episode_id string | client_id string | as_of_date string | account_type string | base_currency string | nav_usd int64 | cash_pct float64 | gross_exposure_x float64 | net_exposure_pct float64 | sector_risk_contrib_pct string | factor_risk_contrib_pct string | top_positions_pct string | drift_vs_policy_pct float64 | var_95_bps int64 | stress_dd_20d_pct float64 | regime string | vix float64 | rates_10y_pct float64 | inflation_yoy_pct float64 | credit_spread_ig_bps int64 | alpha_est_bps int64 | alpha_ci95_bps string | signal_strength_1_100 int64 | model_calibration_mse_90d float64 | drift_breach_flag bool | var_breach_flag bool | policy_constraints string | hard_limits_hit string | soft_limits_near string | action_type string | action_payload string | expected_alpha_bps int64 | expected_risk_delta_bps int64 | expected_cost_bps int64 | hedge_greeks string | venue string | order_type string | fill_ratio_pct int64 | slippage_bps int64 | implementation_shortfall_bps int64 | pnl_7d_bps int64 | pnl_30d_bps int64 | var_change_7d_bps int64 | tracking_error_change_30d_bps int64 | self_correction_trigger string | self_correction_action string | self_correction_reason string | post_correction_var_bps int64 | post_correction_drift_pct float64 | advisor_review string | user_feedback_1_5 int64 | audit_notes string |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
E9301 | P9721 | 2025-06-25 | Taxable | USD | 520,705 | 7.7 | 1 | 56.5 | Utilities:23.8;Consumer:21.5;RealEstate:12.9;Health:26.0;Industrials:15.9 | Value:23.8;Growth:20.9;Quality:11.8;Size:9.3;Momentum:10.1;LowVol:24.1 | QQQ:37.8;VNQ:48.3;BRK.B:13.9 | 2.7 | 227 | 16.5 | Volatile | 31.5 | 5.19 | 3.1 | 156 | 31 | -4:59 | 83 | 0.0117 | false | true | MaxPos6%;MaxSector30% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 25 | -4 | 1 | null | BrokerC | VWAP | 97 | 10 | 12 | -49 | -15 | -13 | 22 | VAR>budget | Reduce | Risk above budget threshold | 113 | 2.6 | Approved | 4 | Tighten stops on momentum names |
E9302 | P6055 | 2025-06-01 | Taxable | USD | 1,043,948 | 8.1 | 1 | 43.7 | Comm:16.8;Materials:41.0;RealEstate:42.2 | Value:8.7;Growth:18.1;Quality:21.4;Size:15.5;Momentum:13.3;LowVol:23.1 | VTI:30.0;VOO:20.2;AMZN:22.9;MUB:15.5;TSLA:11.4 | 4.4 | 247 | 23.3 | Volatile | 21.2 | 3.68 | 4.3 | 120 | 47 | 36:81 | 79 | 0.0077 | false | true | MaxSector25% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 17 | -18 | 7 | null | BrokerA | MKT | 88 | 11 | 8 | -28 | -25 | -41 | 34 | VAR>budget | Hedge | Risk above budget threshold | 213 | 2.3 | null | 2 | Increase defensive factor exposure |
E9303 | P0656 | 2025-03-13 | 401k | USD | 2,108,729 | 5.5 | 1 | 52 | Energy:13.7;Financials:16.1;Consumer:16.7;Tech:22.8;Materials:30.7 | Value:14.5;Growth:16.4;Quality:15.1;Size:18.8;Momentum:20.6;LowVol:14.6 | HYG:13.8;TLT:7.4;GLD:20.4;BRK.B:20.1;MUB:17.7;MSFT:20.6 | 3.3 | 132 | 11.8 | Bull | 14.8 | 3.76 | 3.4 | 112 | 4 | -20:26 | 39 | 0.0124 | false | false | ESGOnly;MaxPos7%;MaxSector35% | null | null | Buy | Add core equity +1.0% from cash | 32 | -26 | 9 | null | BrokerB | LMT | 100 | 5 | 8 | -41 | -20 | -44 | 8 | null | null | Normal monitoring | 182 | 1.1 | Approved | 3 | Monitor dispersion and breadth |
E9304 | P4594 | 2025-05-13 | Taxable | USD | 1,506,036 | 10 | 1 | 61.6 | Health:19.6;Industrials:48.9;Consumer:31.5 | Value:21.4;Growth:17.5;Quality:14.6;Size:16.4;Momentum:16.0;LowVol:14.2 | BRK.B:19.4;IEF:31.7;AAPL:48.9 | 3.6 | 144 | 21.6 | Bull | 15.5 | 4.62 | 2.7 | 100 | 113 | 90:148 | 88 | 0.0045 | false | false | MaxPos6%;MaxSector25% | null | null | NoAction | Within policy bands; defer | 14 | -29 | 11 | null | BrokerD | MKT | 0 | 0 | 0 | -39 | -52 | -33 | -25 | null | null | Normal monitoring | 97 | 3.2 | Approved | 3 | Increase defensive factor exposure |
E9305 | P3497 | 2025-07-31 | Taxable | USD | 1,033,823 | 5.4 | 1 | 42.2 | Financials:22.9;Energy:32.9;Materials:15.0;Comm:29.1 | Value:11.6;Growth:25.5;Quality:17.3;Size:13.2;Momentum:16.0;LowVol:16.5 | VTI:15.2;VNQ:24.0;MSFT:11.6;BND:39.5;QQQ:9.8 | 5.7 | 218 | 14.2 | Sideways | 14.5 | 4.09 | 2.8 | 115 | -6 | -46:16 | 31 | 0.0122 | false | true | null | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 22 | 5 | 6 | null | BrokerD | VWAP | 100 | 6 | 14 | 118 | 101 | 16 | 18 | VAR>budget | Hedge | Risk above budget threshold | 173 | 3.3 | null | 5 | Tax-aware sells next window |
E9306 | P7080 | 2025-10-26 | Roth | USD | 1,445,510 | 6.9 | 1.25 | 63.2 | Materials:39.4;Tech:25.5;Industrials:15.6;Health:19.6 | Value:11.9;Growth:20.0;Quality:10.1;Size:12.5;Momentum:25.2;LowVol:20.3 | VTI:12.6;AMZN:36.9;VOO:35.0;AAPL:15.5 | 3.9 | 190 | 13.1 | Bull | 16.1 | 4.02 | 2.1 | 82 | 19 | -10:56 | 77 | 0.0159 | false | true | MaxSector25% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | -4 | -1 | 8 | Delta:-0.08;Vega:0.02 | BrokerC | LMT | 97 | 8 | 14 | 24 | -10 | -6 | -2 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 116 | 1.6 | null | 2 | Increase defensive factor exposure |
E9307 | P4580 | 2025-02-12 | Roth | USD | 823,900 | 12.2 | 1 | 65.3 | Materials:29.7;Consumer:16.5;Energy:15.3;Health:19.1;Tech:19.4 | Value:23.4;Growth:17.4;Quality:25.6;Size:9.7;Momentum:7.7;LowVol:16.1 | AMZN:33.5;TLT:32.2;VTI:24.3;IEF:10.1 | 2.8 | 132 | 10.8 | Bull | 13.6 | 4.79 | 2.3 | 93 | 83 | 65:99 | 93 | 0.0194 | false | false | MaxPos7%;MaxSector35%;NoMargin | null | null | Hedge | Buy index puts 1.0% notional, 30d | -3 | -22 | 12 | Delta:-0.19;Vega:0.06 | BrokerD | LMT | 93 | 6 | 4 | 113 | 100 | -37 | 0 | null | null | Normal monitoring | 153 | 3.8 | Approved | 5 | Tax-aware sells next window |
E9308 | P0598 | 2024-09-27 | Roth | USD | 610,221 | 17.8 | 1 | 62.5 | Financials:20.7;Energy:18.4;Industrials:20.4;Consumer:21.6;Tech:18.8 | Value:23.4;Growth:16.6;Quality:11.3;Size:17.4;Momentum:23.4;LowVol:7.9 | VOO:20.6;TLT:14.5;XLF:14.3;AMZN:20.3;MSFT:9.3;AAPL:20.9 | 2.7 | 124 | 12.2 | Bull | 15.5 | 3.75 | 2.5 | 96 | 19 | -18:47 | 45 | 0.0137 | false | false | ESGOnly;NoMargin | null | null | Sell | Trim extended winner -1.0% | -6 | -7 | 9 | null | BrokerB | LMT | 88 | 3 | 6 | 61 | 135 | 1 | -14 | null | null | Normal monitoring | 163 | 1.8 | Approved | 3 | Increase defensive factor exposure |
E9309 | P5056 | 2025-12-12 | Taxable | USD | 776,219 | 7.6 | 1 | 58.5 | Energy:18.3;Utilities:26.8;RealEstate:17.1;Comm:13.6;Materials:24.2 | Value:24.8;Growth:14.3;Quality:15.7;Size:12.1;Momentum:15.1;LowVol:17.9 | AAPL:10.1;BRK.B:10.4;TLT:15.9;XLF:23.0;VTI:22.1;GLD:18.5 | 1.7 | 116 | 12.6 | Sideways | 14.8 | 4.92 | 2.9 | 93 | 14 | -12:35 | 69 | 0.0041 | false | false | NoMargin | null | null | Buy | Add core equity +1.0% from cash | 33 | -12 | 7 | null | BrokerD | MKT | 99 | 7 | 7 | 57 | 129 | -21 | -20 | null | null | Normal monitoring | 112 | 2.5 | Approved | 4 | Increase defensive factor exposure |
E9310 | P2106 | 2025-12-24 | Roth | USD | 2,249,867 | 7.2 | 1.25 | 65 | Health:15.5;Consumer:30.8;Comm:32.4;Materials:21.3 | Value:24.5;Growth:16.0;Quality:9.0;Size:16.3;Momentum:15.5;LowVol:18.7 | AAPL:40.0;XLF:13.7;MUB:27.3;BRK.B:19.1 | 4.5 | 147 | 15.4 | Volatile | 30 | 5.34 | 3.4 | 160 | -19 | -43:32 | 24 | 0.0084 | false | false | MaxSector30% | null | null | Hedge | Buy index puts 1.0% notional, 30d | -13 | -32 | 1 | Delta:-0.21;Vega:0.08 | BrokerA | MKT | 100 | 7 | 11 | 113 | 186 | 10 | 30 | null | null | Normal monitoring | 122 | 3.9 | null | 4 | Monitor dispersion and breadth |
E9311 | P3968 | 2025-12-05 | Roth | USD | 207,808 | 7.9 | 1 | 61.8 | Materials:29.3;Tech:26.1;RealEstate:32.5;Utilities:12.1 | Value:14.1;Growth:15.8;Quality:7.9;Size:18.1;Momentum:22.2;LowVol:21.9 | XLF:28.3;BND:23.4;AMZN:32.5;AAPL:15.8 | 2.3 | 150 | 8.7 | Bear | 31.7 | 4.27 | 2.4 | 163 | -14 | -28:23 | 46 | 0.0195 | false | false | MaxSector25%;NoMargin | null | null | Buy | Add core equity +1.0% from cash | 11 | -16 | 11 | null | BrokerB | MKT | 92 | 10 | 12 | 78 | 77 | 11 | 36 | null | null | Normal monitoring | 109 | 3.4 | null | 5 | Tax-aware sells next window |
E9312 | P9778 | 2025-01-18 | Taxable | USD | 1,179,435 | 7.5 | 1 | 36.6 | Industrials:13.3;Comm:20.6;Health:15.7;Consumer:26.3;Energy:24.1 | Value:21.3;Growth:15.9;Quality:20.1;Size:16.0;Momentum:17.1;LowVol:9.6 | TLT:24.6;TSLA:10.0;IEF:9.2;AMZN:30.6;VNQ:25.6 | 6.3 | 274 | 16.3 | Sideways | 14.1 | 4.72 | 2.8 | 111 | 24 | -1:76 | 74 | 0.018 | true | true | null | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | -9 | -21 | 1 | Delta:-0.09;Vega:0.06 | BrokerD | MKT | 88 | 4 | 8 | 116 | 184 | 0 | -16 | VAR>budget | Hedge | Risk above budget threshold | 220 | 2.7 | Approved | 3 | Tighten stops on momentum names |
E9313 | P0628 | 2024-11-06 | Taxable | USD | 452,174 | 8.8 | 1 | 53 | RealEstate:14.1;Materials:30.0;Tech:9.8;Health:25.1;Financials:21.0 | Value:10.1;Growth:13.3;Quality:21.3;Size:17.3;Momentum:12.2;LowVol:25.7 | AAPL:9.8;HYG:28.2;VTI:34.2;VNQ:27.8 | 5 | 137 | 12.5 | Bear | 32.5 | 4.12 | 2.6 | 166 | -56 | -71:-4 | 38 | 0.0072 | false | false | MaxSector30% | null | DriftNear | Sell | Trim extended winner -1.0% | -6 | 4 | 4 | null | BrokerD | LMT | 89 | 6 | 3 | -13 | 6 | -38 | -16 | null | null | Normal monitoring | 164 | 3.8 | Approved | 4 | Tighten stops on momentum names |
E9314 | P4145 | 2024-10-08 | 401k | USD | 412,853 | 4.5 | 1 | 59.8 | RealEstate:33.8;Materials:29.0;Industrials:19.2;Utilities:18.1 | Value:12.9;Growth:17.4;Quality:21.4;Size:11.7;Momentum:22.3;LowVol:14.2 | MSFT:20.1;AAPL:21.8;TSLA:8.4;VOO:20.3;VNQ:17.0;XLF:12.4 | 6.4 | 261 | 25.8 | Bull | 12.7 | 4.89 | 3.4 | 96 | 84 | 44:108 | 98 | 0.0053 | true | true | MaxSector35% | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | 8 | 10 | 11 | Delta:-0.18;Vega:0.05 | BrokerC | LMT | 92 | 11 | 12 | 42 | 76 | -60 | 10 | VAR>budget | Hedge | Risk above budget threshold | 161 | 1 | SuggestedEdits | 5 | Within IPS guidelines |
E9315 | P6131 | 2025-05-30 | Roth | USD | 1,437,916 | 9.6 | 1 | 39.6 | Financials:29.0;Comm:27.9;Industrials:25.3;Health:17.8 | Value:9.5;Growth:10.5;Quality:23.6;Size:18.2;Momentum:9.5;LowVol:28.7 | VTI:31.4;MSFT:33.8;AAPL:34.8 | 3 | 179 | 10.8 | Bull | 12.4 | 3.98 | 2.9 | 85 | 40 | 2:83 | 58 | 0.016 | false | true | MaxSector25% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | -6 | -29 | 4 | Delta:-0.06;Vega:0.03 | BrokerA | MKT | 94 | 4 | 3 | 83 | 140 | -37 | 25 | VAR>budget | Hedge | Risk above budget threshold | 141 | 0.8 | SuggestedEdits | 2 | Monitor dispersion and breadth |
E9316 | P4409 | 2025-01-15 | IRA | USD | 728,476 | 4.8 | 1 | 65.5 | Consumer:25.6;Tech:12.4;Utilities:11.5;Financials:13.0;RealEstate:37.5 | Value:14.2;Growth:7.3;Quality:20.9;Size:19.0;Momentum:20.6;LowVol:18.1 | MSFT:26.4;TLT:25.8;VOO:17.9;HYG:22.9;VTI:7.0 | 1.9 | 176 | 10.1 | Bull | 12 | 4.89 | 3.3 | 73 | 93 | 80:133 | 100 | 0.0066 | false | true | MaxPos8% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 19 | -1 | 7 | null | BrokerB | MKT | 88 | 11 | 17 | -22 | 91 | 10 | 15 | VAR>budget | Hedge | Risk above budget threshold | 129 | 3.2 | null | 3 | Monitor dispersion and breadth |
E9317 | P3423 | 2025-10-26 | IRA | USD | 897,560 | 16.9 | 1 | 59.3 | RealEstate:11.9;Tech:26.3;Consumer:29.8;Health:21.3;Financials:10.7 | Value:19.7;Growth:21.1;Quality:20.4;Size:19.7;Momentum:10.8;LowVol:8.3 | MUB:12.2;AAPL:16.7;TSLA:13.0;HYG:20.4;AMZN:10.9;MSFT:26.9 | 2.1 | 111 | 13.8 | Sideways | 16 | 4.23 | 3.1 | 129 | 16 | -21:34 | 61 | 0.0144 | false | false | MaxPos5%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | -4 | -37 | 10 | null | BrokerC | LMT | 89 | 2 | 1 | -44 | -40 | 7 | -16 | null | null | Normal monitoring | 99 | 2.9 | Approved | 3 | Increase defensive factor exposure |
E9318 | P8902 | 2024-08-23 | Roth | USD | 253,506 | 6.5 | 1 | 56.8 | Consumer:11.8;Industrials:22.1;Comm:17.9;Energy:23.3;Materials:25.0 | Value:9.4;Growth:24.2;Quality:22.9;Size:9.3;Momentum:12.3;LowVol:22.0 | VOO:20.0;HYG:20.7;AMZN:19.3;GLD:9.9;TLT:14.6;QQQ:15.5 | 3.7 | 143 | 14.4 | Volatile | 23.7 | 3.63 | 3 | 164 | 63 | 45:81 | 80 | 0.0044 | false | false | NoMargin | null | null | Sell | Trim extended winner -1.0% | -1 | 7 | 10 | null | BrokerD | VWAP | 97 | 3 | 10 | -9 | -10 | -44 | 26 | null | null | Normal monitoring | 93 | 1.6 | null | 3 | Tax-aware sells next window |
E9319 | P3222 | 2025-08-03 | IRA | USD | 701,068 | 15.7 | 1 | 65.4 | Tech:41.5;Utilities:38.4;Consumer:20.1 | Value:18.1;Growth:11.1;Quality:18.3;Size:18.4;Momentum:15.7;LowVol:18.4 | AAPL:9.4;GLD:33.0;BND:10.5;VOO:9.9;MUB:37.1 | 2.2 | 152 | 11.3 | Bull | 13.8 | 4.21 | 3.1 | 85 | 44 | 13:78 | 79 | 0.0039 | false | false | MaxPos6%;NoMargin | null | VarNear | Buy | Add core equity +1.0% from cash | 24 | -20 | 4 | null | BrokerC | LMT | 90 | 3 | 4 | 92 | 56 | -15 | 16 | null | null | Normal monitoring | 211 | 1.5 | Approved | 5 | Within IPS guidelines |
E9320 | P2686 | 2025-05-19 | IRA | USD | 660,819 | 12 | 1 | 70.6 | Comm:20.5;Consumer:25.1;Health:17.6;Financials:36.8 | Value:12.1;Growth:11.3;Quality:23.0;Size:19.1;Momentum:24.9;LowVol:9.6 | AAPL:22.9;MSFT:23.8;XLF:17.1;BRK.B:14.0;AMZN:22.2 | 4.1 | 143 | 15.5 | Bull | 15.6 | 3.98 | 2.7 | 85 | 99 | 75:154 | 100 | 0.0073 | false | false | NoMargin | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 26 | -39 | 10 | null | BrokerA | LMT | 97 | 11 | 16 | 72 | 202 | -27 | -16 | null | null | Normal monitoring | 209 | 2.7 | Approved | 5 | Monitor dispersion and breadth |
E9321 | P3400 | 2024-11-03 | Roth | USD | 422,371 | 14.1 | 1 | 71 | Utilities:45.2;Financials:38.1;Health:16.7 | Value:20.1;Growth:16.4;Quality:9.3;Size:10.2;Momentum:21.6;LowVol:22.4 | AAPL:31.8;MUB:45.1;MSFT:23.2 | 1.7 | 92 | 15.4 | Bull | 11.1 | 4.31 | 3.2 | 107 | 108 | 81:151 | 89 | 0.0048 | false | false | MaxSector35% | null | null | Rebalance | Shift +1.0% bonds from equity | 24 | 8 | 6 | null | BrokerC | MKT | 92 | 1 | 1 | 60 | 170 | -54 | -9 | null | null | Normal monitoring | 213 | 1.2 | Approved | 5 | Increase defensive factor exposure |
E9322 | P8913 | 2024-12-20 | Trust | USD | 404,121 | 11.2 | 1 | 53.2 | Industrials:31.8;Tech:23.9;Financials:14.3;Consumer:30.0 | Value:23.6;Growth:12.4;Quality:16.4;Size:16.5;Momentum:17.4;LowVol:13.8 | IEF:18.7;BRK.B:27.1;VNQ:28.8;TLT:9.1;AMZN:16.4 | 2.3 | 152 | 10.3 | Bull | 14 | 4.71 | 2.3 | 105 | 112 | 77:156 | 100 | 0.0103 | false | false | ESGOnly;NoMargin | null | VarNear | Sell | Trim extended winner -1.0% | 10 | -31 | 12 | null | BrokerD | MKT | 96 | 9 | 12 | 114 | 166 | -57 | -9 | null | null | Normal monitoring | 190 | 3.6 | Approved | 4 | Increase defensive factor exposure |
E9323 | P5035 | 2024-11-29 | 401k | USD | 669,738 | 14.6 | 1 | 69.3 | Comm:13.6;Health:14.0;Tech:29.0;RealEstate:17.6;Consumer:25.8 | Value:20.5;Growth:12.2;Quality:25.4;Size:20.1;Momentum:11.2;LowVol:10.6 | TLT:12.6;MUB:21.6;MSFT:5.8;GLD:19.3;BRK.B:15.4;VOO:25.4 | 3.2 | 159 | 15.8 | Volatile | 20.7 | 5.31 | 2.3 | 167 | -53 | -68:-15 | 14 | 0.0141 | false | false | ESGOnly;MaxPos5%;NoMargin | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 2 | -28 | 5 | null | BrokerA | VWAP | 95 | 8 | 16 | 65 | 74 | -23 | 30 | null | null | Normal monitoring | 197 | 1.5 | Approved | 3 | Increase defensive factor exposure |
E9324 | P2326 | 2025-10-29 | 401k | USD | 1,989,681 | 8.8 | 1.16 | 55.4 | Energy:22.9;RealEstate:9.7;Comm:21.5;Consumer:16.4;Utilities:29.6 | Value:11.8;Growth:16.4;Quality:21.2;Size:21.1;Momentum:21.8;LowVol:7.8 | VOO:23.4;IEF:11.5;HYG:15.2;BRK.B:11.4;BND:18.4;QQQ:20.1 | 5.1 | 163 | 11.8 | Bull | 13.2 | 3.79 | 2.4 | 80 | 32 | 17:80 | 53 | 0.0042 | false | false | ESGOnly;MaxSector30% | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 14 | -34 | 2 | null | BrokerC | LMT | 89 | 8 | 6 | -34 | -28 | 3 | 28 | null | null | Normal monitoring | 147 | 3.3 | Approved | 4 | Increase defensive factor exposure |
E9325 | P0282 | 2024-11-01 | Taxable | USD | 825,536 | 16 | 1 | 35.7 | Materials:22.0;Health:23.3;Tech:23.9;Financials:30.8 | Value:15.5;Growth:15.7;Quality:11.2;Size:9.1;Momentum:26.7;LowVol:21.8 | XLF:10.9;VNQ:22.3;VOO:31.2;MSFT:35.6 | 1.7 | 139 | 14.7 | Sideways | 21.1 | 4.62 | 3.3 | 113 | 29 | -4:82 | 79 | 0.0098 | false | false | MaxSector35% | null | null | Sell | Trim extended winner -1.0% | 32 | -11 | 12 | null | BrokerA | MKT | 88 | 11 | 10 | 79 | 191 | -25 | -15 | null | null | Normal monitoring | 138 | 1.3 | null | 3 | Increase defensive factor exposure |
E9326 | P3770 | 2024-11-02 | IRA | USD | 539,575 | 7.3 | 1 | 54.9 | Consumer:30.2;Materials:36.0;Energy:33.8 | Value:18.0;Growth:18.7;Quality:14.7;Size:19.4;Momentum:12.3;LowVol:16.8 | TLT:25.1;XLF:10.9;VOO:19.0;GLD:25.7;IEF:13.7;BND:5.7 | 4 | 113 | 10.1 | Bear | 31.9 | 3.99 | 1.8 | 131 | -86 | -109:-31 | 5 | 0.0077 | false | false | MaxPos8%;MaxSector25%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | 35 | -32 | 12 | null | BrokerA | MKT | 95 | 1 | 2 | -50 | -22 | -40 | 3 | null | null | Normal monitoring | 194 | 2.2 | Approved | 4 | Within IPS guidelines |
E9327 | P8621 | 2025-10-19 | Trust | USD | 296,614 | 8.3 | 1 | 66.9 | Consumer:36.4;Tech:23.3;Materials:40.3 | Value:11.3;Growth:14.7;Quality:28.9;Size:14.3;Momentum:12.7;LowVol:18.1 | HYG:16.0;VTI:28.3;TSLA:7.0;AMZN:26.2;QQQ:22.4 | 2.6 | 169 | 12.3 | Bear | 27.1 | 3.16 | 1.2 | 205 | 1 | -36:16 | 38 | 0.0133 | false | false | NoMargin | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 30 | 0 | 3 | null | BrokerA | LMT | 97 | 10 | 12 | 15 | -15 | -54 | 13 | null | null | Normal monitoring | 141 | 4 | null | 5 | Within IPS guidelines |
E9328 | P1339 | 2025-06-20 | Taxable | USD | 1,224,878 | 9.8 | 1 | 65.4 | Tech:21.8;Materials:47.0;Utilities:31.2 | Value:20.7;Growth:9.3;Quality:17.4;Size:18.8;Momentum:11.2;LowVol:22.6 | XLF:20.3;MUB:50.4;AMZN:29.2 | 5.6 | 192 | 15 | Bull | 17.7 | 4.75 | 3 | 89 | 16 | -18:43 | 45 | 0.0041 | false | true | ESGOnly | null | DriftNear;VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 16 | -20 | 5 | null | BrokerA | MKT | 96 | 8 | 16 | -2 | 4 | -41 | 24 | RegimeShift | Pause | Volatility spike and breadth deterioration | 156 | 1.7 | SuggestedEdits | 3 | Tighten stops on momentum names |
E9329 | P1485 | 2024-11-26 | Roth | USD | 1,202,908 | 8.5 | 1 | 47.2 | Materials:33.5;Comm:23.0;Financials:28.0;Industrials:15.5 | Value:24.0;Growth:22.1;Quality:14.4;Size:11.2;Momentum:15.7;LowVol:12.6 | AMZN:30.9;GLD:48.4;AAPL:20.7 | 1.9 | 179 | 11.6 | Bull | 12.7 | 4.26 | 2.3 | 91 | 74 | 34:105 | 100 | 0.005 | false | true | MaxSector30% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 29 | -25 | 9 | Delta:-0.08;Vega:0.04 | BrokerB | LMT | 99 | 11 | 13 | 44 | 157 | -37 | 18 | VAR>budget | Hedge | Risk above budget threshold | 191 | 1.4 | null | 4 | Increase defensive factor exposure |
E9330 | P8581 | 2025-01-18 | 401k | USD | 332,833 | 17.6 | 1 | 46.9 | Consumer:24.2;Tech:27.2;Health:23.4;Utilities:14.1;RealEstate:11.1 | Value:9.9;Growth:11.0;Quality:20.3;Size:20.6;Momentum:22.4;LowVol:15.8 | XLF:30.7;TLT:28.7;QQQ:12.1;HYG:28.6 | 4.2 | 121 | 13.6 | Bull | 16.4 | 4.28 | 2.4 | 102 | 29 | -6:45 | 51 | 0.0045 | false | false | MaxPos8%;NoMargin | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 24 | -9 | 9 | null | BrokerA | MKT | 95 | 1 | 7 | 74 | 36 | -59 | 26 | null | null | Normal monitoring | 149 | 2.7 | Approved | 5 | Tighten stops on momentum names |
E9331 | P0015 | 2025-11-07 | IRA | USD | 272,263 | 6 | 1 | 58.3 | Industrials:29.8;Energy:45.8;RealEstate:24.4 | Value:17.6;Growth:14.8;Quality:19.4;Size:10.8;Momentum:21.0;LowVol:16.3 | BND:18.3;VTI:14.6;TLT:17.4;HYG:22.1;AMZN:27.6 | 4.4 | 118 | 9.2 | Volatile | 22.7 | 4.86 | 2.2 | 117 | -37 | -70:-20 | 25 | 0.0171 | false | false | NoMargin | null | DriftNear | Hedge | Buy index puts 1.0% notional, 30d | 2 | -35 | 7 | Delta:-0.18;Vega:0.07 | BrokerC | MKT | 96 | 2 | 6 | -15 | 1 | -18 | -23 | null | null | Normal monitoring | 170 | 2.9 | Approved | 4 | Monitor dispersion and breadth |
E9332 | P6729 | 2024-09-15 | IRA | USD | 210,698 | 8.7 | 1 | 68.1 | Utilities:22.8;Materials:13.8;Energy:28.1;RealEstate:9.5;Tech:25.8 | Value:16.4;Growth:25.7;Quality:13.2;Size:12.9;Momentum:15.4;LowVol:16.4 | QQQ:20.2;MUB:15.1;AMZN:14.5;XLF:22.2;VOO:10.8;TLT:17.3 | 4.7 | 151 | 10.6 | Volatile | 25.6 | 4.35 | 3.6 | 156 | -45 | -58:-4 | 29 | 0.0057 | false | false | MaxPos7%;MaxSector25% | null | DriftNear;VarNear | NoAction | Within policy bands; defer | 32 | -6 | 5 | null | BrokerD | MKT | 0 | 0 | 0 | -13 | 6 | -16 | -22 | null | null | Normal monitoring | 220 | 3.3 | null | 5 | Monitor dispersion and breadth |
E9333 | P2614 | 2025-05-29 | Taxable | USD | 163,982 | 11.7 | 1 | 69.1 | Consumer:17.0;Tech:32.7;Financials:9.8;RealEstate:12.2;Health:28.3 | Value:11.5;Growth:20.2;Quality:11.2;Size:18.1;Momentum:16.7;LowVol:22.2 | XLF:25.1;TSLA:30.4;AAPL:44.5 | 4.7 | 150 | 14.1 | Bear | 27.9 | 4.03 | 1.5 | 181 | -95 | -110:-78 | 5 | 0.0053 | false | false | ESGOnly;MaxPos8% | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 7 | -25 | 3 | null | BrokerB | VWAP | 88 | 10 | 18 | 99 | 231 | -53 | 27 | null | null | Normal monitoring | 201 | 1.1 | Approved | 3 | Increase defensive factor exposure |
E9334 | P5698 | 2025-01-13 | Taxable | USD | 970,923 | 7.1 | 1 | 63.6 | Financials:21.8;Utilities:15.8;Materials:12.3;Comm:37.6;Tech:12.5 | Value:19.3;Growth:20.9;Quality:24.7;Size:14.8;Momentum:10.1;LowVol:10.2 | BRK.B:20.8;VNQ:11.9;AAPL:34.3;MSFT:13.7;GLD:19.3 | 1.8 | 226 | 11.1 | Bear | 23.6 | 3.66 | 1.4 | 162 | -90 | -126:-65 | 9 | 0.015 | false | true | null | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 15 | -25 | 12 | null | BrokerB | LMT | 97 | 8 | 13 | -6 | -19 | -7 | 14 | VAR>budget | Hedge | Risk above budget threshold | 169 | 2.4 | Approved | 2 | Increase defensive factor exposure |
E9335 | P9060 | 2025-01-22 | 401k | USD | 864,043 | 6.7 | 1.2 | 69.5 | Tech:24.0;Comm:31.3;Financials:17.1;Materials:15.9;RealEstate:11.7 | Value:13.3;Growth:16.5;Quality:21.7;Size:22.3;Momentum:16.6;LowVol:9.5 | BRK.B:13.2;BND:15.0;TLT:11.7;QQQ:17.6;VTI:21.2;MUB:21.4 | 5.1 | 168 | 14 | Bull | 11.9 | 4.54 | 2.1 | 79 | 27 | -5:43 | 77 | 0.0099 | false | false | ESGOnly;MaxPos8% | null | DriftNear;VarNear | Sell | Trim extended winner -1.0% | 7 | -3 | 9 | null | BrokerD | MKT | 91 | 11 | 11 | -48 | 68 | -51 | 6 | null | null | Normal monitoring | 125 | 3.6 | Approved | 3 | Increase defensive factor exposure |
E9336 | P0429 | 2025-10-25 | Trust | USD | 582,969 | 13.6 | 1 | 59.4 | Energy:25.5;Health:31.0;Utilities:21.3;Industrials:10.1;Consumer:12.1 | Value:18.7;Growth:8.5;Quality:20.2;Size:13.3;Momentum:20.0;LowVol:19.4 | AAPL:23.1;VOO:18.5;VTI:21.0;HYG:18.9;TLT:7.7;BND:10.9 | 3.7 | 123 | 13.9 | Bull | 14.6 | 4.67 | 3.1 | 87 | 25 | 5:76 | 52 | 0.0145 | false | false | MaxPos7%;MaxSector35%;NoMargin | null | null | Sell | Trim extended winner -1.0% | 4 | -2 | 6 | null | BrokerD | VWAP | 93 | 3 | 9 | -53 | 87 | 4 | -20 | null | null | Normal monitoring | 194 | 2.6 | null | 3 | Monitor dispersion and breadth |
E9337 | P8421 | 2025-04-27 | Trust | USD | 1,087,339 | 7.7 | 1 | 67.6 | Energy:13.1;Consumer:20.1;RealEstate:24.1;Financials:16.8;Utilities:25.9 | Value:26.0;Growth:18.7;Quality:9.7;Size:18.8;Momentum:10.4;LowVol:16.4 | TSLA:31.6;VOO:28.6;BRK.B:39.8 | 3.1 | 201 | 22.8 | Bull | 12 | 4.59 | 2.4 | 100 | 14 | -19:51 | 47 | 0.0071 | false | true | ESGOnly | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 29 | -16 | 8 | null | BrokerA | LMT | 89 | 12 | 11 | 103 | 75 | -45 | -25 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 91 | 1.1 | SuggestedEdits | 2 | Monitor dispersion and breadth |
E9338 | P3085 | 2025-10-09 | Roth | USD | 548,196 | 3.4 | 1 | 61.5 | Consumer:24.0;Materials:20.6;Industrials:26.6;Energy:13.2;Tech:15.6 | Value:16.6;Growth:12.1;Quality:15.7;Size:19.9;Momentum:16.2;LowVol:19.5 | BRK.B:20.1;MUB:13.0;VOO:26.4;TSLA:25.0;BND:15.5 | 4.8 | 243 | 19.4 | Bull | 12.9 | 4.25 | 2.8 | 120 | 101 | 89:150 | 84 | 0.0076 | false | true | MaxSector25% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 19 | 4 | 10 | Delta:-0.22;Vega:0.03 | BrokerD | MKT | 94 | 9 | 10 | 48 | 137 | -60 | 23 | VAR>budget | Reduce | Risk above budget threshold | 166 | 1.1 | Approved | 2 | Within IPS guidelines |
E9339 | P5841 | 2024-07-18 | 401k | USD | 637,227 | 14.6 | 1 | 43.7 | Comm:10.6;RealEstate:17.3;Industrials:22.8;Financials:33.8;Materials:15.4 | Value:20.7;Growth:8.4;Quality:17.8;Size:21.3;Momentum:10.2;LowVol:21.6 | BND:24.2;VNQ:26.4;BRK.B:21.9;QQQ:27.4 | 3.5 | 111 | 14.5 | Bull | 14.6 | 4.48 | 3.3 | 86 | 51 | 31:73 | 59 | 0.0171 | false | false | NoMargin | null | null | Buy | Add core equity +1.0% from cash | 29 | -26 | 12 | null | BrokerA | LMT | 93 | 10 | 10 | 52 | 70 | -9 | 40 | null | null | Normal monitoring | 170 | 1.1 | Approved | 4 | Within IPS guidelines |
E9340 | P5273 | 2025-03-09 | IRA | USD | 594,586 | 8.1 | 1 | 57.6 | Energy:32.4;Industrials:14.4;Health:29.6;Utilities:23.6 | Value:10.1;Growth:24.9;Quality:20.4;Size:14.3;Momentum:8.5;LowVol:21.8 | MUB:12.2;AAPL:24.7;IEF:17.5;TLT:9.1;VNQ:11.0;HYG:25.5 | 1.5 | 102 | 15.1 | Bull | 17.4 | 4.23 | 3 | 102 | 82 | 61:130 | 79 | 0.0117 | false | false | null | null | null | Buy | Add core equity +1.0% from cash | 25 | -23 | 9 | null | BrokerD | LMT | 94 | 11 | 16 | 107 | 100 | 15 | -9 | null | null | Normal monitoring | 107 | 3.2 | Approved | 4 | Increase defensive factor exposure |
E9341 | P3232 | 2025-03-30 | 401k | USD | 316,608 | 8.6 | 1 | 66.9 | Materials:13.7;Comm:25.5;Consumer:22.5;Tech:9.3;Health:29.0 | Value:22.8;Growth:14.9;Quality:14.7;Size:10.5;Momentum:10.4;LowVol:26.6 | MSFT:49.3;MUB:29.0;AMZN:21.7 | 2.4 | 152 | 14.2 | Bull | 17.8 | 3.98 | 3.3 | 76 | 61 | 27:95 | 93 | 0.0142 | false | false | NoMargin | null | VarNear | Sell | Trim extended winner -1.0% | 28 | -37 | 5 | null | BrokerC | MKT | 94 | 1 | 5 | 84 | 92 | -31 | -20 | null | null | Normal monitoring | 205 | 2.8 | null | 3 | Within IPS guidelines |
E9342 | P7599 | 2025-03-15 | Taxable | USD | 1,278,917 | 8.6 | 1 | 35.3 | Materials:29.1;Consumer:31.7;Utilities:15.0;Health:24.2 | Value:13.5;Growth:29.6;Quality:12.4;Size:21.9;Momentum:12.8;LowVol:9.9 | QQQ:35.8;BRK.B:34.4;HYG:29.8 | 2.3 | 245 | 24.8 | Bull | 13.8 | 3.86 | 2.7 | 120 | 39 | -1:61 | 57 | 0.0184 | false | true | ESGOnly | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 12 | 6 | 9 | null | BrokerB | MKT | 90 | 4 | 12 | -15 | -40 | -16 | -14 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 142 | 1.7 | SuggestedEdits | 4 | Increase defensive factor exposure |
E9343 | P8045 | 2025-08-08 | 401k | USD | 1,455,247 | 8.1 | 1 | 39.9 | Comm:18.5;Materials:58.1;RealEstate:23.5 | Value:14.9;Growth:10.7;Quality:19.7;Size:21.4;Momentum:24.9;LowVol:8.4 | HYG:22.7;AAPL:21.1;IEF:16.6;BND:25.5;TSLA:14.1 | 2.9 | 211 | 13.9 | Bull | 17.8 | 4.3 | 2.1 | 99 | 106 | 74:140 | 100 | 0.0132 | false | true | ESGOnly | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 26 | 8 | 5 | null | BrokerC | LMT | 99 | 11 | 12 | 88 | 203 | 8 | 13 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 112 | 1.9 | Rejected | 5 | Monitor dispersion and breadth |
E9344 | P4956 | 2024-10-20 | Trust | USD | 894,574 | 6.6 | 1 | 74.8 | Financials:22.7;Industrials:34.4;Comm:43.0 | Value:9.7;Growth:30.8;Quality:9.3;Size:10.5;Momentum:28.0;LowVol:11.7 | TLT:16.4;QQQ:12.2;AMZN:33.7;TSLA:21.9;XLF:15.8 | 2.5 | 191 | 22.3 | Volatile | 28.1 | 3.52 | 3.3 | 135 | 55 | 18:105 | 66 | 0.0065 | false | false | null | null | VarNear | NoAction | Within policy bands; defer | 3 | 4 | 11 | null | BrokerB | LMT | 0 | 0 | 0 | 71 | 40 | 12 | 27 | null | null | Normal monitoring | 139 | 2.4 | null | 4 | Tighten stops on momentum names |
E9345 | P3358 | 2024-07-04 | Taxable | USD | 530,884 | 4.1 | 1.05 | 61.3 | Materials:23.0;Utilities:31.7;RealEstate:26.5;Consumer:18.8 | Value:21.0;Growth:15.5;Quality:16.5;Size:9.9;Momentum:17.4;LowVol:19.6 | VOO:18.8;BND:41.9;HYG:25.9;MUB:13.4 | 4.9 | 237 | 22.2 | Bear | 31.8 | 3.71 | 2.5 | 171 | -54 | -81:-34 | 36 | 0.0185 | false | true | MaxPos5% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 20 | 5 | 10 | Delta:-0.21;Vega:0.06 | BrokerD | VWAP | 93 | 9 | 16 | -54 | -21 | 0 | -8 | VAR>budget | Hedge | Risk above budget threshold | 188 | 3.2 | SuggestedEdits | 3 | Within IPS guidelines |
E9346 | P7313 | 2025-04-07 | Taxable | USD | 1,786,734 | 4.6 | 1 | 69.7 | Financials:12.5;Energy:25.7;Tech:25.5;Health:23.0;RealEstate:13.3 | Value:16.9;Growth:23.4;Quality:14.0;Size:15.5;Momentum:13.7;LowVol:16.6 | VNQ:17.3;HYG:19.5;BND:37.2;MSFT:25.9 | 3.3 | 208 | 17.9 | Bull | 13.2 | 4.96 | 2.3 | 92 | 114 | 91:160 | 89 | 0.0144 | false | true | MaxPos5%;MaxSector30% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 31 | -3 | 5 | Delta:-0.17;Vega:0.09 | BrokerD | VWAP | 89 | 7 | 12 | 120 | 149 | -30 | 6 | VAR>budget | Reduce | Risk above budget threshold | 117 | 1.1 | Approved | 2 | Tighten stops on momentum names |
E9347 | P3388 | 2025-08-14 | Taxable | USD | 1,840,663 | 6.7 | 1 | 36.3 | Industrials:34.1;Health:15.2;Consumer:15.4;RealEstate:35.4 | Value:23.2;Growth:21.1;Quality:11.2;Size:22.9;Momentum:10.9;LowVol:10.7 | VNQ:13.3;AMZN:35.4;TLT:26.9;IEF:24.4 | 5.8 | 191 | 11.9 | Bull | 11.4 | 3.72 | 3.3 | 73 | 68 | 56:86 | 70 | 0.0196 | false | true | null | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 5 | 8 | 10 | null | BrokerA | LMT | 99 | 9 | 9 | 101 | 238 | -4 | 34 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 180 | 1.5 | SuggestedEdits | 2 | Increase defensive factor exposure |
E9348 | P0952 | 2025-09-29 | Taxable | USD | 362,216 | 13.1 | 1 | 56.2 | Industrials:44.4;RealEstate:32.4;Materials:23.1 | Value:9.9;Growth:10.2;Quality:24.4;Size:22.7;Momentum:16.8;LowVol:15.9 | HYG:42.7;TSLA:15.6;AAPL:14.3;XLF:27.5 | 3.5 | 145 | 15.1 | Bull | 16.2 | 4.86 | 2.3 | 83 | 8 | -12:47 | 52 | 0.0138 | false | false | ESGOnly;NoMargin | null | null | Buy | Add core equity +1.0% from cash | 4 | -11 | 8 | null | BrokerB | MKT | 99 | 11 | 9 | -13 | -7 | -12 | -23 | null | null | Normal monitoring | 165 | 3.5 | Approved | 5 | Monitor dispersion and breadth |
E9349 | P0101 | 2025-09-21 | Roth | USD | 915,015 | 6.8 | 1 | 49.1 | Tech:15.1;Comm:24.1;Materials:26.4;Energy:34.4 | Value:16.5;Growth:12.6;Quality:15.6;Size:23.0;Momentum:18.3;LowVol:13.9 | AMZN:42.0;TSLA:23.1;VTI:34.9 | 3.8 | 185 | 19 | Bull | 17 | 4.93 | 2.4 | 70 | 51 | 13:85 | 68 | 0.0072 | false | true | MaxSector35% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 20 | -11 | 7 | null | BrokerC | LMT | 96 | 12 | 12 | 35 | 142 | -52 | -3 | VAR>budget | Reduce | Risk above budget threshold | 168 | 2.1 | null | 5 | Tax-aware sells next window |
E9350 | P1905 | 2025-10-22 | Trust | USD | 1,147,757 | 7 | 1.23 | 66.3 | Industrials:45.9;Comm:13.3;Tech:40.8 | Value:14.2;Growth:21.9;Quality:21.7;Size:8.6;Momentum:12.0;LowVol:21.7 | HYG:29.7;QQQ:35.1;IEF:35.2 | 5.7 | 223 | 10.8 | Bull | 11.5 | 4.4 | 3 | 99 | 40 | 2:67 | 60 | 0.0037 | false | true | MaxSector30% | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | 7 | -23 | 2 | Delta:-0.07;Vega:0.05 | BrokerA | LMT | 90 | 1 | 0 | 1 | -5 | 15 | -12 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 106 | 1.1 | Approved | 3 | Within IPS guidelines |
E9351 | P3086 | 2025-08-01 | IRA | USD | 850,014 | 9.3 | 1 | 38 | Tech:31.7;Industrials:22.8;Financials:20.5;Materials:25.0 | Value:10.6;Growth:20.1;Quality:20.6;Size:15.7;Momentum:22.2;LowVol:10.8 | BND:16.2;MSFT:16.7;GLD:23.1;TSLA:24.1;AAPL:19.9 | 4.2 | 166 | 10.2 | Bull | 12.7 | 4.24 | 2.5 | 97 | 57 | 25:93 | 62 | 0.0109 | false | false | MaxPos6% | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 10 | -15 | 3 | null | BrokerA | LMT | 95 | 7 | 4 | 72 | 102 | -29 | -10 | null | null | Normal monitoring | 214 | 2 | null | 4 | Tax-aware sells next window |
E9352 | P2914 | 2025-03-25 | Roth | USD | 248,531 | 7.4 | 1 | 71.6 | RealEstate:20.3;Energy:35.5;Tech:29.4;Comm:14.8 | Value:14.0;Growth:22.3;Quality:11.0;Size:22.9;Momentum:7.2;LowVol:22.5 | VOO:15.3;GLD:41.4;BND:43.3 | 4 | 164 | 7.5 | Sideways | 21.8 | 4.12 | 2.9 | 140 | -19 | -53:31 | 50 | 0.012 | false | false | MaxPos7%;MaxSector25%;NoMargin | null | VarNear | Buy | Add core equity +1.0% from cash | 31 | -8 | 11 | null | BrokerC | LMT | 98 | 7 | 9 | 52 | 134 | -15 | -5 | null | null | Normal monitoring | 154 | 1.4 | null | 3 | Tighten stops on momentum names |
E9353 | P8765 | 2025-04-06 | IRA | USD | 599,065 | 6.1 | 1 | 36.8 | Financials:13.1;Energy:11.4;RealEstate:24.1;Utilities:22.8;Comm:28.6 | Value:11.0;Growth:19.8;Quality:22.4;Size:14.0;Momentum:10.9;LowVol:21.9 | TSLA:36.0;MSFT:13.9;BND:24.4;VOO:25.7 | 3.8 | 151 | 15.9 | Sideways | 19.3 | 3.79 | 2.2 | 100 | 53 | 37:76 | 58 | 0.0124 | false | false | MaxPos8% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | -13 | -14 | 12 | Delta:-0.16;Vega:0.09 | BrokerA | LMT | 99 | 12 | 10 | 41 | 1 | 15 | 15 | null | null | Normal monitoring | 214 | 2.8 | Approved | 5 | Increase defensive factor exposure |
E9354 | P5804 | 2024-10-20 | 401k | USD | 1,552,086 | 9.3 | 1 | 43.6 | Energy:20.6;Industrials:21.2;Tech:31.7;Health:26.5 | Value:8.1;Growth:22.2;Quality:12.8;Size:15.7;Momentum:18.0;LowVol:23.2 | TLT:24.3;VTI:54.9;VNQ:20.8 | 3.3 | 134 | 20.1 | Sideways | 19.3 | 4.41 | 2.2 | 134 | -9 | -44:13 | 57 | 0.0036 | false | false | MaxPos6%;MaxSector30% | null | null | NoAction | Within policy bands; defer | -13 | 9 | 5 | null | BrokerD | LMT | 0 | 0 | 0 | 26 | 140 | -39 | 38 | null | null | Normal monitoring | 140 | 2.7 | null | 4 | Increase defensive factor exposure |
E9355 | P4690 | 2025-10-20 | Trust | USD | 1,220,797 | 4.9 | 1.18 | 55.4 | RealEstate:29.0;Financials:30.6;Utilities:40.4 | Value:7.0;Growth:21.5;Quality:22.6;Size:12.4;Momentum:22.3;LowVol:14.2 | VOO:16.7;HYG:38.4;AAPL:18.2;QQQ:26.8 | 2.5 | 193 | 19.5 | Bull | 16.9 | 4.52 | 3.3 | 72 | 98 | 73:142 | 96 | 0.0126 | false | false | ESGOnly;MaxPos7% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 35 | -31 | 3 | null | BrokerA | LMT | 89 | 6 | 11 | 33 | 110 | 8 | 26 | null | null | Normal monitoring | 111 | 3.9 | Approved | 5 | Within IPS guidelines |
E9356 | P1860 | 2025-06-28 | Roth | USD | 1,637,806 | 7.3 | 1 | 65.3 | Tech:18.7;Financials:30.7;Consumer:30.3;Energy:20.3 | Value:24.3;Growth:11.4;Quality:21.1;Size:12.6;Momentum:9.2;LowVol:21.3 | AMZN:20.8;VNQ:26.0;VOO:15.3;VTI:9.0;HYG:18.4;MSFT:10.5 | 3.8 | 134 | 18.3 | Bull | 13.4 | 4.97 | 2 | 72 | 70 | 49:108 | 96 | 0.0127 | false | false | MaxPos7%;MaxSector30% | null | null | Buy | Add core equity +1.0% from cash | 29 | -29 | 5 | null | BrokerA | MKT | 100 | 4 | 4 | 9 | 73 | -47 | 16 | null | null | Normal monitoring | 208 | 1.1 | null | 5 | Tax-aware sells next window |
E9357 | P8213 | 2025-10-31 | IRA | USD | 955,056 | 9.3 | 1 | 66.9 | RealEstate:25.0;Comm:30.7;Energy:44.3 | Value:15.1;Growth:10.8;Quality:21.1;Size:21.4;Momentum:20.9;LowVol:10.6 | AMZN:20.4;MSFT:12.2;AAPL:9.7;MUB:25.8;TLT:18.4;TSLA:13.4 | 3.1 | 182 | 20.6 | Volatile | 23.5 | 4.11 | 2.4 | 123 | -28 | -55:27 | 35 | 0.0073 | false | true | null | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 15 | 8 | 5 | null | BrokerB | VWAP | 98 | 1 | 7 | 94 | 144 | -15 | -9 | RegimeShift | TightenStops | Volatility spike and breadth deterioration | 120 | 3.5 | Approved | 4 | Tax-aware sells next window |
E9358 | P2604 | 2025-02-15 | Trust | USD | 897,020 | 7.5 | 1 | 60 | Financials:36.3;Consumer:26.0;Comm:20.7;Utilities:17.0 | Value:24.1;Growth:13.5;Quality:18.6;Size:11.3;Momentum:16.7;LowVol:15.7 | HYG:52.9;AAPL:27.3;QQQ:19.8 | 6.2 | 174 | 22.1 | Bear | 27 | 3.59 | 2.1 | 188 | 10 | -12:36 | 54 | 0.0187 | true | false | MaxPos6% | MaxPosExceeded | DriftNear | Rebalance | Shift +1.0% bonds from equity | 17 | 7 | 6 | null | BrokerD | MKT | 93 | 11 | 8 | 64 | 31 | 7 | 18 | Drift>tolerance | Pause | Allocation drift beyond policy bands | 90 | 1.7 | null | 5 | Increase defensive factor exposure |
E9359 | P0847 | 2024-11-03 | Trust | USD | 1,798,664 | 5.3 | 1.21 | 72.2 | Tech:26.5;Financials:21.5;RealEstate:22.1;Industrials:29.9 | Value:21.6;Growth:19.3;Quality:9.6;Size:20.7;Momentum:11.4;LowVol:17.4 | VOO:24.6;BND:6.2;BRK.B:19.0;AAPL:18.5;TSLA:23.1;HYG:8.5 | 1.7 | 221 | 20.7 | Bull | 17 | 4.69 | 3.2 | 91 | 63 | 51:113 | 99 | 0.0159 | false | true | null | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 26 | -35 | 11 | null | BrokerA | VWAP | 93 | 8 | 12 | -48 | -73 | -54 | -8 | RegimeShift | Pause | Volatility spike and breadth deterioration | 116 | 2 | Approved | 3 | Within IPS guidelines |
E9360 | P9159 | 2025-02-28 | 401k | USD | 576,653 | 13 | 1 | 47.7 | Industrials:29.3;RealEstate:17.9;Financials:52.8 | Value:23.3;Growth:13.0;Quality:17.1;Size:17.8;Momentum:20.8;LowVol:8.1 | AAPL:21.6;MSFT:37.1;BRK.B:41.3 | 2.6 | 146 | 10.3 | Sideways | 20.5 | 4.75 | 3.4 | 120 | 14 | -5:35 | 59 | 0.007 | false | false | NoMargin | null | null | Buy | Add core equity +1.0% from cash | -12 | 11 | 4 | null | BrokerA | LMT | 94 | 2 | 0 | 106 | 79 | -56 | -8 | null | null | Normal monitoring | 113 | 2.3 | Approved | 4 | Increase defensive factor exposure |
E9361 | P7339 | 2024-11-24 | IRA | USD | 1,092,218 | 4 | 1 | 40.4 | Materials:19.6;Utilities:16.1;Financials:36.3;RealEstate:28.0 | Value:14.2;Growth:23.7;Quality:18.5;Size:13.0;Momentum:21.7;LowVol:8.9 | BRK.B:27.5;XLF:20.8;TSLA:30.7;AAPL:9.1;HYG:11.8 | 3.8 | 210 | 19.9 | Volatile | 24.9 | 4.34 | 3 | 113 | -13 | -25:9 | 59 | 0.0054 | false | true | MaxPos6%;MaxSector35% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 22 | 7 | 10 | Delta:-0.09;Vega:0.02 | BrokerA | MKT | 88 | 12 | 12 | -7 | 129 | -7 | -21 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 219 | 1.7 | null | 3 | Within IPS guidelines |
E9362 | P6610 | 2025-08-30 | Trust | USD | 458,817 | 12.9 | 1 | 44 | Materials:27.8;Consumer:36.8;Comm:35.3 | Value:9.6;Growth:12.3;Quality:16.9;Size:17.2;Momentum:24.2;LowVol:19.9 | QQQ:32.8;XLF:33.1;IEF:12.3;MSFT:21.8 | 2.9 | 156 | 12.4 | Bull | 15.7 | 4.33 | 2.4 | 86 | 55 | 40:109 | 83 | 0.0197 | false | false | ESGOnly;MaxPos6% | null | VarNear | Sell | Trim extended winner -1.0% | -10 | -33 | 9 | null | BrokerA | MKT | 91 | 10 | 11 | 101 | 99 | -13 | 10 | null | null | Normal monitoring | 120 | 3.9 | null | 3 | Monitor dispersion and breadth |
E9363 | P2334 | 2024-09-09 | IRA | USD | 1,634,347 | 8.2 | 1 | 58.8 | Energy:27.6;Consumer:30.5;Materials:41.9 | Value:14.7;Growth:11.1;Quality:16.3;Size:15.5;Momentum:19.5;LowVol:22.8 | MUB:22.4;XLF:9.0;AAPL:22.6;GLD:12.2;QQQ:6.9;VNQ:26.9 | 5.3 | 182 | 10.1 | Bull | 15.3 | 4.37 | 2.9 | 83 | 107 | 82:129 | 86 | 0.0088 | false | true | MaxPos5% | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | -2 | -8 | 3 | null | BrokerC | LMT | 96 | 11 | 18 | 86 | 224 | -36 | -19 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 159 | 1.4 | null | 3 | Increase defensive factor exposure |
E9364 | P2970 | 2024-11-04 | Taxable | USD | 1,852,191 | 9.8 | 1 | 62.8 | RealEstate:36.5;Industrials:32.7;Materials:30.8 | Value:17.1;Growth:21.2;Quality:18.1;Size:16.1;Momentum:19.0;LowVol:8.5 | TLT:9.8;BRK.B:23.1;XLF:12.7;VOO:22.5;QQQ:31.9 | 3 | 180 | 15.6 | Bull | 17.5 | 4.72 | 3.4 | 116 | 44 | 11:70 | 67 | 0.0057 | false | true | null | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | -5 | 3 | 1 | null | BrokerA | LMT | 88 | 6 | 7 | 31 | 159 | 19 | 38 | VAR>budget | TightenStops | Risk above budget threshold | 95 | 2.1 | null | 4 | Tax-aware sells next window |
E9365 | P7935 | 2025-12-13 | IRA | USD | 1,725,848 | 8.7 | 1 | 75 | Health:23.6;Industrials:16.8;Comm:34.3;Utilities:13.1;Materials:12.3 | Value:22.3;Growth:19.5;Quality:24.1;Size:11.7;Momentum:11.2;LowVol:11.2 | BRK.B:21.3;TSLA:41.9;BND:36.8 | 3.7 | 226 | 21.6 | Sideways | 17.4 | 4.93 | 3 | 135 | 14 | -6:55 | 59 | 0.0142 | false | true | ESGOnly;MaxPos8%;MaxSector30% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 30 | -16 | 7 | null | BrokerC | MKT | 97 | 3 | 1 | -51 | 87 | -8 | -7 | RegimeShift | TightenStops | Volatility spike and breadth deterioration | 158 | 1.6 | Approved | 2 | Tighten stops on momentum names |
E9366 | P6634 | 2024-09-11 | 401k | USD | 897,104 | 5.3 | 1 | 37.7 | Health:30.8;Tech:40.6;RealEstate:28.6 | Value:15.7;Growth:20.2;Quality:13.5;Size:10.9;Momentum:29.6;LowVol:10.0 | VNQ:11.5;BRK.B:35.5;VTI:52.9 | 2.7 | 112 | 11.3 | Bull | 12.5 | 3.64 | 3.1 | 77 | 55 | 23:72 | 78 | 0.0035 | false | false | ESGOnly;NoMargin | null | null | Hedge | Buy index puts 1.0% notional, 30d | -6 | 12 | 12 | Delta:-0.11;Vega:0.05 | BrokerB | LMT | 89 | 6 | 6 | 2 | 67 | -21 | 37 | null | null | Normal monitoring | 129 | 3 | Approved | 5 | Monitor dispersion and breadth |
E9367 | P6657 | 2024-11-12 | Roth | USD | 1,920,594 | 9 | 1 | 71.9 | RealEstate:32.9;Industrials:30.4;Utilities:36.8 | Value:13.4;Growth:17.4;Quality:21.8;Size:17.9;Momentum:20.6;LowVol:8.8 | GLD:23.2;QQQ:23.6;AAPL:13.5;IEF:7.8;TSLA:13.8;VNQ:18.1 | 2.7 | 169 | 14.9 | Sideways | 17.1 | 4.1 | 3.3 | 99 | -21 | -35:-5 | 51 | 0.009 | false | false | MaxPos6% | null | VarNear | Buy | Add core equity +1.0% from cash | 6 | 6 | 2 | null | BrokerB | LMT | 92 | 5 | 2 | 12 | 48 | -1 | 9 | null | null | Normal monitoring | 92 | 2.6 | Approved | 3 | Within IPS guidelines |
E9368 | P8617 | 2025-10-25 | Roth | USD | 836,892 | 4.7 | 1 | 40.7 | Consumer:29.0;Energy:39.9;Materials:31.2 | Value:18.6;Growth:17.2;Quality:17.2;Size:17.2;Momentum:11.8;LowVol:18.0 | MSFT:20.0;VNQ:58.8;TLT:21.3 | 4.2 | 136 | 17.7 | Volatile | 31.2 | 5.43 | 3 | 151 | 37 | 14:85 | 73 | 0.01 | false | false | MaxPos5% | null | null | Buy | Add core equity +1.0% from cash | 23 | -11 | 12 | null | BrokerD | LMT | 91 | 12 | 10 | 61 | 61 | -53 | 23 | null | null | Normal monitoring | 104 | 1.4 | Approved | 3 | Increase defensive factor exposure |
E9369 | P9222 | 2025-02-23 | Roth | USD | 630,375 | 5.4 | 1 | 36.6 | RealEstate:22.9;Industrials:55.8;Consumer:21.3 | Value:20.9;Growth:13.8;Quality:14.4;Size:20.5;Momentum:12.1;LowVol:18.3 | GLD:20.4;QQQ:9.8;HYG:11.1;MSFT:27.9;BRK.B:18.3;TLT:12.5 | 2.4 | 94 | 12.4 | Volatile | 30.2 | 5.36 | 3.8 | 140 | -22 | -44:-1 | 37 | 0.0131 | false | false | ESGOnly;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | -7 | -21 | 11 | null | BrokerD | MKT | 88 | 10 | 13 | 6 | 23 | -60 | 26 | null | null | Normal monitoring | 102 | 2.6 | Approved | 3 | Monitor dispersion and breadth |
E9370 | P9000 | 2025-05-12 | 401k | USD | 589,440 | 9.4 | 1 | 63.2 | Energy:33.9;Tech:46.0;Materials:20.0 | Value:25.3;Growth:9.9;Quality:11.0;Size:13.9;Momentum:13.4;LowVol:26.4 | TLT:25.5;VNQ:19.7;QQQ:33.3;GLD:21.5 | 2 | 133 | 16.6 | Volatile | 22.8 | 5.31 | 3.5 | 133 | 1 | -18:42 | 53 | 0.0119 | false | false | null | null | null | Sell | Trim extended winner -1.0% | -4 | 8 | 4 | null | BrokerD | MKT | 91 | 3 | 2 | 16 | 26 | -52 | 5 | null | null | Normal monitoring | 124 | 1 | Approved | 5 | Tax-aware sells next window |
E9371 | P1302 | 2025-09-07 | Taxable | USD | 1,544,148 | 4.5 | 1 | 53.6 | Financials:40.9;Industrials:26.5;Energy:32.6 | Value:22.9;Growth:23.2;Quality:8.1;Size:9.3;Momentum:16.6;LowVol:19.9 | XLF:9.4;HYG:27.1;AMZN:25.4;IEF:8.3;VTI:29.7 | 2.9 | 194 | 10.4 | Volatile | 30.6 | 5.19 | 2.1 | 138 | -9 | -46:21 | 44 | 0.0042 | false | true | MaxPos6% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 20 | 7 | 2 | Delta:-0.13;Vega:0.08 | BrokerD | MKT | 90 | 6 | 5 | 8 | 41 | 10 | -24 | VAR>budget | Reduce | Risk above budget threshold | 187 | 1.9 | Rejected | 2 | Tighten stops on momentum names |
E9372 | P1599 | 2025-06-05 | Taxable | USD | 2,031,778 | 8.9 | 1.25 | 71.3 | Energy:25.7;Financials:30.3;RealEstate:15.5;Consumer:28.5 | Value:21.1;Growth:24.1;Quality:14.0;Size:9.2;Momentum:19.0;LowVol:12.6 | VNQ:21.2;BND:19.5;GLD:27.7;AMZN:31.6 | 6 | 147 | 21 | Volatile | 30.2 | 3.89 | 4.3 | 171 | 54 | 18:103 | 91 | 0.0051 | false | false | MaxPos8% | null | DriftNear | NoAction | Within policy bands; defer | -10 | 15 | 7 | null | BrokerA | VWAP | 0 | 0 | 0 | -10 | 21 | 3 | 14 | null | null | Normal monitoring | 185 | 3.1 | null | 4 | Monitor dispersion and breadth |
E9373 | P3202 | 2025-01-21 | Roth | USD | 842,910 | 5.8 | 1 | 53.5 | Energy:21.4;RealEstate:15.8;Health:21.8;Consumer:23.4;Tech:17.6 | Value:20.2;Growth:12.4;Quality:18.5;Size:10.8;Momentum:18.6;LowVol:19.4 | MUB:22.6;TLT:14.8;TSLA:10.1;BRK.B:12.6;VOO:20.6;AAPL:19.3 | 1.4 | 104 | 9 | Volatile | 23.1 | 3.7 | 2.6 | 178 | 15 | 0:52 | 49 | 0.0179 | false | false | MaxPos6%;NoMargin | null | null | NoAction | Within policy bands; defer | -4 | -17 | 3 | null | BrokerB | MKT | 0 | 0 | 0 | 103 | 202 | -57 | 24 | null | null | Normal monitoring | 211 | 3.7 | null | 3 | Monitor dispersion and breadth |
E9374 | P4089 | 2025-01-18 | Trust | USD | 1,901,990 | 5.9 | 1 | 40.9 | Materials:37.6;Energy:31.0;Utilities:31.4 | Value:22.5;Growth:11.8;Quality:13.1;Size:16.7;Momentum:24.0;LowVol:11.8 | BND:25.2;GLD:15.5;TLT:28.8;MUB:16.2;HYG:14.3 | 4.2 | 169 | 21.4 | Bull | 12.7 | 4.13 | 2.2 | 75 | 66 | 40:109 | 66 | 0.0095 | false | false | MaxPos7% | null | VarNear | Buy | Add core equity +1.0% from cash | -14 | -35 | 12 | null | BrokerC | LMT | 90 | 3 | 4 | 106 | 79 | 14 | 18 | null | null | Normal monitoring | 160 | 1.1 | null | 5 | Tax-aware sells next window |
E9375 | P3754 | 2025-08-25 | 401k | USD | 295,602 | 17.8 | 1 | 70.5 | RealEstate:8.7;Materials:24.2;Consumer:17.2;Utilities:28.3;Comm:21.5 | Value:25.3;Growth:10.5;Quality:12.6;Size:21.7;Momentum:18.1;LowVol:11.8 | QQQ:17.8;MUB:22.7;TSLA:28.0;VOO:9.1;XLF:22.5 | 3.4 | 140 | 11 | Sideways | 18.6 | 4.22 | 2.9 | 104 | -25 | -50:7 | 54 | 0.0125 | false | false | NoMargin | null | null | Buy | Add core equity +1.0% from cash | 25 | 14 | 8 | null | BrokerD | VWAP | 93 | 7 | 5 | 110 | 170 | -58 | -11 | null | null | Normal monitoring | 128 | 1.4 | Approved | 4 | Tighten stops on momentum names |
E9376 | P3917 | 2025-02-17 | Taxable | USD | 331,945 | 9.2 | 1 | 38.9 | Utilities:16.4;Energy:18.5;Industrials:31.4;Financials:12.2;Materials:21.6 | Value:21.0;Growth:13.8;Quality:11.0;Size:11.1;Momentum:21.2;LowVol:21.8 | GLD:10.7;VTI:23.7;VNQ:39.8;IEF:25.8 | 4.6 | 157 | 7.9 | Bull | 16.6 | 4.97 | 2.2 | 117 | 41 | 4:90 | 53 | 0.0147 | false | false | ESGOnly;MaxSector35% | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 0 | 8 | 4 | null | BrokerD | LMT | 89 | 9 | 6 | 8 | 30 | 19 | -2 | null | null | Normal monitoring | 203 | 3.2 | Approved | 4 | Tighten stops on momentum names |
E9377 | P5946 | 2025-11-29 | 401k | USD | 1,848,956 | 4.7 | 1 | 47.7 | Tech:25.3;Industrials:33.2;Energy:24.6;RealEstate:16.9 | Value:14.1;Growth:13.6;Quality:25.0;Size:10.8;Momentum:9.7;LowVol:26.9 | AMZN:29.1;IEF:15.1;TLT:13.6;BRK.B:13.6;BND:28.6 | 2.8 | 123 | 21.2 | Volatile | 29.2 | 4.45 | 2.3 | 140 | -31 | -57:24 | 43 | 0.0192 | false | false | MaxSector25% | null | null | Buy | Add core equity +1.0% from cash | 19 | 8 | 2 | null | BrokerA | LMT | 96 | 6 | 3 | -6 | -25 | -6 | -17 | null | null | Normal monitoring | 216 | 2.4 | Approved | 5 | Tax-aware sells next window |
E9378 | P7238 | 2025-06-04 | IRA | USD | 230,566 | 5.4 | 1 | 68.1 | Industrials:17.6;Health:35.3;Energy:19.1;RealEstate:28.1 | Value:11.7;Growth:25.4;Quality:12.6;Size:13.5;Momentum:11.2;LowVol:25.6 | AAPL:35.2;AMZN:29.4;XLF:35.4 | 2.1 | 94 | 9.9 | Bear | 22 | 3.35 | 2.4 | 174 | 17 | -16:69 | 46 | 0.0115 | false | false | NoMargin | null | null | Hedge | Buy index puts 1.0% notional, 30d | 0 | -12 | 11 | Delta:-0.17;Vega:0.07 | BrokerA | VWAP | 92 | 6 | 4 | -30 | 92 | -15 | -17 | null | null | Normal monitoring | 191 | 2.6 | null | 3 | Tax-aware sells next window |
E9379 | P7054 | 2025-08-19 | Taxable | USD | 328,859 | 5.6 | 1 | 41 | Industrials:9.9;Financials:28.2;Consumer:30.1;Energy:16.5;Comm:15.2 | Value:21.5;Growth:14.4;Quality:21.6;Size:20.3;Momentum:11.6;LowVol:10.6 | MUB:18.1;BRK.B:20.3;VTI:20.2;AAPL:18.3;MSFT:23.1 | 4.8 | 169 | 14.2 | Volatile | 27.9 | 3.94 | 3.4 | 112 | 20 | 4:63 | 46 | 0.0104 | false | false | ESGOnly;MaxSector35% | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | -6 | -3 | 8 | Delta:-0.13;Vega:0.04 | BrokerD | MKT | 98 | 9 | 17 | -1 | 22 | -25 | -12 | null | null | Normal monitoring | 120 | 1.6 | null | 3 | Within IPS guidelines |
E9380 | P9495 | 2025-03-09 | 401k | USD | 273,180 | 7.6 | 1 | 62.7 | Industrials:18.8;Tech:12.0;Comm:30.4;Financials:12.3;Consumer:26.6 | Value:7.9;Growth:15.8;Quality:24.9;Size:25.1;Momentum:8.6;LowVol:17.7 | TSLA:31.2;MSFT:31.7;TLT:10.1;BND:27.0 | 4.8 | 155 | 12.8 | Bull | 12.7 | 4.43 | 3.4 | 95 | 20 | -8:71 | 52 | 0.0188 | false | false | MaxPos6% | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | 19 | -40 | 2 | Delta:-0.18;Vega:0.04 | BrokerC | LMT | 91 | 6 | 5 | -20 | 72 | -9 | 25 | null | null | Normal monitoring | 163 | 3.7 | null | 3 | Tighten stops on momentum names |
E9381 | P8589 | 2025-05-02 | Trust | USD | 426,403 | 5.9 | 1 | 67.6 | Energy:26.1;Utilities:15.3;Financials:14.4;RealEstate:26.1;Tech:18.1 | Value:24.7;Growth:12.7;Quality:20.7;Size:12.9;Momentum:7.8;LowVol:21.2 | MUB:23.1;TLT:23.7;AAPL:12.4;BRK.B:21.9;BND:19.0 | 3.2 | 120 | 12.9 | Sideways | 15.8 | 4.49 | 3.5 | 103 | 33 | 6:65 | 53 | 0.0067 | false | false | null | null | null | Rebalance | Shift +1.0% bonds from equity | 22 | 9 | 2 | null | BrokerD | LMT | 96 | 3 | 10 | -50 | -36 | 14 | 31 | null | null | Normal monitoring | 115 | 1.3 | null | 4 | Tax-aware sells next window |
E9382 | P4051 | 2025-06-01 | Roth | USD | 845,437 | 6 | 1 | 71.2 | Materials:29.0;Financials:30.9;RealEstate:10.1;Health:30.0 | Value:8.9;Growth:13.4;Quality:21.5;Size:18.0;Momentum:9.4;LowVol:28.8 | BND:22.8;HYG:11.9;AAPL:33.6;XLF:18.8;VTI:12.8 | 3.3 | 132 | 8 | Volatile | 28.5 | 5.3 | 3 | 122 | 75 | 65:102 | 100 | 0.0067 | false | false | null | null | null | Buy | Add core equity +1.0% from cash | 17 | -36 | 10 | null | BrokerC | MKT | 91 | 2 | 5 | -40 | -27 | -21 | 12 | null | null | Normal monitoring | 175 | 2.2 | Approved | 4 | Monitor dispersion and breadth |
E9383 | P7359 | 2025-06-25 | Roth | USD | 392,485 | 8.4 | 1 | 63.7 | RealEstate:21.3;Comm:25.1;Consumer:9.2;Utilities:24.0;Health:20.3 | Value:11.7;Growth:16.9;Quality:23.1;Size:9.2;Momentum:21.6;LowVol:17.5 | MSFT:15.4;VOO:17.8;GLD:23.3;MUB:28.1;XLF:15.3 | 3.1 | 128 | 8.7 | Volatile | 25.6 | 3.89 | 4.3 | 114 | 11 | -25:42 | 52 | 0.0059 | false | false | MaxPos7%;MaxSector35% | null | null | Sell | Trim extended winner -1.0% | -6 | -1 | 9 | null | BrokerD | MKT | 95 | 11 | 14 | -17 | 122 | 19 | 9 | null | null | Normal monitoring | 102 | 2.1 | null | 4 | Monitor dispersion and breadth |
E9384 | P2055 | 2025-12-01 | Taxable | USD | 425,031 | 9.9 | 1 | 63.4 | Consumer:15.5;Materials:24.2;Industrials:25.3;Utilities:20.3;Energy:14.7 | Value:10.4;Growth:21.5;Quality:17.4;Size:14.9;Momentum:20.1;LowVol:15.7 | AMZN:26.4;TSLA:18.2;MSFT:7.9;GLD:13.6;TLT:13.3;BND:20.5 | 1.8 | 156 | 12.2 | Bear | 28.1 | 3.54 | 2.1 | 173 | -16 | -28:29 | 48 | 0.0059 | false | false | MaxSector35%;NoMargin | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 5 | -19 | 10 | null | BrokerD | VWAP | 95 | 3 | 11 | -50 | -64 | 1 | 0 | null | null | Normal monitoring | 190 | 2 | Approved | 4 | Monitor dispersion and breadth |
E9385 | P3676 | 2024-10-31 | Taxable | USD | 376,415 | 14.7 | 1 | 41.3 | Utilities:31.9;Health:49.4;RealEstate:18.7 | Value:19.0;Growth:23.0;Quality:20.4;Size:9.3;Momentum:9.6;LowVol:18.6 | XLF:19.1;TSLA:27.9;VNQ:11.0;TLT:28.4;GLD:13.6 | 1.6 | 129 | 8.2 | Volatile | 31.1 | 4.71 | 2.2 | 116 | 19 | -14:68 | 43 | 0.0193 | false | false | MaxPos7%;NoMargin | null | null | Buy | Add core equity +1.0% from cash | -14 | -36 | 12 | null | BrokerC | VWAP | 100 | 2 | 5 | -21 | 42 | -23 | 10 | null | null | Normal monitoring | 182 | 1.4 | Approved | 5 | Increase defensive factor exposure |
E9386 | P8065 | 2024-08-14 | IRA | USD | 2,299,975 | 8.7 | 1.17 | 67.7 | Industrials:13.6;Consumer:24.4;Tech:20.5;Health:23.7;RealEstate:17.9 | Value:10.0;Growth:21.9;Quality:12.5;Size:22.8;Momentum:12.6;LowVol:20.2 | XLF:14.4;BND:26.2;MSFT:25.5;HYG:34.0 | 5.1 | 141 | 19.5 | Sideways | 14.7 | 3.51 | 3.5 | 118 | 46 | 27:76 | 56 | 0.0166 | false | false | ESGOnly;MaxSector30% | null | DriftNear | Buy | Add core equity +1.0% from cash | 0 | -38 | 2 | null | BrokerC | LMT | 90 | 9 | 11 | 55 | 148 | -19 | -5 | null | null | Normal monitoring | 196 | 1 | Approved | 5 | Tighten stops on momentum names |
E9387 | P3762 | 2024-08-07 | Roth | USD | 1,714,819 | 8.6 | 1 | 42 | Energy:22.8;RealEstate:35.3;Tech:13.6;Health:15.1;Financials:13.1 | Value:9.4;Growth:17.7;Quality:16.4;Size:8.1;Momentum:24.3;LowVol:24.1 | TSLA:30.0;MUB:12.5;TLT:22.0;BRK.B:35.5 | 2.6 | 149 | 16.4 | Sideways | 21.6 | 3.99 | 3.4 | 113 | -17 | -57:26 | 59 | 0.0171 | false | false | MaxPos7%;MaxSector25% | null | null | Buy | Add core equity +1.0% from cash | 18 | -27 | 7 | null | BrokerB | LMT | 96 | 3 | 4 | -22 | 20 | -47 | 11 | null | null | Normal monitoring | 164 | 2.2 | Approved | 5 | Within IPS guidelines |
E9388 | P8876 | 2024-10-21 | IRA | USD | 259,223 | 14.2 | 1 | 63.2 | Consumer:26.4;Industrials:27.3;Materials:24.0;Energy:22.2 | Value:13.5;Growth:9.9;Quality:22.8;Size:18.8;Momentum:14.0;LowVol:21.0 | HYG:51.4;IEF:14.5;BRK.B:34.1 | 3 | 122 | 11.2 | Bull | 11.8 | 4.11 | 2.2 | 106 | 105 | 82:131 | 100 | 0.0163 | false | false | null | null | null | Rebalance | Shift +1.0% bonds from equity | 33 | -31 | 6 | null | BrokerB | LMT | 91 | 7 | 9 | -18 | 3 | 13 | 20 | null | null | Normal monitoring | 138 | 1.1 | null | 5 | Increase defensive factor exposure |
E9389 | P5378 | 2025-01-28 | Trust | USD | 1,375,012 | 8.6 | 1 | 65.8 | Utilities:32.8;Consumer:22.6;Materials:11.4;Energy:20.1;Financials:13.2 | Value:17.8;Growth:30.6;Quality:15.5;Size:12.5;Momentum:9.4;LowVol:14.2 | BRK.B:26.4;BND:22.3;MUB:27.1;TSLA:13.2;VTI:11.0 | 5.4 | 175 | 20.3 | Sideways | 15.6 | 4.74 | 2.1 | 123 | -21 | -58:27 | 40 | 0.0051 | false | true | ESGOnly;MaxSector25% | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | 27 | -3 | 11 | Delta:-0.18;Vega:0.04 | BrokerB | LMT | 98 | 11 | 10 | 10 | 130 | -46 | 23 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 94 | 2.9 | null | 5 | Monitor dispersion and breadth |
E9390 | P8520 | 2025-06-19 | IRA | USD | 805,906 | 4.1 | 1 | 69.9 | Energy:26.0;Comm:50.4;Consumer:23.6 | Value:15.3;Growth:12.8;Quality:13.7;Size:18.6;Momentum:23.9;LowVol:15.7 | BND:14.8;BRK.B:22.9;VTI:14.2;MSFT:24.0;VNQ:24.0 | 2.6 | 238 | 21.1 | Bull | 12.6 | 4.45 | 2.1 | 83 | 68 | 33:95 | 68 | 0.006 | false | true | ESGOnly;MaxPos7% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -9 | -11 | 5 | null | BrokerB | MKT | 93 | 5 | 2 | -15 | 29 | 13 | -8 | VAR>budget | Reduce | Risk above budget threshold | 141 | 2 | SuggestedEdits | 2 | Monitor dispersion and breadth |
E9391 | P2061 | 2025-10-11 | IRA | USD | 843,288 | 7.5 | 1 | 64.1 | Materials:23.2;Consumer:20.1;Comm:23.8;RealEstate:33.0 | Value:23.6;Growth:24.9;Quality:9.4;Size:16.3;Momentum:17.4;LowVol:8.5 | VNQ:17.3;IEF:27.2;TLT:22.1;GLD:23.0;AAPL:10.4 | 4.4 | 160 | 10.5 | Bull | 13.2 | 4.84 | 2.5 | 75 | 104 | 67:121 | 100 | 0.0181 | false | false | ESGOnly;MaxPos5%;MaxSector30% | null | DriftNear;VarNear | Sell | Trim extended winner -1.0% | 12 | -21 | 3 | null | BrokerD | LMT | 99 | 7 | 14 | 65 | 97 | -24 | 9 | null | null | Normal monitoring | 158 | 1.7 | Approved | 4 | Within IPS guidelines |
E9392 | P3630 | 2024-07-29 | Roth | USD | 1,385,683 | 5 | 1 | 40.9 | RealEstate:24.9;Tech:41.3;Energy:33.9 | Value:14.1;Growth:11.6;Quality:19.5;Size:18.0;Momentum:12.3;LowVol:24.5 | VOO:13.2;TLT:28.8;MSFT:19.1;VTI:9.5;MUB:13.8;IEF:15.6 | 4.4 | 203 | 27.6 | Bull | 14.6 | 4.45 | 2.9 | 93 | 38 | 11:82 | 78 | 0.0136 | false | true | null | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 14 | -19 | 3 | Delta:-0.05;Vega:0.05 | BrokerB | LMT | 90 | 1 | 0 | -33 | -44 | 8 | 21 | VAR>budget | Hedge | Risk above budget threshold | 207 | 0.9 | null | 3 | Tighten stops on momentum names |
E9393 | P2172 | 2025-07-13 | Taxable | USD | 837,293 | 8.6 | 1 | 60 | Industrials:38.4;Tech:37.2;Health:24.3 | Value:19.6;Growth:25.0;Quality:8.2;Size:14.0;Momentum:14.7;LowVol:18.6 | VNQ:12.4;VTI:37.7;AMZN:19.5;VOO:17.4;BND:12.9 | 4 | 93 | 11.2 | Volatile | 23.6 | 4.78 | 2.6 | 156 | -5 | -30:12 | 32 | 0.0086 | false | false | NoMargin | null | null | Buy | Add core equity +1.0% from cash | 27 | 10 | 2 | null | BrokerA | LMT | 91 | 6 | 10 | 35 | 152 | -13 | -5 | null | null | Normal monitoring | 156 | 2.3 | null | 5 | Within IPS guidelines |
E9394 | P7543 | 2024-10-07 | Trust | USD | 1,688,248 | 5.1 | 1.18 | 52.6 | Tech:23.8;Energy:31.7;RealEstate:44.5 | Value:13.6;Growth:16.5;Quality:22.6;Size:16.1;Momentum:8.6;LowVol:22.5 | QQQ:49.7;BND:15.7;AMZN:34.6 | 4.1 | 176 | 13.1 | Volatile | 30.4 | 4.08 | 3.6 | 119 | -44 | -81:-25 | 38 | 0.012 | false | true | MaxPos6%;MaxSector30% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 35 | -23 | 7 | null | BrokerA | MKT | 91 | 9 | 10 | 26 | 117 | 7 | 30 | VAR>budget | TightenStops | Risk above budget threshold | 203 | 3.3 | Approved | 2 | Tighten stops on momentum names |
E9395 | P9905 | 2024-09-11 | Roth | USD | 769,449 | 6.9 | 1 | 72 | Health:44.1;Consumer:22.7;Comm:33.2 | Value:13.9;Growth:11.0;Quality:17.9;Size:25.5;Momentum:18.4;LowVol:13.3 | BRK.B:24.1;AMZN:7.1;QQQ:25.7;GLD:27.4;TSLA:15.7 | 4.7 | 192 | 20.5 | Sideways | 16.5 | 4.12 | 2.6 | 100 | -6 | -41:21 | 50 | 0.0064 | false | false | MaxPos6% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 1 | 14 | 1 | null | BrokerC | LMT | 90 | 11 | 14 | -1 | 84 | -8 | 0 | null | null | Normal monitoring | 152 | 1.2 | null | 3 | Increase defensive factor exposure |
E9396 | P1072 | 2025-08-02 | 401k | USD | 381,919 | 13.9 | 1 | 45.1 | Materials:37.7;Comm:26.4;Tech:35.9 | Value:12.4;Growth:20.6;Quality:17.9;Size:20.5;Momentum:21.5;LowVol:7.2 | BRK.B:21.3;IEF:30.9;GLD:47.8 | 4.3 | 94 | 11.5 | Bull | 12.9 | 3.52 | 2.4 | 90 | 1 | -11:54 | 60 | 0.0144 | false | false | null | null | DriftNear | NoAction | Within policy bands; defer | 1 | -8 | 3 | null | BrokerD | MKT | 0 | 0 | 0 | 8 | -24 | 15 | 37 | null | null | Normal monitoring | 107 | 3.8 | Approved | 5 | Monitor dispersion and breadth |
E9397 | P3542 | 2024-08-06 | Trust | USD | 841,060 | 13.8 | 1 | 39 | RealEstate:22.8;Health:28.4;Industrials:48.8 | Value:20.6;Growth:18.4;Quality:11.8;Size:10.7;Momentum:18.5;LowVol:20.2 | TLT:27.2;VTI:8.3;AMZN:25.3;TSLA:39.2 | 3.3 | 94 | 10 | Bear | 34.9 | 3.36 | 2 | 134 | 25 | -1:67 | 67 | 0.0135 | false | false | MaxPos7% | null | null | NoAction | Within policy bands; defer | 8 | -17 | 1 | null | BrokerD | MKT | 0 | 0 | 0 | 19 | 103 | 19 | 30 | null | null | Normal monitoring | 152 | 1.3 | Approved | 3 | Tighten stops on momentum names |
E9398 | P0812 | 2024-08-28 | IRA | USD | 978,939 | 3.7 | 1 | 51 | Financials:44.5;Health:19.2;Materials:36.3 | Value:16.8;Growth:21.2;Quality:19.6;Size:9.8;Momentum:13.6;LowVol:19.0 | VOO:6.7;QQQ:21.0;TLT:20.0;VTI:32.5;XLF:19.8 | 6.2 | 211 | 24.3 | Bull | 16.2 | 4.62 | 2.3 | 120 | 31 | -5:47 | 47 | 0.0059 | true | true | null | null | DriftNear;VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 15 | 8 | 8 | null | BrokerA | MKT | 92 | 3 | 1 | 63 | 130 | -30 | -25 | Drift>tolerance | Hedge | Allocation drift beyond policy bands | 162 | 3.1 | null | 4 | Tax-aware sells next window |
E9399 | P4489 | 2025-12-07 | Taxable | USD | 1,908,502 | 6.7 | 1 | 74.3 | RealEstate:30.7;Materials:37.5;Health:31.8 | Value:9.5;Growth:15.0;Quality:23.7;Size:18.1;Momentum:17.5;LowVol:16.2 | MUB:18.2;BND:15.8;XLF:18.3;VNQ:17.8;AMZN:12.0;IEF:17.8 | 4.6 | 192 | 21.1 | Bull | 12.6 | 5 | 2.8 | 74 | 10 | -27:33 | 58 | 0.0094 | false | true | MaxPos7%;MaxSector30% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -5 | -19 | 12 | null | BrokerD | LMT | 88 | 1 | 8 | -58 | -69 | -36 | 23 | VAR>budget | Reduce | Risk above budget threshold | 199 | 1.6 | null | 5 | Tighten stops on momentum names |
E9400 | P2734 | 2025-05-08 | Roth | USD | 823,085 | 6 | 1.1 | 67.7 | Energy:38.1;Health:18.5;Comm:31.7;Materials:11.8 | Value:12.1;Growth:20.9;Quality:11.9;Size:27.3;Momentum:14.7;LowVol:13.0 | VNQ:14.4;VTI:7.7;MSFT:33.1;XLF:32.2;GLD:12.6 | 3.8 | 184 | 14.9 | Volatile | 21.2 | 5.19 | 3 | 121 | 79 | 40:105 | 100 | 0.019 | false | false | ESGOnly | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 15 | 5 | 4 | null | BrokerA | LMT | 93 | 8 | 13 | -7 | 47 | 15 | 33 | null | null | Normal monitoring | 192 | 2.8 | null | 3 | Within IPS guidelines |
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