episode_id
string
client_id
string
as_of_date
string
account_type
string
base_currency
string
nav_usd
int64
cash_pct
float64
gross_exposure_x
float64
net_exposure_pct
float64
sector_risk_contrib_pct
string
factor_risk_contrib_pct
string
top_positions_pct
string
drift_vs_policy_pct
float64
var_95_bps
int64
stress_dd_20d_pct
float64
regime
string
vix
float64
rates_10y_pct
float64
inflation_yoy_pct
float64
credit_spread_ig_bps
int64
alpha_est_bps
int64
alpha_ci95_bps
string
signal_strength_1_100
int64
model_calibration_mse_90d
float64
drift_breach_flag
bool
var_breach_flag
bool
policy_constraints
string
hard_limits_hit
string
soft_limits_near
string
action_type
string
action_payload
string
expected_alpha_bps
int64
expected_risk_delta_bps
int64
expected_cost_bps
int64
hedge_greeks
string
venue
string
order_type
string
fill_ratio_pct
int64
slippage_bps
int64
implementation_shortfall_bps
int64
pnl_7d_bps
int64
pnl_30d_bps
int64
var_change_7d_bps
int64
tracking_error_change_30d_bps
int64
self_correction_trigger
string
self_correction_action
string
self_correction_reason
string
post_correction_var_bps
int64
post_correction_drift_pct
float64
advisor_review
string
user_feedback_1_5
int64
audit_notes
string
E9901
P8197
2024-12-07
Trust
USD
1,308,209
8
1
39.9
Utilities:17.6;Health:29.4;Industrials:53.0
Value:15.1;Growth:20.2;Quality:18.0;Size:15.4;Momentum:19.4;LowVol:11.9
BND:43.7;VTI:26.5;MUB:29.8
5.1
146
16.7
Bull
12.6
3.78
3.3
81
82
44:105
97
0.0158
false
false
MaxPos6%;MaxSector30%
null
DriftNear
Sell
Trim extended winner -1.0%
27
-25
7
null
BrokerC
LMT
92
11
18
4
-32
-37
0
null
null
Normal monitoring
193
2
Approved
3
Monitor dispersion and breadth
E9902
P1071
2024-11-10
Trust
USD
437,962
8.5
1.16
59
Comm:30.5;Industrials:12.3;Financials:23.1;Utilities:34.2
Value:20.2;Growth:6.2;Quality:21.1;Size:18.1;Momentum:16.0;LowVol:18.4
MSFT:52.2;VNQ:34.7;BND:13.1
3.2
270
27.3
Volatile
28.3
4.98
3.1
147
54
30:79
71
0.0156
false
true
null
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-3
-10
6
null
BrokerC
MKT
93
8
13
42
61
-45
22
RegimeShift
Reduce
Volatility spike and breadth deterioration
138
1.5
Approved
2
Tax-aware sells next window
E9903
P5182
2025-11-11
Taxable
USD
1,786,779
4.6
1.06
36.6
Utilities:48.6;Energy:16.2;Health:19.5;Consumer:15.7
Value:17.5;Growth:12.5;Quality:19.4;Size:15.7;Momentum:17.5;LowVol:17.4
XLF:32.5;BND:19.4;TSLA:20.4;IEF:27.6
5.2
264
18
Bull
13.8
4.48
3.5
104
90
69:144
97
0.0062
false
true
ESGOnly
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
16
15
12
Delta:-0.12;Vega:0.07
BrokerC
LMT
99
12
10
-7
104
-43
37
VAR>budget
TightenStops
Risk above budget threshold
141
1.1
SuggestedEdits
3
Tax-aware sells next window
E9904
P0091
2025-04-09
Roth
USD
268,324
8.4
1
54.2
Comm:15.2;Utilities:16.7;Materials:24.9;Financials:12.0;Consumer:31.2
Value:15.1;Growth:23.0;Quality:13.3;Size:15.6;Momentum:15.2;LowVol:17.9
AAPL:45.1;BND:23.9;HYG:31.0
3.9
151
12.4
Bull
16.4
4.83
2.7
78
95
67:138
95
0.0159
false
false
MaxSector35%;NoMargin
null
VarNear
Rebalance
Shift +1.0% bonds from equity
7
-37
8
null
BrokerB
VWAP
94
1
5
-48
-33
18
22
null
null
Normal monitoring
151
2.2
Approved
5
Monitor dispersion and breadth
E9905
P3223
2024-07-15
Roth
USD
714,031
7
1
45
Health:25.8;Industrials:22.8;Materials:21.7;RealEstate:29.6
Value:19.1;Growth:19.0;Quality:18.3;Size:8.9;Momentum:17.7;LowVol:17.0
VNQ:30.5;AMZN:21.5;QQQ:27.2;BRK.B:20.9
4.3
147
9.3
Volatile
29.2
4.27
3.4
148
27
1:80
64
0.007
false
false
null
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
7
7
10
null
BrokerB
MKT
98
5
3
8
-27
-53
-23
null
null
Normal monitoring
183
2.1
null
4
Tax-aware sells next window
E9906
P4703
2024-07-21
Trust
USD
215,044
7.4
1
48.8
Tech:35.3;RealEstate:13.7;Health:26.9;Energy:12.4;Industrials:11.7
Value:10.1;Growth:15.9;Quality:20.7;Size:21.8;Momentum:13.0;LowVol:18.6
AAPL:18.6;HYG:16.5;AMZN:19.6;GLD:13.0;IEF:19.6;XLF:12.8
1.1
115
9.1
Bull
14
4.61
3
95
48
13:76
61
0.0081
false
false
MaxPos5%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
-10
-32
9
null
BrokerC
MKT
90
9
7
64
69
19
29
null
null
Normal monitoring
176
1.6
null
4
Monitor dispersion and breadth
E9907
P2210
2024-11-22
Trust
USD
851,812
11.3
1
42.4
Energy:11.6;Industrials:39.2;Materials:17.3;Health:20.5;Comm:11.3
Value:26.4;Growth:22.9;Quality:18.5;Size:15.4;Momentum:8.9;LowVol:8.0
AMZN:17.3;TLT:11.5;VOO:7.8;IEF:19.7;MSFT:23.7;MUB:20.1
4.9
148
7.6
Bull
13.9
4.2
3.4
75
13
-7:54
73
0.0061
false
false
MaxPos7%;MaxSector30%
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
14
2
5
null
BrokerB
MKT
88
8
7
44
143
-25
27
null
null
Normal monitoring
203
1.4
Approved
3
Tax-aware sells next window
E9908
P7239
2025-04-11
Taxable
USD
1,259,107
9.5
1
67.3
Industrials:22.9;Energy:37.2;RealEstate:24.9;Consumer:15.0
Value:20.0;Growth:14.2;Quality:19.6;Size:15.4;Momentum:20.9;LowVol:9.9
HYG:21.0;AMZN:50.0;MUB:29.0
3.1
184
16.3
Volatile
23.2
5.44
2.9
179
32
-5:74
84
0.0046
false
true
null
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
-1
-36
6
null
BrokerB
LMT
91
1
0
-36
78
-36
23
VAR>budget
Reduce
Risk above budget threshold
150
2.8
null
2
Within IPS guidelines
E9909
P3866
2025-04-12
Taxable
USD
728,236
8.3
1
74.2
Energy:30.3;Utilities:41.6;Industrials:28.1
Value:17.2;Growth:17.0;Quality:21.5;Size:12.5;Momentum:15.5;LowVol:16.3
TSLA:51.0;TLT:27.5;IEF:21.5
2.7
214
25.5
Bull
17.2
4.79
2.2
108
0
-32:30
34
0.0197
false
true
MaxPos8%;MaxSector25%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
20
-19
11
Delta:-0.2;Vega:0.08
BrokerA
LMT
90
10
11
114
211
-48
32
VAR>budget
TightenStops
Risk above budget threshold
98
2.7
Approved
3
Increase defensive factor exposure
E9910
P4228
2025-04-05
Taxable
USD
1,674,920
9.3
1
62.3
Comm:23.3;Health:17.7;Financials:19.8;Consumer:22.0;Utilities:17.1
Value:15.4;Growth:9.1;Quality:24.8;Size:19.5;Momentum:8.7;LowVol:22.5
VTI:35.9;XLF:15.8;BRK.B:48.3
1.5
215
12
Bear
22.6
4.12
2.3
147
-98
-133:-79
5
0.0089
false
true
ESGOnly;MaxPos5%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-7
-22
4
null
BrokerC
MKT
90
4
5
-30
-57
-43
-2
RegimeShift
TightenStops
Volatility spike and breadth deterioration
220
3.2
Approved
5
Tax-aware sells next window
E9911
P9390
2025-06-25
Trust
USD
1,370,396
7.4
1
48.8
Tech:25.8;RealEstate:35.5;Industrials:20.0;Materials:18.7
Value:7.8;Growth:24.7;Quality:14.5;Size:9.7;Momentum:21.8;LowVol:21.5
IEF:34.2;TLT:37.4;QQQ:28.4
5.2
141
15
Volatile
21.6
5
2.8
180
-46
-77:-27
45
0.0117
false
false
MaxSector25%
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
23
-33
2
null
BrokerA
LMT
98
5
3
-59
-11
-40
-14
null
null
Normal monitoring
212
3.5
null
4
Increase defensive factor exposure
E9912
P9591
2025-05-20
401k
USD
481,061
14.5
1
66.3
RealEstate:20.9;Energy:24.9;Materials:17.1;Comm:14.2;Consumer:23.0
Value:13.0;Growth:16.7;Quality:10.2;Size:11.0;Momentum:23.1;LowVol:26.0
VTI:12.9;VOO:30.0;BRK.B:30.9;MUB:26.2
4.4
96
15.3
Bear
31.5
4
2.3
193
22
-18:50
57
0.0122
false
false
ESGOnly;MaxSector25%;NoMargin
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
20
-8
6
null
BrokerC
MKT
99
12
15
74
124
-2
4
null
null
Normal monitoring
121
2.9
null
4
Tighten stops on momentum names
E9913
P7710
2025-01-11
401k
USD
655,285
5.3
1
66.2
Health:18.0;Financials:17.2;Materials:24.6;Consumer:18.4;Utilities:21.7
Value:25.6;Growth:14.9;Quality:17.0;Size:9.9;Momentum:23.0;LowVol:9.6
VNQ:14.9;TSLA:28.4;BRK.B:24.4;AMZN:22.3;MUB:10.0
5.1
133
11.4
Bear
24
3.95
1.3
132
-99
-122:-61
5
0.0098
false
false
ESGOnly
null
DriftNear
Buy
Add core equity +1.0% from cash
0
-14
4
null
BrokerD
VWAP
89
2
8
-47
90
19
-21
null
null
Normal monitoring
104
2.3
null
3
Tax-aware sells next window
E9914
P7163
2024-08-08
Roth
USD
361,805
9.3
1
72.4
Consumer:46.0;Comm:21.1;Tech:13.5;RealEstate:19.4
Value:21.4;Growth:15.4;Quality:18.0;Size:16.1;Momentum:13.4;LowVol:15.7
VOO:10.8;TLT:15.5;AAPL:26.1;MSFT:18.9;VNQ:21.5;AMZN:7.2
4.1
130
14.4
Volatile
23.8
4.67
4.4
163
40
25:76
77
0.0091
false
false
NoMargin
null
DriftNear
Sell
Trim extended winner -1.0%
-12
-34
7
null
BrokerB
MKT
90
1
0
-13
20
-35
1
null
null
Normal monitoring
185
2.1
Approved
3
Within IPS guidelines
E9915
P1616
2025-10-08
Roth
USD
312,423
11.1
1
73.8
Consumer:21.7;RealEstate:38.4;Comm:39.9
Value:11.0;Growth:21.8;Quality:10.3;Size:27.9;Momentum:16.1;LowVol:12.8
TSLA:10.1;AAPL:18.4;VOO:18.8;TLT:20.1;XLF:18.6;MSFT:14.0
2
134
10.2
Sideways
20.7
4.22
3.1
110
38
7:54
62
0.0051
false
false
MaxSector30%;NoMargin
null
null
Sell
Trim extended winner -1.0%
8
-28
6
null
BrokerC
MKT
88
4
2
-31
95
-12
-6
null
null
Normal monitoring
144
2.2
Approved
5
Within IPS guidelines
E9916
P0747
2024-07-23
IRA
USD
1,364,477
3.7
1
68.7
Comm:24.3;Industrials:25.8;Materials:26.5;Utilities:23.4
Value:17.1;Growth:14.2;Quality:17.1;Size:14.2;Momentum:20.8;LowVol:16.5
XLF:19.9;AMZN:30.5;BRK.B:13.5;VOO:27.2;VNQ:8.9
6.6
246
27.1
Volatile
20.5
4.18
4
170
20
-1:36
63
0.0181
true
true
MaxPos7%
null
DriftNear;VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
15
-20
11
null
BrokerB
VWAP
100
3
3
54
86
-29
-6
Drift>tolerance
TightenStops
Allocation drift beyond policy bands
200
1.7
null
2
Increase defensive factor exposure
E9917
P9212
2025-05-09
IRA
USD
1,285,893
6.1
1
36.4
Energy:15.5;Consumer:25.8;Utilities:30.6;Tech:28.1
Value:18.1;Growth:12.7;Quality:17.8;Size:15.2;Momentum:19.9;LowVol:16.4
QQQ:12.9;TSLA:37.9;MUB:36.0;AMZN:13.2
5
128
11.3
Sideways
16.6
4.23
3.2
137
11
0:41
52
0.0045
false
false
ESGOnly;MaxSector30%
null
null
Sell
Trim extended winner -1.0%
30
-11
3
null
BrokerC
MKT
100
9
12
86
112
-47
-5
null
null
Normal monitoring
161
3.7
null
5
Tighten stops on momentum names
E9918
P4147
2025-06-15
IRA
USD
753,819
13.1
1
37.4
Utilities:21.4;Tech:29.2;RealEstate:26.3;Materials:23.1
Value:19.5;Growth:16.7;Quality:7.8;Size:22.2;Momentum:21.9;LowVol:11.9
MSFT:28.3;IEF:27.5;AAPL:44.2
3.2
95
9.7
Bear
34.2
3.32
1.6
156
19
0:64
64
0.0039
false
false
MaxPos8%;NoMargin
null
null
Sell
Trim extended winner -1.0%
34
-15
4
null
BrokerD
LMT
99
9
7
23
115
-36
34
null
null
Normal monitoring
158
1.1
Approved
4
Tighten stops on momentum names
E9919
P8215
2025-10-27
Taxable
USD
845,906
10.9
1
40.6
Utilities:24.6;Industrials:13.4;Health:22.2;Materials:39.9
Value:22.5;Growth:16.5;Quality:13.3;Size:15.1;Momentum:22.5;LowVol:10.1
IEF:25.4;AMZN:7.9;BND:18.4;GLD:27.6;VNQ:20.7
2.6
152
11.6
Bear
28
3.7
2.8
135
-34
-45:-11
21
0.0196
false
false
MaxSector30%;NoMargin
null
VarNear
Buy
Add core equity +1.0% from cash
10
1
7
null
BrokerD
MKT
95
7
14
-24
15
-49
-2
null
null
Normal monitoring
128
3.8
Approved
5
Tax-aware sells next window
E9920
P3258
2025-12-09
Trust
USD
693,145
8
1.13
44.1
RealEstate:27.9;Financials:11.6;Comm:41.1;Consumer:19.3
Value:15.5;Growth:22.4;Quality:18.5;Size:7.9;Momentum:16.2;LowVol:19.5
MSFT:11.1;XLF:18.4;TSLA:16.0;AMZN:15.3;BND:18.9;IEF:20.3
2.9
184
17.8
Bear
31.2
4.25
1.6
181
-66
-95:-50
21
0.0197
false
true
MaxSector30%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
7
-16
11
null
BrokerC
MKT
91
2
0
105
137
12
35
RegimeShift
Reduce
Volatility spike and breadth deterioration
217
2.5
Approved
5
Within IPS guidelines
E9921
P1104
2025-05-28
IRA
USD
2,083,085
7.9
1.2
58
Comm:8.9;RealEstate:29.7;Industrials:23.4;Tech:15.2;Consumer:22.8
Value:14.1;Growth:8.9;Quality:21.6;Size:10.1;Momentum:16.8;LowVol:28.4
VTI:14.5;VOO:46.9;GLD:38.7
1.7
130
12.8
Bull
12.3
3.55
3.4
111
55
21:101
90
0.0159
false
false
ESGOnly;MaxPos7%;MaxSector35%
null
null
Buy
Add core equity +1.0% from cash
14
-19
4
null
BrokerC
MKT
94
3
6
-38
-77
8
19
null
null
Normal monitoring
120
2
null
3
Within IPS guidelines
E9922
P9011
2025-10-09
Roth
USD
1,820,360
6.4
1
43.7
Utilities:23.5;RealEstate:15.2;Industrials:38.0;Comm:23.3
Value:10.9;Growth:16.1;Quality:21.6;Size:15.0;Momentum:10.4;LowVol:26.0
QQQ:21.9;TLT:13.0;BND:15.9;AAPL:17.0;IEF:16.8;MSFT:15.4
4.8
145
14
Volatile
23.7
5.45
2.4
143
35
3:69
69
0.0129
false
false
MaxSector25%
null
null
Rebalance
Shift +1.0% bonds from equity
35
-13
7
null
BrokerC
MKT
90
12
15
-60
45
-51
10
null
null
Normal monitoring
209
2.4
null
3
Tax-aware sells next window
E9923
P2451
2024-07-08
Trust
USD
2,197,531
8.4
1
68.5
Utilities:15.3;Materials:18.0;Industrials:27.5;Health:25.4;Financials:13.7
Value:12.2;Growth:19.7;Quality:11.7;Size:13.0;Momentum:13.9;LowVol:29.6
AMZN:22.6;BRK.B:11.7;IEF:21.7;HYG:19.6;BND:24.4
5.8
125
12.4
Bull
16
4.5
3
118
107
86:122
100
0.0049
false
false
MaxPos7%
null
DriftNear
Buy
Add core equity +1.0% from cash
17
15
6
null
BrokerA
LMT
88
12
15
-60
-65
-2
22
null
null
Normal monitoring
129
1.4
null
3
Within IPS guidelines
E9924
P4297
2025-08-04
Roth
USD
451,376
9.6
1
51.7
RealEstate:22.9;Energy:18.1;Comm:26.4;Tech:32.6
Value:9.8;Growth:24.5;Quality:12.2;Size:20.7;Momentum:8.8;LowVol:24.1
MUB:32.2;MSFT:26.2;VTI:23.9;IEF:17.7
1.4
114
15.5
Bear
23.1
3.06
2.3
142
40
2:63
71
0.015
false
false
MaxPos5%;MaxSector30%;NoMargin
null
null
Hedge
Buy index puts 1.0% notional, 30d
12
-18
12
Delta:-0.19;Vega:0.06
BrokerB
MKT
93
5
12
44
34
-25
11
null
null
Normal monitoring
135
2.9
Approved
3
Tax-aware sells next window
E9925
P4496
2024-09-15
Roth
USD
339,047
14.6
1
68.3
Consumer:20.9;Utilities:13.3;Tech:27.0;Comm:12.5;Energy:26.4
Value:10.5;Growth:14.5;Quality:24.2;Size:21.8;Momentum:9.2;LowVol:19.9
IEF:17.2;MSFT:7.3;MUB:23.8;HYG:21.8;QQQ:22.5;XLF:7.4
1.1
155
8
Bull
17.9
3.87
3.4
70
79
48:114
87
0.0122
false
false
MaxPos6%;NoMargin
null
VarNear
NoAction
Within policy bands; defer
17
7
6
null
BrokerC
MKT
0
0
0
85
214
-17
36
null
null
Normal monitoring
153
2.8
Approved
5
Tax-aware sells next window
E9926
P0841
2024-07-14
IRA
USD
362,418
6.4
1
40.6
Materials:28.4;Health:38.1;Financials:33.5
Value:13.3;Growth:15.7;Quality:10.9;Size:20.1;Momentum:20.6;LowVol:19.3
TSLA:24.5;VNQ:41.4;AAPL:14.9;MUB:19.1
2.8
118
15.8
Volatile
25
3.61
3
150
56
28:78
77
0.0198
false
false
ESGOnly;MaxPos6%;MaxSector30%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
-10
2
1
null
BrokerB
LMT
95
8
12
64
121
-18
22
null
null
Normal monitoring
191
2
Approved
5
Within IPS guidelines
E9927
P4398
2024-12-10
Taxable
USD
647,228
13.8
1
57.8
Comm:20.2;Energy:15.3;Industrials:26.8;Consumer:37.8
Value:18.6;Growth:18.1;Quality:15.3;Size:19.2;Momentum:18.0;LowVol:10.8
TSLA:4.8;QQQ:12.8;GLD:21.6;XLF:19.4;VNQ:21.9;TLT:19.5
4.7
170
12.7
Sideways
20
4.51
3.1
107
53
41:101
90
0.0071
false
false
MaxPos8%
null
DriftNear;VarNear
Buy
Add core equity +1.0% from cash
-4
-2
5
null
BrokerA
MKT
92
5
9
91
152
14
-25
null
null
Normal monitoring
196
1.7
Approved
3
Increase defensive factor exposure
E9928
P0921
2024-11-25
Taxable
USD
457,571
4.2
1
68.3
Utilities:26.5;Consumer:18.9;Materials:22.1;Tech:17.1;Financials:15.4
Value:14.7;Growth:19.5;Quality:16.9;Size:21.2;Momentum:14.2;LowVol:13.6
XLF:33.3;HYG:41.4;TSLA:25.3
5
272
18
Bear
33.4
3.18
2.5
154
-49
-61:-6
7
0.014
false
true
MaxPos5%
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
16
-9
1
null
BrokerA
VWAP
100
8
11
-49
9
10
32
VAR>budget
Reduce
Risk above budget threshold
186
1.1
Approved
3
Tighten stops on momentum names
E9929
P4965
2024-07-23
Trust
USD
1,504,133
8.1
1.18
44.8
Utilities:24.9;Health:25.8;Tech:13.7;RealEstate:35.6
Value:16.8;Growth:20.4;Quality:18.2;Size:9.0;Momentum:18.8;LowVol:16.9
HYG:35.8;AAPL:18.6;MSFT:13.3;VNQ:32.3
2.8
164
11.1
Sideways
17.3
3.8
2.2
129
32
21:83
59
0.0138
false
false
null
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
14
-16
9
Delta:-0.1;Vega:0.06
BrokerA
LMT
99
1
0
16
-1
-19
-15
null
null
Normal monitoring
195
3.2
null
3
Increase defensive factor exposure
E9930
P1146
2024-07-23
Trust
USD
1,234,862
8.3
1
64.1
Energy:25.0;Consumer:18.9;RealEstate:56.1
Value:17.1;Growth:8.3;Quality:17.5;Size:21.4;Momentum:20.7;LowVol:15.0
AAPL:15.3;AMZN:16.2;GLD:12.3;BND:9.8;MSFT:17.4;BRK.B:29.0
4.5
143
12
Volatile
22
4.56
2.6
162
-55
-83:-40
16
0.0183
false
false
ESGOnly;MaxPos8%;MaxSector25%
null
null
Buy
Add core equity +1.0% from cash
26
14
1
null
BrokerB
VWAP
95
11
14
-5
74
-22
21
null
null
Normal monitoring
118
1
Approved
5
Within IPS guidelines
E9931
P3009
2024-07-20
IRA
USD
786,749
12
1
50.1
RealEstate:22.6;Tech:27.2;Consumer:50.2
Value:14.7;Growth:13.3;Quality:12.1;Size:20.0;Momentum:10.5;LowVol:29.4
VNQ:41.4;GLD:20.6;TSLA:38.0
4.6
169
7.3
Sideways
16.9
3.8
2.2
106
55
34:99
66
0.0148
false
false
MaxPos5%;MaxSector30%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
28
-23
4
null
BrokerA
MKT
91
11
9
9
58
13
14
null
null
Normal monitoring
180
2.9
Approved
3
Increase defensive factor exposure
E9932
P0655
2025-04-13
Roth
USD
2,299,757
6.2
1
55.5
Energy:19.9;Consumer:26.3;Health:25.9;Comm:12.0;Utilities:16.0
Value:17.4;Growth:21.0;Quality:14.5;Size:12.1;Momentum:14.6;LowVol:20.4
TLT:24.4;BRK.B:25.0;VNQ:12.7;MUB:19.7;VTI:18.3
4
228
17.2
Sideways
18.2
4.32
2.4
117
49
34:102
75
0.0134
false
true
ESGOnly
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-3
-11
10
null
BrokerC
LMT
100
12
20
62
67
14
7
VAR>budget
Hedge
Risk above budget threshold
150
0.9
Approved
3
Tighten stops on momentum names
E9933
P7843
2025-12-03
Trust
USD
850,625
7.2
1
45.1
RealEstate:30.8;Health:16.4;Energy:38.0;Utilities:14.9
Value:25.1;Growth:22.6;Quality:11.5;Size:13.1;Momentum:12.3;LowVol:15.3
VTI:12.6;XLF:21.2;MUB:12.4;HYG:12.6;IEF:15.3;TSLA:25.9
1.2
94
10.5
Sideways
17.4
3.9
3.4
108
-8
-22:17
57
0.0046
false
false
ESGOnly;MaxSector35%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
29
-26
1
null
BrokerB
MKT
92
9
9
21
24
-18
23
null
null
Normal monitoring
105
2.6
Approved
4
Within IPS guidelines
E9934
P1725
2025-06-22
401k
USD
1,741,333
3.1
1
62.9
Consumer:30.5;Industrials:12.1;Utilities:16.0;Comm:21.3;Health:20.0
Value:22.0;Growth:12.0;Quality:18.8;Size:21.0;Momentum:11.5;LowVol:14.8
TLT:15.9;MSFT:11.1;XLF:19.2;TSLA:24.6;BND:29.2
2.4
215
18.9
Bear
24.1
3.08
2.5
142
-112
-129:-62
5
0.0183
false
true
ESGOnly;MaxPos5%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-11
-16
7
null
BrokerD
VWAP
98
5
5
104
120
-13
-7
RegimeShift
Pause
Volatility spike and breadth deterioration
174
1.5
null
5
Monitor dispersion and breadth
E9935
P3323
2025-05-16
IRA
USD
287,055
8.4
1
53.5
Tech:11.6;Materials:20.0;Health:26.2;Comm:32.6;Energy:9.6
Value:21.2;Growth:19.9;Quality:18.6;Size:10.9;Momentum:20.6;LowVol:8.7
BND:34.3;XLF:13.7;HYG:12.0;MSFT:40.0
1
100
13.1
Bull
14.9
3.7
3.2
71
24
14:53
64
0.0064
false
false
NoMargin
null
null
NoAction
Within policy bands; defer
16
10
8
null
BrokerD
LMT
0
0
0
57
106
15
4
null
null
Normal monitoring
125
2
Approved
3
Tighten stops on momentum names
E9936
P9512
2025-12-26
Trust
USD
411,811
5.7
1
48.4
Comm:53.4;Energy:23.5;Materials:23.1
Value:12.2;Growth:25.6;Quality:25.4;Size:13.2;Momentum:14.6;LowVol:9.0
VOO:13.5;MSFT:44.9;QQQ:24.6;IEF:17.0
4.7
99
14.5
Volatile
31.8
4.45
4.2
114
-57
-74:-37
27
0.009
false
false
MaxPos7%;NoMargin
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
32
4
12
null
BrokerD
MKT
97
7
12
81
192
10
21
null
null
Normal monitoring
153
1.8
Approved
4
Within IPS guidelines
E9937
P6627
2025-01-21
401k
USD
702,453
15.3
1
42.2
Energy:16.8;Comm:59.7;Industrials:23.5
Value:12.7;Growth:16.2;Quality:12.1;Size:23.3;Momentum:19.5;LowVol:16.3
IEF:44.5;HYG:28.2;TLT:27.3
2.2
142
10
Volatile
20.2
4.73
2.6
150
-32
-69:0
19
0.008
false
false
NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
13
-7
7
null
BrokerC
MKT
96
6
13
85
86
-32
11
null
null
Normal monitoring
90
3.7
Approved
3
Tax-aware sells next window
E9938
P0755
2025-06-09
Trust
USD
1,546,123
8.4
1
62
Financials:36.8;Comm:14.2;Health:11.9;Materials:37.1
Value:15.3;Growth:21.6;Quality:14.5;Size:19.9;Momentum:16.0;LowVol:12.7
XLF:6.5;HYG:26.2;GLD:6.9;MUB:13.7;MSFT:29.2;TLT:17.4
6.6
279
26.8
Volatile
27.2
4.37
2.9
114
74
57:104
98
0.0096
true
true
null
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
0
-34
7
Delta:-0.12;Vega:0.06
BrokerC
LMT
100
12
11
-7
-29
-39
28
Drift>tolerance
Hedge
Allocation drift beyond policy bands
106
3.3
SuggestedEdits
2
Tax-aware sells next window
E9939
P7035
2025-09-18
Taxable
USD
1,247,894
6.4
1.12
70.4
Financials:26.9;Energy:14.7;Industrials:32.0;Materials:26.5
Value:9.4;Growth:10.1;Quality:25.2;Size:27.9;Momentum:8.3;LowVol:19.2
MSFT:10.7;TLT:36.0;MUB:29.2;VTI:24.1
5.8
222
19.5
Bull
13.6
4.07
2.9
105
49
9:74
91
0.0177
false
true
MaxPos8%;MaxSector30%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
-11
-14
5
null
BrokerA
MKT
91
7
5
-40
34
-11
39
VAR>budget
TightenStops
Risk above budget threshold
158
2.5
SuggestedEdits
2
Monitor dispersion and breadth
E9940
P2054
2024-09-28
IRA
USD
933,185
3.5
1.16
39
Financials:47.2;Energy:34.4;RealEstate:18.4
Value:19.9;Growth:15.8;Quality:23.4;Size:13.1;Momentum:12.1;LowVol:15.7
XLF:17.4;BRK.B:11.2;MSFT:17.1;QQQ:23.2;AAPL:14.6;TSLA:16.5
2.1
222
19.2
Volatile
29.2
4.12
2.4
117
13
2:56
39
0.0181
false
true
ESGOnly;MaxPos7%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
27
6
10
Delta:-0.23;Vega:0.05
BrokerA
MKT
94
7
5
3
92
-55
-12
VAR>budget
Reduce
Risk above budget threshold
136
1.4
null
4
Tax-aware sells next window
E9941
P2990
2025-05-03
Trust
USD
440,156
5.6
1
71.5
Utilities:29.9;Comm:26.8;RealEstate:10.1;Financials:24.3;Industrials:8.9
Value:14.5;Growth:21.4;Quality:17.6;Size:9.1;Momentum:23.6;LowVol:13.8
VTI:23.0;BND:28.2;AMZN:8.6;HYG:20.8;VNQ:19.4
2.9
143
11.6
Bear
26.5
3.91
1.8
213
-15
-51:23
36
0.0149
false
false
ESGOnly
null
null
Hedge
Buy index puts 1.0% notional, 30d
29
-33
2
Delta:-0.2;Vega:0.09
BrokerA
MKT
89
2
4
98
141
-44
-25
null
null
Normal monitoring
98
3
null
5
Monitor dispersion and breadth
E9942
P9231
2025-09-11
Taxable
USD
778,273
16.8
1
63.3
Health:27.5;Comm:28.4;Materials:44.1
Value:27.8;Growth:15.0;Quality:8.6;Size:27.8;Momentum:11.7;LowVol:9.2
BRK.B:13.0;AAPL:13.0;TLT:20.9;XLF:14.1;IEF:24.7;VTI:14.3
1.2
103
12.6
Bull
12.9
4.07
2.9
70
91
66:118
95
0.0063
false
false
MaxPos7%;MaxSector30%;NoMargin
null
null
Sell
Trim extended winner -1.0%
9
-16
8
null
BrokerA
MKT
96
2
3
65
143
-11
13
null
null
Normal monitoring
197
4
null
3
Within IPS guidelines
E9943
P3928
2024-08-01
401k
USD
1,838,313
7.3
1
36.1
Energy:10.6;Industrials:12.9;RealEstate:34.8;Financials:11.8;Consumer:29.9
Value:14.9;Growth:21.8;Quality:12.6;Size:16.1;Momentum:19.7;LowVol:14.8
XLF:24.7;VOO:23.7;BRK.B:17.8;GLD:33.7
1.6
220
13.9
Bear
30.9
3.49
2.5
219
-112
-152:-78
5
0.0193
false
true
ESGOnly;MaxPos6%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
11
-36
6
null
BrokerC
MKT
90
6
12
-12
63
3
9
VAR>budget
Hedge
Risk above budget threshold
211
1
null
2
Increase defensive factor exposure
E9944
P3345
2025-04-28
IRA
USD
547,788
8.1
1
69.4
Industrials:35.9;Energy:16.1;Financials:48.0
Value:13.4;Growth:18.3;Quality:25.2;Size:16.0;Momentum:17.8;LowVol:9.3
GLD:11.2;BND:18.7;TSLA:14.6;MUB:19.0;HYG:17.2;IEF:19.3
3.8
154
19.1
Sideways
15.8
4.4
3.2
114
-11
-43:35
43
0.0095
false
false
null
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-14
-8
5
Delta:-0.21;Vega:0.08
BrokerB
LMT
88
12
12
2
100
-60
2
null
null
Normal monitoring
203
1.1
null
4
Increase defensive factor exposure
E9945
P2572
2025-12-24
Roth
USD
685,160
7.5
1.08
49.8
Consumer:37.9;Utilities:14.0;Health:16.6;RealEstate:31.6
Value:19.8;Growth:16.8;Quality:9.3;Size:18.3;Momentum:21.1;LowVol:14.7
HYG:28.2;MUB:23.1;BRK.B:28.2;VTI:20.5
4.2
200
16.5
Bear
22.1
4.19
2.1
159
30
5:67
74
0.0152
false
true
MaxSector30%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-5
-35
10
null
BrokerB
MKT
98
11
16
84
91
-60
-16
VAR>budget
TightenStops
Risk above budget threshold
147
1
null
2
Tighten stops on momentum names
E9946
P5240
2024-12-24
Taxable
USD
1,256,300
5.5
1
55.3
Health:36.0;Energy:33.5;Materials:18.0;Tech:12.5
Value:18.4;Growth:24.1;Quality:13.7;Size:21.5;Momentum:12.3;LowVol:9.9
XLF:29.8;VNQ:10.5;QQQ:21.0;TLT:15.2;BRK.B:23.4
2.1
132
14.7
Volatile
31.2
4.15
4.1
158
-4
-21:30
33
0.0088
false
false
ESGOnly;MaxSector30%
null
null
Rebalance
Shift +1.0% bonds from equity
-4
-15
8
null
BrokerB
MKT
93
5
8
98
115
20
20
null
null
Normal monitoring
151
3.9
null
4
Tax-aware sells next window
E9947
P8018
2025-08-17
Taxable
USD
224,910
15.3
1
43.9
Comm:15.8;Health:33.7;Energy:23.1;Financials:27.4
Value:12.6;Growth:6.9;Quality:23.1;Size:10.2;Momentum:23.8;LowVol:23.5
MSFT:21.0;VNQ:7.1;TLT:32.8;XLF:18.4;AMZN:9.7;GLD:10.9
4.3
135
15.7
Bull
17.6
3.93
3.5
96
94
79:149
93
0.0188
false
false
null
null
DriftNear
Sell
Trim extended winner -1.0%
1
2
5
null
BrokerB
MKT
98
10
8
63
53
20
37
null
null
Normal monitoring
116
1.2
null
4
Tax-aware sells next window
E9948
P2572
2025-01-23
IRA
USD
1,866,752
6.7
1
49.3
Utilities:27.1;RealEstate:28.9;Tech:18.7;Industrials:13.9;Energy:11.4
Value:24.7;Growth:9.0;Quality:9.9;Size:9.5;Momentum:30.9;LowVol:16.0
VOO:18.8;BND:25.1;XLF:40.0;QQQ:16.1
1.9
201
10.7
Bull
13.4
3.99
2.5
113
59
38:103
85
0.0031
false
true
MaxPos5%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-1
-15
1
null
BrokerD
VWAP
100
8
9
-8
86
-38
30
RegimeShift
TightenStops
Volatility spike and breadth deterioration
219
3.3
null
3
Tighten stops on momentum names
E9949
P1431
2025-10-13
Roth
USD
340,936
7.5
1
71.7
Consumer:32.6;Utilities:23.1;Industrials:24.1;RealEstate:20.2
Value:18.3;Growth:7.8;Quality:13.9;Size:19.1;Momentum:18.4;LowVol:22.6
QQQ:15.7;IEF:35.0;VTI:10.8;VNQ:38.5
1.1
138
7.9
Bull
15.7
4.57
2.8
89
41
17:69
85
0.0093
false
false
MaxPos6%
null
null
Buy
Add core equity +1.0% from cash
16
-29
1
null
BrokerA
MKT
92
5
8
-30
-26
-35
-19
null
null
Normal monitoring
219
3.3
Approved
3
Increase defensive factor exposure
E9950
P1186
2025-05-28
Trust
USD
1,520,902
6.4
1
58.3
Financials:19.6;Consumer:31.4;Industrials:19.2;Health:29.9
Value:19.4;Growth:19.7;Quality:8.4;Size:24.6;Momentum:8.9;LowVol:19.0
BND:20.8;VTI:53.4;TLT:25.8
3.8
127
11.9
Volatile
31.9
3.66
4.5
157
9
-1:56
55
0.0142
false
false
ESGOnly
null
null
Buy
Add core equity +1.0% from cash
24
-20
8
null
BrokerA
MKT
90
3
1
-52
-50
-5
32
null
null
Normal monitoring
217
3.5
Approved
5
Increase defensive factor exposure
E9951
P2801
2025-01-10
401k
USD
1,226,092
5.2
1
61.2
RealEstate:9.4;Industrials:25.5;Energy:27.7;Consumer:15.8;Health:21.6
Value:10.3;Growth:9.1;Quality:27.7;Size:27.9;Momentum:12.4;LowVol:12.5
AMZN:17.5;BRK.B:8.8;XLF:34.7;TLT:10.4;HYG:28.7
2.4
202
13.2
Bear
29.7
3.9
2.9
148
-100
-130:-59
5
0.0032
false
true
null
null
VarNear
Rebalance
Shift +1.0% bonds from equity
12
-11
1
null
BrokerD
MKT
91
7
11
88
57
13
14
RegimeShift
Pause
Volatility spike and breadth deterioration
201
3.3
Approved
4
Tax-aware sells next window
E9952
P9838
2024-08-01
IRA
USD
1,737,024
9.7
1
46.5
Consumer:14.5;Materials:14.6;Energy:20.7;Utilities:22.9;Tech:27.3
Value:15.0;Growth:17.1;Quality:10.1;Size:18.8;Momentum:20.5;LowVol:18.6
MSFT:21.7;BND:10.5;TLT:28.4;BRK.B:9.2;IEF:9.3;XLF:20.9
5.2
180
12.2
Bull
16.7
4.76
2.6
112
80
46:108
93
0.0144
false
true
null
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
28
-4
11
Delta:-0.05;Vega:0.04
BrokerB
LMT
94
12
11
114
123
-36
-7
VAR>budget
Hedge
Risk above budget threshold
113
3.4
null
5
Monitor dispersion and breadth
E9953
P7855
2024-07-28
Roth
USD
2,173,878
5
1
48.7
RealEstate:18.0;Consumer:44.9;Tech:37.0
Value:17.1;Growth:16.6;Quality:10.5;Size:20.8;Momentum:21.2;LowVol:13.8
MSFT:21.6;QQQ:21.7;BND:13.3;AAPL:11.6;MUB:18.9;VTI:12.9
6
165
11.7
Sideways
17.8
4.54
3.1
108
14
-8:54
58
0.0161
false
false
MaxSector30%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
30
11
7
Delta:-0.14;Vega:0.08
BrokerD
LMT
92
6
9
-23
-26
-5
22
null
null
Normal monitoring
105
1.6
Approved
4
Tighten stops on momentum names
E9954
P3830
2025-05-08
Taxable
USD
1,440,810
7.7
1.11
41.1
Comm:33.7;Materials:34.9;Energy:31.4
Value:8.4;Growth:20.3;Quality:10.4;Size:23.9;Momentum:14.3;LowVol:22.7
BND:10.8;TLT:25.8;XLF:17.4;HYG:9.4;GLD:23.6;MUB:13.0
2.5
212
19.2
Bull
13.6
3.85
2.6
94
89
76:107
99
0.0057
false
true
ESGOnly;MaxPos5%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-5
-39
11
Delta:-0.18;Vega:0.07
BrokerA
LMT
98
3
5
59
61
-53
12
VAR>budget
Hedge
Risk above budget threshold
120
1.8
null
3
Tighten stops on momentum names
E9955
P4298
2025-09-13
Taxable
USD
593,437
9.2
1
69.2
Comm:23.6;Financials:23.7;Tech:18.2;Utilities:11.2;Industrials:23.3
Value:19.6;Growth:19.3;Quality:14.2;Size:14.0;Momentum:22.0;LowVol:10.9
XLF:33.2;IEF:14.0;TLT:34.3;HYG:9.9;BND:8.6
2.2
183
18
Bull
17.4
3.97
2.7
119
75
50:125
88
0.0154
false
true
MaxSector25%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
7
-40
8
null
BrokerA
VWAP
99
1
4
8
126
-60
9
VAR>budget
Hedge
Risk above budget threshold
107
2
Approved
2
Monitor dispersion and breadth
E9956
P2389
2025-07-31
Trust
USD
1,186,111
8
1
63.6
RealEstate:22.9;Industrials:14.7;Comm:28.2;Tech:20.2;Consumer:14.0
Value:16.5;Growth:19.2;Quality:21.8;Size:15.5;Momentum:20.5;LowVol:6.6
BRK.B:28.0;IEF:38.3;VNQ:33.8
4.1
269
25.6
Volatile
23.2
4.34
4
153
73
33:125
78
0.0184
false
true
ESGOnly;MaxPos7%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
4
-40
11
Delta:-0.06;Vega:0.04
BrokerA
LMT
90
7
4
-24
7
-32
-1
VAR>budget
TightenStops
Risk above budget threshold
185
2.5
Approved
5
Tighten stops on momentum names
E9957
P6692
2025-08-08
401k
USD
1,049,227
9.5
1.07
47.7
Materials:20.0;Utilities:18.6;Consumer:61.4
Value:12.7;Growth:22.3;Quality:21.2;Size:20.9;Momentum:8.7;LowVol:14.2
MSFT:13.2;VNQ:20.7;BRK.B:21.7;BND:17.3;XLF:13.1;QQQ:14.0
3.1
133
17.8
Sideways
16.8
4.36
2.1
124
35
17:70
60
0.0154
false
false
MaxPos8%;MaxSector25%
null
null
Buy
Add core equity +1.0% from cash
30
-35
5
null
BrokerC
MKT
98
11
10
-24
-22
-1
19
null
null
Normal monitoring
117
1.5
null
3
Monitor dispersion and breadth
E9958
P3942
2025-11-25
401k
USD
1,231,066
5.5
1
60.5
Tech:18.9;Industrials:26.7;Utilities:14.9;Energy:13.6;RealEstate:25.9
Value:23.2;Growth:19.1;Quality:22.5;Size:12.0;Momentum:14.4;LowVol:8.7
MUB:25.8;QQQ:12.2;GLD:8.9;BRK.B:28.7;TLT:24.3
4.8
171
11.6
Bull
12.5
3.84
2.9
108
116
81:154
100
0.0081
false
true
null
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-1
11
11
Delta:-0.18;Vega:0.05
BrokerC
VWAP
90
4
11
24
97
-43
-25
VAR>budget
Hedge
Risk above budget threshold
215
2.2
Rejected
2
Tighten stops on momentum names
E9959
P8349
2025-09-01
Roth
USD
606,476
9.8
1
73.5
Financials:30.3;Comm:20.0;Energy:49.6
Value:17.0;Growth:21.2;Quality:13.2;Size:16.8;Momentum:9.3;LowVol:22.5
BND:25.3;QQQ:18.4;GLD:17.1;XLF:13.4;BRK.B:25.8
3.1
132
14.7
Bull
12.5
3.71
2.7
82
111
96:158
91
0.0086
false
false
MaxSector25%
null
null
NoAction
Within policy bands; defer
18
9
10
null
BrokerD
MKT
0
0
0
-15
106
-39
-8
null
null
Normal monitoring
140
3.5
Approved
5
Tighten stops on momentum names
E9960
P7761
2025-01-14
401k
USD
588,754
12.3
1
63.7
Industrials:33.8;Tech:30.1;Energy:12.0;Financials:24.1
Value:17.1;Growth:24.4;Quality:21.5;Size:16.3;Momentum:11.5;LowVol:9.3
AAPL:33.7;TLT:10.2;VTI:16.1;BRK.B:29.7;GLD:10.2
2.9
161
13.2
Bull
17.9
4.27
2.1
99
40
15:58
81
0.0079
false
false
NoMargin
null
VarNear
Buy
Add core equity +1.0% from cash
26
-16
9
null
BrokerC
VWAP
90
1
2
92
214
-27
12
null
null
Normal monitoring
192
2.2
Approved
5
Within IPS guidelines
E9961
P6644
2025-01-04
Trust
USD
744,759
15.6
1
54.9
Materials:38.8;Energy:14.7;Health:19.4;Comm:27.1
Value:14.1;Growth:13.0;Quality:16.4;Size:20.4;Momentum:14.5;LowVol:21.6
TLT:13.0;XLF:27.7;VTI:21.3;VNQ:20.4;AAPL:17.6
4.4
129
11.5
Bull
13.2
3.67
3.3
117
109
82:151
97
0.0053
false
false
null
null
DriftNear
Hedge
Buy index puts 1.0% notional, 30d
28
-1
1
Delta:-0.19;Vega:0.04
BrokerA
MKT
100
3
10
36
22
-2
18
null
null
Normal monitoring
151
1.9
null
3
Monitor dispersion and breadth
E9962
P7158
2024-07-06
Taxable
USD
1,876,024
9.9
1
50.2
Energy:22.3;RealEstate:31.8;Industrials:24.2;Tech:10.8;Materials:10.8
Value:11.0;Growth:19.3;Quality:14.9;Size:10.3;Momentum:20.2;LowVol:24.3
XLF:20.6;TLT:19.7;AMZN:27.0;MSFT:14.7;BRK.B:18.0
4.4
149
21.7
Sideways
14.6
4.52
2.2
131
1
-23:50
65
0.0069
false
false
MaxPos6%;MaxSector30%
null
null
Buy
Add core equity +1.0% from cash
10
2
11
null
BrokerC
LMT
89
6
4
19
139
-28
-16
null
null
Normal monitoring
124
1.4
null
4
Within IPS guidelines
E9963
P9476
2024-11-05
Taxable
USD
1,248,339
7.5
1
68.9
Health:27.7;Financials:35.2;Energy:37.1
Value:8.7;Growth:17.9;Quality:11.6;Size:22.7;Momentum:23.2;LowVol:15.8
XLF:13.0;TLT:20.1;VNQ:12.7;MUB:34.0;VTI:20.1
2.3
223
19.6
Volatile
31.8
5.06
2.8
147
19
-18:50
49
0.0063
false
true
MaxPos6%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
22
-11
2
Delta:-0.07;Vega:0.03
BrokerA
LMT
88
4
7
-3
-12
-41
-20
RegimeShift
Reduce
Volatility spike and breadth deterioration
213
1.7
null
2
Within IPS guidelines
E9964
P6283
2025-07-05
401k
USD
294,363
5.9
1
71
Utilities:30.2;Energy:47.9;Financials:21.9
Value:13.7;Growth:8.6;Quality:26.2;Size:24.9;Momentum:12.9;LowVol:13.7
AAPL:23.4;QQQ:8.5;BND:9.2;VTI:12.4;VOO:11.4;TLT:35.1
2.3
140
14.3
Volatile
28.5
3.54
3.5
165
38
21:66
80
0.0048
false
false
MaxPos6%
null
null
Rebalance
Shift +1.0% bonds from equity
-4
-25
2
null
BrokerC
MKT
97
9
15
4
-33
-20
10
null
null
Normal monitoring
109
1.4
Approved
3
Monitor dispersion and breadth
E9965
P6721
2025-08-29
401k
USD
384,320
11
1
47.1
Utilities:12.9;Tech:20.3;RealEstate:21.4;Comm:20.5;Financials:25.0
Value:20.9;Growth:13.9;Quality:15.7;Size:19.2;Momentum:12.1;LowVol:18.2
VOO:39.5;BRK.B:13.3;MUB:26.7;TSLA:20.5
2.7
106
14.3
Bear
33.1
3.48
2.9
193
-78
-114:-30
5
0.0043
false
false
ESGOnly;MaxPos7%
null
null
Hedge
Buy index puts 1.0% notional, 30d
25
-36
12
Delta:-0.2;Vega:0.03
BrokerD
VWAP
98
10
18
91
206
-22
-13
null
null
Normal monitoring
145
1.7
null
5
Tighten stops on momentum names
E9966
P9898
2025-02-10
Roth
USD
2,201,705
5.7
1
36.4
Energy:20.7;Consumer:45.7;Health:33.6
Value:20.9;Growth:23.2;Quality:11.4;Size:20.5;Momentum:10.1;LowVol:13.9
HYG:22.4;AAPL:10.6;BRK.B:34.2;VTI:32.8
3.3
199
10.4
Bull
13.7
4.02
3.1
88
4
-26:45
37
0.0098
false
true
MaxPos5%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
28
2
3
Delta:-0.21;Vega:0.08
BrokerC
LMT
92
3
8
42
35
12
-19
RegimeShift
TightenStops
Volatility spike and breadth deterioration
181
3.3
Approved
2
Increase defensive factor exposure
E9967
P9607
2025-07-08
Trust
USD
486,965
4.4
1
55.9
Energy:20.8;Financials:41.0;Comm:11.9;Consumer:26.4
Value:14.0;Growth:15.7;Quality:12.5;Size:16.3;Momentum:16.9;LowVol:24.6
HYG:11.0;VTI:19.6;MSFT:13.5;VNQ:16.6;IEF:11.9;MUB:27.4
1.6
182
19.3
Bull
11.5
4.68
3.1
79
37
2:76
51
0.0054
false
true
ESGOnly;MaxSector25%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
16
-7
3
null
BrokerD
LMT
90
3
10
31
83
-21
-17
VAR>budget
Reduce
Risk above budget threshold
220
3.1
Approved
3
Monitor dispersion and breadth
E9968
P3142
2025-03-11
401k
USD
1,727,791
9.9
1
73.5
Materials:24.5;Tech:47.7;Energy:27.9
Value:21.7;Growth:18.0;Quality:12.9;Size:16.8;Momentum:11.4;LowVol:19.2
XLF:24.4;GLD:21.7;VTI:24.4;TLT:17.6;IEF:12.0
5
137
19.1
Volatile
22
5.38
3.2
128
17
-2:43
51
0.003
false
false
ESGOnly;MaxPos8%;MaxSector35%
null
null
Sell
Trim extended winner -1.0%
34
5
2
null
BrokerA
LMT
97
10
12
100
153
14
19
null
null
Normal monitoring
127
3.2
null
5
Tighten stops on momentum names
E9969
P6571
2025-11-05
Roth
USD
906,239
9.6
1
39.5
Comm:17.0;Health:31.0;RealEstate:34.8;Tech:17.3
Value:13.0;Growth:23.3;Quality:14.6;Size:9.7;Momentum:16.0;LowVol:23.5
AMZN:35.3;AAPL:13.6;TSLA:51.1
2.5
178
14.3
Bull
16.5
4.1
2.4
102
42
5:73
73
0.0147
false
true
null
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
8
-33
3
Delta:-0.2;Vega:0.08
BrokerB
VWAP
98
5
11
69
140
9
-10
VAR>budget
Hedge
Risk above budget threshold
96
3.2
Rejected
4
Tighten stops on momentum names
E9970
P8030
2025-08-09
Taxable
USD
195,895
9.9
1
36.1
Consumer:27.7;Energy:14.2;Financials:29.7;Materials:17.8;Tech:10.7
Value:20.7;Growth:13.0;Quality:7.9;Size:25.1;Momentum:20.8;LowVol:12.4
VTI:27.9;AAPL:10.1;XLF:15.4;BRK.B:13.0;IEF:13.9;BND:19.6
1.9
120
8.9
Volatile
20.6
4.9
4
140
64
37:84
100
0.0081
false
false
MaxPos6%;NoMargin
null
null
Sell
Trim extended winner -1.0%
3
-13
3
null
BrokerD
LMT
92
3
8
68
94
-43
30
null
null
Normal monitoring
191
2.5
null
4
Tax-aware sells next window
E9971
P8800
2024-10-02
Taxable
USD
420,215
17
1
72.5
Industrials:39.6;Health:29.7;Utilities:30.7
Value:11.1;Growth:26.2;Quality:20.8;Size:14.1;Momentum:12.0;LowVol:15.7
VNQ:25.7;BRK.B:34.3;XLF:40.0
3
114
9.2
Sideways
18.4
3.95
3
123
-10
-41:9
62
0.0198
false
false
MaxPos5%;NoMargin
null
null
Hedge
Buy index puts 1.0% notional, 30d
13
-37
6
Delta:-0.12;Vega:0.08
BrokerA
VWAP
90
12
14
-7
133
-4
13
null
null
Normal monitoring
163
1
Approved
5
Within IPS guidelines
E9972
P0876
2024-08-13
401k
USD
738,345
14.3
1
36.6
Comm:30.5;Financials:29.9;Utilities:39.5
Value:12.5;Growth:19.6;Quality:14.8;Size:14.8;Momentum:21.5;LowVol:16.9
AMZN:23.0;TSLA:27.8;HYG:32.5;VOO:7.4;MUB:9.3
4.8
110
12.5
Bull
13.9
4.63
2.8
83
71
58:86
79
0.0039
false
false
ESGOnly;MaxPos8%;NoMargin
null
DriftNear
Sell
Trim extended winner -1.0%
9
-29
1
null
BrokerD
VWAP
98
4
10
79
48
14
3
null
null
Normal monitoring
174
1.5
null
5
Tax-aware sells next window
E9973
P4103
2024-11-15
IRA
USD
184,353
17.4
1
50.1
Materials:20.4;Comm:11.5;Energy:28.7;RealEstate:15.4;Consumer:23.9
Value:26.4;Growth:8.9;Quality:12.6;Size:13.1;Momentum:24.3;LowVol:14.8
GLD:31.2;TLT:12.5;AMZN:10.7;BRK.B:11.0;MSFT:34.7
3.3
101
12.5
Bull
16.9
4.82
2.9
72
55
26:107
90
0.0181
false
false
MaxPos7%
null
null
Hedge
Buy index puts 1.0% notional, 30d
-1
3
1
Delta:-0.23;Vega:0.03
BrokerA
LMT
95
1
1
114
149
-8
10
null
null
Normal monitoring
127
2
Approved
4
Monitor dispersion and breadth
E9974
P8485
2024-08-29
Roth
USD
596,520
5.1
1
44.7
Consumer:26.7;Energy:14.2;Utilities:21.5;Tech:20.0;Industrials:17.5
Value:18.5;Growth:10.1;Quality:18.2;Size:21.5;Momentum:16.0;LowVol:15.8
GLD:33.1;VNQ:21.4;IEF:14.7;AAPL:12.9;QQQ:17.8
4
104
7.4
Sideways
18.4
3.67
2.3
103
43
24:80
79
0.0082
false
false
MaxPos5%;MaxSector30%
null
null
Rebalance
Shift +1.0% bonds from equity
11
-12
9
null
BrokerB
LMT
93
3
8
2
-13
17
-23
null
null
Normal monitoring
91
1.1
Approved
4
Increase defensive factor exposure
E9975
P5911
2024-09-01
401k
USD
716,078
9.8
1
60.5
Comm:28.1;Health:23.3;Consumer:17.8;Energy:30.7
Value:12.6;Growth:27.8;Quality:19.1;Size:15.6;Momentum:14.7;LowVol:10.2
VOO:18.5;AAPL:23.1;IEF:15.3;BND:6.0;VNQ:16.4;TSLA:20.8
1.6
159
11.2
Volatile
25.4
3.96
2.2
160
47
13:102
73
0.0127
false
false
ESGOnly;NoMargin
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
24
8
9
Delta:-0.14;Vega:0.03
BrokerA
MKT
97
7
15
90
85
-44
28
null
null
Normal monitoring
205
2.5
Approved
5
Increase defensive factor exposure
E9976
P2374
2025-05-11
Roth
USD
1,104,427
9.7
1
45.8
Health:14.7;Energy:10.3;Industrials:26.9;Consumer:23.6;RealEstate:24.6
Value:10.2;Growth:21.1;Quality:9.8;Size:22.7;Momentum:12.7;LowVol:23.5
QQQ:32.4;VOO:11.0;HYG:26.7;VTI:30.0
3.9
179
11.1
Bear
25.3
3.01
2.6
212
-32
-45:-17
52
0.0125
false
true
ESGOnly;MaxPos5%;MaxSector35%
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
17
-17
11
null
BrokerC
MKT
99
2
0
-36
-64
-5
40
VAR>budget
Reduce
Risk above budget threshold
191
1.6
Approved
3
Tax-aware sells next window
E9977
P1823
2025-11-24
Trust
USD
881,792
14.6
1
46.7
Materials:25.7;Comm:32.5;RealEstate:41.8
Value:8.9;Growth:17.2;Quality:20.1;Size:27.5;Momentum:11.9;LowVol:14.4
XLF:11.4;VNQ:24.1;MUB:20.7;VOO:13.2;MSFT:12.1;IEF:18.5
3.6
139
9.2
Sideways
15.7
4.73
2.5
119
-22
-37:33
48
0.0187
false
false
ESGOnly;MaxPos6%
null
null
Hedge
Buy index puts 1.0% notional, 30d
23
-29
10
Delta:-0.19;Vega:0.09
BrokerC
MKT
96
7
12
-45
-19
1
-4
null
null
Normal monitoring
148
2.5
Approved
3
Within IPS guidelines
E9978
P0991
2025-10-14
Trust
USD
692,235
6
1
52.6
Materials:26.4;Health:13.1;Energy:19.4;Financials:30.7;Tech:10.4
Value:19.3;Growth:20.6;Quality:11.4;Size:12.4;Momentum:20.2;LowVol:16.0
VNQ:21.4;BRK.B:36.2;BND:10.2;VOO:17.1;XLF:15.0
4.8
123
8.6
Bull
13.5
4.79
2.7
88
62
42:102
93
0.0195
false
false
MaxPos5%;NoMargin
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
26
-27
3
null
BrokerB
VWAP
93
5
10
100
151
-39
-19
null
null
Normal monitoring
119
2
null
4
Increase defensive factor exposure
E9979
P7442
2024-08-31
Roth
USD
244,683
8.7
1
36.7
Consumer:14.7;Comm:40.7;Tech:28.4;Health:16.3
Value:16.6;Growth:15.2;Quality:24.5;Size:7.8;Momentum:25.9;LowVol:10.0
MSFT:25.7;GLD:26.3;HYG:31.0;VTI:17.0
4.4
122
12.5
Bull
11.8
4.68
2.4
91
55
22:91
66
0.0184
false
false
MaxPos5%
null
DriftNear
Buy
Add core equity +1.0% from cash
-9
-23
10
null
BrokerD
MKT
98
7
12
61
176
-23
-6
null
null
Normal monitoring
123
1.8
Approved
4
Increase defensive factor exposure
E9980
P7871
2024-08-08
IRA
USD
693,819
9.6
1
58
Comm:26.0;Materials:25.7;Utilities:29.5;Industrials:18.7
Value:21.6;Growth:9.3;Quality:19.7;Size:9.5;Momentum:21.3;LowVol:18.6
MSFT:11.9;AMZN:23.3;IEF:14.5;VTI:16.8;HYG:14.8;GLD:18.8
1.8
140
7.5
Volatile
27.4
4.79
3.9
159
-12
-30:37
33
0.0161
false
false
NoMargin
null
null
Sell
Trim extended winner -1.0%
-7
9
2
null
BrokerB
VWAP
91
11
19
-1
81
9
34
null
null
Normal monitoring
96
1.5
Approved
5
Tax-aware sells next window
E9981
P0060
2025-10-10
Trust
USD
1,001,939
5.4
1
46.7
Financials:26.4;RealEstate:14.4;Tech:23.8;Industrials:24.4;Utilities:11.1
Value:20.0;Growth:19.5;Quality:17.4;Size:14.3;Momentum:19.6;LowVol:9.2
BRK.B:16.7;AAPL:26.2;MUB:23.1;TSLA:34.0
6.2
164
15
Bear
28.9
4.09
2.7
159
7
-27:22
36
0.01
true
false
ESGOnly;MaxPos6%
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
-14
-5
4
null
BrokerC
LMT
90
5
7
-20
-5
3
28
Drift>tolerance
TightenStops
Allocation drift beyond policy bands
191
1
SuggestedEdits
4
Tighten stops on momentum names
E9982
P8585
2025-10-20
IRA
USD
449,176
8.6
1
47.4
Consumer:16.4;Tech:22.7;RealEstate:33.1;Health:27.9
Value:16.2;Growth:17.1;Quality:21.3;Size:21.4;Momentum:9.0;LowVol:15.0
GLD:21.6;VNQ:21.9;TLT:21.5;BRK.B:7.4;BND:15.5;MSFT:12.1
3
129
14.3
Bull
12
3.99
3.1
100
105
69:152
89
0.0141
false
false
MaxPos5%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
8
7
8
null
BrokerC
LMT
96
5
11
74
165
-38
-10
null
null
Normal monitoring
154
1
Approved
4
Monitor dispersion and breadth
E9983
P7061
2024-07-06
Trust
USD
645,335
4.4
1
43.3
Materials:19.0;Financials:18.0;Industrials:30.8;Tech:21.7;Consumer:10.5
Value:13.2;Growth:18.3;Quality:21.8;Size:16.8;Momentum:15.0;LowVol:14.9
HYG:15.1;XLF:23.7;IEF:16.8;AAPL:19.2;VNQ:25.2
5.5
200
21
Bear
22.1
3.87
2.3
159
-81
-112:-53
6
0.0181
false
true
MaxPos7%;MaxSector25%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
-10
-25
10
Delta:-0.05;Vega:0.04
BrokerC
LMT
95
4
12
55
119
-36
-23
RegimeShift
Hedge
Volatility spike and breadth deterioration
212
2.1
Approved
4
Tax-aware sells next window
E9984
P4190
2025-03-14
Roth
USD
396,833
14.3
1
39.9
Industrials:23.6;Health:29.3;Utilities:36.8;RealEstate:10.3
Value:13.2;Growth:13.2;Quality:16.7;Size:12.9;Momentum:20.3;LowVol:23.7
BND:15.5;GLD:9.3;XLF:20.8;VNQ:22.6;MUB:17.5;AMZN:14.2
2.1
127
15.8
Volatile
27.6
4.3
3.3
154
45
5:78
62
0.0032
false
false
ESGOnly;MaxPos5%;MaxSector35%;NoMargin
null
null
Hedge
Buy index puts 1.0% notional, 30d
-15
-18
3
Delta:-0.13;Vega:0.05
BrokerB
VWAP
91
10
11
56
136
7
-25
null
null
Normal monitoring
91
1.1
null
5
Within IPS guidelines
E9985
P7454
2025-06-14
401k
USD
674,680
16.9
1
60.2
Industrials:26.1;RealEstate:27.6;Utilities:11.6;Comm:11.4;Health:23.3
Value:13.0;Growth:22.2;Quality:10.4;Size:16.0;Momentum:18.9;LowVol:19.5
IEF:26.1;QQQ:15.0;MUB:20.5;HYG:24.2;MSFT:14.2
1.2
127
11.7
Bear
26
3.82
2.2
198
0
-33:23
34
0.0175
false
false
MaxPos6%
null
null
Sell
Trim extended winner -1.0%
2
-40
10
null
BrokerB
MKT
96
6
8
62
35
-23
-6
null
null
Normal monitoring
100
3.7
Approved
4
Increase defensive factor exposure
E9986
P1580
2024-07-11
Roth
USD
754,258
5.4
1
48.8
Comm:27.4;Health:30.3;Tech:42.3
Value:16.9;Growth:11.8;Quality:23.6;Size:9.6;Momentum:18.2;LowVol:19.8
IEF:35.0;VNQ:27.7;TLT:21.2;MSFT:16.0
4.4
199
16.3
Bull
17.2
3.69
2.2
73
99
86:140
100
0.0062
false
true
ESGOnly;MaxPos6%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
2
-17
8
null
BrokerA
LMT
95
8
12
10
117
-11
-9
VAR>budget
Reduce
Risk above budget threshold
214
0.8
null
4
Tax-aware sells next window
E9987
P6493
2024-07-30
401k
USD
1,738,399
9
1
62
Comm:24.6;Consumer:28.0;Materials:22.0;Tech:25.4
Value:17.5;Growth:12.5;Quality:10.4;Size:25.5;Momentum:17.4;LowVol:16.7
GLD:18.6;VOO:21.6;MUB:5.4;TLT:15.1;TSLA:15.3;AMZN:24.0
4.8
165
24.8
Bear
25
3.96
2
165
-10
-30:10
60
0.0122
false
false
null
null
null
Sell
Trim extended winner -1.0%
8
-17
2
null
BrokerB
VWAP
91
4
12
101
159
-17
15
null
null
Normal monitoring
126
2
null
5
Monitor dispersion and breadth
E9988
P1538
2025-01-05
Trust
USD
787,468
14.5
1
55.5
Consumer:38.0;Materials:33.9;Industrials:28.0
Value:10.6;Growth:21.0;Quality:19.4;Size:10.9;Momentum:17.3;LowVol:20.8
BND:38.2;VOO:35.6;AAPL:26.2
3.2
119
7.9
Volatile
22.4
4.8
4
167
51
30:80
87
0.0085
false
false
ESGOnly;MaxPos6%;MaxSector30%
null
null
Buy
Add core equity +1.0% from cash
-14
-16
5
null
BrokerC
MKT
98
7
11
109
88
-17
30
null
null
Normal monitoring
216
1.2
null
5
Tighten stops on momentum names
E9989
P6319
2024-10-21
401k
USD
641,297
5.2
1
39.8
Utilities:37.6;RealEstate:41.6;Tech:20.8
Value:11.8;Growth:20.2;Quality:18.9;Size:20.7;Momentum:12.4;LowVol:16.0
AMZN:10.4;VTI:19.3;GLD:21.8;AAPL:16.5;BRK.B:13.3;MSFT:18.6
2.4
176
23.3
Volatile
24.1
4.05
2.9
140
-2
-19:15
47
0.0065
false
false
ESGOnly;MaxPos7%
null
null
Sell
Trim extended winner -1.0%
31
-3
8
null
BrokerD
MKT
98
3
11
74
201
-26
11
null
null
Normal monitoring
122
3.1
Approved
5
Within IPS guidelines
E9990
P6280
2024-08-20
Roth
USD
972,091
7.3
1
57.6
Consumer:24.3;Industrials:19.1;Materials:31.7;Utilities:24.9
Value:18.5;Growth:19.4;Quality:15.0;Size:18.1;Momentum:19.6;LowVol:9.4
VOO:14.1;AAPL:18.4;TLT:30.9;AMZN:22.5;IEF:14.1
2.7
168
16
Volatile
28.5
5.23
3.8
171
46
23:91
78
0.0084
false
false
ESGOnly
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-8
12
12
null
BrokerC
LMT
91
1
2
44
78
-56
19
null
null
Normal monitoring
152
3.7
null
5
Increase defensive factor exposure
E9991
P7656
2024-12-11
401k
USD
601,708
7.3
1
48.2
Financials:18.7;Tech:17.3;Comm:16.6;RealEstate:18.1;Health:29.3
Value:11.9;Growth:15.0;Quality:21.8;Size:19.9;Momentum:11.1;LowVol:20.4
MUB:15.3;AAPL:53.2;HYG:31.5
2.8
93
8.8
Sideways
15.2
4.81
2.9
93
-20
-40:1
37
0.0106
false
false
ESGOnly;MaxSector30%;NoMargin
null
null
NoAction
Within policy bands; defer
-2
-23
3
null
BrokerA
LMT
0
0
0
-52
27
-53
-2
null
null
Normal monitoring
159
3.2
null
3
Within IPS guidelines
E9992
P6437
2024-12-22
Taxable
USD
1,706,738
5.6
1
55.6
Financials:30.3;Materials:20.5;Comm:30.5;Tech:18.6
Value:27.0;Growth:14.5;Quality:11.0;Size:11.5;Momentum:17.8;LowVol:18.2
VTI:9.8;QQQ:17.8;IEF:6.9;VNQ:11.6;HYG:33.0;AAPL:20.9
6
198
17.7
Bear
22.3
3.42
1.8
133
-74
-89:-44
10
0.0192
false
true
MaxSector30%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
30
-38
3
Delta:-0.09;Vega:0.03
BrokerD
LMT
98
6
8
113
73
-27
-21
VAR>budget
Reduce
Risk above budget threshold
187
2.9
Approved
4
Tighten stops on momentum names
E9993
P7665
2024-08-23
Taxable
USD
602,547
13.1
1
66.4
Energy:19.0;Industrials:20.7;Health:20.0;RealEstate:13.1;Consumer:27.1
Value:14.1;Growth:15.0;Quality:17.0;Size:9.7;Momentum:19.8;LowVol:24.3
VTI:12.1;GLD:12.8;AMZN:26.8;VOO:23.7;MUB:10.2;AAPL:14.3
1.4
139
9.5
Bear
24
3.27
2.5
138
-57
-84:-18
35
0.0159
false
false
ESGOnly;MaxSector35%
null
null
Rebalance
Shift +1.0% bonds from equity
-4
-11
1
null
BrokerD
LMT
95
2
8
-15
63
-13
-10
null
null
Normal monitoring
157
1.1
Approved
4
Within IPS guidelines
E9994
P4290
2025-09-25
IRA
USD
1,229,024
3.9
1
51.5
Materials:15.8;RealEstate:11.0;Health:22.5;Comm:18.6;Industrials:32.0
Value:9.8;Growth:13.5;Quality:20.5;Size:15.6;Momentum:17.9;LowVol:22.8
IEF:18.8;BND:27.1;QQQ:17.0;TLT:37.1
6.5
175
26.5
Sideways
19.3
4.24
2.7
107
40
2:78
75
0.0197
true
false
ESGOnly;MaxPos5%
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
33
6
4
null
BrokerD
LMT
91
10
9
-60
46
-2
-24
Drift>tolerance
Reduce
Allocation drift beyond policy bands
121
2.1
null
2
Tighten stops on momentum names
E9995
P0093
2024-09-24
IRA
USD
373,104
8.1
1
56.8
Consumer:33.4;Financials:17.9;Utilities:30.3;Industrials:18.4
Value:12.9;Growth:13.8;Quality:12.1;Size:11.9;Momentum:29.9;LowVol:19.2
TLT:9.5;AMZN:22.7;VNQ:15.4;HYG:25.4;GLD:19.0;MUB:8.0
4.5
121
13.5
Sideways
20
3.81
2.7
92
21
-5:67
67
0.0142
false
false
MaxSector25%;NoMargin
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
5
-27
10
null
BrokerB
MKT
94
10
10
97
119
-36
-18
null
null
Normal monitoring
147
2.9
null
5
Tighten stops on momentum names
E9996
P6567
2025-10-05
Trust
USD
305,856
17.5
1
56.7
Materials:14.1;Industrials:34.5;Health:29.8;Consumer:21.6
Value:22.2;Growth:22.1;Quality:6.9;Size:21.0;Momentum:16.6;LowVol:11.1
TLT:28.5;VOO:16.0;VNQ:37.4;MUB:18.1
1.6
115
12.2
Sideways
16.9
4.67
2.4
98
7
-5:40
56
0.0036
false
false
MaxPos6%;MaxSector25%;NoMargin
null
null
NoAction
Within policy bands; defer
16
7
3
null
BrokerA
VWAP
0
0
0
74
36
-57
37
null
null
Normal monitoring
105
1.5
Approved
3
Within IPS guidelines
E9997
P5887
2024-11-05
IRA
USD
1,424,512
5.8
1
50.3
Industrials:31.3;Consumer:35.8;Energy:32.8
Value:8.5;Growth:10.3;Quality:23.7;Size:13.8;Momentum:21.4;LowVol:22.4
MUB:19.2;VTI:32.8;VOO:48.0
2.6
227
14.3
Sideways
19.2
4.04
2.1
122
-4
-24:39
31
0.0074
false
true
MaxSector35%
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
-7
-26
4
null
BrokerA
VWAP
97
8
11
54
171
-57
-16
RegimeShift
Reduce
Volatility spike and breadth deterioration
134
1.2
Approved
2
Tighten stops on momentum names
E9998
P2592
2025-02-28
Roth
USD
628,387
17
1
69.1
Financials:41.1;Industrials:29.6;Health:29.3
Value:13.3;Growth:12.1;Quality:18.7;Size:12.2;Momentum:22.3;LowVol:21.3
TLT:11.6;VTI:20.4;MUB:19.3;TSLA:20.0;VOO:7.7;XLF:21.1
3.1
136
10.2
Volatile
28.4
3.76
2.1
165
68
43:93
77
0.0124
false
false
MaxSector25%;NoMargin
null
null
Buy
Add core equity +1.0% from cash
5
-32
9
null
BrokerA
VWAP
97
3
7
102
136
1
28
null
null
Normal monitoring
115
1
null
4
Tax-aware sells next window
E9999
P5702
2025-03-10
IRA
USD
827,875
9.9
1
39
Energy:11.4;Utilities:37.3;Consumer:19.2;Financials:32.1
Value:21.3;Growth:22.0;Quality:18.4;Size:9.2;Momentum:7.2;LowVol:21.9
TLT:26.1;BRK.B:46.0;XLF:16.5;VNQ:11.4
2.5
103
12.6
Volatile
30.5
4.95
4
172
31
8:76
71
0.0162
false
false
ESGOnly;MaxPos6%;MaxSector35%
null
null
Buy
Add core equity +1.0% from cash
7
-31
10
null
BrokerD
MKT
89
4
12
-8
51
8
38
null
null
Normal monitoring
182
3.1
Approved
3
Monitor dispersion and breadth
E10000
P4148
2025-05-25
Taxable
USD
2,007,534
7.4
1
47.2
Consumer:23.8;Utilities:38.9;Financials:37.3
Value:15.5;Growth:10.2;Quality:20.7;Size:18.2;Momentum:26.0;LowVol:9.3
GLD:18.9;AAPL:28.0;TLT:37.5;VNQ:15.7
2.3
203
18.8
Volatile
30.3
4.1
4.4
146
-54
-83:-2
12
0.0156
false
true
MaxPos6%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-5
-27
7
null
BrokerA
MKT
91
10
11
-34
-1
7
-6
VAR>budget
Hedge
Risk above budget threshold
100
1.9
Approved
3
Tighten stops on momentum names