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| import OAI.Probability.RandomSAT.FiniteMean | |
| namespace OAI | |
| /-! | |
| Coordinate erasure, independent clause averaging, survival probabilities, and | |
| iterated replacement. | |
| -/ | |
| namespace FixedClauseThreshold | |
| open Finset | |
| noncomputable section | |
| attribute [local instance] Classical.propDecidable | |
| theorem support_card_cons {v : ℕ} (b : Option Bool) (C : Fin v → Option Bool) : | |
| (Finset.univ.filter fun i : Fin (v + 1) => (Fin.cons (α := fun _ => Option Bool) b C i).isSome).card = | |
| (if b.isSome then 1 else 0) + (Finset.univ.filter fun i => (C i).isSome).card := by | |
| simp only [Finset.card_eq_sum_ones, Finset.sum_filter] | |
| rw [Fin.sum_univ_succ] | |
| simp | |
| def prependAbsent {v k : ℕ} (C : ProperClause v k) : ProperClause (v + 1) k := | |
| ⟨Fin.cons none C.val, by simpa [support_card_cons] using C.property⟩ | |
| def prependPresent {v k : ℕ} (hk : 0 < k) (C : ProperClause v (k - 1)) (b : Bool) : | |
| ProperClause (v + 1) k := | |
| ⟨Fin.cons (some b) C.val, by | |
| rw [support_card_cons] | |
| simp only [Option.isSome_some, ↓reduceIte, C.property] | |
| omega⟩ | |
| def clauseHeadSplit {v k : ℕ} (hk : 0 < k) (C : ProperClause (v + 1) k) : | |
| ProperClause v k ⊕ (ProperClause v (k - 1) × Bool) := | |
| match hb : C.val 0 with | |
| | none => Sum.inl ⟨Fin.tail C.val, by | |
| have h := C.property | |
| conv_lhs at h => rw [← Fin.cons_self_tail C.val] | |
| rw [support_card_cons, hb] at h | |
| simpa using h⟩ | |
| | some b => Sum.inr (⟨Fin.tail C.val, by | |
| have h := C.property | |
| conv_lhs at h => rw [← Fin.cons_self_tail C.val] | |
| rw [support_card_cons, hb] at h | |
| simp at h | |
| omega⟩, b) | |
| def clauseHeadEquiv {v k : ℕ} (hk : 0 < k) : | |
| ProperClause (v + 1) k ≃ ProperClause v k ⊕ (ProperClause v (k - 1) × Bool) where | |
| toFun := clauseHeadSplit hk | |
| invFun := Sum.elim prependAbsent (fun p => prependPresent hk p.1 p.2) | |
| left_inv C := by | |
| apply Subtype.ext | |
| simp only [clauseHeadSplit] | |
| split <;> simp only [Sum.elim_inl, Sum.elim_inr, prependAbsent, prependPresent] | |
| all_goals simpa only [*] using Fin.cons_self_tail C.val | |
| right_inv C := by | |
| cases C with | |
| | inl C => rfl | |
| | inr C => | |
| rcases C with ⟨C, b⟩ | |
| rfl | |
| @[simp] theorem satisfiesClause_prependAbsent {v k : ℕ} | |
| (σ : Assignment v) (b : Bool) (C : ProperClause v k) : | |
| SatisfiesClause (Fin.cons b σ) (prependAbsent C) ↔ SatisfiesClause σ C := by | |
| simp [SatisfiesClause, prependAbsent, Fin.exists_fin_succ] | |
| @[simp] theorem satisfiesClause_prependPresent {v k : ℕ} (hk : 0 < k) | |
| (σ : Assignment v) (b t : Bool) (C : ProperClause v (k - 1)) : | |
| SatisfiesClause (Fin.cons b σ) (prependPresent hk C t) ↔ t = b ∨ SatisfiesClause σ C := by | |
| simp [SatisfiesClause, prependPresent, Fin.exists_fin_succ] | |
| def addClause {n k : ℕ} (S : Finset (Assignment n)) (C : ProperClause n k) : | |
| Finset (Assignment n) := S.filter (fun σ => SatisfiesClause σ C) | |
| @[simp] theorem mem_addClause {n k : ℕ} (S : Finset (Assignment n)) | |
| (C : ProperClause n k) (σ : Assignment n) : | |
| σ ∈ addClause S C ↔ σ ∈ S ∧ SatisfiesClause σ C := by | |
| simp [addClause] | |
| theorem addClause_comm {n k r : ℕ} (S : Finset (Assignment n)) | |
| (C : ProperClause n k) (D : ProperClause n r) : | |
| addClause (addClause S C) D = addClause (addClause S D) C := by | |
| ext σ | |
| simp only [mem_addClause] | |
| tauto | |
| def restrictSolutions {n k : ℕ} {ι : Type*} [Fintype ι] | |
| (S : Finset (Assignment n)) (F : ι → ProperClause n k) : Finset (Assignment n) := | |
| S.filter (fun σ => ∀ i, SatisfiesClause σ (F i)) | |
| @[simp] theorem mem_restrictSolutions {n k : ℕ} {ι : Type*} [Fintype ι] | |
| (S : Finset (Assignment n)) (F : ι → ProperClause n k) (σ : Assignment n) : | |
| σ ∈ restrictSolutions S F ↔ σ ∈ S ∧ ∀ i, SatisfiesClause σ (F i) := by | |
| simp [restrictSolutions] | |
| theorem restrictSolutions_zero {n k : ℕ} (S : Finset (Assignment n)) | |
| (F : Formula n k 0) : restrictSolutions S F = S := by | |
| ext σ | |
| simp only [mem_restrictSolutions, Fin.forall_fin_zero, and_true] | |
| theorem restrictSolutions_cons {n k m : ℕ} (S : Finset (Assignment n)) | |
| (C : ProperClause n k) (F : Formula n k m) : | |
| restrictSolutions S (Fin.cons C F) = restrictSolutions (addClause S C) F := by | |
| ext σ | |
| simp only [mem_restrictSolutions, mem_addClause, Fin.forall_fin_succ, Fin.cons_zero, | |
| Fin.cons_succ] | |
| tauto | |
| theorem restrictSolutions_comm {n k r : ℕ} {ι κ : Type*} [Fintype ι] [Fintype κ] | |
| (S : Finset (Assignment n)) (F : ι → ProperClause n k) (G : κ → ProperClause n r) : | |
| restrictSolutions (restrictSolutions S F) G = restrictSolutions (restrictSolutions S G) F := by | |
| ext σ | |
| simp only [mem_restrictSolutions] | |
| tauto | |
| theorem uniformMean_fin_succ {α : Type*} [Fintype α] {m : ℕ} | |
| (f : (Fin (m + 1) → α) → ℝ) : | |
| uniformMean f = uniformMean (fun a => uniformMean (fun F : Fin m → α => | |
| f (Fin.cons a F))) := by | |
| calc | |
| _ = uniformMean (fun p : α × (Fin m → α) => f (Fin.cons p.1 p.2)) := | |
| (uniformMean_equiv (Fin.consEquiv (fun _ => α)) f).symm | |
| _ = _ := uniformMean_prod _ | |
| def alive {n : ℕ} (S : Finset (Assignment n)) : ℝ := if S.Nonempty then 1 else 0 | |
| theorem alive_nonneg {n : ℕ} (S : Finset (Assignment n)) : 0 ≤ alive S := by | |
| unfold alive | |
| split <;> norm_num | |
| theorem alive_le_one {n : ℕ} (S : Finset (Assignment n)) : alive S ≤ 1 := by | |
| unfold alive | |
| split <;> norm_num | |
| theorem alive_mono {n : ℕ} {S T : Finset (Assignment n)} (hST : S ⊆ T) : | |
| alive S ≤ alive T := by | |
| unfold alive | |
| by_cases hS : S.Nonempty | |
| · have hT := hS.mono hST | |
| simp [hS, hT] | |
| · simp only [ite_eq_right hS] | |
| split <;> norm_num | |
| def clauseAverage {n : ℕ} (k : ℕ) (f : Finset (Assignment n) → ℝ) | |
| (S : Finset (Assignment n)) : ℝ := | |
| uniformMean (fun C : ProperClause n k => f (addClause S C)) | |
| def survival {n : ℕ} (k : ℕ) (m : ℕ) (S : Finset (Assignment n)) : ℝ := | |
| ((clauseAverage k)^[m] alive) S | |
| @[simp] theorem survival_zero {n k : ℕ} (S : Finset (Assignment n)) : | |
| survival k 0 S = alive S := rfl | |
| theorem survival_succ {n k m : ℕ} (S : Finset (Assignment n)) : | |
| survival k (m + 1) S = uniformMean (fun C : ProperClause n k => | |
| survival k m (addClause S C)) := by | |
| rw [survival, Function.iterate_succ_apply'] | |
| rfl | |
| theorem survival_eq_mean {n k m : ℕ} (S : Finset (Assignment n)) : | |
| survival k m S = uniformMean (fun F : Formula n k m => alive (restrictSolutions S F)) := by | |
| induction m generalizing S with | |
| | zero => | |
| simp only [survival_zero, restrictSolutions_zero] | |
| exact (uniformMean_const _).symm | |
| | succ m ih => | |
| rw [survival_succ, uniformMean_fin_succ] | |
| apply uniformMean_congr | |
| intro C | |
| rw [ih] | |
| apply uniformMean_congr | |
| intro F | |
| rw [restrictSolutions_cons] | |
| theorem properSATProbability_eq_survival (n k m : ℕ) : | |
| properSATProbability n k m = survival k m (Finset.univ : Finset (Assignment n)) := by | |
| rw [survival_eq_mean] | |
| change uniformProbability (fun F : Formula n k m => Satisfiable F) = _ | |
| rw [uniformProbability_eq_mean] | |
| apply uniformMean_congr | |
| intro F | |
| unfold alive | |
| congr 1 | |
| simp only [Finset.nonempty_iff_ne_empty] | |
| apply propext | |
| rw [← Finset.nonempty_iff_ne_empty] | |
| simp [Finset.Nonempty, Satisfiable, Satisfies] | |
| theorem survival_nonneg {n k m : ℕ} (S : Finset (Assignment n)) : 0 ≤ survival k m S := by | |
| rw [survival_eq_mean] | |
| exact uniformMean_nonneg (fun _ => alive_nonneg _) | |
| theorem survival_le_one {n k m : ℕ} (hkn : k ≤ n) (S : Finset (Assignment n)) : | |
| survival k m S ≤ 1 := by | |
| let : Nonempty (ProperClause n k) := nonempty_properClause hkn | |
| rw [survival_eq_mean, ← uniformMean_const (α := Formula n k m) (1 : ℝ)] | |
| exact uniformMean_mono (fun _ => alive_le_one _) | |
| theorem survival_mono_solutions {n k m : ℕ} {S T : Finset (Assignment n)} (hST : S ⊆ T) : | |
| survival k m S ≤ survival k m T := by | |
| rw [survival_eq_mean, survival_eq_mean] | |
| apply uniformMean_mono | |
| intro F | |
| apply alive_mono | |
| intro σ hσ | |
| rw [mem_restrictSolutions] at hσ ⊢ | |
| exact ⟨hST hσ.1, hσ.2⟩ | |
| theorem survival_antitone {n k : ℕ} (hkn : k ≤ n) (S : Finset (Assignment n)) : | |
| Antitone (fun m => survival k m S) := by | |
| let : Nonempty (ProperClause n k) := nonempty_properClause hkn | |
| apply antitone_nat_of_succ_le | |
| intro m | |
| rw [survival_succ, ← uniformMean_const (α := ProperClause n k) (survival k m S)] | |
| apply uniformMean_mono | |
| intro C | |
| exact survival_mono_solutions (Finset.filter_subset _ _) | |
| theorem properSATProbability_antitone {n k : ℕ} (hkn : k ≤ n) : | |
| Antitone (properSATProbability n k) := by | |
| intro i j hij | |
| rw [properSATProbability_eq_survival, properSATProbability_eq_survival] | |
| exact survival_antitone hkn _ hij | |
| theorem clauseAverage_mono {n k : ℕ} {f g : Finset (Assignment n) → ℝ} | |
| (hfg : ∀ S, f S ≤ g S) : ∀ S, clauseAverage k f S ≤ clauseAverage k g S := by | |
| intro S | |
| exact uniformMean_mono (fun C => hfg (addClause S C)) | |
| theorem clauseAverage_sub_const {n k : ℕ} (hkn : k ≤ n) | |
| (f : Finset (Assignment n) → ℝ) (c : ℝ) (S : Finset (Assignment n)) : | |
| clauseAverage k (fun T => f T - c) S = clauseAverage k f S - c := by | |
| let : Nonempty (ProperClause n k) := nonempty_properClause hkn | |
| exact (uniformMean_sub _ _).trans (by rw [uniformMean_const]; rfl) | |
| theorem clauseAverage_commute {n k r : ℕ} : | |
| Function.Commute (clauseAverage (n := n) k) (clauseAverage r) := by | |
| intro f | |
| funext S | |
| unfold clauseAverage | |
| rw [uniformMean_comm] | |
| apply uniformMean_congr | |
| intro C | |
| apply uniformMean_congr | |
| intro D | |
| rw [addClause_comm] | |
| theorem clauseAverage_iterate_mono {n k m : ℕ} {f g : Finset (Assignment n) → ℝ} | |
| (hfg : ∀ S, f S ≤ g S) : ∀ S, | |
| ((clauseAverage k)^[m] f) S ≤ ((clauseAverage k)^[m] g) S := by | |
| induction m with | |
| | zero => exact hfg | |
| | succ m ih => | |
| simp only [Function.iterate_succ_apply'] | |
| exact clauseAverage_mono ih | |
| theorem clauseAverage_iterate_sub_const {n k m : ℕ} (hkn : k ≤ n) | |
| (f : Finset (Assignment n) → ℝ) (c : ℝ) : | |
| (clauseAverage k)^[m] (fun T => f T - c) = | |
| (fun S => ((clauseAverage k)^[m] f) S - c) := by | |
| induction m with | |
| | zero => rfl | |
| | succ m ih => | |
| rw [Function.iterate_succ_apply', ih, Function.iterate_succ_apply'] | |
| funext S | |
| exact clauseAverage_sub_const hkn _ _ _ | |
| theorem survival_shift {n k r m d : ℕ} (S : Finset (Assignment n)) : | |
| ((clauseAverage k)^[m] (survival r d)) S = | |
| ((clauseAverage r)^[d] (survival k m)) S := by | |
| exact congrArg (fun f => f S) ((clauseAverage_commute (n := n) (k := k) (r := r)).iterate_iterate m d alive) | |
| theorem survival_add {n k m d : ℕ} (S : Finset (Assignment n)) : | |
| ((clauseAverage k)^[m] (survival k d)) S = survival k (m + d) S := by | |
| exact congrArg (fun f => f S) (Function.iterate_add_apply (clauseAverage k) m d alive).symm | |
| theorem survival_eq_probability {n k m : ℕ} (S : Finset (Assignment n)) : | |
| survival k m S = uniformProbability (fun F : Formula n k m => | |
| ∃ σ ∈ S, Satisfies σ F) := by | |
| rw [survival_eq_mean, uniformProbability_eq_mean] | |
| apply uniformMean_congr | |
| intro F | |
| unfold alive | |
| congr 1 | |
| apply propext | |
| simp [Finset.Nonempty, Satisfies] | |
| theorem blockUNSAT_eq {n k g : ℕ} (hkn : k ≤ n) (S : Finset (Assignment n)) : | |
| blockUNSATProbability k g S = 1 - survival k g S := by | |
| let : Nonempty (ProperClause n k) := nonempty_properClause hkn | |
| rw [survival_eq_probability] | |
| exact uniformProbability_not _ | |
| theorem kills_iff_addClause {n k : ℕ} (S : Finset (Assignment n)) (C : ProperClause n k) : | |
| KillsSolutions S C ↔ ¬ (addClause S C).Nonempty := by | |
| change (∀ σ ∈ S, ¬ SatisfiesClause σ C) ↔ ¬ ∃ σ, σ ∈ addClause S C | |
| simp only [mem_addClause, not_exists, not_and] | |
| theorem singleUNSAT_eq {n k : ℕ} (hkn : k ≤ n) (S : Finset (Assignment n)) : | |
| uniformProbability (fun C : ProperClause n k => KillsSolutions S C) = | |
| 1 - survival k 1 S := by | |
| let : Nonempty (ProperClause n k) := nonempty_properClause hkn | |
| rw [uniformProbability_eq_mean, survival_succ] | |
| simp only [survival_zero] | |
| calc | |
| _ = uniformMean (fun C : ProperClause n k => 1 - alive (addClause S C)) := by | |
| apply uniformMean_congr | |
| intro C | |
| rw [kills_iff_addClause] | |
| unfold alive | |
| by_cases h : (addClause S C).Nonempty <;> simp [h] | |
| _ = _ := by rw [uniformMean_sub, uniformMean_const] | |
| theorem shorter_survival_replacement {n k : ℕ} (hk : 3 ≤ k) (hn : k + 1 ≤ n) | |
| (S : Finset (Assignment (n - 1))) : | |
| survival k (replacementBlock n k) S - replacementError n k ≤ survival (k - 1) 1 S := by | |
| have h := shorter_clause_replacement hk hn S | |
| rw [singleUNSAT_eq (by omega), blockUNSAT_eq (by omega)] at h | |
| linarith | |
| theorem shorter_survival_replacement_many {n k : ℕ} (hk : 3 ≤ k) (hn : k + 1 ≤ n) | |
| (d : ℕ) (S : Finset (Assignment (n - 1))) : | |
| survival k (replacementBlock n k * d) S - (d : ℝ) * replacementError n k ≤ | |
| survival (k - 1) d S := by | |
| induction d generalizing S with | |
| | zero => simp | |
| | succ d ih => | |
| let g := replacementBlock n k | |
| let ε := replacementError n k | |
| have hkn : k ≤ n - 1 := by omega | |
| have hshort : k - 1 ≤ n - 1 := by omega | |
| have ha := clauseAverage_mono (k := k - 1) ih S | |
| have hb := clauseAverage_iterate_mono (k := k) (m := g * d) | |
| (shorter_survival_replacement hk hn) S | |
| rw [clauseAverage_sub_const hshort] at ha | |
| rw [clauseAverage_iterate_sub_const hkn] at hb | |
| dsimp only at hb | |
| rw [survival_add] at hb | |
| have hcomm : clauseAverage (k - 1) (survival k (g * d)) S = | |
| ((clauseAverage k)^[g * d] (survival (k - 1) 1)) S := by | |
| exact survival_shift (m := 1) (d := g * d) S | |
| rw [← hcomm] at hb | |
| change _ ≤ survival (k - 1) (d + 1) S | |
| rw [survival_succ] | |
| have heq : g * (d + 1) = g * d + g := by ring | |
| rw [show replacementBlock n k * (d + 1) = g * d + g from heq] | |
| push_cast | |
| change survival k (g * d + g) S - ((d : ℝ) + 1) * ε ≤ _ | |
| change _ - (d : ℝ) * ε ≤ _ at ha | |
| change survival k (g * d + g) S - ε ≤ _ at hb | |
| dsimp only [g, clauseAverage] at ha hb ⊢ | |
| linarith | |
| theorem uniformMean_sum_type {α β : Type*} [Fintype α] [Fintype β] | |
| [Nonempty α] [Nonempty β] (f : α ⊕ β → ℝ) : | |
| uniformMean f = | |
| ((Fintype.card α : ℝ) / (Fintype.card α + Fintype.card β)) * | |
| uniformMean (fun a => f (Sum.inl a)) + | |
| ((Fintype.card β : ℝ) / (Fintype.card α + Fintype.card β)) * | |
| uniformMean (fun b => f (Sum.inr b)) := by | |
| have hα : (Fintype.card α : ℝ) ≠ 0 := by exact_mod_cast Fintype.card_ne_zero | |
| have hβ : (Fintype.card β : ℝ) ≠ 0 := by exact_mod_cast Fintype.card_ne_zero | |
| simp only [uniformMean, Fintype.sum_sum_type, Fintype.card_sum, Nat.cast_add] | |
| field_simp | |
| theorem head_incidence_ratio {v k : ℕ} (hk : 0 < k) (hkv : k ≤ v) : | |
| ((v.choose (k - 1) * 2 ^ (k - 1) * 2 : ℕ) : ℝ) / | |
| ((v.choose k * 2 ^ k + v.choose (k - 1) * 2 ^ (k - 1) * 2 : ℕ) : ℝ) = | |
| (k : ℝ) / (v + 1) := by | |
| have hks : k - 1 + 1 = k := Nat.sub_add_cancel hk | |
| have hch : v.choose k + v.choose (k - 1) = (v + 1).choose k := by | |
| simpa only [Nat.succ_eq_add_one, hks, add_comm] using (Nat.choose_succ_succ v (k - 1)).symm | |
| have hmult : ((v : ℝ) + 1) * (v.choose (k - 1) : ℝ) = | |
| ((v + 1).choose k : ℝ) * (k : ℝ) := by | |
| exact_mod_cast (by simpa only [hks] using Nat.add_one_mul_choose_eq v (k - 1)) | |
| have hpow : (2 : ℝ) ^ (k - 1) * 2 = 2 ^ k := by | |
| rw [← pow_succ, hks] | |
| have hcpos : (0 : ℝ) < (v + 1).choose k := by | |
| exact_mod_cast Nat.choose_pos (by omega : k ≤ v + 1) | |
| have hvpos : (0 : ℝ) < (v : ℝ) + 1 := by positivity | |
| push_cast | |
| simp only [mul_assoc, hpow] | |
| rw [← add_mul] | |
| have hc : (v.choose k : ℝ) + v.choose (k - 1) = (v + 1).choose k := by | |
| exact_mod_cast hch | |
| rw [hc] | |
| apply (div_eq_div_iff (by positivity) hvpos.ne').mpr | |
| nlinarith [congrArg (fun z : ℝ => z * 2 ^ k) hmult] | |
| theorem clauseHead_mean {v k : ℕ} (hk : 0 < k) (hkv : k ≤ v) | |
| (f : (ProperClause v k ⊕ (ProperClause v (k - 1) × Bool)) → ℝ) : | |
| uniformMean (fun C : ProperClause (v + 1) k => f (clauseHeadSplit hk C)) = | |
| (1 - (k : ℝ) / (v + 1)) * uniformMean (fun C => f (Sum.inl C)) + | |
| ((k : ℝ) / (v + 1)) * | |
| uniformMean (fun Q => uniformMean (fun b : Bool => f (Sum.inr (Q, b)))) := by | |
| let : Nonempty (ProperClause v k) := nonempty_properClause hkv | |
| let : Nonempty (ProperClause v (k - 1)) := nonempty_properClause (by omega) | |
| change uniformMean (fun C => f (clauseHeadEquiv hk C)) = _ | |
| rw [uniformMean_equiv, uniformMean_sum_type, uniformMean_prod] | |
| have hr := head_incidence_ratio hk hkv | |
| have ht : (0 : ℝ) < Fintype.card (ProperClause v k) + | |
| Fintype.card (ProperClause v (k - 1) × Bool) := by | |
| exact add_pos (Nat.cast_pos.mpr Fintype.card_pos) (Nat.cast_pos.mpr Fintype.card_pos) | |
| have hr' : (Fintype.card (ProperClause v (k - 1) × Bool) : ℝ) / | |
| (Fintype.card (ProperClause v k) + Fintype.card (ProperClause v (k - 1) × Bool)) = | |
| (k : ℝ) / (v + 1) := by | |
| simpa only [Fintype.card_prod, Fintype.card_bool, card_properClause, Nat.cast_add] using hr | |
| rw [hr', ← hr'] | |
| congr 1 | |
| apply congrArg (fun x : ℝ => x * uniformMean (fun C => f (Sum.inl C))) | |
| field_simp | |
| ring | |
| end | |
| end FixedClauseThreshold | |
| end OAI | |