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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-3/division-a/section-10a-1-3-06/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division A - Formation, Existence, and Certificate.›Section 10A-1-3.06 - Filings in Case of Merger or Conversion.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division A - Formation, Existence, and Certificate. › Section 10A-1-3.06 - Filings in Case of Merger or Conversion.
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Section 10A-1-3.06
Filings in case of merger or conversion.
Unless provided otherwise in a chapter of this title governing an entity, the formation and existence of a domestic entity that is a converted entity in a conversion or that is to be created pursuant to a plan of merger takes effect and commences on the effectiveness of the conversion or merger, as appropriate.
(Act 2009-513, p. 967, §13; Act 2018-125, §1; Act 2019-94, §2.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-3/division-a/section-10a-1-3-07/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division A - Formation, Existence, and Certificate.›Section 10A-1-3.07 - Certificate of Existence or Registration.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division A - Formation, Existence, and Certificate. › Section 10A-1-3.07 - Certificate of Existence or Registration.
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Section 10A-1-3.07
Certificate of existence or registration.
Unless provided otherwise in a chapter of this title governing an entity:
(a) The Secretary of State, upon request and payment of the requisite fee, shall furnish to any person a certificate of existence for a filing entity if the filing instruments filed with the Secretary of State show that the filing entity has been formed under the laws of this state. A certificate of existence shall reflect only the information on file with the Secretary of State. A certificate of existence must state:
(1) the filing entity's name;
(2) that the filing entity was formed under the laws of this state and the date of formation;
(3) whether the filing entity has delivered to the Secretary of State for filing a certificate of dissolution;
(4) whether the filing entity has delivered to the Secretary of State for filing a certificate of reinstatement;
(5) the unique identifying number or other designation of the filing entity as assigned by the Secretary of State; and
(6) other facts of record in the office of the Secretary of State that are specified by the person requesting the certificate.
(b) The Secretary of State, upon request and payment of the requisite fee, shall furnish to any person a certificate of registration for a foreign entity if the filing instruments of that foreign entity filed with the Secretary of State show that the Secretary of State has filed an application for registration for authority to transact business in this state and the registration has not been revoked, withdrawn, or terminated. A certificate of registration must state:
(1) the foreign entity's name and any alternate name adopted for use in this state;
(2) that the foreign entity is authorized to transact business in this state;
(3) that the Secretary of State has not revoked the foreign entity's registration;
(4) that the foreign entity has not filed with the Secretary of State a certificate of withdrawal or otherwise terminated its registration;
(5) the unique identifying number or other designation of the foreign entity as assigned by the Secretary of State; and
(6) other facts of record in the office of the Secretary of State that are specified by the person requesting the certificate.
(c) Subject to any qualification stated in the certificate, a certificate of existence or certificate of registration issued by the Secretary of State is conclusive evidence that the filing entity is in existence or the foreign filing entity is authorized to transact business in this state.
(d) The Secretary of State shall not be required to issue a certificate of existence for a filing entity if the records of the Secretary of State do not show that the filing entity has been formed under the laws of this state. The Secretary of State shall furnish a certificate of existence upon the filing entity delivering to the Secretary of State a certificate of information which must list and attach certified copies of all filing instruments as to the entity which (i) were previously filed with a filing officer other than the Secretary of State, (ii) are not in the records of the Secretary of State, and (iii) prove that the filing entity was formed under the laws of this state.
(Act 2020-73, §2.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-3/division-a/section-10a-1-3-08/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division A - Formation, Existence, and Certificate.›Section 10A-1-3.08 - Filings Before January 1, 2021.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division A - Formation, Existence, and Certificate. › Section 10A-1-3.08 - Filings Before January 1, 2021.
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Section 10A-1-3.08
Filings before January 1, 2021.
(a) Filing instruments that (i) were required or permitted to be delivered for filing to a filing officer other than the Secretary of State prior to January 1, 2021, (ii) were delivered for filing to a filing officer other than the Secretary of State prior to January 1, 2021, (iii) were accepted by that filing officer and filed by that filing officer prior to January 1, 2021, and (iv) would, if they were delivered for filing on or after January 1, 2021, be required or permitted to be delivered to the Secretary of State for filing shall:
(1) remain in full force and effect until amended, restated, revoked, or otherwise altered by a filing instrument filed with the Secretary of State for that purpose; and
(2) not be affected as to their validity on or after January 1, 2021, solely by reason of the change of location of filings for similar filing instruments on or after January 1, 2021, to the office of the Secretary of State.
(b) A filing entity that has one or more filing instruments that are described in clauses (i) through (iv) of subsection (a) and that are not in the records of the Secretary of State, may, but is not required to, deliver to the Secretary of State for filing on or after January 1, 2021, a certificate of information listing and attaching certified copies of all of the above-described filing instruments of that entity.
(Act 2020-73, §2.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-3/division-b/section-10a-1-3-11/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division B - Amendments and Restatements of Certificate of Formation.›Section 10A-1-3.11 - Right to Amend Certificate of Formation.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division B - Amendments and Restatements of Certificate of Formation. › Section 10A-1-3.11 - Right to Amend Certificate of Formation.
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Section 10A-1-3.11
Right to amend certificate of formation.
(a) A filing entity may amend its certificate of formation.
(b) An amended certificate of formation may contain only provisions that:
(1) would be permitted at the time of the amendment if the amended certificate of formation were a newly filed original certificate of formation; or
(2) effect a change, exchange, reclassification, or cancellation in the membership or ownership interests or the rights of owners or members of the filing entity.
(Acts 1984, No. 84-290, p. 502, §36; §10-3A-80; amended and renumbered by Act 2009-513, p. 967, §15.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-3/division-b/section-10a-1-3-12/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division B - Amendments and Restatements of Certificate of Formation.›Section 10A-1-3.12 - Procedures to Amend Certificate of Formation.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division B - Amendments and Restatements of Certificate of Formation. › Section 10A-1-3.12 - Procedures to Amend Certificate of Formation.
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Section 10A-1-3.12
Procedures to amend certificate of formation.
(a) The procedure to adopt an amendment to the certificate of formation is as provided by the chapter of this title which applies to the entity, provided that unless the governing documents of the entity or the chapter of this title which applies to the entity provide otherwise, the governing authorities of the entity shall have the power, without owner or member action, to adopt one or more amendments to the entity's certificate of formation:
(1) to delete the name and address of organizers or persons listed in the original certificate of formation as initial governing persons, other than the name and address of each general partner of a limited partnership;
(2) to delete the name and address of the initial registered agent or registered office, if a statement of change is on file with the Secretary of State;
(3) to change the entity name by adding, deleting, or changing a geographical attribution in the name, or by substituting:
a. in the case of a corporation, the word "corporation" or "incorporated" or an abbreviation of one of the words for a similar word or abbreviation;
b. in the case of a professional corporation, the words "professional corporation" for the abbreviation thereof, or the abbreviation for the words;
c. in the case of a professional association in existence on December 31, 1983, the words "professional association" for the abbreviation thereof, or the abbreviation for the words;
d. in the case of a limited partnership, the word "limited" or "limited partnership" or an abbreviation of one of the words for a similar word or abbreviation;
e. in the case of a limited liability company, the words "limited liability company" for the abbreviation thereof, or the abbreviation for the words; or
(4) to make any other change to the certificate of formation expressly permitted by this title to be made without owner or member action.
(b) A filing entity that amends its certificate of formation shall sign and file, in the manner required by Article 4, a certificate of amendment complying with Section 10A-1-3.13 or a restated certificate of formation complying with Section 10A-1-3.17.
(Act 2009-513, p. 967, §16.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-3/division-b/section-10a-1-3-13/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division B - Amendments and Restatements of Certificate of Formation.›Section 10A-1-3.13 - Certificate of Amendment.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division B - Amendments and Restatements of Certificate of Formation. › Section 10A-1-3.13 - Certificate of Amendment.
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Section 10A-1-3.13
Certificate of amendment.
A certificate of amendment for a filing entity must state:
(1) the name of the filing entity;
(2) the type of the filing entity;
(3) the date of filing of the certificate of formation, and of all prior amendments and the filing office or offices where filed;
(4) for each provision of the certificate of formation that is added, altered, or deleted, an identification by reference or description of the added, altered, or deleted provision and, if the provision is added or altered, a statement of the text of the amended or added provision;
(5) that the amendment or amendments have been approved in the manner required by this title and the governing documents of the entity; and
(6) all other information required by the provisions of this title applicable to the filing entity to be in the certificate of amendment.
(Act 2009-513, p. 967, §16.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division B - Amendments and Restatements of Certificate of Formation.›Section 10A-1-3.14 - Effect of Filing Certificate of Amendment.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division B - Amendments and Restatements of Certificate of Formation. › Section 10A-1-3.14 - Effect of Filing Certificate of Amendment.
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Section 10A-1-3.14
Effect of filing certificate of amendment.
(a) An amendment to a certificate of formation takes effect when the filing of the certificate of amendment takes effect as provided by Article 4.
(b) An amendment to a certificate of formation does not affect:
(1) an existing cause of action in favor of or against the entity for which the certificate of amendment is sought;
(2) a pending suit to which the entity is a party; or
(3) an existing right of a person other than an existing owner.
(c) If the name of an entity is changed by amendment, an action brought by or against the entity in the former name of the entity does not abate because of the name change.
(Act 2009-513, p. 967, §16.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division B - Amendments and Restatements of Certificate of Formation.›Section 10A-1-3.15 - Right to Restate Certificate of Formation.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division B - Amendments and Restatements of Certificate of Formation. › Section 10A-1-3.15 - Right to Restate Certificate of Formation.
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Section 10A-1-3.15
Right to restate certificate of formation.
(a) A filing entity may restate its certificate of formation.
(b) An amendment effected by a restated certificate of formation must comply with Section 10A-1-3.11(b).
(Act 2009-513, p. 967, §16.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-3/division-b/section-10a-1-3-16/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division B - Amendments and Restatements of Certificate of Formation.›Section 10A-1-3.16 - Procedures to Restate Certificate of Formation.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division B - Amendments and Restatements of Certificate of Formation. › Section 10A-1-3.16 - Procedures to Restate Certificate of Formation.
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Section 10A-1-3.16
Procedures to restate certificate of formation.
(a) The procedure to adopt a restated certificate of formation is governed by the chapter of this title which applies to the entity.
(b) A filing entity that restates its certificate of formation shall sign and file, in the manner required by Article 4, a restated certificate of formation and accompanying statements complying with Section 10A-1-3.17.
(Act 2009-513, p. 967, §16.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-3/division-b/section-10a-1-3-17/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division B - Amendments and Restatements of Certificate of Formation.›Section 10A-1-3.17 - Restated Certificate of Formation.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division B - Amendments and Restatements of Certificate of Formation. › Section 10A-1-3.17 - Restated Certificate of Formation.
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Section 10A-1-3.17
Restated certificate of formation.
(a) A restated certificate of formation must accurately state the text of the previous certificate of formation, regardless of whether the certificate of formation is an original, corrected, or restated certificate, and include:
(1) each previous amendment to the certificate being restated that is carried forward; and
(2) each new amendment to the certificate being restated.
(b) A restated certificate of formation may omit:
(1) the name and address of each organizer other than the name and address of each general partner of a limited partnership; and
(2) any other information that may be omitted under the provisions of this title applicable to the filing entity.
(c) A restated certificate of formation that does not make new amendments requiring owner approval to the certificate of formation being restated must be accompanied by:
(1) a statement that (i) the restated certificate of formation accurately states the text of the certificate of formation being restated, as amended, restated, and corrected, except for information omitted under subsection (b), (ii) the restated certificate does not make new amendments requiring owner approval, and (iii) the governing persons have adopted the restatement in the manner required by this title and the governing documents of the entity; and
(2) any other information required by other provisions of this title applicable to the filing entity.
(d) A restated certificate of formation that makes new amendments requiring owner approval to the certificate of formation being restated must:
(1) be accompanied by a statement that each new amendment has been made in accordance with this title;
(2) identify by reference or description each added, altered, or deleted provision;
(3) be accompanied by a statement that each amendment has been approved in the manner required by this title and the governing documents of the entity, including any information required by this article to be set forth in an amendment to the certificate of formation as to the owner approval of the amendment;
(4) be accompanied by a statement that the restated certificate of formation:
(A) accurately states the text of the certificate of formation being restated and each amendment to the certificate of formation being restated that is in effect, as further amended by the restated certificate of formation; and
(B) does not contain any other change in the certificate of formation being restated except for information omitted under subsection (b); and
(5) include any other information required by the chapter of this title applicable to the entity.
(Act 2009-513, p. 967, §16; Act 2018-125, §1.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-3/division-b/section-10a-1-3-18/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division B - Amendments and Restatements of Certificate of Formation.›Section 10A-1-3.18 - Effect of Filing of Restated Certificate of Formation.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division B - Amendments and Restatements of Certificate of Formation. › Section 10A-1-3.18 - Effect of Filing of Restated Certificate of Formation.
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Section 10A-1-3.18
Effect of filing of restated certificate of formation.
(a) A restated certificate of formation takes effect when the filing of the restated certificate of formation takes effect as provided by Article 4.
(b) On the date the restated certificate of formation takes effect, the original certificate of formation and each prior amendment or restatement of the certificate of formation is superseded and the restated certificate of formation is the effective certificate of formation.
(c) Section 10A-1-3.14(b) and (c) apply to an amendment effected by a restated certificate of formation.
(Act 2009-513, p. 967, §16.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-3/division-c/section-10a-1-3-21/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division C - Governing Persons and Officers.›Section 10A-1-3.21 - Rights of Governing Persons in Certain Cases.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division C - Governing Persons and Officers. › Section 10A-1-3.21 - Rights of Governing Persons in Certain Cases.
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Section 10A-1-3.21
Rights of governing persons in certain cases.
(a) In discharging a duty or exercising a power, a governing person, including a governing person who is a member of a committee, in good faith and with ordinary care, may rely on information, opinions, reports, or statements, including financial statements and other financial data, concerning a domestic entity or another person and prepared or presented by:
(1) an officer or employee of the entity;
(2) legal counsel;
(3) a public accountant or certified public accountant;
(4) an investment banker;
(5) a person who the governing person reasonably believes possesses professional expertise in the matter; or
(6) a committee of the governing authority of which the governing person is not a member.
(b) A governing person may not in good faith rely on the information described by subsection (a) if the governing person has knowledge of a matter that makes the reliance unwarranted.
(c) A governing person held liable on a claim is entitled to contribution from each of the other governing persons held liable on the same claim, as appropriate to achieve equity.
(Act 2009-513, p. 967, §18.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-3/division-c/section-10a-1-3-22/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division C - Governing Persons and Officers.›Section 10A-1-3.22 - Officers.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division C - Governing Persons and Officers. › Section 10A-1-3.22 - Officers.
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Section 10A-1-3.22
Officers.
(a) Officers of a domestic entity may be elected or appointed in accordance with the governing documents of the entity or by the governing authority of the entity unless prohibited by the governing documents.
(b) An officer of an entity shall perform the duties in the management of the entity and has the authority as provided by the governing documents of the entity or by the governing authority that elects or appoints the officer.
(c) A person may simultaneously hold any two or more offices of an entity unless prohibited by this title or the governing documents of the entity.
(Act 2009-513, p. 967, §18.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-3/division-c/section-10a-1-3-23/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division C - Governing Persons and Officers.›Section 10A-1-3.23 - Removal of Officers.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division C - Governing Persons and Officers. › Section 10A-1-3.23 - Removal of Officers.
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Section 10A-1-3.23
Removal of officers.
(a) Unless otherwise provided by the governing documents of a domestic entity, an officer may be removed for or without cause by the governing authority or as provided by the governing documents of the entity. The removal of an officer does not prejudice any contract rights of the person removed.
(b) Election or appointment of an officer does not by itself create contract rights.
(Act 2009-513, p. 967, §18.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-3/division-c/section-10a-1-3-24/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division C - Governing Persons and Officers.›Section 10A-1-3.24 - Rights of Officers in Certain Cases.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division C - Governing Persons and Officers. › Section 10A-1-3.24 - Rights of Officers in Certain Cases.
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Section 10A-1-3.24
Rights of officers in certain cases.
(a) In discharging a duty or exercising a power, an officer of a domestic entity, in good faith and ordinary care, may rely on information, opinions, reports, or statements, including financial statements and other financial data, concerning the entity or another person and prepared or presented by:
(1) another officer or an employee of the entity;
(2) legal counsel;
(3) a public accountant or certified public accountant;
(4) an investment banker; or
(5) a person who the officer reasonably believes possesses professional expertise in the matter.
(b) An officer may not in good faith rely on the information described by subsection (a) if the officer has knowledge of a matter that makes the reliance unwarranted.
(Act 2009-513, p. 967, §18.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-3/division-d/section-10a-1-3-31/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division D - Recordkeeping.›Section 10A-1-3.31 - Books and Records for Domestic Entities.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division D - Recordkeeping. › Section 10A-1-3.31 - Books and Records for Domestic Entities.
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Section 10A-1-3.31
Books and records for domestic entities.
Each domestic entity covered shall keep the records as required by its governing documents or the chapter of this title applicable to the entity.
(Act 2009-513, p. 967, §20.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-3/division-d/section-10a-1-3-32/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division D - Recordkeeping.›Section 10A-1-3.32 - Right of Inspection and Access by Certain Domestic Entities.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division D - Recordkeeping. › Section 10A-1-3.32 - Right of Inspection and Access by Certain Domestic Entities.
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Section 10A-1-3.32
Right of inspection and access by certain domestic entities.
(a) This section applies to domestic entities other than (i) corporations formed pursuant to or governed by Chapter 2A or Chapter 4, and real estate investment trusts formed pursuant to or governed by Chapter 10, each of which is governed by the separate recordkeeping requirements and record inspections provisions of Chapter 2A and (ii) nonprofit corporations formed pursuant to or governed by Chapter 3, limited liability companies formed pursuant to or governed by Chapter 5A, general partnerships formed pursuant to or governed by Chapter 8A, and limited partnerships formed pursuant to or governed by Chapter 9A, each of which are governed by the separate recordkeeping requirements and record inspection provisions set forth in each entity's respective chapter governing that entity.
(b) With respect to a domestic entity covered by this section, the books and records maintained under the chapter of this title applicable to that entity and any other books and records of that entity, wherever situated, are subject to inspection and copying at the reasonable request, and at the expense of, any owner or member or the owner's or member's agent or attorney during regular business hours. The right of access extends to the legal representative of a deceased owner or member or owner or member under legal disability. The entity shall also provide former owners and members with access to its books and records pertaining to the period during which they were owners or members.
(c) The governing documents of a domestic entity may not unreasonably restrict an owner's or member's right to information or access to books and records.
(d) Any agent or governing person of a domestic entity who, without reasonable cause, refuses to allow any owner or member or the owner's or member's agent or legal counsel to inspect any books or records of that entity shall be personally liable to the agent or member for a penalty in an amount not to exceed 10 percent of the fair market value of the ownership interest of the owner or member, in addition to any other damages or remedy.
(Act 2009-513, p. 967, §20; Act 2018-125, §1; Act 2019-94, §2; Act 2020-73, §3.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division D - Recordkeeping.›Section 10A-1-3.33 - Right of Inspection and Access by Governing Persons.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division D - Recordkeeping. › Section 10A-1-3.33 - Right of Inspection and Access by Governing Persons.
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Section 10A-1-3.33
Right of inspection and access by governing persons.
(a) An entity described in subsection (e) shall provide governing persons and their agents and attorneys access to its books and records, including the books and records required to be maintained under the chapter of this title applicable to the entity and other books and records of the entity for any purpose reasonably related to the governing person's service as a governing person. The right of access shall include the right to inspect and copy books and records during ordinary business hours. An entity may impose a reasonable charge covering the costs of labor and material for copies of documents furnished.
(b) An entity described in subsection (e) shall furnish to a governing person both of the following:
(1) Without demand, any information concerning the entity's business and affairs reasonably required for the proper exercise of the governing person's rights and duties under the entity's governing documents or this title.
(2) On demand, any other information concerning the entity's business and affairs, except to the extent the demand or the information demanded is unreasonable or otherwise improper under the circumstances.
(c) A court may require an entity described in subsection (e) to open the books and records of the entity, including the books and records required to be maintained by the entity under the chapter of this title applicable to the entity, to permit a governing person to inspect, make copies of, or take extracts from the books and records or may require an entity to furnish the governing person with information concerning the entity's business and affairs on a showing by the governing person of all of the following:
(1) The person is a governing person of the entity.
(2) The person's purpose for inspecting the entity's books and records under subsection (a) or in obtaining information as to the entity's business and affairs under subdivision (b)(1) is reasonably related to the person's service as a governing person or, in the case of information as to the entity's business and affairs demanded under subdivision (b)(2), that neither the demand nor the information demanded is unreasonable or otherwise improper under the circumstances.
(3) In the case of information as to the entity's business and affairs described in subdivision (b)(2), the person has made demand for the information.
(4) The entity refused the person's access to the books and records or to furnish information as to the entity's business and affairs.
(d) A court may award a governing person of an entity described in subsection (e) attorney fees and any other proper relief in a suit under subsection (c) to require an entity to open its books and records.
(e) This section shall apply to domestic entities covered by Section 10A-1-3.32 and domestic entities formed pursuant to or governed by Chapter 10.
(Act 2009-513, p. 967, §20; Act 2018-125, §1; Act 2019-304, §1; Act 2020-73, §3.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division E - Certificates Representing Ownership Interest.›Section 10A-1-3.41 - Certificated or Uncertificated Ownership Interest.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division E - Certificates Representing Ownership Interest. › Section 10A-1-3.41 - Certificated or Uncertificated Ownership Interest.
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Section 10A-1-3.41
Certificated or uncertificated ownership interest.
(a) Ownership interests in a domestic entity may be certificated or uncertificated.
(b) The ownership interests in a business corporation, real estate investment trust, or professional corporation must be certificated unless the governing documents of the entity or a resolution adopted by the governing authority of the entity states that the ownership interests are uncertificated. If a domestic entity changes the form of its ownership interests from certificated to uncertificated, a certificated ownership interest subject to the change becomes an uncertificated ownership interest only after the certificate is surrendered to the domestic entity.
(c) Ownership interests in a domestic entity, other than a domestic entity described in subsection (b), are uncertificated unless this title or the governing documents of the domestic entity state that the interests are certificated.
(d) Unless an entity's chapter specifically provides otherwise, no certificate of a certificated ownership interest shall be issued in bearer form.
(Act 2009-513, p. 967, §22; Act 2018-125, §1.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division E - Certificates Representing Ownership Interest.›Section 10A-1-3.42 - Form and Validity of Certificates; Enforcement of Entity's Rights; Abbreviation...
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division E - Certificates Representing Ownership Interest. › Section 10A-1-3.42 - Form and Validity of Certificates; Enforcement of Entity's Rights; Abbreviations.
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Section 10A-1-3.42
Form and validity of certificates; enforcement of entity's rights; abbreviations.
(a) A certificated ownership interest in a domestic entity may contain an impression of the seal of the entity, if any. A facsimile of the entity's seal may be printed or lithographed on the certificate.
(b) If a domestic entity is authorized to issue ownership interests of more than one class or series, each certificate representing ownership interests that is issued by the entity must conspicuously state on the front or back of the certificate:
(1) the designations, preferences, limitations, and relative rights of the ownership interests of each class or series to the extent they have been determined and the authority of the governing authority to make those determinations as to subsequent classes or series; or
(2) that the information required by subsection (1) is stated in the domestic entity's governing documents and that the domestic entity, on written request to the entity's principal office or registered office, will provide a free copy of that information to the record holder of the certificate.
(c) A certificate representing ownership interests must state on the front of the certificate:
(1) that the domestic entity is organized under the laws of this state;
(2) the name of the person to whom the certificate is issued;
(3) the number and class of ownership interests and the designation of the series, if any, represented by the certificate; and
(4) if the ownership interests are shares, the par value of each share represented by the certificate, or a statement that the shares are without par value.
(d) A certificate representing ownership interests that is subject to a restriction, placed by or agreed to by the domestic entity pursuant to this title on the transfer or registration of the transfer of the ownership interests must conspicuously note the existence of the restriction on the front or back of the certificate. Even if not so noted, a restriction is enforceable against a person with actual knowledge of the restriction.
(e) Abbreviations may be used in the inscribing of certificates representing ownership interests. Without limiting the use of other abbreviations, however, the following or substantially similar abbreviations may be used in the inscribing of such certificates, and shall be construed as though they were written out in full and shall be accorded the meaning ascribed herein.
Abbreviation:
Meaning:
TEN COM
As tenants in common.
JTWROS
As joint tenants with rights of survivorship and not as tenants in common.
JT TEN
As joint tenants with rights of survivorship and not as tenants in common.
CUSTODIAN FOR, UTMA
As custodian for______(name of minor) under the Uniform Transfers to Minors Act.
(Act 2009-513, p. 967, §22; Act 2018-125, §1; Act 2019-94, §2; Act 2020-73, §3.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division E - Certificates Representing Ownership Interest.›Section 10A-1-3.43 - Signature Requirement.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division E - Certificates Representing Ownership Interest. › Section 10A-1-3.43 - Signature Requirement.
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Section 10A-1-3.43
Signature requirement.
(a) The managerial official or officials of a domestic entity authorized by the governing documents of the entity to sign certificated ownership interests of the entity must sign any certificate representing an ownership interest in the entity.
(b) A certificated ownership interest that contains the manual or facsimile signature of a person who is no longer a managerial official of a domestic entity when the certificate is issued may be issued by the entity in the same manner and with the same effect as if the person had remained a managerial official.
(Act 2009-513, p. 967, §22.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division E - Certificates Representing Ownership Interest.›Section 10A-1-3.44 - Delivery Requirement.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division E - Certificates Representing Ownership Interest. › Section 10A-1-3.44 - Delivery Requirement.
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Section 10A-1-3.44
Delivery requirement.
A domestic entity shall deliver to the owner thereof a certificate representing a certificated ownership interest to which the owner is entitled.
(Act 2009-513, p. 967, §22.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-3/division-e/section-10a-1-3-45/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 3 - Formation and Governance.›Division E - Certificates Representing Ownership Interest.›Section 10A-1-3.45 - Notice for Uncertificated Ownership Interest.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 3 - Formation and Governance. › Division E - Certificates Representing Ownership Interest. › Section 10A-1-3.45 - Notice for Uncertificated Ownership Interest.
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Section 10A-1-3.45
Notice for uncertificated ownership interest.
(a) Except as otherwise provided in subsection (c) and in accordance with Article 8 of Title 7, after issuing or transferring an uncertificated ownership interest, a domestic entity shall notify the owner of the ownership interest in writing of any information required under this division to be stated on a certificate representing the ownership interest.
(b) Except as otherwise expressly provided by law, the rights and obligations of the owner of an uncertificated ownership interest are the same as the rights and obligations of the owner of a certificated ownership interest of the same class and series.
(c) A domestic entity is not required to send a notice under subsection (a) if:
(1) the required information is included in the governing documents of the entity; and
(2) the owner of the uncertificated ownership interest is provided with a copy of the governing documents.
(Act 2009-513, p. 967, §22.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division A - General Provisions.›Section 10A-1-4.01 - Filing Instrument Requirements.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division A - General Provisions. › Section 10A-1-4.01 - Filing Instrument Requirements.
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Section 10A-1-4.01
Filing instrument requirements.
(a) A filing instrument must:
(1) be typewritten, printed, or electronically transmitted. If a filing instrument is electronically transmitted, the filing instrument shall be in a format that can be retrieved or reproduced in typewritten or printed form.
(2) be in the English language. A name may be in a language other than English if written in English letters or Arabic or Roman numerals. A filing instrument not in English shall be accompanied by an English translation reasonably authenticated to the satisfaction of the filing officer. If a filing instrument is not in English but is accompanied by an English translation authenticated to the satisfaction of the filing officer, then the filing instrument and the English translation shall collectively be considered one filing instrument, however, for all purposes of the laws of this state, the English translation shall govern.
(3) be signed by the person or persons required by this title or the applicable chapter to execute, and to verify, if required by the applicable chapter, the filing instrument; and
(4) if delivered to the Secretary of State for filing, state the unique identifying number or other designation as assigned by the Secretary of State to the entity or entities referenced in the filing instrument if a unique identifying number or other designation has been assigned; and
(5) be delivered to the filing officer for filing. Delivery may be made in person, by mail, by courier, or if delivered to the Secretary of State, by electronic transmission, and if delivered to a filing officer other than the Secretary of State, by electronic transmission if permitted by that filing officer. If the filing instrument is filed in typewritten or printed form and not transmitted electronically, the filing officer may require up to two exact or conformed copies be delivered with the filing instrument.
(b) A filing instrument must comply with all provisions of this title.
(c) A filing instrument that provides for the name of an entity, the change of the name of an entity, the reinstatement of an entity, or otherwise affects the name of an entity, must comply with Article 5 of this chapter.
(d) A person authorized by this title to sign a filing instrument for an entity is not required to show evidence of the person's authority as a requirement for filing.
(e) The execution of a filing instrument constitutes an affirmation by each person executing the instrument that the facts therein are true, under penalties for perjury prescribed by Section 13A-10-103 or its successor.
(f) If a person required by this title to sign a writing or deliver a writing to a filing officer for filing under this title does not do so, any other person that is aggrieved by that failure may petition the designated court, and if none, the circuit court for the county in which the entity's principal office is located in this state, and if none in this state, the circuit court for the county in which the entity's most recent registered office is located, to order:
(1) the person to sign the writing;
(2) the person to deliver the writing to the filing officer for filing; or
(3) the filing officer to file the writing unsigned.
(g) If a petitioner under subsection (f) is not the entity to whom the writing pertains, the petitioner shall make the entity a party to the action. A person aggrieved under subsection (f) may seek the remedies provided in subsection (f) in a separate action against the person required to sign or deliver the writing, or as a part of any other action concerning the entity in which the person required to sign or deliver the writing, is made a party.
(h) A writing filed unsigned pursuant to subsection (f) is effective without being signed.
(i) A court may award reasonable expenses, including reasonable attorneys' fees, to the party or parties who prevail, in whole or in part, with respect to any claim made under subsection (f).
(Act 2009-513, p. 967, §24; Act 2018-125, §1; Act 2019-94, §2; Act 2020-73, §3.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division A - General Provisions.›Section 10A-1-4.02 - Delivery of Filing Instrument; Duties of Filing Officer; Fee; Automated Electro...
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division A - General Provisions. › Section 10A-1-4.02 - Delivery of Filing Instrument; Duties of Filing Officer; Fee; Automated Electronic System.
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Section 10A-1-4.02
Delivery of filing instrument; duties of filing officer; fee; automated electronic system.
(a) A filing instrument required or allowed by this title to be delivered to the Secretary of State for filing shall be delivered to the Secretary of State for filing.
(b) A filing instrument required or permitted by this title to be delivered to the judge of probate for filing shall be delivered to the judge of probate for filing.
(c) If a provision of this title does not specify which filing officer a filing instrument is to be delivered to for filing, that filing instrument shall be delivered to the Secretary of State for filing.
(d) If the filing officer finds that a filing instrument delivered to the filing officer for filing substantially conforms to the provisions of this title that apply to that filing instrument and that all required fees have been paid, the filing officer shall file it immediately upon delivery by:
(1) recording that filing instrument as filed, together with the name and official title of the filing officer and the date and time of receipt on the instrument and all copies required hereunder and on the receipt for the filing fee;
(2) accepting that filing instrument into the filing system adopted by the filing officer and assigning the instrument a date and time of filing; and
(3) delivering a copy of that filing instrument, indicating the date and time of the filing on the copy along with the filing fee receipt to the entity or its representative.
(e) The filing fee to be collected by the filing officer shall be paid or provision for payment shall be made in a manner permitted by the filing officer. The filing officer may accept payment of the correct amount due by check, credit card, charge card, or similar method. If the amount due is tendered by any method other than cash, the liability shall not be finally discharged until the filing officer receives final irrevocable full payment of immediately available funds. If after five consecutive calendar days prior notice by the filing officer to the entity or person who delivered a filing instrument for filing for which the filing fee was not received in final irrevocable full payment of immediately available funds, then the filing officer may declare the filing instrument to be null and void and of no legal effect as if it had never been filed and may remove the filing instrument from the records of the filing officer.
(f) If the filing officer refuses to file a filing instrument, the filing officer shall return it to the entity or its representative within five consecutive calendar days after the filing instrument was delivered to the filing officer for filing, together with a brief, written explanation of the reason for the refusal.
(g) Delivery by a filing officer of an acknowledgement of filing, receipt for the filing fee, an explanation for the reason a filing instrument was not filed, notice that a filing fee was not made in final irrevocable full payment of immediately available funds, or other communication as to a filing instrument delivered for filing to that filing officer may be accomplished by mail, courier, or electronic transmission.
(h) The duty of the filing officer to file filing instruments pursuant to this title is ministerial. Filing or refusing to file a filing instrument by the filing officer does not:
(1) affect the validity or invalidity of the filing instrument in whole or in part;
(2) relate to the correctness or incorrectness of information contained in the filing instrument; or
(3) create a presumption that the filing instrument is valid or invalid or that information contained in the filing instrument is correct or incorrect.
(i) The Secretary of State shall assign a unique identifying number to each domestic entity and each foreign filing entity for which the Secretary of State has filed or files a filing instrument and shall keep:
(1) an alphabetical list of those domestic entities and foreign filing entities;
(2) with respect to those domestic entities and foreign filing entities, all filing instruments and any other document required or permitted to be delivered to the Secretary of State for filing pursuant to this title; and
(3) the data contained in those filing instruments.
(j) The Secretary of State shall establish and maintain an automated electronic system that enables:
(i) the delivery, acceptance, and filing by electronic transmission of all filing instruments authorized or required by this title to be delivered to the Secretary of State for filing;
(ii) all filing instruments to be in a form that complies with this title but does not require the filing instruments to be in a form adopted by or otherwise required by the Secretary of State;
(iii) the delivery, acceptance, and filing of filing instruments by electronic transmission to occur 24 hours a day, seven days a week, each day of the year, including holidays and weekends; and
(iv) each person delivering a filing instrument by means of electronic transmission to the Secretary of State for filing to receive from the Secretary of State immediate confirmation that the filing instrument has been delivered to, and accepted and filed by, the Secretary of State with that confirmation to include the information required in subsections (d)(1), (d)(2), and (d)(3), associated with that filing instrument, clearly set forth on a digital copy of that filing instrument.
(k) If a filing instrument which is authorized or required to be delivered to the Secretary of State for filing by this title is delivered to the Secretary of State by means other than electronic transmission, and that filing instrument complies with the requirements of this title, then the Secretary of State shall:
(i) file that filing instrument as of the date and time of the receipt of that filing instrument;
(ii) confirm that the filing instrument has been delivered to, and accepted and filed by, the Secretary of State with that confirmation to include the information required in subsections (d)(1), (d)(2), and (d)(3), associated with that filing instrument, clearly set forth on a copy of that filing instrument; and
(iii) either (A) place that confirmation and that copy of the filing instrument in the United States mail, postage prepaid, and properly addressed to the person who delivered that filing instrument to the Secretary of State, not later than the next business day or (B) transmit that confirmation and that copy of the filing instrument by electronic transmission to the person who delivered that filing instrument to the Secretary of State, not later than the next business day.
(l) Subject to subsection (e), a filing officer who has filed a filing instrument shall maintain that filing instrument in perpetuity.
(Acts 1994, No. 94-245, p. 343, §1; Act 2000-705, p. 1442, §3; §10-2B-1.25; amended and renumbered by Act 2009-513, p. 967, §25; Act 2014-293, p. 1052, §1; Act 2018-125, §1; Act 2019-94, §2; Act 2020-73, §3; Act 2021-299, §1.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division A - General Provisions.›Section 10A-1-4.03 - Time for Filing.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division A - General Provisions. › Section 10A-1-4.03 - Time for Filing.
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Section 10A-1-4.03
Time for filing.
Unless this title prescribes a specific period for filing, an entity shall promptly file each filing instrument that this title requires the entity to file.
(Act 2009-513, p. 967, §26.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division A - General Provisions.›Section 10A-1-4.04 - Certificates and Certified Copies.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division A - General Provisions. › Section 10A-1-4.04 - Certificates and Certified Copies.
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Section 10A-1-4.04
Certificates and certified copies.
(a) A court, public office, or official body shall accept a certificate issued as provided by this title by the filing officer or a copy of a filing instrument accepted by the filing officer for filing as provided by this title that is certified by the filing officer as prima facie evidence of the facts stated in the certificate or instrument.
(b) A court, public office, or official body may record a certificate or certified copy described by subsection (a).
(c) A court, public office, or official body shall accept a certificate issued under an official seal by the filing officer as to the existence or nonexistence of facts that relate to an entity that would not appear from a certified copy of a filing instrument as prima facie evidence of the existence or nonexistence of the facts stated in the certificate.
(Act 2009-513, p. 967, §26; Act 2019-94, §2.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division A - General Provisions.›Section 10A-1-4.05 - Forms Adopted by Secretary of State.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division A - General Provisions. › Section 10A-1-4.05 - Forms Adopted by Secretary of State.
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Section 10A-1-4.05
Forms adopted by Secretary of State.
(a) The Secretary of State may adopt forms for a filing instrument or a report authorized or required by this title to be filed with the Secretary of State.
(b) A person is not required to use a form adopted by the Secretary of State.
(Acts 1994, No. 94-245, p. 343, §1; §10-2B-1.21; amended and renumbered by Act 2009-513, p. 967, §27; Act 2020-73, §3.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division A - General Provisions.›Section 10A-1-4.06 - Powers of Filing Office.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division A - General Provisions. › Section 10A-1-4.06 - Powers of Filing Office.
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Section 10A-1-4.06
Powers of filing office.
Each filing officer shall have the powers reasonably necessary to perform the duties required of him or her by this title.
(Acts 1994, No. 94-245, p. 343, §1; §10-2B-1.30; amended and renumbered by Act 2009-513, p. 967, §27; Act 2019-94, §2.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division A - General Provisions.›Section 10A-1-4.07 - Communication Between Filing Officer and Entity; Redaction of Information.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division A - General Provisions. › Section 10A-1-4.07 - Communication Between Filing Officer and Entity; Redaction of Information.
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Section 10A-1-4.07
Communication between filing officer and entity; redaction of information.
(a) Any communication from a filing officer to an entity may be accomplished by electronic transmission or by mail or courier to that entity's principal office address.
(b) If any law prohibits the disclosure by a filing officer of information contained in a filing instrument delivered for filing, the filing officer shall file the filing instrument if it otherwise complies with the applicable law, but the filing officer may redact such information so that it is not available to the public.
(Act 2020-73, §4.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-4/division-b/section-10a-1-4-11/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division B - When Filings Take Effect.›Section 10A-1-4.11 - General Rule.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division B - When Filings Take Effect. › Section 10A-1-4.11 - General Rule.
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Section 10A-1-4.11
General rule.
A filing instrument submitted to the filing officer takes effect on the date and time of the actual receipt by the filing officer, except as permitted by Section 10A-1-4.12 or as provided by the provisions of this title which apply to the entity making the filing or other law.
(Act 2009-513, p. 967, §29; Act 2019-94, §2; Act 2020-73, §5.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division B - When Filings Take Effect.›Section 10A-1-4.12 - Time and Date of Effectiveness for Certain Filings; Time Zones.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division B - When Filings Take Effect. › Section 10A-1-4.12 - Time and Date of Effectiveness for Certain Filings; Time Zones.
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Section 10A-1-4.12
Time and date of effectiveness for certain filings; time zones.
(a) Except as otherwise provided by Section 10A-1-4.14, a filing instrument may take effect at a specified date and time after the time the instrument would otherwise take effect as provided by this title for the entity filing the instrument.
(b) If a filing instrument is to take effect on a specific date and time other than that provided by this title:
(1) the date may not be later than the 90th day after the date the instrument is delivered to the filing officer for filing;
(2) the specific time at which the instrument is to take effect may not be specified as "12:00 a.m." or "12:00 p.m."; and
(3) if a delayed effective date is specified, but no time is specified, at 12:01 a.m. on the date specified, which may not be more than 90 days after the date the instrument is delivered to the filing officer for filing.
(c) If a filing instrument does not specify the time zone or the place at which a date or time, or both, is to be determined, the date or time, or both, at which it becomes effective shall be those prevailing at the place of filing in this state.
(Act 2009-513, p. 967, §29; Act 2018-125, §1; Act 2020-73, §5.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division B - When Filings Take Effect.›Section 10A-1-4.13 - Abandonment Before Effectiveness.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division B - When Filings Take Effect. › Section 10A-1-4.13 - Abandonment Before Effectiveness.
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Section 10A-1-4.13
Abandonment before effectiveness.
(a) The parties to a filing instrument may abandon the filing instrument if the instrument has not taken effect.
(b) To abandon a filing instrument the parties to the instrument must file with the filing officer a certificate of abandonment.
(c) A certificate of abandonment must:
(1) be signed on behalf of each entity that is a party to the action or transaction by the person authorized by this title to act on behalf of the entity;
(2) state the nature of the filing instrument to be abandoned, the date of the instrument, and the parties to the instrument; and
(3) state that the filing instrument has been abandoned in accordance with the agreement of the parties.
(d) On the filing of the certificate of abandonment, the action or transaction evidenced by the original filing instrument is abandoned and may not take effect.
(e) If in the interim before a certificate of abandonment is filed, the name of an entity that is a party to the action or transaction becomes indistinguishable on the records of the Secretary of State from the name of another entity already on file or reserved or registered pursuant to this title, the filing officer may not file the certificate of abandonment unless the entity by or for whom the certificate is filed changes its name in the manner provided by this title for that entity.
(Act 2009-513, p. 967, §29; Act 2019-94, §2.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division B - When Filings Take Effect.›Section 10A-1-4.14 - Delayed Effectiveness Not Permitted.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division B - When Filings Take Effect. › Section 10A-1-4.14 - Delayed Effectiveness Not Permitted.
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Section 10A-1-4.14
Delayed effectiveness not permitted.
The effect of the following filing instruments may not be delayed:
(1) a reservation of name as provided by Division B of Article 5;
(2) a registration of name as provided by Division C of Article 5; or
(3) a certificate of abandonment as provided by Section 10A-1-4.13.
(Act 2009-513, p. 967, §29.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division B - When Filings Take Effect.›Section 10A-1-4.15 - Acknowledgement of Filing With Delayed Effectiveness.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division B - When Filings Take Effect. › Section 10A-1-4.15 - Acknowledgement of Filing With Delayed Effectiveness.
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Section 10A-1-4.15
Acknowledgement of filing with delayed effectiveness.
An acknowledgment of filing issued or other action taken by the filing officer affirming the filing of a filing instrument that has a specific delayed effective date must state the date and time at which the instrument takes effect.
(Act 2009-513, p. 967, §29; Act 2019-94, §2.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division C - Correction and Amendment.›Section 10A-1-4.21 - Corrections of Filings.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division C - Correction and Amendment. › Section 10A-1-4.21 - Corrections of Filings.
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Section 10A-1-4.21
Corrections of filings.
(a) A filing instrument that has been filed with a filing officer that is an inaccurate record of the event or transaction evidenced in the instrument, that contains an inaccurate or erroneous statement, or that was defectively or erroneously signed, sealed, acknowledged, or verified may be corrected by filing a certificate of correction.
(b) A certificate of correction must be signed by the person authorized by this title to act on behalf of the entity.
(Act 2009-513, p. 967, §31; Act 2019-94, §2; Act 2020-73, §5.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division C - Correction and Amendment.›Section 10A-1-4.22 - Limitation on Correction of Filings.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division C - Correction and Amendment. › Section 10A-1-4.22 - Limitation on Correction of Filings.
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Section 10A-1-4.22
Limitation on correction of filings.
A filing instrument may be corrected to contain only those statements that this title authorizes or requires to be included in the original instrument. A certificate of correction may not alter, add, or delete a statement that by its alteration, addition, or deletion would have caused the Secretary of State to determine the filing instrument did not conform to this title at the time of filing.
(Act 2009-513, p. 967, §31.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division C - Correction and Amendment.›Section 10A-1-4.23 - Certificate of Correction.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division C - Correction and Amendment. › Section 10A-1-4.23 - Certificate of Correction.
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Section 10A-1-4.23
Certificate of correction.
The certificate of correction must:
(1) state the name of the entity;
(2) identify the filing instrument to be corrected by description and date of filing with the filing officer;
(3) identify the inaccuracy, error, or defect to be corrected; and
(4) state in corrected form the portion of the filing instrument to be corrected.
(Act 2009-513, p. 967, §31; Act 2019-94, §2.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division C - Correction and Amendment.›Section 10A-1-4.24 - Filing Certificate of Correction.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division C - Correction and Amendment. › Section 10A-1-4.24 - Filing Certificate of Correction.
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Section 10A-1-4.24
Filing certificate of correction.
The certificate of correction shall be filed with and acted on by the filing officer as provided in Section 10A-1-4.02.
(Act 2009-513, p. 967, §31; Act 2019-94, §2.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division C - Correction and Amendment.›Section 10A-1-4.25 - Effect of Certificate of Correction.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division C - Correction and Amendment. › Section 10A-1-4.25 - Effect of Certificate of Correction.
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Section 10A-1-4.25
Effect of certificate of correction.
(a) After the filing officer files the certificate of correction, the filing instrument is considered to have been corrected on the date the filing instrument was originally filed, except as otherwise provided by subsection (b).
(b) As to a person who acted in reliance on the filing instrument prior to its correction and who is adversely affected by that correction, the filing instrument is considered to have been corrected on the date the certificate of correction is filed.
(c) An acknowledgment of filing or a similar instrument issued by the filing officer before a filing instrument is corrected, with respect to the effect of filing the original filing instrument, applies to the corrected filing instrument as of the date the corrected filing instrument is considered to have been filed under this section.
(Act 2009-513, p. 967, §31; Act 2018-125, §1; Act 2019-94, §2.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division C - Correction and Amendment.›Section 10A-1-4.26 - Amendment of Filings.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division C - Correction and Amendment. › Section 10A-1-4.26 - Amendment of Filings.
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Section 10A-1-4.26
Amendment of filings.
A filing instrument that an entity files with the filing officer may be amended or supplemented in accordance with the provisions of the chapter that apply to that entity or in accordance with that entity's governing documents. If neither the chapter that applies to that entity nor the governing documents of that entity provides or prohibits a process for the approval and filing of an amendment or supplement to that filing instrument for that entity, then that filing instrument may be amended or supplemented and filed utilizing the same process for approval and filing as was used to approve and file that filing instrument.
(Act 2009-513, p. 967, §31; Act 2016-379, p. 934, §2; Act 2019-94, §2.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 4 - Filings.›Division D - Filing Fees.›Section 10A-1-4.31 - Filing Fees; All Entities.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 4 - Filings. › Division D - Filing Fees. › Section 10A-1-4.31 - Filing Fees; All Entities.
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Section 10A-1-4.31
Filing fees; all entities.
(a)(1) The Secretary of State shall collect the following fees when a filing instrument described in this title is delivered to the Secretary of State for filing:
a. Certificate of formation for all entities: Two hundred dollars ($200).
b. Amendment to a certificate of formation and a restated certificate of formation: One hundred dollars ($100).
c. Name reservations and notice of transfer of name reservation: Twenty-five dollars ($25).
d. Certificates, articles, or statements of dissolution or cancellation: One hundred dollars ($100).
e. Foreign entity registration including a statement of foreign limited liability partnership: One hundred fifty dollars ($150).
f. Certificate of existence: Twenty-five dollars ($25).
g. Certificates, articles, or statements of merger, conversion, and share exchange: One hundred dollars ($100).
h. Any other filing instrument required or permitted to be delivered to the Secretary of State for filing pursuant to this title: One hundred dollars ($100).
(2) If a state of emergency declared in this or any other state or by the federal government renders substantial compliance with this article impossible or unreasonable, the Secretary of State may waive the certificate of existence fee of twenty-five dollars ($25).
(b) The judge of probate shall collect the following fees when a filing instrument described in this title is delivered to the judge of probate for filing:
(1) Certified copy of statements of authority, denial, and cancellation thereof, permitted to be filed with the judge of probate: One hundred dollars ($100).
(2) Certified copy of certificates, articles, or statements of merger and conversion filed pursuant to this chapter, Chapter 2A, Chapter 5A, Chapter 8A, Chapter 9A, or Chapter 10: Five dollars ($5).
(3) Any other filing instrument required or permitted to be delivered to the judge of probate for filing pursuant to this title: One hundred dollars ($100).
(c) There is hereby established in the State Treasury a fund to be known and designated as the Secretary of State Entity Fund. All funds, fees, charges, costs, and collections accruing to or collected by the Secretary of State under this section or any other fees collected by the Secretary of State relating to entities shall be deposited into the State Treasury to the credit of the Secretary of State Entity Fund except as so provided in subsection (e).
(d) Except as set forth in subdivision (e)(1), all funds now or hereafter deposited in the State Treasury to the credit of the Secretary of State Entity Fund shall not be expended for any purpose unless the same shall have been allotted and budgeted in accordance with Article 4 of Chapter 4 of Title 41, and only in the amounts and for the purposes provided by the Legislature in the general appropriation bill or this section.
(e)(1) From the two hundred dollar ($200) fee collected by the Secretary of State for the filing of a certificate of formation in final irrevocable full payment of immediately available funds, the Secretary of State shall pay the sum of one hundred dollars ($100) to the county treasurer for the county in which the office of the initial registered agent for that entity is located, which sum shall constitute the entire fee due to that county for the formation of that entity.
(2) After the payment of the amounts set forth in subdivision (e)(1) have been paid, 70 percent of the remaining funds collected by the Secretary of State in final irrevocable full payment of immediately available funds in relation to entities during the fiscal year shall be deposited to the credit of the State General Fund.
(f) The fees imposed for the office of the judge of probate or required to be paid by the Secretary of State to the county treasurer pursuant to subdivision (e)(1) shall be charged and paid into the appropriate county treasury or to the judge of probate as may be authorized or required by law.
(g) The Secretary of State shall collect the following fees for copying and certifying the copy of any filing instrument relating to a domestic or foreign entity:
(1) Two dollars ($2) a page for copying.
(2) Ten dollars ($10) for the certificate.
(h) The judge of probate shall collect the following fees for copying and certifying the copy of any filing instrument relating to an entity:
(1) Two dollars ($2) a page for copying.
(2) Ten dollars ($10) for the certificate.
(Acts 1994, No. 94-245, p. 343, §1; Act 2000-724, p. 1550, §1; §10-2B-1.22; amended and renumbered by Act 2009-513, p. 967, §33; Act 2018-125, §1; Act 2019-94, §2; Act 2020-73, §5; Act 2021-222, §1.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division A - General Provisions.›Section 10A-1-5.01 - Effect on Rights Under Other Law.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division A - General Provisions. › Section 10A-1-5.01 - Effect on Rights Under Other Law.
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Section 10A-1-5.01
Effect on rights under other law.
The filing of a certificate of formation by a filing entity pursuant to this title, an application for registration or statement of foreign limited liability partnership by a foreign filing entity pursuant to this title, or an application for reservation or registration of a name pursuant to this article does not authorize the use of a name in this state in violation of a right of another under:
(1) The Trademark Act of 1946, as amended, 15 U.S.C. Section 1051 et seq.; or
(2) Chapter 12 of Title 8; or
(3) Common law.
(Act 2009-513, p. 967, §35; Act 2018-125, §1; Act 2019-94, §2.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division A - General Provisions.›Section 10A-1-5.02 - Unauthorized Purpose in Name Prohibited.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division A - General Provisions. › Section 10A-1-5.02 - Unauthorized Purpose in Name Prohibited.
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Section 10A-1-5.02
Unauthorized purpose in name prohibited.
A domestic entity, and a foreign filing entity with registration under Article 7, may not have a name that contains any word phrase that indicates or implies that the entity is engaged in a business that the entity is not authorized by law to pursue.
(Act 2009-513, p. 967, §35; Act 2018-125, §1.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division A - General Provisions.›Section 10A-1-5.03 - Names Prohibited.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division A - General Provisions. › Section 10A-1-5.03 - Names Prohibited.
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Section 10A-1-5.03
Names prohibited.
(a) A domestic entity may not have a name and a foreign filing entity may not register to transact business in this state under a name that is the same as or not distinguishable on the records of the Secretary of State from:
(1) the name of another existing filing entity or a general partnership that has an effective statement of partnership, statement of not for profit partnership, or limited liability partnership under Chapter 8A;
(2) the name of a foreign filing entity that has a registration under Article 7;
(3) a name that is reserved under Division B.
(b) Subsection (a) does not apply if the other entity or the person for whom the name is reserved consents in writing to the use of a name not distinguishable on the records of the Secretary of State, and submits an undertaking in form satisfactory to the Secretary of State to change its name to a name that is distinguishable on the records of the Secretary of State from the name for which application was made.
(c) In determining whether a name is the same as or not distinguishable on the records of the Secretary of State from the name of another entity, words, phrases, or abbreviations indicating the type of entity, such as "corporation," "corp.," "general partnership," "GP," "G.P.," "not for profit general partnership," "NGP," "N.G.P.," "incorporated," "Inc.," "limited liability company," "LLC," "L.L.C.," "limited partnership," "LP," "L.P.," "Ltd.," "limited liability limited partnership," "LLLP," "L.L.L.P.," "limited liability partnership," "LLP," or "L.L.P." shall not be taken into account unless waived in writing by the incumbent holder of the name.
(Act 2009-513, p. 967, §35; Act 2013-338, p. 1196, §1; Act 2018-125, §1.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division A - General Provisions.›Section 10A-1-5.04 - Name of Corporation or Foreign Corporation.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division A - General Provisions. › Section 10A-1-5.04 - Name of Corporation or Foreign Corporation.
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Section 10A-1-5.04
Name of corporation or foreign corporation.
(a) The name of a corporation or foreign corporation must contain:
(1) the word "corporation" or "incorporated"; or
(2) an abbreviation of one of those words.
(b) Subsection (a) does not apply to a nonprofit corporation or foreign nonprofit corporation, or to banks, trust companies, savings and loan associations, or insurance companies.
(c) In lieu of a word or abbreviation required by subsection (a), the name of a professional corporation must comply with the requirements of Section 10A-1-5.08.
(d) The requirements of subsection (a) do not apply to any corporation organized before January 1, 1981.
(e) For a corporation that elects to be a benefit corporation under the Alabama Business Corporation Law, the name of that benefit corporation must contain the words "benefit corporation," the abbreviation "B.C.," or the designation "BC" and may not use the word "incorporated" or an abbreviation thereof.
(Act 2009-513, p. 967, §35; Act 2013-338, p. 1196, §1; Act 2018-125, §1; Act 2020-73, §5.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division A - General Provisions.›Section 10A-1-5.05 - Name of Limited Partnership.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division A - General Provisions. › Section 10A-1-5.05 - Name of Limited Partnership.
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Section 10A-1-5.05
Name of limited partnership.
(a) The name of a limited partnership or a foreign limited partnership registered to transact business in this state may contain the name of any partner.
(b) The name of a limited partnership that is not a limited liability limited partnership must contain the phrase "limited partnership" or "Limited," or the abbreviation "L.P.," "LP," or "Ltd." and must not contain the phrase "limited liability limited partnership" or the abbreviation "LLLP" or "L.L.L.P."
(c) The name of a limited liability limited partnership must contain the phrase "limited liability limited partnership" or the abbreviation "LLLP" or "L.L.L.P." and must not contain the abbreviation "L.P.," "LP," or "Ltd."
(d) Subject to Section 10A-1-7.07, this section applies to any foreign limited partnership transacting business in this state, having a certificate of authority to transact business in this state, or applying for a certificate of authority.
(e) The name of a limited partnership may not contain the following words: "bank," "banking," "banker," "trust," "insurance," "insurer," "corporation," "incorporated," or any abbreviation of such words.
(Act 2016-379, p. 934, §3; Act 2018-125, §1.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division A - General Provisions.›Section 10A-1-5.06 - Name of Limited Liability Company or Foreign Limited Liability Company.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division A - General Provisions. › Section 10A-1-5.06 - Name of Limited Liability Company or Foreign Limited Liability Company.
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Section 10A-1-5.06
Name of limited liability company or foreign limited liability company.
The name of a limited liability company or a foreign limited liability company registered to transact business in this state must contain the words "Limited Liability Company" or the abbreviation "L.L.C." or "LLC".
(Acts 1993, No. 93-724, p. 1425, §5; Act 97-920, 1st Ex. Sess., p. 312, §1; §10-12-5; amended and renumbered by Act 2009-513, p. 967, §36; Act 2018-125, §1.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division A - General Provisions.›Section 10A-1-5.07 - Name of Registered Limited Liability Partnership.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division A - General Provisions. › Section 10A-1-5.07 - Name of Registered Limited Liability Partnership.
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Section 10A-1-5.07
Name of registered limited liability partnership.
The name of a limited liability partnership or a foreign limited liability partnership registered to transact business in this state shall contain the words "Limited Liability Partnership" or the abbreviation "L.L.P." or "LLP".
(Acts 1996, No. 96-528, p. 685, §1; §10-8A-1002; amended and renumbered by Act 2009-513, p. 967, §36; Act 2018-125, §1.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division A - General Provisions.›Section 10A-1-5.08 - Name of Professional Corporation.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division A - General Provisions. › Section 10A-1-5.08 - Name of Professional Corporation.
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Section 10A-1-5.08
Name of professional corporation.
The name of a domestic professional corporation or of a foreign professional corporation registered to transact business in this state must contain the words "professional corporation" or the abbreviation "P.C." or "PC" and shall otherwise conform to any rule promulgated by a licensing authority having jurisdiction of a professional service described in the certificate of formation of the professional corporation.
(Acts 1983, No. 83-514, p. 763, §8; Acts 1988, 1st Ex. Sess., No. 88-905, p. 474, §1; §10-4-387; amended and renumbered by Act 2009-513, p. 967, §36; Act 2018-125, §1; Act 2019-94, §2.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division A - General Provisions.›Section 10A-1-5.09 - Name of Professional Entity; Conflict With Other Law or Ethical Rule.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division A - General Provisions. › Section 10A-1-5.09 - Name of Professional Entity; Conflict With Other Law or Ethical Rule.
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Section 10A-1-5.09
Name of professional entity; conflict with other law or ethical rule.
The name of a professional entity must be consistent with a statute or regulation that governs a person that provides a professional service through the professional entity, including a rule of professional ethics.
(Act 2009-513, p. 967, §37.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division A - General Provisions.›Section 10A-1-5.10 - Name of General Partnership.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division A - General Provisions. › Section 10A-1-5.10 - Name of General Partnership.
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Section 10A-1-5.10
Name of general partnership.
(a) The name of a general partnership that has filed a statement of partnership in accordance with Section 10A-8A-2.02 must include the words "general partnership" or the abbreviation "G.P." or "GP."
(b) The name of a general partnership that has filed a statement of not for profit partnership in accordance with Section 10A-8A-2.02 must include the words "not for profit general partnership" or the abbreviation "N.G.P." or "NGP."
(Act 2018-125, §2.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division B - Reservation of Names.›Section 10A-1-5.11 - Application for Reservation of Name.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division B - Reservation of Names. › Section 10A-1-5.11 - Application for Reservation of Name.
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Section 10A-1-5.11
Application for reservation of name.
(a) To reserve the exclusive use of an entity name, including a fictitious name for a foreign entity whose name is not available, a person must deliver an application to the Secretary of State for filing. Any person may file an application with the Secretary of State to reserve the exclusive use of a name under this article.
(b) The application must set forth the name and address of the applicant and the name proposed to be reserved and must be:
(1) accompanied by any required filing fee; and
(2) signed by the applicant or by the agent or attorney of the applicant.
(c) The name may also be reserved, renewed, withdrawn, and transferred by electronic means as set forth in Section 10A-1-5.17.
(Act 2009-513, p. 967, §39; Act 2013-338, p. 1196, §1; Act 2018-125, §3; Act 2020-73, §5.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division B - Reservation of Names.›Section 10A-1-5.12 - Reservation of Certain Names Prohibited; Exceptions.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division B - Reservation of Names. › Section 10A-1-5.12 - Reservation of Certain Names Prohibited; Exceptions.
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Section 10A-1-5.12
Reservation of certain names prohibited; exceptions.
(a) The Secretary of State may not reserve a name that is the same as, or not distinguishable on the records of the Secretary of State from:
(1) the name of an existing filing entity; the name of a general partnership that has an effective statement of partnership, statement of not for profit partnership, or statement of limited liability partnership on file with the Secretary of State under Chapter 8A;
(2) the name of a foreign filing entity that has a registration under Article 7; or
(3) a name that is reserved under this division.
(b) Subsection (a) does not apply if the other entity or the person for whom the name is reserved consents in writing to the subsequent reservation of a name not distinguishable on the records of the Secretary of State, and submits an undertaking in form satisfactory to the Secretary of State to change its name to a name that is distinguishable on the records of the Secretary of State from the name applied for or, if the conflict is with a reserved or registered name, transfers its reservation to the applicant pursuant to Section 10A-1-5.16.
(Act 2009-513, p. 967, §39; Act 2013-338, p. 1196, §1; Act 2018-125, §3.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division B - Reservation of Names.›Section 10A-1-5.13 - Action on Application.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division B - Reservation of Names. › Section 10A-1-5.13 - Action on Application.
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Section 10A-1-5.13
Action on application.
If the Secretary of State determines that the name specified in the application is eligible for reservation, the Secretary of State shall reserve that name for the exclusive use of the applicant.
(Act 2009-513, p. 967, §39.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-5/division-b/section-10a-1-5-14/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division B - Reservation of Names.›Section 10A-1-5.14 - Duration of Reservation of Name.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division B - Reservation of Names. › Section 10A-1-5.14 - Duration of Reservation of Name.
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Section 10A-1-5.14
Duration of reservation of name.
The Secretary of State shall reserve the name for the applicant until the earlier of:
(1) one year from the date the application is accepted for filing; or
(2) the date the applicant files with the Secretary of State a written notice of withdrawal of the reservation.
(Act 2009-513, p. 967, §39; Act 2013-338, p. 1196, §1.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division B - Reservation of Names.›Section 10A-1-5.15 - Renewal of Reservation.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division B - Reservation of Names. › Section 10A-1-5.15 - Renewal of Reservation.
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Section 10A-1-5.15
Renewal of reservation.
A person may renew the person's reservation of a name under this division for successive one-year periods if, during the 90-day period preceding the expiration of that reservation, the person:
(1) files an application to renew the name reservation; and
(2) pays the required filing fee.
(Act 2009-513, p. 967, §39; Act 2013-338, p. 1196, §1.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division B - Reservation of Names.›Section 10A-1-5.16 - Transfer of Reservation of Name.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division B - Reservation of Names. › Section 10A-1-5.16 - Transfer of Reservation of Name.
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Section 10A-1-5.16
Transfer of reservation of name.
(a) A person may transfer the person's reservation of a name by filing with the Secretary of State a notice of transfer.
(b) The notice of transfer must:
(1) be signed by the person for whom the name is reserved; and
(2) state the name and address of the person to whom the reservation is to be transferred.
(Act 2009-513, p. 967, §39.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-5/division-b/section-10a-1-5-17/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division B - Reservation of Names.›Section 10A-1-5.17 - Electronic Name Reservation.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division B - Reservation of Names. › Section 10A-1-5.17 - Electronic Name Reservation.
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Section 10A-1-5.17
Electronic name reservation.
The Secretary of State shall establish and maintain an automated electronic name reservation system that enables (i) the reservation of a name, (ii) the renewal of that reserved name, (iii) the withdrawal of that reserved name, (iv) the transfer of that reserved name, and (v) the payment of the fees associated therewith, in order to provide for an immediate reservation, renewal, withdrawal, or transfer of the reserved name 24 hours a day, seven days a week, each day of the year, including holidays and weekends.
(Act 2020-73, §6.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division B - Reservation of Names.›Section 10A-1-5.18 - Name at Time of Revocation and Reinstatement.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division B - Reservation of Names. › Section 10A-1-5.18 - Name at Time of Revocation and Reinstatement.
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Section 10A-1-5.18
Name at time of revocation and reinstatement.
If an entity is listed in the Secretary of State's records as an entity that has been dissolved, then if that entity is reinstated in accordance with this chapter or the chapter that governs the dissolved entity, the name of that entity following revocation and reinstatement shall be that entity's name at the time of revocation and reinstatement if that entity's name complies with this article at the time of revocation and reinstatement. If that entity's name does not comply with this article, the name of that entity following revocation and reinstatement shall be that entity's name followed by the word "reinstated."
(Act 2021-299, §2.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division C - Registration of Names.›Section 10A-1-5.21 - Application by Certain Entities for Registration of Name.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division C - Registration of Names. › Section 10A-1-5.21 - Application by Certain Entities for Registration of Name.
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Section 10A-1-5.21
Application by certain entities for registration of name.
Repealed by Act 2013-338, §2, effective August 1, 2013, 2013.
(Act 2009-513, p. 967, §41.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-5/division-c/section-10a-1-5-22/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division C - Registration of Names.›Section 10A-1-5.22 - Application for Registration of Name.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division C - Registration of Names. › Section 10A-1-5.22 - Application for Registration of Name.
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Section 10A-1-5.22
Application for registration of name.
Repealed by Act 2013-338, §2, effective August 1, 2013, 2013.
(Act 2009-513, p. 967, §41.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-5/division-c/section-10a-1-5-23/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division C - Registration of Names.›Section 10A-1-5.23 - Certain Registrations Prohibited; Exceptions.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division C - Registration of Names. › Section 10A-1-5.23 - Certain Registrations Prohibited; Exceptions.
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Section 10A-1-5.23
Certain registrations prohibited; exceptions.
Repealed by Act 2013-338, §2, effective August 1, 2013, 2013.
(Act 2009-513, p. 967, §41.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-5/division-c/section-10a-1-5-24/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division C - Registration of Names.›Section 10A-1-5.24 - Duration of Registration of Name.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division C - Registration of Names. › Section 10A-1-5.24 - Duration of Registration of Name.
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Section 10A-1-5.24
Duration of registration of name.
Repealed by Act 2013-338, §2, effective August 1, 2013, 2013.
(Act 2009-513, p. 967, §41.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-5/division-c/section-10a-1-5-25/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division C - Registration of Names.›Section 10A-1-5.25 - Renewal of Registration; Rights With Respect to Registered Name.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division C - Registration of Names. › Section 10A-1-5.25 - Renewal of Registration; Rights With Respect to Registered Name.
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Section 10A-1-5.25
Renewal of registration; rights with respect to registered name.
Repealed by Act 2013-338, §2, effective August 1, 2013, 2013.
(Act 2009-513, p. 967, §41.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-5/division-d/section-10a-1-5-31/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division D - Registered Agents and Registered Offices; Service of Process.›Section 10A-1-5.31 - Designation and Maintenance of Registered Agent and Registered Office.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division D - Registered Agents and Registered Offices; Service of Process. › Section 10A-1-5.31 - Designation and Maintenance of Registered Agent and Registered Office.
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Section 10A-1-5.31
Designation and maintenance of registered agent and registered office.
(a) Each filing entity and each foreign filing entity with a registration under Article 7, and each general partnership that has an effective statement of partnership, statement of not for profit partnership, or statement of limited liability partnership on file with the Secretary of State in accordance with Chapter 8A, shall designate and continuously maintain in this state:
(1) a registered agent; and
(2) a registered office.
(b) A registered agent:
(1) is an agent of the entity on which may be served any process, notice, or demand required or permitted by law to be served on the entity;
(2) may be:
(A) an individual who is a resident of this state; or
(B) a domestic entity or a foreign entity that is registered to transact business in this state; and
(3) must maintain a business office at the same address as the entity's registered office.
(c) The registered office:
(1) must be located at a street address where process may be personally served on the entity's registered agent;
(2) is not required to be a place of business of the filing entity or foreign filing entity; and
(3) may not be solely a mailbox service or a telephone answering service.
(Act 2009-513, p. 967, §43; Act 2018-125, §3.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division D - Registered Agents and Registered Offices; Service of Process.›Section 10A-1-5.32 - Change by Entity of Registered Office or Registered Agent.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division D - Registered Agents and Registered Offices; Service of Process. › Section 10A-1-5.32 - Change by Entity of Registered Office or Registered Agent.
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Section 10A-1-5.32
Change by entity of registered office or registered agent.
(a) An entity required to maintain a registered office and registered agent under Section 10A-1-5.31 may change its registered office, its registered agent, or both, by delivering to the Secretary of State for filing a statement of the change in accordance with the procedures in Article 4.
(b) The statement must contain:
(1) the name of the entity;
(2) the name of the entity's registered agent;
(3) the street address of the entity's registered agent;
(4) if the change relates to the registered agent, the name of the entity's new registered agent and the new registered agent's written consent to the appointment, either on the statement or attached to it;
(5) if the change relates to the registered office, the street address of the entity's new registered office;
(6) a recitation that the change specified in the statement is authorized by the entity; and
(7) a recitation that the street address of the registered office and the street address of the registered agent's business are the same.
(c) On acceptance of the statement by the Secretary of State, the statement is:
(1) in the case of a domestic filing entity, effective to change the designation of the entity's registered agent or registered office, or both, without the necessity of amending the entity's certificate of formation;
(2) in the case of a general partnership with an effective statement of partnership, statement of not for profit partnership, or statement of limited liability partnership on file with the Secretary of State under Chapter 8A, effective to change its registered agent or registered office, or both, without the necessity of amending its statement of partnership, statement of not for profit partnership, or statement of limited liability partnership under Chapter 8A;
(3) in the case of a foreign filing entity other than a foreign limited liability partnership, effective to change the designation of the entity's registered agent or registered office, or both, and effective as an amendment of its application for registration as a foreign entity under Article 7; or
(4) in the case of a foreign limited liability partnership, effective to change the designation of its registered agent or registered office, or both, without the necessity of amending its statement of foreign limited liability partnership under Article 7.
(Act 2009-513, p. 967, §43; Act 2018-125, §3.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division D - Registered Agents and Registered Offices; Service of Process.›Section 10A-1-5.33 - Change by Registered Agent of Name or Address of Registered Agent.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division D - Registered Agents and Registered Offices; Service of Process. › Section 10A-1-5.33 - Change by Registered Agent of Name or Address of Registered Agent.
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Section 10A-1-5.33
Change by registered agent of name or address of registered agent.
(a) The registered agent of any entity required by Section 10A-1-5.31 to designate and maintain a registered agent or registered office may change its name, its address as the address of the entity's registered office, or both, by delivering to the Secretary of State for filing a statement of the change in accordance with the procedures in Article 4.
(b) The statement must be signed by the registered agent, or a person authorized to sign the statement on behalf of the registered agent, and must contain:
(1) the name of the entity represented by the registered agent;
(2) the name of the entity's registered agent and the address at which the registered agent maintained the entity's registered office;
(3) if the change relates to the name of the registered agent, the new name of that agent;
(4) if the change relates to the address of the registered office, the new address of that office; and
(5) a recitation that written notice of the change was given to the entity at least 10 days before the date the statement is filed.
(c) On acceptance of the statement by the Secretary of State, the statement is:
(1) in the case of a domestic filing entity, effective to make the change set forth in the statement without the necessity of amending the entity's certificate of formation;
(2) in the case of a general partnership with an effective statement of partnership, statement of not for profit partnership, or statement of limited liability partnership on file with the Secretary of State, effective to change its registered agent or registered office, or both, without the necessity of amending its statement of partnership, statement of not for profit partnership, or statement of limited liability partnership under Chapter 8A;
(3) in the case of a foreign filing entity, effective to make the change set forth in the statement, and effective as an amendment of its application for registration as a foreign entity under Article 7; or
(4) in the case of a foreign limited liability partnership, effective to make the change set forth in the statement, and effective as an amendment to its statement of foreign limited liability partnership under Article 7.
(d) A registered agent may file a statement under this section that applies to more than one entity.
(Act 2009-513, p. 967, §43; Act 2018-125, §3.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division D - Registered Agents and Registered Offices; Service of Process.›Section 10A-1-5.34 - Resignation of Registered Agent.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division D - Registered Agents and Registered Offices; Service of Process. › Section 10A-1-5.34 - Resignation of Registered Agent.
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Section 10A-1-5.34
Resignation of registered agent.
(a) A registered agent of any entity required by Section 10A-1-5.31 to designate and maintain a registered agent or registered office may resign as the registered agent by giving notice to that entity and to the Secretary of State.
(b) Notice to the entity must be given to the entity at the address of the entity most recently known by the agent.
(c) Notice to the Secretary of State must be given before the 11th day after the date notice under subsection (b) is mailed or delivered and must include:
(1) the address of the entity most recently known by the agent;
(2) a statement that written notice of the resignation has been given to the entity; and
(3) the date on which that written notice of resignation was given.
(d) On compliance with subsections (b) and (c), the appointment of the registered agent terminates. The termination is effective on the 31st day after the date the Secretary of State receives the notice.
(e) If the Secretary of State finds that a notice of resignation received by the filing officer conforms to subsections (b) and (c), the Secretary of State shall:
(1) notify the entity of the registered agent's resignation; and
(2) file the resignation in accordance with Article 4, except that a fee is not required to file the resignation.
(Acts 1994, No. 94-245, p. 343, §1; §10-2B-5.03; amended and renumbered by Act 2009-513, p. 967, §44.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division D - Registered Agents and Registered Offices; Service of Process.›Section 10A-1-5.35 - Failure to Designate and Maintain Registered Agent.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division D - Registered Agents and Registered Offices; Service of Process. › Section 10A-1-5.35 - Failure to Designate and Maintain Registered Agent.
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Section 10A-1-5.35
Failure to designate and maintain registered agent.
If an entity required by Section 10A-1-5.31 to designate and maintain a registered agent fails to do so, or the registered agent cannot with reasonable diligence be served, the entity may be served with process as provided by the Alabama Rules of Civil Procedure and may be served with any other notice or demand required or permitted by law to be served on the entity in a manner similar to the procedure provided by the Alabama Rules of Civil Procedure for the service of process.
(Act 2009-513, p. 967, §45.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 5 - Names of Entities; Registered Agents and Registered Officers.›Division D - Registered Agents and Registered Offices; Service of Process.›Section 10A-1-5.36 - Method of Service on Entity Not Exclusive.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 5 - Names of Entities; Registered Agents and Registered Officers. › Division D - Registered Agents and Registered Offices; Service of Process. › Section 10A-1-5.36 - Method of Service on Entity Not Exclusive.
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Section 10A-1-5.36
Method of service on entity not exclusive.
This division does not prescribe the only or required means of serving an entity. Nothing contained in this division specifically or in this title generally shall limit or affect the right to serve any process, notice, or demand required or permitted by law to be served on an entity in any other manner now or hereafter permitted by law.
(Act 2009-513, p. 967, §45.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 6 - Indemnification and Insurance.›Division A - General Provisions.›Section 10A-1-6.01 - Definitions.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 6 - Indemnification and Insurance. › Division A - General Provisions. › Section 10A-1-6.01 - Definitions.
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Section 10A-1-6.01
Definitions.
In this division:
(1) "Delegate" means a person who is serving or who has served as a representative of an enterprise at the request of that enterprise at another enterprise. A person is a delegate to an employee benefit plan if the performance of the person's official duties to the enterprise also imposes duties on or otherwise involves service by the person to the plan or participants in or beneficiaries of the plan.
(2) "Enterprise" means a domestic entity or an organization subject to this article, including a predecessor domestic entity or organization.
(3) "Expenses" includes court costs and attorney's fees. The term does not include a judgment, a penalty, a settlement, a fine, or an excise or similar tax or an excise tax assessed against the person regarding an employee benefit plan.
(4) "Former governing person" means a person who was a governing person of an enterprise.
(5) "Official capacity" means:
(A) with respect to a governing person, the office of the governing person in the enterprise or the exercise of authority by or on behalf of the governing person pursuant to this title or the governing documents of the enterprise; and
(B) with respect to a person other than a governing person, the elective or appointive office, if any, in the enterprise held by the person or the relationship undertaken by the person on behalf of the enterprise.
(6) "Predecessor enterprise" means a sole proprietorship or organization that is a predecessor to an enterprise in:
(A) a merger, conversion, consolidation, or other transaction in which the liabilities of the predecessor enterprise are transferred or allocated to the enterprise by operation of law; or
(B) any other transaction in which the enterprise assumes the liabilities of the predecessor enterprise and the liabilities that are the subject matter of this chapter are not specifically excluded.
(7) "Proceeding" means:
(A) a threatened, pending, or completed action or other proceeding, whether civil, criminal, administrative, arbitrative, or investigative and whether formal or informal;
(B) an appeal of an action or proceeding described by paragraph (A); and
(C) an inquiry or investigation that could lead to an action or proceeding described by paragraph (A).
(8) "Representative" means a person serving as a partner, director, officer, venturer, proprietor, trustee, employee, or agent of an enterprise or serving a similar function for an enterprise.
(9) "Respondent" means a person named as a respondent or defendant in a proceeding.
(Act 2009-513, p. 967, §47; Act 2019-94, §2.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 6 - Indemnification and Insurance.›Division A - General Provisions.›Section 10A-1-6.02 - Application of Article.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 6 - Indemnification and Insurance. › Division A - General Provisions. › Section 10A-1-6.02 - Application of Article.
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Section 10A-1-6.02
Application of article.
This article does not apply to: general partnerships, limited liability partnerships, limited liability companies, limited partnerships, limited liability limited partnerships, nonprofit corporations, professional corporations, and business corporations.
(Act 2009-513, p. 967, §48; Act 2016-379, p. 934, §4; Act 2018-125, §3; Act 2019-94, §2; Act 2020-73, §7.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 6 - Indemnification and Insurance.›Division B - Mandatory and Court Ordered Indemnification.›Section 10A-1-6.11 - Mandatory Indemnification.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 6 - Indemnification and Insurance. › Division B - Mandatory and Court Ordered Indemnification. › Section 10A-1-6.11 - Mandatory Indemnification.
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Section 10A-1-6.11
Mandatory indemnification.
(a) An enterprise shall indemnify a governing person or former governing person against reasonable expenses actually incurred by the person in connection with a proceeding in which the person is a respondent because the person is or was a governing person if the person is successful, on the merits or otherwise, in the defense of the proceeding, or any claim, issue, or matter in the proceeding, notwithstanding that he or she was not successful on any other claim, issue, or matter in the proceeding.
(b) A court that determines, in a suit for indemnification, that a governing person is entitled to indemnification under this section shall order indemnification and award to the person the expenses incurred in securing the indemnification.
(Act 2009-513, p. 967, §50.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 6 - Indemnification and Insurance.›Division B - Mandatory and Court Ordered Indemnification.›Section 10A-1-6.12 - Court-Ordered Indemnification.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 6 - Indemnification and Insurance. › Division B - Mandatory and Court Ordered Indemnification. › Section 10A-1-6.12 - Court-Ordered Indemnification.
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Section 10A-1-6.12
Court-ordered indemnification.
(a) On application of a governing person, former governing person, or delegate and after notice is provided as required by the court, a court may order an enterprise to indemnify the person to the extent the court determines that the person is fairly and reasonably entitled to indemnification in view of all the relevant circumstances.
(b) This section applies without regard to whether the governing person, former governing person, or delegate applying to the court satisfies the requirements of Section 10A-1-6.21 or has been found liable:
(1) to the enterprise; or
(2) because the person improperly received a personal benefit, without regard to whether the benefit resulted from an action taken in the person's official capacity.
(c) The indemnification ordered by the court under this section is limited to reasonable expenses if the governing person, former governing person, or delegate is found liable:
(1) to the enterprise; or
(2) because the person improperly received a personal benefit, without regard to whether the benefit resulted from an action taken in the person's official capacity.
(Act 2009-513, p. 967, §50.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 6 - Indemnification and Insurance.›Division B - Mandatory and Court Ordered Indemnification.›Section 10A-1-6.13 - Limitations in Governing Documents.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 6 - Indemnification and Insurance. › Division B - Mandatory and Court Ordered Indemnification. › Section 10A-1-6.13 - Limitations in Governing Documents.
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Section 10A-1-6.13
Limitations in governing documents.
The certificate of formation of an enterprise may restrict the circumstances under which the enterprise must or may indemnify a person under this division.
(Act 2009-513, p. 967, §50; Act 2016-379, §4.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 6 - Indemnification and Insurance.›Division C - Permissive Indemnification and Advancement of Expenses.›Section 10A-1-6.21 - Permissive Indemnification.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 6 - Indemnification and Insurance. › Division C - Permissive Indemnification and Advancement of Expenses. › Section 10A-1-6.21 - Permissive Indemnification.
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Section 10A-1-6.21
Permissive indemnification.
(a) An enterprise may indemnify a governing person, former governing person, or delegate who was, is, or is threatened to be made a respondent in a proceeding to the extent permitted by Section 10A-1-6.22 if it is determined in accordance with Section 10A-1-6.23 that:
(1) the person:
(A) acted in good faith; and
(B) reasonably believed:
(i) in the case of conduct in the person's official capacity that the person's conduct was in the enterprise's best interests; and
(ii) in all other cases, that the person's conduct was not opposed to the enterprise's best interests; and
(C) in the case of a criminal proceeding, did not have a reasonable cause to believe the person's conduct was unlawful;
(2) with respect to expenses, the amount of expenses is reasonable; and
(3) indemnification should be paid.
(b) Action taken or omitted by a governing person or delegate with respect to an employee benefit plan in the performance of the person's duties for a purpose reasonably believed by the person to be in the interests of the participants in and beneficiaries of the plan is for a purpose that is not opposed to the best interests of the enterprise.
(c) Action taken or omitted by a delegate to another enterprise for a purpose reasonably believed by the delegate to be in the interest of the other enterprise or its owners or members is for a purpose that is not opposed to the best interests of the enterprise.
(d) A person does not fail to meet the standard under subsection (a)(1) solely because of the termination of a proceeding by:
(1) judgment;
(2) order;
(3) settlement;
(4) conviction; or
(5) a plea of nolo contendere or its equivalent.
(Act 2009-513, p. 967, §52.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 6 - Indemnification and Insurance.›Division C - Permissive Indemnification and Advancement of Expenses.›Section 10A-1-6.22 - General Scope of Permissive Indemnification.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 6 - Indemnification and Insurance. › Division C - Permissive Indemnification and Advancement of Expenses. › Section 10A-1-6.22 - General Scope of Permissive Indemnification.
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Section 10A-1-6.22
General scope of permissive indemnification.
(a) Except as otherwise provided by subsection (d) and subject to subsection (b), an enterprise may indemnify a governing person, former governing person, or delegate against a judgment, penalty, settlement, or fine, including an excise or similar tax or an excise tax assessed against the person regarding an employee benefit plan, and against reasonable expenses actually incurred by the person in connection with a proceeding.
(b) Indemnification under this chapter of a person who is found liable to the enterprise or is found liable because the person improperly received a personal benefit:
(1) is limited to reasonable expenses actually incurred by the person in connection with the proceeding; and
(2) may not be made in relation to a proceeding in which the person has been found liable for:
(A) willful or intentional misconduct in the performance of the person's duty to the enterprise;
(B) breach of the person's duty of loyalty owed to the enterprise; or
(C) an act or omission not committed in good faith that constitutes a breach of a duty owed by the person to the enterprise.
(c) A governing person, former governing person, or delegate is considered to have been found liable in relation to a claim, issue, or matter only if the liability is established by an order, including a judgment or decree of a court, and all appeals of the order are exhausted or foreclosed by law.
(d) Notwithstanding any other provision of this chapter, an enterprise may not indemnify or advance expenses to a person if the indemnification or advancement conflicts with a restriction in the enterprise's governing documents.
(Act 2009-513, p. 967, §52.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 6 - Indemnification and Insurance.›Division C - Permissive Indemnification and Advancement of Expenses.›Section 10A-1-6.23 - Manner for Determining Permissive Indemnification.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 6 - Indemnification and Insurance. › Division C - Permissive Indemnification and Advancement of Expenses. › Section 10A-1-6.23 - Manner for Determining Permissive Indemnification.
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Section 10A-1-6.23
Manner for determining permissive indemnification.
(a) Except as otherwise provided by subsections (b) and (c), the determinations required under Section 10A-1-6.21(a) must be made by:
(1) a majority vote of a quorum composed of the governing persons who at the time of the vote are disinterested and independent;
(2) if a quorum described by subsection (a)(1) cannot be obtained, a majority vote of a committee of the board of directors of the enterprise designated to act in the matter by a majority vote of the governing persons and composed of at least one governing person who at the time of the vote is disinterested and independent;
(3) special legal counsel selected by the board of directors of the enterprise, or selected by a committee of the board of directors, by vote in accordance with subdivision (1) or subdivision (2) or, if a quorum described by subdivision (1) cannot be obtained and a committee described by subdivision (2) cannot be established, by a majority vote of the governing persons of the enterprise;
(4) a majority of the membership interests that are entitled to vote on the transactions by virtue of not being owned by or under control of the governing persons constitutes a quorum for purposes of taking action under this section; or
(5) a unanimous vote of the owners or members of the enterprise.
(b) If special legal counsel determines under subsection (a)(3) that a person meets the standard under Section 10A-1-6.21(a)(1), the special legal counsel shall determine whether the amount of expenses is reasonable under Section 10A-1-6.21(a)(2) but may not determine whether indemnification should be paid under Section 10A-1-6.21(a)(3). The determination whether indemnification should be paid must be made in a manner specified by subsection (a)(1), (2), (4), or (5).
(c) A provision contained in the governing documents of the enterprise, a resolution of the owners, members, or governing authority, or an agreement that requires the indemnification of a person who meets the standard under Section 10A-1-6.21(a)(1) constitutes a determination under Section 10A-1-6.21(a)(3) that indemnification should be paid even though the provision may not have been adopted or authorized in the same manner as the determinations required under Section 10A-1-6.21(a). The determinations required under Section 10A-1-6.21(a)(1) and (2) must be made in a manner provided by subsection (a).
(Act 2009-513, p. 967, §52.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 6 - Indemnification and Insurance.›Division C - Permissive Indemnification and Advancement of Expenses.›Section 10A-1-6.24 - Advancement of Expenses.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 6 - Indemnification and Insurance. › Division C - Permissive Indemnification and Advancement of Expenses. › Section 10A-1-6.24 - Advancement of Expenses.
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Section 10A-1-6.24
Advancement of expenses.
(a) An enterprise may pay or reimburse reasonable expenses incurred by a governing person, former governing person, or delegate that was, is, or is threatened to be made a respondent in a proceeding in advance of the final disposition of the proceeding without making the determinations required under Section 10A-1-6.21(a) after the enterprise receives:
(1) written affirmation by the person of the person's good faith belief that the person has met the standard of conduct necessary for indemnification under this article; and
(2) written undertaking by or on behalf of the person to repay the amount paid or reimbursed if the final determination is that the person has not met that standard or that indemnification is prohibited by Section 10A-1-6.22.
(b) A provision in the governing documents of the enterprise, a resolution of the owners, members, or governing authority, or an agreement that requires the payment or reimbursement permitted under this section authorizes that payment or reimbursement after the enterprise receives an affirmation and undertaking described by subsection (a).
(c) The written undertaking required by subsection (a)(2) must be an unlimited general obligation of the person but need not be secured and may be accepted by the enterprise without regard to the person's ability to make repayment.
(d) An enterprise may not advance expenses to or reimburse expenses of a person if the advancement or reimbursement conflicts with a restriction in the enterprise's governing documents.
(Act 2009-513, p. 967, §52.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 6 - Indemnification and Insurance.›Division C - Permissive Indemnification and Advancement of Expenses.›Section 10A-1-6.25 - Indemnification and Advancement of Expenses to Persons Other Than Governing Per...
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 6 - Indemnification and Insurance. › Division C - Permissive Indemnification and Advancement of Expenses. › Section 10A-1-6.25 - Indemnification and Advancement of Expenses to Persons Other Than Governing Persons.
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Section 10A-1-6.25
Indemnification and advancement of expenses to persons other than governing persons.
(a) Notwithstanding any other provision of this chapter but subject to subsection (d) and to the extent consistent with other law, an enterprise may indemnify and advance expenses to a person who is not a governing person, including an officer, employee, agent, or delegate, as provided by:
(1) the enterprise's governing documents;
(2) general or specific action of the enterprise's governing authority;
(3) resolution of the enterprise's owners or members;
(4) contract; or
(5) common law.
(b) An enterprise shall indemnify and advance expenses to an officer to the same extent that indemnification or advancement of expenses is required under this chapter for a governing person.
(c) A person described by subsection (a) may seek indemnification or advancement of expenses from an enterprise to the same extent that a governing person may seek indemnification or advancement of expenses under this chapter.
(d) The certificate of formation of an enterprise may restrict the circumstances under which the enterprise must or may indemnify a person under this section.
(Act 2009-513, p. 967, §52; Act 2016-379, §4.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 6 - Indemnification and Insurance.›Division C - Permissive Indemnification and Advancement of Expenses.›Section 10A-1-6.26 - Permissive Indemnification of and Reimbursement of Expenses to Witnesses.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 6 - Indemnification and Insurance. › Division C - Permissive Indemnification and Advancement of Expenses. › Section 10A-1-6.26 - Permissive Indemnification of and Reimbursement of Expenses to Witnesses.
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Section 10A-1-6.26
Permissive indemnification of and reimbursement of expenses to witnesses.
Notwithstanding any other provision of this chapter, an enterprise may pay or reimburse reasonable expenses incurred by a governing person, officer, employee, agent, delegate, or other person in connection with that person's appearance as a witness or other participation in a proceeding at a time when the person is not a respondent in the proceeding.
(Act 2009-513, p. 967, §52.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 6 - Indemnification and Insurance.›Division D - Liability Insurance; Reporting Requirements.›Section 10A-1-6.31 - Insurance and Other Arrangements.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 6 - Indemnification and Insurance. › Division D - Liability Insurance; Reporting Requirements. › Section 10A-1-6.31 - Insurance and Other Arrangements.
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Section 10A-1-6.31
Insurance and other arrangements.
(a) Notwithstanding any other provision of this article, an enterprise may purchase or procure or establish and maintain insurance or another arrangement to indemnify or hold harmless an existing or former governing person, delegate, officer, employee, or agent against any liability:
(1) asserted against and incurred by the person in that capacity; or
(2) arising out of the person's status in that capacity.
(b) The insurance or other arrangement established under subsection (a) may insure or indemnify against the liability described by subsection (a) without regard to whether the enterprise otherwise would have had the power to indemnify the person against that liability under this chapter.
(c) Insurance or another arrangement that involves self-insurance or an agreement to indemnify made with the enterprise or a person that is not regularly engaged in the business of providing insurance coverage may provide for payment of a liability with respect to which the enterprise does not otherwise have the power to provide indemnification only if the insurance or arrangement is approved by the owners or members of the enterprise.
(d) For the benefit of persons to be indemnified by the enterprise, an enterprise, in addition to purchasing or procuring or establishing and maintaining insurance or another arrangement, may:
(1) create a trust fund;
(2) establish any form of self-insurance, including a contract to indemnify;
(3) secure the enterprise's indemnity obligation by grant of a security interest or other lien on the assets of the enterprise; or
(4) establish a letter of credit, guaranty, or surety arrangement.
(e) Insurance or another arrangement established under this section may be purchased or procured or established and maintained:
(1) within the enterprise; or
(2) with any insurer or other person considered appropriate by the governing authority, regardless of whether all or part of the stock, securities, or other ownership interest in the insurer or other person is owned in whole or in part by the enterprise.
(f) A governing authority's decision as to the terms of the insurance or other arrangement and the selection of the insurer or other person participating in an arrangement is conclusive. The insurance or arrangement is not voidable and does not subject the governing persons approving the insurance or arrangement to liability, on any ground, regardless of whether the governing persons participating in approving the insurance or other arrangement are beneficiaries of the insurance or arrangement. This subsection does not apply in case of actual fraud.
(Act 2009-513, p. 967, §54.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-6/division-d/section-10a-1-6-32/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 6 - Indemnification and Insurance.›Division D - Liability Insurance; Reporting Requirements.›Section 10A-1-6.32 - Reports of Indemnification and Advances.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 6 - Indemnification and Insurance. › Division D - Liability Insurance; Reporting Requirements. › Section 10A-1-6.32 - Reports of Indemnification and Advances.
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Section 10A-1-6.32
Reports of indemnification and advances.
(a) An enterprise shall report in writing to the owners or members of the enterprise an indemnification of or advance of expenses to a governing person.
(b) Subject to subsection (c), the report must be made with or before the notice or waiver of notice of the next meeting of the owners or members of the enterprise and before the next submission to the owners or members of a consent to action without a meeting.
(c) A report required by this section must be made not later than the first anniversary of the date of the indemnification or advance.
(Act 2009-513, p. 967, §54.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 7 - Foreign Entities.›Division A - Registration.›Section 10A-1-7.01 - Foreign Entities Required to Register.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 7 - Foreign Entities. › Division A - Registration. › Section 10A-1-7.01 - Foreign Entities Required to Register.
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Section 10A-1-7.01
Foreign entities required to register.
(a)(1) For purposes of this Article 7, the terms register, registering, and registered include (i) a foreign entity other than a foreign limited liability partnership delivering to the Secretary of State for filing an application for registration and the Secretary of State filing the application for registration, and (ii) a foreign limited liability partnership delivering to the Secretary of State for filing a statement of foreign limited liability partnership and the Secretary of State filing the statement of foreign limited liability partnership.
(2) For purposes of this Article 7, the term registration includes (i) a filed application for registration and (ii) a filed statement of foreign limited liability partnership.
(b) For purposes of this Article 7, the terms transact business and transacting business shall include conducting a business, activity, not for profit activity, and any other activity, whether or not for profit.
(c) To transact business in this state, a foreign entity must register under this chapter if the foreign entity:
(1) is a foreign entity, the formation of which, if formed in this state, would require the filing under Article 3 of a certificate of formation;
(2) is a foreign limited liability partnership; or
(3) affords limited liability under the law of its jurisdiction of formation for any owner or member.
(d) A foreign entity described by subsection (b) must maintain the foreign entity's registration while transacting business in this state.
(Act 2009-513, p. 967, §56; Act 2018-125, §3; Act 2019-94, §2.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 7 - Foreign Entities.›Division A - Registration.›Section 10A-1-7.02 - Foreign Entities Not Required to Register.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 7 - Foreign Entities. › Division A - Registration. › Section 10A-1-7.02 - Foreign Entities Not Required to Register.
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Section 10A-1-7.02
Foreign entities not required to register.
(a) A foreign entity not described by Section 10A-1-7.01 (c) may transact business in this state without registering under this chapter.
(b) Subsection (a) does not relieve a foreign entity from the duty to comply with applicable requirements under other law to file or register.
(c) A foreign entity is not required to register under this chapter if other law of this state or of federal law authorizes the foreign entity to transact the particular business authorized by law in this state.
(d) A foreign unincorporated nonprofit association is not required to register under this chapter.
(e) A foreign entity which is exempt from the requirements of Chapter 46 of Title 16, is not required to register under this chapter.
(Act 2009-513, p. 967, §56; Act 2014-330, p. 1221, §1; Act 2018-125, §3.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 7 - Foreign Entities.›Division A - Registration.›Section 10A-1-7.03 - Permissive Registration.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 7 - Foreign Entities. › Division A - Registration. › Section 10A-1-7.03 - Permissive Registration.
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Section 10A-1-7.03
Permissive registration.
A foreign entity that is eligible under other law of this state to register to transact business in this state, but that is not registered under that law, may register under this chapter unless that registering is prohibited by the other law. A registration under this chapter confers only the authority provided by this chapter.
(Act 2009-513, p. 967, §56; Act 2018-125, §3.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 7 - Foreign Entities.›Division A - Registration.›Section 10A-1-7.04 - Registration Procedure.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 7 - Foreign Entities. › Division A - Registration. › Section 10A-1-7.04 - Registration Procedure.
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Section 10A-1-7.04
Registration procedure.
(a)(1) A foreign entity described in Section 10A-1-7.01(c), other than a foreign limited liability partnership, registers by delivering to the Secretary of State for filing an application for registration in accordance with the procedures in Article 4.
(2) A foreign limited liability partnership registers by delivering to the Secretary of State for filing a statement of foreign limited liability partnership in accordance with the procedures in Article 4.
(b) The application for registration of a foreign entity described in Section 10A-1-7.01(c) other than a foreign limited liability partnership must state:
(1) the foreign entity's name or, if that name is not available for use in this state or otherwise would not comply with Article 5, a name that satisfies the requirements of Section 10A-1-7.07 under which the foreign entity will transact business in this state;
(2) the foreign entity's type;
(3) the foreign entity's jurisdiction of formation;
(4) the date of the foreign entity's formation;
(5) that the foreign entity exists as a valid foreign entity of the stated type under the laws of the foreign entity's jurisdiction of formation;
(6) the date the foreign entity began or will begin to transact business in this state;
(7) the street address and mailing address, if different, of the principal office of the foreign entity and;
(8) the street address and mailing address, if different, of the initial registered office and the name of the initial registered agent for service of process which Article 5 requires to be maintained at that office.
(c) The statement of foreign limited liability partnership must state:
(1) the foreign limited partnership's name or, if that name is not available for use in this state or otherwise would not comply with Article 5, a name that satisfies the requirements of Section 10A-1-7.07 under which the foreign entity will transact business in this state;
(2) the jurisdiction which governs the foreign limited liability partnership's partnership agreement and under which it is a limited liability partnership;
(3) the date of the foreign limited liability partnership's formation;
(4) that the foreign limited liability partnership exists as a valid foreign limited liability partnership under the laws of the jurisdiction which governs the foreign limited liability partnership's partnership agreement and under which it is a limited liability partnership;
(5) the date the foreign limited liability partnership will begin to transact business in this state;
(6) the street address and mailing address, if different, of the principal office of the foreign limited liability partnership;
(7) the street address and mailing address, if different, of the initial registered office and the name of the initial registered agent for service of process which Article 5 requires to be maintained at that office;
(d) The application for registration of a foreign entity described in Section 10A-1-7.01(c) other than a foreign limited liability partnership shall be executed by one or more persons authorized to execute an application for registration. The statement of foreign limited liability partnership shall be executed by one or more partners authorized to execute a statement of foreign limited liability partnership.
(e) The status of the foreign entity after registration and the liability of its owners, managers, members, or managerial officials shall not be adversely affected by error or subsequent changes in the information stated in the application for registration or statement of foreign limited liability partnership, as applicable.
(f) The fact that an application for registration or a statement of foreign limited liability partnership, as applicable, is on file with the Secretary of State is notice that the foreign entity is authorized to transact business in this state and as notice of all facts required to be set forth in the application for registration or the statement of foreign limited liability partnership, as applicable.
(g) A foreign entity may register regardless of any differences between the law of the foreign entity's jurisdiction and of this state applicable to the governing of the internal affairs or to the liability of an owner, member, or managerial official. Notwithstanding the foregoing, no foreign entity may carry on in this state any business of a character that may not lawfully be carried on by a domestic entity of the same type.
(h) A statement of foreign limited liability partnership is a filing instrument.
(Acts 1994, No. 94-245, p. 343, §1; §10-2B-15.03; amended and renumbered by Act 2009-513, p. 967, §57; Act 2018-125, §3; Act 2019-94, §2.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 7 - Foreign Entities.›Division A - Registration.›Section 10A-1-7.05 - Effect of Registration.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 7 - Foreign Entities. › Division A - Registration. › Section 10A-1-7.05 - Effect of Registration.
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Section 10A-1-7.05
Effect of registration.
(a) The application for registration of a foreign entity and the statement of foreign limited liability partnership takes effect in accordance with Article 4 of this chapter. The registration of a foreign entity remains in effect until the registration terminates, is withdrawn, or is revoked.
(b) Except in a proceeding to revoke the registration of a foreign entity or as otherwise provided by the law of Alabama, the Secretary of State's issuance of an acknowledgment that the foreign entity has filed an application for registration or a statement of foreign limited liability partnership, as applicable, is conclusive evidence of the authority of the foreign entity to transact business in this state under the foreign entity's name or under another name stated in the application for registration in accordance with Section 10A-1-7.04(b)(1) or stated in the statement of foreign limited liability partnership in accordance with Section 10A-1-7.04(c)(1), as applicable.
(Acts 1994, No. 94-245, p. 343, §1; §10-2B-15.05; amended and renumbered by Act 2009-513, p. 967, §57; Act 2018-125, §3.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 7 - Foreign Entities.›Division A - Registration.›Section 10A-1-7.06 - Amendments to Registration.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 7 - Foreign Entities. › Division A - Registration. › Section 10A-1-7.06 - Amendments to Registration.
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Section 10A-1-7.06
Amendments to registration.
(a) If any statement in an application for registration or a statement of foreign limited liability partnership was false when made or any arrangements or other facts described have changed, making the application for registration or statement of foreign limited liability partnership, as applicable, inaccurate in any respect, the foreign entity shall file with the Secretary of State an amendment correcting the false or inaccurate statement. A foreign entity must amend its registration to change its name if the name has changed. If the name of a foreign entity as changed is not available in this state or otherwise does not satisfy the requirements of Article 5, the foreign entity, pursuant to the requirements of Section 10A-1-7.07, must adopt a name that complies with Article 5 under which it will transact business in this state.
(b) A foreign entity may amend its application for registration or statement of foreign limited liability partnership by filing an application for amendment of registration as provided by Article 4.
(c) The application for amendment must be filed promptly on the discovery that any statement in the application for registration or statement of foreign limited liability partnership, as applicable, was false when made, but not later than 60 days after the discovery. The application for amendment must be filed promptly after any arrangements other facts described in the application have changed, making the application inaccurate in any respect, but not later than 90 days after the change.
(Act 2009-513, p. 967, §58; Act 2018-125, §3.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 7 - Foreign Entities.›Division A - Registration.›Section 10A-1-7.07 - Entity Name.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 7 - Foreign Entities. › Division A - Registration. › Section 10A-1-7.07 - Entity Name.
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Section 10A-1-7.07
Entity name.
If the name of a foreign entity does not satisfy the requirements of Article 5, the foreign entity, for use in this state, may:
(1) if a corporation, add to its corporate name the word "corporation" or "incorporated" or an abbreviation of one of the words;
(2) if a banking corporation, add to its corporate name the words "bank," "banking," or "bankers";
(3) if a limited partnership that is not a limited liability limited partnership, add to its partnership name the word "limited" or the abbreviation "Ltd." or the phrase "limited partnership" or the abbreviation "L.P." or "LP" but its name must not contain the phrase "limited liability limited partnership" or the abbreviation "LLLP" or "L.L.L.P.";
(4) if a limited partnership that is a limited liability limited partnership, add to its partnership name the phrase "limited liability limited partnership" or the abbreviation "LLLP" or "L.L.L.P." and must not contain the abbreviation "Ltd.," "L.P.," or "LP."
(5) if a limited liability company, add to its company name the phrase "limited liability company" or the abbreviation "L.L.C." or "LLC";
(6) if a professional corporation, add to its corporate name the phrase "professional corporation" or the abbreviation "P.C." or "PC";
(7) if a limited liability partnership, add to its partnership name the phrase "limited liability partnership" or the abbreviation "L.L.P." or "LLP";
(8) if a general partnership that is authorized by the laws of the jurisdiction that govern its partnership agreement to file the equivalent of a statement of partnership as provided under Chapter 8A, add to its name the phrase "general partnership" or the abbreviation "G.P." or "GP";
(9) if a general partnership that is authorized by the laws of the jurisdiction that govern its partnership agreement to file the equivalent of a statement of not for profit partnership as provided under Chapter 8A, add to its name the phrase "not for profit general partnership" or the abbreviation "N.G.P." or "NGP"; and
(10) use a fictitious name available for use in this state that satisfies the requirements of Article 5, if it delivers to the Secretary of State for filing a copy of the resolution of its governing authority, certified by its secretary, adopting the fictitious name.
(Act 2009-513, p. 967, §58; Act 2016-379, p. 934, §4; Act 2018-125, §3.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 7 - Foreign Entities.›Division B - Withdrawal.›Section 10A-1-7.11 - Voluntary Withdrawal of Registration.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 7 - Foreign Entities. › Division B - Withdrawal. › Section 10A-1-7.11 - Voluntary Withdrawal of Registration.
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Section 10A-1-7.11
Voluntary withdrawal of registration.
(a) A foreign entity registered in this state may withdraw the foreign entity's registration at any time by filing a certificate of withdrawal as provided in Article 4.
(b) A certificate of withdrawal for a foreign entity described must state:
(1) the name of the foreign entity as set forth on its registration;
(2) the type of foreign entity and the foreign entity's jurisdiction of formation and, in the case of a foreign limited liability partnership, the jurisdiction which laws govern the foreign limited liability partnership and its partnership agreement;
(3) the street address and mailing address, if different, of the principal office of the foreign entity;
(4) that the foreign entity no longer is transacting business in this state;
(5) that the foreign entity:
(A) revokes the authority of the foreign entity's registered agent in this state to accept service of process; and
(B) consents that service of process in any action, suit, or proceeding stating a cause of action arising in this state during the time the foreign entity was authorized to transact business in this state may be made on the foreign entity in accordance with the Alabama Rules of Civil Procedure and any other notice or demand required or permitted by law to be served on the foreign entity may be served in a manner similar to the procedure provided for the service of process by the Alabama Rules of Civil Procedure;
(6)(A) a mailing address to which process may be mailed pursuant to the applicable service of process procedures of the Alabama Rules of Civil Procedure and to which any notice or demand required or permitted by law to be served on the foreign entity may be mailed; and
(B) a commitment by the foreign entity that if the mailing address stated in the certificate of withdrawal under paragraph (A) changes, the foreign entity will promptly amend the certificate of withdrawal to update the address; and
(7) that any money due or accrued to the state has been paid or describes the provisions that have been made for the payment of that money.
(c) A certificate from the Alabama Department of Revenue that all applicable taxes and fees have been paid must be filed with the certificate of withdrawal.
(d) If the existence or separate existence of a foreign entity registered in this state terminates, a certificate by an authorized governmental official of the entity's jurisdiction of formation that evidences the termination shall be filed with the Secretary of State.
(e) The registration of the foreign entity terminates when a certificate of withdrawal under this section or a certificate evidencing termination under subsection (d) is filed.
(Act 2009-513, p. 967, §60; Act 2018-125, §3; Act 2019-94, §2.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 7 - Foreign Entities.›Division B - Withdrawal.›Section 10A-1-7.12 - Grounds for Revocation.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 7 - Foreign Entities. › Division B - Withdrawal. › Section 10A-1-7.12 - Grounds for Revocation.
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Section 10A-1-7.12
Grounds for revocation.
The Secretary of State may commence a proceeding under Section 10A-1-7.13 to revoke the registration of a foreign entity authorized to transact business in this state if:
(1) the foreign entity does not deliver its annual report, if required by law, to the Secretary of State within 180 days after it is due;
(2) the foreign entity does not pay within 180 days after they are due any applicable privilege or corporation share tax, qualification fee or admission tax, or interest or penalties imposed by this title or other law;
(3) the foreign entity is without a registered agent or registered office in this state for 60 days or more;
(4) the foreign entity does not file a statement of change of registered agent or registered office with the Secretary of State under Section 10A-1-5.32 within 60 days of the change or its registered agent does not file a change of name or change of address of the registered office with the Secretary of State under Section 10A-1-5.33 within 60 days of the change;
(5) an organizer, governing person, or agent of the foreign entity signed a document he or she knew was false in any material respect with intent that the document be delivered to the Secretary of State for filing; or
(6) the Secretary of State receives a duly authenticated certificate from the Secretary of State or other official having custody of entity records in the state or country under whose laws the foreign entity is formed or is governed stating that the foreign entity has been terminated.
(Acts 1994, No. 94-245, p. 343, §1; §10-2B-15.30; amended and renumbered by Act 2009-513, p. 967, §61; Act 2018-125, §3.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 7 - Foreign Entities.›Division B - Withdrawal.›Section 10A-1-7.13 - Procedure for and Effect of Revocation.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 7 - Foreign Entities. › Division B - Withdrawal. › Section 10A-1-7.13 - Procedure for and Effect of Revocation.
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Section 10A-1-7.13
Procedure for and effect of revocation.
(a) If the Secretary of State determines that one or more grounds exist under Section 10A-1-7.12 for revocation of a registration, the Secretary of State shall serve the foreign entity with written notice of the determination of the Secretary of State by serving the foreign entity's registered agent, which service may be by registered mail, or, if the foreign entity has no registered agent or its registered agent cannot with reasonable diligence be served, by serving the foreign entity by any method permitted under Sections 10A-1-5.35 and 10A-1-5.36.
(b) If the foreign entity does not correct each ground for revocation or demonstrate to the reasonable satisfaction of the Secretary of State that each ground determined by the Secretary of State does not exist within 60 days after service of the notice is perfected under subsection (a), the Secretary of State may revoke the foreign entity's registration by signing a certificate of revocation that recites the ground or grounds for revocation and its effective date. The Secretary of State shall file the original of the certificate and serve a copy on the foreign entity by serving its registered agent, which service may be by registered mail, or, if the foreign entity has no registered agent or its registered agent cannot with reasonable diligence be served, by serving the foreign entity by any method permitted under Sections 10A-1-5.35 and 10A-1-5.36.
(c) The authority of a foreign entity to transact business in this state ceases on the date shown on the certificate revoking its registration.
(d) Revocation of a foreign entity's registration does not terminate the authority of the registered agent of the foreign entity. Service of process in any action, suit, or proceeding stating a cause of action arising in this state during the time the foreign entity was authorized to transact business in this state may be made on the foreign entity whose registration has been suspended by service on the registered agent or by serving the entity by any method permitted under Sections 10A-1-5.35 and 10A-1-5.36.
(Acts 1994, No. 94-245, p. 343, §1; §10-2B-15.31; amended and renumbered by Act 2009-513, p. 967, §61; Act 2018-125, §3.)
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 7 - Foreign Entities.›Division B - Withdrawal.›Section 10A-1-7.14 - Appeal From Revocation.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 7 - Foreign Entities. › Division B - Withdrawal. › Section 10A-1-7.14 - Appeal From Revocation.
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Section 10A-1-7.14
Appeal from revocation.
(a) A foreign entity may appeal the Secretary of State's revocation of its registration to the Circuit Court of Montgomery County within 30 days after service of the certificate of revocation is perfected under Section 10A-1-7.13. The foreign entity appeals by petitioning the court to set aside the revocation and attaching to the petition copies of the Secretary of State's acknowledgment of its application for registration or statement of foreign limited liability partnership, as applicable, and the Secretary of State's certificate of revocation.
(b) The court may summarily order the Secretary of State to reinstate the registration, may order a trial de novo, or may take any other action the court considers appropriate.
(c) The court's final decision may be appealed as in other civil proceedings.
(Acts 1994, No. 94-245, p. 343, §1; §10-2B-15.32; amended and renumbered by Act 2009-513, p. 967, §61; Act 2018-125, §3.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-7/division-c/section-10a-1-7-21/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 7 - Foreign Entities.›Division C - Consequences of Transacting Business Without Registering.›Section 10A-1-7.21 - Transaction of Business Without Registration; Generally.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 7 - Foreign Entities. › Division C - Consequences of Transacting Business Without Registering. › Section 10A-1-7.21 - Transaction of Business Without Registration; Generally.
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Section 10A-1-7.21
Transaction of business without registration; generally.
(a) A foreign entity transacting business in this state, except a corporation or other organization formed pursuant to federal law, may not maintain any action, suit, or proceeding in any court of this state until it has registered in this state.
(b) The failure of a foreign entity to register in this state does not impair the validity of any contract or act of the foreign entity or prevent the foreign entity from defending any action, suit, or proceeding in any court of this state.
(c) A foreign entity, by transacting business in this state without registration, shall be deemed to consent to service of process with respect to causes of action arising out of business transacted in this state, or to service of any notice or demand required or permitted by law, by registered mail addressed to the foreign entity at the office required to be maintained in the state or other jurisdiction where it is organized, or, if not so required, at the principal office of the entity, or by serving the entity by any method permitted under Sections 10A-1-5.35 and 10A-1-5.36.
(d) The liability of an owner or owners of a foreign entity is governed by the laws of the state or other jurisdictions where it is organized, and any limitations on that liability are not waived solely by reason of having transacted business in Alabama without registration.
(e) This division applies to a foreign entity transacting business in this state without registering with the Secretary of State.
(Acts 1993, No. 93-724, p. 1425, §52; §10-12-52; amended and renumbered by Act 2009-513, p. 967, §63; Act 2012-304, p. 666, §1; Act 2019-94, §2.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-7/division-c/section-10a-1-7-22/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 7 - Foreign Entities.›Division C - Consequences of Transacting Business Without Registering.›Section 10A-1-7.22 - Transaction of Business Without Registration; Actions to Restrain.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 7 - Foreign Entities. › Division C - Consequences of Transacting Business Without Registering. › Section 10A-1-7.22 - Transaction of Business Without Registration; Actions to Restrain.
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Section 10A-1-7.22
Transaction of business without registration; actions to restrain.
(a) The failure of a foreign filing entity to register to transact business in this state or to appoint and maintain a registered agent in this state shall not impair the validity of any contract or act of the foreign entity and shall not prevent the foreign entity from defending any action or proceeding in any court of this state, but the foreign entity shall not maintain any action or proceeding in any court of this state until it has delivered to the Secretary of State for filing an application for registration or a statement of foreign limited liability partnership, as applicable, in accordance with Section 10A-1-7.04. A foreign filing entity, by transacting business in this state without filing an application for registration or a statement of foreign limited liability partnership, as applicable, appoints the Secretary of State as its agent for service of process with respect to causes of action arising out of the transaction of business or activities in this state. The liability of the owners, members, and managerial officials of a foreign filing entity is governed by the laws of the jurisdiction under whose laws it was formed or under which it is governed, and any limitations on that liability are not waived solely by reason of having transacted business in this state without filing an application for registration or a statement of foreign limited liability partnership, as applicable.
(b) The Attorney General may bring an action to restrain a foreign entity from transacting business in this state in violation of this title.
(Acts 1993, No. 93-724, p. 1425, §53; §10-12-53; amended and renumbered by Act 2009-513, p. 967, §63; Act 2018-125, §3.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-7/division-c/section-10a-1-7-23/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 7 - Foreign Entities.›Division C - Consequences of Transacting Business Without Registering.›Section 10A-1-7.23 - Late Filing Fee.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 7 - Foreign Entities. › Division C - Consequences of Transacting Business Without Registering. › Section 10A-1-7.23 - Late Filing Fee.
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Section 10A-1-7.23
Late filing fee.
The Secretary of State may collect from a foreign filing entity a late filing fee equal to the application for registration fee or the statement of foreign limited liability partnership fee, as applicable, for the foreign filing entity for each year of delinquency if the foreign filing entity has transacted business in this state for more than 90 days. The Secretary of State may condition the effectiveness of a registration on the payment of the late filing fee.
(Act 2009-513, p. 967, §64; Act 2018-125, §3.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-7/division-c/section-10a-1-7-24/
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 7 - Foreign Entities.›Division C - Consequences of Transacting Business Without Registering.›Section 10A-1-7.24 - Requirements of Other Law.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 7 - Foreign Entities. › Division C - Consequences of Transacting Business Without Registering. › Section 10A-1-7.24 - Requirements of Other Law.
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Section 10A-1-7.24
Requirements of other law.
This article does not excuse a foreign filing entity from complying with duties imposed under other law, including other chapters of this title, relating to filing or registering requirements.
(Act 2009-513, p. 967, §64; Act 2018-125, §3.)
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https://law.justia.com/codes/alabama/title-10a/chapter-1/article-7/division-d/section-10a-1-7-31/
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AL
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Justia›US Law›US Codes and Statutes›Code of Alabama›2023 Code of Alabama›Title 10A - Alabama Business and Nonprofit Entities Code.›Chapter 1 - General Provisions.›Article 7 - Foreign Entities.›Division D - Business, Rights, and Obligations.›Section 10A-1-7.31 - Business of Foreign Entity.
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2023 Code of Alabama › Title 10A - Alabama Business and Nonprofit Entities Code. › Chapter 1 - General Provisions. › Article 7 - Foreign Entities. › Division D - Business, Rights, and Obligations. › Section 10A-1-7.31 - Business of Foreign Entity.
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Section 10A-1-7.31
Business of foreign entity.
A foreign entity may not conduct in this state a business, activity, not for profit activity, or any other activity, whether or not for profit, that is not permitted by this title to be transacted by the domestic entity to which it most closely corresponds, unless other law of this state authorizes the foreign entity to conduct the business, activity, not for profit activity, or any other activity, whether or not for profit.
(Act 2009-513, p. 967, §66; Act 2018-125, §3; Act 2019-94, §2.)
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