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import OAI.Combinatorics.LowSpaceSubsetSum.Separators.SeparatorFamilies
import OAI.Combinatorics.MatchingPSD.TypeProbabilities
namespace OAI
/-!
# Survival under balanced labeled partitions
The three category profiles in the survival proof are as balanced as possible.
Their multinomial coefficients are therefore maximal, giving bounds on the
number of prescribed labeled partitions.
-/
namespace LowSpaceSubsetSum
open scoped BigOperators
variable {K : Type*} [Fintype K] [DecidableEq K]
/-- Counts differ by at most one across all labeled blocks. -/
def BalancedProfile (t : K → ℕ) : Prop := ∀ i j, t i ≤ t j + 1
private theorem poisson_mass_at_adjacent_mode (q j t : ℕ) (ht : t = q ∨ t = q + 1) :
((q + 1 : ℕ) : ℝ) ^ j / j.factorial ≤
((q + 1 : ℕ) : ℝ) ^ t / t.factorial := by
have h := MatchingSmoothing.poisson_mass_le_integer_mode (q + 1) j
rcases ht with rfl | rfl
· convert h using 1
push_cast
rw [pow_succ, Nat.factorial_succ, Nat.cast_mul, Nat.cast_add, Nat.cast_one]
field_simp
· exact h
omit [DecidableEq K] in
theorem balanced_multinomial_max [Nonempty K] (t k : K → ℕ)
(ht : BalancedProfile t) (hsum : ∑ i, k i = ∑ i, t i) :
Nat.multinomial Finset.univ k ≤ Nat.multinomial Finset.univ t := by
classical
obtain ⟨j, _, hj⟩ := Finset.exists_min_image Finset.univ t Finset.univ_nonempty
have hnear (i : K) : t i = t j ∨ t i = t j + 1 := by
have hl := hj i (Finset.mem_univ i)
have hu := ht i j
omega
have hmass := Finset.prod_le_prod₀
(fun i (_ : i ∈ (Finset.univ : Finset K)) =>
by positivity : ∀ i ∈ (Finset.univ : Finset K),
0 ≤ (((t j + 1 : ℕ) : ℝ) ^ k i / (k i).factorial))
(fun i (_ : i ∈ (Finset.univ : Finset K)) =>
poisson_mass_at_adjacent_mode (t j) (k i) (t i) (hnear i))
have hprod := mul_le_mul_of_nonneg_left hmass
(by positivity : (0 : ℝ) ≤ (∑ i, t i).factorial)
have hk := MatchingSmoothing.multinomial_term_eq Finset.univ k
(fun _ => ((t j + 1 : ℕ) : ℝ))
have ht' := MatchingSmoothing.multinomial_term_eq Finset.univ t
(fun _ => ((t j + 1 : ℕ) : ℝ))
rw [hsum] at hk
rw [← hk, ← ht', Finset.prod_pow_eq_pow_sum, Finset.prod_pow_eq_pow_sum, hsum] at hprod
have hp : 0 < (((t j + 1 : ℕ) : ℝ) ^ (∑ i, t i)) := by positivity
exact_mod_cast (mul_le_mul_iff_left₀ hp).mp hprod
/-- A balanced profile receives at least the average multinomial mass.
There are at most `(n+1)^|K|` profiles. -/
theorem balanced_multinomial_lower [Nonempty K] (t : K → ℕ) (n : ℕ)
(ht : BalancedProfile t) (hsum : ∑ i, t i = n) :
(Fintype.card K : ℝ) ^ n ≤ (n + 1 : ℝ) ^ Fintype.card K *
Nat.multinomial Finset.univ t := by
classical
have heq : (Fintype.card K : ℝ) ^ n =
∑ k ∈ Finset.piAntidiag (Finset.univ : Finset K) n,
(Nat.multinomial Finset.univ k : ℝ) := by
simpa using Finset.sum_pow_eq_sum_piAntidiag (Finset.univ : Finset K)
(fun _ : K => (1 : ℝ)) n
rw [heq]
calc
_ ≤ ∑ _k ∈ Finset.piAntidiag (Finset.univ : Finset K) n,
(Nat.multinomial Finset.univ t : ℝ) := by
apply Finset.sum_le_sum
intro k hk
exact_mod_cast balanced_multinomial_max t k ht
((Finset.mem_piAntidiag.mp hk).1.trans hsum.symm)
_ = ((Finset.piAntidiag (Finset.univ : Finset K) n).card : ℝ) *
Nat.multinomial Finset.univ t := by simp
_ ≤ _ := mul_le_mul_of_nonneg_right
(by exact_mod_cast MatchingSmoothing.card_piAntidiag_univ_le (ι := K) n)
(Nat.cast_nonneg _)
private def sigma_fst_fiber_equiv (t : K → ℕ) (i : K) :
{x : (Σ j, Fin (t j)) // x.1 = i} ≃ Fin (t i) where
toFun x := x.2 ▸ x.1.2
invFun x := ⟨⟨i, x⟩, rfl⟩
left_inv := by rintro ⟨⟨j, x⟩, h⟩; dsimp at h; subst j; rfl
right_inv := by intro x; rfl
theorem exists_coloring_of_sum (A : Type*) [Fintype A] (t : K → ℕ)
(ht : ∑ i, t i = Fintype.card A) :
∃ f : A → K, MatchingSmoothing.histogram f = t := by
classical
let e : A ≃ (Σ i, Fin (t i)) := Fintype.equivOfCardEq (by
simpa only [Fintype.card_sigma, Fintype.card_fin] using ht.symm)
refine ⟨fun a => (e a).1, ?_⟩
funext i
unfold MatchingSmoothing.histogram
let e' : {a : A // (e a).1 = i} ≃ {x : (Σ j, Fin (t j)) // x.1 = i} :=
e.subtypeEquivOfSubtype (p := fun x : (Σ j, Fin (t j)) => x.1 = i)
exact (Fintype.card_congr (e'.trans (sigma_fst_fiber_equiv t i))).trans
(Fintype.card_fin (t i))
theorem card_colorings_of_sum (A : Type*) [Fintype A] (t : K → ℕ)
(ht : ∑ i, t i = Fintype.card A) :
Fintype.card (MatchingSmoothing.Colorings A K t) = Nat.multinomial Finset.univ t := by
obtain ⟨f, hf⟩ := exists_coloring_of_sum A t ht
rw [← hf]
exact MatchingSmoothing.card_colorings_eq_multinomial f
/-- The domain is the disjoint union of the three categories in the paper. -/
abbrev CategoryDomain (C : Fin 3 → Type*) := Σ a, C a
abbrev PrescribedLabelings (C : Fin 3 → Type*) [∀ a, Fintype (C a)] (q : Fin 3 → K → ℕ) :=
{f : CategoryDomain C → K // ∀ a,
MatchingSmoothing.histogram (fun x : C a => f ⟨a, x⟩) = q a}
noncomputable instance prescribedLabelingsFintype (C : Fin 3 → Type*)
[∀ a, Fintype (C a)] (q : Fin 3 → K → ℕ) : Fintype (PrescribedLabelings C q) :=
Fintype.ofFinite _
theorem card_prescribedLabelings (C : Fin 3 → Type*) [∀ a, Fintype (C a)]
(q : Fin 3 → K → ℕ) (hrows : ∀ a, ∑ i, q a i = Fintype.card (C a)) :
Fintype.card (PrescribedLabelings C q) = ∏ a, Nat.multinomial Finset.univ (q a) := by
classical
let e : PrescribedLabelings C q ≃
((a : Fin 3) → MatchingSmoothing.Colorings (C a) K (q a)) :=
{ toFun := fun f a => ⟨fun x => f.1 ⟨a, x⟩, f.2 a⟩
invFun := fun f => ⟨fun x => (f x.1).1 x.2, fun a => (f a).2⟩
left_inv := fun _ => rfl
right_inv := fun _ => rfl }
rw [Fintype.card_congr e, Fintype.card_pi]
exact Finset.prod_congr rfl (fun a _ => card_colorings_of_sum (C a) (q a) (hrows a))
omit [Fintype K] in
theorem histogram_categoryDomain (C : Fin 3 → Type*) [∀ a, Fintype (C a)]
(f : CategoryDomain C → K) (i : K) :
MatchingSmoothing.histogram f i =
∑ a, MatchingSmoothing.histogram (fun x : C a => f ⟨a, x⟩) i := by
classical
let e : {x : CategoryDomain C // f x = i} ≃ (Σ a, {x : C a // f ⟨a, x⟩ = i}) :=
{ toFun := fun x => ⟨x.1.1, ⟨x.1.2, x.2⟩⟩
invFun := fun x => ⟨⟨x.1, x.2.1⟩, x.2.2⟩
left_inv := fun _ => rfl
right_inv := fun _ => rfl }
unfold MatchingSmoothing.histogram
exact (Fintype.card_congr e).trans Fintype.card_sigma
omit [Fintype K] in
theorem prescribedLabelings_fill_blocks (C : Fin 3 → Type*) [∀ a, Fintype (C a)]
(q : Fin 3 → K → ℕ) (b : ℕ) (hcols : ∀ i, ∑ a, q a i = b)
(f : PrescribedLabelings C q) : MatchingSmoothing.histogram f.val = fun _ => b := by
funext i
rw [histogram_categoryDomain]
simp_rw [f.property]
exact hcols i
/-- Exact favorable/total counting formula, before applying the balanced bounds. -/
theorem prescribed_partition_probability_eq
(C : Fin 3 → Type*) [∀ a, Fintype (C a)] (q : Fin 3 → K → ℕ) (b : ℕ)
(hrows : ∀ a, ∑ i, q a i = Fintype.card (C a))
(hcols : ∀ i, ∑ a, q a i = b) :
finiteUniformProbability
(fun f : MatchingSmoothing.Colorings (CategoryDomain C) K (fun _ => b) =>
∀ a, MatchingSmoothing.histogram (fun x : C a => f.val ⟨a, x⟩) = q a) =
(∏ a, (Nat.multinomial Finset.univ (q a) : ℝ)) /
Nat.multinomial (Finset.univ : Finset K) (fun _ => b) := by
classical
let Part := MatchingSmoothing.Colorings (CategoryDomain C) K (fun _ => b)
let P : Part → Prop := fun f =>
∀ a, MatchingSmoothing.histogram (fun x : C a => f.val ⟨a, x⟩) = q a
let : DecidablePred P := fun _ => Classical.propDecidable _
let e : {f : Part // P f} ≃ PrescribedLabelings C q :=
{ toFun := fun f => ⟨f.1.1, f.2⟩
invFun := fun f => ⟨⟨f.1, prescribedLabelings_fill_blocks C q b hcols f⟩, f.2⟩
left_inv := fun _ => rfl
right_inv := fun _ => rfl }
have hgood : Fintype.card {f : Part // P f} = Fintype.card (PrescribedLabelings C q) :=
Fintype.card_congr e
have hsum : ∑ i : K, b = Fintype.card (CategoryDomain C) := by
calc
_ = ∑ i, ∑ a, q a i := Finset.sum_congr rfl (fun i _ => (hcols i).symm)
_ = ∑ a, ∑ i, q a i := Finset.sum_comm
_ = _ := by simp only [hrows, Fintype.card_sigma]
have hpart : Fintype.card Part = Nat.multinomial Finset.univ (fun _ : K => b) :=
card_colorings_of_sum (CategoryDomain C) (fun _ => b) hsum
change finiteUniformProbability P = _
unfold finiteUniformProbability
rw [hgood, card_prescribedLabelings C q hrows, hpart, Nat.cast_prod]
theorem balanced_category_count_lower [Nonempty K]
(C : Fin 3 → Type*) [∀ a, Fintype (C a)] (q : Fin 3 → K → ℕ)
(hrows : ∀ a, ∑ i, q a i = Fintype.card (C a)) (hbal : ∀ a, BalancedProfile (q a)) :
(Fintype.card K : ℝ) ^ Fintype.card (CategoryDomain C) ≤
(Fintype.card (CategoryDomain C) + 1 : ℝ) ^ (3 * Fintype.card K) *
Fintype.card (PrescribedLabelings C q) := by
classical
have hsize (a : Fin 3) : Fintype.card (C a) ≤ Fintype.card (CategoryDomain C) := by
rw [Fintype.card_sigma]
exact Finset.single_le_sum (f := fun a : Fin 3 => Fintype.card (C a))
(fun _ _ => Nat.zero_le _) (Finset.mem_univ a)
have hrow (a : Fin 3) : (Fintype.card K : ℝ) ^ Fintype.card (C a) ≤
(Fintype.card (CategoryDomain C) + 1 : ℝ) ^ Fintype.card K *
Nat.multinomial Finset.univ (q a) := by
apply (balanced_multinomial_lower (q a) _ (hbal a) (hrows a)).trans
apply mul_le_mul_of_nonneg_right _ (Nat.cast_nonneg _)
apply pow_le_pow_left₀ (by positivity)
exact_mod_cast Nat.add_le_add_right (hsize a) 1
have hprod := Finset.prod_le_prod₀
(fun a (_ : a ∈ (Finset.univ : Finset (Fin 3))) =>
by positivity : ∀ a ∈ (Finset.univ : Finset (Fin 3)),
0 ≤ (Fintype.card K : ℝ) ^ Fintype.card (C a))
(fun a _ => hrow a)
rw [Finset.prod_pow_eq_pow_sum, ← Fintype.card_sigma] at hprod
rw [Finset.prod_mul_distrib, Finset.prod_const, Finset.card_univ, Fintype.card_fin] at hprod
rw [← pow_mul, Nat.mul_comm] at hprod
rw [card_prescribedLabelings C q hrows, Nat.cast_prod]
exact hprod
/-- Uniform labeled equal-size partitions preserve all three balanced
category prescriptions with the paper's inverse-polynomial probability. -/
theorem balanced_partition_probability [Nonempty K]
(C : Fin 3 → Type*) [∀ a, Fintype (C a)] (q : Fin 3 → K → ℕ) (b : ℕ)
(hrows : ∀ a, ∑ i, q a i = Fintype.card (C a))
(hcols : ∀ i, ∑ a, q a i = b) (hbal : ∀ a, BalancedProfile (q a)) :
1 / (Fintype.card (CategoryDomain C) + 1 : ℝ) ^ (3 * Fintype.card K) ≤
finiteUniformProbability
(fun f : MatchingSmoothing.Colorings (CategoryDomain C) K (fun _ => b) =>
∀ a, MatchingSmoothing.histogram (fun x : C a => f.val ⟨a, x⟩) = q a) := by
classical
let Part := MatchingSmoothing.Colorings (CategoryDomain C) K (fun _ => b)
let P : Part → Prop := fun f =>
∀ a, MatchingSmoothing.histogram (fun x : C a => f.val ⟨a, x⟩) = q a
let : DecidablePred P := fun _ => Classical.propDecidable _
let e : {f : Part // P f} ≃ PrescribedLabelings C q :=
{ toFun := fun f => ⟨f.1.1, f.2⟩
invFun := fun f => ⟨⟨f.1, prescribedLabelings_fill_blocks C q b hcols f⟩, f.2⟩
left_inv := fun _ => rfl
right_inv := fun _ => rfl }
have hgood : Fintype.card {f : Part // P f} = Fintype.card (PrescribedLabelings C q) :=
Fintype.card_congr e
have hpos : 0 < Fintype.card (PrescribedLabelings C q) := by
rw [card_prescribedLabelings C q hrows]
exact Finset.prod_pos (fun _ _ => Nat.multinomial_pos _ _)
have hle : Fintype.card (PrescribedLabelings C q) ≤ Fintype.card Part := by
rw [← hgood]
exact Fintype.card_subtype_le P
have hden : (0 : ℝ) < Fintype.card Part := by exact_mod_cast lt_of_lt_of_le hpos hle
have hall : (Fintype.card Part : ℝ) ≤
(Fintype.card K : ℝ) ^ Fintype.card (CategoryDomain C) := by
have h := Fintype.card_subtype_le
(fun f : CategoryDomain C → K => MatchingSmoothing.histogram f = fun _ => b)
rw [Fintype.card_fun] at h
exact_mod_cast h
have hbound := hall.trans (balanced_category_count_lower C q hrows hbal)
change 1 / _ ≤ finiteUniformProbability P
unfold finiteUniformProbability
apply (div_le_div_iff₀ (by positivity) hden).mpr
rw [one_mul]
rw [hgood]
simpa only [mul_comm] using hbound
/-- The only two arities used by the algorithm: top blocks (`l=4`) and
local blocks (`l=2`). -/
theorem balanced_partition_probability_two_or_four (l b : ℕ) (hl : l = 2 ∨ l = 4)
(C : Fin 3 → Type*) [∀ a, Fintype (C a)] (q : Fin 3 → Fin l → ℕ)
(hrows : ∀ a, ∑ i, q a i = Fintype.card (C a))
(hcols : ∀ i, ∑ a, q a i = b) (hbal : ∀ a, BalancedProfile (q a)) :
1 / (Fintype.card (CategoryDomain C) + 1 : ℝ) ^ (3 * l) ≤
finiteUniformProbability
(fun f : MatchingSmoothing.Colorings (CategoryDomain C) (Fin l) (fun _ => b) =>
∀ a, MatchingSmoothing.histogram (fun x : C a => f.val ⟨a, x⟩) = q a) := by
have : Nonempty (Fin l) := ⟨⟨0, by omega⟩⟩
simpa only [Fintype.card_fin] using balanced_partition_probability C q b hrows hcols hbal
/-- A bounded surviving fraction has a polynomially likely substantial value. -/
theorem surviving_fraction_probability {Ω : Type*} [Fintype Ω] [Nonempty Ω]
(Z : Ω → ℝ) {p : ℝ} (_hZ0 : ∀ ω, 0 ≤ Z ω) (hZ1 : ∀ ω, Z ω ≤ 1)
(hp : p ≤ (∑ ω, Z ω) / Fintype.card Ω) :
p / 2 ≤ finiteUniformProbability (fun ω => p / 2 ≤ Z ω) := by
classical
by_cases hp0 : p ≤ 0
· exact (by linarith : p / 2 ≤ 0).trans (finiteUniformProbability_nonneg _)
have hcard : (0 : ℝ) < Fintype.card Ω := by exact_mod_cast Fintype.card_pos
have hpoint (ω : Ω) : Z ω ≤ p / 2 + if p / 2 ≤ Z ω then (1 : ℝ) else 0 := by
split_ifs with h
· linarith [hZ1 ω]
· linarith
have hsum := Finset.sum_le_sum (s := Finset.univ) (fun ω _ => hpoint ω)
simp only [Finset.sum_add_distrib, Finset.sum_const, Finset.card_univ, nsmul_eq_mul] at hsum
have hevent : (∑ ω, if p / 2 ≤ Z ω then (1 : ℝ) else 0) =
(Fintype.card {ω // p / 2 ≤ Z ω} : ℝ) := by
rw [Fintype.card_subtype]
simp only [← Finset.sum_filter, Finset.sum_const, nsmul_eq_mul, mul_one]
rw [hevent] at hsum
unfold finiteUniformProbability
apply (le_div_iff₀ hcard).mpr
have hmean := (le_div_iff₀ hcard).mp hp
nlinarith
theorem finiteUniformProbability_eq_indicator_mean {Ω : Type*} [Fintype Ω]
(P : Ω → Prop) [DecidablePred P] : finiteUniformProbability P =
(∑ ω, if P ω then (1 : ℝ) else 0) / Fintype.card Ω := by
classical
unfold finiteUniformProbability
congr 1
rw [Fintype.card_subtype]
simp only [← Finset.sum_filter, Finset.sum_const, nsmul_eq_mul, mul_one]
/-- Pointwise survival gives a likely partition retaining at least half the
expected fraction of an arbitrary finite representative family. -/
theorem surviving_representative_family {Ω R : Type*}
[Fintype Ω] [Nonempty Ω] [Fintype R] [Nonempty R]
(keeps : Ω → R → Prop) {p : ℝ}
(hp : ∀ r, p ≤ finiteUniformProbability (fun ω => keeps ω r)) :
p / 2 ≤ finiteUniformProbability
(fun ω => p / 2 ≤ finiteUniformProbability (keeps ω)) := by
classical
apply surviving_fraction_probability (fun ω => finiteUniformProbability (keeps ω))
(fun ω => finiteUniformProbability_nonneg (keeps ω))
(fun ω => finiteUniformProbability_le_one (keeps ω))
have hcard : (0 : ℝ) < Fintype.card R := by exact_mod_cast Fintype.card_pos
have hsum := Finset.sum_le_sum (s := Finset.univ) (fun r _ => hp r)
simp only [Finset.sum_const, Finset.card_univ, nsmul_eq_mul] at hsum
have havg : p ≤ (∑ r, finiteUniformProbability (fun ω => keeps ω r)) /
Fintype.card R := (le_div_iff₀ hcard).mpr (by simpa only [mul_comm] using hsum)
convert havg using 1
simp_rw [finiteUniformProbability_eq_indicator_mean]
rw [← Finset.sum_div, ← Finset.sum_div, div_div, div_div, Finset.sum_comm, mul_comm]
end LowSpaceSubsetSum
end OAI