SPARKNET / src /agents /scenario3 /license_compliance_agent.py
MHamdan's picture
Enhance SPARKNET for TTO automation with new scenarios and security features
76c3b0a
"""
License Compliance Agent for SPARKNET
AI-powered license agreement monitoring and compliance verification.
Part of Scenario 3: License Compliance Monitoring.
PRIVACY & SECURITY NOTES:
-------------------------
This agent handles sensitive financial and contractual data. For production deployments:
1. DATA ISOLATION:
- License data should be stored in isolated database schemas
- Implement row-level security for multi-tenant deployments
- Consider geographic data residency requirements
2. GDPR COMPLIANCE:
- Implement right-to-erasure for terminated agreements
- Maintain data processing records
- Enable data portability exports
3. AUDIT REQUIREMENTS:
- All compliance checks should be logged
- Maintain immutable audit trail
- Enable compliance report generation
4. PRIVATE DEPLOYMENT:
- Use Ollama for local LLM inference (no data leaves network)
- Configure local vector store for document embeddings
- Implement on-premise authentication
Author: SPARKNET Team
Project: VISTA/Horizon EU
Status: Placeholder - In Development
"""
from typing import Optional, Dict, Any, List
from dataclasses import dataclass
from datetime import datetime, date
from enum import Enum
from loguru import logger
# Note: These imports would be implemented when the module is fully developed
# from ..base_agent import BaseAgent, Task
# from ...llm.langchain_ollama_client import LangChainOllamaClient
class ComplianceStatus(str, Enum):
"""License compliance status."""
COMPLIANT = "compliant"
NON_COMPLIANT = "non_compliant"
AT_RISK = "at_risk"
PENDING_REVIEW = "pending_review"
EXPIRED = "expired"
class PaymentStatus(str, Enum):
"""Payment tracking status."""
PAID = "paid"
PENDING = "pending"
OVERDUE = "overdue"
DISPUTED = "disputed"
WAIVED = "waived"
@dataclass
class LicenseAgreement:
"""
License agreement data model.
GDPR Note: Contains potentially sensitive business information.
Implement appropriate access controls and retention policies.
"""
license_id: str
agreement_name: str
licensee_name: str
licensor_name: str
technology_name: str
effective_date: date
expiration_date: Optional[date]
status: ComplianceStatus
total_value: Optional[float]
currency: str = "EUR"
payment_schedule: Optional[List[Dict[str, Any]]] = None
milestones: Optional[List[Dict[str, Any]]] = None
metadata: Optional[Dict[str, Any]] = None
@dataclass
class PaymentRecord:
"""
Payment tracking record.
GDPR Note: Financial data - ensure encryption and access logging.
"""
payment_id: str
license_id: str
amount: float
currency: str
due_date: date
paid_date: Optional[date]
status: PaymentStatus
payment_type: str # royalty, upfront, milestone, etc.
notes: Optional[str] = None
@dataclass
class ComplianceAlert:
"""
Compliance monitoring alert.
Used for notifying TTO staff of compliance issues.
"""
alert_id: str
license_id: str
alert_type: str # payment_overdue, milestone_missed, expiring_soon, etc.
severity: str # low, medium, high, critical
message: str
created_at: datetime
resolved: bool = False
resolved_at: Optional[datetime] = None
class LicenseComplianceAgent:
"""
Agent for monitoring license agreement compliance.
This agent tracks:
- Payment schedules and overdue payments
- Milestone completion and deadlines
- Agreement expiration dates
- Compliance violations and alerts
DEPLOYMENT CONSIDERATIONS:
--------------------------
For private/on-premise deployment:
1. Configure local Ollama instance for LLM inference
2. Use PostgreSQL with encryption for data storage
3. Implement SSO integration for authentication
4. Enable audit logging for all operations
For cloud deployment (Streamlit Cloud):
1. Use secrets management for API keys
2. Configure secure database connection
3. Enable HTTPS for all communications
4. Implement rate limiting for API calls
"""
def __init__(
self,
llm_client: Optional[Any] = None, # LangChainOllamaClient when implemented
database_url: Optional[str] = None,
):
"""
Initialize License Compliance Agent.
Args:
llm_client: LangChain LLM client for AI analysis
database_url: Database connection URL (use secrets management)
"""
self.llm_client = llm_client
self.database_url = database_url
self.name = "LicenseComplianceAgent"
self.description = "License agreement monitoring and compliance tracking"
logger.info(f"Initialized {self.name} (placeholder)")
async def check_payment_compliance(
self,
license_id: str,
) -> Dict[str, Any]:
"""
Check payment compliance for a license agreement.
Args:
license_id: License agreement identifier
Returns:
Compliance status with payment details
TODO: Implement actual payment tracking logic
"""
logger.info(f"Checking payment compliance for license: {license_id}")
# Placeholder response
return {
"license_id": license_id,
"status": ComplianceStatus.PENDING_REVIEW.value,
"message": "Payment compliance check not yet implemented",
"payments_due": [],
"payments_overdue": [],
"next_payment_date": None,
"total_outstanding": 0.0,
}
async def verify_milestone(
self,
license_id: str,
milestone_id: str,
) -> Dict[str, Any]:
"""
Verify milestone completion for a license agreement.
Args:
license_id: License agreement identifier
milestone_id: Milestone identifier
Returns:
Milestone verification result
TODO: Implement actual milestone verification logic
"""
logger.info(f"Verifying milestone {milestone_id} for license: {license_id}")
# Placeholder response
return {
"license_id": license_id,
"milestone_id": milestone_id,
"status": "pending_verification",
"message": "Milestone verification not yet implemented",
"evidence_required": True,
"verification_deadline": None,
}
async def generate_compliance_report(
self,
license_ids: Optional[List[str]] = None,
date_range: Optional[tuple] = None,
) -> Dict[str, Any]:
"""
Generate compliance report for license agreements.
Args:
license_ids: Optional list of specific licenses to report on
date_range: Optional (start_date, end_date) tuple
Returns:
Compliance report with summary and details
TODO: Implement actual report generation logic
"""
logger.info("Generating compliance report")
# Placeholder response
return {
"report_id": f"report_{datetime.now().strftime('%Y%m%d_%H%M%S')}",
"generated_at": datetime.now().isoformat(),
"status": "placeholder",
"message": "Compliance report generation not yet implemented",
"summary": {
"total_licenses": 0,
"compliant": 0,
"non_compliant": 0,
"at_risk": 0,
},
"details": [],
}
async def create_alert(
self,
license_id: str,
alert_type: str,
severity: str,
message: str,
) -> ComplianceAlert:
"""
Create a compliance alert for TTO staff notification.
Args:
license_id: License agreement identifier
alert_type: Type of alert (payment_overdue, milestone_missed, etc.)
severity: Alert severity (low, medium, high, critical)
message: Alert message
Returns:
Created compliance alert
TODO: Implement actual alert creation and notification logic
"""
logger.info(f"Creating {severity} alert for license: {license_id}")
alert = ComplianceAlert(
alert_id=f"alert_{datetime.now().strftime('%Y%m%d_%H%M%S')}",
license_id=license_id,
alert_type=alert_type,
severity=severity,
message=message,
created_at=datetime.now(),
)
# TODO: Send notification (email, Slack, etc.)
return alert
def get_vista_quality_criteria(self) -> Dict[str, Any]:
"""
Get VISTA quality criteria for compliance monitoring.
Returns quality thresholds aligned with VISTA project objectives.
"""
return {
"payment_tracking": {
"weight": 0.30,
"threshold": 0.95,
"description": "Payment records must be accurate and complete",
},
"milestone_verification": {
"weight": 0.25,
"threshold": 0.90,
"description": "Milestone verification must include evidence",
},
"alert_timeliness": {
"weight": 0.25,
"threshold": 0.95,
"description": "Alerts must be generated within 24 hours of trigger",
},
"report_accuracy": {
"weight": 0.20,
"threshold": 0.98,
"description": "Reports must accurately reflect current state",
},
}