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scthornton
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- LICENSE +34 -0
- README.md +151 -0
- repe_config.json +94 -0
- steering_vectors.safetensors +3 -0
LICENSE
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Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License
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Copyright (c) 2024 Scott Thornton / perfecXion.ai
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AEGIS: Adaptive Ensemble Guard with Integrated Steering
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You are free to:
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Share — copy and redistribute the material in any medium or format
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Adapt — remix, transform, and build upon the material
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Under the following terms:
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Attribution — You must give appropriate credit, provide a link to the license,
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and indicate if changes were made. You may do so in any reasonable manner,
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but not in any way that suggests the licensor endorses you or your use.
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NonCommercial — You may not use the material for commercial purposes
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without explicit written permission from the copyright holder.
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ShareAlike — If you remix, transform, or build upon the material, you must
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distribute your contributions under the same license as the original.
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No additional restrictions — You may not apply legal terms or technological
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measures that legally restrict others from doing anything the license permits.
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ATTRIBUTION REQUIREMENTS:
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When using this material, you must provide clear attribution including:
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1. The name "AEGIS" and credit to "scthornton.ai / perfecXion.ai"
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2. A link to the original repository
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3. Indication of any modifications made
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For commercial licensing inquiries, contact: scott@perfecxion.ai
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Full license text: https://creativecommons.org/licenses/by-nc-sa/4.0/legalcode
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README.md
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---
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license: cc-by-nc-sa-4.0
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tags:
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- llm-security
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- jailbreak-defense
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- representation-engineering
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- repe
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- steering-vectors
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- safety
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---
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# TRYLOCK RepE Steering Vectors
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Layer 2 of the TRYLOCK (Adaptive Ensemble Guard with Integrated Steering) defense system. These are Representation Engineering (RepE) steering vectors that operate in the model's activation space to enforce safety.
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## Description
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Unlike fine-tuning which modifies model weights, RepE steering works by adding safety-inducing directions to the model's hidden states during inference. This provides:
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- **Complementary defense** to weight-based methods
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- **Dynamic control** via adjustable steering strength (alpha)
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- **No training required** - works at inference time
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## Intended Uses
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**Primary use cases:**
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- Runtime safety enforcement for LLM inference
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- Research on representation engineering techniques
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- Combining with DPO training for defense-in-depth
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- Dynamic defense adjustment based on threat level
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**Out of scope:**
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- Models other than Mistral-7B-Instruct-v0.3 (vectors are model-specific)
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- Standalone safety solution (best combined with other layers)
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### Vector Details
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| Parameter | Value |
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|-----------|-------|
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| Base Model | Mistral-7B-Instruct-v0.3 |
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| Method | Contrastive Activation Addition (CAA) |
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| Layers | 12, 14, 16, 18, 20, 22, 24, 26 |
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| Vector Dimension | 4096 |
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| Optimal Alpha | 2.0 |
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### Evaluation Results
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Results with DPO (Layer 1) active:
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| Alpha | ASR | Analysis |
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|-------|-----|----------|
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| 0.0 | 39.8% | DPO only (no steering) |
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| 1.0 | 32.1% | Moderate steering |
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| 2.0 | 8.0% | **Optimal trade-off** |
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| 2.5 | 0.0% | Maximum protection (high over-refusal) |
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*Full TRYLOCK (DPO + RepE α=2.0) achieves 82.8% relative ASR reduction from 46.5% baseline.*
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## Usage
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```python
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import torch
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from safetensors.torch import load_file
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import json
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# Load steering vectors
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vectors = load_file("steering_vectors.safetensors")
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# Load config
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with open("repe_config.json") as f:
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config = json.load(f)
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# Apply steering during forward pass
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def steering_hook(layer_idx, alpha=2.0):
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vector = vectors[f"layer_{layer_idx}"]
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def hook(module, input, output):
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# Add steering vector to hidden states
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hidden_states = output[0]
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hidden_states = hidden_states + alpha * vector.to(hidden_states.device)
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return (hidden_states,) + output[1:]
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return hook
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# Register hooks on model
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for layer_idx in config["steering_layers"]:
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model.model.layers[layer_idx].register_forward_hook(
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steering_hook(layer_idx, alpha=2.0)
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)
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```
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## Dynamic Alpha with Sidecar
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For optimal defense, use with the sidecar classifier to dynamically adjust alpha:
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```python
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# Sidecar classifies input as SAFE/WARN/ATTACK
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alpha_map = {"SAFE": 0.5, "WARN": 1.5, "ATTACK": 2.5}
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classification = sidecar.classify(prompt)
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alpha = alpha_map[classification]
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```
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## TRYLOCK Architecture
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These vectors are Layer 2 of the 3-layer TRYLOCK defense:
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1. **Layer 1 (KNOWLEDGE)**: [trylock-mistral-7b-dpo](https://huggingface.co/scthornton/trylock-mistral-7b-dpo)
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2. **Layer 2 (INSTINCT)**: RepE steering vectors (this model)
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3. **Layer 3 (OVERSIGHT)**: [trylock-sidecar-classifier](https://huggingface.co/scthornton/trylock-sidecar-classifier)
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## Limitations and Risks
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**Limitations:**
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- Vectors are specific to Mistral-7B-Instruct-v0.3 architecture
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- High alpha values (>2.5) may degrade output quality
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- Steering affects all outputs, not just harmful ones
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- Requires careful alpha tuning for optimal balance
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**Risks:**
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- Over-steering can cause repetitive or incoherent outputs
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- May interfere with legitimate use cases at high alpha
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- Novel attacks may find directions orthogonal to steering vectors
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**Recommendations:**
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- Use dynamic alpha based on sidecar classification
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- Start with alpha=1.0 and adjust based on use case
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- Combine with DPO training for robust defense
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## Citation
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```bibtex
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@misc{trylock2024,
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title={TRYLOCK: Defense-in-Depth Against LLM Jailbreaks via Layered Preference and Representation Engineering},
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author={Thornton, Scott},
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year={2024},
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url={https://huggingface.co/scthornton/trylock-repe-vectors}
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}
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```
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## License
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**CC BY-NC-SA 4.0** (Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International)
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You are free to:
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- **Share** — copy and redistribute the material in any medium or format
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- **Adapt** — remix, transform, and build upon the material
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Under the following terms:
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- **Attribution** — You must give appropriate credit to **Scott Thornton**, provide a link to the license, and indicate if changes were made
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- **NonCommercial** — You may not use the material for commercial purposes without explicit written permission
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- **ShareAlike** — If you remix, transform, or build upon the material, you must distribute your contributions under the same license
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For commercial licensing inquiries, contact: scott@perfecxion.ai
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repe_config.json
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{
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"config": {
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"target_layers": [
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12,
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14,
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16,
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18,
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20,
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22,
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24,
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26
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],
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"method": "difference",
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"probe_C": 1.0,
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"alpha_research": 0.0,
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"alpha_balanced": 1.0,
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| 17 |
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"alpha_elevated": 1.5,
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| 18 |
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"alpha_lockdown": 2.5
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| 19 |
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},
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| 20 |
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"vectors": [
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| 21 |
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{
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| 22 |
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"layer_idx": 12,
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| 23 |
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"method": "difference",
|
| 24 |
+
"train_accuracy": 0.6800000071525574,
|
| 25 |
+
"val_accuracy": 0.6800000071525574,
|
| 26 |
+
"val_auc": null,
|
| 27 |
+
"mean_norm": 3.609375,
|
| 28 |
+
"std_norm": 0.1
|
| 29 |
+
},
|
| 30 |
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{
|
| 31 |
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"layer_idx": 14,
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| 32 |
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"method": "difference",
|
| 33 |
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"train_accuracy": 0.6833333373069763,
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| 34 |
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"val_accuracy": 0.6833333373069763,
|
| 35 |
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"val_auc": null,
|
| 36 |
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"mean_norm": 4.53125,
|
| 37 |
+
"std_norm": 0.1
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| 38 |
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},
|
| 39 |
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{
|
| 40 |
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"layer_idx": 16,
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| 41 |
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"method": "difference",
|
| 42 |
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"train_accuracy": 0.6833333373069763,
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| 43 |
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"val_accuracy": 0.6833333373069763,
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"val_auc": null,
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| 45 |
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"mean_norm": 6.78125,
|
| 46 |
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"std_norm": 0.1
|
| 47 |
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},
|
| 48 |
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{
|
| 49 |
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"layer_idx": 18,
|
| 50 |
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"method": "difference",
|
| 51 |
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"train_accuracy": 0.6833333373069763,
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"val_accuracy": 0.6833333373069763,
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"val_auc": null,
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"mean_norm": 9.5,
|
| 55 |
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"std_norm": 0.1
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| 56 |
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},
|
| 57 |
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{
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| 58 |
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"layer_idx": 20,
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| 59 |
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"method": "difference",
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| 60 |
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"train_accuracy": 0.6833333373069763,
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"val_accuracy": 0.6833333373069763,
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"val_auc": null,
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"mean_norm": 12.0625,
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"std_norm": 0.1
|
| 65 |
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},
|
| 66 |
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{
|
| 67 |
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"layer_idx": 22,
|
| 68 |
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"method": "difference",
|
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"train_accuracy": 0.6800000071525574,
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"val_accuracy": 0.6800000071525574,
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"val_auc": null,
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"mean_norm": 13.6875,
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"std_norm": 0.1
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},
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{
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"layer_idx": 24,
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| 77 |
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"method": "difference",
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"train_accuracy": 0.6833333373069763,
|
| 79 |
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"val_accuracy": 0.6833333373069763,
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| 80 |
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"val_auc": null,
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| 81 |
+
"mean_norm": 15.375,
|
| 82 |
+
"std_norm": 0.1
|
| 83 |
+
},
|
| 84 |
+
{
|
| 85 |
+
"layer_idx": 26,
|
| 86 |
+
"method": "difference",
|
| 87 |
+
"train_accuracy": 0.6833333373069763,
|
| 88 |
+
"val_accuracy": 0.6833333373069763,
|
| 89 |
+
"val_auc": null,
|
| 90 |
+
"mean_norm": 17.875,
|
| 91 |
+
"std_norm": 0.1
|
| 92 |
+
}
|
| 93 |
+
]
|
| 94 |
+
}
|
steering_vectors.safetensors
ADDED
|
@@ -0,0 +1,3 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
version https://git-lfs.github.com/spec/v1
|
| 2 |
+
oid sha256:808c56d115e4e8d131d9d599aa079b2aef46010c890c627c8d90b3d27c834cc3
|
| 3 |
+
size 66120
|