episode_id string | client_id string | as_of_date string | account_type string | base_currency string | nav_usd int64 | cash_pct float64 | gross_exposure_x float64 | net_exposure_pct float64 | sector_risk_contrib_pct string | factor_risk_contrib_pct string | top_positions_pct string | drift_vs_policy_pct float64 | var_95_bps int64 | stress_dd_20d_pct float64 | regime string | vix float64 | rates_10y_pct float64 | inflation_yoy_pct float64 | credit_spread_ig_bps int64 | alpha_est_bps int64 | alpha_ci95_bps string | signal_strength_1_100 int64 | model_calibration_mse_90d float64 | drift_breach_flag bool | var_breach_flag bool | policy_constraints string | hard_limits_hit string | soft_limits_near string | action_type string | action_payload string | expected_alpha_bps int64 | expected_risk_delta_bps int64 | expected_cost_bps int64 | hedge_greeks string | venue string | order_type string | fill_ratio_pct int64 | slippage_bps int64 | implementation_shortfall_bps int64 | pnl_7d_bps int64 | pnl_30d_bps int64 | var_change_7d_bps int64 | tracking_error_change_30d_bps int64 | self_correction_trigger string | self_correction_action string | self_correction_reason string | post_correction_var_bps int64 | post_correction_drift_pct float64 | advisor_review string | user_feedback_1_5 int64 | audit_notes string |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
E9901 | P8197 | 2024-12-07 | Trust | USD | 1,308,209 | 8 | 1 | 39.9 | Utilities:17.6;Health:29.4;Industrials:53.0 | Value:15.1;Growth:20.2;Quality:18.0;Size:15.4;Momentum:19.4;LowVol:11.9 | BND:43.7;VTI:26.5;MUB:29.8 | 5.1 | 146 | 16.7 | Bull | 12.6 | 3.78 | 3.3 | 81 | 82 | 44:105 | 97 | 0.0158 | false | false | MaxPos6%;MaxSector30% | null | DriftNear | Sell | Trim extended winner -1.0% | 27 | -25 | 7 | null | BrokerC | LMT | 92 | 11 | 18 | 4 | -32 | -37 | 0 | null | null | Normal monitoring | 193 | 2 | Approved | 3 | Monitor dispersion and breadth |
E9902 | P1071 | 2024-11-10 | Trust | USD | 437,962 | 8.5 | 1.16 | 59 | Comm:30.5;Industrials:12.3;Financials:23.1;Utilities:34.2 | Value:20.2;Growth:6.2;Quality:21.1;Size:18.1;Momentum:16.0;LowVol:18.4 | MSFT:52.2;VNQ:34.7;BND:13.1 | 3.2 | 270 | 27.3 | Volatile | 28.3 | 4.98 | 3.1 | 147 | 54 | 30:79 | 71 | 0.0156 | false | true | null | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -3 | -10 | 6 | null | BrokerC | MKT | 93 | 8 | 13 | 42 | 61 | -45 | 22 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 138 | 1.5 | Approved | 2 | Tax-aware sells next window |
E9903 | P5182 | 2025-11-11 | Taxable | USD | 1,786,779 | 4.6 | 1.06 | 36.6 | Utilities:48.6;Energy:16.2;Health:19.5;Consumer:15.7 | Value:17.5;Growth:12.5;Quality:19.4;Size:15.7;Momentum:17.5;LowVol:17.4 | XLF:32.5;BND:19.4;TSLA:20.4;IEF:27.6 | 5.2 | 264 | 18 | Bull | 13.8 | 4.48 | 3.5 | 104 | 90 | 69:144 | 97 | 0.0062 | false | true | ESGOnly | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | 16 | 15 | 12 | Delta:-0.12;Vega:0.07 | BrokerC | LMT | 99 | 12 | 10 | -7 | 104 | -43 | 37 | VAR>budget | TightenStops | Risk above budget threshold | 141 | 1.1 | SuggestedEdits | 3 | Tax-aware sells next window |
E9904 | P0091 | 2025-04-09 | Roth | USD | 268,324 | 8.4 | 1 | 54.2 | Comm:15.2;Utilities:16.7;Materials:24.9;Financials:12.0;Consumer:31.2 | Value:15.1;Growth:23.0;Quality:13.3;Size:15.6;Momentum:15.2;LowVol:17.9 | AAPL:45.1;BND:23.9;HYG:31.0 | 3.9 | 151 | 12.4 | Bull | 16.4 | 4.83 | 2.7 | 78 | 95 | 67:138 | 95 | 0.0159 | false | false | MaxSector35%;NoMargin | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 7 | -37 | 8 | null | BrokerB | VWAP | 94 | 1 | 5 | -48 | -33 | 18 | 22 | null | null | Normal monitoring | 151 | 2.2 | Approved | 5 | Monitor dispersion and breadth |
E9905 | P3223 | 2024-07-15 | Roth | USD | 714,031 | 7 | 1 | 45 | Health:25.8;Industrials:22.8;Materials:21.7;RealEstate:29.6 | Value:19.1;Growth:19.0;Quality:18.3;Size:8.9;Momentum:17.7;LowVol:17.0 | VNQ:30.5;AMZN:21.5;QQQ:27.2;BRK.B:20.9 | 4.3 | 147 | 9.3 | Volatile | 29.2 | 4.27 | 3.4 | 148 | 27 | 1:80 | 64 | 0.007 | false | false | null | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 7 | 7 | 10 | null | BrokerB | MKT | 98 | 5 | 3 | 8 | -27 | -53 | -23 | null | null | Normal monitoring | 183 | 2.1 | null | 4 | Tax-aware sells next window |
E9906 | P4703 | 2024-07-21 | Trust | USD | 215,044 | 7.4 | 1 | 48.8 | Tech:35.3;RealEstate:13.7;Health:26.9;Energy:12.4;Industrials:11.7 | Value:10.1;Growth:15.9;Quality:20.7;Size:21.8;Momentum:13.0;LowVol:18.6 | AAPL:18.6;HYG:16.5;AMZN:19.6;GLD:13.0;IEF:19.6;XLF:12.8 | 1.1 | 115 | 9.1 | Bull | 14 | 4.61 | 3 | 95 | 48 | 13:76 | 61 | 0.0081 | false | false | MaxPos5%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | -10 | -32 | 9 | null | BrokerC | MKT | 90 | 9 | 7 | 64 | 69 | 19 | 29 | null | null | Normal monitoring | 176 | 1.6 | null | 4 | Monitor dispersion and breadth |
E9907 | P2210 | 2024-11-22 | Trust | USD | 851,812 | 11.3 | 1 | 42.4 | Energy:11.6;Industrials:39.2;Materials:17.3;Health:20.5;Comm:11.3 | Value:26.4;Growth:22.9;Quality:18.5;Size:15.4;Momentum:8.9;LowVol:8.0 | AMZN:17.3;TLT:11.5;VOO:7.8;IEF:19.7;MSFT:23.7;MUB:20.1 | 4.9 | 148 | 7.6 | Bull | 13.9 | 4.2 | 3.4 | 75 | 13 | -7:54 | 73 | 0.0061 | false | false | MaxPos7%;MaxSector30% | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 14 | 2 | 5 | null | BrokerB | MKT | 88 | 8 | 7 | 44 | 143 | -25 | 27 | null | null | Normal monitoring | 203 | 1.4 | Approved | 3 | Tax-aware sells next window |
E9908 | P7239 | 2025-04-11 | Taxable | USD | 1,259,107 | 9.5 | 1 | 67.3 | Industrials:22.9;Energy:37.2;RealEstate:24.9;Consumer:15.0 | Value:20.0;Growth:14.2;Quality:19.6;Size:15.4;Momentum:20.9;LowVol:9.9 | HYG:21.0;AMZN:50.0;MUB:29.0 | 3.1 | 184 | 16.3 | Volatile | 23.2 | 5.44 | 2.9 | 179 | 32 | -5:74 | 84 | 0.0046 | false | true | null | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | -1 | -36 | 6 | null | BrokerB | LMT | 91 | 1 | 0 | -36 | 78 | -36 | 23 | VAR>budget | Reduce | Risk above budget threshold | 150 | 2.8 | null | 2 | Within IPS guidelines |
E9909 | P3866 | 2025-04-12 | Taxable | USD | 728,236 | 8.3 | 1 | 74.2 | Energy:30.3;Utilities:41.6;Industrials:28.1 | Value:17.2;Growth:17.0;Quality:21.5;Size:12.5;Momentum:15.5;LowVol:16.3 | TSLA:51.0;TLT:27.5;IEF:21.5 | 2.7 | 214 | 25.5 | Bull | 17.2 | 4.79 | 2.2 | 108 | 0 | -32:30 | 34 | 0.0197 | false | true | MaxPos8%;MaxSector25% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 20 | -19 | 11 | Delta:-0.2;Vega:0.08 | BrokerA | LMT | 90 | 10 | 11 | 114 | 211 | -48 | 32 | VAR>budget | TightenStops | Risk above budget threshold | 98 | 2.7 | Approved | 3 | Increase defensive factor exposure |
E9910 | P4228 | 2025-04-05 | Taxable | USD | 1,674,920 | 9.3 | 1 | 62.3 | Comm:23.3;Health:17.7;Financials:19.8;Consumer:22.0;Utilities:17.1 | Value:15.4;Growth:9.1;Quality:24.8;Size:19.5;Momentum:8.7;LowVol:22.5 | VTI:35.9;XLF:15.8;BRK.B:48.3 | 1.5 | 215 | 12 | Bear | 22.6 | 4.12 | 2.3 | 147 | -98 | -133:-79 | 5 | 0.0089 | false | true | ESGOnly;MaxPos5% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -7 | -22 | 4 | null | BrokerC | MKT | 90 | 4 | 5 | -30 | -57 | -43 | -2 | RegimeShift | TightenStops | Volatility spike and breadth deterioration | 220 | 3.2 | Approved | 5 | Tax-aware sells next window |
E9911 | P9390 | 2025-06-25 | Trust | USD | 1,370,396 | 7.4 | 1 | 48.8 | Tech:25.8;RealEstate:35.5;Industrials:20.0;Materials:18.7 | Value:7.8;Growth:24.7;Quality:14.5;Size:9.7;Momentum:21.8;LowVol:21.5 | IEF:34.2;TLT:37.4;QQQ:28.4 | 5.2 | 141 | 15 | Volatile | 21.6 | 5 | 2.8 | 180 | -46 | -77:-27 | 45 | 0.0117 | false | false | MaxSector25% | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 23 | -33 | 2 | null | BrokerA | LMT | 98 | 5 | 3 | -59 | -11 | -40 | -14 | null | null | Normal monitoring | 212 | 3.5 | null | 4 | Increase defensive factor exposure |
E9912 | P9591 | 2025-05-20 | 401k | USD | 481,061 | 14.5 | 1 | 66.3 | RealEstate:20.9;Energy:24.9;Materials:17.1;Comm:14.2;Consumer:23.0 | Value:13.0;Growth:16.7;Quality:10.2;Size:11.0;Momentum:23.1;LowVol:26.0 | VTI:12.9;VOO:30.0;BRK.B:30.9;MUB:26.2 | 4.4 | 96 | 15.3 | Bear | 31.5 | 4 | 2.3 | 193 | 22 | -18:50 | 57 | 0.0122 | false | false | ESGOnly;MaxSector25%;NoMargin | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 20 | -8 | 6 | null | BrokerC | MKT | 99 | 12 | 15 | 74 | 124 | -2 | 4 | null | null | Normal monitoring | 121 | 2.9 | null | 4 | Tighten stops on momentum names |
E9913 | P7710 | 2025-01-11 | 401k | USD | 655,285 | 5.3 | 1 | 66.2 | Health:18.0;Financials:17.2;Materials:24.6;Consumer:18.4;Utilities:21.7 | Value:25.6;Growth:14.9;Quality:17.0;Size:9.9;Momentum:23.0;LowVol:9.6 | VNQ:14.9;TSLA:28.4;BRK.B:24.4;AMZN:22.3;MUB:10.0 | 5.1 | 133 | 11.4 | Bear | 24 | 3.95 | 1.3 | 132 | -99 | -122:-61 | 5 | 0.0098 | false | false | ESGOnly | null | DriftNear | Buy | Add core equity +1.0% from cash | 0 | -14 | 4 | null | BrokerD | VWAP | 89 | 2 | 8 | -47 | 90 | 19 | -21 | null | null | Normal monitoring | 104 | 2.3 | null | 3 | Tax-aware sells next window |
E9914 | P7163 | 2024-08-08 | Roth | USD | 361,805 | 9.3 | 1 | 72.4 | Consumer:46.0;Comm:21.1;Tech:13.5;RealEstate:19.4 | Value:21.4;Growth:15.4;Quality:18.0;Size:16.1;Momentum:13.4;LowVol:15.7 | VOO:10.8;TLT:15.5;AAPL:26.1;MSFT:18.9;VNQ:21.5;AMZN:7.2 | 4.1 | 130 | 14.4 | Volatile | 23.8 | 4.67 | 4.4 | 163 | 40 | 25:76 | 77 | 0.0091 | false | false | NoMargin | null | DriftNear | Sell | Trim extended winner -1.0% | -12 | -34 | 7 | null | BrokerB | MKT | 90 | 1 | 0 | -13 | 20 | -35 | 1 | null | null | Normal monitoring | 185 | 2.1 | Approved | 3 | Within IPS guidelines |
E9915 | P1616 | 2025-10-08 | Roth | USD | 312,423 | 11.1 | 1 | 73.8 | Consumer:21.7;RealEstate:38.4;Comm:39.9 | Value:11.0;Growth:21.8;Quality:10.3;Size:27.9;Momentum:16.1;LowVol:12.8 | TSLA:10.1;AAPL:18.4;VOO:18.8;TLT:20.1;XLF:18.6;MSFT:14.0 | 2 | 134 | 10.2 | Sideways | 20.7 | 4.22 | 3.1 | 110 | 38 | 7:54 | 62 | 0.0051 | false | false | MaxSector30%;NoMargin | null | null | Sell | Trim extended winner -1.0% | 8 | -28 | 6 | null | BrokerC | MKT | 88 | 4 | 2 | -31 | 95 | -12 | -6 | null | null | Normal monitoring | 144 | 2.2 | Approved | 5 | Within IPS guidelines |
E9916 | P0747 | 2024-07-23 | IRA | USD | 1,364,477 | 3.7 | 1 | 68.7 | Comm:24.3;Industrials:25.8;Materials:26.5;Utilities:23.4 | Value:17.1;Growth:14.2;Quality:17.1;Size:14.2;Momentum:20.8;LowVol:16.5 | XLF:19.9;AMZN:30.5;BRK.B:13.5;VOO:27.2;VNQ:8.9 | 6.6 | 246 | 27.1 | Volatile | 20.5 | 4.18 | 4 | 170 | 20 | -1:36 | 63 | 0.0181 | true | true | MaxPos7% | null | DriftNear;VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 15 | -20 | 11 | null | BrokerB | VWAP | 100 | 3 | 3 | 54 | 86 | -29 | -6 | Drift>tolerance | TightenStops | Allocation drift beyond policy bands | 200 | 1.7 | null | 2 | Increase defensive factor exposure |
E9917 | P9212 | 2025-05-09 | IRA | USD | 1,285,893 | 6.1 | 1 | 36.4 | Energy:15.5;Consumer:25.8;Utilities:30.6;Tech:28.1 | Value:18.1;Growth:12.7;Quality:17.8;Size:15.2;Momentum:19.9;LowVol:16.4 | QQQ:12.9;TSLA:37.9;MUB:36.0;AMZN:13.2 | 5 | 128 | 11.3 | Sideways | 16.6 | 4.23 | 3.2 | 137 | 11 | 0:41 | 52 | 0.0045 | false | false | ESGOnly;MaxSector30% | null | null | Sell | Trim extended winner -1.0% | 30 | -11 | 3 | null | BrokerC | MKT | 100 | 9 | 12 | 86 | 112 | -47 | -5 | null | null | Normal monitoring | 161 | 3.7 | null | 5 | Tighten stops on momentum names |
E9918 | P4147 | 2025-06-15 | IRA | USD | 753,819 | 13.1 | 1 | 37.4 | Utilities:21.4;Tech:29.2;RealEstate:26.3;Materials:23.1 | Value:19.5;Growth:16.7;Quality:7.8;Size:22.2;Momentum:21.9;LowVol:11.9 | MSFT:28.3;IEF:27.5;AAPL:44.2 | 3.2 | 95 | 9.7 | Bear | 34.2 | 3.32 | 1.6 | 156 | 19 | 0:64 | 64 | 0.0039 | false | false | MaxPos8%;NoMargin | null | null | Sell | Trim extended winner -1.0% | 34 | -15 | 4 | null | BrokerD | LMT | 99 | 9 | 7 | 23 | 115 | -36 | 34 | null | null | Normal monitoring | 158 | 1.1 | Approved | 4 | Tighten stops on momentum names |
E9919 | P8215 | 2025-10-27 | Taxable | USD | 845,906 | 10.9 | 1 | 40.6 | Utilities:24.6;Industrials:13.4;Health:22.2;Materials:39.9 | Value:22.5;Growth:16.5;Quality:13.3;Size:15.1;Momentum:22.5;LowVol:10.1 | IEF:25.4;AMZN:7.9;BND:18.4;GLD:27.6;VNQ:20.7 | 2.6 | 152 | 11.6 | Bear | 28 | 3.7 | 2.8 | 135 | -34 | -45:-11 | 21 | 0.0196 | false | false | MaxSector30%;NoMargin | null | VarNear | Buy | Add core equity +1.0% from cash | 10 | 1 | 7 | null | BrokerD | MKT | 95 | 7 | 14 | -24 | 15 | -49 | -2 | null | null | Normal monitoring | 128 | 3.8 | Approved | 5 | Tax-aware sells next window |
E9920 | P3258 | 2025-12-09 | Trust | USD | 693,145 | 8 | 1.13 | 44.1 | RealEstate:27.9;Financials:11.6;Comm:41.1;Consumer:19.3 | Value:15.5;Growth:22.4;Quality:18.5;Size:7.9;Momentum:16.2;LowVol:19.5 | MSFT:11.1;XLF:18.4;TSLA:16.0;AMZN:15.3;BND:18.9;IEF:20.3 | 2.9 | 184 | 17.8 | Bear | 31.2 | 4.25 | 1.6 | 181 | -66 | -95:-50 | 21 | 0.0197 | false | true | MaxSector30% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 7 | -16 | 11 | null | BrokerC | MKT | 91 | 2 | 0 | 105 | 137 | 12 | 35 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 217 | 2.5 | Approved | 5 | Within IPS guidelines |
E9921 | P1104 | 2025-05-28 | IRA | USD | 2,083,085 | 7.9 | 1.2 | 58 | Comm:8.9;RealEstate:29.7;Industrials:23.4;Tech:15.2;Consumer:22.8 | Value:14.1;Growth:8.9;Quality:21.6;Size:10.1;Momentum:16.8;LowVol:28.4 | VTI:14.5;VOO:46.9;GLD:38.7 | 1.7 | 130 | 12.8 | Bull | 12.3 | 3.55 | 3.4 | 111 | 55 | 21:101 | 90 | 0.0159 | false | false | ESGOnly;MaxPos7%;MaxSector35% | null | null | Buy | Add core equity +1.0% from cash | 14 | -19 | 4 | null | BrokerC | MKT | 94 | 3 | 6 | -38 | -77 | 8 | 19 | null | null | Normal monitoring | 120 | 2 | null | 3 | Within IPS guidelines |
E9922 | P9011 | 2025-10-09 | Roth | USD | 1,820,360 | 6.4 | 1 | 43.7 | Utilities:23.5;RealEstate:15.2;Industrials:38.0;Comm:23.3 | Value:10.9;Growth:16.1;Quality:21.6;Size:15.0;Momentum:10.4;LowVol:26.0 | QQQ:21.9;TLT:13.0;BND:15.9;AAPL:17.0;IEF:16.8;MSFT:15.4 | 4.8 | 145 | 14 | Volatile | 23.7 | 5.45 | 2.4 | 143 | 35 | 3:69 | 69 | 0.0129 | false | false | MaxSector25% | null | null | Rebalance | Shift +1.0% bonds from equity | 35 | -13 | 7 | null | BrokerC | MKT | 90 | 12 | 15 | -60 | 45 | -51 | 10 | null | null | Normal monitoring | 209 | 2.4 | null | 3 | Tax-aware sells next window |
E9923 | P2451 | 2024-07-08 | Trust | USD | 2,197,531 | 8.4 | 1 | 68.5 | Utilities:15.3;Materials:18.0;Industrials:27.5;Health:25.4;Financials:13.7 | Value:12.2;Growth:19.7;Quality:11.7;Size:13.0;Momentum:13.9;LowVol:29.6 | AMZN:22.6;BRK.B:11.7;IEF:21.7;HYG:19.6;BND:24.4 | 5.8 | 125 | 12.4 | Bull | 16 | 4.5 | 3 | 118 | 107 | 86:122 | 100 | 0.0049 | false | false | MaxPos7% | null | DriftNear | Buy | Add core equity +1.0% from cash | 17 | 15 | 6 | null | BrokerA | LMT | 88 | 12 | 15 | -60 | -65 | -2 | 22 | null | null | Normal monitoring | 129 | 1.4 | null | 3 | Within IPS guidelines |
E9924 | P4297 | 2025-08-04 | Roth | USD | 451,376 | 9.6 | 1 | 51.7 | RealEstate:22.9;Energy:18.1;Comm:26.4;Tech:32.6 | Value:9.8;Growth:24.5;Quality:12.2;Size:20.7;Momentum:8.8;LowVol:24.1 | MUB:32.2;MSFT:26.2;VTI:23.9;IEF:17.7 | 1.4 | 114 | 15.5 | Bear | 23.1 | 3.06 | 2.3 | 142 | 40 | 2:63 | 71 | 0.015 | false | false | MaxPos5%;MaxSector30%;NoMargin | null | null | Hedge | Buy index puts 1.0% notional, 30d | 12 | -18 | 12 | Delta:-0.19;Vega:0.06 | BrokerB | MKT | 93 | 5 | 12 | 44 | 34 | -25 | 11 | null | null | Normal monitoring | 135 | 2.9 | Approved | 3 | Tax-aware sells next window |
E9925 | P4496 | 2024-09-15 | Roth | USD | 339,047 | 14.6 | 1 | 68.3 | Consumer:20.9;Utilities:13.3;Tech:27.0;Comm:12.5;Energy:26.4 | Value:10.5;Growth:14.5;Quality:24.2;Size:21.8;Momentum:9.2;LowVol:19.9 | IEF:17.2;MSFT:7.3;MUB:23.8;HYG:21.8;QQQ:22.5;XLF:7.4 | 1.1 | 155 | 8 | Bull | 17.9 | 3.87 | 3.4 | 70 | 79 | 48:114 | 87 | 0.0122 | false | false | MaxPos6%;NoMargin | null | VarNear | NoAction | Within policy bands; defer | 17 | 7 | 6 | null | BrokerC | MKT | 0 | 0 | 0 | 85 | 214 | -17 | 36 | null | null | Normal monitoring | 153 | 2.8 | Approved | 5 | Tax-aware sells next window |
E9926 | P0841 | 2024-07-14 | IRA | USD | 362,418 | 6.4 | 1 | 40.6 | Materials:28.4;Health:38.1;Financials:33.5 | Value:13.3;Growth:15.7;Quality:10.9;Size:20.1;Momentum:20.6;LowVol:19.3 | TSLA:24.5;VNQ:41.4;AAPL:14.9;MUB:19.1 | 2.8 | 118 | 15.8 | Volatile | 25 | 3.61 | 3 | 150 | 56 | 28:78 | 77 | 0.0198 | false | false | ESGOnly;MaxPos6%;MaxSector30%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | -10 | 2 | 1 | null | BrokerB | LMT | 95 | 8 | 12 | 64 | 121 | -18 | 22 | null | null | Normal monitoring | 191 | 2 | Approved | 5 | Within IPS guidelines |
E9927 | P4398 | 2024-12-10 | Taxable | USD | 647,228 | 13.8 | 1 | 57.8 | Comm:20.2;Energy:15.3;Industrials:26.8;Consumer:37.8 | Value:18.6;Growth:18.1;Quality:15.3;Size:19.2;Momentum:18.0;LowVol:10.8 | TSLA:4.8;QQQ:12.8;GLD:21.6;XLF:19.4;VNQ:21.9;TLT:19.5 | 4.7 | 170 | 12.7 | Sideways | 20 | 4.51 | 3.1 | 107 | 53 | 41:101 | 90 | 0.0071 | false | false | MaxPos8% | null | DriftNear;VarNear | Buy | Add core equity +1.0% from cash | -4 | -2 | 5 | null | BrokerA | MKT | 92 | 5 | 9 | 91 | 152 | 14 | -25 | null | null | Normal monitoring | 196 | 1.7 | Approved | 3 | Increase defensive factor exposure |
E9928 | P0921 | 2024-11-25 | Taxable | USD | 457,571 | 4.2 | 1 | 68.3 | Utilities:26.5;Consumer:18.9;Materials:22.1;Tech:17.1;Financials:15.4 | Value:14.7;Growth:19.5;Quality:16.9;Size:21.2;Momentum:14.2;LowVol:13.6 | XLF:33.3;HYG:41.4;TSLA:25.3 | 5 | 272 | 18 | Bear | 33.4 | 3.18 | 2.5 | 154 | -49 | -61:-6 | 7 | 0.014 | false | true | MaxPos5% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 16 | -9 | 1 | null | BrokerA | VWAP | 100 | 8 | 11 | -49 | 9 | 10 | 32 | VAR>budget | Reduce | Risk above budget threshold | 186 | 1.1 | Approved | 3 | Tighten stops on momentum names |
E9929 | P4965 | 2024-07-23 | Trust | USD | 1,504,133 | 8.1 | 1.18 | 44.8 | Utilities:24.9;Health:25.8;Tech:13.7;RealEstate:35.6 | Value:16.8;Growth:20.4;Quality:18.2;Size:9.0;Momentum:18.8;LowVol:16.9 | HYG:35.8;AAPL:18.6;MSFT:13.3;VNQ:32.3 | 2.8 | 164 | 11.1 | Sideways | 17.3 | 3.8 | 2.2 | 129 | 32 | 21:83 | 59 | 0.0138 | false | false | null | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 14 | -16 | 9 | Delta:-0.1;Vega:0.06 | BrokerA | LMT | 99 | 1 | 0 | 16 | -1 | -19 | -15 | null | null | Normal monitoring | 195 | 3.2 | null | 3 | Increase defensive factor exposure |
E9930 | P1146 | 2024-07-23 | Trust | USD | 1,234,862 | 8.3 | 1 | 64.1 | Energy:25.0;Consumer:18.9;RealEstate:56.1 | Value:17.1;Growth:8.3;Quality:17.5;Size:21.4;Momentum:20.7;LowVol:15.0 | AAPL:15.3;AMZN:16.2;GLD:12.3;BND:9.8;MSFT:17.4;BRK.B:29.0 | 4.5 | 143 | 12 | Volatile | 22 | 4.56 | 2.6 | 162 | -55 | -83:-40 | 16 | 0.0183 | false | false | ESGOnly;MaxPos8%;MaxSector25% | null | null | Buy | Add core equity +1.0% from cash | 26 | 14 | 1 | null | BrokerB | VWAP | 95 | 11 | 14 | -5 | 74 | -22 | 21 | null | null | Normal monitoring | 118 | 1 | Approved | 5 | Within IPS guidelines |
E9931 | P3009 | 2024-07-20 | IRA | USD | 786,749 | 12 | 1 | 50.1 | RealEstate:22.6;Tech:27.2;Consumer:50.2 | Value:14.7;Growth:13.3;Quality:12.1;Size:20.0;Momentum:10.5;LowVol:29.4 | VNQ:41.4;GLD:20.6;TSLA:38.0 | 4.6 | 169 | 7.3 | Sideways | 16.9 | 3.8 | 2.2 | 106 | 55 | 34:99 | 66 | 0.0148 | false | false | MaxPos5%;MaxSector30% | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 28 | -23 | 4 | null | BrokerA | MKT | 91 | 11 | 9 | 9 | 58 | 13 | 14 | null | null | Normal monitoring | 180 | 2.9 | Approved | 3 | Increase defensive factor exposure |
E9932 | P0655 | 2025-04-13 | Roth | USD | 2,299,757 | 6.2 | 1 | 55.5 | Energy:19.9;Consumer:26.3;Health:25.9;Comm:12.0;Utilities:16.0 | Value:17.4;Growth:21.0;Quality:14.5;Size:12.1;Momentum:14.6;LowVol:20.4 | TLT:24.4;BRK.B:25.0;VNQ:12.7;MUB:19.7;VTI:18.3 | 4 | 228 | 17.2 | Sideways | 18.2 | 4.32 | 2.4 | 117 | 49 | 34:102 | 75 | 0.0134 | false | true | ESGOnly | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -3 | -11 | 10 | null | BrokerC | LMT | 100 | 12 | 20 | 62 | 67 | 14 | 7 | VAR>budget | Hedge | Risk above budget threshold | 150 | 0.9 | Approved | 3 | Tighten stops on momentum names |
E9933 | P7843 | 2025-12-03 | Trust | USD | 850,625 | 7.2 | 1 | 45.1 | RealEstate:30.8;Health:16.4;Energy:38.0;Utilities:14.9 | Value:25.1;Growth:22.6;Quality:11.5;Size:13.1;Momentum:12.3;LowVol:15.3 | VTI:12.6;XLF:21.2;MUB:12.4;HYG:12.6;IEF:15.3;TSLA:25.9 | 1.2 | 94 | 10.5 | Sideways | 17.4 | 3.9 | 3.4 | 108 | -8 | -22:17 | 57 | 0.0046 | false | false | ESGOnly;MaxSector35%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | 29 | -26 | 1 | null | BrokerB | MKT | 92 | 9 | 9 | 21 | 24 | -18 | 23 | null | null | Normal monitoring | 105 | 2.6 | Approved | 4 | Within IPS guidelines |
E9934 | P1725 | 2025-06-22 | 401k | USD | 1,741,333 | 3.1 | 1 | 62.9 | Consumer:30.5;Industrials:12.1;Utilities:16.0;Comm:21.3;Health:20.0 | Value:22.0;Growth:12.0;Quality:18.8;Size:21.0;Momentum:11.5;LowVol:14.8 | TLT:15.9;MSFT:11.1;XLF:19.2;TSLA:24.6;BND:29.2 | 2.4 | 215 | 18.9 | Bear | 24.1 | 3.08 | 2.5 | 142 | -112 | -129:-62 | 5 | 0.0183 | false | true | ESGOnly;MaxPos5% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -11 | -16 | 7 | null | BrokerD | VWAP | 98 | 5 | 5 | 104 | 120 | -13 | -7 | RegimeShift | Pause | Volatility spike and breadth deterioration | 174 | 1.5 | null | 5 | Monitor dispersion and breadth |
E9935 | P3323 | 2025-05-16 | IRA | USD | 287,055 | 8.4 | 1 | 53.5 | Tech:11.6;Materials:20.0;Health:26.2;Comm:32.6;Energy:9.6 | Value:21.2;Growth:19.9;Quality:18.6;Size:10.9;Momentum:20.6;LowVol:8.7 | BND:34.3;XLF:13.7;HYG:12.0;MSFT:40.0 | 1 | 100 | 13.1 | Bull | 14.9 | 3.7 | 3.2 | 71 | 24 | 14:53 | 64 | 0.0064 | false | false | NoMargin | null | null | NoAction | Within policy bands; defer | 16 | 10 | 8 | null | BrokerD | LMT | 0 | 0 | 0 | 57 | 106 | 15 | 4 | null | null | Normal monitoring | 125 | 2 | Approved | 3 | Tighten stops on momentum names |
E9936 | P9512 | 2025-12-26 | Trust | USD | 411,811 | 5.7 | 1 | 48.4 | Comm:53.4;Energy:23.5;Materials:23.1 | Value:12.2;Growth:25.6;Quality:25.4;Size:13.2;Momentum:14.6;LowVol:9.0 | VOO:13.5;MSFT:44.9;QQQ:24.6;IEF:17.0 | 4.7 | 99 | 14.5 | Volatile | 31.8 | 4.45 | 4.2 | 114 | -57 | -74:-37 | 27 | 0.009 | false | false | MaxPos7%;NoMargin | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 32 | 4 | 12 | null | BrokerD | MKT | 97 | 7 | 12 | 81 | 192 | 10 | 21 | null | null | Normal monitoring | 153 | 1.8 | Approved | 4 | Within IPS guidelines |
E9937 | P6627 | 2025-01-21 | 401k | USD | 702,453 | 15.3 | 1 | 42.2 | Energy:16.8;Comm:59.7;Industrials:23.5 | Value:12.7;Growth:16.2;Quality:12.1;Size:23.3;Momentum:19.5;LowVol:16.3 | IEF:44.5;HYG:28.2;TLT:27.3 | 2.2 | 142 | 10 | Volatile | 20.2 | 4.73 | 2.6 | 150 | -32 | -69:0 | 19 | 0.008 | false | false | NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | 13 | -7 | 7 | null | BrokerC | MKT | 96 | 6 | 13 | 85 | 86 | -32 | 11 | null | null | Normal monitoring | 90 | 3.7 | Approved | 3 | Tax-aware sells next window |
E9938 | P0755 | 2025-06-09 | Trust | USD | 1,546,123 | 8.4 | 1 | 62 | Financials:36.8;Comm:14.2;Health:11.9;Materials:37.1 | Value:15.3;Growth:21.6;Quality:14.5;Size:19.9;Momentum:16.0;LowVol:12.7 | XLF:6.5;HYG:26.2;GLD:6.9;MUB:13.7;MSFT:29.2;TLT:17.4 | 6.6 | 279 | 26.8 | Volatile | 27.2 | 4.37 | 2.9 | 114 | 74 | 57:104 | 98 | 0.0096 | true | true | null | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | 0 | -34 | 7 | Delta:-0.12;Vega:0.06 | BrokerC | LMT | 100 | 12 | 11 | -7 | -29 | -39 | 28 | Drift>tolerance | Hedge | Allocation drift beyond policy bands | 106 | 3.3 | SuggestedEdits | 2 | Tax-aware sells next window |
E9939 | P7035 | 2025-09-18 | Taxable | USD | 1,247,894 | 6.4 | 1.12 | 70.4 | Financials:26.9;Energy:14.7;Industrials:32.0;Materials:26.5 | Value:9.4;Growth:10.1;Quality:25.2;Size:27.9;Momentum:8.3;LowVol:19.2 | MSFT:10.7;TLT:36.0;MUB:29.2;VTI:24.1 | 5.8 | 222 | 19.5 | Bull | 13.6 | 4.07 | 2.9 | 105 | 49 | 9:74 | 91 | 0.0177 | false | true | MaxPos8%;MaxSector30% | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | -11 | -14 | 5 | null | BrokerA | MKT | 91 | 7 | 5 | -40 | 34 | -11 | 39 | VAR>budget | TightenStops | Risk above budget threshold | 158 | 2.5 | SuggestedEdits | 2 | Monitor dispersion and breadth |
E9940 | P2054 | 2024-09-28 | IRA | USD | 933,185 | 3.5 | 1.16 | 39 | Financials:47.2;Energy:34.4;RealEstate:18.4 | Value:19.9;Growth:15.8;Quality:23.4;Size:13.1;Momentum:12.1;LowVol:15.7 | XLF:17.4;BRK.B:11.2;MSFT:17.1;QQQ:23.2;AAPL:14.6;TSLA:16.5 | 2.1 | 222 | 19.2 | Volatile | 29.2 | 4.12 | 2.4 | 117 | 13 | 2:56 | 39 | 0.0181 | false | true | ESGOnly;MaxPos7% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 27 | 6 | 10 | Delta:-0.23;Vega:0.05 | BrokerA | MKT | 94 | 7 | 5 | 3 | 92 | -55 | -12 | VAR>budget | Reduce | Risk above budget threshold | 136 | 1.4 | null | 4 | Tax-aware sells next window |
E9941 | P2990 | 2025-05-03 | Trust | USD | 440,156 | 5.6 | 1 | 71.5 | Utilities:29.9;Comm:26.8;RealEstate:10.1;Financials:24.3;Industrials:8.9 | Value:14.5;Growth:21.4;Quality:17.6;Size:9.1;Momentum:23.6;LowVol:13.8 | VTI:23.0;BND:28.2;AMZN:8.6;HYG:20.8;VNQ:19.4 | 2.9 | 143 | 11.6 | Bear | 26.5 | 3.91 | 1.8 | 213 | -15 | -51:23 | 36 | 0.0149 | false | false | ESGOnly | null | null | Hedge | Buy index puts 1.0% notional, 30d | 29 | -33 | 2 | Delta:-0.2;Vega:0.09 | BrokerA | MKT | 89 | 2 | 4 | 98 | 141 | -44 | -25 | null | null | Normal monitoring | 98 | 3 | null | 5 | Monitor dispersion and breadth |
E9942 | P9231 | 2025-09-11 | Taxable | USD | 778,273 | 16.8 | 1 | 63.3 | Health:27.5;Comm:28.4;Materials:44.1 | Value:27.8;Growth:15.0;Quality:8.6;Size:27.8;Momentum:11.7;LowVol:9.2 | BRK.B:13.0;AAPL:13.0;TLT:20.9;XLF:14.1;IEF:24.7;VTI:14.3 | 1.2 | 103 | 12.6 | Bull | 12.9 | 4.07 | 2.9 | 70 | 91 | 66:118 | 95 | 0.0063 | false | false | MaxPos7%;MaxSector30%;NoMargin | null | null | Sell | Trim extended winner -1.0% | 9 | -16 | 8 | null | BrokerA | MKT | 96 | 2 | 3 | 65 | 143 | -11 | 13 | null | null | Normal monitoring | 197 | 4 | null | 3 | Within IPS guidelines |
E9943 | P3928 | 2024-08-01 | 401k | USD | 1,838,313 | 7.3 | 1 | 36.1 | Energy:10.6;Industrials:12.9;RealEstate:34.8;Financials:11.8;Consumer:29.9 | Value:14.9;Growth:21.8;Quality:12.6;Size:16.1;Momentum:19.7;LowVol:14.8 | XLF:24.7;VOO:23.7;BRK.B:17.8;GLD:33.7 | 1.6 | 220 | 13.9 | Bear | 30.9 | 3.49 | 2.5 | 219 | -112 | -152:-78 | 5 | 0.0193 | false | true | ESGOnly;MaxPos6% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 11 | -36 | 6 | null | BrokerC | MKT | 90 | 6 | 12 | -12 | 63 | 3 | 9 | VAR>budget | Hedge | Risk above budget threshold | 211 | 1 | null | 2 | Increase defensive factor exposure |
E9944 | P3345 | 2025-04-28 | IRA | USD | 547,788 | 8.1 | 1 | 69.4 | Industrials:35.9;Energy:16.1;Financials:48.0 | Value:13.4;Growth:18.3;Quality:25.2;Size:16.0;Momentum:17.8;LowVol:9.3 | GLD:11.2;BND:18.7;TSLA:14.6;MUB:19.0;HYG:17.2;IEF:19.3 | 3.8 | 154 | 19.1 | Sideways | 15.8 | 4.4 | 3.2 | 114 | -11 | -43:35 | 43 | 0.0095 | false | false | null | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | -14 | -8 | 5 | Delta:-0.21;Vega:0.08 | BrokerB | LMT | 88 | 12 | 12 | 2 | 100 | -60 | 2 | null | null | Normal monitoring | 203 | 1.1 | null | 4 | Increase defensive factor exposure |
E9945 | P2572 | 2025-12-24 | Roth | USD | 685,160 | 7.5 | 1.08 | 49.8 | Consumer:37.9;Utilities:14.0;Health:16.6;RealEstate:31.6 | Value:19.8;Growth:16.8;Quality:9.3;Size:18.3;Momentum:21.1;LowVol:14.7 | HYG:28.2;MUB:23.1;BRK.B:28.2;VTI:20.5 | 4.2 | 200 | 16.5 | Bear | 22.1 | 4.19 | 2.1 | 159 | 30 | 5:67 | 74 | 0.0152 | false | true | MaxSector30% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -5 | -35 | 10 | null | BrokerB | MKT | 98 | 11 | 16 | 84 | 91 | -60 | -16 | VAR>budget | TightenStops | Risk above budget threshold | 147 | 1 | null | 2 | Tighten stops on momentum names |
E9946 | P5240 | 2024-12-24 | Taxable | USD | 1,256,300 | 5.5 | 1 | 55.3 | Health:36.0;Energy:33.5;Materials:18.0;Tech:12.5 | Value:18.4;Growth:24.1;Quality:13.7;Size:21.5;Momentum:12.3;LowVol:9.9 | XLF:29.8;VNQ:10.5;QQQ:21.0;TLT:15.2;BRK.B:23.4 | 2.1 | 132 | 14.7 | Volatile | 31.2 | 4.15 | 4.1 | 158 | -4 | -21:30 | 33 | 0.0088 | false | false | ESGOnly;MaxSector30% | null | null | Rebalance | Shift +1.0% bonds from equity | -4 | -15 | 8 | null | BrokerB | MKT | 93 | 5 | 8 | 98 | 115 | 20 | 20 | null | null | Normal monitoring | 151 | 3.9 | null | 4 | Tax-aware sells next window |
E9947 | P8018 | 2025-08-17 | Taxable | USD | 224,910 | 15.3 | 1 | 43.9 | Comm:15.8;Health:33.7;Energy:23.1;Financials:27.4 | Value:12.6;Growth:6.9;Quality:23.1;Size:10.2;Momentum:23.8;LowVol:23.5 | MSFT:21.0;VNQ:7.1;TLT:32.8;XLF:18.4;AMZN:9.7;GLD:10.9 | 4.3 | 135 | 15.7 | Bull | 17.6 | 3.93 | 3.5 | 96 | 94 | 79:149 | 93 | 0.0188 | false | false | null | null | DriftNear | Sell | Trim extended winner -1.0% | 1 | 2 | 5 | null | BrokerB | MKT | 98 | 10 | 8 | 63 | 53 | 20 | 37 | null | null | Normal monitoring | 116 | 1.2 | null | 4 | Tax-aware sells next window |
E9948 | P2572 | 2025-01-23 | IRA | USD | 1,866,752 | 6.7 | 1 | 49.3 | Utilities:27.1;RealEstate:28.9;Tech:18.7;Industrials:13.9;Energy:11.4 | Value:24.7;Growth:9.0;Quality:9.9;Size:9.5;Momentum:30.9;LowVol:16.0 | VOO:18.8;BND:25.1;XLF:40.0;QQQ:16.1 | 1.9 | 201 | 10.7 | Bull | 13.4 | 3.99 | 2.5 | 113 | 59 | 38:103 | 85 | 0.0031 | false | true | MaxPos5% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -1 | -15 | 1 | null | BrokerD | VWAP | 100 | 8 | 9 | -8 | 86 | -38 | 30 | RegimeShift | TightenStops | Volatility spike and breadth deterioration | 219 | 3.3 | null | 3 | Tighten stops on momentum names |
E9949 | P1431 | 2025-10-13 | Roth | USD | 340,936 | 7.5 | 1 | 71.7 | Consumer:32.6;Utilities:23.1;Industrials:24.1;RealEstate:20.2 | Value:18.3;Growth:7.8;Quality:13.9;Size:19.1;Momentum:18.4;LowVol:22.6 | QQQ:15.7;IEF:35.0;VTI:10.8;VNQ:38.5 | 1.1 | 138 | 7.9 | Bull | 15.7 | 4.57 | 2.8 | 89 | 41 | 17:69 | 85 | 0.0093 | false | false | MaxPos6% | null | null | Buy | Add core equity +1.0% from cash | 16 | -29 | 1 | null | BrokerA | MKT | 92 | 5 | 8 | -30 | -26 | -35 | -19 | null | null | Normal monitoring | 219 | 3.3 | Approved | 3 | Increase defensive factor exposure |
E9950 | P1186 | 2025-05-28 | Trust | USD | 1,520,902 | 6.4 | 1 | 58.3 | Financials:19.6;Consumer:31.4;Industrials:19.2;Health:29.9 | Value:19.4;Growth:19.7;Quality:8.4;Size:24.6;Momentum:8.9;LowVol:19.0 | BND:20.8;VTI:53.4;TLT:25.8 | 3.8 | 127 | 11.9 | Volatile | 31.9 | 3.66 | 4.5 | 157 | 9 | -1:56 | 55 | 0.0142 | false | false | ESGOnly | null | null | Buy | Add core equity +1.0% from cash | 24 | -20 | 8 | null | BrokerA | MKT | 90 | 3 | 1 | -52 | -50 | -5 | 32 | null | null | Normal monitoring | 217 | 3.5 | Approved | 5 | Increase defensive factor exposure |
E9951 | P2801 | 2025-01-10 | 401k | USD | 1,226,092 | 5.2 | 1 | 61.2 | RealEstate:9.4;Industrials:25.5;Energy:27.7;Consumer:15.8;Health:21.6 | Value:10.3;Growth:9.1;Quality:27.7;Size:27.9;Momentum:12.4;LowVol:12.5 | AMZN:17.5;BRK.B:8.8;XLF:34.7;TLT:10.4;HYG:28.7 | 2.4 | 202 | 13.2 | Bear | 29.7 | 3.9 | 2.9 | 148 | -100 | -130:-59 | 5 | 0.0032 | false | true | null | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 12 | -11 | 1 | null | BrokerD | MKT | 91 | 7 | 11 | 88 | 57 | 13 | 14 | RegimeShift | Pause | Volatility spike and breadth deterioration | 201 | 3.3 | Approved | 4 | Tax-aware sells next window |
E9952 | P9838 | 2024-08-01 | IRA | USD | 1,737,024 | 9.7 | 1 | 46.5 | Consumer:14.5;Materials:14.6;Energy:20.7;Utilities:22.9;Tech:27.3 | Value:15.0;Growth:17.1;Quality:10.1;Size:18.8;Momentum:20.5;LowVol:18.6 | MSFT:21.7;BND:10.5;TLT:28.4;BRK.B:9.2;IEF:9.3;XLF:20.9 | 5.2 | 180 | 12.2 | Bull | 16.7 | 4.76 | 2.6 | 112 | 80 | 46:108 | 93 | 0.0144 | false | true | null | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | 28 | -4 | 11 | Delta:-0.05;Vega:0.04 | BrokerB | LMT | 94 | 12 | 11 | 114 | 123 | -36 | -7 | VAR>budget | Hedge | Risk above budget threshold | 113 | 3.4 | null | 5 | Monitor dispersion and breadth |
E9953 | P7855 | 2024-07-28 | Roth | USD | 2,173,878 | 5 | 1 | 48.7 | RealEstate:18.0;Consumer:44.9;Tech:37.0 | Value:17.1;Growth:16.6;Quality:10.5;Size:20.8;Momentum:21.2;LowVol:13.8 | MSFT:21.6;QQQ:21.7;BND:13.3;AAPL:11.6;MUB:18.9;VTI:12.9 | 6 | 165 | 11.7 | Sideways | 17.8 | 4.54 | 3.1 | 108 | 14 | -8:54 | 58 | 0.0161 | false | false | MaxSector30% | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | 30 | 11 | 7 | Delta:-0.14;Vega:0.08 | BrokerD | LMT | 92 | 6 | 9 | -23 | -26 | -5 | 22 | null | null | Normal monitoring | 105 | 1.6 | Approved | 4 | Tighten stops on momentum names |
E9954 | P3830 | 2025-05-08 | Taxable | USD | 1,440,810 | 7.7 | 1.11 | 41.1 | Comm:33.7;Materials:34.9;Energy:31.4 | Value:8.4;Growth:20.3;Quality:10.4;Size:23.9;Momentum:14.3;LowVol:22.7 | BND:10.8;TLT:25.8;XLF:17.4;HYG:9.4;GLD:23.6;MUB:13.0 | 2.5 | 212 | 19.2 | Bull | 13.6 | 3.85 | 2.6 | 94 | 89 | 76:107 | 99 | 0.0057 | false | true | ESGOnly;MaxPos5% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | -5 | -39 | 11 | Delta:-0.18;Vega:0.07 | BrokerA | LMT | 98 | 3 | 5 | 59 | 61 | -53 | 12 | VAR>budget | Hedge | Risk above budget threshold | 120 | 1.8 | null | 3 | Tighten stops on momentum names |
E9955 | P4298 | 2025-09-13 | Taxable | USD | 593,437 | 9.2 | 1 | 69.2 | Comm:23.6;Financials:23.7;Tech:18.2;Utilities:11.2;Industrials:23.3 | Value:19.6;Growth:19.3;Quality:14.2;Size:14.0;Momentum:22.0;LowVol:10.9 | XLF:33.2;IEF:14.0;TLT:34.3;HYG:9.9;BND:8.6 | 2.2 | 183 | 18 | Bull | 17.4 | 3.97 | 2.7 | 119 | 75 | 50:125 | 88 | 0.0154 | false | true | MaxSector25% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 7 | -40 | 8 | null | BrokerA | VWAP | 99 | 1 | 4 | 8 | 126 | -60 | 9 | VAR>budget | Hedge | Risk above budget threshold | 107 | 2 | Approved | 2 | Monitor dispersion and breadth |
E9956 | P2389 | 2025-07-31 | Trust | USD | 1,186,111 | 8 | 1 | 63.6 | RealEstate:22.9;Industrials:14.7;Comm:28.2;Tech:20.2;Consumer:14.0 | Value:16.5;Growth:19.2;Quality:21.8;Size:15.5;Momentum:20.5;LowVol:6.6 | BRK.B:28.0;IEF:38.3;VNQ:33.8 | 4.1 | 269 | 25.6 | Volatile | 23.2 | 4.34 | 4 | 153 | 73 | 33:125 | 78 | 0.0184 | false | true | ESGOnly;MaxPos7% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 4 | -40 | 11 | Delta:-0.06;Vega:0.04 | BrokerA | LMT | 90 | 7 | 4 | -24 | 7 | -32 | -1 | VAR>budget | TightenStops | Risk above budget threshold | 185 | 2.5 | Approved | 5 | Tighten stops on momentum names |
E9957 | P6692 | 2025-08-08 | 401k | USD | 1,049,227 | 9.5 | 1.07 | 47.7 | Materials:20.0;Utilities:18.6;Consumer:61.4 | Value:12.7;Growth:22.3;Quality:21.2;Size:20.9;Momentum:8.7;LowVol:14.2 | MSFT:13.2;VNQ:20.7;BRK.B:21.7;BND:17.3;XLF:13.1;QQQ:14.0 | 3.1 | 133 | 17.8 | Sideways | 16.8 | 4.36 | 2.1 | 124 | 35 | 17:70 | 60 | 0.0154 | false | false | MaxPos8%;MaxSector25% | null | null | Buy | Add core equity +1.0% from cash | 30 | -35 | 5 | null | BrokerC | MKT | 98 | 11 | 10 | -24 | -22 | -1 | 19 | null | null | Normal monitoring | 117 | 1.5 | null | 3 | Monitor dispersion and breadth |
E9958 | P3942 | 2025-11-25 | 401k | USD | 1,231,066 | 5.5 | 1 | 60.5 | Tech:18.9;Industrials:26.7;Utilities:14.9;Energy:13.6;RealEstate:25.9 | Value:23.2;Growth:19.1;Quality:22.5;Size:12.0;Momentum:14.4;LowVol:8.7 | MUB:25.8;QQQ:12.2;GLD:8.9;BRK.B:28.7;TLT:24.3 | 4.8 | 171 | 11.6 | Bull | 12.5 | 3.84 | 2.9 | 108 | 116 | 81:154 | 100 | 0.0081 | false | true | null | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | -1 | 11 | 11 | Delta:-0.18;Vega:0.05 | BrokerC | VWAP | 90 | 4 | 11 | 24 | 97 | -43 | -25 | VAR>budget | Hedge | Risk above budget threshold | 215 | 2.2 | Rejected | 2 | Tighten stops on momentum names |
E9959 | P8349 | 2025-09-01 | Roth | USD | 606,476 | 9.8 | 1 | 73.5 | Financials:30.3;Comm:20.0;Energy:49.6 | Value:17.0;Growth:21.2;Quality:13.2;Size:16.8;Momentum:9.3;LowVol:22.5 | BND:25.3;QQQ:18.4;GLD:17.1;XLF:13.4;BRK.B:25.8 | 3.1 | 132 | 14.7 | Bull | 12.5 | 3.71 | 2.7 | 82 | 111 | 96:158 | 91 | 0.0086 | false | false | MaxSector25% | null | null | NoAction | Within policy bands; defer | 18 | 9 | 10 | null | BrokerD | MKT | 0 | 0 | 0 | -15 | 106 | -39 | -8 | null | null | Normal monitoring | 140 | 3.5 | Approved | 5 | Tighten stops on momentum names |
E9960 | P7761 | 2025-01-14 | 401k | USD | 588,754 | 12.3 | 1 | 63.7 | Industrials:33.8;Tech:30.1;Energy:12.0;Financials:24.1 | Value:17.1;Growth:24.4;Quality:21.5;Size:16.3;Momentum:11.5;LowVol:9.3 | AAPL:33.7;TLT:10.2;VTI:16.1;BRK.B:29.7;GLD:10.2 | 2.9 | 161 | 13.2 | Bull | 17.9 | 4.27 | 2.1 | 99 | 40 | 15:58 | 81 | 0.0079 | false | false | NoMargin | null | VarNear | Buy | Add core equity +1.0% from cash | 26 | -16 | 9 | null | BrokerC | VWAP | 90 | 1 | 2 | 92 | 214 | -27 | 12 | null | null | Normal monitoring | 192 | 2.2 | Approved | 5 | Within IPS guidelines |
E9961 | P6644 | 2025-01-04 | Trust | USD | 744,759 | 15.6 | 1 | 54.9 | Materials:38.8;Energy:14.7;Health:19.4;Comm:27.1 | Value:14.1;Growth:13.0;Quality:16.4;Size:20.4;Momentum:14.5;LowVol:21.6 | TLT:13.0;XLF:27.7;VTI:21.3;VNQ:20.4;AAPL:17.6 | 4.4 | 129 | 11.5 | Bull | 13.2 | 3.67 | 3.3 | 117 | 109 | 82:151 | 97 | 0.0053 | false | false | null | null | DriftNear | Hedge | Buy index puts 1.0% notional, 30d | 28 | -1 | 1 | Delta:-0.19;Vega:0.04 | BrokerA | MKT | 100 | 3 | 10 | 36 | 22 | -2 | 18 | null | null | Normal monitoring | 151 | 1.9 | null | 3 | Monitor dispersion and breadth |
E9962 | P7158 | 2024-07-06 | Taxable | USD | 1,876,024 | 9.9 | 1 | 50.2 | Energy:22.3;RealEstate:31.8;Industrials:24.2;Tech:10.8;Materials:10.8 | Value:11.0;Growth:19.3;Quality:14.9;Size:10.3;Momentum:20.2;LowVol:24.3 | XLF:20.6;TLT:19.7;AMZN:27.0;MSFT:14.7;BRK.B:18.0 | 4.4 | 149 | 21.7 | Sideways | 14.6 | 4.52 | 2.2 | 131 | 1 | -23:50 | 65 | 0.0069 | false | false | MaxPos6%;MaxSector30% | null | null | Buy | Add core equity +1.0% from cash | 10 | 2 | 11 | null | BrokerC | LMT | 89 | 6 | 4 | 19 | 139 | -28 | -16 | null | null | Normal monitoring | 124 | 1.4 | null | 4 | Within IPS guidelines |
E9963 | P9476 | 2024-11-05 | Taxable | USD | 1,248,339 | 7.5 | 1 | 68.9 | Health:27.7;Financials:35.2;Energy:37.1 | Value:8.7;Growth:17.9;Quality:11.6;Size:22.7;Momentum:23.2;LowVol:15.8 | XLF:13.0;TLT:20.1;VNQ:12.7;MUB:34.0;VTI:20.1 | 2.3 | 223 | 19.6 | Volatile | 31.8 | 5.06 | 2.8 | 147 | 19 | -18:50 | 49 | 0.0063 | false | true | MaxPos6% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 22 | -11 | 2 | Delta:-0.07;Vega:0.03 | BrokerA | LMT | 88 | 4 | 7 | -3 | -12 | -41 | -20 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 213 | 1.7 | null | 2 | Within IPS guidelines |
E9964 | P6283 | 2025-07-05 | 401k | USD | 294,363 | 5.9 | 1 | 71 | Utilities:30.2;Energy:47.9;Financials:21.9 | Value:13.7;Growth:8.6;Quality:26.2;Size:24.9;Momentum:12.9;LowVol:13.7 | AAPL:23.4;QQQ:8.5;BND:9.2;VTI:12.4;VOO:11.4;TLT:35.1 | 2.3 | 140 | 14.3 | Volatile | 28.5 | 3.54 | 3.5 | 165 | 38 | 21:66 | 80 | 0.0048 | false | false | MaxPos6% | null | null | Rebalance | Shift +1.0% bonds from equity | -4 | -25 | 2 | null | BrokerC | MKT | 97 | 9 | 15 | 4 | -33 | -20 | 10 | null | null | Normal monitoring | 109 | 1.4 | Approved | 3 | Monitor dispersion and breadth |
E9965 | P6721 | 2025-08-29 | 401k | USD | 384,320 | 11 | 1 | 47.1 | Utilities:12.9;Tech:20.3;RealEstate:21.4;Comm:20.5;Financials:25.0 | Value:20.9;Growth:13.9;Quality:15.7;Size:19.2;Momentum:12.1;LowVol:18.2 | VOO:39.5;BRK.B:13.3;MUB:26.7;TSLA:20.5 | 2.7 | 106 | 14.3 | Bear | 33.1 | 3.48 | 2.9 | 193 | -78 | -114:-30 | 5 | 0.0043 | false | false | ESGOnly;MaxPos7% | null | null | Hedge | Buy index puts 1.0% notional, 30d | 25 | -36 | 12 | Delta:-0.2;Vega:0.03 | BrokerD | VWAP | 98 | 10 | 18 | 91 | 206 | -22 | -13 | null | null | Normal monitoring | 145 | 1.7 | null | 5 | Tighten stops on momentum names |
E9966 | P9898 | 2025-02-10 | Roth | USD | 2,201,705 | 5.7 | 1 | 36.4 | Energy:20.7;Consumer:45.7;Health:33.6 | Value:20.9;Growth:23.2;Quality:11.4;Size:20.5;Momentum:10.1;LowVol:13.9 | HYG:22.4;AAPL:10.6;BRK.B:34.2;VTI:32.8 | 3.3 | 199 | 10.4 | Bull | 13.7 | 4.02 | 3.1 | 88 | 4 | -26:45 | 37 | 0.0098 | false | true | MaxPos5% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 28 | 2 | 3 | Delta:-0.21;Vega:0.08 | BrokerC | LMT | 92 | 3 | 8 | 42 | 35 | 12 | -19 | RegimeShift | TightenStops | Volatility spike and breadth deterioration | 181 | 3.3 | Approved | 2 | Increase defensive factor exposure |
E9967 | P9607 | 2025-07-08 | Trust | USD | 486,965 | 4.4 | 1 | 55.9 | Energy:20.8;Financials:41.0;Comm:11.9;Consumer:26.4 | Value:14.0;Growth:15.7;Quality:12.5;Size:16.3;Momentum:16.9;LowVol:24.6 | HYG:11.0;VTI:19.6;MSFT:13.5;VNQ:16.6;IEF:11.9;MUB:27.4 | 1.6 | 182 | 19.3 | Bull | 11.5 | 4.68 | 3.1 | 79 | 37 | 2:76 | 51 | 0.0054 | false | true | ESGOnly;MaxSector25% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 16 | -7 | 3 | null | BrokerD | LMT | 90 | 3 | 10 | 31 | 83 | -21 | -17 | VAR>budget | Reduce | Risk above budget threshold | 220 | 3.1 | Approved | 3 | Monitor dispersion and breadth |
E9968 | P3142 | 2025-03-11 | 401k | USD | 1,727,791 | 9.9 | 1 | 73.5 | Materials:24.5;Tech:47.7;Energy:27.9 | Value:21.7;Growth:18.0;Quality:12.9;Size:16.8;Momentum:11.4;LowVol:19.2 | XLF:24.4;GLD:21.7;VTI:24.4;TLT:17.6;IEF:12.0 | 5 | 137 | 19.1 | Volatile | 22 | 5.38 | 3.2 | 128 | 17 | -2:43 | 51 | 0.003 | false | false | ESGOnly;MaxPos8%;MaxSector35% | null | null | Sell | Trim extended winner -1.0% | 34 | 5 | 2 | null | BrokerA | LMT | 97 | 10 | 12 | 100 | 153 | 14 | 19 | null | null | Normal monitoring | 127 | 3.2 | null | 5 | Tighten stops on momentum names |
E9969 | P6571 | 2025-11-05 | Roth | USD | 906,239 | 9.6 | 1 | 39.5 | Comm:17.0;Health:31.0;RealEstate:34.8;Tech:17.3 | Value:13.0;Growth:23.3;Quality:14.6;Size:9.7;Momentum:16.0;LowVol:23.5 | AMZN:35.3;AAPL:13.6;TSLA:51.1 | 2.5 | 178 | 14.3 | Bull | 16.5 | 4.1 | 2.4 | 102 | 42 | 5:73 | 73 | 0.0147 | false | true | null | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 8 | -33 | 3 | Delta:-0.2;Vega:0.08 | BrokerB | VWAP | 98 | 5 | 11 | 69 | 140 | 9 | -10 | VAR>budget | Hedge | Risk above budget threshold | 96 | 3.2 | Rejected | 4 | Tighten stops on momentum names |
E9970 | P8030 | 2025-08-09 | Taxable | USD | 195,895 | 9.9 | 1 | 36.1 | Consumer:27.7;Energy:14.2;Financials:29.7;Materials:17.8;Tech:10.7 | Value:20.7;Growth:13.0;Quality:7.9;Size:25.1;Momentum:20.8;LowVol:12.4 | VTI:27.9;AAPL:10.1;XLF:15.4;BRK.B:13.0;IEF:13.9;BND:19.6 | 1.9 | 120 | 8.9 | Volatile | 20.6 | 4.9 | 4 | 140 | 64 | 37:84 | 100 | 0.0081 | false | false | MaxPos6%;NoMargin | null | null | Sell | Trim extended winner -1.0% | 3 | -13 | 3 | null | BrokerD | LMT | 92 | 3 | 8 | 68 | 94 | -43 | 30 | null | null | Normal monitoring | 191 | 2.5 | null | 4 | Tax-aware sells next window |
E9971 | P8800 | 2024-10-02 | Taxable | USD | 420,215 | 17 | 1 | 72.5 | Industrials:39.6;Health:29.7;Utilities:30.7 | Value:11.1;Growth:26.2;Quality:20.8;Size:14.1;Momentum:12.0;LowVol:15.7 | VNQ:25.7;BRK.B:34.3;XLF:40.0 | 3 | 114 | 9.2 | Sideways | 18.4 | 3.95 | 3 | 123 | -10 | -41:9 | 62 | 0.0198 | false | false | MaxPos5%;NoMargin | null | null | Hedge | Buy index puts 1.0% notional, 30d | 13 | -37 | 6 | Delta:-0.12;Vega:0.08 | BrokerA | VWAP | 90 | 12 | 14 | -7 | 133 | -4 | 13 | null | null | Normal monitoring | 163 | 1 | Approved | 5 | Within IPS guidelines |
E9972 | P0876 | 2024-08-13 | 401k | USD | 738,345 | 14.3 | 1 | 36.6 | Comm:30.5;Financials:29.9;Utilities:39.5 | Value:12.5;Growth:19.6;Quality:14.8;Size:14.8;Momentum:21.5;LowVol:16.9 | AMZN:23.0;TSLA:27.8;HYG:32.5;VOO:7.4;MUB:9.3 | 4.8 | 110 | 12.5 | Bull | 13.9 | 4.63 | 2.8 | 83 | 71 | 58:86 | 79 | 0.0039 | false | false | ESGOnly;MaxPos8%;NoMargin | null | DriftNear | Sell | Trim extended winner -1.0% | 9 | -29 | 1 | null | BrokerD | VWAP | 98 | 4 | 10 | 79 | 48 | 14 | 3 | null | null | Normal monitoring | 174 | 1.5 | null | 5 | Tax-aware sells next window |
E9973 | P4103 | 2024-11-15 | IRA | USD | 184,353 | 17.4 | 1 | 50.1 | Materials:20.4;Comm:11.5;Energy:28.7;RealEstate:15.4;Consumer:23.9 | Value:26.4;Growth:8.9;Quality:12.6;Size:13.1;Momentum:24.3;LowVol:14.8 | GLD:31.2;TLT:12.5;AMZN:10.7;BRK.B:11.0;MSFT:34.7 | 3.3 | 101 | 12.5 | Bull | 16.9 | 4.82 | 2.9 | 72 | 55 | 26:107 | 90 | 0.0181 | false | false | MaxPos7% | null | null | Hedge | Buy index puts 1.0% notional, 30d | -1 | 3 | 1 | Delta:-0.23;Vega:0.03 | BrokerA | LMT | 95 | 1 | 1 | 114 | 149 | -8 | 10 | null | null | Normal monitoring | 127 | 2 | Approved | 4 | Monitor dispersion and breadth |
E9974 | P8485 | 2024-08-29 | Roth | USD | 596,520 | 5.1 | 1 | 44.7 | Consumer:26.7;Energy:14.2;Utilities:21.5;Tech:20.0;Industrials:17.5 | Value:18.5;Growth:10.1;Quality:18.2;Size:21.5;Momentum:16.0;LowVol:15.8 | GLD:33.1;VNQ:21.4;IEF:14.7;AAPL:12.9;QQQ:17.8 | 4 | 104 | 7.4 | Sideways | 18.4 | 3.67 | 2.3 | 103 | 43 | 24:80 | 79 | 0.0082 | false | false | MaxPos5%;MaxSector30% | null | null | Rebalance | Shift +1.0% bonds from equity | 11 | -12 | 9 | null | BrokerB | LMT | 93 | 3 | 8 | 2 | -13 | 17 | -23 | null | null | Normal monitoring | 91 | 1.1 | Approved | 4 | Increase defensive factor exposure |
E9975 | P5911 | 2024-09-01 | 401k | USD | 716,078 | 9.8 | 1 | 60.5 | Comm:28.1;Health:23.3;Consumer:17.8;Energy:30.7 | Value:12.6;Growth:27.8;Quality:19.1;Size:15.6;Momentum:14.7;LowVol:10.2 | VOO:18.5;AAPL:23.1;IEF:15.3;BND:6.0;VNQ:16.4;TSLA:20.8 | 1.6 | 159 | 11.2 | Volatile | 25.4 | 3.96 | 2.2 | 160 | 47 | 13:102 | 73 | 0.0127 | false | false | ESGOnly;NoMargin | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 24 | 8 | 9 | Delta:-0.14;Vega:0.03 | BrokerA | MKT | 97 | 7 | 15 | 90 | 85 | -44 | 28 | null | null | Normal monitoring | 205 | 2.5 | Approved | 5 | Increase defensive factor exposure |
E9976 | P2374 | 2025-05-11 | Roth | USD | 1,104,427 | 9.7 | 1 | 45.8 | Health:14.7;Energy:10.3;Industrials:26.9;Consumer:23.6;RealEstate:24.6 | Value:10.2;Growth:21.1;Quality:9.8;Size:22.7;Momentum:12.7;LowVol:23.5 | QQQ:32.4;VOO:11.0;HYG:26.7;VTI:30.0 | 3.9 | 179 | 11.1 | Bear | 25.3 | 3.01 | 2.6 | 212 | -32 | -45:-17 | 52 | 0.0125 | false | true | ESGOnly;MaxPos5%;MaxSector35% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 17 | -17 | 11 | null | BrokerC | MKT | 99 | 2 | 0 | -36 | -64 | -5 | 40 | VAR>budget | Reduce | Risk above budget threshold | 191 | 1.6 | Approved | 3 | Tax-aware sells next window |
E9977 | P1823 | 2025-11-24 | Trust | USD | 881,792 | 14.6 | 1 | 46.7 | Materials:25.7;Comm:32.5;RealEstate:41.8 | Value:8.9;Growth:17.2;Quality:20.1;Size:27.5;Momentum:11.9;LowVol:14.4 | XLF:11.4;VNQ:24.1;MUB:20.7;VOO:13.2;MSFT:12.1;IEF:18.5 | 3.6 | 139 | 9.2 | Sideways | 15.7 | 4.73 | 2.5 | 119 | -22 | -37:33 | 48 | 0.0187 | false | false | ESGOnly;MaxPos6% | null | null | Hedge | Buy index puts 1.0% notional, 30d | 23 | -29 | 10 | Delta:-0.19;Vega:0.09 | BrokerC | MKT | 96 | 7 | 12 | -45 | -19 | 1 | -4 | null | null | Normal monitoring | 148 | 2.5 | Approved | 3 | Within IPS guidelines |
E9978 | P0991 | 2025-10-14 | Trust | USD | 692,235 | 6 | 1 | 52.6 | Materials:26.4;Health:13.1;Energy:19.4;Financials:30.7;Tech:10.4 | Value:19.3;Growth:20.6;Quality:11.4;Size:12.4;Momentum:20.2;LowVol:16.0 | VNQ:21.4;BRK.B:36.2;BND:10.2;VOO:17.1;XLF:15.0 | 4.8 | 123 | 8.6 | Bull | 13.5 | 4.79 | 2.7 | 88 | 62 | 42:102 | 93 | 0.0195 | false | false | MaxPos5%;NoMargin | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 26 | -27 | 3 | null | BrokerB | VWAP | 93 | 5 | 10 | 100 | 151 | -39 | -19 | null | null | Normal monitoring | 119 | 2 | null | 4 | Increase defensive factor exposure |
E9979 | P7442 | 2024-08-31 | Roth | USD | 244,683 | 8.7 | 1 | 36.7 | Consumer:14.7;Comm:40.7;Tech:28.4;Health:16.3 | Value:16.6;Growth:15.2;Quality:24.5;Size:7.8;Momentum:25.9;LowVol:10.0 | MSFT:25.7;GLD:26.3;HYG:31.0;VTI:17.0 | 4.4 | 122 | 12.5 | Bull | 11.8 | 4.68 | 2.4 | 91 | 55 | 22:91 | 66 | 0.0184 | false | false | MaxPos5% | null | DriftNear | Buy | Add core equity +1.0% from cash | -9 | -23 | 10 | null | BrokerD | MKT | 98 | 7 | 12 | 61 | 176 | -23 | -6 | null | null | Normal monitoring | 123 | 1.8 | Approved | 4 | Increase defensive factor exposure |
E9980 | P7871 | 2024-08-08 | IRA | USD | 693,819 | 9.6 | 1 | 58 | Comm:26.0;Materials:25.7;Utilities:29.5;Industrials:18.7 | Value:21.6;Growth:9.3;Quality:19.7;Size:9.5;Momentum:21.3;LowVol:18.6 | MSFT:11.9;AMZN:23.3;IEF:14.5;VTI:16.8;HYG:14.8;GLD:18.8 | 1.8 | 140 | 7.5 | Volatile | 27.4 | 4.79 | 3.9 | 159 | -12 | -30:37 | 33 | 0.0161 | false | false | NoMargin | null | null | Sell | Trim extended winner -1.0% | -7 | 9 | 2 | null | BrokerB | VWAP | 91 | 11 | 19 | -1 | 81 | 9 | 34 | null | null | Normal monitoring | 96 | 1.5 | Approved | 5 | Tax-aware sells next window |
E9981 | P0060 | 2025-10-10 | Trust | USD | 1,001,939 | 5.4 | 1 | 46.7 | Financials:26.4;RealEstate:14.4;Tech:23.8;Industrials:24.4;Utilities:11.1 | Value:20.0;Growth:19.5;Quality:17.4;Size:14.3;Momentum:19.6;LowVol:9.2 | BRK.B:16.7;AAPL:26.2;MUB:23.1;TSLA:34.0 | 6.2 | 164 | 15 | Bear | 28.9 | 4.09 | 2.7 | 159 | 7 | -27:22 | 36 | 0.01 | true | false | ESGOnly;MaxPos6% | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | -14 | -5 | 4 | null | BrokerC | LMT | 90 | 5 | 7 | -20 | -5 | 3 | 28 | Drift>tolerance | TightenStops | Allocation drift beyond policy bands | 191 | 1 | SuggestedEdits | 4 | Tighten stops on momentum names |
E9982 | P8585 | 2025-10-20 | IRA | USD | 449,176 | 8.6 | 1 | 47.4 | Consumer:16.4;Tech:22.7;RealEstate:33.1;Health:27.9 | Value:16.2;Growth:17.1;Quality:21.3;Size:21.4;Momentum:9.0;LowVol:15.0 | GLD:21.6;VNQ:21.9;TLT:21.5;BRK.B:7.4;BND:15.5;MSFT:12.1 | 3 | 129 | 14.3 | Bull | 12 | 3.99 | 3.1 | 100 | 105 | 69:152 | 89 | 0.0141 | false | false | MaxPos5%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | 8 | 7 | 8 | null | BrokerC | LMT | 96 | 5 | 11 | 74 | 165 | -38 | -10 | null | null | Normal monitoring | 154 | 1 | Approved | 4 | Monitor dispersion and breadth |
E9983 | P7061 | 2024-07-06 | Trust | USD | 645,335 | 4.4 | 1 | 43.3 | Materials:19.0;Financials:18.0;Industrials:30.8;Tech:21.7;Consumer:10.5 | Value:13.2;Growth:18.3;Quality:21.8;Size:16.8;Momentum:15.0;LowVol:14.9 | HYG:15.1;XLF:23.7;IEF:16.8;AAPL:19.2;VNQ:25.2 | 5.5 | 200 | 21 | Bear | 22.1 | 3.87 | 2.3 | 159 | -81 | -112:-53 | 6 | 0.0181 | false | true | MaxPos7%;MaxSector25% | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | -10 | -25 | 10 | Delta:-0.05;Vega:0.04 | BrokerC | LMT | 95 | 4 | 12 | 55 | 119 | -36 | -23 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 212 | 2.1 | Approved | 4 | Tax-aware sells next window |
E9984 | P4190 | 2025-03-14 | Roth | USD | 396,833 | 14.3 | 1 | 39.9 | Industrials:23.6;Health:29.3;Utilities:36.8;RealEstate:10.3 | Value:13.2;Growth:13.2;Quality:16.7;Size:12.9;Momentum:20.3;LowVol:23.7 | BND:15.5;GLD:9.3;XLF:20.8;VNQ:22.6;MUB:17.5;AMZN:14.2 | 2.1 | 127 | 15.8 | Volatile | 27.6 | 4.3 | 3.3 | 154 | 45 | 5:78 | 62 | 0.0032 | false | false | ESGOnly;MaxPos5%;MaxSector35%;NoMargin | null | null | Hedge | Buy index puts 1.0% notional, 30d | -15 | -18 | 3 | Delta:-0.13;Vega:0.05 | BrokerB | VWAP | 91 | 10 | 11 | 56 | 136 | 7 | -25 | null | null | Normal monitoring | 91 | 1.1 | null | 5 | Within IPS guidelines |
E9985 | P7454 | 2025-06-14 | 401k | USD | 674,680 | 16.9 | 1 | 60.2 | Industrials:26.1;RealEstate:27.6;Utilities:11.6;Comm:11.4;Health:23.3 | Value:13.0;Growth:22.2;Quality:10.4;Size:16.0;Momentum:18.9;LowVol:19.5 | IEF:26.1;QQQ:15.0;MUB:20.5;HYG:24.2;MSFT:14.2 | 1.2 | 127 | 11.7 | Bear | 26 | 3.82 | 2.2 | 198 | 0 | -33:23 | 34 | 0.0175 | false | false | MaxPos6% | null | null | Sell | Trim extended winner -1.0% | 2 | -40 | 10 | null | BrokerB | MKT | 96 | 6 | 8 | 62 | 35 | -23 | -6 | null | null | Normal monitoring | 100 | 3.7 | Approved | 4 | Increase defensive factor exposure |
E9986 | P1580 | 2024-07-11 | Roth | USD | 754,258 | 5.4 | 1 | 48.8 | Comm:27.4;Health:30.3;Tech:42.3 | Value:16.9;Growth:11.8;Quality:23.6;Size:9.6;Momentum:18.2;LowVol:19.8 | IEF:35.0;VNQ:27.7;TLT:21.2;MSFT:16.0 | 4.4 | 199 | 16.3 | Bull | 17.2 | 3.69 | 2.2 | 73 | 99 | 86:140 | 100 | 0.0062 | false | true | ESGOnly;MaxPos6% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 2 | -17 | 8 | null | BrokerA | LMT | 95 | 8 | 12 | 10 | 117 | -11 | -9 | VAR>budget | Reduce | Risk above budget threshold | 214 | 0.8 | null | 4 | Tax-aware sells next window |
E9987 | P6493 | 2024-07-30 | 401k | USD | 1,738,399 | 9 | 1 | 62 | Comm:24.6;Consumer:28.0;Materials:22.0;Tech:25.4 | Value:17.5;Growth:12.5;Quality:10.4;Size:25.5;Momentum:17.4;LowVol:16.7 | GLD:18.6;VOO:21.6;MUB:5.4;TLT:15.1;TSLA:15.3;AMZN:24.0 | 4.8 | 165 | 24.8 | Bear | 25 | 3.96 | 2 | 165 | -10 | -30:10 | 60 | 0.0122 | false | false | null | null | null | Sell | Trim extended winner -1.0% | 8 | -17 | 2 | null | BrokerB | VWAP | 91 | 4 | 12 | 101 | 159 | -17 | 15 | null | null | Normal monitoring | 126 | 2 | null | 5 | Monitor dispersion and breadth |
E9988 | P1538 | 2025-01-05 | Trust | USD | 787,468 | 14.5 | 1 | 55.5 | Consumer:38.0;Materials:33.9;Industrials:28.0 | Value:10.6;Growth:21.0;Quality:19.4;Size:10.9;Momentum:17.3;LowVol:20.8 | BND:38.2;VOO:35.6;AAPL:26.2 | 3.2 | 119 | 7.9 | Volatile | 22.4 | 4.8 | 4 | 167 | 51 | 30:80 | 87 | 0.0085 | false | false | ESGOnly;MaxPos6%;MaxSector30% | null | null | Buy | Add core equity +1.0% from cash | -14 | -16 | 5 | null | BrokerC | MKT | 98 | 7 | 11 | 109 | 88 | -17 | 30 | null | null | Normal monitoring | 216 | 1.2 | null | 5 | Tighten stops on momentum names |
E9989 | P6319 | 2024-10-21 | 401k | USD | 641,297 | 5.2 | 1 | 39.8 | Utilities:37.6;RealEstate:41.6;Tech:20.8 | Value:11.8;Growth:20.2;Quality:18.9;Size:20.7;Momentum:12.4;LowVol:16.0 | AMZN:10.4;VTI:19.3;GLD:21.8;AAPL:16.5;BRK.B:13.3;MSFT:18.6 | 2.4 | 176 | 23.3 | Volatile | 24.1 | 4.05 | 2.9 | 140 | -2 | -19:15 | 47 | 0.0065 | false | false | ESGOnly;MaxPos7% | null | null | Sell | Trim extended winner -1.0% | 31 | -3 | 8 | null | BrokerD | MKT | 98 | 3 | 11 | 74 | 201 | -26 | 11 | null | null | Normal monitoring | 122 | 3.1 | Approved | 5 | Within IPS guidelines |
E9990 | P6280 | 2024-08-20 | Roth | USD | 972,091 | 7.3 | 1 | 57.6 | Consumer:24.3;Industrials:19.1;Materials:31.7;Utilities:24.9 | Value:18.5;Growth:19.4;Quality:15.0;Size:18.1;Momentum:19.6;LowVol:9.4 | VOO:14.1;AAPL:18.4;TLT:30.9;AMZN:22.5;IEF:14.1 | 2.7 | 168 | 16 | Volatile | 28.5 | 5.23 | 3.8 | 171 | 46 | 23:91 | 78 | 0.0084 | false | false | ESGOnly | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -8 | 12 | 12 | null | BrokerC | LMT | 91 | 1 | 2 | 44 | 78 | -56 | 19 | null | null | Normal monitoring | 152 | 3.7 | null | 5 | Increase defensive factor exposure |
E9991 | P7656 | 2024-12-11 | 401k | USD | 601,708 | 7.3 | 1 | 48.2 | Financials:18.7;Tech:17.3;Comm:16.6;RealEstate:18.1;Health:29.3 | Value:11.9;Growth:15.0;Quality:21.8;Size:19.9;Momentum:11.1;LowVol:20.4 | MUB:15.3;AAPL:53.2;HYG:31.5 | 2.8 | 93 | 8.8 | Sideways | 15.2 | 4.81 | 2.9 | 93 | -20 | -40:1 | 37 | 0.0106 | false | false | ESGOnly;MaxSector30%;NoMargin | null | null | NoAction | Within policy bands; defer | -2 | -23 | 3 | null | BrokerA | LMT | 0 | 0 | 0 | -52 | 27 | -53 | -2 | null | null | Normal monitoring | 159 | 3.2 | null | 3 | Within IPS guidelines |
E9992 | P6437 | 2024-12-22 | Taxable | USD | 1,706,738 | 5.6 | 1 | 55.6 | Financials:30.3;Materials:20.5;Comm:30.5;Tech:18.6 | Value:27.0;Growth:14.5;Quality:11.0;Size:11.5;Momentum:17.8;LowVol:18.2 | VTI:9.8;QQQ:17.8;IEF:6.9;VNQ:11.6;HYG:33.0;AAPL:20.9 | 6 | 198 | 17.7 | Bear | 22.3 | 3.42 | 1.8 | 133 | -74 | -89:-44 | 10 | 0.0192 | false | true | MaxSector30% | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | 30 | -38 | 3 | Delta:-0.09;Vega:0.03 | BrokerD | LMT | 98 | 6 | 8 | 113 | 73 | -27 | -21 | VAR>budget | Reduce | Risk above budget threshold | 187 | 2.9 | Approved | 4 | Tighten stops on momentum names |
E9993 | P7665 | 2024-08-23 | Taxable | USD | 602,547 | 13.1 | 1 | 66.4 | Energy:19.0;Industrials:20.7;Health:20.0;RealEstate:13.1;Consumer:27.1 | Value:14.1;Growth:15.0;Quality:17.0;Size:9.7;Momentum:19.8;LowVol:24.3 | VTI:12.1;GLD:12.8;AMZN:26.8;VOO:23.7;MUB:10.2;AAPL:14.3 | 1.4 | 139 | 9.5 | Bear | 24 | 3.27 | 2.5 | 138 | -57 | -84:-18 | 35 | 0.0159 | false | false | ESGOnly;MaxSector35% | null | null | Rebalance | Shift +1.0% bonds from equity | -4 | -11 | 1 | null | BrokerD | LMT | 95 | 2 | 8 | -15 | 63 | -13 | -10 | null | null | Normal monitoring | 157 | 1.1 | Approved | 4 | Within IPS guidelines |
E9994 | P4290 | 2025-09-25 | IRA | USD | 1,229,024 | 3.9 | 1 | 51.5 | Materials:15.8;RealEstate:11.0;Health:22.5;Comm:18.6;Industrials:32.0 | Value:9.8;Growth:13.5;Quality:20.5;Size:15.6;Momentum:17.9;LowVol:22.8 | IEF:18.8;BND:27.1;QQQ:17.0;TLT:37.1 | 6.5 | 175 | 26.5 | Sideways | 19.3 | 4.24 | 2.7 | 107 | 40 | 2:78 | 75 | 0.0197 | true | false | ESGOnly;MaxPos5% | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 33 | 6 | 4 | null | BrokerD | LMT | 91 | 10 | 9 | -60 | 46 | -2 | -24 | Drift>tolerance | Reduce | Allocation drift beyond policy bands | 121 | 2.1 | null | 2 | Tighten stops on momentum names |
E9995 | P0093 | 2024-09-24 | IRA | USD | 373,104 | 8.1 | 1 | 56.8 | Consumer:33.4;Financials:17.9;Utilities:30.3;Industrials:18.4 | Value:12.9;Growth:13.8;Quality:12.1;Size:11.9;Momentum:29.9;LowVol:19.2 | TLT:9.5;AMZN:22.7;VNQ:15.4;HYG:25.4;GLD:19.0;MUB:8.0 | 4.5 | 121 | 13.5 | Sideways | 20 | 3.81 | 2.7 | 92 | 21 | -5:67 | 67 | 0.0142 | false | false | MaxSector25%;NoMargin | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 5 | -27 | 10 | null | BrokerB | MKT | 94 | 10 | 10 | 97 | 119 | -36 | -18 | null | null | Normal monitoring | 147 | 2.9 | null | 5 | Tighten stops on momentum names |
E9996 | P6567 | 2025-10-05 | Trust | USD | 305,856 | 17.5 | 1 | 56.7 | Materials:14.1;Industrials:34.5;Health:29.8;Consumer:21.6 | Value:22.2;Growth:22.1;Quality:6.9;Size:21.0;Momentum:16.6;LowVol:11.1 | TLT:28.5;VOO:16.0;VNQ:37.4;MUB:18.1 | 1.6 | 115 | 12.2 | Sideways | 16.9 | 4.67 | 2.4 | 98 | 7 | -5:40 | 56 | 0.0036 | false | false | MaxPos6%;MaxSector25%;NoMargin | null | null | NoAction | Within policy bands; defer | 16 | 7 | 3 | null | BrokerA | VWAP | 0 | 0 | 0 | 74 | 36 | -57 | 37 | null | null | Normal monitoring | 105 | 1.5 | Approved | 3 | Within IPS guidelines |
E9997 | P5887 | 2024-11-05 | IRA | USD | 1,424,512 | 5.8 | 1 | 50.3 | Industrials:31.3;Consumer:35.8;Energy:32.8 | Value:8.5;Growth:10.3;Quality:23.7;Size:13.8;Momentum:21.4;LowVol:22.4 | MUB:19.2;VTI:32.8;VOO:48.0 | 2.6 | 227 | 14.3 | Sideways | 19.2 | 4.04 | 2.1 | 122 | -4 | -24:39 | 31 | 0.0074 | false | true | MaxSector35% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | -7 | -26 | 4 | null | BrokerA | VWAP | 97 | 8 | 11 | 54 | 171 | -57 | -16 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 134 | 1.2 | Approved | 2 | Tighten stops on momentum names |
E9998 | P2592 | 2025-02-28 | Roth | USD | 628,387 | 17 | 1 | 69.1 | Financials:41.1;Industrials:29.6;Health:29.3 | Value:13.3;Growth:12.1;Quality:18.7;Size:12.2;Momentum:22.3;LowVol:21.3 | TLT:11.6;VTI:20.4;MUB:19.3;TSLA:20.0;VOO:7.7;XLF:21.1 | 3.1 | 136 | 10.2 | Volatile | 28.4 | 3.76 | 2.1 | 165 | 68 | 43:93 | 77 | 0.0124 | false | false | MaxSector25%;NoMargin | null | null | Buy | Add core equity +1.0% from cash | 5 | -32 | 9 | null | BrokerA | VWAP | 97 | 3 | 7 | 102 | 136 | 1 | 28 | null | null | Normal monitoring | 115 | 1 | null | 4 | Tax-aware sells next window |
E9999 | P5702 | 2025-03-10 | IRA | USD | 827,875 | 9.9 | 1 | 39 | Energy:11.4;Utilities:37.3;Consumer:19.2;Financials:32.1 | Value:21.3;Growth:22.0;Quality:18.4;Size:9.2;Momentum:7.2;LowVol:21.9 | TLT:26.1;BRK.B:46.0;XLF:16.5;VNQ:11.4 | 2.5 | 103 | 12.6 | Volatile | 30.5 | 4.95 | 4 | 172 | 31 | 8:76 | 71 | 0.0162 | false | false | ESGOnly;MaxPos6%;MaxSector35% | null | null | Buy | Add core equity +1.0% from cash | 7 | -31 | 10 | null | BrokerD | MKT | 89 | 4 | 12 | -8 | 51 | 8 | 38 | null | null | Normal monitoring | 182 | 3.1 | Approved | 3 | Monitor dispersion and breadth |
E10000 | P4148 | 2025-05-25 | Taxable | USD | 2,007,534 | 7.4 | 1 | 47.2 | Consumer:23.8;Utilities:38.9;Financials:37.3 | Value:15.5;Growth:10.2;Quality:20.7;Size:18.2;Momentum:26.0;LowVol:9.3 | GLD:18.9;AAPL:28.0;TLT:37.5;VNQ:15.7 | 2.3 | 203 | 18.8 | Volatile | 30.3 | 4.1 | 4.4 | 146 | -54 | -83:-2 | 12 | 0.0156 | false | true | MaxPos6% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -5 | -27 | 7 | null | BrokerA | MKT | 91 | 10 | 11 | -34 | -1 | 7 | -6 | VAR>budget | Hedge | Risk above budget threshold | 100 | 1.9 | Approved | 3 | Tighten stops on momentum names |
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