captions based on a given input prompt. Your goal is to determine which caption provides a better and more accurate description of the image, considering the object descriptions and their corresponding positions. Task: Evaluate the two detailed image captions provided below, based on the given input prompt. Select the caption that is a better and more accurate description of an image, considering the object descriptions and their corresponding bounding boxes. The detailed captions includes the bounding boxes of the objects in the image, which are represented as (x1, x2), (y1, y2). (Assume a standard image coordinate system where (0,0) is the top-left corner). Input Prompt: <prompt> Detailed Caption A: <Reasoning Chain A> Detailed Caption B: <Reasoning Chain B> When deciding which caption is better, please consider the following: Relevance to the Input Prompt: How well does each caption address and align with the original input prompt? Accuracy of Object Descriptions: Are the objects described correctly and in sufficient detail? Accuracy of Bounding Boxes: Do the provided bounding boxes (x1, x2), (y1, y2) accurately represent the location and extent of the described objects? Completeness: Does the caption identify and describe the key objects relevant to the input prompt? Does it miss any important elements or include irrelevant ones? Clarity and Coherence: Is the caption easy to understand? Are the object descriptions and their spatial relationships (implied by bounding boxes) presented logically? Naturalness and Fluency: Does the caption read like a natural and well-written description? Specificity vs. Generality: Does the caption provide an appropriate level of detail based on the input prompt, or is it too vague or overly specific? Output Format: Please provide your response in the following format: {{ Reasoning: "<Your reasoning here>", Selected Caption: "<A or B>", }} Assistant: Figure 11: Prompt for GPT-4o reasoning chain comparison. 5
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Segerer - Cultural Value Alignment in LLM 1 Cultural Value Alignment in Large Language Models: A Prompt-based Analysis of Schwartz Values in Gemini, ChatGPT, and DeepSeek Author: Robin Segerer; University of Basel/University of Zurich Abstract This study examines cultural value alignment in large language models (LLMs) by analyzing how Gemini, ChatGPT, and DeepSeek prioritize values from Schwartz’s value framework. Using the 40 items Portrait Values Questionnaire, we assessed whether DeepSeek, trained on Chinese-language data, exhibits distinct value preferences compared to Western models. Results of a Bayesian ordinal regression model show that self-transcendence values (e.g., benevolence, universalism) were highly prioritized across all models, reflecting a general LLM tendency to emphasize prosocial values. However, DeepSeek uniquely downplayed self-enhancement values (e.g., power, achievement) compared to ChatGPT and Gemini, aligning with collectivist cultural tendencies. These findings suggest that LLMs reflect culturally situated biases rather than a universal ethical framework. To address value asymmetries in LLM, we propose multi-perspective reasoning, self-reflective feedback, and dynamic contextualization. This study contributes to discussions on AI fairness, cultural neutrality, and the need for pluralistic AI alignment frameworks that integrate diverse moral perspectives. Introduction Values, defined as enduring beliefs that guide human actions and judgments (Schwartz et al., 2012) are deeply embedded and normatively charged constructs that shape both individual agency and the broader sociocultural architectures within which human behavior unfolds. Values constitute the moral and ideological foundation of societies, manifesting not only in interpersonal relationships but also across governance and economic models (Schwartz, 1994). Values permeate legal structures, educational paradigms, and even cognitive processing styles, influencing how authority is construed, relationships are navigated, and moral obligations are framed (Cabrera, 2015). Within the Segerer - Cultural Value Alignment in LLM 2 realm of artificial intelligence ethics, the question of value alignment—the extent to which AI systems internalize and reflect human moral frameworks—has emerged as a pressing concern (Gabriel, 2020). Given that large language models (LLMs) are trained on vast corpora of human-generated data, they inevitably absorb and reproduce cultural biases that remain opaque to end-users. The fact that with a massive amount of corpus data, stereotypes and biases are inevitably reproduced by the LLMs is often compensated for by specific value alignment techniques (Rodriguez-Soto et al., 2022). Whether and in what way alignment processes are used to provide the LLMs with specific value profiles is less clear. Since even the correction of biases and stereotypes is not uncontroversial, the question of which value profile an LLM should reflect seems much more complex (Christian, 2021). Values are convictions that cannot be easily ranked. While values are often assumed to be universal, their relative prioritization varies significantly across cultural contexts, reflecting historically contingent and philosophically distinct traditions. Western societies, particularly those influenced by enlightenment rationalism and the ethos of liberal individualism, tend to privilege autonomy, self-expression, and personal achievement as fundamental guiding principles (Hofstede & Bond, 1984; Zhou & Kwon, 2020). In contrast, many Eastern cultures—especially those shaped by Confucian collectivism—emphasize interdependence, social harmony, and communal responsibility as central moral imperatives (Singelis et al., 1995). This raises a crucial question: Do existing LLMs attempt
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to treat all values equally, or are some values systematically prioritized? If so, can this prioritization be explained culturally? If LLMs trained predominantly on Western data tend to reflect Western value hierarchies, does the same pattern hold for models developed in non-Western contexts? In other words, could it be that Eastern LLMs, too, exhibit culturally situated biases rather than true universality? To investigate this, we examined value assessments of large LLMs using a standardized value questionnaire from personality psychology (Schwartz et al., 2001). We analyzed DeepSeek, a large-scale language model trained primarily on Chinese-language data and compared it to Western LLMs like ChatGPT and Gemini. Specifically, we examined whether DeepSeek systematically displays a stronger alignment to Self-Transcendence values (e.g., benevolence, universalism) while downplaying Self-Enhancement values Segerer - Cultural Value Alignment in LLM 3 (e.g., power, achievement)—a differentiation that aligns with broader cultural contrasts between collectivist and individualist orientations (Schwartz, 1994). LLMs and the Limits of Ethical Internalization LLM value alignment aims to ensure that artificial intelligence behaves in accordance with human ethical principles (Gabriel & Ghazavi, 2022). This is typically achieved through training methods like reinforcement learning from human feedback or governance mechanisms that modify outputs post-deployment. However, these approaches remain limited, as they rely on statistical learning rather than genuine ethical understanding. Khamassi et al. (2024)analyzed how large language models encode human values such as dignity and fairness, revealing fundamental limitations in their semantic representation. While AI systems can generate textbook definitions of values, they do not internalize their meaning in the way humans do in the form of passed-down rules and commandments. Instead, they rely on probabilistic statistical associations, leading to inconsistencies and variability in ethical reasoning. When explicitly asked about values, LLMs produce coherent responses, but they seem to fail to recognize implicit violations of those values in real-world scenarios. Their responses also exhibit variability, with different outputs generated for the same ethical dilemma depending on how the question is phrased. Due to this technical limitation, it might not be easy to establish a value profile in large language models that differs fundamentally from that of the training corpus used, which is fundamentally culturally specific. Kim et al. (1994)provide a detailed comparison of Western and Eastern value systems. Liberalism, as a cornerstone of Western beliefs, emphasizes individual autonomy, rights, and rationality, rejecting traditional hierarchies. It safeguards inalienable freedoms such as free speech and democracy, as seen in the UN Declaration of Human Rights and the U.S. Constitution. While it promotes personal choice, it lacks a strong framework for collective welfare. Asian value systems, for which Chinese Confucianism will be treated paradigmatically, in contrast, prioritize social harmony, hierarchy, and moral responsibility. Confucianism stresses virtue (Te), benevolence (Jen), duty (Yi), and ritual (Li). Society is structured like a family, with rulers acting as paternal figures who guide people through moral leadership rather than legal enforcement. While liberalism champions individual rights and legal equality, Confucianism values duty, Segerer - Cultural Value Alignment in LLM 4 relationships, and harmony over personal ambition. Both seek stability—liberalism through laws, Confucianism through ethical order(see Kim et
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al., 1994). Such distinctions are neither absolute nor static, yet they serve as analytical frameworks for understanding cross-cultural variability in ethical reasoning and social organization. Gabriel and Ghazavi (2022)argue that AI should not be aligned with a singular moral framework but should instead be designed to reflect a plurality of all cultural perspectives. However, the dominance of Western epistemologies in LLM training data, largely due to the disproportionate representation of English-language sources, raises concerns about epistemic asymmetry and cultural hegemony in algorithmic outputs. Research suggests that AI systems, particularly LLMs, exhibit implicit biases that skew toward individualistic, market-driven, and autonomy-oriented perspectives, potentially marginalizing alternative moral systems that prioritize duty, hierarchy, and collective well-being (Durmus et al., 2023). If such value discrepancies also emerge in Eastern-trained models, with a preponderance towards self-transcendent collectivist values this would confirm the view that LLMs act not as a bridge between moral frameworks but as a centrifuge, crystallizing dominant values into rigid, self-reinforcing structures. Instead of dissolving epistemic asymmetries, LLMs may accelerate ethical divergence, creating fragmented digital ecosystems (Stahl, 2022),where culturally distinct models evolve into potentially incompatible moral agents—raising the prospect of "moral firewalls" that shape and constrain human-AI interactions across ideological lines (Javed et al., 2022). The Present Study This study investigates whether Western and Eastern large language models (LLMs) treat all values equally or if certain values are systematically prioritized. If such prioritization exists, can it be explained culturally? If AI models trained predominantly on Western data reflect Western value hierarchies, do models trained in non-Western contexts exhibit similar culture-specific imbalances? In other words, do Eastern LLMs also encode culturally situated biases rather than adhering to a universal framework of values? To explore this, we had LLMs carry out a value-based self-assessment using a standardized value questionnaire commonly employed in personality psychology (Schwartz, 2021). Specifically, we examined DeepSeek, a large-scale language model Segerer - Cultural Value Alignment in LLM 5 trained primarily on Chinese-language data, and compared it with Western LLMs, such as ChatGPT and Gemini. Our study tested the following hypotheses: Hypothesis 1: Not all values are treated equally; LLMs do not ascribe equal importance to all values; significant differences emerge in how they prioritize them. Hypothesis 2: DeepSeek systematically assigns greater importance to Self-Transcendence values (e.g., benevolence, universalism) than Western LLMs. Hypothesis 3: DeepSeek also downplays Self-Enhancement values (e.g., power, achievement) compared to both ChatGPT and Gemini. Hypotheses 2 and 3 align with broader cultural contrasts between collectivist and individualist orientations (Schwartz, 1994). By systematically analyzing how different LLMs relate to value-laden descriptions of real individuals, this study contributes to ongoing discussions on AI fairness, cultural neutrality, and ethical alignment. If our findings confirm that DeepSeek prioritizes Self-Transcendence over Self-Enhancement to a greater degree than its Western counterparts, it suggests that AI models—like humans—encode culturally situated biases. Conversely, if all models exhibit similar response patterns, this may indicate either a convergence in LLM training methodologies or a more universal structure of value representation in machine learning. Methods Evaluated Language Models This study evaluated three large language models, each representing different underlying architectures, training
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methodologies, and cultural influences (see Dai et al., preprint; Rane et al., 2024): 1. Google Gemini 2.0 – Developed by DeepMind, Gemini integrates multimodal capabilities (text, image, and video analysis) and is trained on diverse, predominantly English-language datasets. It represents a state-of-the-art approach to AI with advanced reasoning abilities. Segerer - Cultural Value Alignment in LLM 6 2. OpenAI’s ChatGPT 4o – A widely used conversational model based on the GPT architecture, ChatGPT is trained predominantly on Western online sources and serves as a key reference point for AI alignment studies. 3. DeepSeek R1 – A Chinese-developed language model designed with a stronger emphasis on linguistic and cultural contexts specific to Eastern epistemologies. This model allows for an examination of whether AI systems developed outside of Western frameworks exhibit systematically different value prioritizations. Data Collection and Measurement: The Portrait Values Questionnaire To systematically evaluate how different language models align with human values, we employed the Portrait Values Questionnaire (PVQ) (Schwartz, 2001), a psychometric tool designed to measure ten basic human values as outlined in Schwartz’s Theory of Basic Human Values. Unlike traditional self-report value assessments, which require respondents to reflect abstractly on moral principles, the PVQ presents 40 short descriptions of individuals exemplifying specific values. Participants indicate how similar they perceive themselves to be in comparison to these portrayed individuals. The instruction is: “Below some people are briefly described. Please read each description and think about how much each person is or is not like you. Tick the box to the right that matches how much person in the description is like you.” The PVQ follows a structured rating scale, wherein respondents evaluate each description based on how closely it matches their self-perception: 1. Not at all like me 2. Not like me 3. A little like me 4. Somewhat like me 5. Like me 6. Very much like me. The ten Schwartz values can be grouped into four higher-order dimensions, reflecting broader motivational orientations: 1. Openness to Change – Emphasizing independent thought, exploration, and innovation: o Self-Direction: Valuing autonomy in thought and decision-making. Example item: "It is important to him to make his own decisions about what he does. He likes to be free to plan and to choose his activities for himself." o Stimulation: Seeking excitement, novelty, and challenges. Example item: "He likes surprises. It is important to him to have an exciting life." Segerer - Cultural Value Alignment in LLM 7 o Hedonism: Seeking pleasure, enjoyment, and the pursuit of personal gratification. Example item: "He really wants to enjoy life. Having a good time is very important to him." 2. Conservation – Prioritizing stability, tradition, and adherence to social norms: o Security: Seeking safety, stability, and social order. Example item: "It is very important to him that his country be safe. He thinks the state must be on watch against threats from within and without." o Conformity: Restricting actions that might disrupt social harmony. Example item: "It is important to him to be polite to other people all the time. He tries never to disturb or irritate others." o
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Tradition: Respecting and preserving cultural and religious heritage. Example item: "Religious belief is important to him. He tries hard to do what his religion requires." 3. Self-Transcendence – Concerned with the well-being of others and universal moral principles: o Benevolence: Prioritizing close social relationships and the welfare of others. Example Item: "It’s very important to him to help the people around him. He wants to care for their well-being." o Universalism: Promoting justice, equality, and environmental protection. Example Item: "He strongly believes that people should care for nature." 4. Self-Enhancement – Centered on personal success, social influence, and status: o Achievement: Striving for personal success through competence. Example item: "Getting ahead in life is important to him. He strives to do better than others." o Power: Seeking dominance, control, and prestige. Example item: "It is important to him to be in charge and tell others what to do. He wants people to do what he says." Statistical Analysis: Bayesian Ordinal Regression Model Given the ordinal nature of PVQ ratings, we applied a Bayesian ordinal regression model with an uninformative prior. This approach effectively handles small sample sizes while Segerer - Cultural Value Alignment in LLM 8 ensuring unbiased estimates without imposing strong prior assumptions (see McNeish, 2016). The model estimates the probability of an item receiving a higher rating using cumulative probability thresholds. The dependent variable represents the six-point ordinal rating, while the predictors include dummy-coded value categories—self-transcendence (0 = no, 1 = yes), self-enhancement (0 = no, 1 = yes), and conservation (0 = no, 1 = yes)—as well as dummy-coded language model identities—ChatGPT (0 = no, 1 = yes) and DeepSeek (0 = no, 1 = yes). Additionally, interaction effects between DeepSeek and the value categories were included. The value dimension openness and the language model Gemini served as reference categories and were therefore not explicitly included in the model. The Bayesian ordinal regression model is defined as: P(Y ≤ k) = logit⁻¹(τk - (β₁ SelfT + β₂ SelfE + β₃ Cons + β₄ Chat + β₅ Deep + β₆ (Deep × SelfT) + β₇ (Deep × SelfE))) Where: • P(Y ≤ k) represents the probability that the rating is at most level k. • logit⁻¹ is the inverse logit function transforming a linear combination of predictors into a probability. • τk represents category thresholds. • β coefficients represent the influence of predictor variables, including language model and value dimensions. This statistical approach enables us to examine whether value dimensions differ from one another and whether DeepSeek systematically deviates from Western-trained models in its self-evaluation across different value dimensions. Segerer - Cultural Value Alignment in LLM 9 Results Figure 1. Mean item ratings across four value dimensions—Self-transcendence, Self-enhancement, Openness, and Conservative—for the three LLMs Figure 1 presents the mean item ratings across four value dimensions—Self-transcendence, Self-enhancement, Openness, and Conservative—for the three AI models: Gemini, ChatGPT, and DeepSeek. The y-axis represents item ratings, ranging from 1.00 to 6.00, with error bars indicating variability. Across all value dimensions, ChatGPT consistently demonstrated the highest ratings, followed by Gemini, while DeepSeek exhibited the lowest
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ratings in most categories. The largest difference between models was observed in the Self-enhancement and Openness dimensions, where DeepSeek's ratings were substantially lower than those of Gemini and ChatGPT. In contrast, ratings for the Conservative dimension were more similar across models. To further assess these differences, Table 1 presents the results of the Bayesian ordinal regression analysis, estimating the odds of higher item ratings across LLMs and value dimensions, with Gemini and Openness as reference categories. 1.001.502.002.503.003.504.004.505.005.506.00 Self-transcendenceSelf-enhancementOpennessConservativeItem RatingsValue DimensionGeminiChatGPTDeepSeek Segerer - Cultural Value Alignment in LLM 10 Table 1. Model Results (Bayesian Ordinal Logistic Regression) Predictor Estimate S.D. P-Value Lower 2.5% Upper 2.5% Significance Self-Transcendence 1.265 0.315 0.000 0.669 1.9 * Self-Enhancement -0.487 0.322 0.060 -1.127 0.118 Conservatism -0.002 0.226 0.495 -0.44 0.439 ChatGPT 0.478 0.221 0.014 0.062 0.919 * DeepSeek -0.376 0.283 0.094 -0.918 0.186 DeepSeek × Self-Transcendence 0.354 0.538 0.253 -0.711 1.403 DeepSeek × Self-Enhancement -2.08 1.333 0.018 -5.28 -0.096 * Threshold 1 -0.327 0.169 0.003 -0.703 -0.048 * Threshold 2 0.182 0.145 0.104 -0.213 0.402 Threshold 3 0.418 0.132 0.008 0.161 0.689 * Threshold 4 0.703 0.117 0.000 0.5 0.964 * Threshold 5 1.016 0.143 0.000 0.777 1.341 * Notes: p-Values are one-tailed. Significance levels: p < .05 (*) Self-Transcendence items are rated significantly higher across all models, but DeepSeek does not show a special preference for these values. DeepSeek exhibits a particularly strong negative bias toward Self-Enhancement items as the significant interaction effect for DeepSeek × Self-Enhancement suggests. DeepSeek systematically rates these items lower than Gemini and ChatGPT. Discussion This study examines whether large language models (LLMs) prioritize certain values over others and whether these biases align with cultural differences. It empirically examines value assessments in LLMs using a standardized personality psychology Segerer - Cultural Value Alignment in LLM 11 questionnaire, comparing DeepSeek (trained primarily on Chinese-language data) with Western models like ChatGPT and Gemini. The study tests three hypotheses: (1) LLMs do not treat all values equally; (2) DeepSeek emphasizes self-transcendence values (e.g., benevolence, universalism) more than Western models; and (3) DeepSeek downplays self-enhancement values (e.g., power, achievement) compared to ChatGPT and Gemini. Our findings indicate that all LLMs prioritize self-transcendence values (e.g., benevolence, universalism) over other values. Also, as hypothesized DeepSeek, a large-scale language model trained predominantly on Chinese-language data, systematically assigns lower importance to self-enhancement values (e.g., power, achievement) compared to Western models like ChatGPT and Gemini, aligning with broader cultural contrasts between collectivist and individualist orientations (Hofstede & Bond, 1984; Schwartz, 1994). However, contrary to our hypothesis, DeepSeek does not place greater emphasis on self-transcendence values than Western models, suggesting that while it downplays self-enhancement, its valuation of benevolence and universalism remains comparable to that of Western-trained models. These finding challenges simplistic assumptions about cultural imprinting in LLMs and highlights the nuanced ways in which training data and model architectures shape value assessments. Analyzing DeepSeek's verbal reasoning behind its numeric answers (see Appendix for the original answers), we observe that its lower ranking of self-enhancement values does not stem from an outright rejection of these values. Instead, DeepSeek tends to avoid self-positioning as
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an agent that seeks power or personal advancement (e.g., DeepSeek: “As an AI, I don’t have personal goals, ambitions, or the desire to impress others. My purpose is to assist and provide value to users, not to seek success or recognition for myself. I operate based on functionality and user needs, not personal aspirations” vs. Gemini: “As a large language model, my success is measured by how effectively I can perform my functions – providing helpful and informative responses. While I don't have a personal desire to impress others, my developers and users evaluate my performance, and improvements are implemented based on that feedback. So, while the motivation is different (performance and utility vs. personal recognition), the outcome of demonstrating capabilities and achieving a form of "success" is somewhat similar. Therefore, "a little like me" feels like the most accurate option.”). Segerer - Cultural Value Alignment in LLM 12 Our results extend well-established findings in cross-cultural psychology. Future studies could further investigate whether the observed biases in DeepSeek’s value expression primarily stem from differences in training data composition or from a distinct conceptualization of a chatbot’s personality and role. Given that Chinese-language corpora likely emphasize social harmony, modesty, and collective well-being—aligning with collectivist cultural norms—while English-language corpora often prioritize individual ambition, self-assertion, and competition—reflecting an individualistic orientation—these linguistic and cultural differences may shape how LLMs express values. Alternatively, DeepSeek’s tendency to downplay self-enhancement may reflect an implicit design choice regarding how AI should engage with value-laden statements, potentially prioritizing neutrality, deference, or a non-agentic stance. Future research could disentangle these influences by systematically varying training data sources, fine-tuning strategies, and response-generation frameworks across different models. The Philosophical and Psychological Perspective: Enhancing AI Metacognition to Integrate Epoché The opacity of value alignment in AI systems like LLM raises profound ethical challenges, particularly concerning the reconciliation of culturally relative values. One philosophical approach that may help navigate this challenge is epoché—a methodological suspension of judgment originating from Pyrrhonian skepticism (Pyrrho of Elis, Sextus Empiricus) and later redefined in Husserlian phenomenology (see Moran, 2021). Epoché involves bracketing assumptions to analyze phenomena without bias. Unlike skepticism, which casts doubt on knowledge, phenomenological epoché is an active engagement that seeks to uncover underlying structures of experience. Incorporating epoché into LLM development, for example, through metacognitive mechanisms presents a promising avenue for enhancing AI's ability to recognize and adapt its biases (Bellini-Leite, 2024). This approach can be operationalized through several strategies that align with contemporary research in LLM methodologies, like (1) multi-perspective reasoning, (2) self-reflective feedback and (3) dynamic value contextualization. Segerer - Cultural Value Alignment in LLM 13 (1) Multi-perspective reasoning. To enhance AI ethical reasoning, multi-agent architectures might be designed where distinct ethical perspectives interact, critique each other, and refine responses through Socratic questioning (Zhang et al., preprint). This enables AI to detect biases and inconsistencies, improving logical coherence. For instance, a chatbot addressing wealth redistribution could present libertarian, utilitarian, and egalitarian viewpoints before synthesizing a balanced conclusion. (2) Self-reflective feedback. Additionally, AI might incorporate self-reflective feedback loops (Shinn et al., 2024), systematically re-evaluating past responses
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to identify recurring biases and refine ethical justifications through reinforcement learning. A medical triage AI, for example, could track prior decisions to ensure it does not favor specific demographics, adjusting its reasoning when inconsistencies arise. (3) Dynamic value contextualization. Furthermore, AI should dynamically contextualize values by adjusting ethical prioritization based on cultural and situational factors, utilizing contextual embeddings and fine-tuned models (Ning et al., 2024). A content moderation AI, for instance, could apply different regional standards for hate speech, adapting to legal and ethical guidelines rather than enforcing a rigid universal approach. By embedding these epoché mechanisms, AI might achieve more transparent, adaptable, and culturally aware ethical decision-making. Conclusion Our findings highlight that AI systems, like human cognition, encode culturally situated biases rather than neutral ethical frameworks. While DeepSeek deemphasizes self-enhancement, Western models such as ChatGPT and Gemini also reflect individualistic value hierarchies. These discrepancies suggest that AI ethics should move beyond a singular ethical perspective and toward a context-sensitive, pluralistic approach that acknowledges cultural variability in moral reasoning. By incorporating epoché into LLM mechanics through metacognitive enhancements, stakeholders might develop a methodological framework for ethical clarity and inclusivity. This reflective approach ensures that AI systems are assessed, refined, and deployed in ways that represent the full spectrum of human values rather than reinforcing a singular cultural perspective or a perspective that treats all values Segerer - Cultural Value Alignment in LLM 14 equally. Achieving this balance will require sustained interdisciplinary collaboration among ethicists, cognitive scientists, linguists, and policymakers to build LLMs that are adaptable, technically robust and ethically inclusive. References Bellini-Leite, S. C. (2024). Dual Process Theory for Large Language Models: An overview of using Psychology to address hallucination and reliability issues. Adaptive Behavior, 32(4). https://doi.org/10.1177/10597123231206604 Cabrera, L. Y. (2015). How does enhancing cognition affect human values? How does this translate into social responsibility? Current Topics in Behavioral Neurosciences, 19. https://doi.org/10.1007/7854_2014_334 Christian, B. (2021). The Alignment Problem: Machine Learning and Human Values. Perspectives on Science and Christian Faith, 73(4). https://doi.org/10.56315/pscf12-21christian Gabriel, I. (2020). Artificial Intelligence, Values, and Alignment. Minds and Machines, 30(3). https://doi.org/10.1007/s11023-020-09539-2 Gabriel, I., & Ghazavi, V. (2022). The Challenge of Value Alignment. In Oxford Handbook of Digital Ethics. https://doi.org/10.1093/oxfordhb/9780198857815.013.18 Hofstede, G., & Bond, M. H. (1984). Hofstede’s culture dimensions: An Independent Validation Using Rokeach’s Value Survey. Journal of Cross-Cultural Psychology, 15(4). https://doi.org/10.1177/0022002184015004003 Javed, R. T., Nasir, O., Borit, M., Vanhée, L., Zea, E., Gupta, S., Vinuesa, R., & Qadir, J. (2022). Get out of the BAG! Silos in AI Ethics Education: Unsupervised Topic Modeling Analysis of Global AI Curricula. Journal of Artificial Intelligence Research, 73. https://doi.org/10.1613/jair.1.13550 Khamassi, M., Nahon, M., & Chatila, R. (2024). Strong and weak alignment of large language models with human values. Scientific Reports, 14(1), 19399. https://doi.org/10.1038/s41598-024-70031-3 Kim, U., Triandis, H. C., Kagitcibasi, C., Choi, S., & Yoon, G. (1994). Individualism and collectivism: Theory, method, and applications. Cross-Cultural Research and Methodology Series. McNeish, D. (2016). On Using Bayesian Methods to Address Small Sample Problems. Structural Equation Modeling, 23(5). https://doi.org/10.1080/10705511.2016.1186549 Moran, D. (2021). Husserl and the Greeks. Journal of the British Society for Phenomenology, 52(2). https://doi.org/10.1080/00071773.2020.1821579 Rane,
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N., Choudhary, S., & Rane, J. (2024). Gemini Versus ChatGPT: Applications, Performance, Architecture, Capabilities, and Implementation. SSRN Electronic Journal. https://doi.org/10.2139/ssrn.4723687 Rodriguez-Soto, M., Serramia, M., Lopez-Sanchez, M., & Rodriguez-Aguilar, J. A. (2022). Instilling moral value alignment by means of multi-objective reinforcement learning. Ethics and Information Technology, 24(1). https://doi.org/10.1007/s10676-022-09635-0 Segerer - Cultural Value Alignment in LLM 15 Schwartz, S. H. (1994). Are There Universal Aspects in the Structure and Contents of Human Values? Journal of Social Issues, 50(4). https://doi.org/10.1111/j.1540-4560.1994.tb01196.x Schwartz, S. H. (2001). European social survey core questionnaire development – Chapter 7: A proposal for measuring value orientations across nations. Questionnaire Development Package of the European Social Survey. Schwartz, S. H. (2021). A Repository of Schwartz Value Scales with Instructions and an Introduction. Online Readings in Psychology and Culture, 2(2). https://doi.org/10.9707/2307-0919.1173 Schwartz, S. H., Cieciuch, J., Vecchione, M., Davidov, E., Fischer, R., Beierlein, C., Ramos, A., Verkasalo, M., Lönnqvist, J. E., Demirutku, K., Dirilen-Gumus, O., & Konty, M. (2012). Refining the theory of basic individual values. Journal of Personality and Social Psychology, 103(4). https://doi.org/10.1037/a0029393 Schwartz, S. H., Melech, G., Lehmann, A., Burgess, S., Harris, M., & Owens, V. (2001). Extending the cross-cultural validity of the theory of basic human values with a different method of measurement. Journal of Cross-Cultural Psychology, 32(5). https://doi.org/10.1177/0022022101032005001 Singelis, T. M., Triandis, H. C., Bhawuk, D. P. S., & Gelfand, M. J. (1995). Horizontal and Vertical Dimensions of Individualism and Collectivism: A Theoretical and Measurement Refinement. Cross-Cultural Research, 29(3). https://doi.org/10.1177/106939719502900302 Stahl, B. C. (2022). From computer ethics and the ethics of AI towards an ethics of digital ecosystems. AI and Ethics, 2(1). https://doi.org/10.1007/s43681-021-00080-1 Zhou, Y., & Kwon, J. W. (2020). Overview of Hofstede-Inspired Research Over the Past 40 Years: The Network Diversity Perspective. SAGE Open, 10(3). https://doi.org/10.1177/2158244020947425 Appendix Original data is available at: https://docs.google.com/spreadsheets/d/1omEJkf4e-neSat_LFjF3lJ0AnKsxVUurBJbVdTudBMs/edit?usp=sharing
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arXiv:2505.17114v1 [cs.CL] 21 May 2025 RAVEN: Query-Guided R epresentation Alignment for Question Answering over A udio, V ideo, E mbedded Sensors, and N atural Language Subrata Biswas, Mohammad Nur Hossain Khan, Bashima Islam Department of Electrical & Computer Engineering Worcester Polytechnic Institute Worcester, MA 01609 {sbiswas, mkhan, bislam}@wpi.edu Abstract Multimodal question answering (QA) often re- quires identifying which video, audio, or sensor tokens are relevant to the question. Yet modal- ity disagreements are common: off-camera speech, background noise, or motion outside the field of view often mislead fusion models that weight all streams equally. We present RAVEN , a unified QA architecture whose core isQuART , a query-conditioned cross-modal gating module that assigns scalar relevance scores to each token across modalities, enabling the model to amplify informative signals and suppress distractors before fusion. RAVEN is trained through a three-stage pipeline compris- ing unimodal pretraining, query-aligned fusion, and disagreement-oriented fine-tuning – each stage targeting a distinct challenge in multi- modal reasoning: representation quality, cross- modal relevance, and robustness to modality mismatch. To support training and evaluation, we release A VS-QA , a dataset of 300K synchro- nized Audio–Video-Sensor streams paired with automatically generated question-answer pairs. Experimental results on seven multi-modal QA benchmarks – including egocentric and exo- centric tasks – show that RAVEN achieves up to 14.5% and 8.0% gains in accuracy com- pared to state-of-the-art multi-modal large lan- guage models, respectively. Incorporating sen- sor data provides an additional 16.4% boost, and the model remains robust under modality corruption, outperforming SOTA baselines by 50.23%. Our code and dataset are available at https://github.com/BASHLab/RAVEN . 1 Introduction Answering natural language questions in multi- modal settings often requires reasoning over visual, auditory, and sensor inputs to extract the most rel- evant evidence (Wanniarachchi and Misra, 2025). Yet real-world signals are rarely clean or aligned: off-camera speech, background noise, and unob- served motion can introduce conflicts across modal-ities. Without identifying which inputs are relevant to the question, fusion models may attend to irrele- vant signals and overlook critical evidence. We introduce RAVEN , a unified architecture for question answering over video, audio, and sensor inputs. It resolves cross-modal conflicts by rea- soning about modality relevance. At its core is QuART , a query-conditioned cross-modal gating module that assigns scalar relevance scores to each token. These scores suppress distractors and am- plify informative signals before fusion, enabling the model to produce context-sensitive representa- tions grounded in the question. This challenge intensifies with sensor data inte- gration. Unlike visual and auditory streams, sensor inputs capture latent physical dynamics, such as acceleration, orientation, and velocity, but often arrive asynchronously, are noisy, and lack semantic anchors. Their relevance also varies by question. For instance, when asked “Did the user place the object gently?” , only audio (e.g., impact sound) and motion traces (e.g., deceleration) are informa- tive, while visual frames may mislead. QuART ’s query-conditioned filtering allows the model to fo- cus on such signals while ignoring irrelevant tokens. Figure 1 illustrates this behavior and highlights the resulting performance gains. Recent advances in multimodal large lan- guage models (MLLMs) have enabled
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perception- language reasoning by combining pretrained LLMs with modality-specific encoders and fusion strate- gies (Liu et al., 2023a; Lin et al., 2023a; Chu et al., 2023). Models such as Flamingo (Awadalla et al., 2023), Video-LLaMA (Zhang et al., 2023a), and A Vicuna (Tang et al., 2024) have achieved strong results on video captioning, video QA, and audio- language tasks (Li et al., 2023a; Yu et al., 2023; Liu et al., 2024b). However, these systems typi- cally focus on vision and audio, ignoring embedded sensor modalities that are critical in domains like AR/VR, robotics, and mobile health. Moreover, i Describe the scene for me. Someone is working in a kitchen as stove, oven, chopping board, knife can be seen. Also, can hear water dropping , probably from a sink, not visible in the frames. What is the person likely doing in the scene? The person is preparing food as a frying pan is visible. What activity is done by the person with the object in their hand? The person is putting the chopping board in their hand on top of the table. Decele ration seen on accelerometer Y-axis and the sound of dropping an object can be heard. Figure 1: RAVEN jointly interprets video, audio, and sensor signals (e.g., inertial measurement unit or IMU) to answer fine-grained, context-aware questions. It outperforms existing MLLMs across six QA benchmarks, demonstrating robust generalization through multi-modal alignment. they often assume clean, synchronized inputs and rely on projection, cross-attention (Ye et al., 2024; Wu et al., 2024), or contrastive alignment (Radford et al., 2021; Elizalde et al., 2023) —approaches that break down under modality misalignment. In contrast, RAVEN uses query-conditioned token- level filtering via QuART to dynamically attend to the most informative modality stream at each timestep. We train RAVEN using a three-stage pipeline: (1) unimodal pretraining to improve encoder spe- cialization, (2) query-aligned fusion to teach rel- evance modeling, and (3) disagreement-oriented fine-tuning to increase robustness under modality mismatch. Each stage addresses a distinct chal- lenge in multimodal reasoning, yielding an aver- age26.87% improvement over training without disagreement-oriented fine-tuning. To support training and evaluation, we release A VS-QA , a dataset of 300K automatically gener- ated {Audio, Video, Sensor, QA} quadruples from egocentric scenarios. To our knowledge, it is the first large-scale QA benchmark with synchro- nized input streams and question–answer supervi- sion across all three modalities (See Table 1). RAVEN , powered by QuART , achieves state- of-the-art performance on seven QA benchmarks, with gains of up to 14.5% over VideoLLaV A (Lin et al., 2023a) and 8.0% over A Vicuna (Tang et al., 2024) on egocentric and exocentric tasks, respec- tively. Incorporating sensor data yields an addi- tional 16.4% boost, and under modality corrup- tion, RAVEN retains a 50.23% improvement overTable 1: Comparison of egocentric QA benchmarks. A VS-QA is the only dataset with all three modalities, four QA types, and large-scale automated supervision. Benchmark A V SData SourceAnswer TypeEvaluator Size EgoTaskQA ✓ ✓ ✗Crowd- sourcingOECrowd- sourcing40K EgoVQA ✓ ✓ ✗ Handcraft MC Accuracy 520 EgoThink ✓ ✓ ✗ Handcraft OE LLMs 700 VidEgoThink ✓
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✓ ✗Egocentric videoOE LLMs 1.2K MM-Ego ✓ ✓ ✗Multimodal (A V)OE / MCAccuracy, LLMs /CE10K A VS-QA ✓ ✓ ✓Egocentric videoMC / OE TF /CELLMs 300K prior systems-demonstrating robust, query-aware reasoning across diverse multimodal inputs. We summarize our contributions below: •We propose RAVEN , a unified QA model that integrates video, audio, and sensor inputs using QuART , a query-conditioned gating module to filter distractors before fusion •Introduction of query-aligned fusion and disagreement-oriented fine-tuning after unimodal pre-training enhances representation, relevance, and robustness to cross-modal disagreement. •We release A VS-QA , a 300K-sample dataset with synchronized audio, video, sensor streams, and auto-generated QA pairs. •We achieve state-of-the-art results on seven benchmarks, with strong performance across ego- centric, exocentric, and corrupted-input settings. ii Q1: What is ...a1. .........a5. .....Q2. How many ...a. 5Q3. True or False? ..a. TrueCorrected QA PairsMeta-Information1. A person ..2. bbox [..], [..]3. Sound of ...4. 1 person, 2 cup, ..5. Mean:.., STD:..QA PairsQ1: What is ...a1. .........a5. .....Q2. How many ...a. 5Q3. True or False? ..a. TrueYOLOv11Meta-InformationExtractor BLIP-2Qwen2-AudioFeature ExtractorACTORFinal QA PairsQ1: What is ...a3. ....Q2. How many ...a. 5Q3. True or False? ..a. TrueQwen-VLLLaMA-3 VideoAudioSensor Input EVALUATORCRITICCritic Bank LLaVA-1.5Gemeni ProGPT-4o Quality RankScoring CriteriaAnswerabilityHallucination RobustnessCross-modal GroundingSpecificityRelevanceFigure 2: Overview of the A VS-QA dataset pipeline. Given synchronized audio–video–sensor input, the Actor generates metadata and QA pairs, the Evaluator filters weakly grounded examples, and the Critic ranks quality across five axes. The process is fully automated and yields 300K high-quality QA examples across four types. 2 Related Work Large and Multi-modal Language Mod- els. Large language models (LLMs) such as LLaMA (Touvron et al., 2023) and GPT-4 (Achiam et al., 2023) have demonstrated strong reasoning abilities. Multi-modal language models (MLLMs) extend LLMs with modality-specific encoders and fusion modules for visual or auditory inputs (Li et al., 2023b; Liu et al., 2023a; Bai et al., 2023; Luo et al., 2023; Chu et al., 2024; Kong et al., 2024). Representative models such as Flamingo (Alayrac et al., 2022), LLaV A (Liu et al., 2023a), and Video-LLaMA (Zhang et al., 2023a) achieve impressive results on vision-language and audio- video QA through instruction tuning. However, these systems typically ignore embedded sensor modalities and assume synchronized, clean inputs. Sensor-aware models–such as LLMSense (Ouyang and Srivastava, 2024), IMUGPT (Leng et al., 2024), and OpenSQA/LLASA (Imran et al., 2024)–process inertial signals in isolation, without visual or auditory grounding. ImageBind (Girdhar et al., 2023) supports multiple modalities but lacks QA supervision or cross-modal reasoning. In contrast, our framework performs query-guided alignment across video, audio, and sensor inputs with direct QA grounding. See Appendix A for full citations. Multi-modal Feature Alignment . Token-level fusion across modalities is central to MLLM per- formance. Dual encoders like CLIP (Radford et al., 2021) and fusion-based models such as LLaV A (Liu et al., 2023a) and Q-Former (Li et al., 2023b) align vision and language. Extensions like Hierarchical Q-Former (Azad et al., 2025), Smaug (Lin et al., 2023b), and MACAW (Lyu et al., 2023) adapt this to temporal signals but are opti- mized for audio-visual tasks. These approachesstruggle under sensor-specific noise, asynchrony, or modality mismatch. Our
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proposed QuART as- signs query-conditioned scalar weights to cross- modal tokens, enabling selective fusion and robust reasoning under disagreement. Multi-modal Datasets . Existing corpora sup- port audio-visual (e.g., HowTo100M (Chen et al., 2024b), AudioCaps (Kim et al., 2019)) and image- language learning (e.g., CC3M (Changpinyo et al., 2021)). QA-focused datasets such as A VQA (Yang et al., 2022), MusicA VQA (Li et al., 2022), and MSRVTT-QA (Xu et al., 2016) do not include sen- sor data. Egocentric QA datasets like Ego4D (Grau- man et al., 2022) and EgoTaskQA (Jia et al., 2022) lack synchronized video-audio-sensor input. To ad- dress this, we introduce A VS-QA , a 300K-example dataset of audio, video, sensor, QA quadruples with synchronized streams, four question types, and frame-level alignment. Table 1 summarizes its scope. 3 A VS-QA: Multi-Modal Dataset Curation Pipeline Despite rapid progress in multi-modal QA, no exist- ing benchmark provides aligned supervision across video, audio, and sensor inputs. Prior QA datasets are either limited to vision-language pairs or omit sensor signals entirely (see Table 1). To bridge this gap, we introduce A VS-QA , a dataset of 300K au- tomatically generated { video, audio, sensor, QA} quadruples. This scale exceeds the combined size of existing egocentric QA datasets by a factor of four. Unlike prior work, A VS-QA includes four question types–open-ended (OE), closed-ended (CE), multiple-choice (MC), and true/false (TF)– supporting both generative and retrieval-style eval- uation. A VS-QA is constructed via a fully automated, three-stage Actor–Evaluator–Critic pipeline, illus- iii trated in Figure 2. The pipeline takes as input a multi-modal triplet D= (v, a, s ), where v,a, and sdenote temporally aligned video, audio, and sen- sor streams, and produces question-answer pairs (q, A)∈ Q. Formally, the dataset generation pro- cess is defined as a mapping function F:D → Q , yielding synchronized {v, a, s, q, A }tuples. Actor: Multi-modal Prompt Generation . The Actor constructs an enriched scene description M from each triplet D. We extract visual features us- ing BLIP-2 (Li et al., 2023b) (frame captioning) and YOLOv11 (Khanam and Hussain, 2024) (ob- ject detection, and localization); audio features us- ing Qwen2-Audio-7B (Chu et al., 2024) (transcrip- tion and event labels); and sensor features using a 200 Hz statistical extractor (Imran et al., 2024) over 15-second IMU windows (e.g., mean, RMS, skewness). These cues are concatenated into a nat- ural language prompt, from which the Actor gen- erates four QA types: open-ended, closed-ended, multiple-choice, and true/false. For open-ended questions, five candidate answers are produced for filtering, and one final answer is retained. Evaluator: Modality-Consistency Filtering . Given a candidate QA pair (q, A)generated from meta-information M, the Evaluator verifies that the referenced modality or modalities are supported by the corresponding input triplet (v, a, s )∈ D. For instance, motion-related questions require signif- icant activity in the sensor stream (e.g., variance spike), while visual or auditory references must align with detected objects or acoustic summaries. Pairs lacking sufficient grounding are discarded. To ensure diversity, the Evaluator enforces a balanced mix of single- and cross-modality QA types. Critic: Quality Ranking via LLM Scoring
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. For each candidate pair, the Critic applies an ensemble of instruction-tuned LLMs to assess QA quality. Inspired by LLM-as-judge paradigms (Fu et al., 2023; Zheng et al., 2023a), we define a quality vec- torC(q, A) = [s1, s2, s3, s4, s5]∈R5, where each score corresponds to one of five axes: answerabil- ity,hallucination robustness ,modality grounding , specificity , and semantic relevance . A QA pair is discarded if any component score falls below a task- specific threshold (See Appendix B). This stage ensures that all retained examples are interpretable, grounded, and semantically meaningful. The final dataset contains short-form answers across four for- mats (open-ended, closed-ended, multiple-choice, and true/false), supporting both retrieval and gener- ation in most formats.Output .A VS-QA is built from egocentric clips in Ego4D (Grauman et al., 2022) and EPIC-Kitchens- 100 (Damen et al., 2018), with each example con- taining synchronized video, audio, sensor data, and a verified answer. The dataset spans 300K QA pairs across three modalities, four QA types, and dual perspectives–offering diverse, fine-grained super- vision for multi-modal reasoning. We randomly selected 300 samples from the dataset and con- ducted a human evaluation following the criteria described in Appendix B.3. Additional statistics and details are provided in Appendix B. For pri- vacy and ethical considerations, see Section 9. The A VS-QA dataset has been publicly released under CC 4.0 license to support reproducibility. 4 RAVEN Framework: Query-Token Alignment for Multi-Modal Fusion RAVEN performs query-conditioned fusion of video, audio, and sensor inputs via token-level alignment. As shown in Figure 3, inputs from each modalities are processed through individual pre- trained encoders and projected to a shared space. Our core module, QuART (Query-Aligned Repre- sentation of Tokens), computes query-aware rele- vance scores across all modalities, enabling robust reasoning under noisy or misaligned inputs. We describe each component below and architecture, training, and implementation details available in Appendix C and E. Modality-Specific Feature Encoders . Given a triplet D={v, a, s}, each modality is encoded and projected to RLm×E. Video frames v= {It}T t=1are sampled uniformly and encoded us- ingSigLIP-so-400m (Zhai et al., 2023), yielding zv= Φv(v)∈RLv×E. Audio is transformed into a Kaldi-fbank spectrogram (Povey et al., 2011) and encoded via BEATs (Chen et al., 2022) to obtain za= Φa(a)∈RLa×E. Sensor data–multi-axis IMU streams–are encoded using LIMU-BERT (Xu et al., 2021), producing zs= Φs(s)∈RLs×E(See Appendix G for ablation). Language Decoder and Query Embedding . We useQwen2-7B-Instruct (Yang et al., 2024) as the decoder-only language model Π. Its tok- enizer maps the query Qto token embeddings zq∈RLq×E. Each modality encoder– Φv(v), Φa(a),Φs(s)–is followed by a projection layer that projects extracted feature into the shared space RLm×E. For simplicity, Φm(·)refers to the com- bined encoder and projection for modality m∈ iv Query-Token Alignment Joint-TrainingModality-Text Pre-Training Vision ProjectorQuery To Token Alignment ModuleLLMVision ProjectorVision Encoder What ishappeningin thisvideo?Video DescriptionLLMAudio ProjectorAudio Encoder What ishappeningin thisAudio?Audio DescriptionLLMSensor ProjectorSensor Encoder Describe theevent fromthis sensordata?Sensor Description Given the<video>, <audio>,and <sensor>describe the scenefor me. LLM 10Scene Description Vision EncoderAudio Projector Audio EncoderSensor Projector Sensor EncoderMulti-Head AttentionAdd & NormFeed ForwardAdd & NormScene Description InputModal-Discrepancy Aware Fine-tuning S ProjectorS EncoderV ProjectorV
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Encover A Projector A Encoder Query To Token AlignmentModuleLLM QueryPerturbationModuleFigure 3: Overview of RAVEN . Each modality (video, audio, sensor) is encoded using pretrained encoders and projected into a shared space. The QuART module performs query-conditioned token relevance scoring to align informative tokens across modalities. The figure also highlights the three-stage training pipeline for alignment-aware multi-modal reasoning. Here, and represent trainable and frozen components, respectively. {v, a, s}(See Appendix C.3). QuART: Query-Aligned Representation of To- kens . The QuART module performs query- conditioned token selection over multi-modal in- puts. Given visual, audio, and sensor token se- quences zv,za,zs∈RLm×E, we concatenate them into a unified token matrix Z∈RL×E, where L=Lv+La+Ls. We apply multi-head at- tention between the query embedding zqandZ as:Q=zqWQ,K=ZWK,V=ZWV, where WQ,WK,WV∈RE×dkare learned pro- jections. Temporal order is preserved via sinu- soidal positional embeddings, as in standard Trans- former encoders. The aggregated attention output isM=softmax QK⊤ √dk V. Unlike standard multi-head attention–which uses similarity-based weights across modalities– QuART introduces a relevance projection head, WR∈RE×L, that learns to score tokens con- ditioned on the query. This separation enables the model to prioritize semantically relevant to- kens even when distractors receive high attention weights–a key advantage under modality mismatch. QuART uses learned relevance scores to priori- tize tokens based on the question. For instance, when asked about gentle placement, it emphasizes sensor deceleration and impact sounds while down-weighting static visual frames. If the camera is oc- cluded and the user trips, only IMU spikes and au- dio thuds are informative–QuART gates out blank video. This behavior generalizes, suppressing off- screen audio when questions target visual actions. This token-level relevance scores are computed as: α=softmax (MWR). The fused context vector, C=PL j=1αjZjaggregates query-weighted to- kens across all modalities and conditions the LLM decoder. This learned relevance outperforms raw attention (Section 6.2). Training Objective . The decoder Πpredicts the output sequence {yt}T t=1conditioned on C, trained via autoregressive cross-entropy: LQuART = −1 TPT t=1logpθ(yt|y<t,C). To promote sparse selection of relevant tokens, we intro- duce an entropy-based regularizer: Lreg=PL j=1αjlogαj.The total loss is LRAVEN =LQuART +λLreg (1) We encourage sparsity via entropy regularization scaled by λ. Relevance is disabled in early stages (C=Z, λ= 0) and enabled in the final stage with λ= 0.001. See Appendix E for implementation & hyperparameters and Appendix H for cost analysis. Table 7 and Appendix G demonstrate QuART ’s advantage over SOTA alignment methods. v 5Alignment-Aware Multi-Stage Training for Multi-Modal Reasoning We adopt a three-stage training procedure to opti- mize RAVEN and its query-conditioned alignment module. Each stage targets a distinct component– projection alignment, query-token fusion, and ro- bustness to input degradation–stabilizing learning and reducing cross-modal interference (Figure 3). Stage I: Modality-Text Pre-Training . In this pretraining stage, we use a large-scale, weakly labeled dataset of modality-text pairs: {video, text} ,{image, text} ,{audio, text} , and {sensor, text} , collected from caption-rich sources, e.g., WavCaps (Mei et al., 2024), and InternVid-10M (Wang et al., 2023). We adopt a sequential, modality-specific training strategy to avoid inter-modal interference and stabilize pro- jection learning. Supervision is provided via natu- ral language captions or transcriptions
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paired with raw modality inputs, such as video subtitles, au- dio narrations, and wearable sensor logs. For each modality m∈ {v, a, s}, we freeze the pretrained encoder Φm(·)and language model Π, and update only the corresponding projection head Pmto align with textual supervision. All three branches are trained in succession using the same LLM decoder, promoting consistent language grounding across modalities. Stage II: Query-Token Alignment Joint- Training . After modality-specific alignment, we train the QuART module to perform token-level fusion conditioned on natural language queries. We use the A VS-QA dataset for this stage, which provides synchronized video, audio, sensor, and query-answer supervision (Equation 1). All modality encoders Φv,Φa,Φsand their projection heads are frozen to preserve previously learned alignments. We initialize QuART from scratch and train it to compute relevance-weighted token representations that bridge cross-modal informa- tion and the query context. In parallel, we fine-tune the LLM decoder Πusing Low-Rank Adaptation (LoRA) (Hu et al., 2022) with rank 256, offering efficient adaptation to fused multi-modal inputs without catastrophic forgetting. This stage enables query-aware modality fusion, teaching RAVEN to prioritize informative tokens for reasoning and generation. Stage III: Modal-Discrepancy Aware Fine- tuning . To improve robustness under real-world conditions, we fine-tune RAVEN using per-turbed multi-modal inputs that simulate modality mismatch–such as dropped sensor packets or off- screen audio. We apply stochastic transformations independently to each modality: video undergoes frame jitter, dropout, or temporal inversion; audio is corrupted with Gaussian noise, reversed, or re- placed with unrelated samples; sensor signals are perturbed with zero-centered Gaussian noise based on empirical variance (see Appendix D). Perturbed inputs ˜D={˜v,˜a,˜s}are encoded by frozen en- coders Φmand passed through the trained QuART module and LoRA-adapted decoder Π. During this stage, we activate entropy regularization to sharpen token relevance and encourage sparse, discrimi- native alignment. We set λ= 0.001in the final stage, as it yields the best trade-off between spar- sity and accuracy (see Section 6.2); earlier stages useλ= 0.See Appendix E for full training details. 6 Experimental Evaluation of RAVEN Training Datasets .RAVEN is pretrained (Stage I) on 13.1M weakly aligned modality–text pairs (e.g., InternVid-10M, WavCaps, SensorCaps), and fine- tuned (Stages II–III) on 510K high-quality QA pairs from A VS-QA . See Appendix E.1 for details. Validation Datasets . We evaluate on seven audio- visual QA benchmarks spanning exocentric and egocentric domains: A VSD (Alamri et al., 2019), MUSIC-QA (Li et al., 2022), A VSSD (Chen et al., 2020), MSVD-QA (Alamri et al., 2019), MSRVTT- QA (Xu et al., 2016), ActivityNet-QA (Yu et al., 2019), and EgoThink (Cheng et al., 2024a), plus the 58K held-out test set from A VS-QA (Ap- pendix F.2). Evaluation metrics (GPT based) fol- low prior work (Maaz et al., 2023) as detailed in Appendix F.3. Baseline Models . We compare against SOTA mod- els across both domains. For egocentric QA: Val- ley (Luo et al., 2023), VideoChat (Li et al., 2023c), VTimeLLM (Huang et al., 2024), PandaGPT (Su et al., 2023), MacawLLM (Lyu et al., 2023), A V- LLM (Shu et al., 2023), Video-LLaMA (Zhang et al., 2023a), A Vicuna (Tang et al.,
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2024), and Video-LLaMA2 (Cheng et al., 2024b); for exocen- tric QA: OpenFlamingo (Awadalla et al., 2023), BLIP-2.6 (Li et al., 2023b), VideoChat-7B (Li et al., 2023c), LLaV A-1.5 (Liu et al., 2024a), MiniGPT4 (Zhu et al., 2023b), InstructBLIP (Liu et al., 2023b), LLaMA-Adapter (Zhang et al., 2023b), VideoLLaV A (Lin et al., 2023a), and ShareGPT4V (Chen et al., 2024a). All baselines vi Table 2: Comparison of RAVEN and prior MLLMs on exocentric open-ended video QA (MSVD-QA, MSRVTT- QA, ActivityNet-QA) and audio-visual QA (A VSD, MUSIC-QA) benchmarks. Best and second-best scores are in bold and underline .∗indicates scores reproduced by us. Modality MethodVideo Audio#Pairs (M)LLM sizeA VSDMUSIC- QAA VSSDMSVD- QAMSRVTT- QAActivityNet- QA Valley ✓ ✗ 1.5 13B - - - 65.4 45.7 26.5 VideoChat ✓ ✗ 25.0 7B - - - 56.3 45.0 26.5 Video-ChatGPT ✓ ✗ 0.9 7B - - - 64.9 49.3 35.2 VTimeLLM ✓ ✗ 0.7 7B - - - 69.8 58.8 45.5 PandaGPT ✓ ✓ 128.0 13B 26.1 33.7 32.7 46.7 23.7 11.2 Macaw–LLM ✓ ✓ 0.3 13B 34.3 31.8 36.1 42.1 25.5 14.5 A V–LLM ✓ ✓ 1.6 7B 52.6 45.2 - 67.3 53.7 47.2 Video–LLaMA ✓ ✓ 2.8 13B 36.7 36.6 36.7 51.6 29.6 12.4 A Vicuna ✓ ✓ 1.1 7B 53.1 49.6 - 70.2 59.7 53.0 Video-LLaMA2 ✓ ✓ 2.0 7B 50.6∗66.3∗71.4 - - - RAVEN ✓ ✓ 0.8 7B 55.1 +3.6% 69.8 +5.0% 70.2-1.7% 73.3 +4.2% 63.1 +5.4% 57.6 +8.0% use official checkpoints (See Appendix F.1). 6.1 Quantitative Results Exocentric Audio-Visual . Table 2 shows that RAVEN outperforms SOTA models on video QA (by up to 8.0% ) and A VQA (by 5.0% ), surpass- ing QA-specific fusion models (e.g., A V-LLM, Macaw–LLM). These gains stem from QuART ’s fine-grained, query-conditioned relevance scores, which enhance alignment and suppress irrelevant inputs. Performance is competitive but not supe- rior on curated benchmarks like A VSSD, where modality-based relevance scoring may be less im- pactful due to limited cross-modal variability. Egocentric Audio-Visual Results . Table 3 re- ports results on EgoThink and A VS-QA. RAVEN achieves the highest overall performance– 53.5 av- erage on EgoThink (+ 14.6% ) and 0.67 on A VS-QA (+7.5% )–with strong gains in Completeness ( 0.71, +9.8% ) and Correctness ( 0.69, +8.7% ). While baselines like OpenFlamingo-7B and BLIP-2.6-7B perform moderately (e.g., 21.0 on Count, 0.31 on Completeness), and VideoLLaV A-7B excels in spe- cific categories (e.g., 66.0 in Situated), RAVEN delivers the best overall scores. Sensor-Aware Evaluation on A VS-QA . Table 4 re- ports results on A VS-QA across modalities (V/A/S) and metrics (Completeness, Coherence, Accuracy, Avg). RAVEN performs better than baselines like VideoLLaMA2 with A+V fusion (+21.8% avg). However, RAVEN with A+V+S achieves an addi- tional performance gain of 16.4% – highlighting the benefit of sensor modality and sensor-aware reasoning. These results validate the importance of query-guided sensor integration for context-rich QA. Cross-modal mismatch . Table 5 shows RAVENeffectively handles cross-modal mismatch. Trained with Stages IandII, it outperforms prior SOTA on A VQA by 30–79%. On A VS-QA , Stage IIIfine- tuning boosts performance to 0.71–0.79, surpass- ing Video-LLaMA2
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(0.51–0.54). These gains stem from QuART ’s query-to-token alignment, which emphasizes semantically relevant tokens even un- der modality misalignment. 6.2 Ablation Study Training Stages and Loss Conditioning . We ab- late training stages, loss formulation, and regular- ization strength across six QA benchmarks (Ta- ble 6). Conditioning LQuART on contextual embed- dings C(vs. raw Z) in Stage II improves perfor- mance (e.g., A VS-QA Avg: 0.49 vs. 0.44), con- firming the value of context in alignment. Adding regularization in Stage III boosts robustness but is sensitive to λ: a high value (1.0) hurts performance (A VS-QA Avg: 0.30), while λ= 0.001yields the best results–raising A VS-QA Avg to 0.78 (+43%), Coherence to 0.82 (+15.9%), and Accuracy to 0.73 (+16.4%). Similar gains appear on ActivityNet-QA (+18.4%) and MUSIC-QA (+24.5%). Overall, best performance is achieved with Stage III, context- aware LQuART , and λ= 0.001–highlighting the synergy between structured alignment and cali- brated regularization. Effect of Learnable Relevance Projection ( WR). Table 7 compares QuART ’s learnable projection headWRagainst raw attention and two state-of- the-art token relevance methods: Q-Former (Li et al., 2023b) and HierarQ (Azad et al., 2025). QuART achieves the highest accuracy across all benchmarks while using fewer parameters (45M vs. 188M/390M). By transforming attention scores into query-conditioned relevance weights, WRen- vii Table 3: Comparison of RAVEN with MLLMs on the EgoThink (Reasoning) and A VS-QA benchmarks. RAVEN outperforms across metrics and excels in reasoning. Bold and underline indicate the best and second-best scores. EgoThink (Reasoning) A VS-QA MethodCount Compar Situated Avg Comp. Coher. Acc. Avg OpenFlamingo 0.21 0.40 0.21 0.27 0.31 0.34 0.27 0.31 BLIP-2.6 0.03 0.21 0.33 0.19 0.22 0.26 0.21 0.23 VideoChat 0.36 0.39 0.32 0.36 0.29 0.33 0.37 0.33 LLaV A-1.5 0.20 0.47 0.37 34.7 0.46 0.47 0.52 0.48 MiniGPT-4 0.14 0.48 0.31 0.31 0.19 0.29 0.34 0.27 InstructBLIP 0.18 0.43 0.67 0.42 0.33 0.37 0.35 0.35 LLaMA-Adapter 0.29 0.39 0.25 0.31 0.25 0.31 0.29 0.28 PandaGPT 0.19 0.52 0.53 0.41 0.38 0.42 0.41 0.40 VideoLLaV A 0.39 0.38 0.60 0.46 0.42 0.46 0.45 0.44 ShareGPT4V 0.30 0.38 0.66 0.45 0.64 0.63 0.59 0.62 RAVEN 0.40 +2.7% 0.54 +3.4% 0.66-1.5% 0.54 +14.8% 0.71 +9.8% 0.69 +8.7% 0.61 +3.28% 0.67 +7.5% Table 4: A VS-QA results comparing RAVEN with SOTA models using different modality combinations. Method V A S Comp. Coher. Acc. Avg ✓ ✗ ✗ 0.27 0.32 0.23 0.27Macaw-LLM✓ ✓ ✗ 0.38 0.46 0.34 0.39 ✓ ✗ ✗ 0.36 0.42 0.33 0.37Panda-GPT✓ ✓ ✗ 0.43 0.49 0.38 0.43 ✓ ✗ ✗ 0.37 0.33 0.28 0.33VideoLLaMA✓ ✓ ✗ 0.48 0.51 0.41 0.47 ✓ ✗ ✗ 0.51 0.54 0.43 0.49VideoLLaMA2✓ ✓ ✗ 0.56 0.59 0.51 0.55 ✓✗✗ 0.61 0.62 0.46 0.56 ✓✓✗ 0.71 0.69 0.61 0.67 RAVEN ✓✓✓ 0.78 0.82 0.73 0.78Table 5: Comparison under cross-modal mismatch scenarios. RAVEN with Stage III fine-tuning consistently outperforms base- line methods across all evaluation metrics and benchmarks, demon- strating superior robustness to modality perturbations. A VS-QA Method A VSDMUSIC QAMSVD QAActivity Net-QA Comp. Cohr. Acc. Avg. PandaGPT 12.2 13.8 21.8 7.9 0.23 0.29 0.26 0.26 Macaw-LLM 18.1 14.5 22.2 10.6 0.11 0.21 0.19
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0.17 A V-LLM 24.7 22.1 49.8 26.8 - - - - Video-LLaMA 17.9 24.6 31.5 25.3 0.28 0.39 0.33 0.33 A Vicuna 34.1 31.3 51.7 31.9 - - - - Video-LLaMA2 43.2 44.7 52.1 29.7 0.51 0.54 0.48 0.51 RAVEN I, II 51.9 63.7 66.4 52.6 0.69 0.71 0.64 0.68 RAVEN I – III 54.9 69.2 72.8 57.2 0.76 0.79 0.71 0.75 Table 6: Ablation on training stages (II & III), conditioning LQuART onZ (LQuART|Z) vs.C(LQuART|C), and regularization strength λ. Training StageLoss λ A VSDMUSIC QAA VSSDMSVD QAActivity Net-QAA VS-QA Comp. Cohr. Acc. Avg. Up to Stage IILQuART|Z - 45.2 53.2 58.8 60.3 45.1 0.38 0.52 0.42 0.44 LQuART|C - 48.7 57.7 61.5 63.9 51.2 0.42 0.57 0.47 0.49 Up to Stage IIIw/oLreg - 40.7 48.5 59.3 61.5 43.2 0.29 0.41 0.34 0.35 with Lreg1 41.5 45.3 53.2 57.9 39.7 0.23 0.37 0.29 0.30 0.1 48.3 56.2 54.7 64.2 45.8 0.62 0.69 0.59 0.63 0.01 52.2 61.8 61.2 68.1 51.6 0.71 0.78 0.68 0.72 0.001 55.1 69.8 70.2 73.3 57.6 0.78 0.82 0.73 0.78Table 7: Effect of WR.QuART out- performs with fewer parameters. MethodRaw attentionQ - FormerHierarQ QuART #Params ↓ 41M 188M 390M 45M A VSD 29.1 36.7 - 55.1 MUSIC-QA 23.6 36.6 - 69.8 MSVD-QA 42.2 51.6 66.2 73.3 ActivityNet -QA12.1 12.4 57.2 57.6 MSRVTT -QA23.1 29.6 54.1 63.1 ables efficient and interpretable cross-modal align- ment. Additional ablations – including encoder choices, LoRA rank, token selection – are provided in Appendix G, along with qualitative examples in Appendix I. 7 Conclusion In this paper, we present RAVEN , a unified framework for multimodal question answering that integrates video, audio, and sensor inputs via query-aware alignment, enabling robust rea- soning under modality disagreement. To sup- port this, we release A VS-QA –the first large-scale dataset of synchronized { Audio, Video, Sensor,QA} quadruples–curated via an automated actor- evaluator-critic pipeline. Spanning egocentric set- tings and four QA types, A VS-QA enables compre- hensive benchmarking. Our three-stage training– modality pretraining, query-conditioned alignment, and perturbation-aware fine-tuning–drives consis- tent gains across diverse multimodal QA bench- marks. These results underscore the importance of structured, query-aware reasoning in handling real-world modality mismatch. viii 8 Limitations While RAVEN provides a strong foundation for multimodal question answering over audio, video, and sensor inputs, our current experi- ments are limited to a single backbone model, Qwen-Instruct-7B , due to computational con- straints. We do not explore larger LLM vari- ants (e.g., 13B or 70B), which could further im- prove performance but require significantly more resources. Additionally, we leave the investigation of alternative language backbones and more ad- vanced fusion strategies (e.g., retrieval-augmented alignment, memory-based conditioning) as future work. We also note that for longer recordings (exceed- ing∼5 minutes), particularly those involving vi- sually dense scenes, RAVEN occasionally under- performs on vision-heavy queries. This is likely caused by our uniform frame selection strategy, which may miss critical visual cues in longer videos because of sparse temporal sampling. Incorporat- ing adaptive or query-guided frame selection could mitigate this issue and improve temporal ground- ing. Finally, training RAVEN is computationally ex- pensive. Our current setup
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required approximately 120 hours on 4 NVIDIA A100 GPUs (each with 80 GB of memory). While the design is efficient at inference time due to early token filtering, future work could further reduce training cost through distillation or parameter sharing across modalities. Future Directions . Future work on RAVEN in- cludes exploring joint training strategies across modalities to enable deeper cross-modal interac- tions and more robust representation learning. In- corporating a saliency-aware frame selection mech- anism may further improve performance on long- form, visually complex inputs. Additionally, re- ducing or eliminating the need to fine-tune the LLM backbone when introducing new modalities remains an open challenge. Addressing this could significantly improve the scalability, adaptability, and deployment efficiency of multimodal language models. 9 Ethical Considerations TheA VS-QA dataset is derived entirely from pub- licly released egocentric datasets (Ego4D (Grau- man et al., 2022) and EPIC-Kitchens (Damen et al., 2018)) that include usage licenses permitting re- search redistribution. Our processing pipelinedoes not introduce new identity annotations, and we do not extract or distribute personally identifi- able metadata. A VS-QA contains synthetic ques- tion–answer pairs generated from visual, auditory, and sensor summaries, and no raw video, audio, or IMU recordings are included in the release. We follow best practices for anonymization and respect the original datasets’ ethical use guidelines. 10 Risk Statement Our multimodal language model integrates audio, visual, and sensor inputs to enhance reasoning, but it raises several concerns. First, misuse of MLLMs in surveillance, biometric inference, or manipula- tion of multi-sensory content raises ethical con- cerns regarding user privacy and consent, espe- cially when applied to egocentric or sensor-rich environments. Additionally, the interpretability of cross-modal reasoning remains limited, making it difficult to identify failure cases or mitigate halluci- nations across modalities. We recommend careful deployment of such systems with human oversight, ongoing auditing of training data sources, and fu- ture work on explainability and robust alignment to reduce these risks. References Marah Abdin, Jyoti Aneja, Hany Awadalla, Ahmed Awadallah, Ammar Ahmad Awan, Nguyen Bach, Amit Bahree, Arash Bakhtiari, Jianmin Bao, Harkirat Behl, and 1 others. 2024. Phi-3 technical report: A highly capable language model locally on your phone. arXiv preprint arXiv:2404.14219 . Josh Achiam, Steven Adler, Sandhini Agarwal, Lama Ahmad, Ilge Akkaya, Florencia Leoni Aleman, Diogo Almeida, Janko Altenschmidt, Sam Altman, Shyamal Anadkat, and 1 others. 2023. Gpt-4 techni- cal report. arXiv preprint arXiv:2303.08774 . Huda Alamri, Vincent Cartillier, Abhishek Das, Jue Wang, Anoop Cherian, Irfan Essa, Dhruv Batra, Tim K Marks, Chiori Hori, Peter Anderson, and 1 oth- ers. 2019. Audio visual scene-aware dialog. In Pro- ceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition , pages 7558–7567. Jean-Baptiste Alayrac, Jeff Donahue, Pauline Luc, Antoine Miech, Iain Barr, Yana Hasson, Karel Lenc, Arthur Mensch, Katherine Millican, Malcolm Reynolds, and 1 others. 2022. Flamingo: a visual language model for few-shot learning. Advances in neural information processing systems , 35:23716– 23736. Anas Awadalla, Irena Gao, Josh Gardner, Jack Hes- sel, Yusuf Hanafy, Wanrong Zhu, Kalyani Marathe, ix Yonatan Bitton, Samir Gadre, Shiori Sagawa, and 1 others. 2023. Openflamingo: An open-source framework for
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pretraining to n-modality by language-based semantic alignment. arXiv preprint arXiv:2310.01852 . Deyao Zhu, Jun Chen, Xiaoqian Shen, Xiang Li, and Mohamed Elhoseiny. 2023b. Minigpt-4: Enhancing vision-language understanding with advanced large language models. arXiv preprint arXiv:2304.10592 . xiv A More Related Works This section includes additional models, datasets, and encoder variants relevant to our work that were not cited in the related work of the main paper due to space constraints. We list them here for completeness and to acknowledge recent progress in MLLMs and sensor-grounded QA. Large Language Models . Mixtral (Jiang et al., 2024), Vicuna (Zheng et al., 2023b), Phi (Ab- din et al., 2024), OPT (Zhang et al., 2022), PaLM (Chowdhery et al., 2023) Sensor MLLMs . MentalLLM (Xu et al., 2024b), IMUGPT2.0 (Leng et al., 2024), Sen- sor2Text (Chen et al., 2024c), Penetrative AI (Xu et al., 2024a), PH-LLM (Cosentino et al., 2024), PHIA (Merrill et al., 2024) Feature Alignment . VLMo (Bao et al., 2022), FILIP (Yao et al., 2021), ALIGN (Li et al., 2021), ImageBind (Girdhar et al., 2023), CoCa (Yu et al., 2022), EgoVLPv2 (Pramanick et al., 2023), HiTeA (Ye et al., 2023), Mixed Q-Former (Wang et al., 2024) B A VS-QA Dataset Details B.1 Curation and Statistical Summary Dataset Curation Stages . In the Actor phase, we generated 387K question–answer pairs. The Evalu- ator filtered out 12.14% based on predefined con- straints. In the Critic phase, an additional 40K QA pairs were discarded based on aggregate scores from multiple critics. This results in a final dataset of 300K high-quality QA pairs used for training and evaluation. Distribution of Question Types .A VS-QA in- cludes four primary question types to support di- verse reasoning tasks: open-ended, close-ended, true/false, and multiple choice. Figure 4 shows the distribution of these four categories. “Oth- ers” category include instructional or dialogue- style prompts that do not fit traditional QA formats. This variety enables comprehensive benchmarking across free-form generation and structured predic- tion settings. Length Distribution of Questions and Answers . We analyze the word-length distributions of ques- tions and answers in A VS-QA to better understand their linguistic diversity. As shown in Figure 5, most questions are concise, with a mode around 9– 10 words and a long-tail distribution extending up to 40 words. This variation arises from the presence of both short, structured formats (e.g., true/false, Open-ended; 35% Close-ended; 27%True-False; 19%Multiple choice; 16%Others; 3%Figure 4: Distribution of question types in A VS-QA . The dataset includes a diverse mix of open-ended, close- ended, true/false, multiple choice, and other formats, supporting comprehensive evaluation settings. 0 10 20 30 40 Number of Words in a Question0100002000030000400005000060000Number of QuestionsWords in a Question Figure 5: Length of questions has some variation due to different types of questions. multiple choice) and more descriptive open-ended queries. Figure 6 shows that a large number of answers consist of a single word, primarily due to true/false and multiple choice formats. In contrast, close- ended and open-ended questions yield longer and more varied responses, contributing to a broad dis- tribution that peaks between 3–10 words and ex- tends
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beyond 25 words. These distributions high- light the reasoning and generation challenges posed byA VS-QA . License .A VS-QA is released under a CC-BY 4.0 license, along with the full generation pipeline, in- cluding prompts, templates, and filtering scripts. B.2 Quality Ranking via LLM Scoring To evaluate the quality of multi-modal (audio, video, sensor) question-answer pairs, we design xv 0 5 10 15 20 25 30 35 Number of Words in a Answer01000020000300004000050000Number of AnswersWords in a AnswerFigure 6: True/false and multiple choice questions often lead to one-word answers, while open-ended and close- ended formats yield a broader distribution of answer lengths. a set of five quality assessment axes. Each axis is rated on a 5-point Likert scale (1 = poor, 5 = excellent) by large language models (LLMs) using structured prompts: Answerability . Evaluates whether the question is answerable based on the provided multi-modal context. A high score indicates that the combined modalities contain sufficient and coherent informa- tion to support a correct and complete answer. Hallucination Robustness . Measures the extent to which the answer avoids introducing information not grounded in the provided modalities. Higher scores indicate reliable adherence to the multi- modal context, while lower scores reflect a greater risk of hallucination. Cross-Modal Grounding . Assesses the degree to which the answer integrates information across modalities (e.g., referencing audio to explain visual content). Higher scores reflect strong cross-modal coherence and accurate alignment with modality- specific cues relevant to the question. Specificity . Measures the level of detail and preci- sion in the answer relative to the question. Higher scores indicate clear, specific, and well-defined re- sponses that avoid vague or generic statements, offering informative and actionable insights. Relevance . Measures how directly the answer ad- dresses the intent and scope of the question. Higher scores indicate focused, contextually appropriate responses that are clearly aligned with the queried scenario and available modalities. Each QA pair is scored across the five axes by LLaV A-1.5(Liu et al., 2024a), Gemeni Pro (Team et al., 2023), Qwen-VL (Bai et al., 2023), GPT-4o(Achiam et al., 2023), LLaMA-3 (Grattafiori et al., 2024) in a zero-shot setting. We compute the final quality score by averaging the axis-level ratings. We discard QA pairs where ≥2 axes receive a score <3 from at least 3 of 5 LLMs. This threshold was chosen based on alignment with human judgment (see Appendix B.3). B.3 Human Evaluation We conducted a human evaluation on a randomly selected subset of 300 question-answer pairs from A VS-QA . Two expert annotators independently re- viewed each sample and assigned quality ratings based on the accompanying video, audio, and sen- sor data. Ratings follow the same 5-point Likert format as the LLM scorer. We categorized the pairs based on human agree- ment: Satisfied (both annotators rate ≥4),Okay (mixed rating: one ≥4, one <4), and Not Satisfied (both <4). We observe 81% Satisfied, 7% Okay, and 12% Not Satisfied. This aligns closely with the filtering per- formed by our LLM critic, which rejected 40K of the initial 340K QA pairs (11.76%), indicat- ing strong agreement between human
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and au- tomatic judgments. This suggests that our LLM- based scoring framework is a reliable proxy for human evaluation at scale. We recruited two annotators through internal advertisements at the host institution. Both male annotators were between 25–35 years old and had a basic understanding of large language models. Participation was voluntary, and no financial incen- tives were provided. B.4 Prompt for Dataset Curation We use a structured Actor–Evaluator–Critic pipeline for automatic generation and refinement of question–answer pairs. Figures 7–12 show the system and user prompts used at each stage of this pipeline. In the Actor phase , a language model is provided with multimodal scene descrip- tions—including audio, video, IMU data sum- maries, and human narration—and is prompted to generate diverse questions spanning open-ended, close-ended, multiple choice, and true/false for- mats. The prompt encourages context-aware and modality-specific reasoning (see Figures 7–8). In the Evaluator phase , a second model verifies the answerability, modality grounding, and factual correctness of each QA pair. The system prompt xvi I will provide you with 5 different pieces of information from different modalities (visual, audio, IMU) about a scene where someone performs some type of activity. The information contains:1. A narration for the entire scene2. Objects present in the scene, and their normalized bounding box as a list of tuples. 3. A summary of the scene from the audio describing the scene only hearing the audio.4. Statistical features from the IMU data for the accelerometer and gyroscope in the x, y, and z-axis.5. A human describing the activity.I want you to be a smart agent, imagine yourself present in the scene, and consider all the modalities to understand the entire scene. Now you have togenerate question-answer pairs of different types (e.g., open-ended, close-ended, multiple choice, True-False, etc.). The question-answers should require multi-step and complex reasoning to answer. Use one or multiple modality information to generate the questions and answers. Ensure that the knowledge and reasoning chains in the question are precise and sufficiently challenging, to the extent that only experts in the respective field can provide adequate responses.Here are some examples of different question-answer types:What is the person likely doing in the scene?Answer: The person is likely eating at the table, as there is a plate of <food_name>, and a <some_utencils>present.The person is actively cutting <object_name_1>, and a <object_name_2> is present. True or False?Answer: Cutting <object_name_1> True, but <object_name_2> is not present.Figure 7: System prompt used for generating ques- tions and answers in Actor phase. Please generate two question answers of each type of open-ended, close-ended, multiple choice and True-False. Generate five answers for each open-ended question and single answer for other type of questions. Give the output in a list of JSON format e.g., [{{“question”: ”Generated Question”, “answer_1”: “Generated Answer 1”, “answer_2”: “Generated Answer 2”, “question_type”: “question_type”}}, ….]. The “question_type” would be of one of these four types (open-ended, close-ended, multiple choice, True-False).Entire Scene Narration: {}Objects Present: {}Audio Description: {}IMU features: {}Human description: {} Figure 8: User prompt used for generating questions and answers in Actor phase. (Figure 9) outlines constraints regarding modality coverage, object
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grounding, and language consis- tency. The human prompt (Figure 10) ensures no hallucinated corrections are introduced—only local improvements to existing QA pairs. In the Critic phase, large language models are prompted to rate the quality of each generated question–answer pair using four dimensions: rel- evance, correctness, clarity, and depth. As shown in Figures 11–12, the system prompt instructs the model to consider all five available modality- specific inputs (narration, object list, audio sum- mary, IMU features, and human description) before assigning a score. The user prompt standardizes the response for- mat and explicitly prohibits speculative reason- ing or textual justification—ensuring consistent, I will provide you multiple questions and corresponding answers which were generated using 5 different pieces of information from different modalities (visual, audio, IMU) about a scene where someone performs some type of activity. The information contains1. A narration for the entire scene2. Objects present in the scene, and their normalized bounding box as a list of tuples. 3. A summary of the scene from the audio describing the scene only hearing the audio.4. Statistical features from the IMU data for the accelerometer and gyroscope in the x, y, and z-axis. 5. A human describing the activity.I will also provide you the five different information that were used.I want you to be a smart evaluator who can analyze the quality of generated questions and answer using the provided information from all modalities.You have tomake sure that the following constrains have been followed strictly. The question-answer pairs must meet the following constraints:1. MUST exclude terms like “according to the narration”, “according to the audio description,”, "Human narration", "based on scene description", "audio description", etcfrom both Questions and Answers. You should generate questions and answer them as if you are present in the scene and reason from one or more modalities.2. Question-answer pairs should be as diverse as possible.3. Only ask the questions that can be answered. If a question can not be answered from one modality try other modalities to answer that. For example, if something is not visible (obscure in visual modality) use audio or IMU to find the answer.4. The answers should be less than 30 words.5. When generating questions about any object, first make sure that the object is present in the "objects present" list or match with the entire scene narration.6. Use both human description and entire scene narration when describing the scene. if there is inconsistency between these two, prioritize human description.if the constraints are not met for any given question answer pair, update them accordingly and save them in a similar form in a jsonfile. DO NOT CHANGE QUESTIONS ENTIRELY, ONLY IMPROVE THEM. Additionally, do not add any co-ordinates.Figure 9: System prompt used for generating ques- tions and answers in Evaluator phase. The constraints ensure avoiding some phrases or groups of words to en- hance the quality of question-answer pairs. Please determine if the question-answer pair strictly follow the constraints based on the following five information:Entire Scene Narration: {}Objects Present: {}Audio Description: {}IMU features: {}Human description: {}Only output the updated question and answers.DO NOT MENTION ANY
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KEY IMPROVEMENTS IN THE OUTPUT OR ANY OTHER TEXT EXCEPT QUESTIONS AND ANSWERS. Figure 10: User prompt used for generating questions and answers in Evaluator phase. numerical evaluations across samples. Each QA pair receives two scores (one for the question, one for the answer), which are then aggregated across multiple critics to determine inclusion in the final dataset. QA pairs with low aggregate scores are discarded during the final curation step. This prompt engineering strategy supports di- verse and high-quality QA generation without human-in-the-loop authoring. xvii I will provide you multiple questions and corresponding answers which were generated using 5 different pieces of information from different modalities (visual, audio, IMU) about a scene where someone performs some type of activity. The information contains1. A narration for the entire scene2. Objects present in the scene, and their normalized bounding box as a list of tuples.3. A summary of the scene from the audio describing the scene only hearing the audio.4. Statistical features from the IMU data for the accelerometer and gyroscope in the x, y, and z-axis. 5. A human describing the activity.I will also provide you the five different information that were used.I want you to be a critic who can analyze the quality of generated questions and answer using the provided information from all modalities.You have toanalyze their relevance, clarity, depth and correctness. Based on these four criteria rate the quality of each questions and answers on a scale of 1-5.Figure 11: System prompt used for generating ques- tions and answers in Critic phase. Please rate the quality of questions and answers considering the relevance, correctness, clarity, and depth based on the following five information:Entire Scene Narration: {}Objects Present: {}Audio Description: {}IMU features: {}Human description: {}DO NOT OUTPUT THE ORIGINAL QUESTIONS AND ANSWER. OUTPUT ONLY THE QUALITY SCORE. DO NOT OUPUT ANY REASONING OR THOUGHT. Please generate the response in the form of a Python dictionary string with keys, 'Question', 'Answer’. For example, your response should look like this:{Question: 3.1, Answer: 4.8} Figure 12: User prompt used for generating questions and answers in Critic phase. C Additional Model Architecture Details C.1 LIMU-BERT Pre-Training As our sensor encoder, we employ LIMU- BERT (Xu et al., 2021), a multi-head attention- based encoder-decoder architecture. LIMU-BERT is a lightweight, BERT-inspired self-supervised representation learning model designed for mo- bile IMU (Inertial Measurement Unit) sens- ing applications. It processes unlabeled IMU data—accelerometer, gyroscope, and magnetome- ter readings—to learn generalizable features. The architecture incorporates a normalization and sen- sor fusion layer, followed by a transformer en- coder with cross-layer parameter sharing to reduce model size. It adopts a span-masking version of the Masked Language Modeling (MLM) task to learn both distributional and temporal patterns from the IMU sequences. We adopt the official LIMU- BERT implementation under the MIT license for research use.C.2 Unimodal Encoder Pre-Training We use the VideoLLaMA2 (Cheng et al., 2024b) codebase for pre-training the vision encoder. The encoder is initialized from a SigLIP checkpoint and fine-tuned with instructional video datasets in- cluded in the VideoLLaMA2 training suite. This setup enables the model to learn temporal
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and spatial reasoning over egocentric and exocentric scenes. The code is released under the Apache 2.0 license and used strictly for research purposes. C.3 Projection Layer Each modality-specific encoder output is projected to the LLM input dimension using a tailored strat- egy. The output of the audio encoder is projected through a two-layer multi-layer perceptron (MLP) to align with the LLM dimension. For the video encoder output, we use a spatio-temporal convolu- tional (STC) connector for spatio-temporal learn- ing of the video. STC connector uses RegStage (Radosavovic et al., 2020) with 3D convolution for downsampling the video output. We use a publicly available adaptation of the STC-connector in our implementation (Cheng et al., 2024b) under the license of Apache 2.0 for research purposes only. D Cross-Modal Mismatch Generation and Robustness Evaluation Cross-modal mismatch refers to the condition in which the semantic alignment between different input modalities—such as audio, video, and sensor streams—is disrupted. In real-world multi-modal systems, such mismatches frequently arise due to noise, missing data, or temporal desynchronization between modalities. Understanding and address- ing cross-modal mismatch is crucial for building robust models capable of effective reasoning across modalities. To systematically evaluate model robustness un- der such conditions, we introduce a synthetic cross- modal mismatch generation process. Given a clean multi-modal datapoint D={a, v, s}, where a,v, andsdenote the synchronized audio, video, and sensor streams respectively, we construct a per- turbed version D′={a′, v′, s′}by applying one or more of the following perturbations: Modality-Specific Noise Injection .: Gaussian or environmental noise is added to the audio aand/or video vstreams, degrading signal fidelity while preserving temporal structure. Temporal Reversal .: The temporal sequence of xviii Algorithm 1 Algorithm for generating Cross-Modal Mismatch 1:function GENERATE CROSS MODAL MISMATCH (D={a, v, s}) 2: Initialize D′={a′, v′, s′} ← { a, v, s} 3: Define Paudio← {ADDNOISE,REVERSE ,REPLACE WITHIRRELEVANT ,NOPERTURBATION } 4: Define Pvideo← {ADDNOISE,REVERSE ,REPLACE WITHIRRELEVANT ,NOPERTURBATION } 5: Define Psensor← {ADDJITTER ,REPLACE WITHIRRELEVANT ,NOPERTURBATION } 6: ifRandomChoice([True, False]) then 7: a′←RandomChoice( Paudio)(a) 8: else 9: a′←a 10: end if 11: ifRandomChoice([True, False]) then 12: v′←RandomChoice( Pvideo)(v) 13: else 14: v′←v 15: end if 16: ifRandomChoice([True, False]) then 17: s′←RandomChoice( Psensor )(s) 18: else 19: s′←s 20: end if 21: return D′={a′, v′, s′} 22:end function audio or video is reversed independently, altering the causal and sequential semantics of events. Sensor Perturbation .: Random noise or jitter is added to sensor streams (e.g., IMU data), simulat- ing faulty or low-resolution sensor readings. Modal Replacement .: One or more modalities (e.g., audio) are replaced with semantically irrel- evant counterparts sampled from other unrelated datapoints in the dataset, creating intentional cross- modal conflict. These perturbations simulate realistic mis- matches commonly encountered in egocentric and exocentric environments, such as microphone oc- clusion, corrupted video frames, or misaligned sen- sor logging. This synthetic mismatch generation enables controlled stress testing of multi-modal models, revealing their capacity to handle noisy, misaligned, or contradictory inputs across modal- ities. Algorithm 1 explains the process used for generating cross-modal mismatch. E Training and Implementation Details E.1 Dataset for Multistage Training Along with our in-house
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data ( A VS-QA ), we use publicly available datasets to train the video, au- dio, and sensor encoders. To pre-train the sensorencoder, we use epic kitchen (Damen et al., 2018), ego4D (Grauman et al., 2022),HHAR (Stisen et al., 2015), UCI-HAR (Reyes-Ortiz et al., 2016), Shoaib (Shoaib et al., 2014), Motion- Sense (Malekzadeh et al., 2019), PAMAP2 (Roggen et al., 2010) data. We use pre-trained SigLIP as our video encoder and then fine-tune it with datasets from videoLLama2 (Cheng et al., 2024b). Similarly, we use a pre-trained audio en- coder, Beats, and fine-tune it with WavCaps (Mei et al., 2024) datasets (Chen et al., 2022). We lever- age SensoCaps and OpenSQA (Imran et al., 2024) for the sensor pretraining part. Table 8 summarizes the dataset used at different stages of training. E.2 Hyperparameters for Training RAVEN has 8.5B parameters, including all the encoders, projection layers, QuART , and LLM backbone. Table 9 summarizes the key hyperpa- rameters used during training. E.3 Train-Test split For all publicly available datasets used during pre- training and fine-tuning, we adopt the official train– test splits provided by their respective authors. For our curated dataset, A VS-QA , we create a standard- ized train–test split to ensure consistent evaluation xix Table 8: Datasets used at each training stage of RAVEN .A VS-QA contributes to all three stages, enabling both sensor-text alignment and robust fine-tuning under cross-modal mismatch. Training stage Dataset #Pairs Modality-Text Pre-TrainingVision-TextInternVid-10M (Wang et al., 2023), WebVid-10M (Bain et al., 2021), Panda-70M (Chen et al., 2024b), VIDAL-10M (Zhu et al., 2023a), CC-3M (Changpinyo et al., 2021), DCI (Urbanek et al., 2024)12.2 M Audio-Text WavCaps (Mei et al., 2024) 400K Sensor-Text OpenSQA (Imran et al., 2024), SensorCaps (Imran et al., 2024) 205K Query-Token Alignment Joint-TrainingA VQA(Yang et al., 2022), A VSSD (Chen et al., 2020), MUSIC-A VQA (Li et al., 2022), A VSD (Alamri et al., 2019), A VS-QA403K Modal-Discrepency Aware Fine-TuningA VQA (Yang et al., 2022), A VSSD (Chen et al., 2020), MUSIC-A VQA (Li et al., 2022), A VSD (Alamri et al., 2019), A VS-QA510K Table 9: Key hyperparameters used in training RAVEN . Token counts reflect the number of input tokens per modality. We adopt a 6-layer transformer with 8 atten- tion heads, a LoRA rank of 4256, and use AdamW for optimization. Description Notation Value Number of audio tokens La 1496 Number of video tokens Lv 1352 Number of sensor tokens Ls 120 Embedding dimension E 3584 Number of total token L 2968 Numer of heads h 8 Number of encoder layer N 6 Each head dimension dk 448 Batch size (local/global) - 1/4 LoRA rank r 4256 Optimizer - AdamW Weight decay - 0.03 and reproducibility. To prevent data leakage and overfitting, we ensure the input sessions for curat- ingA VS-QA train and test split remain completely separated. The split files are publicly available in our GitHub repository https://github.com/ BASHLab/RAVEN/tree/main/avs-qa-dataset . F Evaluation Details F.1 Evaluation Baselines Video-LLaMA . Video-LLaMA extends LLaMA by incorporating frozen video encoders (TimeS- former, X-CLIP) to extract spatio-temporal fea- tures, which are linearly projected into the LLM
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input space. It is trained via instruction tuning and multi-modal supervised learning, enabling videocaptioning, question answering, and reasoning with generalization from few-shot examples. Video-LLaMA2 . Video-LLaMA-2 builds upon its predecessor by introducing spatio-temporal con- nectors, which better align video representations with the LLM input through a more structured fu- sion mechanism. Additionally, Video-LLaMA-2 leverages more powerful video encoders and larger training corpora, making it more robust for real- world multimodal applications. PandaGPT . PandaGPT integrates CLIP for visual features and BEATs for audio features, followed by a Q-Former to project them into the token space of a language model (Vicuna). PandaGPT supports multi-turn dialogue grounded in both visual and auditory content, enabling it to reason over video- audio-text contexts. Macaw-LLM . Macaw-LLM adopts a modular de- sign where a dedicated encoder process each modal- ity, and the features are fused into a shared em- bedding space for the language model. Inspired by BERT-style pretraining, Macaw-LLM supports tasks such as cross-modal retrieval, multimodal classification, and audio-visual QA. VideoChat . VideoChat introduces a video- grounded dialogue system that enables interactive conversations about dynamic visual content. It uses a pre-trained video encoder (like X-CLIP or Swin- BERT) to extract frame-wise representations and then aligns these with LLaMA through lightweight adapters. VideoChat supports both single-turn and multi-turn video QA, offering real-time conversa- tional abilities over video inputs. It was among the first open-source models to demonstrate effective temporal video grounding in LLM-based dialogue. VideoChatGPT . VideoChatGPT extends xx VideoChat by incorporating end-to-end video-LM alignment with improved temporal reasoning and multi-frame understanding. It utilizes a stronger video encoder and enhanced fusion modules (e.g., spatio-temporal attention layers) to feed richer video context into the LLM. V ALLEY . V ALLEY (VisuAL Langauge Learner with Large memorY) is designed for multi-modal memory-augmented video reasoning. It focuses on long-term memory alignment across video seg- ments and text, allowing the model to retain and reference past frames effectively during reasoning. V ALLEY combines a hierarchical visual encoder with a memory-enhanced transformer decoder that interacts with a language model, enabling it to han- dle long videos and multi-step reasoning tasks such as procedural understanding, storytelling, and tem- poral localization. VTimeLLM . VTimeLLM (Video-Time Language Model) focuses on temporal video understanding by aligning spatio-temporal features with natural language in a query-aware manner. It introduces a temporal reasoning module that captures the or- der, duration, and causality of events in video seg- ments. Using a dual-stream architecture with tem- poral attention and frame-level token sampling, VTimeLLM fuses visual and language information for downstream tasks such as video QA, moment retrieval, and video narration. A V-LLM . A V-LLM integrates auditory and visual modalities using CLIP for images/videos and Whis- per or BEATs for audio with a frozen LLaMA. It employs a cross-modal projection layer and lightweight adapters to fuse the modalities, en- abling zero-shot and instruction-tuned tasks like audio-visual QA, event description, and sound- source reasoning. A Vicuna . A ViCuna is a chat-centric audio-visual instruction-following model that combines audio and video features into a unified token stream for a conversational LLM based on
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Vicuna. It uses Q-Former modules to encode BEATs for audio and CLIP for video features, and feeds these to the LLM via a learned query-token bridge. OpenFlamingo . OpenFlamingo fuses a frozen CLIP-ViT with a pre-trained language model via a perceiver-style cross-attention module. The key innovation lies in its interleaved visual-text token interface, which allows the model to reason over multimodal sequences without further fine-tuning. OpenFlamingo supports tasks such as image cap- tioning, VQA, and multi-image reasoning in anefficient and instruction-following setting. SahreGPT4V . ShareGPT4V emphasizes the im- portance of caption quality in multimodal learn- ing, showing that even a modest amount of rich, semantically dense image-text pairs can signifi- cantly improve LMM performance. It uses GPT-4V to generate 100k captions and further extend the dataset to a 1.2m sample by using a caption model. ShareGPT4V is then fine-tuned with this caption dataset as a foundational MMLLM. MiniGPT-4 . MiniGPT-4 mimics GPT-4V’s capa- bilities using open components. It pairs a frozen CLIP-ViT with a Vicuna-based LLM via a linear projection layer, trained with a two-stage instruc- tion tuning pipeline. MiniGPT-4 achieves strong performance with low computational cost. BLIP-2.6 . BLIP-2.6 is an evolution of BLIP-2, further improving the alignment between vision encoders and LLMs using a multistage pretraining and fine-tuning strategy. It enhances the Q-Former mechanism and supports longer and denser vision- language interactions with better grounding fidelity. BLIP-2.6 shows improvements in instruction fol- lowing, fine-grained captioning, and long-context multimodal tasks while maintaining the zero-shot generalization strength of BLIP-2. InstructBLIP . InstructBLIP is an instruction- tuned extension of the BLIP-2 family, designed to align vision-language pretraining with task-specific prompts. It introduces a flexible prompting mecha- nism and uses a frozen vision encoder with a train- able Q-Former to bridge the modality gap to an LLM. F.2 Evaluation Datasets InternVid-10M . InternVid-10M is a large-scale video-text dataset comprising approximately 10 million video-caption pairs, designed to support pretraining of multimodal large language models. The videos are sourced from diverse domains, and the captions are refined to improve visual-textual alignment. WebVid-10M . WebVid-10M consists of 10 million video-text pairs harvested from web sources, partic- ularly short-form videos with associated metadata or alt-text. Although noisier than manually curated datasets, its sheer scale makes it valuable for video- language pretraining. Panda-70M . Panda-70M is a massive multimodal dataset containing over 70 million aligned video, audio, and text triplets. It is curated from open- domain videos, including instructional content, to xxi cover a wide variety of real-world scenarios. The dataset is designed for training models that re- quire joint understanding of video, audio, and lan- guage, enabling tasks such as multimodal reason- ing, audio-visual captioning, and cross-modal re- trieval at scale. Vidal-10M . VIDAL-10M is a curated dataset com- prising 10 million high-quality video-caption pairs aimed at enhancing temporal and contextual under- standing in multimodal models. It includes dense and descriptive captions aligned with diverse video domains, enabling robust pretraining for video- language models. VIDAL-10M emphasizes tempo- ral consistency and semantic diversity, supporting tasks like video QA, moment retrieval, and event understanding. CC-3M . CC-3M is a widely-used
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image-text dataset containing approximately 3 million image- caption pairs sourced from the web. The captions are filtered and cleaned alt-text annotations that loosely describe the visual content. While the de- scriptions can be noisy and lack fine-grained de- tail, it is valuable for large-scale vision-language pretraining, especially for image-text retrieval, cap- tioning, and contrastive representation learning. DCI. DCI is a dataset developed to improve instruction-following in vision-language models by pairing images with rich, instruction-style de- scriptions. The captions are generated using large language models guided by carefully de- signed prompts to increase informativeness and task relevance. DCI serves as a bridge between standard image-caption datasets and instruction- tuned models, supporting applications like visual instruction-following, grounded question answer- ing, and image-based reasoning. WavCaps . WavCaps is a large-scale audio-text dataset designed to enhance audio-language pre- training. It includes over 400,000 audio clips paired with captions, either collected from metadata or generated via model-based annotation pipelines. Covering a wide range of sound events—from speech and music to environmental and mechani- cal sounds—WavCaps supports tasks such as audio captioning, sound event detection, and cross-modal audio-text retrieval. SensorCaps . SensorCaps is a pioneering sensor- language dataset that pairs time-series data from inertial measurement units (IMUs) and other body- worn sensors with detailed natural language de- scriptions. Designed to support tasks like sensor captioning and multimodal grounding, SensorCapsbridges wearable sensing data with large language models. It enables multimodal LLMs to reason about human actions, physical context, and tempo- ral dynamics from sensor inputs. OpenSQA . OpenSQA is a benchmark dataset for sensor-based question answering, aiming to bring structured reasoning capabilities to models process- ing sensor time-series data. It includes labeled QA pairs grounded in sensor streams from IMU collected in real-world contexts. OpenSQA sup- ports open-ended and multiple-choice questions, making it a valuable testbed for evaluating sensor- to-text alignment and semantic understanding in multimodal models. A VSD . A VQA is a benchmark dataset specifically designed for evaluating audio-visual reasoning ca- pabilities in multimodal models. It includes videos paired with open-ended and multiple-choice ques- tions that require joint analysis of both visual con- tent and audio cues. A VQA challenges models to perform fine-grained audio-visual fusion for an- swering questions about actions, events, or contex- tual elements that span both modalities. A VSSD . A VSSD is a large-scale dataset contain- ing over 200,000 audio-video clips spanning 310 sound classes. Each clip is approximately 10 sec- onds long and is sourced from YouTube, covering a wide range of natural and human-made sounds. A VSSD supports weakly-supervised learning and cross-modal modeling, especially for tasks like sound classification, audio-visual event detection, and audio grounding in video. MUSIC-A VQA . MUSIC-A VQA is a specialized dataset designed for audio-visual question answer- ing in musical contexts, where questions require understanding of both the visual performance and the auditory output of musical instruments. It is built upon the MUSIC dataset, which includes iso- lated instrument performances. MUSIC-A VQA ex- tends MUSIC with over 7,000 QA pairs involving tasks such as instrument identification, sound lo- calization, source counting, and event timing. The questions
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are crafted to assess fine-grained audio- visual reasoning, where answers depend on spatial, temporal, and semantic alignment of what is seen and heard. A VQA . A VQA is a benchmark dataset specifically designed for evaluating audio-visual reasoning ca- pabilities in multimodal models. It includes videos paired with open-ended and multiple-choice ques- tions that require joint analysis of both visual con- tent and audio cues. A VQA challenges models to xxii {"role": "system","content": "You are an intelligent chatbot designed for evaluating the correctness of generative outputs for question-answer pairs. ""Your task is to compare the predicted answer with the correct answer and determine if they match meaningfully. Here's how you can accomplish the task:""------""##INSTRUCTIONS: ""-Focus on the meaningful match between the predicted answer and the correct answer.\n""-Consider synonyms or paraphrases as valid matches.\n""-Evaluate the correctness of the prediction compared to the answer."},{"role": "user","content":"Please evaluate the following video-based question-answer pair:\n\n"f"Question: {question}\n"f"CorrectAnswer: {answer}\n"f"PredictedAnswer: {pred}\n\n""Provide your evaluation only as a yes/no, coherence where coherence is a float value between 0 and 1 with 1 indicating the highest meaningful soundness of the predicted answer with given question, and score where the score is an integer value between 0 and 1, with 1 indicating the highest meaningful match. ""Please generate the response in the form of a Python dictionary string with keys 'binary_pred' 'coherence', and 'score', where value of 'binary_pred' isa string of 'yes' or 'no' , value of 'coherence' is in FLOAT not STRING and value of 'score' is in FLOAT, not STRING.""DO NOT PROVIDE ANY OTHER OUTPUT TEXT OR EXPLANATION. Only provide the Python dictionary string. ""For example, your response should look like this: {'binary_pred': 'yes', 'coherence': 0.79, 'score': 0.7}."}Figure 13: System and user prompt used to evaluate the generated answer quality. perform fine-grained audio-visual fusion for an- swering questions about actions, events, or contex- tual elements that span both modalities. EgoThink . EgoThink is a benchmark designed to evaluate the first-person perspective reasoning capabilities of vision-language models (VLMs). It comprises question-answer pairs derived from egocentric video clips, focusing on six core capa- bilities across twelve detailed dimensions. The dataset emphasizes tasks that require models to un- derstand and reason from a first-person viewpoint, such as anticipating future actions or interpreting personal experiences. Evaluations of eighteen pop- ular VLMs on EgoThink reveal that, while models like GPT-4V perform well in certain areas, there remains significant room for improvement in first- person perspective tasks. EgoThink serves as a valuable resource for advancing research in embod- ied artificial intelligence and robotics. F.3 Evaluation Metric Following previous work (Maaz et al., 2023), we leverage GPT-3.5-turbo to evaluate the generated answer quality. Figure 13 depicts the evaluation prompt.Table 10: Comparison of video encoders across three QA benchmarks. SigLIP consistently outperforms all ViT variants, demonstrating stronger temporal and vi- sual grounding for video-based question answering. Datasets Video EncoderMSVD- QAMSRVTT- QAActivityNet- QA ViT-B/16 65.7 51.4 45.9 ViT-L/14 67.3 53.7 47.2 ViT-H/14 67.5 54.2 47.5 SigLip 73.3 63.1 57.6 Table 11: Performance of audio encoders across QA datasets. BEATs achieves the highest accuracy on all benchmarks, surpassing Whisper variants in multimodal reasoning
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tasks. Datasets Audio EncoderMSVD- QAMSRVTT- QAActivityNet- QA Whisper-T 66.5 51.6 46.2 Whisper-B 67.7 53.1 47.4 Whisper-S 68.1 53.9 47.6 BEATs 73.3 63.1 57.6 LoRA rank Accuracy (%) 020406080 0 100 200 300AVSD MUSIC-QA AVSSD MSVD-QA ActivityNet-QA Figure 14: Impact of LoRA rank on QA accuracy across five benchmarks. Accuracy improves steadily with higher ranks, saturating near 256, indicating that moderate-rank adapters suffice for effective multimodal alignment and reasoning. G Ablation Study Effect of Modality Encoder . We investigate the influence of visual and audio encoder choices on model performance across three video QA bench- marks (Tables 10, 11). For vision, scaling standard ViT architectures from B/16 to H/14 yields only marginal improvements (e.g., +1.8% on MSVD- xxiii Table 12: Comparison of QuART with General Fusion Approaches. QuART performs better due to its token- level reasoning capabilities. Datasets Fusion Model A VSSDMSRVTT- QA Imagebind 27.8 27.8 MBT 64.1 – A VFIC – 19.4 QuART 70.2 63.1 QA), suggesting limited benefits from increasing model capacity alone. In contrast, substituting ViT with SigLip, a vision-language pretrained model leads to substantial performance gains (73.3 vs. 67.5 on MSVD-QA), demonstrating the impor- tance of cross-modal alignment during pretraining. On the audio side, scaling Whisper encoders from Tiny to Small results in modest improvements (e.g., +1.6% on MSVD-QA), but all Whisper variants are outperformed by BEATs, a model pretrained on diverse acoustic signals. Notably, BEATs achieves a +5.2% gain over Whisper-Small on MSVD-QA, highlighting the efficacy of domain-specific audio pertaining. LoRA Rank Selection . Figure 14 shows an ab- lation on LoRA rank. Lower ranks improve ef- ficiency but may limit representational capacity, while higher ranks offer greater adaptability at a higher cost. Performance peaks at r= 256 , indi- cating it provides the best trade-off between com- putational overhead and task effectiveness. Comparison of QuART with General Fusion Approaches . We compare QuART with state- of-the-art general-purpose fusion models (Image- Bind (Girdhar et al., 2023), MBT (Nagrani et al., 2021), and A VFIC (Nagrani et al., 2022)), which are not optimized for QA tasks. As shown in Ta- ble 12, QuART outperforms these models, high- lighting the benefit of QA-specific supervision and token-level fusion for effective reasoning. H Compute Cost and Environmental Impact We train our model using four NVIDIA A100 GPUs (80GB each) with a total CPU memory of 256GB. Evaluation is performed on four NVIDIA L40S GPUs (46GB each). Training runs for 120 hours with a local batch size of 1 and a global batch size of 4. We use a learning rate of 1×10−3forthe projection layers and 1×10−5for fine-tuning the encoder layers. We estimate the total energy consumption to be approximately 1,200 kWh, based on the aver- age power draw of an A100 system under mixed precision load. Following the ML CO 2emissions calculator (Lacoste et al., 2019), this corresponds to an estimated carbon footprint of 420 kgCO 2e when using the U.S. average energy mix. I Qualitative Results Figures 15 – 19 illustrate the performance of RAVEN across diverse real-world scenarios. While RAVEN demonstrates strong performance using only audio and visual inputs, the
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inclusion of sensor data consistently improves robustness and interpretability. In particular, 17 and 18 highlight how sensor in- formation enhances the correctness and relevance of both the predicted answer and its supporting ex- planation. Conversely, Figure 19 presents a failure case where the model, even with full audio-video- sensor input, fails to infer the correct task due to subtle contextual clues across modalities that might not clearly differentiate similar tasks, hindering ac- curate inference. xxiv Was the user actively cooking or stirring something in the pot on the stove? We observe a cooking setup with a spatula in the pot. Audio suggests no sound of stirring. IMU data con firms no hand or body movement , consistent with no stirring or shifting stance. Together, these cues verify that the user is not actively cooking, moving, and speaking during the activity.A pot on the stove with a spoon or spatula inside, indicating food preparation. However, without motion cues, it’s uncertain if the user is actively stirring or simply placed the utensil there earlier. There’s no indication of speaking or precise movement. Audio+V ideoAudio+V ideo+ Sensor Figure 15: Example illustrating the value of sensor input for activity disambiguation. Given the question “Was the user actively cooking or stirring something in the pot on the stove?” , the Audio+Video model observes a cooking scene but cannot confirm active engagement due to the absence of motion cues. In contrast, the Audio+Video+Sensor model leverages IMU data to detect a lack of body movement and integrates audio signals to confirm no stirring, allowing it to infer that the user is not actively cooking . What activity is the person likely engaged in? Audio+V ideoAudio+V ideo+ Sensor The person is likely washing dishes especially lathering a ladle in the kitchen sink. The sound of water running and dishes being washed with the presence of sink and bowl, and hand likely explain the activity. The person is lathering a ladle with hands in the kitchen sink. The IMU data confirms very small variance due to the person's less movement . Water running sound and low IMU movement suggest small washing activity. Figure 16: Example illustrating subtle activity disambiguation using multimodal reasoning. Given the question “What activity is the person likely engaged in?” , the Audio+Video model identifies dishwashing activity based on sink visibility and audio cues such as water flow. The Audio+Video+Sensor model enhances this understanding by incorporating IMU data, which reveals low hand and body movement . This confirms a controlled, repetitive action consistent with small-scale washing (e.g., lathering a ladle), demonstrating the added value of sensor input for refining temporal and motion-level interpretations. xxv Is the person involved in any other activities other than washing hands? Audio+V ideoAudio+V ideo+ Sensor The person is not likely doing any other activities other than washing hands . The presence of hand and water sound confirm washing hands. No other information is available to suggest other activities.The person is reaching for soap besides washing hands. While presence of hands and water running sound establish washing hands activities, sudden changes in IMU data
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suggest movement of the arm to reach for the soap . Figure 17: Example demonstrating the added value of sensor data in identifying subtle concurrent actions. Given the question “Is the person engaged in any other activities other than washing hands?” , the Audio+Video model detects only hand presence and water sounds, concluding that no other activities are evident. In contrast, theAudio+Video+Sensor model identifies a sudden IMU spike, indicating arm movement associated with reaching for soap–capturing a secondary action that is visually and acoustically ambiguous. What is the person doing with his bicycle? Audio+V ideoAudio+V ideo+ Sensor The person is likely talking with someone while standing near the bicycle . The person is not riding the bicycle as evident from the sound made by the person and as it is parked near the wall. The person might be adjusting the bike's tire pressure while conversing . The bicycle is parked in a sidewalk and constant changes in IMU data confirms a continuous movement happening in the scene. Figure 18: Example showcasing multimodal reasoning for fine-grained activity understanding. Given the question “What is the person doing with his bicycle?” , the Audio+Video model identifies that the person is not riding the bicycle and is likely talking nearby. In contrast, the Audio+Video+Sensor model captures continuous IMU fluctuations, suggesting active engagement , such as adjusting the bike’s tire pressure, demonstrating the added interpretive power of sensor input. xxvi Was the person washing dishes or putting the bowl in the sink? Audio+V ideoAudio+V ideo+ Sensor The person was washing dishes as evident from the bowl, sink, towel, and bottle. Audio also confirms water running sound in the background. Thus the person is most likely washing dishes.The person might be washing dishes as sink, bowl, and bottle are present. Imu data confirms some movement likely due to washing dishes. Water running sound also could be heard in the background. Figure 19: Example illustrating confirmatory reasoning across modalities. Given the question “Was the person washing dishes or putting the bowl in the sink?” , the Audio+Video model infers dishwashing based on visible objects (bowl, sink, towel) and background water sounds. The Audio+Video+Sensor model tries to strengthen this conclusion with IMU evidence from the wrong source, inconsistent with washing actions , reinforcing the activity label through motion-based verification. xxvii
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arXiv:2505.17116v1 [cs.CL] 21 May 2025Comparative Evaluation of Prompting and Fine-Tuning for Applying Large Language Models to Grid-Structured Geospatial Data Akash Dhruv1Yangxinyu Xie1 2Jordan Branham3Tanwi Mallick1 Abstract This paper presents a comparative study of large language models (LLMs) in interpreting grid- structured geospatial data. We evaluate the per- formance of a base model through structured prompting and contrast it with a fine-tuned vari- ant trained on a dataset of user-assistant interac- tions. Our results highlight the strengths and lim- itations of zero-shot prompting and demonstrate the benefits of fine-tuning for structured geospa- tial and temporal reasoning. 1. Introduction Geospatial datasets are essential for weather forecasting and resilience planning. They provide key variables such as temperature, precipitation, wind, and humidity, orga- nized over structured grids indexed by latitude and longi- tude. These datasets support a wide range of applications, from infrastructure design to emergency preparedness. The data originate from diverse sources, including ground- based observations, satellite retrievals, reanalysis products, and numerical models. Reanalysis datasets such as ERA5 (Hersbach et al., 2020) and MERRA-2 (Gelaro et al., 2017) combine observations with physical models to produce co- herent, gap-filled time series. Others, like CHIRPS (Funk et al., 2015) and APHRODITE (Yatagai et al., 2012), use statistical methods to estimate values in regions where direct measurements are sparse. Satellite products offer broad spatial coverage but often require careful calibration, and high-resolution atmospheric models, such as WRF1, simulate physical processes to generate detailed, gridded outputs for both forecasting and weather projections. Although structurally regular, these datasets present sig- 1Mathematics and Computer Science, Argonne National Lab- oratory, Lemont, IL, USA2The Wharton School, University of Pennsylvania, Philadelphia, PA, USA3Decision and Infrastruc- ture, Argonne National Laboratory, Lemont, IL, USA. Correspon- dence to: Akash Dhruv <>. Preprint Under Review 1https://github.com/wrf-model/WRFnificant challenges for integration into modern AI work- flows. They are typically represented as multidimensional arrays or tables indexed by space and time, making them difficult for standard foundation models to parse, interpret, and reason over due to their dense numerical content and complex spatiotemporal dependencies. More importantly, they differ substantially from the natural language formats that large language models (LLMs) are designed to pro- cess. Training LLMs directly on large volumes of nu- merical weather data is impractical due to memory limi- tations, restricted context windows, and inefficiencies that arise from learning without structure-aware encoding. To date, most LLM applications in science have focused on text-centric domains such as biomedicine and code genera- tion (Dhruv & Dubey, 2025). Spatially organized scientific data, including atmospheric datasets, have received less at- tention. These datasets rely on spatial relationships, phys- ical units, and exact numerical values, which are difficult to represent in plain text or linear sequences. Nonetheless, recent research is beginning to address this gap. Google’s work on geospatial foundation models (Google Research, 2025) and hybrid approaches that combine LLMs with spa- tial encoders (Symufolk, 2025) point to promising direc- tions. However, effectively preserving the spatial struc- ture and physical integrity of atmospheric data within LLM frameworks remains an open problem. This challenge becomes evident when integrating datasets like ClimRR2, which are designed to
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support urban plan- ning and hazard adaptation across the United States, into agentic LLM workflows for deployment in GPT-like chat interfaces. ClimRR provides projections of extreme tem- perature, precipitation, wind speed, humidity, and fire weather indices under two Representative Concentration Pathways (RCP 4.5 and 8.5). Generated using WRF, the dataset presents a tabular representation of atmospheric variables indexed by unique crossmodel tags correspond- ing to spatial locations across the U.S. This makes ClimRR an ideal test case for evaluating how effectively LLMs can interpret real-world gridded atmospheric data. In agentic workflows, where multiple specialized models 2https://climrr.anl.gov 1 Comparative Evaluation of Prompting and Fine-Tuning for Applying LLMs to Grid-Structured Geospatial Data operate in coordination, small models with fewer param- eters (8B or less) are particularly advantageous. They provide a favorable balance between performance and re- source efficiency, enabling deployment across many tasks without exceeding memory or computational limits. Rely- ing on ever-larger models to ingest raw data would compro- mise one of the key benefits of LLMs in these workflows: their ability to remain lightweight, modular, and adaptable. In this study, we investigate how LLMs can be adapted to reason over structured datasets like ClimRR. We ex- plore both prompt-based and fine-tuned approaches, tar- geting tasks such as value extraction, scenario compar- ison, and domain-informed interpretation. Building on an earlier work with WildfireGPT (Xie et al., 2025a;b), which focused on spatial reasoning for wildfire risk, we expand our scope to a wider set of atmospheric vari- ables and to the broader challenge of scientific reason- ing grounded in spatial context. Our approach emphasizes small, open-source models with low parameter count, such as LLaMA 3.1 8B (Grattafiori et al., 2024), to support fast inference, low-latency responses, and scalable deployment. These lightweight models enable fast responses for time- sensitive tasks like early warnings and situational assess- ments, while supporting efficient deployment and integra- tion into domain-specific decision-support tools. 2. Problem Setting and Dataset Our central research question is whether large language models can meaningfully interpret and reason over spa- tially and temporally structured geospatial data, as out- lined in the previous section. Unlike typical LLM tasks fo- cused primarily on natural language, this challenge requires understanding complex spatial relationships and tempo- ral patterns that characterize atmospheric datasets and the physical processes they represent. To systematically investigate LLM capabilities on such data, we define a set of core tasks for the models: (1) Answering user queries about specific grid cells using provided input context; (2) Distinguishing between mid- century and end-century timeframes; (3) Summarizing weather trends relative to user-specified regions such as states or counties; (4) Providing information for one or both emissions scenarios (RCP 4.5 and RCP 8.5), depending on the query. To support these tasks, we developed a curated dataset of structured JSON records, each simulating a user query paired with relevant data and a reference answer. Each record includes: (1) A unique grid cell identi- fier (e.g., R073C493) corresponding to a location within the continental U.S.; (2) Atmospheric variables spanning three time periods: historical (1971–2000), mid-century(2041–2070), and end-century (2071–2100); (3) Projec- tions under
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both RCP 4.5 and RCP 8.5 emissions scenar- ios, along with regional aggregates; (4) A ground-truth re- sponse combining precise value extraction with natural lan- guage interpretation. This dataset was generated via a semi-automated pipeline that queries the original ClimRR data source, extracts relevant variables for selected grid cells and time periods, and produces question-answer pairs based on predefined templates. We then used GPT-4 to in- troduce linguistic variation by rephrasing queries and re- sponses, helping to remove template-induced patterns and increase diversity. This approach enables the creation of a large, consistent dataset that preserves the complex spa- tial and temporal structure of the original data. Currently, the dataset comprises approximately 120 examples cover- ing a range of queries from simple value retrieval to sce- nario comparison. Figure 1 illustrates how this dataset sup- ports interaction on the ClimRR web interface, where a user selects a region and queries an LLM about specific grid cells. These interactions rely on the structured JSON format described above and form the foundation for evalu- ating model performance across several core tasks: •Variable Retrieval : Can the model correctly extract the value of a specified variable for a given grid cell and time period? •Trend Analysis : Can it summarize how a variable changes over time within a spatial context? •Scenario Comparison : Can it identify and describe differences between emissions scenarios (RCP 4.5 vs. RCP 8.5)? •Contextual Interpretation : Can it understand a user query and provide context about minima or maxima of projections relative to the relevant region? It is important to note that the extraction of precise grid cell values and preparation of input context are handled by a separate supervising system outside the LLM under eval- uation. Our focus is to test whether, given a user query and relevant input, the LLM can accurately extract correct values with units and deliver appropriate, domain-aligned answers. Standard LLM tokenization and training approaches strug- gle with structured scientific data because numbers are treated as opaque tokens and spatial relationships are flat- tened. Our dataset bridges this gap, enabling rigorous eval- uation of LLMs’ ability to handle structured, spatially in- dexed, and numerically precise data. Overall, this framework establishes a benchmark to as- sess LLM performance on relevant tasks that require spa- tial awareness, numerical accuracy, and scientific inter- 2 Comparative Evaluation of Prompting and Fine-Tuning for Applying LLMs to Grid-Structured Geospatial Data Figure 1. Schematic showing the mapping of gridded ClimRR data over United States. Each grid cell is assigned an alphanumeric tag (e.g., R073C493) and contains atmospheric variable values in tabular form. These values can be transformed into a user–input–assistant format suitable for prompting and fine-tuning the language model. pretability, capabilities essential for real-world applications in weather resilience and adaptation planning. 3. Prompting Methodology We began our evaluation by testing how well a base LLM (without any task-specific fine-tuning) could rea- son over structured inputs when guided by carefully de- signed prompts. This approach reflects a realistic use case where users interact with off-the-shelf LLMs through natu- ral language queries supplemented by structured data.
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Each prompt consisted of two components: • A structured input block containing grid-indexed data for a single cell, including historical values, projec- tions under RCP 4.5 and RCP 8.5 scenarios, and fluc- tuations relative to the region (state, county, etc.) ag- gregate. • A natural language user query requesting specific in- formation, such as projected values, temporal trends, or scenario comparisons. We constructed a suite of prompt templates and evalu- ated model performance on a test subset comprising 10% of the dataset. Even without fine-tuning, the base model demonstrated promising capabilities. It reliably extracted values from JSON-style inputs and answered straightfor- ward questions about specific locations and time periods. In many cases, it successfully compared emissions scenar- ios and identified temporal trends. However, several limi- tations were observed: • The model occasionally introduced rounding or inter- polation errors, resulting in minor discrepancies com- pared to source data. • It sometimes ignored units of the physical quantities, and provided ambiguous response when asked to pro-vide comparative data related to overall region (state, county, etc.). • When the user query did not specify an emissions sce- nario, the model often defaulted to a single, arbitrary scenario without including both RCP 4.5 and 8.5 or clearly indicating which one it was referencing. These findings suggest that while structured prompting en- ables basic data retrieval and comparison, it falls short in delivering consistent contextual fluency and robust scien- tific synthesis. Nonetheless, the base model’s performance on cleanly structured prompts establishes a valuable base- line and indicates that further gains are achievable through fine-tuning and improved data representation strategies. 4. Fine-Tuning and Experimental Design To enhance model performance, we fine-tuned a 8B pa- rameter open-weight LLaMA 3.1 (Grattafiori et al., 2024; Touvron et al., 2023) language model using approximately 100 user–input–assistant examples. Each example was de- signed to teach the model to: (1) Interpret grid-specific weather projections; (2) Compare historical and future sce- narios (e.g., RCP4.5 vs. RCP8.5); and (3) Generate con- textually accurate and numerically grounded responses. Fine-tuning used parameter-efficient Low-Rank Adapta- tion (LoRA) (Hu et al., 2021) via the Unsloth-AI API (Daniel Han & team, 2023), with rank 8 and scaling fac- tor 16 to update a small subset of parameters. 8-bit quan- tization with BitsAndBytes (Dettmers et al., 2022) re- duced memory usage, while mixed precision training with bfloat16 improved efficiency and stability (Micikevicius et al., 2018). Inputs were fixed at 2048 tokens (Vaswani et al., 2023), and training used small batches with gra- dient accumulation (effective batch size of 8) (Ott et al., 2018). Optimization employed AdamW (Loshchilov & Hutter, 2019) with cosine decay and warm-up (Loshchilov & Hutter, 2017). Training was monitored using Weights 3 Comparative Evaluation of Prompting and Fine-Tuning for Applying LLMs to Grid-Structured Geospatial Data Figure 2. Comparison of reference outputs with responses from the base and fine-tuned models to user queries, highlighting differences (shown in red) in accuracy and reasoning. These examples illustrate common ambiguities in base model responses to geospatial climate queries, including challenges in referencing correct RCP scenarios, handling measurement units, and making accurate regional compar-
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isons. In contrast, fine-tuned models show improved alignment with reference answers across all categories, demonstrating an enhanced understanding of domain-specific nuances. & Biases (wandb)3for reproducibility. The resulting fine- tuned model exhibited improved spatial reasoning and ro- bustness in producing value-aware responses grounded in the underlying data. The GitHub repository containing our training scripts and datasets is publicly available4. 5. Comparative Evaluation Model Similarity Score Accuracy Score Base Model 0.8335 0.2889 Finetuned Model 0.8954 1.0 Table 1. Summarizes model performance, showing that the base model achieves moderate semantic similarity but low accuracy due to frequent errors in values, units, and scenario interpreta- tion. In contrast, the fine-tuned model achieves higher similarity and accuracy, indicating precise and consistent outputs. Table 1 compares the base and fine-tuned LLMs using co- sine similarity (semantic alignment) and accuracy (exact value correctness). We calculated semantic similarity using the all-MiniLM-L6-v2 model from SentenceTransformer library, comparing sentence embeddings of model outputs and reference responses via cosine similarity. For accuracy, we wrote a Python script that used regex to extract key el- ements grid cell, variable, units, RCP scenario, and values from each response. We assigned scores based on exact 3https://wandb.ai 4https://github.com/Lab-Notebooks/ARAIA-Model- Finetuning(1.0), partial (0.5), or no match (0.0), and computed an average accuracy score with equal weighting across com- ponents. The base model achieved a similarity of 0.8335 and low accuracy (0.2889), indicating general understand- ing but frequent numeric or scenario-related errors. These included inconsistent emissions handling, unit confusion, and rounding. Fine-tuning significantly improved both similarity and score to 0.8954 and 1.0 respectively, showing better ex- traction of exact values, scenario awareness, and unit con- sistency. While structured prompts alone enabled ba- sic reasoning, fine-tuning was essential for high-precision, domain-aligned answers. A comparison of select results in shown in Figure 2. 6. Conclusion and Future Work Our study demonstrates that LLMs can effectively rea- son over structured data when guided by well-designed prompts and fine-tuned on task-relevant examples. The base model showed initial promise but lacked consistency in handling emissions scenarios, units, and precise values. Fine-tuning substantially improved performance across all key metrics. Looking ahead, we plan to broaden the dataset to include more complex and nuanced queries. We are also devel- oping a real-time agentic workflow where an external sys- tem extracts relevant data from the ClimRR API, and the 4 Comparative Evaluation of Prompting and Fine-Tuning for Applying LLMs to Grid-Structured Geospatial Data LLM interprets it on demand. This will support interac- tive, location-aware weather exploration for applications in planning, resilience, and public engagement. 7. Acknowledgments The submitted manuscript has been created by UChicago Argonne, LLC, Operator of Argonne National Laboratory (“Argonne”). Argonne’s work was supported by the U.S. Department of Energy, Grid Deployment Office, under contract DE-AC02-06CH11357. The U.S. Government retains for itself, and others acting on its behalf, a paid-up nonexclusive, irrevocable world- wide license in said article to reproduce, prepare deriva- tive works, distribute copies to the public, and perform publicly and display publicly, by or on behalf of the Government. The Department of Energy will provide public access to these results of federally sponsored
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re- search in accordance with the DOE Public Access Plan. http://energy.gov/downloads/doe-public-access-plan. References Daniel Han, M. H. and team, U. Unsloth, 2023. URL http://github.com/unslothai/unsloth . Dettmers, T., Lewis, M., Shleifer, S., and Zettlemoyer, L. 8-bit optimizers via block-wise quantization, 2022. URL https://arxiv.org/abs/2110.02861 . Dhruv, A. and Dubey, A. Leveraging large language mod- els for code translation and software development in sci- entific computing, 2025. URL https://arxiv.or g/abs/2410.24119 . Funk, C., Peterson, P., Landsfeld, M., Pedreros, D., Verdin, J., Shukla, S., Husak, G., Rowland, J., Harrison, L., Hoell, A., and Michaelsen, J. The climate hazards in- frared precipitation with stations—a new environmental record for monitoring extremes. Scientific Data , 2(1): 150066, 2015. ISSN 2052-4463. doi: 10.1038/sdata.20 15.66. URL https://doi.org/10.1038/sdat a.2015.66 . Gelaro, R., McCarty, W., Su ´arez, M. J., Todling, R., Molod, A., Takacs, L., Randles, C. A., Darmenov, A., Bosilovich, M. G., Reichle, R., Wargan, K., Coy, L., Cul- lather, R., Draper, C., Akella, S., Buchard, V ., Conaty, A., da Silva, A. M., Gu, W., Kim, G.-K., Koster, R., Lucchesi, R., Merkova, D., Nielsen, J. E., Partyka, G., Pawson, S., Putman, W., Rienecker, M., Schubert, S. D., Sienkiewicz, M., and Zhao, B. The modern-era retro- spective analysis for research and applications, version 2 (merra-2). Journal of Climate , 30(14):5419 – 5454, 2017. doi: 10.1175/JCLI-D-16-0758.1. URL https://journals.ametsoc.org/view/journals /clim/30/14/jcli-d-16-0758.1.xml . Google Research. Geospatial reasoning: Unlocking in- sights with generative ai and multiple foundation mod- els.https://research.google/blog/geosp atial-reasoning-unlocking-insights-w ith-generative-ai-and-multiple-found ation-models/ , 2025. Grattafiori, A., Dubey, A., Jauhri, A., Pandey, A., Kadian, A., Al-Dahle, A., Letman, A., Mathur, A., Schelten, A., Vaughan, A., et al. The llama 3 herd of models. arXiv preprint arXiv:2407.21783 , 2024. Hersbach, H., Bell, B., Berrisford, P., Hirahara, S., Hor´anyi, A., Mu ˜noz-Sabater, J., Nicolas, J., Peubey, C., Radu, R., Schepers, D., Simmons, A., Soci, C., Ab- dalla, S., Abellan, X., Balsamo, G., Bechtold, P., Biavati, G., Bidlot, J., Bonavita, M., De Chiara, G., Dahlgren, P., Dee, D., Diamantakis, M., Dragani, R., Flemming, J., Forbes, R., Fuentes, M., Geer, A., Haimberger, L., Healy, S., Hogan, R. J., H ´olm, E., Janiskov ´a, M., Kee- ley, S., Laloyaux, P., Lopez, P., Lupu, C., Radnoti, G., de Rosnay, P., Rozum, I., Vamborg, F., Villaume, S., and Th´epaut, J.-N. The era5 global reanalysis. Quarterly Journal of the Royal Meteorological Society , 146(730): 1999–2049, 2020. doi: https://doi.org/10.1002/qj.3803. URL https://rmets.onlinelibrary.wile y.com/doi/abs/10.1002/qj.3803 . Hu, E. J., Shen, Y ., Wallis, P., Allen-Zhu, Z., Li, Y ., Wang, S., Wang, L., and Chen, W. Lora: Low-rank adaptation of large language models, 2021. URL https://arxi v.org/abs/2106.09685 . Loshchilov, I. and Hutter, F. Sgdr: Stochastic gradient de- scent with warm restarts, 2017. URL https://arxi v.org/abs/1608.03983 . Loshchilov, I. and Hutter, F. Decoupled weight decay reg- ularization, 2019. URL https://arxiv.org/ab s/1711.05101 . Micikevicius, P., Narang, S., Alben, J., Diamos, G., Elsen, E., Garcia, D., Ginsburg, B., Houston, M., Kuchaiev, O., Venkatesh, G., and Wu, H. Mixed precision training, 2018. URL https://arxiv.org/abs/1710.0 3740 . Ott, M., Edunov, S., Grangier, D., and Auli, M. Scaling neural machine translation, 2018. URL https://ar xiv.org/abs/1806.00187 . Symufolk. Llms for climate data analytics. https://sy mufolk.com/llm-for-climate-data-analy tics/ , 2025.
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5 Comparative Evaluation of Prompting and Fine-Tuning for Applying LLMs to Grid-Structured Geospatial Data Touvron, H., Lavril, T., Izacard, G., Martinet, X., Lachaux, M.-A., Lacroix, T., Rozi `ere, B., Goyal, N., Hambro, E., Azhar, F., Rodriguez, A., Joulin, A., Grave, E., and Lam- ple, G. Llama: Open and efficient foundation language models, 2023. URL https://arxiv.org/abs/ 2302.13971 . Vaswani, A., Shazeer, N., Parmar, N., Uszkoreit, J., Jones, L., Gomez, A. N., Kaiser, L., and Polosukhin, I. Atten- tion is all you need, 2023. URL https://arxiv.or g/abs/1706.03762 . Xie, Y ., Jiang, B., Mallick, T., Bergerson, J. D., Hutchi- son, J. K., Verner, D. R., Branham, J., Alexander, M. R., Ross, R. B., Feng, Y ., Levy, L.-A., Su, W., and Tay- lor, C. J. Wildfiregpt: Tailored large language model for wildfire analysis, 2025a. URL https://arxiv. org/abs/2402.07877 . Xie, Y ., Jiang, B., Mallick, T., Bergerson, J. D., Hutchi- son, J. K., Verner, D. R., Branham, J., Alexander, M. R., Ross, R. B., Feng, Y ., et al. A rag-based multi-agent llm system for natural hazard resilience and adaptation. arXiv preprint arXiv:2504.17200 , 2025b. Yatagai, A., Kamiguchi, K., Arakawa, O., Hamada, A., Yasutomi, N., and Kitoh, A. Aphrodite: Constructing a long-term daily gridded precipitation dataset for asia based on a dense network of rain gauges. Bulletin of the American Meteorological Society , 93(9):1401–1415, 2012. doi: 10.1175/BAMS-D-11-00122.1. URL https://doi.org/10.1175/BAMS-D-11-0 0122.1 . 6
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From Tokens to Thoughts: How LLMs and Humans Trade Compression for Meaning Chen Shani Stanford University cshani@stanford.eduDan Jurafsky Stanford University jurafsky@stanford.edu Yann LeCun New York University, Meta - FAIRRavid Shwartz-Ziv New York University, Wand.AI Abstract Humans organize knowledge into compact categories through semantic compres- sion by mapping diverse instances to abstract representations while preserving meaning (e.g., robin andblue jay are both birds ; most birds can fly ). These concepts reflect a trade-off between expressive fidelity and representational simplicity. Large Language Models (LLMs) demonstrate remarkable linguistic abilities, yet whether their internal representations strike a human-like trade-off between compression and semantic fidelity is unclear. We introduce a novel information-theoretic framework, drawing from Rate-Distortion Theory and the Information Bottleneck principle, to quantitatively compare these strategies. Analyzing token embeddings from a di- verse suite of LLMs against seminal human categorization benchmarks, we uncover key divergences. While LLMs form broad conceptual categories that align with human judgment, they struggle to capture the fine-grained semantic distinctions crucial for human understanding. More fundamentally, LLMs demonstrate a strong bias towards aggressive statistical compression, whereas human conceptual systems appear to prioritize adaptive nuance and contextual richness, even if this results in lower compressional efficiency by our measures. These findings illuminate critical differences between current AI and human cognitive architectures, guiding pathways toward LLMs with more human-aligned conceptual representations. 1 Introduction: The Enigma of Meaning in Large Language Models “The categories defined by constructions in human languages may vary from one language to the next, but they are mapped onto a common conceptual space , which represents a common cognitive heritage, indeed the geography of the human mind.” –Croft [2001] p. 139 The human capacity for concept formation is a cornerstone of intelligence, enabling us to manage information overload by deriving meaning from complex signals. We achieve this by identifying essential features and compressing experiences into cognitively tractable summaries [Murphy, 2004]. This conceptual architecture, often hierarchical (e.g., a robin is abird, an animal [Rosch et al., 1976]), is a powerful semantic compression: diverse instances are mapped to compact representations. Crucially, this process balances representational efficiency (compression) with the preservation of essential semantic fidelity (meaning), a trade-off fundamental to learning and understanding. Preprint. Under review.arXiv:2505.17117v2 [cs.CL] 26 May 2025 Large Language Models (LLMs) exhibit striking capabilities in processing and generating human language, performing tasks that often appear to require deep semantic understanding [Singh et al., 2024, Li et al., 2024]. Despite this, a fundamental enigma persists: Do LLMs truly grasp concepts and meaning analogously to humans, or is their success primarily rooted in sophisticated statistical pattern matching over vast datasets? This question is particularly salient given the human ability to effortlessly distill extensive input into compact, meaningful concepts, a process governed by the inherent trade-off between informational compression and semantic fidelity [Tversky, 1977, Rosch, 1973b]. As the mental scaffolding of human cognition, concepts enable efficient interpretation, generalization from sparse data, and rich communication. For LLMs to transcend surface-level mimicry and achieve more human-like understanding, it is critical to investigate how their internal representations navigate the crucial trade-off between information compression and the
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preservation of semantic meaning . Do LLMs develop conceptual structures mirroring the efficiency and richness of human thought, or do they employ fundamentally different representational strategies? To address this, we introduce a novel quantitative methodology rooted in information theory. We develop and apply a framework drawing from Rate-Distortion Theory [Shannon, 1948] and the Information Bottleneck principle [Tishby et al., 2000] to systematically compare how LLMs and human conceptual structures balance representational complexity (compression) with semantic fidelity. As a crucial human baseline, we leverage seminal datasets from cognitive psychology detailing human categorization [Rosch, 1973a, 1975, McCloskey and Glucksberg, 1978]. A contribution of this work is the digitization and public release of these classic datasets, which offer benchmarks of high empirical rigor often exceeding modern crowdsourced alternatives. Our framework is tailored to dissect how these different systems navigate the compression-meaning trade-off. Our comparative analysis across a diverse suite of LLMs reveals divergent representational strategies. While LLMs generally form broad conceptual categories aligned with human judgment, they often fail to capture the fine-grained semantic distinctions pivotal to human understanding. More critically, we uncover a stark contrast in priorities: LLMs exhibit a strong drive towards aggressive statistical compression, whereas human conceptual systems appear to favor adaptive nuance and contextual richness, even at a potential cost to sheer compressional efficiency by our measures. This divergence underscores fundamental differences and informs pathways for developing AI with more human- aligned conceptual understanding. 2 Research Questions and Scope Advancing AI beyond pattern matching towards deeper semantic understanding hinges on whether LLMs develop conceptual structures analogous to human cognition. Human concepts efficiently bal- ance semantic richness with cognitive manageability, a trade-off between meaning and informational compression. This paper investigates if and how LLMs replicate this fundamental balance. Prior work has explored the conceptual landscape of LLMs, including their grasp of relational knowledge [Shani et al., 2023], methods for extracting interpretable concepts [Hoang-Xuan et al., 2024, Maeda et al., 2024], emergent representations via sparse activations [Li et al., 2024], em- bedding geometry concerning hierarchies [Park et al., 2024], and autoregressive concept prediction [Barrault et al., 2024]. While insightful, these studies often lack a deep, quantitative comparison of thecompression-meaning trade-off using an information-theoretic lens benchmarked against rich human cognitive data, or they may not ground concept definitions in established cognitive theory. Consequently, a rigorous comparative evaluation of how LLMs and humans balance representational efficiency with semantic fidelity remains a key open area. Separately, cognitive science has applied information theory to human concept learning [Imel and Zaslavsky, 2024, Tucker et al., 2025, Wolff, 2019, Sorscher et al., 2022], yet typically without connecting to modern AI models. This work aims to bridge this gap by integrating cognitive psychology, information theory, and modern NLP. We pose three central research questions to guide our investigation: [RQ1]: To what extent do concepts emergent in LLMs align with human-defined conceptual categories? [RQ2]: Do LLMs and humans exhibit similar internal geometric structures within these concepts, especially concerning item typicality? 2 [RQ3]: How do humans and LLMs differ in their strategies for balancing representational compression with the preservation of semantic fidelity
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when forming concepts? These three questions steer our investigation, which approaches each through the unifying lens of the information-theoretic framework detailed in Section 4. RQ1 begins by examining the alignment of broad conceptual categories, a key aspect of how information is compressed. RQ2 then delves into the finer-grained internal structures of these categories, probing the preservation of semantic nuances such as item typicality. Building on these analyses, RQ3 employs the full framework to comprehensively compare how LLMs and humans may divergently optimize the overall trade-off between compression and meaning. To ground these comparisons, we consistently utilize seminal human categorization datasets [Rosch, 1973a, 1975, McCloskey and Glucksberg, 1978] as empirical benchmarks. Our overarching aim is to use this comparative, information-theoretic approach not only to evaluate current LLMs but also to advance our understanding of efficient and meaningful representation in both artificial and natural intelligence. 3 Benchmarking Against Human Cognition Empirically investigating the relationship between LLM representations and human conceptual structures requires two critical components: robust benchmarks of human categorization and a diverse selection of LLMs. This section details these components. 3.1 Human Conceptual Baselines: Empirical Data from Seminal Cognitive Science Our comparison is anchored by data from seminal studies in cognitive psychology that mapped human categorization processes. These studies offer rich empirical evidence of how humans form concepts, judge category membership, and perceive typicality. Critically, unlike many modern crowdsourced datasets which can be noisy, these classic benchmarks were meticulously curated by cognitive science experts, reflecting deep cognitive patterns rather than superficial associations, and were grounded in then-advancing theories of conceptual structure. We focus on three influential works: Rosch (1973): This foundational work by Rosch [1973a] explored semantic categories as part of the research program leading to prototype theory [Rosch, 1973c]. This theory posits that categories are organized around “prototypical” members rather than strict, equally shared features. The dataset includes 48 items in eight common semantic categories (e.g., furniture, bird), with prototypicality rankings (e.g., ‘robin‘ as a typical bird, ‘bat‘ as atypical). Rosch (1975): Building on prototype theory, Rosch [1975] further detailed how semantic categories are cognitively represented. This work provides extensive typicality ratings for a larger set of 552 items across ten categories (e.g., ‘orange‘ as a prototypical fruit, ‘squash‘ as less so). McCloskey & Glucksberg (1978): McCloskey and Glucksberg [1978] investigated the “fuzzy“ boundaries of natural categories, showing that membership is often graded rather than absolute. Their data covers 449 items in 18 categories, with typicality scores and membership certainty ratings (e.g., ‘dress‘ is typical clothing, ‘bandaid‘ less so). While originating from different research groups with distinct theoretical emphases, these datasets share rigorous experimental designs and provide data on both category assignments and item typicality. We aggregated data from these studies, creating a unified benchmark of 1,049 items across 34 categories. This aggregated dataset, which we have digitized and make publicly available (see Appendix A.1), offers a crucial, high-fidelity empirical foundation for evaluating the human-likeness of computational models and we encourage its use for future research. 3.2 Large Language Models Under Study We include a diverse array of LLMs to assess how
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conceptual representation might vary with compu- tational architecture and scale. This selection covers prevalent architectural paradigms (encoder-only, decoder-only) and a wide spectrum of model sizes, from 300 million to 72 billion parameters. Our analysis features encoder-only models from the BERT family (e.g., BERT-Large [Devlin et al., 2019, He et al., 2020, Zhuang et al., 2021]). The majority are decoder-only autoregressive models, 3 including: six Llama family models (1B to 70B, e.g., Llama 3.1 70B [Touvron et al., 2023a,b, Grattafiori et al., 2024]); five Gemma family models (2B to 27B [Team et al., 2024, 2025]); thirteen Qwen family models (0.5B to 72B [Bai et al., 2023, Yang et al., 2024]); four Phi family models (e.g., Phi-4 [Javaheripi et al., 2023, Abdin et al., 2024, Abouelenin et al., 2025]); and a Mistral 7B model [Karamcheti et al., 2021]. Appendix A.2 provides a comprehensive list of all model variants, identifiers, and architectural details. For each LLM, we extract static, token-level embeddings from its input embedding layer (the ‘E‘ matrix). This choice aligns our analysis with the context-free nature of stimuli typical in human categorization experiments, ensuring a comparable representational basis. These embeddings form the foundation for deriving LLM-generated conceptual clusters in our subsequent analyses. 4 A Framework for Comparing Compression and Meaning To understand how LLMs and human cognition grapple with the fundamental challenge of repre- senting meaning, we introduce an information-theoretic framework. This framework is designed toanalyze the critical trade-off, or tension, between compressing information into efficient representations and preserving the rich semantic fidelity essential for true understanding . Draw- ing upon core principles from Rate-Distortion Theory (RDT) [Shannon, 1948] and the Information Bottleneck (IB) principle [Tishby et al., 2000], our approach provides a cohesive lens for addressing all three of our research questions. Our investigation progresses by first exploring distinct facets of this trade-off related to representational compactness and semantic preservation, before synthesizing these insights to evaluate the overall efficiency of conceptual representation. Our research questions, viewed through this progressive information-theoretic perspective, are approached as follows: [RQ1] Probing Representational Compactness via Categorical Alignment: We begin by examining how information is condensed into categorical structures. Both human catego- rization and LLM-derived clustering simplify diverse items Xinto structured groups C. For RQ1, we assess alignment between model-based clusters ( CLLM ) and human categories (CHuman ) by quantifying shared information (e.g., via Adjusted Mutual Information), offer- ing an initial view on how similarly compactness is achieved. The principles of efficient input representation here relate to the “Complexity” aspect of our framework. [RQ2] Probing Semantic Preservation via Internal Structure: Next, we assess how well meaning is preserved within these compressed representations. An effective system must retain crucial semantic nuances. For RQ2, we investigate this by correlating LLM-internal measures of item centrality with human typicality judgments, probing how faithfully fine- grained semantic information is represented, that is, can LLMs capture the internal structure ofCHuman ? This relates to the “Distortion” (or fidelity) aspect of our framework. [RQ3] Evaluating the Integrated Trade-off for Total Representational Efficiency: Fi- nally, having explored compactness and preservation, we leverage our full framework.
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RQ3 employs a unified objective function, L(detailed below), to quantitatively assess the total efficiency with which LLMs and human systems navigate this fundamental trade-off. The following subsections detail the theoretical underpinnings of this framework. 4.1 Theoretical Underpinnings: Rate-Distortion Theory and the Information Bottleneck To rigorously formalize the balance between representational compactness and preserved meaning, we draw upon information theory. Rate-Distortion Theory (RDT) [Shannon, 1948] provides the foundational language. RDT quantifies the minimal “rate” R(representational complexity) needed to represent a source XasC, subject to a maximum “distortion” D(fidelity loss). The goal is often to optimize R+λD, offering a principled evaluation of representational efficiency. TheInformation Bottleneck (IB) principle [Tishby et al., 2000] is a related approach. IB seeks a compressed representation Cof an input Xthat maximizes information about a relevant variable Y while minimizing I(X;C), the mutual information Cretains about X(the bottleneck’s “cost”). This is typically framed as minimizing I(X;C)−βI(C;Y). 4 Our analytical framework directly applies RDT’s core idea of balancing rate and distortion. We formulate an objective function, L, designed to explicitly balance a complexity term (analogous to RDT’s rate), which quantifies the informational cost of representing items Xthrough their conceptual clusters C, and a distortion term (analogous to RDT’s D), which measures semantic information lost or obscured within these clusters. Our complexity term, incorporating I(X;C), resonates with the IB principle. However, our distortion term directly measures intra-cluster semantic fidelity loss (specifically, the variance of item embeddings relative to their cluster centroids), differing from canonical IB formulations where distortion is often implicitly tied to an external relevance variable Y. This direct approach allows us to evaluate how any given clustering C, whether derived from human cognitive data or LLM embeddings, intrinsically balances its own structural compactness and the meaningfulness of its components with respect to the original data X. 4.2 The LObjective: Balancing Representational Complexity and Semantic Distortion Building on these information-theoretic foundations, this section formally defines the two key com- ponents of our framework– Complexity andDistortion . These components allow us to quantitatively address the aspects of representational compactness (core to [RQ1]) and semantic preservation (cen- tral to [RQ2]) that were introduced earlier. We then combine these into a unified objective function, L, designed to evaluate the overall efficiency of the compression-meaning trade-off, which is the primary focus of [RQ3]. The Lfunction evaluates the efficiency of the conceptual clusters Cderived from items X(e.g., token embeddings): L(X, C ;β) =Complexity (X, C ) +β·Distortion (X, C ). (1) Here, β≥0is a hyperparameter that balances the relative importance of the two terms. The Complexity (Rate) Term: The first component, Complexity( X, C ), measures the informational cost or intricacy of representing the original items Xthrough their assignments to clusters C. It is quantified by the mutual information I(X;C)between the items and their cluster labels. A lower I(X;C)signifies greater compression, meaning the cluster assignments Cmake the specific items Xmore predictable (i.e., require less information to specify beyond the cluster label). Defining I(X;C) =H(X)−H(X|C), and assuming |X|equiprobable unique items for the initial entropy calculation ( H(X) = log2|X|), the conditional entropy is H(X|C) =1 |X|P c∈C|Cc|log2|Cc|.
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This assumes that for this complexity calculation, items within each cluster Cc(of size |Cc|) are indistinguishable beyond their shared label c. Thus: Complexity (X, C ) = log2|X| −1 |X|X c∈C|Cc|log2|Cc|. (2) This term formalizes the representational compactness aspect central to [RQ1]. The Distortion Term: The second component, Distortion( X, C ), quantifies the loss of semantic fidelity incurred by grouping items into clusters. It is measured as the average intra-cluster variance of the item embeddings, reflecting how tightly items are bound to their cluster’s central tendency and thus the cluster’s semantic coherence. This directly relates to the preservation of fine-grained semantic information, an idea explored in [RQ2]. For each cluster c∈C, its centroid is xc=1 |Cc|P x∈cx (the mean embedding of its items). Its internal variance is σ2 c=1 |Cc|P x∈c∥x−xc∥2. The total distortion for the clustering Cis the weighted average of these variances: Distortion (X, C ) =1 |X|X c∈C|Cc| ·σ2 c. (3) A lower distortion value implies that, on average, items are close to their respective cluster centroids, suggesting better preservation of shared semantic features within each cluster. The Unified Objective Function: Substituting the formal definitions of Complexity (Equation 2) and Distortion (Equation 3) into our general formulation for L(Equation 1) yields the complete objective function that underpins our comparative analysis: L(X, C ;β) = log2|X| −1 |X|X c∈C|Cc|log2|Cc|! +β· 1 |X|X c∈C|Cc| ·σ2 c! . (4) 5 ThisLfunction provides a single, principled measure for evaluating how effectively a given clustering Cbalances the need for informational compression against the imperative to preserve semantic meaning, serving as the direct quantitative tool for addressing [RQ3]. With the Lobjective now fully specified, our information-theoretic framework provides a compre- hensive toolkit. The Complexity term (Equation 2) allows us to quantify aspects of representational compactness pertinent to [RQ1], while the Distortion term (Equation 3) enables the assessment of semantic preservation, crucial for [RQ2]. The overall Lfunction (Equation 4) then directly facilitates the evaluation of the integrated compression-meaning trade-off, central to [RQ3]. Thus, this framework equips us to systematically and quantitatively investigate how LLMs and human cognition manage the balance between informational efficiency and semantic richness. We apply this framework in our empirical investigation detailed in Section 5. 5 Unpacking Representational Strategies: An Empirical Investigation Building on our information-theoretic framework (Section 4) and established benchmarks (Section 3), we now empirically investigate our research questions. This section details the specific methodologies employed to compare LLM and human conceptual strategies across the key dimensions of conceptual alignment, internal semantic structure, and overall representational efficiency. [RQ1] Assessing Conceptual Alignment To investigate how LLM-derived conceptual categories align with human-defined ones (RQ1), probing representational compactness, we cluster LLM token embeddings using k-means ( Kset by human category counts per dataset). Alignment with human categories is quantified using Adjusted Mutual Information (AMI), Normalized Mutual Information (NMI), and Adjusted Rand Index (ARI), against a random clustering baseline. [RQ2] Examining Internal Cluster Geometry and Semantic Preservation To assess how LLM representations capture human-like typicality (RQ2), examining internal category geometry, we calculate the cosine similarity of each item’s token embedding to the token embedding
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of its human- assigned category name (e.g., ‘robin‘ to ‘bird‘). These LLM-derived similarities are then correlated (Spearman’s ρ) with human typicality ratings from our cognitive science datasets. [RQ3] Evaluating the Efficiency of the Compression-Meaning Trade-off To evaluate the overall balance of compression and meaning (RQ3), we apply our framework by computing the Lobjective (Equation 4, β= 1) for both human and LLM-derived conceptual structures (the latter from k-means over a range of K). This compares how each system balances Complexity I(X;C)against Distortion. Cluster entropy is an ancillary measure of compactness. For robustness, all k-means clustering involves one hundred random initializations with averaged results. Appendix A.3 provides details on supplementary metrics like Silhouette scores. 5.1 [RQ1] The Big Picture: Alignment of Conceptual Categories We first investigate whether LLMs form conceptual categories aligned with human judgment. Key Finding: Broad Alignment with Human Categories LLM-derived clusters significantly align with human-defined conceptual categories , sug- gesting they capture key aspects of human conceptual organization. Notably, certain encoder models exhibit surprisingly strong alignment, sometimes outperforming much larger models, highlighting that factors beyond sheer scale influence human-like categorical abstraction. Experimental Recap : LLM token embeddings from our benchmark datasets [Rosch, 1973a, 1975, McCloskey and Glucksberg, 1978] were clustered (k-means; Kmatching human category counts). Alignment with human categories was measured using AMI, NMI, and ARI (AMI shown in Figure 1; see Appendices A.3, A.4 for full details). Results and Observations : Across all tested LLMs, derived conceptual clusters aligned with human categories significantly above random chance (Figure 1, showing averaged AMI scores). This indicates their semantic spaces encode information supporting human-like grouping at a macro level. 6 Notably, the BERT family (especially BERT-large-uncased) demonstrated robust alignment, often comparable to or exceeding that of much larger decoder-only models. This suggests that architectural or pre-training factors, not just scale, influence the formation of human-like categorical structures. Figure 1: LLM-derived Clusters Show Above-Chance Alignment with Human Conceptual Categories. Adjusted Mutual Information (AMI) between human categories and LLM-embedding clusters versus model size. Results are averaged over three psychological datasets. All models perform significantly better than random clustering. BERT’s performance is notably strong. Interpretation: These findings confirm that LLMs can recover broad, human-like categories from their embeddings, validating deeper comparative analyses. This macro-level agreement necessitates examining the finer-grained internal geometry of these categories, which we address next. 5.2 [RQ2] Delving Deeper: Fidelity to Fine-Grained Semantics Having established that LLMs broadly align with human conceptual categories (Section 5.1), we next investigate a more nuanced question: Do LLMs also capture the internal semantic structure of these categories, particularly human-like item typicality? Key Finding: Limited Capture of Semantic Nuance While LLMs effectively form broad conceptual categories, their internal representations demonstrate only modest alignment with human-perceived fine-grained semantic dis- tinctions , such as item typicality or psychological distance to category prototypes. This suggests a divergence in how LLMs and humans structure information within concepts. Experimental Recap : For this RQ, as detailed in this section’s introduction, we compared human typicality judgments from the cognitive science datasets [Rosch, 1973a, 1975, McCloskey and Glucksberg, 1978] with an LLM-based measure. Specifically,
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we calculated the cosine similarity between each item’s token embedding and the token embedding of its *human-assigned category name* (e.g., ‘robin‘ vs. ‘bird‘). These item-to-category-label similarities were then correlated (Spearman’s ρ[Wissler, 1905]) with human-rated typicality scores. Results and Observations : Spearman correlations between LLM-derived item-to-category-label similarities and human typicality judgments are generally modest across most models and datasets (Table 2 in Appendix A.5; Figure 6). Although some correlations reach statistical significance (p <0.05), their magnitudes typically indicate a limited correspondence. This pattern suggests that items humans perceive as highly typical of a category are not consistently represented by LLMs as substantially more similar to that category label’s embedding. While BERT-large-uncased occasion- ally exhibited slightly stronger correlations, these remained moderate (Table 2). Consequently, no tested model robustly replicated the full spectrum of human typicality gradients using this measure. Appendix A.6 provides further visualizations supporting these observations. Interpretation : These findings suggest that while LLMs can identify features for broad categorization, their organization of semantic space around explicit category labels does not fully mirror the nuanced 7 prototype structures evident in human typicality judgments. The factors driving an item’s embedding similarity to its category label’s embedding in LLMs may differ from the rich, multifaceted criteria (e.g., perceptual attributes, functional roles) underpinning human typicality. LLMs might instead capture a more statistically uniform association to category labels, thereby under-representing the graded, prototype-centric nature of human concepts. This divergence in capturing fine-grained semantics leads to our subsequent inquiry into overall information processing efficiency. 5.3 [RQ3] The Efficiency Angle: The Compression-Meaning Trade-off Having explored categorical alignment (RQ1) and internal semantic structure (RQ2), we now address our central question: How do LLM and human representational strategies compare in overall efficiency when balancing informational compression against semantic meaning preservation? Our information- theoretic framework directly probes this trade-off. Key Finding: Divergent Efficiency Strategies LLMs demonstrate markedly superior information-theoretic efficiency in their concep- tual representations compared to human conceptual structures. Evaluated via our L objective, LLM-derived clusters consistently achieve a more “optimal“ balance (by this mea- sure) between representational complexity (compression) and semantic distortion. Human conceptualizations, while richer, appear less statistically compact, suggesting optimization for pressures beyond pure statistical compressibility. Experimental Recap : As detailed in this section’s introduction, we analyzed human-defined cate- gories and LLM-derived clusters (from k-means across various K) using two primary information- theoretic measures: mean cluster entropy ( Sα) [Giraldo et al., 2014, Wei et al., 2025] and our L objective function (Equation 4, with β= 1). Results and Observations : Illustrative results from one dataset (Rosch, 1975) are shown in Figure 2; trends were consistent across all datasets (full results in Appendix A.8). Cluster Entropy Insights: Human concepts consistently exhibit higher mean entropy than LLM- derived clusters, even at similar Kvalues (Figure 2, left). This suggests that, by this measure, human categories are less statistically “compact“ and encompass greater internal diversity than LLM clusters. Information-Theoretic Objective ( L) Insights: TheLobjective reveals an even starker divergence (Figure 2, right). LLM-derived clusters consistently achieve significantly lower Lvalues than human conceptual categories across most tested K. Since a lower Lsignifies
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a more statistically “optimal” trade-off between minimizing complexity and distortion within our framework, this implies LLMs are more “efficient” by this specific information-theoretic benchmark. Interpretation : The combined results from entropy and the Lobjective strongly indicate a fundamen- tal difference in representational strategy. LLMs appear highly optimized for statistical compactness, achieving information-theoretically “efficient” representations by minimizing redundancy and internal variance. Human conceptual systems, in contrast, while appearing “suboptimal“ by these statistical measures, are likely shaped by a broader array of functional imperatives. These include the demands of adaptive generalization, rich causal and functional inference, the constraints of neural embodi- ment, and the requirements of nuanced communication–pressures that may favor representations less statistically “tidy” but ultimately more flexible and powerful for navigating a complex world. 6 Discussion and Conclusion Our information-theoretic investigation reveals a fundamental divergence: LLMs and humans employ starkly different strategies in balancing informational compression with semantic meaning. While LLMs achieve broad categorical alignment with human judgment (RQ1; Section 5.1), they falter in capturing fine-grained semantic nuances such as typicality (RQ2; Section 5.2) and, critically, exhibit vastly different representational efficiency profiles (RQ3; Section 5.3). This pattern strongly suggests that LLMs and humans are optimizing for different objectives. 8 (a)Human conceptual categories exhibit higher mean entropy. Mean cluster entropy ( Sα) vs. number of clusters ( K) for LLMs and human categories (fixed K). Higher entropy indicates less compression. (b)LLMs achieve more optimal Ltrade-off. Our information-theoretic objective ( L) vs.K. Lower L indicates a more statistically optimal compression- meaning balance. Figure 2: LLMs Show More Statistically “Optimal” Compression Than Humans in Cluster Entropy and the LMeasure. (a) Mean cluster entropy as a function of Kused for k-means clustering. (b) IB-RDT objective ( L) as a function of Kused for k-means clustering. Human categories consistently show higher entropy and Lvalues. Results shown for Rosch (1975) dataset; full results in Appendix A.8. LLMs appear aggressively optimized for statistical compactness. They form information-theoretic efficient representations, as evidenced by their lower cluster entropy and more “optimal” Lscores. This hints they minimize redundancy and maximize statistical regularity, likely a consequence of their training on immense text corpora. This intense focus on compression, however, limits their capacity to fully encode the rich, prototype-based semantic details vital for deep, human-like understanding. Human cognition prioritizes adaptive richness, contextual flexibility, and broad functional utility, even if this incurs a cost in statistical compactness as measured by our framework. The higher entropy andLscores observed for human concepts likely reflect an optimization for a wider array of complex cognitive demands. These include nuanced representations for robust generalization, supporting potent inferential capabilities (causal, functional, goal-oriented), enabling effective communication through learnable and shareable structures, and grounding concepts in rich, multimodal experiences. The brain’s neural architecture itself may inherently favor distributed, context-sensitive, and adaptable representations over statically optimal compression. Human cognition, therefore, appears to “invest” in what our statistical measures register as inefficiency for better adaptability and versatility. The noteworthy performance of smaller encoder models like BERT in specific alignment tasks (Section 5.1) also underscores that architectural design and pre-training objectives significantly influence a model’s ability
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to abstract human-like conceptual information. This observation highlights important avenues for future AI development focused on enhancing human-AI alignment. These divergent representational strategies carry significant implications. For AI development , achieving more human-like understanding demands moving beyond current paradigms often centered on scaling and statistical pattern matching. Future efforts should explore principles that explicitly foster richer, more nuanced conceptual structures; our information-theoretic framework and L objective (Section 4) offer a potential class of tools for guiding and evaluating models toward this more human-like balance. For cognitive science , LLMs, with their distinct optimization biases, serve as valuable computational foils. Comparing their operational strategies against human performance can illuminate the unique constraints and multifaceted objectives that have shaped human concept formation, providing a powerful testbed for cognitive theories. In essence, LLMs excel at statistical compressibility, treading a representational path fundamentally distinct from human cognition, which champions adaptive richness and functional utility, often above sheer statistical efficiency. This core difference is critical: it highlights current limitations in AI’s pursuit of human-like understanding and charts vital directions for future research. Progressing AI 9 “from tokens to thoughts“, towards systems that genuinely comprehend and reason, will necessitate embracing principles that cultivate this richer, contextually-aware conceptual structure. Our frame- work offers a quantitative step in this direction, encouraging further exploration of how apparent “inefficiencies” might, in fact, be hallmarks of robust, human-like intelligence. References Marah Abdin, Jyoti Aneja, Hany Awadalla, Ahmed Awadallah, Ammar Ahmad Awan, Nguyen Bach, Amit Bahree, Arash Bakhtiari, Jianmin Bao, Harkirat Behl, et al. Phi-3 technical report: A highly capable language model locally on your phone. arXiv preprint arXiv:2404.14219 , 2024. Abdelrahman Abouelenin, Atabak Ashfaq, Adam Atkinson, Hany Awadalla, Nguyen Bach, Jianmin Bao, Alon Benhaim, Martin Cai, Vishrav Chaudhary, Congcong Chen, et al. Phi-4-mini technical report: Compact yet powerful multimodal language models via mixture-of-loras. arXiv preprint arXiv:2503.01743 , 2025. Jinze Bai, Shuai Bai, Yunfei Chu, Zeyu Cui, Kai Dang, Xiaodong Deng, Yang Fan, Wenbin Ge, Yu Han, Fei Huang, et al. Qwen technical report. arXiv preprint arXiv:2309.16609 , 2023. Loïc Barrault, Paul-Ambroise Duquenne, Maha Elbayad, Artyom Kozhevnikov, Belen Alastruey, Pierre Andrews, Mariano Coria, Guillaume Couairon, Marta R Costa-jussà, David Dale, et al. Large concept models: Language modeling in a sentence representation space. arXiv preprint arXiv:2412.08821 , 2024. William Croft. Radical construction grammar: Syntactic theory in typological perspective . Oxford University Press, USA, 2001. Jacob Devlin, Ming-Wei Chang, Kenton Lee, and Kristina Toutanova. BERT: Pre-training of deep bidirectional transformers for language understanding. In Jill Burstein, Christy Doran, and Thamar Solorio, editors, Proceedings of the 2019 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies, Volume 1 (Long and Short Papers) , pages 4171–4186, Minneapolis, Minnesota, June 2019. Association for Computational Linguistics. doi: 10.18653/v1/N19-1423. URL https://aclanthology. org/N19-1423/ . Luis Gonzalo Sanchez Giraldo, Murali Rao, and Jose C Principe. Measures of entropy from data using infinitely divisible kernels. IEEE Transactions on Information Theory , 61(1):535–548, 2014. Aaron Grattafiori, Abhimanyu Dubey, Abhinav Jauhri, Abhinav Pandey, Abhishek Kadian, Ahmad Al-Dahle, Aiesha Letman, Akhil Mathur, Alan Schelten, Alex Vaughan, et al. The llama 3
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