RWKV7 (Goose) Mechanism: Mathematical Derivation
Zhiyuan Li
Special thanks to Sonta and Beortust, Sonta pointed out the correct notation for the outer product in the formulas, and Beortust corrected a considerable number of typos and also helped to improve the formatting.
Introduction to RWKV-7 Architecture
RWKV-7 employs Dynamic State Evolution that transcends the fundamental TC0 expressivity limitations of attention/linear attention paradigms. RWKV-7 possesses NC1 expressivity, allowing it to solve many problems that attention mechanisms cannot.
In simple terms, traditional attention mechanisms (like Transformer's QKV-softmax-attention) store multiple ${k,v}$ (key and value vector pairs), matching queries ($q$ alias named $r$ in RWKV) against keys to retrieve corresponding values.
RWKV-7 takes a different approach - rather than directly storing ${k,v}$ pairs, it dynamically updates a state by learning relationships between keys and values from context. This updated state then processes new input queries ($q$, or $r$ in RWKV terminology) to produce outputs[^1].
[^1]: For a more detailed explanation of this approach, see the original article by the RWKV author: https://mp.weixin.qq.com/s/kC_Z3vuQ5B4PiRwZVeIvHQ
Specifically, RWKV-7 maintains an internal model $v \approx k^{\top} S$. It aims to fit a simple objective: for given vector sequences ${k}$ and ${v}$, use state $S$ to transform $k_i$ into $v_i$, making the output $v$ as close as possible to the target $v$.
For clarity on dimensions:
$S_t \in \mathbb{R}^{d_v \times d_k}$ is the state matrix
$k_t \in \mathbb{R}^{d_k}$ is the key vector
$v_t \in \mathbb{R}^{d_v}$ is the value vector
$q_t \in \mathbb{R}^{d_k}$ is the query vector (named $r$ in RWKV terminology)
To achieve this, during inference with an L2 loss function $L=\frac{1}{2} \left\Vert v β k^{\top} S \right\Vert^2$, RWKV-7 automatically simulates dynamic gradient descent to continuously train its internal model $v \approx k^{\top} S$.
The gradient of the L2 loss function with respect to the state matrix $S$ is: $\frac{\partial L}{\partial S} = S k k^{\top} - v k^{\top}$
Applying stochastic gradient descent (SGD) with this gradient yields a recurrent update formula that forms the foundation of RWKV-7's mechanism. In standard SGD, we would update the parameters by subtracting the gradient scaled by a learning rate:
Incorporating weight decay factors $d_t = \exp(-\exp(w_t))$ as a form of time-dependent regularization and learning rate $\eta_t$, the gradient descent update becomes:
This can be expanded and rearranged as follows:
For notational simplicity, we denote $\text{Diag}(d_t)$ as $D_t$ (the diagonal decay matrix):
In the full RWKV-7 implementation, this update rule is generalized through several key transformations:
The diagonal decay term $D_t$ remains as a component-wise multiplication with $S_{t-1}$
The term $-\eta_t \cdot k_t k_t^{\top}$ is generalized to $\alpha_t \beta_t^{\top}$, where:
- $\alpha_t$ can be initialized as $-k_t$
- $\beta_t$ can be initialized as $\eta_t \cdot k_t$
The term $-\eta_t \cdot S_{t-1} k_t k_t^{\top}$ can be factorized and computed efficiently:
- First compute $u_t = S_{t-1} k_t$ (matrix-vector product)
- Then compute $-\eta_t \cdot u_t k_t^{\top}$ (scaled outer product)
The term $\eta_t \cdot v_t k_t^{\top}$ is directly implemented as the outer product between the value vector $v_t$ and key vector $k_t$, resulting in a rank-1 update matrix
This leads to the final recurrence equation[^2]:
The output at each timestep is computed as: $o_t = S_t r_t$
Where $r_t \in \mathbb{R}^{d_k}$ is the query vector (named $r$ in RWKV terminology), typically scaled by a factor of $\frac{1}{\sqrt{d_k}}$. This formulation allows RWKV-7 to continuously adapt its internal representation based on context, transcending the limitations of traditional attention mechanisms.
[^2]: For a more detailed explanation, see the triton codes. Note: In the optimized Triton implementation, w is already the log of the decay factor, so there's only one exponential operation needed. https://github.com/fla-org/flash-linear-attention/blob/main/fla/ops/rwkv7/fused_recurrent.py#L94
This formulation allows more flexibility in how the state evolves while maintaining the core gradient descent learning dynamics.
1. Forward Pass Recurrence Equation
In the implementation, the state update is defined as:
For each batch (bi) and head (hi), at time step t:
w_t = torch.exp(-torch.exp(w[bi, hi, t])) # shape [K]
sa = (state[bi, hi] * a_t[None, :]).sum(dim=1) # shape [V]
state[bi, hi] = w_t[None, :] * state[bi, hi] + sa[:, None] * b_t[None, :] + k_t[None, :] * v_t[:, None]
Where state[bi, hi] has shape [V, K], representing a state matrix that maps from K-dimensional keys to V-dimensional values.
2. Backward Pass Derivation
2.1 Gradient of Loss w.r.t. State
For time step t, if L is the loss function, dstate_curr = βL/βstate[bi, hi, t+1] is the gradient of the current state:
dstate_curr = dstate[bi, hi] + q_t[None, :] * doutput[bi, hi, t][:, None]
This includes gradients propagated from future time steps dstate[bi, hi] and gradients from the current output.
2.2 Gradient w.r.t. Query q_t
dq[bi, hi, t] = torch.matmul(doutput[bi, hi, t], curr_state) * scale
2.3 Gradient w.r.t. Decay Parameter w_t
For the gradient of w_t, we need to consider how it affects the state update:
- For the
w_t[None, :] * state[bi, hi]component of the state update:
First, compute the derivative of L with respect to w_t:
βL/βw_t[k] = β_v (dstate_curr[v,k] * prev_state[v,k])
This equation sums over the v dimension for each position k, resulting in a vector of shape [K].
Then, compute the derivative of w_t with respect to w:
βw_t[k]/βw[k] = -exp(w[k]) * exp(-exp(w[k])) = -exp(w[k]) * w_t[k]
Finally, apply the chain rule:
βL/βw[k] = βL/βw_t[k] * βw_t[k]/βw[k]
= (β_v dstate_curr[v,k] * prev_state[v,k]) * (-exp(w[k]) * w_t[k])
In code, this is expressed as:
dw[bi, hi, t] += -torch.sum(dstate_curr * prev_state, dim=0) * torch.exp(w[bi, hi, t]) * w_t
Or equivalently:
dw[bi, hi, t] += -torch.sum(dstate_curr * prev_state, dim=0) * torch.exp(w[bi, hi, t]) * torch.exp(-torch.exp(w[bi, hi, t]))
2.4 Gradient w.r.t. k_t and v_t
For the k_t[None, :] * v_t[:, None] component:
dk[bi, hi, t] += torch.sum(dstate_curr * v_t[:, None], dim=0)
dv[bi, hi, t] += torch.sum(dstate_curr * k_t[None, :], dim=1)
2.5 Gradient w.r.t. Ξ±_t and Ξ²_t (a_t and b_t in code)
For the sa[:, None] * b_t[None, :] component, where sa = (state[bi, hi] * a_t[None, :]).sum(dim=1):
db[bi, hi, t] += torch.sum(dstate_curr * sa[:, None], dim=0)
dsa = torch.sum(dstate_curr * b_t[None, :], dim=1)
da[bi, hi, t] += torch.sum(prev_state * dsa[:, None], dim=0)
2.6 Gradient w.r.t. Previous State S_{t-1}
Finally, we compute the gradient of the previous state for backpropagation:
dstate_from_sa = a_t[None, :] * dsa[:, None]
dstate_from_decay = dstate_curr * w_t[None, :]
dstate[bi, hi] = dstate_from_sa + dstate_from_decay
# -*- coding: utf-8 -*-
from typing import Optional, Tuple
import torch
from fla.utils import autocast_custom_bwd, autocast_custom_fwd, input_guard
def naive_recurrent_rwkv7(
q: torch.Tensor,
k: torch.Tensor,
v: torch.Tensor,
w: torch.Tensor,
a: torch.Tensor, # Dynamic learning rate modulator
b: torch.Tensor, # State update modulator
scale: float = 1.0,
initial_state: Optional[torch.Tensor] = None,
output_final_state: bool = True,
):
"""
Naive recurrent implementation of RWKV-7 (Goose) attention mechanism.
Modified from bo's code.
https://github.com/BlinkDL/RWKV-LM/blob/main/RWKV-v7/rwkv_v7_demo.py#L170
Args:
q, k, v: Query, Key, and Value tensors
w: Time decay weights
a: Dynamic learning rate modulator, influences the in-context learning rate
b: State update modulator, directly participates in state update calculation
scale: Scaling factor for attention scores
initial_state: Initial state for the recurrent computation
output_final_state: Whether to output the final state
Returns:
Attention output and optionally the final state
"""
torch_dtype = q.dtype if q.dtype in [torch.float64, torch.float] else torch.float
orig_dtype = q.dtype
B, H, L, N, V = q.shape[0], q.shape[1], q.shape[2], q.shape[3], v.shape[-1]
q, k, v, w, a, b = (x.to(dtype=torch_dtype) for x in (q, k, v, w, a, b))
# q, k, v, a, b, w,
# shape: (B, H, L, D), (B, H, L, D), (B, H, T, V), (B, H, L, D), (B, H, L, D), (B, H, L, D)
state = torch.zeros(B, H, V, N, dtype=torch_dtype, device=q.device)
o = torch.zeros_like(v)
if scale == -1.0:
scale = N ** -0.5
if initial_state is not None:
state += initial_state.to(dtype=torch_dtype)
for t in range(L):
q_t = q[:, :, t] * scale
k_t = k[:, :, t]
v_t = v[:, :, t]
a_t = a[:, :, t]
b_t = b[:, :, t]
# from bo's code
sab = torch.einsum('bhik,bhk,bhj->bhij', state, a_t, b_t)
state = state * torch.exp(-torch.exp(w[:, :, t, None, :])) + sab + torch.einsum('bhj,bhi->bhij', k_t, v_t)
o[:, :, t] = torch.einsum('bhj,bhij->bhi', q_t, state)
if not output_final_state:
ht = None
elif initial_state is not None:
ht = state.to(initial_state.dtype)
else:
ht = state.to(orig_dtype)
return o.to(orig_dtype), ht
def naive_recurrent_rwkv7_2(
q: torch.Tensor,
k: torch.Tensor,
v: torch.Tensor,
w: torch.Tensor,
a: torch.Tensor, # Dynamic learning rate modulator
b: torch.Tensor, # State update modulator
scale: float = 1.0,
initial_state: Optional[torch.Tensor] = None,
output_final_state: bool = True,
):
"""
Naive recurrent implementation of RWKV-7 (Goose) attention mechanism.
Args:
q, k, v: Query, Key, and Value tensors
w: Time decay weights
a: Dynamic learning rate modulator, influences the in-context learning rate
b: State update modulator, directly participates in state update calculation
scale: Scaling factor for attention scores
initial_state: Initial state for the recurrent computation
output_final_state: Whether to output the final state
Returns:
Attention output and optionally the final state
"""
torch_dtype = q.dtype if q.dtype in [torch.float64, torch.float] else torch.float
orig_dtype = q.dtype
B, H, L, N, V = q.shape[0], q.shape[1], q.shape[2], q.shape[3], v.shape[-1]
q, k, v, w, a, b = (x.to(dtype=torch_dtype) for x in (q, k, v, w, a, b))
# q, k, v, a, b, w,
# shape: (B, H, L, D), (B, H, L, D), (B, H, T, V), (B, H, L, D), (B, H, L, D), (B, H, L, D)
state = torch.zeros(B, H, V, N, dtype=torch_dtype, device=q.device)
o = torch.zeros_like(v)
if scale == -1.0:
scale = N ** -0.5
if initial_state is not None:
state += initial_state.to(dtype=torch_dtype)
for t in range(L):
for bi in range(B):
for hi in range(H):
q_t = q[bi, hi, t] * scale
k_t = k[bi, hi, t]
v_t = v[bi, hi, t]
a_t = a[bi, hi, t]
b_t = b[bi, hi, t]
w_t = torch.exp(-torch.exp(w[bi, hi, t]))
# h: [V, K], a_t [K] -> [1, K]
# sa: [V]
sa = (state[bi, hi] * a_t[None, :]).sum(dim=1)
state[bi, hi] = w_t[None, :] * state[bi, hi] + sa[:, None] * b_t[None, :] + k_t[None, :] * v_t[:, None]
y = (state[bi, hi] * q_t[None, :]).sum(dim=1)
o[bi, hi, t] = y
ht = state if output_final_state else None
return o.to(orig_dtype), ht
@torch.no_grad()
def naive_recurrent_rwkv7_2_bwd(
q: torch.Tensor,
k: torch.Tensor,
v: torch.Tensor,
w: torch.Tensor,
a: torch.Tensor,
b: torch.Tensor,
doutput: torch.Tensor,
dh_t: Optional[torch.Tensor] = None,
scale: float = 1.0,
dtype: Optional[torch.dtype] = None
):
"""
Backward pass for the naive_recurrent_rwkv7_2 implementation.
Args:
q, k, v, w, a, b: Original forward pass inputs
doutput: Gradient of the loss with respect to the output
dh_t: Gradient of the loss with respect to the final state (if any)
scale: Scaling factor used in the forward pass
dtype: Optional dtype for computation
Returns:
Gradients with respect to all inputs
"""
torch_dtype = q.dtype if q.dtype in [torch.float64, torch.float] else torch.float
q, k, v, w, a, b, doutput = (x.to(dtype=torch_dtype) for x in (q, k, v, w, a, b, doutput))
if dh_t is not None:
dh_t = dh_t.to(dtype=torch_dtype)
B, H, L, N, V = q.shape[0], q.shape[1], q.shape[2], q.shape[3], v.shape[-1]
# Initialize gradients
dq = torch.empty_like(q)
dk = torch.empty_like(k)
dv = torch.empty_like(v)
dw = torch.empty_like(w)
da = torch.empty_like(a)
db = torch.empty_like(b)
# Initialize state gradients
dstate = torch.zeros(B, H, V, N, dtype=torch_dtype, device=q.device)
if dh_t is not None:
dstate += dh_t
if scale == -1.0:
scale = N ** -0.5
# First rebuild all states from forward pass
states = []
state = torch.zeros(B, H, V, N, dtype=torch_dtype, device=q.device)
states.append(state.clone())
# In practice, we don't recompute all states from the beginning.
# Instead, we use checkpointing: we save states at regular intervals (e.g., every 16 tokens)
# during the forward pass, then reconstruct intermediate states during the backward pass
# by working backwards from the nearest checkpoint.
#
# For example, to get state[t-1] from state[t]:
# state[t-1] = (state[t] - (sa * b_t + k_t * v_t)) / w_t
#
# This approach balances memory usage and computational efficiency:
# - Reduces memory by not storing every state
# - Maintains numerical stability by limiting the number of backward steps from each checkpoint
# - Allows efficient gradient computation without recomputing the entire sequence
for t in range(L):
for bi in range(B):
for hi in range(H):
q_t = q[bi, hi, t] * scale
k_t = k[bi, hi, t]
v_t = v[bi, hi, t]
a_t = a[bi, hi, t]
b_t = b[bi, hi, t]
w_t = torch.exp(-torch.exp(w[bi, hi, t]))
sa = (state[bi, hi] * a_t[None, :]).sum(dim=1)
state[bi, hi] = w_t[None, :] * state[bi, hi] + sa[:, None] * b_t[None, :] + k_t[None, :] * v_t[:, None]
states.append(state.clone())
# Backward pass through time
for t in range(L-1, -1, -1):
for bi in range(B):
for hi in range(H):
q_t = q[bi, hi, t] * scale
k_t = k[bi, hi, t]
v_t = v[bi, hi, t]
a_t = a[bi, hi, t]
b_t = b[bi, hi, t]
w_scalar = w[bi, hi, t]
w_exp = torch.exp(w_scalar)
w_t = torch.exp(-w_exp)
curr_state = states[t+1][bi, hi] # State after update [V, K]
prev_state = states[t][bi, hi] # State before update [V, K]
dq[bi, hi, t] = (doutput[bi, hi, t][:, None] * curr_state).sum(dim=0) * scale
dstate_from_out = q_t[None, :] * doutput[bi, hi, t][:, None] # [V, K]
dstate_curr = dstate[bi, hi] + dstate_from_out
sa = (prev_state * a_t[None, :]).sum(dim=1) # [V]
# state[bi, hi] = w_t[None, :] * prev_state + ...
dw[bi, hi, t] = -torch.sum(dstate_curr * prev_state, dim=0) * \
w_t * w_exp
# k_t[None, :] * v_t[:, None] -> [V, K]
dk[bi, hi, t] = torch.sum(dstate_curr * v_t[:, None], dim=0)
dv[bi, hi, t] = torch.sum(dstate_curr * k_t[None, :], dim=1)
# sa[:, None] * b_t[None, :] -> [V, K]
db[bi, hi, t] = torch.sum(dstate_curr * sa[:, None], dim=0)
dsa = torch.sum(dstate_curr * b_t[None, :], dim=1) # [V]
# sa = (prev_state * a_t[None, :]).sum(dim=1)
da[bi, hi, t] = torch.sum(prev_state * dsa[:, None], dim=0)
dstate_from_sa = a_t[None, :] * dsa[:, None] # [V, K]
# w_t[None, :] * prev_state
dstate_from_decay = dstate_curr * w_t[None, :] # [V, K]
dstate[bi, hi] = dstate_from_sa + dstate_from_decay
return dq, dk, dv, dw, da, db, dstate
class NativeRecurrentRWKV7Function(torch.autograd.Function):
@staticmethod
@input_guard
@autocast_custom_fwd
def forward(ctx, q, k, v, w, a, b, scale, initial_state,
training: bool = True, dtype: Optional[torch.dtype] = None,
state_ckpt_interval: int = 16):
o, ht = naive_recurrent_rwkv7_2(q, k, v, w, a, b, scale=scale, initial_state=initial_state)
if training:
ctx.save_for_backward(q, k, v, w, a, b)
ctx.scale = scale
ctx.dtype = dtype
ctx.ckpt_interval = state_ckpt_interval
ctx.use_initial_state = initial_state is not None
return o, ht
@staticmethod
@autocast_custom_bwd
def backward(ctx, do, dht):
q, k, v, w, a, b = ctx.saved_tensors
dq, dk, dv, dw, da, db, dh = naive_recurrent_rwkv7_2_bwd(
q, k, v, w, a, b, do, dht, ctx.scale, dtype=ctx.dtype)
dh = dh if ctx.use_initial_state else None
return dq, dk, dv, dw, da, db, None, dh, None, None
def recurrent_rwkv7(
q: torch.Tensor,
k: torch.Tensor,
v: torch.Tensor,
w: torch.Tensor,
a: torch.Tensor,
b: torch.Tensor,
scale: float = 1.0,
initial_state: torch.Tensor = None,
output_final_state: bool = True,
cu_seqlens: Optional[torch.LongTensor] = None,
head_first: bool = True
) -> Tuple[torch.Tensor, torch.Tensor]:
"""
Args:
r (torch.Tensor):
r of shape `[B, H, T, K]` if `head_first=True` else `[B, T, H, K]`.
k (torch.Tensor):
k of shape `[B, H, T, K]` if `head_first=True` else `[B, T, H, K]`.
v (torch.Tensor):
v of shape `[B, H, T, V]` if `head_first=True` else `[B, T, H, V]`.
a (torch.Tensor):
a of shape `[B, H, T, K]` if `head_first=True` else `[B, T, H, K]`.
b (torch.Tensor):
b of shape `[B, H, T, K]` if `head_first=True` else `[B, T, H, K]`.
w (torch.Tensor):
decay of shape `[B, H, T, K]` if `head_first=True` else `[B, T, H, K]`, kernel
will apply log_w = -torch.exp(w)
log_w (torch.Tensor):
log decay of shape `[B, H, T, K]` if `head_first=True` else `[B, T, H, K]`.
scale (float):
scale of the attention.
initial_state (Optional[torch.Tensor]):
Initial state of shape `[N, H, K, V]` for `N` input sequences.
For equal-length input sequences, `N` equals the batch size `B`.
Default: `None`.
output_final_state (Optional[bool]):
Whether to output the final state of shape `[N, H, K, V]`. Default: `False`.
cu_seqlens (torch.LongTensor):
Cumulative sequence lengths of shape `[N+1]` used for variable-length training,
consistent with the FlashAttention API.
head_first (bool):
whether to use head first. Recommended to be False to avoid extra transposes.
"""
assert cu_seqlens is None
assert head_first is True
assert w is not None
if scale == -1.0:
scale = q.shape[-1] ** -0.5
o, final_state = NativeRecurrentRWKV7Function.apply(q, k, v, w, a, b, scale, initial_state)
return o, final_state
def test_autograd_function():
"""Test the custom autograd function implementation"""
# Set random seed for reproducibility
torch.manual_seed(42)
# Define test dimensions
B, H, T, D = 1, 1, 128, 64
V = N = D
device = 'cpu'
dtype = torch.float64
# Create random test inputs
q = torch.empty(B, H, T, D, device=device).uniform_(-8, 8).to(dtype=dtype).requires_grad_(True)
k = torch.empty(B, H, T, D, device=device).uniform_(-8, 8).to(dtype=dtype).requires_grad_(True)
v = torch.empty(B, H, T, D, device=device).uniform_(-8, 8).to(dtype=dtype).requires_grad_(True)
w = torch.empty(B, H, T, D, device=device).uniform_(-8, -6).to(dtype=dtype).requires_grad_(True)
kk = torch.empty(B, H, T, D, device=device).uniform_(-8, 8)
kk = torch.nn.functional.normalize(kk, dim=-1).to(dtype=dtype)
a = -kk.clone().requires_grad_(True) # -kk
a_scale = torch.empty(B, H, T, D, device=device).uniform_(0, 0.1).to(dtype=dtype)
b = (kk * a_scale).requires_grad_(True) # kk*a
# Create initial state
initial_state = torch.zeros(B, H, V, N).to(torch.float64)
# Clone inputs for the two paths we're testing
q1, k1, v1, w1, a1, b1 = q.clone().detach().requires_grad_(True), k.clone().detach().requires_grad_(True), v.clone().detach().requires_grad_(
True), w.clone().detach().requires_grad_(True), a.clone().detach().requires_grad_(True), b.clone().detach().requires_grad_(True)
q2, k2, v2, w2, a2, b2 = q.clone().detach().requires_grad_(True), k.clone().detach().requires_grad_(True), v.clone().detach().requires_grad_(
True), w.clone().detach().requires_grad_(True), a.clone().detach().requires_grad_(True), b.clone().detach().requires_grad_(True)
# Path 1: Using naive implementation with autograd
output1, state1 = naive_recurrent_rwkv7(q1, k1, v1, w1, a1, b1, initial_state=initial_state.clone())
output2, state2 = recurrent_rwkv7(q2, k2, v2, w2, a2, b2, 1.0, initial_state.clone())
# Check forward pass equivalence
output_diff = torch.max(torch.abs(output1 - output2)).item()
state_diff = torch.max(torch.abs(state1 - state2)).item()
print(f"\nAutograd Function test (forward):")
print(f" Max output difference: {output_diff:.6e}")
print(f" Max state difference: {state_diff:.6e}")
# Create loss function to test backward pass
def compute_loss(output, state):
return output.sum() # + state.sum()
# Compute loss and gradients for both paths
loss1 = compute_loss(output1, state1)
loss1.backward()
loss2 = compute_loss(output2, state2)
loss2.backward()
# Compare gradients
grad_diffs = {
'q': torch.max(torch.abs(q1.grad - q2.grad)).item(),
'k': torch.max(torch.abs(k1.grad - k2.grad)).item(),
'v': torch.max(torch.abs(v1.grad - v2.grad)).item(),
'w': torch.max(torch.abs(w1.grad - w2.grad)).item(),
'a': torch.max(torch.abs(a1.grad - a2.grad)).item(),
'b': torch.max(torch.abs(b1.grad - b2.grad)).item(),
}
print(f"\nAutograd Function test (backward):")
for param, diff in grad_diffs.items():
print(f" Max {param} gradient difference: {diff:.6e}")
test_autograd_function()