episode_id string | client_id string | as_of_date string | account_type string | base_currency string | nav_usd int64 | cash_pct float64 | gross_exposure_x float64 | net_exposure_pct float64 | sector_risk_contrib_pct string | factor_risk_contrib_pct string | top_positions_pct string | drift_vs_policy_pct float64 | var_95_bps int64 | stress_dd_20d_pct float64 | regime string | vix float64 | rates_10y_pct float64 | inflation_yoy_pct float64 | credit_spread_ig_bps int64 | alpha_est_bps int64 | alpha_ci95_bps string | signal_strength_1_100 int64 | model_calibration_mse_90d float64 | drift_breach_flag bool | var_breach_flag bool | policy_constraints string | hard_limits_hit string | soft_limits_near string | action_type string | action_payload string | expected_alpha_bps int64 | expected_risk_delta_bps int64 | expected_cost_bps int64 | hedge_greeks string | venue string | order_type string | fill_ratio_pct int64 | slippage_bps int64 | implementation_shortfall_bps int64 | pnl_7d_bps int64 | pnl_30d_bps int64 | var_change_7d_bps int64 | tracking_error_change_30d_bps int64 | self_correction_trigger string | self_correction_action string | self_correction_reason string | post_correction_var_bps int64 | post_correction_drift_pct float64 | advisor_review string | user_feedback_1_5 int64 | audit_notes string |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
E9701 | P1068 | 2024-08-25 | Trust | USD | 714,364 | 7.5 | 1 | 74.1 | Energy:32.0;Materials:15.8;Health:25.4;Consumer:26.9 | Value:13.2;Growth:16.8;Quality:15.3;Size:21.4;Momentum:12.0;LowVol:21.3 | VNQ:25.1;GLD:28.5;MUB:30.8;TSLA:15.7 | 4.4 | 112 | 13.1 | Volatile | 26.6 | 3.72 | 2.5 | 122 | 67 | 27:91 | 92 | 0.0134 | false | false | MaxSector25% | null | DriftNear | Sell | Trim extended winner -1.0% | 2 | -20 | 2 | null | BrokerD | VWAP | 89 | 5 | 10 | 64 | 153 | -10 | 3 | null | null | Normal monitoring | 190 | 3.3 | null | 3 | Tighten stops on momentum names |
E9702 | P0776 | 2025-05-12 | Roth | USD | 778,292 | 12.2 | 1 | 35.3 | Health:19.2;Industrials:21.0;RealEstate:31.3;Comm:15.6;Materials:12.8 | Value:23.0;Growth:12.4;Quality:9.5;Size:18.9;Momentum:15.1;LowVol:21.2 | BRK.B:17.7;VOO:26.7;GLD:30.8;MUB:24.9 | 2 | 152 | 15.7 | Sideways | 19.4 | 4.58 | 2.1 | 99 | 23 | -12:41 | 57 | 0.0129 | false | false | ESGOnly;NoMargin | null | VarNear | Sell | Trim extended winner -1.0% | 29 | -24 | 11 | null | BrokerC | MKT | 91 | 4 | 12 | 32 | 75 | -43 | 27 | null | null | Normal monitoring | 136 | 1.1 | null | 3 | Within IPS guidelines |
E9703 | P8486 | 2024-12-23 | Trust | USD | 1,419,130 | 9.3 | 1 | 38 | Health:22.7;Materials:27.0;Tech:36.6;Energy:13.6 | Value:10.9;Growth:25.6;Quality:17.4;Size:17.2;Momentum:16.7;LowVol:12.2 | XLF:30.7;VOO:19.7;MSFT:30.5;AAPL:19.1 | 4.4 | 136 | 18.2 | Volatile | 28.7 | 4.9 | 2.3 | 143 | 20 | 5:41 | 72 | 0.0199 | false | false | MaxPos8%;MaxSector30% | null | null | Hedge | Buy index puts 1.0% notional, 30d | -9 | -39 | 5 | Delta:-0.19;Vega:0.08 | BrokerA | MKT | 94 | 3 | 1 | -43 | -64 | -36 | 27 | null | null | Normal monitoring | 218 | 1 | null | 3 | Monitor dispersion and breadth |
E9704 | P6243 | 2025-07-29 | Roth | USD | 1,440,932 | 9.2 | 1 | 42.5 | Materials:43.9;Comm:28.9;Financials:27.2 | Value:21.5;Growth:15.8;Quality:8.9;Size:22.2;Momentum:13.8;LowVol:17.8 | TSLA:13.7;QQQ:9.1;GLD:21.3;VOO:19.0;VTI:13.9;IEF:23.0 | 1.9 | 187 | 12.9 | Bear | 30.9 | 4.12 | 2.6 | 179 | 17 | -11:61 | 76 | 0.0181 | false | true | null | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 3 | -14 | 10 | null | BrokerC | LMT | 99 | 4 | 2 | -33 | 101 | -11 | 9 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 113 | 2.6 | Rejected | 2 | Increase defensive factor exposure |
E9705 | P6134 | 2025-03-12 | Trust | USD | 637,251 | 16.3 | 1 | 53.7 | Health:11.1;Consumer:27.1;Tech:14.7;Materials:21.2;Financials:26.0 | Value:12.5;Growth:10.0;Quality:21.0;Size:11.9;Momentum:24.5;LowVol:20.1 | GLD:21.8;QQQ:16.7;TSLA:9.7;XLF:14.8;IEF:15.2;VNQ:21.6 | 4.2 | 106 | 12.2 | Bull | 16.7 | 4.69 | 2.4 | 93 | 65 | 45:81 | 96 | 0.0139 | false | false | ESGOnly;NoMargin | null | DriftNear | Hedge | Buy index puts 1.0% notional, 30d | -15 | -13 | 4 | Delta:-0.13;Vega:0.05 | BrokerB | MKT | 91 | 10 | 11 | -45 | -5 | -60 | 28 | null | null | Normal monitoring | 93 | 1 | null | 4 | Increase defensive factor exposure |
E9706 | P1969 | 2025-08-14 | 401k | USD | 322,495 | 6 | 1 | 63.2 | Consumer:23.7;Financials:37.4;Health:39.0 | Value:11.2;Growth:18.6;Quality:16.2;Size:16.6;Momentum:24.4;LowVol:13.0 | QQQ:39.4;GLD:19.5;AMZN:41.1 | 4.1 | 156 | 12.8 | Sideways | 20.7 | 4.64 | 2.8 | 136 | 16 | -14:64 | 63 | 0.0059 | false | false | ESGOnly;MaxPos6%;MaxSector30%;NoMargin | null | DriftNear;VarNear | Buy | Add core equity +1.0% from cash | 23 | -6 | 12 | null | BrokerC | MKT | 96 | 10 | 13 | 82 | 96 | -27 | -2 | null | null | Normal monitoring | 128 | 1.6 | Approved | 3 | Tighten stops on momentum names |
E9707 | P4571 | 2025-07-16 | 401k | USD | 1,460,426 | 5.5 | 1 | 46.6 | Materials:28.0;Consumer:31.4;Tech:13.6;RealEstate:27.1 | Value:16.2;Growth:20.7;Quality:17.4;Size:15.3;Momentum:12.8;LowVol:17.6 | IEF:16.8;GLD:24.2;VNQ:19.5;BRK.B:26.0;HYG:13.4 | 5.1 | 161 | 19.5 | Volatile | 27.3 | 4.71 | 4.3 | 112 | -23 | -58:-7 | 24 | 0.0107 | false | false | null | null | DriftNear;VarNear | NoAction | Within policy bands; defer | -7 | 13 | 2 | null | BrokerB | LMT | 0 | 0 | 0 | -38 | -6 | -35 | 27 | null | null | Normal monitoring | 123 | 3.8 | Approved | 5 | Monitor dispersion and breadth |
E9708 | P8957 | 2024-10-16 | 401k | USD | 562,781 | 4 | 1 | 52.9 | Utilities:19.2;Health:35.7;Financials:24.3;Tech:20.8 | Value:22.3;Growth:15.2;Quality:18.6;Size:12.2;Momentum:21.9;LowVol:9.8 | VNQ:37.5;BND:33.6;AMZN:19.4;QQQ:9.5 | 5 | 267 | 27.5 | Bull | 16.4 | 3.6 | 2.2 | 78 | 49 | 15:93 | 89 | 0.0149 | false | true | MaxPos8% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 15 | -40 | 3 | null | BrokerA | MKT | 99 | 1 | 5 | -20 | -32 | -46 | 10 | VAR>budget | Hedge | Risk above budget threshold | 101 | 2.3 | Approved | 4 | Increase defensive factor exposure |
E9709 | P0888 | 2025-03-21 | IRA | USD | 1,815,155 | 5.6 | 1 | 63.6 | Comm:34.0;Tech:24.0;Consumer:42.0 | Value:20.3;Growth:20.6;Quality:16.6;Size:10.8;Momentum:21.8;LowVol:9.9 | MSFT:12.6;VTI:23.8;MUB:11.4;VNQ:18.1;GLD:19.8;AMZN:14.3 | 4.7 | 201 | 10.6 | Bear | 26.1 | 4.15 | 1.2 | 147 | -103 | -114:-86 | 5 | 0.0066 | false | true | MaxSector30% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 32 | 15 | 12 | null | BrokerA | MKT | 95 | 4 | 3 | 2 | 20 | -17 | 16 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 136 | 1.3 | Approved | 3 | Tighten stops on momentum names |
E9710 | P3119 | 2025-05-20 | Trust | USD | 844,186 | 14.9 | 1 | 63.3 | Health:11.9;Utilities:19.3;Energy:14.6;Financials:25.3;Materials:28.8 | Value:21.5;Growth:10.8;Quality:15.5;Size:21.1;Momentum:17.9;LowVol:13.1 | BRK.B:29.9;BND:33.4;AAPL:36.7 | 2.8 | 143 | 13.4 | Bear | 30.5 | 3.37 | 1.6 | 189 | -120 | -138:-68 | 5 | 0.0164 | false | false | ESGOnly;MaxPos7%;NoMargin | null | null | Sell | Trim extended winner -1.0% | 15 | -17 | 10 | null | BrokerA | LMT | 91 | 12 | 10 | 46 | 86 | -28 | 1 | null | null | Normal monitoring | 142 | 1.5 | Approved | 3 | Tax-aware sells next window |
E9711 | P6201 | 2025-04-08 | Trust | USD | 363,874 | 6.9 | 1 | 74 | Energy:36.9;Tech:32.1;Consumer:31.0 | Value:10.7;Growth:10.9;Quality:17.0;Size:21.4;Momentum:18.5;LowVol:21.5 | TLT:21.9;VNQ:14.2;QQQ:15.7;GLD:20.4;XLF:16.7;AMZN:11.2 | 3.5 | 229 | 21.5 | Volatile | 29.8 | 4.23 | 2.1 | 127 | 33 | 6:87 | 63 | 0.0155 | false | true | MaxPos5% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | -2 | -34 | 11 | Delta:-0.15;Vega:0.05 | BrokerC | MKT | 92 | 5 | 12 | 0 | 135 | -41 | 20 | VAR>budget | Hedge | Risk above budget threshold | 110 | 3.5 | Approved | 4 | Tighten stops on momentum names |
E9712 | P8064 | 2025-02-06 | IRA | USD | 404,599 | 7.8 | 1 | 55.5 | Financials:35.4;Health:20.7;Materials:33.2;Consumer:10.7 | Value:13.2;Growth:13.0;Quality:8.2;Size:23.9;Momentum:26.4;LowVol:15.3 | QQQ:23.2;TSLA:12.2;VNQ:20.8;GLD:21.9;AAPL:21.9 | 3.4 | 139 | 14.5 | Volatile | 21.3 | 4.22 | 2.3 | 166 | -6 | -40:22 | 36 | 0.0174 | false | false | MaxPos6%;MaxSector25%;NoMargin | null | null | Sell | Trim extended winner -1.0% | 32 | -20 | 6 | null | BrokerD | MKT | 99 | 9 | 15 | 49 | 39 | -11 | 24 | null | null | Normal monitoring | 179 | 2.2 | Approved | 4 | Increase defensive factor exposure |
E9713 | P6019 | 2025-11-17 | IRA | USD | 455,539 | 6.3 | 1 | 48.6 | Health:25.2;Energy:19.5;Industrials:25.5;Tech:19.9;Materials:9.8 | Value:10.9;Growth:20.0;Quality:14.4;Size:19.6;Momentum:20.0;LowVol:15.0 | TSLA:17.3;BRK.B:20.1;VOO:19.5;AAPL:14.9;QQQ:11.4;VTI:16.8 | 1.8 | 98 | 14 | Volatile | 28 | 4.34 | 3.5 | 112 | 26 | 6:70 | 79 | 0.0102 | false | false | ESGOnly;MaxPos6% | null | null | Buy | Add core equity +1.0% from cash | 35 | -23 | 10 | null | BrokerA | MKT | 90 | 4 | 5 | 17 | 95 | 17 | 23 | null | null | Normal monitoring | 103 | 3.1 | Approved | 3 | Tighten stops on momentum names |
E9714 | P2629 | 2024-11-16 | IRA | USD | 617,850 | 14.6 | 1 | 55.2 | Tech:32.6;Industrials:32.2;Comm:12.6;Energy:22.6 | Value:21.1;Growth:24.0;Quality:7.3;Size:13.2;Momentum:20.9;LowVol:13.6 | MSFT:13.8;VTI:27.8;MUB:20.8;BND:8.7;IEF:28.9 | 1.9 | 92 | 15.3 | Bull | 14.9 | 4.3 | 2.3 | 97 | 11 | -8:28 | 46 | 0.0193 | false | false | ESGOnly;MaxSector30%;NoMargin | null | null | Buy | Add core equity +1.0% from cash | 10 | 2 | 11 | null | BrokerB | MKT | 97 | 8 | 10 | -20 | 73 | -43 | -8 | null | null | Normal monitoring | 119 | 2.6 | Approved | 3 | Monitor dispersion and breadth |
E9715 | P9488 | 2025-05-22 | 401k | USD | 354,273 | 13.3 | 1 | 61.7 | Health:46.9;RealEstate:27.2;Utilities:25.9 | Value:14.7;Growth:20.8;Quality:17.4;Size:16.2;Momentum:11.0;LowVol:20.0 | BND:10.9;TLT:11.5;AMZN:13.8;HYG:21.4;VTI:16.9;XLF:25.4 | 1.9 | 149 | 8.4 | Volatile | 31.8 | 5.36 | 2.3 | 141 | 76 | 40:115 | 97 | 0.0053 | false | false | MaxPos8%;MaxSector25% | null | null | Sell | Trim extended winner -1.0% | 6 | -10 | 12 | null | BrokerD | LMT | 88 | 5 | 8 | 91 | 131 | 18 | -21 | null | null | Normal monitoring | 191 | 2.7 | null | 3 | Monitor dispersion and breadth |
E9716 | P0868 | 2025-01-18 | IRA | USD | 380,742 | 16.4 | 1 | 39 | RealEstate:16.6;Industrials:19.0;Health:18.4;Financials:23.2;Comm:22.8 | Value:14.4;Growth:21.6;Quality:17.9;Size:14.9;Momentum:14.8;LowVol:16.3 | VNQ:20.4;MUB:19.0;XLF:7.1;BRK.B:21.0;AMZN:19.6;QQQ:12.9 | 1.5 | 162 | 7.4 | Volatile | 26.8 | 5.07 | 2.4 | 164 | 8 | -9:56 | 55 | 0.0046 | false | false | MaxPos8% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 26 | -8 | 2 | null | BrokerC | LMT | 97 | 6 | 12 | 31 | 13 | -24 | -18 | null | null | Normal monitoring | 163 | 3.2 | Approved | 3 | Tighten stops on momentum names |
E9717 | P9593 | 2025-06-08 | 401k | USD | 537,340 | 8.7 | 1 | 58.3 | Tech:21.8;Health:28.9;Utilities:11.9;Industrials:20.8;Energy:16.6 | Value:16.2;Growth:9.5;Quality:18.5;Size:22.0;Momentum:10.1;LowVol:23.7 | BRK.B:20.6;TSLA:24.6;TLT:24.0;VNQ:30.8 | 2.8 | 192 | 14.1 | Bull | 12 | 4.76 | 2.5 | 103 | 87 | 48:108 | 94 | 0.0078 | false | true | MaxSector30% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | -8 | -2 | 1 | null | BrokerB | LMT | 95 | 12 | 15 | 7 | 108 | -5 | 39 | VAR>budget | Hedge | Risk above budget threshold | 114 | 3.1 | SuggestedEdits | 3 | Within IPS guidelines |
E9718 | P8124 | 2025-03-07 | IRA | USD | 1,062,631 | 8.4 | 1 | 65 | Tech:13.6;Consumer:30.9;Health:26.3;Financials:29.2 | Value:17.9;Growth:21.3;Quality:16.5;Size:11.1;Momentum:19.3;LowVol:14.0 | AAPL:29.5;QQQ:8.6;AMZN:17.6;TLT:29.4;BRK.B:14.9 | 4.9 | 250 | 16 | Volatile | 25.4 | 4.38 | 2.8 | 137 | 66 | 30:94 | 91 | 0.0052 | false | true | ESGOnly;MaxPos8% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 23 | -8 | 4 | null | BrokerC | MKT | 90 | 5 | 3 | 44 | 134 | 15 | -14 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 203 | 0.9 | SuggestedEdits | 4 | Tax-aware sells next window |
E9719 | P8638 | 2025-02-11 | Taxable | USD | 1,268,500 | 9.8 | 1 | 71.2 | Financials:27.0;Industrials:40.2;Energy:32.8 | Value:20.2;Growth:22.9;Quality:24.0;Size:10.2;Momentum:8.1;LowVol:14.7 | TSLA:27.1;TLT:16.7;BRK.B:27.0;QQQ:29.2 | 3.7 | 134 | 11.6 | Sideways | 18.9 | 4.69 | 2.9 | 130 | -23 | -56:18 | 55 | 0.005 | false | false | MaxPos6%;MaxSector30% | null | null | NoAction | Within policy bands; defer | -1 | -36 | 10 | null | BrokerA | MKT | 0 | 0 | 0 | 9 | 136 | -41 | -4 | null | null | Normal monitoring | 203 | 2.4 | Approved | 4 | Increase defensive factor exposure |
E9720 | P6149 | 2025-07-03 | Taxable | USD | 731,278 | 17.6 | 1 | 57.6 | Materials:18.0;RealEstate:13.5;Industrials:31.4;Financials:37.1 | Value:16.9;Growth:17.5;Quality:17.0;Size:15.9;Momentum:22.7;LowVol:10.0 | BRK.B:32.5;MSFT:31.7;HYG:35.8 | 1.1 | 134 | 8.6 | Volatile | 24.2 | 4.11 | 3.2 | 160 | 52 | 18:105 | 70 | 0.0062 | false | false | MaxPos8%;NoMargin | null | null | Buy | Add core equity +1.0% from cash | 7 | -32 | 10 | null | BrokerD | MKT | 94 | 7 | 15 | 11 | -18 | -24 | -20 | null | null | Normal monitoring | 107 | 2 | null | 4 | Within IPS guidelines |
E9721 | P2006 | 2024-11-05 | Trust | USD | 1,374,051 | 5.8 | 1 | 45.2 | Consumer:13.5;Health:20.6;Utilities:21.8;Materials:20.8;Financials:23.3 | Value:21.4;Growth:16.3;Quality:11.0;Size:12.9;Momentum:17.7;LowVol:20.6 | HYG:18.4;XLF:15.2;AMZN:66.4 | 2.2 | 193 | 20.7 | Volatile | 27.9 | 3.53 | 3.2 | 142 | 16 | -6:49 | 68 | 0.0188 | false | false | MaxPos5% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | -8 | 6 | 11 | Delta:-0.16;Vega:0.08 | BrokerC | LMT | 97 | 6 | 9 | 83 | 180 | -7 | 16 | null | null | Normal monitoring | 109 | 2.2 | null | 4 | Tighten stops on momentum names |
E9722 | P2619 | 2024-12-21 | Roth | USD | 860,700 | 14.8 | 1 | 73.2 | Health:15.0;Energy:21.4;Materials:17.5;Tech:23.4;Industrials:22.7 | Value:21.2;Growth:16.1;Quality:14.9;Size:19.6;Momentum:17.1;LowVol:11.1 | AMZN:29.1;VNQ:21.7;VTI:49.2 | 3.3 | 96 | 12.6 | Bull | 14.7 | 4.73 | 3.1 | 107 | 21 | -8:39 | 48 | 0.0147 | false | false | MaxSector30%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | 7 | -26 | 6 | null | BrokerC | MKT | 99 | 12 | 9 | 93 | 229 | 2 | 14 | null | null | Normal monitoring | 180 | 1.7 | Approved | 5 | Monitor dispersion and breadth |
E9723 | P2875 | 2024-12-22 | 401k | USD | 769,823 | 6 | 1 | 63.6 | Financials:29.2;Consumer:22.5;Energy:26.6;Industrials:21.7 | Value:21.2;Growth:20.4;Quality:20.3;Size:10.7;Momentum:19.1;LowVol:8.4 | MSFT:32.1;VOO:26.1;AAPL:41.9 | 5.3 | 219 | 21.1 | Sideways | 15 | 4.82 | 3 | 122 | -17 | -49:4 | 48 | 0.0091 | false | true | ESGOnly;MaxPos8%;MaxSector35% | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 10 | -39 | 7 | null | BrokerB | LMT | 98 | 3 | 4 | 108 | 244 | -45 | 5 | RegimeShift | TightenStops | Volatility spike and breadth deterioration | 177 | 1.6 | null | 3 | Tighten stops on momentum names |
E9724 | P9588 | 2025-07-29 | Trust | USD | 190,706 | 7.4 | 1 | 48.7 | Utilities:33.3;Tech:42.8;RealEstate:24.0 | Value:17.0;Growth:20.3;Quality:12.7;Size:13.8;Momentum:14.1;LowVol:22.1 | HYG:23.0;AAPL:42.8;MSFT:34.1 | 4.7 | 120 | 8.1 | Volatile | 27.8 | 4.23 | 3.1 | 110 | 51 | 27:83 | 78 | 0.0137 | false | false | MaxSector30% | null | DriftNear | Buy | Add core equity +1.0% from cash | 15 | 15 | 7 | null | BrokerD | MKT | 93 | 5 | 7 | 16 | -12 | 16 | -16 | null | null | Normal monitoring | 96 | 2.9 | null | 4 | Tax-aware sells next window |
E9725 | P8343 | 2025-04-07 | IRA | USD | 1,642,567 | 4.5 | 1.21 | 49.8 | Consumer:20.1;Utilities:43.3;Health:36.6 | Value:10.6;Growth:12.8;Quality:17.7;Size:23.8;Momentum:24.4;LowVol:10.8 | XLF:14.8;VTI:31.9;HYG:41.3;IEF:12.0 | 4.5 | 195 | 23.8 | Sideways | 21.4 | 4.74 | 2.4 | 124 | 39 | 24:71 | 87 | 0.0183 | false | false | ESGOnly;MaxSector30% | null | VarNear | Sell | Trim extended winner -1.0% | 13 | -5 | 11 | null | BrokerD | MKT | 95 | 10 | 14 | -14 | 117 | -5 | 24 | null | null | Normal monitoring | 190 | 2.6 | Approved | 3 | Tax-aware sells next window |
E9726 | P1838 | 2025-06-09 | Roth | USD | 420,710 | 7.2 | 1 | 41.4 | Financials:40.0;Energy:42.9;Utilities:17.0 | Value:18.3;Growth:15.4;Quality:15.1;Size:19.3;Momentum:16.0;LowVol:15.8 | IEF:32.4;BRK.B:51.6;HYG:16.0 | 4 | 222 | 11.8 | Bull | 16.2 | 4.8 | 2.6 | 104 | 63 | 25:83 | 64 | 0.0097 | false | true | null | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 7 | -39 | 2 | null | BrokerA | MKT | 98 | 4 | 4 | 97 | 96 | -10 | -3 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 219 | 1.6 | null | 4 | Within IPS guidelines |
E9727 | P7134 | 2024-11-06 | Taxable | USD | 1,166,533 | 6.2 | 1 | 66.3 | Comm:23.6;Utilities:15.1;Industrials:21.1;Energy:24.8;RealEstate:15.4 | Value:8.2;Growth:19.6;Quality:15.1;Size:26.6;Momentum:22.2;LowVol:8.3 | GLD:31.6;VOO:23.3;QQQ:21.0;HYG:24.1 | 1.6 | 131 | 17.7 | Sideways | 20.1 | 4.56 | 2.2 | 98 | 29 | -2:71 | 79 | 0.0117 | false | false | MaxPos8%;MaxSector35% | null | null | NoAction | Within policy bands; defer | -9 | -35 | 1 | null | BrokerB | LMT | 0 | 0 | 0 | 45 | 36 | -40 | -23 | null | null | Normal monitoring | 108 | 3.1 | Approved | 4 | Tighten stops on momentum names |
E9728 | P7556 | 2025-07-07 | IRA | USD | 1,057,063 | 9.3 | 1 | 39.3 | Energy:14.8;Tech:13.9;RealEstate:27.0;Financials:25.4;Utilities:19.0 | Value:10.5;Growth:25.9;Quality:11.3;Size:17.6;Momentum:10.1;LowVol:24.5 | TSLA:29.6;MSFT:29.2;GLD:11.9;HYG:9.0;MUB:20.3 | 4.9 | 147 | 18.1 | Volatile | 22.2 | 4.33 | 3.9 | 173 | 13 | 0:31 | 71 | 0.0085 | false | false | null | null | null | Buy | Add core equity +1.0% from cash | 6 | -1 | 12 | null | BrokerC | LMT | 90 | 9 | 14 | 25 | 139 | 9 | 29 | null | null | Normal monitoring | 204 | 2.4 | null | 5 | Tax-aware sells next window |
E9729 | P8059 | 2025-04-04 | Roth | USD | 256,265 | 6.7 | 1 | 61.4 | Health:19.7;Industrials:14.2;Utilities:22.5;Tech:14.8;Comm:28.7 | Value:20.3;Growth:8.5;Quality:20.3;Size:9.6;Momentum:17.5;LowVol:23.9 | BRK.B:18.5;XLF:19.3;TSLA:9.6;VOO:25.8;MSFT:6.0;AAPL:20.8 | 3 | 127 | 10.4 | Bull | 13.7 | 4.32 | 2.1 | 101 | 119 | 96:167 | 100 | 0.0165 | false | false | ESGOnly;MaxSector25% | null | null | Buy | Add core equity +1.0% from cash | -15 | -27 | 7 | null | BrokerA | MKT | 97 | 11 | 8 | 88 | 187 | -24 | -19 | null | null | Normal monitoring | 199 | 1.5 | null | 5 | Within IPS guidelines |
E9730 | P7370 | 2025-09-19 | Taxable | USD | 569,822 | 14.6 | 1 | 43.6 | Financials:22.1;Comm:39.2;Health:38.7 | Value:21.3;Growth:19.9;Quality:16.2;Size:15.7;Momentum:15.3;LowVol:11.6 | AMZN:17.9;IEF:10.0;VOO:29.9;XLF:20.9;MSFT:21.3 | 1.2 | 123 | 8.8 | Sideways | 19.5 | 3.64 | 3.1 | 102 | -20 | -44:16 | 36 | 0.004 | false | false | MaxPos5%;MaxSector30%;NoMargin | null | null | NoAction | Within policy bands; defer | 29 | -2 | 10 | null | BrokerC | MKT | 0 | 0 | 0 | 71 | 40 | 13 | -17 | null | null | Normal monitoring | 94 | 3.1 | Approved | 3 | Tighten stops on momentum names |
E9731 | P2329 | 2025-08-14 | Taxable | USD | 443,427 | 8.8 | 1 | 38.8 | Utilities:39.2;Tech:18.5;Energy:25.0;Health:17.3 | Value:16.0;Growth:24.1;Quality:10.5;Size:21.9;Momentum:15.3;LowVol:12.0 | GLD:22.6;BRK.B:59.9;BND:17.5 | 5.3 | 186 | 21.7 | Sideways | 22 | 4.88 | 3.5 | 92 | -15 | -26:11 | 42 | 0.0189 | false | false | ESGOnly;MaxPos8% | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | 4 | -20 | 12 | Delta:-0.16;Vega:0.04 | BrokerD | MKT | 96 | 9 | 13 | -44 | 30 | -45 | 13 | null | null | Normal monitoring | 105 | 1 | null | 5 | Within IPS guidelines |
E9732 | P2173 | 2024-08-13 | Taxable | USD | 1,367,060 | 7.5 | 1.21 | 40.4 | Industrials:25.2;Utilities:32.0;Comm:22.6;RealEstate:20.2 | Value:22.9;Growth:12.2;Quality:16.3;Size:19.5;Momentum:16.2;LowVol:12.9 | BRK.B:15.5;VTI:19.6;VNQ:36.6;BND:28.4 | 4.4 | 153 | 20 | Volatile | 29.6 | 4.63 | 3.6 | 140 | -13 | -33:25 | 39 | 0.0107 | false | false | ESGOnly;MaxPos8% | null | VarNear | Sell | Trim extended winner -1.0% | 18 | -19 | 7 | null | BrokerB | LMT | 96 | 8 | 15 | -14 | -48 | 9 | -20 | null | null | Normal monitoring | 114 | 2 | Approved | 3 | Tighten stops on momentum names |
E9733 | P4246 | 2025-07-13 | Taxable | USD | 1,727,327 | 9.9 | 1 | 49.6 | Financials:30.7;Utilities:31.8;Materials:37.5 | Value:16.2;Growth:19.9;Quality:19.6;Size:14.1;Momentum:8.7;LowVol:21.5 | XLF:8.1;QQQ:19.6;GLD:19.7;BND:19.0;BRK.B:33.6 | 2.4 | 193 | 21.8 | Sideways | 18.1 | 4.03 | 3.4 | 114 | -27 | -41:-4 | 40 | 0.0121 | false | true | null | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | -2 | -9 | 5 | null | BrokerC | MKT | 93 | 9 | 11 | 24 | 36 | 19 | 27 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 119 | 1.8 | null | 3 | Within IPS guidelines |
E9734 | P7941 | 2025-01-23 | Taxable | USD | 855,007 | 6.4 | 1 | 73.9 | Materials:23.8;Industrials:29.5;Comm:11.0;Consumer:17.0;Health:18.7 | Value:24.3;Growth:17.6;Quality:19.6;Size:23.1;Momentum:7.9;LowVol:7.6 | VNQ:18.3;MSFT:24.4;IEF:24.2;BND:33.1 | 1.8 | 112 | 7.4 | Bull | 12.4 | 4.53 | 2.5 | 120 | 90 | 71:140 | 100 | 0.0099 | false | false | ESGOnly | null | null | Sell | Trim extended winner -1.0% | 20 | -33 | 11 | null | BrokerA | LMT | 99 | 7 | 6 | -28 | 93 | -53 | 2 | null | null | Normal monitoring | 199 | 1.3 | null | 5 | Tax-aware sells next window |
E9735 | P2972 | 2025-08-07 | Roth | USD | 1,642,929 | 5.9 | 1.2 | 50.1 | Tech:20.5;Materials:22.3;Comm:23.2;RealEstate:34.0 | Value:15.1;Growth:19.8;Quality:19.9;Size:16.0;Momentum:8.1;LowVol:21.2 | TSLA:20.0;HYG:5.9;VOO:15.2;AAPL:14.7;AMZN:22.9;VNQ:21.4 | 2 | 210 | 14.6 | Bear | 34.3 | 3.4 | 1.4 | 134 | 16 | -13:43 | 54 | 0.0095 | false | true | ESGOnly;MaxSector25% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 9 | -40 | 10 | null | BrokerD | MKT | 100 | 11 | 14 | 108 | 124 | 11 | 16 | VAR>budget | Hedge | Risk above budget threshold | 101 | 2.5 | SuggestedEdits | 5 | Tighten stops on momentum names |
E9736 | P4642 | 2025-01-31 | Roth | USD | 1,715,614 | 5.9 | 1 | 64.9 | Comm:31.4;Financials:17.1;Tech:31.7;RealEstate:19.8 | Value:14.1;Growth:25.0;Quality:19.7;Size:21.1;Momentum:9.8;LowVol:10.2 | AMZN:21.4;VTI:29.0;VNQ:18.9;VOO:30.7 | 3.9 | 183 | 16.2 | Volatile | 31.1 | 3.51 | 3.6 | 143 | 68 | 58:86 | 88 | 0.0148 | false | true | MaxSector30% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 24 | -7 | 1 | null | BrokerC | MKT | 98 | 3 | 2 | 119 | 141 | 11 | 0 | RegimeShift | TightenStops | Volatility spike and breadth deterioration | 99 | 1.4 | null | 5 | Increase defensive factor exposure |
E9737 | P2991 | 2025-11-18 | Trust | USD | 2,369,088 | 9.1 | 1 | 73.1 | Utilities:31.4;Consumer:27.7;Industrials:16.5;Health:24.4 | Value:18.3;Growth:16.3;Quality:16.0;Size:15.9;Momentum:12.0;LowVol:21.4 | HYG:15.5;BND:16.5;VTI:12.0;AAPL:21.4;GLD:20.9;XLF:13.6 | 5.9 | 177 | 14.1 | Bull | 16.6 | 4.76 | 3.2 | 85 | 24 | -12:60 | 79 | 0.0188 | false | true | MaxPos6%;MaxSector35% | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 8 | -13 | 12 | null | BrokerC | LMT | 91 | 6 | 13 | 22 | -5 | -28 | -21 | VAR>budget | Pause | Risk above budget threshold | 127 | 3.2 | Approved | 2 | Increase defensive factor exposure |
E9738 | P5659 | 2025-03-11 | 401k | USD | 731,752 | 8.1 | 1.17 | 40.7 | Energy:31.5;Consumer:22.1;Materials:13.8;Utilities:18.6;Industrials:14.0 | Value:14.9;Growth:13.9;Quality:23.7;Size:18.2;Momentum:13.9;LowVol:15.3 | BRK.B:46.2;QQQ:33.8;IEF:20.1 | 4.8 | 160 | 24.3 | Bull | 15 | 4.65 | 3.3 | 79 | 70 | 33:107 | 100 | 0.0111 | false | false | ESGOnly;MaxPos5% | null | null | Sell | Trim extended winner -1.0% | 31 | -12 | 6 | null | BrokerC | MKT | 89 | 2 | 1 | 106 | 107 | -7 | 33 | null | null | Normal monitoring | 146 | 2 | Approved | 5 | Within IPS guidelines |
E9739 | P8086 | 2025-11-02 | 401k | USD | 170,870 | 12.3 | 1 | 36.7 | Utilities:22.2;Energy:12.0;Industrials:29.7;Materials:17.1;Health:19.0 | Value:22.4;Growth:11.7;Quality:16.3;Size:12.4;Momentum:14.1;LowVol:23.2 | QQQ:27.0;MSFT:33.0;TSLA:8.1;GLD:14.6;TLT:17.3 | 3 | 121 | 8.2 | Bull | 13.3 | 3.53 | 2.4 | 109 | 67 | 29:91 | 73 | 0.0076 | false | false | ESGOnly;MaxPos6%;MaxSector35%;NoMargin | null | null | NoAction | Within policy bands; defer | -1 | -39 | 12 | null | BrokerC | MKT | 0 | 0 | 0 | 53 | 58 | -34 | -4 | null | null | Normal monitoring | 212 | 3.4 | null | 5 | Tighten stops on momentum names |
E9740 | P5125 | 2025-02-17 | Roth | USD | 1,768,014 | 6.8 | 1.05 | 43.1 | Materials:18.0;Health:12.9;Financials:23.6;Comm:21.4;Consumer:24.1 | Value:15.2;Growth:11.3;Quality:27.5;Size:10.6;Momentum:17.4;LowVol:18.0 | BND:17.6;XLF:43.4;MSFT:39.0 | 6.2 | 174 | 25 | Sideways | 18.9 | 4.78 | 2.8 | 110 | 39 | 13:66 | 69 | 0.0051 | true | false | ESGOnly | null | DriftNear | Hedge | Buy index puts 1.0% notional, 30d | -13 | -16 | 8 | Delta:-0.11;Vega:0.04 | BrokerB | LMT | 93 | 2 | 3 | -46 | -9 | -35 | 6 | Drift>tolerance | Pause | Allocation drift beyond policy bands | 191 | 1.7 | Approved | 4 | Within IPS guidelines |
E9741 | P4939 | 2025-12-20 | IRA | USD | 1,954,926 | 9.3 | 1.06 | 41.1 | Consumer:9.7;Health:27.0;RealEstate:23.6;Comm:20.4;Utilities:19.4 | Value:17.1;Growth:12.9;Quality:28.8;Size:19.0;Momentum:11.1;LowVol:11.0 | TLT:15.7;AMZN:11.6;TSLA:25.9;VNQ:20.0;GLD:14.1;XLF:12.7 | 4.7 | 124 | 13.8 | Bull | 16 | 3.72 | 3.3 | 106 | 87 | 60:126 | 100 | 0.0043 | false | false | null | null | null | NoAction | Within policy bands; defer | 0 | -13 | 1 | null | BrokerB | MKT | 0 | 0 | 0 | -3 | 19 | 3 | 5 | null | null | Normal monitoring | 144 | 1.4 | Approved | 3 | Within IPS guidelines |
E9742 | P6478 | 2024-12-30 | Taxable | USD | 212,782 | 11.9 | 1 | 35 | Energy:19.1;Utilities:32.7;Industrials:25.2;Health:13.2;Comm:9.9 | Value:12.3;Growth:21.7;Quality:18.8;Size:15.2;Momentum:13.0;LowVol:18.9 | MSFT:47.2;BND:23.9;VNQ:13.2;IEF:15.7 | 1.7 | 93 | 12 | Bull | 16.4 | 3.57 | 2.9 | 119 | 112 | 72:164 | 100 | 0.015 | false | false | ESGOnly;MaxPos7%;NoMargin | null | null | Buy | Add core equity +1.0% from cash | 11 | -29 | 10 | null | BrokerA | LMT | 98 | 7 | 9 | 106 | 113 | -5 | 3 | null | null | Normal monitoring | 141 | 1.5 | Approved | 3 | Tax-aware sells next window |
E9743 | P6219 | 2025-08-23 | Trust | USD | 526,403 | 9.1 | 1 | 35.6 | Tech:28.6;Consumer:28.1;Industrials:18.0;RealEstate:25.3 | Value:25.2;Growth:9.4;Quality:8.0;Size:22.2;Momentum:24.7;LowVol:10.5 | AMZN:8.7;MSFT:14.5;VNQ:29.8;TLT:29.2;GLD:17.8 | 1.7 | 136 | 10.8 | Sideways | 16.5 | 3.58 | 3 | 106 | 12 | -18:34 | 72 | 0.0055 | false | false | NoMargin | null | null | Buy | Add core equity +1.0% from cash | 22 | -27 | 10 | null | BrokerC | MKT | 93 | 2 | 4 | 98 | 105 | -52 | 16 | null | null | Normal monitoring | 112 | 1.4 | null | 4 | Within IPS guidelines |
E9744 | P1524 | 2025-07-29 | Taxable | USD | 302,158 | 8.5 | 1 | 47.5 | Health:25.3;Financials:20.5;Consumer:19.5;Tech:8.3;Energy:26.5 | Value:18.7;Growth:13.0;Quality:13.5;Size:11.3;Momentum:23.4;LowVol:20.0 | TSLA:23.1;VNQ:21.0;AAPL:35.5;HYG:20.4 | 1.4 | 93 | 10.7 | Bear | 33.9 | 4.18 | 1.5 | 137 | -30 | -42:-13 | 52 | 0.0042 | false | false | NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | 4 | -32 | 2 | null | BrokerD | LMT | 93 | 10 | 17 | 17 | 31 | -38 | 1 | null | null | Normal monitoring | 145 | 2.8 | null | 4 | Monitor dispersion and breadth |
E9745 | P3050 | 2025-10-08 | IRA | USD | 235,004 | 9 | 1 | 42.8 | Tech:8.2;Materials:25.1;Utilities:17.3;Consumer:25.9;Comm:23.5 | Value:13.6;Growth:8.6;Quality:23.3;Size:12.5;Momentum:23.9;LowVol:18.0 | VNQ:15.4;AAPL:17.4;BRK.B:39.9;TLT:27.3 | 3 | 147 | 7.3 | Sideways | 19.9 | 3.8 | 2.7 | 139 | 21 | 11:66 | 74 | 0.0128 | false | false | NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | 16 | -26 | 7 | null | BrokerA | LMT | 94 | 8 | 6 | -30 | -29 | 11 | 31 | null | null | Normal monitoring | 212 | 2.5 | null | 4 | Tax-aware sells next window |
E9746 | P9086 | 2025-01-21 | Taxable | USD | 1,177,651 | 8.4 | 1.13 | 38.6 | Tech:31.8;Materials:19.8;Consumer:12.4;Financials:20.5;Industrials:15.6 | Value:22.6;Growth:18.3;Quality:13.5;Size:22.9;Momentum:11.2;LowVol:11.7 | HYG:23.3;QQQ:18.5;VNQ:24.1;BRK.B:20.4;VOO:13.7 | 3.2 | 179 | 11.3 | Sideways | 16.5 | 4.38 | 3 | 93 | 18 | -15:47 | 58 | 0.0071 | false | true | MaxPos5% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -6 | 7 | 7 | null | BrokerC | MKT | 88 | 9 | 7 | -9 | -31 | 0 | -17 | VAR>budget | Reduce | Risk above budget threshold | 193 | 1.6 | SuggestedEdits | 2 | Tighten stops on momentum names |
E9747 | P0684 | 2025-05-17 | 401k | USD | 969,128 | 8 | 1 | 67.9 | Materials:14.8;Tech:19.9;Financials:17.4;Utilities:32.5;Industrials:15.3 | Value:20.7;Growth:16.0;Quality:18.1;Size:18.5;Momentum:20.5;LowVol:6.1 | HYG:32.5;IEF:14.4;BRK.B:12.1;AMZN:21.0;BND:20.0 | 4.2 | 144 | 10.7 | Bear | 34.1 | 3.92 | 1.7 | 133 | -39 | -54:-24 | 36 | 0.0097 | false | false | ESGOnly;MaxPos7%;MaxSector30% | null | null | Rebalance | Shift +1.0% bonds from equity | 21 | 13 | 7 | null | BrokerB | MKT | 94 | 3 | 11 | 110 | 201 | -58 | 36 | null | null | Normal monitoring | 135 | 1.9 | Approved | 5 | Monitor dispersion and breadth |
E9748 | P1026 | 2025-07-21 | Trust | USD | 394,166 | 5.9 | 1 | 54.1 | Materials:24.4;Financials:12.8;Health:17.3;Energy:12.6;RealEstate:32.9 | Value:15.8;Growth:13.0;Quality:14.6;Size:20.2;Momentum:18.4;LowVol:17.9 | IEF:21.6;MUB:8.5;HYG:33.7;BND:8.5;AAPL:18.5;GLD:9.3 | 3.3 | 116 | 9.7 | Bear | 26.4 | 3.44 | 1.8 | 195 | -108 | -131:-89 | 5 | 0.0041 | false | false | ESGOnly | null | null | Rebalance | Shift +1.0% bonds from equity | 3 | 7 | 5 | null | BrokerD | MKT | 95 | 2 | 0 | -2 | -22 | -54 | 39 | null | null | Normal monitoring | 207 | 3.5 | null | 5 | Within IPS guidelines |
E9749 | P7258 | 2025-02-19 | Trust | USD | 446,970 | 8.7 | 1 | 58.7 | Materials:46.3;Health:24.9;Comm:28.8 | Value:15.7;Growth:9.4;Quality:20.6;Size:23.8;Momentum:22.1;LowVol:8.3 | HYG:9.1;GLD:29.1;AAPL:20.5;VTI:11.9;QQQ:19.5;XLF:10.0 | 6.5 | 265 | 22.9 | Volatile | 30.2 | 3.9 | 2.3 | 110 | -8 | -35:45 | 46 | 0.0178 | true | true | ESGOnly;MaxPos7%;MaxSector35% | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 35 | -39 | 11 | null | BrokerC | MKT | 88 | 3 | 10 | 88 | 62 | -47 | 33 | VAR>budget | Reduce | Risk above budget threshold | 174 | 1.5 | null | 4 | Tax-aware sells next window |
E9750 | P1383 | 2025-11-02 | IRA | USD | 490,199 | 16 | 1 | 46 | Consumer:42.8;Tech:35.0;Financials:22.3 | Value:16.8;Growth:19.6;Quality:15.4;Size:18.0;Momentum:17.4;LowVol:12.8 | MSFT:9.4;MUB:20.5;VOO:23.5;AMZN:16.5;IEF:8.5;BRK.B:21.6 | 3.3 | 109 | 15.3 | Bear | 31.2 | 3.13 | 1.3 | 138 | 36 | 11:87 | 52 | 0.0097 | false | false | ESGOnly;MaxSector35%;NoMargin | null | null | Buy | Add core equity +1.0% from cash | 28 | -28 | 10 | null | BrokerB | MKT | 97 | 7 | 10 | -10 | 113 | -56 | -5 | null | null | Normal monitoring | 120 | 1 | Approved | 5 | Monitor dispersion and breadth |
E9751 | P2459 | 2025-12-07 | IRA | USD | 860,506 | 4 | 1 | 49.9 | Consumer:34.0;Materials:17.2;RealEstate:48.9 | Value:11.4;Growth:21.6;Quality:24.0;Size:7.6;Momentum:10.0;LowVol:25.5 | XLF:46.0;HYG:31.1;MSFT:22.9 | 6.4 | 192 | 17.3 | Volatile | 24.8 | 4.74 | 2.6 | 147 | -6 | -35:35 | 59 | 0.0045 | true | false | MaxPos6%;MaxSector25% | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 11 | -10 | 5 | null | BrokerB | MKT | 100 | 3 | 6 | 91 | 105 | -14 | 5 | Drift>tolerance | Hedge | Allocation drift beyond policy bands | 179 | 2.7 | Approved | 4 | Increase defensive factor exposure |
E9752 | P0273 | 2024-07-15 | IRA | USD | 730,752 | 5.1 | 1 | 43.8 | Energy:20.6;RealEstate:21.1;Financials:30.0;Comm:19.4;Utilities:8.9 | Value:22.4;Growth:10.3;Quality:21.4;Size:18.1;Momentum:13.9;LowVol:13.8 | TLT:15.9;MUB:20.1;GLD:21.5;TSLA:10.4;XLF:7.4;BRK.B:24.6 | 2.3 | 117 | 11.3 | Bull | 17 | 3.68 | 2.7 | 73 | 44 | 13:96 | 66 | 0.01 | false | false | NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | 20 | -39 | 2 | null | BrokerC | LMT | 95 | 4 | 11 | -57 | 70 | -31 | -8 | null | null | Normal monitoring | 186 | 3 | Approved | 4 | Tax-aware sells next window |
E9753 | P7018 | 2024-08-13 | Trust | USD | 1,991,318 | 9.3 | 1 | 56.8 | Utilities:38.9;Energy:30.6;Consumer:30.5 | Value:24.2;Growth:21.4;Quality:18.0;Size:10.1;Momentum:9.3;LowVol:17.0 | MSFT:25.3;HYG:12.7;QQQ:36.7;BRK.B:8.8;MUB:16.5 | 5.2 | 121 | 11.1 | Bull | 11.5 | 4.87 | 2.9 | 78 | 93 | 78:136 | 83 | 0.0073 | false | false | MaxSector25% | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 13 | 6 | 2 | null | BrokerC | LMT | 94 | 12 | 14 | 33 | 54 | 6 | -9 | null | null | Normal monitoring | 167 | 2.2 | null | 4 | Monitor dispersion and breadth |
E9754 | P6230 | 2025-12-14 | IRA | USD | 2,447,812 | 8.4 | 1 | 73.7 | Tech:43.5;Utilities:31.0;RealEstate:25.5 | Value:23.2;Growth:19.6;Quality:11.5;Size:11.0;Momentum:21.5;LowVol:13.2 | AAPL:19.4;XLF:24.0;MUB:11.3;QQQ:20.4;MSFT:18.9;VOO:6.0 | 3.9 | 205 | 11.8 | Volatile | 20.5 | 3.9 | 2.5 | 144 | -47 | -71:-27 | 36 | 0.0057 | false | true | MaxPos8% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 26 | -30 | 8 | Delta:-0.21;Vega:0.04 | BrokerB | LMT | 92 | 12 | 10 | 47 | 75 | 1 | 13 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 153 | 3.1 | null | 5 | Monitor dispersion and breadth |
E9755 | P9467 | 2025-04-03 | Trust | USD | 904,681 | 3.7 | 1 | 70.5 | Financials:38.0;Health:36.8;Comm:12.9;Industrials:12.2 | Value:18.2;Growth:9.3;Quality:20.4;Size:21.7;Momentum:12.1;LowVol:18.3 | VNQ:33.6;HYG:28.8;TSLA:7.9;GLD:29.7 | 2.3 | 198 | 22 | Bear | 25.1 | 4.44 | 2.9 | 152 | 18 | 5:63 | 57 | 0.0063 | false | false | ESGOnly;MaxPos5%;MaxSector25% | null | VarNear | NoAction | Within policy bands; defer | 35 | -35 | 11 | null | BrokerD | MKT | 0 | 0 | 0 | -34 | -46 | -18 | 8 | null | null | Normal monitoring | 200 | 1.6 | null | 5 | Within IPS guidelines |
E9756 | P7044 | 2025-12-04 | IRA | USD | 423,582 | 17.7 | 1 | 56.4 | Consumer:25.4;Financials:33.4;RealEstate:41.2 | Value:10.6;Growth:11.9;Quality:25.5;Size:17.5;Momentum:25.1;LowVol:9.4 | AAPL:22.7;AMZN:27.0;TSLA:50.2 | 2.6 | 154 | 10.8 | Sideways | 14.2 | 4.89 | 3 | 106 | -13 | -35:20 | 31 | 0.0035 | false | false | null | null | VarNear | Buy | Add core equity +1.0% from cash | 13 | -12 | 10 | null | BrokerA | LMT | 92 | 6 | 10 | -5 | 72 | -11 | 26 | null | null | Normal monitoring | 203 | 3.6 | Approved | 4 | Within IPS guidelines |
E9757 | P7875 | 2025-05-05 | IRA | USD | 1,976,260 | 8.4 | 1 | 40.7 | Tech:32.6;Financials:18.0;Energy:49.4 | Value:16.1;Growth:16.7;Quality:17.6;Size:19.2;Momentum:13.5;LowVol:16.9 | BRK.B:29.5;BND:14.4;VOO:17.8;QQQ:11.1;MUB:12.4;XLF:14.9 | 3.4 | 155 | 20 | Bull | 16.5 | 3.65 | 3.3 | 91 | 11 | -24:51 | 67 | 0.0135 | false | false | null | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -8 | -21 | 1 | null | BrokerA | LMT | 88 | 8 | 6 | -15 | 9 | 9 | 21 | null | null | Normal monitoring | 97 | 3.4 | Approved | 5 | Tighten stops on momentum names |
E9758 | P9279 | 2025-07-06 | IRA | USD | 514,058 | 5.1 | 1 | 59 | Energy:12.5;Materials:23.6;Comm:21.8;Utilities:20.7;RealEstate:21.4 | Value:26.0;Growth:17.3;Quality:12.7;Size:8.7;Momentum:18.5;LowVol:16.9 | HYG:30.6;TSLA:25.6;IEF:30.0;BND:13.7 | 4.8 | 102 | 12.3 | Bear | 34.8 | 3.77 | 1.4 | 134 | 9 | -18:57 | 70 | 0.0137 | false | false | MaxPos7% | null | DriftNear | Sell | Trim extended winner -1.0% | 6 | 10 | 1 | null | BrokerA | MKT | 93 | 7 | 5 | 81 | 158 | -36 | 7 | null | null | Normal monitoring | 181 | 1.7 | Approved | 4 | Tax-aware sells next window |
E9759 | P1891 | 2025-02-01 | Taxable | USD | 422,650 | 8.3 | 1 | 44.3 | Energy:20.6;RealEstate:21.2;Comm:34.2;Financials:24.0 | Value:11.9;Growth:11.6;Quality:24.9;Size:14.7;Momentum:10.7;LowVol:26.2 | VNQ:11.6;TSLA:22.4;QQQ:30.6;TLT:35.4 | 4 | 136 | 15.1 | Bull | 15.7 | 3.69 | 2.6 | 107 | 26 | 11:56 | 71 | 0.0064 | false | false | MaxPos7% | null | null | Rebalance | Shift +1.0% bonds from equity | -6 | -22 | 2 | null | BrokerA | VWAP | 94 | 4 | 7 | -25 | 51 | 2 | -6 | null | null | Normal monitoring | 90 | 3.5 | null | 4 | Within IPS guidelines |
E9760 | P7509 | 2025-07-24 | Taxable | USD | 1,084,524 | 7.3 | 1 | 70.6 | Consumer:22.2;Industrials:27.7;RealEstate:50.1 | Value:14.4;Growth:17.9;Quality:17.6;Size:17.2;Momentum:17.2;LowVol:15.6 | BRK.B:26.3;AAPL:14.8;IEF:8.5;AMZN:20.7;XLF:10.1;BND:19.6 | 2.8 | 132 | 14.4 | Bear | 30.9 | 3.91 | 2.2 | 137 | -69 | -84:-22 | 21 | 0.0083 | false | false | null | null | null | Rebalance | Shift +1.0% bonds from equity | -12 | -7 | 5 | null | BrokerD | MKT | 92 | 7 | 7 | 89 | 228 | -46 | -10 | null | null | Normal monitoring | 92 | 2.2 | null | 5 | Tighten stops on momentum names |
E9761 | P0920 | 2025-09-29 | Trust | USD | 1,427,668 | 8.2 | 1 | 60 | Financials:29.5;Comm:15.2;Industrials:24.6;Utilities:30.7 | Value:22.7;Growth:13.6;Quality:23.1;Size:9.3;Momentum:8.3;LowVol:23.0 | AMZN:32.0;QQQ:20.8;BRK.B:47.3 | 5.4 | 163 | 22.3 | Bull | 14.5 | 4.43 | 3.3 | 84 | 120 | 98:154 | 100 | 0.0058 | false | false | ESGOnly;MaxPos8%;MaxSector30% | null | DriftNear | Buy | Add core equity +1.0% from cash | 28 | 6 | 10 | null | BrokerD | MKT | 98 | 4 | 7 | 50 | 71 | -28 | 35 | null | null | Normal monitoring | 122 | 2.1 | null | 3 | Monitor dispersion and breadth |
E9762 | P6793 | 2024-07-15 | Roth | USD | 833,198 | 13.1 | 1 | 48.1 | Tech:26.0;Utilities:36.5;Materials:37.5 | Value:15.9;Growth:20.5;Quality:7.2;Size:21.9;Momentum:22.2;LowVol:12.3 | AAPL:23.7;VOO:23.4;HYG:31.3;BRK.B:21.6 | 3.8 | 114 | 11.3 | Bull | 15.9 | 4.73 | 2.5 | 107 | 25 | -6:55 | 65 | 0.0102 | false | false | MaxPos8%;MaxSector30%;NoMargin | null | null | Buy | Add core equity +1.0% from cash | 8 | -14 | 12 | null | BrokerA | LMT | 90 | 7 | 6 | 87 | 176 | -24 | -16 | null | null | Normal monitoring | 126 | 1.4 | Approved | 4 | Tighten stops on momentum names |
E9763 | P2283 | 2024-08-30 | 401k | USD | 1,043,690 | 5.9 | 1 | 42.5 | Health:19.1;Materials:47.5;Utilities:16.7;RealEstate:16.7 | Value:8.8;Growth:19.7;Quality:17.2;Size:16.1;Momentum:20.2;LowVol:17.9 | MUB:27.9;VNQ:22.9;BND:17.5;MSFT:31.8 | 2.3 | 157 | 17.2 | Volatile | 23 | 3.57 | 3.6 | 169 | -6 | -18:26 | 63 | 0.0113 | false | false | MaxPos5%;MaxSector35% | null | VarNear | Buy | Add core equity +1.0% from cash | 25 | -39 | 3 | null | BrokerC | LMT | 95 | 9 | 6 | 46 | 123 | -28 | 5 | null | null | Normal monitoring | 200 | 1 | Approved | 4 | Increase defensive factor exposure |
E9764 | P6110 | 2025-08-21 | Trust | USD | 1,891,384 | 9.1 | 1 | 73.5 | RealEstate:20.9;Energy:16.4;Materials:32.1;Consumer:30.7 | Value:12.6;Growth:19.9;Quality:10.0;Size:17.3;Momentum:19.8;LowVol:20.4 | AAPL:10.8;XLF:21.9;MSFT:12.1;TSLA:20.3;BRK.B:20.3;BND:14.6 | 2.2 | 140 | 11.3 | Sideways | 16.1 | 4.97 | 2.3 | 113 | 35 | 0:66 | 62 | 0.0161 | false | false | MaxPos6%;MaxSector25% | null | null | Rebalance | Shift +1.0% bonds from equity | 7 | -17 | 10 | null | BrokerB | VWAP | 98 | 11 | 14 | 39 | 165 | -52 | -14 | null | null | Normal monitoring | 188 | 2.3 | null | 4 | Monitor dispersion and breadth |
E9765 | P3932 | 2024-12-13 | 401k | USD | 1,362,824 | 6.1 | 1 | 47.7 | Health:13.3;Utilities:44.3;Consumer:28.2;Materials:14.2 | Value:15.3;Growth:18.2;Quality:19.2;Size:16.0;Momentum:14.6;LowVol:16.7 | MUB:28.1;AMZN:16.6;IEF:28.3;HYG:27.0 | 5.8 | 151 | 21.9 | Sideways | 14.8 | 4.82 | 2.1 | 101 | 17 | 1:54 | 43 | 0.0187 | false | false | MaxPos7%;MaxSector25% | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 25 | 13 | 12 | null | BrokerB | MKT | 91 | 4 | 6 | -2 | -9 | -52 | 4 | null | null | Normal monitoring | 146 | 3.1 | null | 4 | Tax-aware sells next window |
E9766 | P7024 | 2024-10-28 | 401k | USD | 1,047,371 | 7.2 | 1 | 72.8 | Financials:32.5;Consumer:36.1;Industrials:31.4 | Value:18.2;Growth:14.2;Quality:12.5;Size:19.7;Momentum:18.6;LowVol:16.9 | MUB:21.6;VNQ:28.3;IEF:21.9;AAPL:28.2 | 2.1 | 182 | 17.5 | Bear | 28.3 | 4.29 | 1.1 | 217 | -109 | -147:-91 | 5 | 0.0095 | false | true | null | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 2 | -26 | 8 | null | BrokerD | LMT | 98 | 10 | 14 | 90 | 157 | -33 | -6 | VAR>budget | Pause | Risk above budget threshold | 109 | 2.7 | SuggestedEdits | 5 | Tighten stops on momentum names |
E9767 | P4766 | 2025-03-31 | 401k | USD | 456,105 | 6.6 | 1 | 39.7 | Consumer:10.7;Industrials:12.2;Tech:18.4;Comm:29.4;RealEstate:29.3 | Value:20.4;Growth:11.0;Quality:14.2;Size:16.4;Momentum:19.9;LowVol:18.0 | QQQ:36.2;AMZN:40.0;MUB:23.9 | 2.3 | 120 | 11.9 | Sideways | 20 | 3.93 | 2.2 | 90 | -26 | -59:-5 | 53 | 0.0078 | false | false | NoMargin | null | null | Sell | Trim extended winner -1.0% | -15 | -7 | 4 | null | BrokerA | LMT | 97 | 3 | 11 | 17 | -9 | -27 | 8 | null | null | Normal monitoring | 185 | 3.1 | Approved | 3 | Increase defensive factor exposure |
E9768 | P6250 | 2025-10-24 | 401k | USD | 1,580,102 | 9.9 | 1 | 66.8 | Comm:25.2;Energy:21.7;Materials:13.3;RealEstate:22.2;Consumer:17.6 | Value:11.1;Growth:8.9;Quality:19.4;Size:19.9;Momentum:19.9;LowVol:20.9 | BND:19.2;TLT:12.8;GLD:49.9;MUB:18.1 | 4.3 | 230 | 16.3 | Bull | 15.6 | 4.51 | 3.3 | 104 | 80 | 65:100 | 100 | 0.0056 | false | true | MaxSector35% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 13 | -40 | 2 | null | BrokerA | LMT | 99 | 11 | 14 | 83 | 137 | 1 | -18 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 105 | 1.7 | SuggestedEdits | 3 | Tighten stops on momentum names |
E9769 | P7531 | 2025-12-09 | Roth | USD | 411,883 | 9.4 | 1 | 63.4 | Industrials:30.3;Energy:35.2;RealEstate:34.5 | Value:15.6;Growth:13.7;Quality:19.7;Size:23.0;Momentum:14.2;LowVol:13.8 | AAPL:24.6;VOO:9.1;QQQ:29.0;XLF:37.3 | 1.5 | 139 | 15.3 | Bull | 13 | 5 | 2.1 | 80 | 82 | 61:131 | 96 | 0.0172 | false | false | ESGOnly;NoMargin | null | null | Hedge | Buy index puts 1.0% notional, 30d | 28 | -18 | 4 | Delta:-0.12;Vega:0.08 | BrokerB | LMT | 100 | 9 | 11 | 85 | 141 | 3 | 15 | null | null | Normal monitoring | 200 | 3.8 | Approved | 5 | Tax-aware sells next window |
E9770 | P6073 | 2025-12-05 | Roth | USD | 593,760 | 15.1 | 1 | 70.8 | Financials:12.6;Utilities:21.2;RealEstate:31.2;Energy:35.1 | Value:15.9;Growth:16.3;Quality:18.3;Size:13.6;Momentum:16.7;LowVol:19.2 | QQQ:18.0;AAPL:19.8;VTI:21.1;VNQ:19.5;VOO:21.7 | 2.1 | 95 | 13.7 | Sideways | 20.8 | 4.68 | 3 | 126 | 24 | 14:63 | 68 | 0.0157 | false | false | ESGOnly;MaxSector25%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | 3 | 0 | 11 | null | BrokerB | MKT | 99 | 2 | 9 | -44 | 29 | -9 | 15 | null | null | Normal monitoring | 208 | 3.8 | Approved | 3 | Monitor dispersion and breadth |
E9771 | P9232 | 2025-07-24 | 401k | USD | 559,971 | 16.7 | 1 | 37 | Consumer:25.3;RealEstate:27.0;Financials:19.9;Utilities:27.7 | Value:13.7;Growth:19.4;Quality:13.9;Size:13.5;Momentum:17.9;LowVol:21.5 | BND:21.6;MSFT:11.1;AMZN:14.3;XLF:14.0;AAPL:20.4;HYG:18.7 | 2.4 | 158 | 15.9 | Volatile | 25.4 | 4.31 | 3.2 | 162 | 27 | 8:50 | 71 | 0.0041 | false | false | ESGOnly;NoMargin | null | VarNear | Sell | Trim extended winner -1.0% | 0 | -6 | 5 | null | BrokerC | VWAP | 94 | 2 | 2 | 118 | 212 | -2 | -25 | null | null | Normal monitoring | 192 | 3.4 | Approved | 4 | Within IPS guidelines |
E9772 | P7303 | 2025-03-29 | IRA | USD | 634,464 | 6.2 | 1 | 55.6 | RealEstate:25.6;Comm:35.2;Energy:39.2 | Value:16.5;Growth:16.8;Quality:24.5;Size:18.0;Momentum:17.0;LowVol:7.2 | VOO:20.7;QQQ:12.1;HYG:21.5;VTI:21.7;VNQ:24.0 | 3.6 | 207 | 12.9 | Bull | 16.4 | 4.24 | 2.5 | 105 | 15 | 4:44 | 69 | 0.0153 | false | true | null | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 0 | -36 | 3 | Delta:-0.12;Vega:0.08 | BrokerB | MKT | 98 | 4 | 4 | -15 | 32 | -5 | 3 | VAR>budget | Hedge | Risk above budget threshold | 171 | 1.8 | Approved | 3 | Monitor dispersion and breadth |
E9773 | P6371 | 2025-04-27 | Taxable | USD | 828,729 | 10.1 | 1 | 62.1 | Energy:34.8;Consumer:31.0;Tech:20.2;Financials:13.9 | Value:17.7;Growth:15.6;Quality:12.7;Size:16.9;Momentum:13.0;LowVol:24.1 | TSLA:11.8;VTI:19.9;VOO:19.9;QQQ:22.3;HYG:9.3;IEF:16.9 | 1.3 | 152 | 15.8 | Bull | 12 | 3.84 | 2.9 | 110 | 40 | 4:64 | 69 | 0.0127 | false | false | MaxPos6%;NoMargin | null | VarNear | Buy | Add core equity +1.0% from cash | -10 | 2 | 7 | null | BrokerA | MKT | 94 | 9 | 14 | 77 | 86 | -2 | 7 | null | null | Normal monitoring | 188 | 1.4 | null | 3 | Within IPS guidelines |
E9774 | P6351 | 2025-05-21 | Roth | USD | 155,480 | 11.7 | 1 | 68 | Industrials:43.2;RealEstate:30.1;Health:26.7 | Value:20.9;Growth:16.3;Quality:15.0;Size:18.5;Momentum:16.7;LowVol:12.7 | TSLA:19.0;VNQ:28.6;GLD:9.3;TLT:17.8;VOO:13.3;BRK.B:12.0 | 1.8 | 119 | 8.6 | Bull | 11.6 | 4.1 | 3.4 | 107 | 107 | 72:132 | 90 | 0.0192 | false | false | null | null | null | Rebalance | Shift +1.0% bonds from equity | 18 | -34 | 2 | null | BrokerC | LMT | 92 | 3 | 5 | 8 | 23 | -8 | 24 | null | null | Normal monitoring | 113 | 2.4 | null | 5 | Tax-aware sells next window |
E9775 | P8535 | 2025-12-02 | 401k | USD | 959,804 | 5.5 | 1 | 38.4 | Materials:29.6;Comm:17.0;Consumer:25.2;Industrials:28.2 | Value:9.5;Growth:20.1;Quality:23.8;Size:17.1;Momentum:10.2;LowVol:19.2 | HYG:26.1;TSLA:35.2;GLD:38.6 | 2.1 | 186 | 11.2 | Volatile | 27.6 | 4.87 | 4.5 | 171 | 23 | 4:68 | 43 | 0.0092 | false | true | ESGOnly;MaxSector25% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 2 | -8 | 5 | null | BrokerA | MKT | 98 | 4 | 9 | 14 | 62 | 11 | -20 | VAR>budget | Reduce | Risk above budget threshold | 96 | 1 | Approved | 2 | Tax-aware sells next window |
E9776 | P4063 | 2025-04-08 | 401k | USD | 185,647 | 5.3 | 1 | 69.1 | Industrials:22.6;Materials:24.4;Utilities:26.8;Energy:26.2 | Value:9.4;Growth:14.0;Quality:18.5;Size:26.0;Momentum:22.6;LowVol:9.5 | BND:29.6;QQQ:21.8;XLF:18.2;TSLA:11.0;GLD:19.5 | 2 | 113 | 13.7 | Sideways | 18.8 | 4.29 | 2.5 | 122 | -3 | -34:46 | 55 | 0.0188 | false | false | MaxSector30% | null | null | Rebalance | Shift +1.0% bonds from equity | 29 | -8 | 11 | null | BrokerA | MKT | 94 | 5 | 12 | 11 | -20 | -7 | 28 | null | null | Normal monitoring | 135 | 2.9 | null | 5 | Tighten stops on momentum names |
E9777 | P9629 | 2024-09-16 | IRA | USD | 1,136,450 | 5.7 | 1 | 47.5 | Materials:25.0;Utilities:26.8;Health:32.4;RealEstate:15.9 | Value:11.8;Growth:9.6;Quality:28.2;Size:20.1;Momentum:15.4;LowVol:14.8 | MUB:6.9;TLT:12.0;HYG:22.9;AMZN:8.0;BND:28.0;IEF:22.2 | 2.5 | 149 | 17.9 | Bull | 14.1 | 4.27 | 2.6 | 98 | 100 | 76:136 | 100 | 0.0047 | false | false | ESGOnly;MaxSector25% | null | null | Buy | Add core equity +1.0% from cash | 34 | -12 | 1 | null | BrokerC | LMT | 96 | 8 | 16 | 29 | 14 | -60 | 18 | null | null | Normal monitoring | 116 | 2.1 | Approved | 4 | Increase defensive factor exposure |
E9778 | P0050 | 2024-09-02 | IRA | USD | 939,163 | 4.2 | 1 | 37.6 | Materials:41.8;Industrials:23.1;Financials:18.8;Tech:16.2 | Value:24.9;Growth:9.3;Quality:19.2;Size:15.9;Momentum:13.0;LowVol:17.7 | VOO:37.0;HYG:33.0;VTI:30.0 | 3.1 | 183 | 18.4 | Sideways | 15.5 | 3.56 | 3.3 | 137 | -9 | -39:35 | 58 | 0.0089 | false | true | null | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -7 | -38 | 4 | null | BrokerA | MKT | 89 | 3 | 2 | 36 | 94 | -56 | 0 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 188 | 2 | Rejected | 2 | Increase defensive factor exposure |
E9779 | P3730 | 2024-10-07 | Trust | USD | 708,800 | 12 | 1 | 43.4 | Industrials:41.8;Materials:26.9;RealEstate:31.4 | Value:22.3;Growth:13.3;Quality:12.4;Size:19.1;Momentum:23.6;LowVol:9.3 | HYG:34.1;BND:39.7;XLF:26.2 | 1.1 | 109 | 10.6 | Volatile | 21.7 | 5.38 | 2.3 | 174 | 30 | 19:64 | 51 | 0.0096 | false | false | NoMargin | null | null | Buy | Add core equity +1.0% from cash | 19 | -20 | 7 | null | BrokerC | LMT | 99 | 1 | 0 | 28 | 97 | -6 | 20 | null | null | Normal monitoring | 187 | 3.3 | Approved | 3 | Within IPS guidelines |
E9780 | P0744 | 2025-03-27 | Trust | USD | 1,733,693 | 4.4 | 1 | 64.7 | Health:27.3;Industrials:38.9;RealEstate:33.8 | Value:24.7;Growth:10.8;Quality:22.5;Size:11.0;Momentum:16.3;LowVol:14.6 | AMZN:9.0;IEF:33.0;XLF:16.6;AAPL:28.7;BND:12.8 | 3.9 | 217 | 13.6 | Bull | 17.2 | 3.68 | 2.4 | 117 | 84 | 68:105 | 96 | 0.0079 | false | true | null | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 28 | -16 | 6 | null | BrokerD | MKT | 95 | 9 | 12 | 69 | 32 | -39 | 9 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 180 | 2.8 | Approved | 2 | Within IPS guidelines |
E9781 | P8205 | 2025-11-16 | IRA | USD | 545,055 | 17.3 | 1 | 37 | Materials:42.4;RealEstate:30.5;Consumer:27.1 | Value:17.1;Growth:23.0;Quality:21.9;Size:11.5;Momentum:11.9;LowVol:14.6 | HYG:33.4;VNQ:13.5;GLD:36.0;BND:17.0 | 1.9 | 122 | 7.5 | Bull | 17.1 | 3.72 | 2.7 | 105 | 6 | -21:30 | 61 | 0.0162 | false | false | MaxPos8%;NoMargin | null | null | Sell | Trim extended winner -1.0% | 33 | 1 | 9 | null | BrokerB | LMT | 98 | 2 | 2 | 22 | 63 | 11 | -22 | null | null | Normal monitoring | 130 | 2.7 | null | 3 | Tax-aware sells next window |
E9782 | P4477 | 2024-10-19 | Roth | USD | 2,222,905 | 7.4 | 1 | 62.8 | RealEstate:18.2;Financials:29.2;Health:28.5;Utilities:24.0 | Value:25.8;Growth:11.9;Quality:8.7;Size:20.1;Momentum:20.1;LowVol:13.2 | BND:40.6;TLT:20.7;TSLA:38.7 | 3.2 | 168 | 13.9 | Volatile | 26.1 | 3.5 | 3 | 114 | 43 | 14:86 | 70 | 0.0078 | false | false | MaxPos5% | null | VarNear | Sell | Trim extended winner -1.0% | 28 | 6 | 11 | null | BrokerD | VWAP | 97 | 10 | 10 | 19 | 149 | -35 | 18 | null | null | Normal monitoring | 128 | 2.2 | Approved | 3 | Tighten stops on momentum names |
E9783 | P5099 | 2025-05-07 | IRA | USD | 2,326,842 | 6.8 | 1.18 | 52.7 | Health:33.2;Utilities:29.5;Materials:20.2;Energy:17.2 | Value:22.6;Growth:19.9;Quality:12.1;Size:9.8;Momentum:15.7;LowVol:19.9 | MSFT:44.4;IEF:22.1;QQQ:33.6 | 1.8 | 148 | 12.4 | Bull | 11.9 | 4.4 | 2.9 | 83 | 12 | -6:33 | 71 | 0.0138 | false | false | null | null | null | Hedge | Buy index puts 1.0% notional, 30d | 16 | 9 | 9 | Delta:-0.2;Vega:0.05 | BrokerC | VWAP | 96 | 7 | 4 | 62 | 150 | 7 | -15 | null | null | Normal monitoring | 94 | 1.3 | null | 4 | Within IPS guidelines |
E9784 | P7076 | 2024-09-09 | IRA | USD | 804,228 | 10.8 | 1 | 41.1 | Health:18.1;Tech:13.3;Energy:26.7;Comm:31.4;RealEstate:10.4 | Value:13.9;Growth:28.6;Quality:12.6;Size:12.6;Momentum:21.0;LowVol:11.5 | GLD:21.7;TLT:23.2;MSFT:28.2;XLF:26.8 | 4.1 | 102 | 9.7 | Bear | 24.4 | 3.71 | 1.1 | 218 | -2 | -17:46 | 33 | 0.0041 | false | false | MaxSector25%;NoMargin | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | -11 | -24 | 5 | null | BrokerD | VWAP | 90 | 11 | 13 | 0 | 54 | -31 | 12 | null | null | Normal monitoring | 204 | 1.2 | null | 5 | Within IPS guidelines |
E9785 | P1424 | 2025-06-02 | Roth | USD | 753,523 | 7.3 | 1 | 49.8 | Energy:22.4;Financials:15.6;Comm:19.7;Consumer:17.1;Tech:25.1 | Value:15.5;Growth:16.6;Quality:20.9;Size:18.1;Momentum:20.4;LowVol:8.5 | MSFT:30.0;BND:26.4;BRK.B:30.3;VOO:13.2 | 3 | 157 | 13.3 | Bull | 17.8 | 4.88 | 3.5 | 90 | 28 | -10:77 | 48 | 0.0174 | false | false | MaxSector30%;NoMargin | null | VarNear | Sell | Trim extended winner -1.0% | 5 | -20 | 12 | null | BrokerC | LMT | 98 | 1 | 5 | 5 | 121 | -58 | 18 | null | null | Normal monitoring | 186 | 2.6 | Approved | 4 | Increase defensive factor exposure |
E9786 | P3910 | 2025-03-03 | 401k | USD | 733,340 | 8.2 | 1 | 65.3 | Consumer:23.1;Health:40.2;Comm:36.7 | Value:24.0;Growth:18.7;Quality:13.6;Size:16.2;Momentum:11.1;LowVol:16.5 | MSFT:41.2;QQQ:25.2;TLT:33.6 | 2.5 | 170 | 10.8 | Sideways | 18.4 | 4.16 | 3.4 | 91 | 19 | -9:53 | 47 | 0.0174 | false | false | MaxPos8%;NoMargin | null | VarNear | NoAction | Within policy bands; defer | -14 | 14 | 7 | null | BrokerC | LMT | 0 | 0 | 0 | -9 | 100 | 16 | -8 | null | null | Normal monitoring | 205 | 2 | Approved | 3 | Monitor dispersion and breadth |
E9787 | P4783 | 2025-06-03 | IRA | USD | 501,314 | 9.8 | 1 | 36.6 | Health:19.3;Energy:18.9;Comm:29.4;Consumer:23.1;Financials:9.2 | Value:18.7;Growth:11.0;Quality:8.0;Size:13.8;Momentum:24.3;LowVol:24.2 | TSLA:6.4;AAPL:19.0;VTI:17.5;VNQ:18.9;IEF:18.0;VOO:20.2 | 2.5 | 224 | 12.6 | Bull | 17.8 | 4.33 | 3.3 | 118 | 101 | 90:119 | 100 | 0.0072 | false | true | null | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 3 | -25 | 11 | null | BrokerA | MKT | 90 | 12 | 18 | 49 | 17 | -15 | 17 | VAR>budget | Hedge | Risk above budget threshold | 108 | 3.3 | null | 5 | Increase defensive factor exposure |
E9788 | P9132 | 2025-07-22 | Roth | USD | 1,881,746 | 9.1 | 1 | 66.5 | Comm:28.7;Consumer:25.0;Utilities:14.2;Materials:10.9;Health:21.2 | Value:9.0;Growth:19.4;Quality:10.9;Size:20.8;Momentum:27.8;LowVol:12.2 | HYG:11.1;IEF:32.4;XLF:34.3;TLT:22.3 | 5.9 | 157 | 18.1 | Bull | 15 | 4.98 | 3.3 | 92 | 57 | 41:86 | 77 | 0.0112 | false | false | MaxPos6%;MaxSector30% | null | DriftNear;VarNear | Buy | Add core equity +1.0% from cash | 10 | -32 | 9 | null | BrokerC | MKT | 100 | 12 | 20 | 66 | 174 | 20 | 9 | null | null | Normal monitoring | 198 | 2.8 | Approved | 4 | Within IPS guidelines |
E9789 | P1203 | 2025-05-26 | Trust | USD | 1,733,426 | 6.3 | 1 | 59.2 | Energy:24.3;Industrials:18.2;Health:29.5;Comm:28.0 | Value:11.6;Growth:17.4;Quality:21.2;Size:17.3;Momentum:15.8;LowVol:16.7 | AAPL:31.5;MUB:28.2;QQQ:40.3 | 5.3 | 150 | 18.5 | Volatile | 20 | 4.58 | 2.2 | 130 | -16 | -50:37 | 51 | 0.0053 | false | false | MaxSector25% | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | -5 | -5 | 9 | null | BrokerD | MKT | 96 | 3 | 8 | -18 | 68 | -4 | 24 | null | null | Normal monitoring | 219 | 3 | null | 5 | Within IPS guidelines |
E9790 | P2322 | 2025-04-29 | IRA | USD | 315,634 | 9.5 | 1 | 41.9 | Health:33.3;RealEstate:29.7;Consumer:37.0 | Value:16.0;Growth:15.4;Quality:20.9;Size:18.5;Momentum:9.2;LowVol:20.1 | BRK.B:29.9;VNQ:36.0;AMZN:15.2;MUB:18.9 | 1.3 | 102 | 9.2 | Volatile | 25.7 | 3.58 | 3.9 | 150 | -21 | -61:21 | 27 | 0.0038 | false | false | MaxPos8%;MaxSector30% | null | null | Sell | Trim extended winner -1.0% | 31 | -5 | 2 | null | BrokerB | MKT | 96 | 11 | 16 | 97 | 95 | -13 | 31 | null | null | Normal monitoring | 114 | 3.6 | Approved | 5 | Monitor dispersion and breadth |
E9791 | P8046 | 2025-09-05 | IRA | USD | 445,572 | 17 | 1 | 48.3 | Utilities:15.3;Industrials:19.3;Materials:29.9;Consumer:35.5 | Value:13.5;Growth:22.5;Quality:18.9;Size:11.1;Momentum:9.1;LowVol:25.0 | XLF:34.6;TLT:22.0;MSFT:29.5;VOO:13.8 | 3.5 | 167 | 8.2 | Bear | 34.5 | 3.11 | 1.7 | 192 | 31 | -3:86 | 47 | 0.0146 | false | false | MaxSector25%;NoMargin | null | VarNear | Sell | Trim extended winner -1.0% | -10 | -21 | 6 | null | BrokerA | VWAP | 91 | 11 | 14 | -48 | 55 | 8 | -2 | null | null | Normal monitoring | 163 | 2.9 | Approved | 3 | Monitor dispersion and breadth |
E9792 | P8343 | 2025-03-23 | Roth | USD | 389,114 | 7.1 | 1 | 57.2 | Materials:13.5;Tech:13.9;Comm:37.8;RealEstate:34.8 | Value:23.6;Growth:9.1;Quality:25.8;Size:11.3;Momentum:19.7;LowVol:10.6 | VTI:25.6;VNQ:19.2;HYG:6.6;MSFT:26.4;TSLA:11.9;MUB:10.4 | 1.4 | 109 | 11.7 | Bear | 29.3 | 4.43 | 1 | 166 | -90 | -116:-65 | 13 | 0.0198 | false | false | MaxPos6%;NoMargin | null | null | Buy | Add core equity +1.0% from cash | 6 | -20 | 10 | null | BrokerB | MKT | 98 | 2 | 8 | -23 | 6 | -52 | -12 | null | null | Normal monitoring | 152 | 3.2 | null | 5 | Tax-aware sells next window |
E9793 | P6977 | 2025-11-19 | IRA | USD | 1,408,953 | 6.1 | 1 | 52.2 | Tech:26.3;Financials:19.5;Energy:13.2;Materials:24.2;Industrials:16.7 | Value:11.5;Growth:19.9;Quality:11.0;Size:15.3;Momentum:25.1;LowVol:17.3 | AMZN:13.0;HYG:12.7;XLF:14.6;MUB:22.0;VNQ:18.0;VTI:19.7 | 6.3 | 192 | 18.6 | Volatile | 26.6 | 5.39 | 2.6 | 180 | 46 | 17:74 | 73 | 0.0044 | true | false | ESGOnly;MaxPos6% | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 29 | -32 | 6 | null | BrokerB | LMT | 94 | 10 | 18 | 9 | 4 | -55 | -4 | Drift>tolerance | TightenStops | Allocation drift beyond policy bands | 131 | 1.4 | null | 4 | Tighten stops on momentum names |
E9794 | P5016 | 2024-11-19 | Taxable | USD | 389,926 | 11.3 | 1 | 38.7 | Health:31.6;Tech:23.6;Materials:27.7;Utilities:17.1 | Value:19.3;Growth:23.5;Quality:9.9;Size:15.4;Momentum:21.3;LowVol:10.7 | VOO:9.0;QQQ:39.0;AMZN:25.9;AAPL:11.8;BRK.B:14.2 | 2.8 | 117 | 7.8 | Sideways | 16.4 | 4.85 | 3.2 | 111 | -13 | -44:32 | 43 | 0.0181 | false | false | MaxSector30% | null | null | Sell | Trim extended winner -1.0% | -5 | 8 | 4 | null | BrokerC | VWAP | 97 | 12 | 9 | 83 | 70 | -51 | 1 | null | null | Normal monitoring | 113 | 3.1 | null | 4 | Increase defensive factor exposure |
E9795 | P5708 | 2025-11-17 | IRA | USD | 2,170,216 | 6.8 | 1 | 44.4 | Materials:35.3;Comm:17.5;Health:47.2 | Value:19.5;Growth:18.2;Quality:15.0;Size:13.8;Momentum:20.9;LowVol:12.6 | BRK.B:24.7;MUB:8.9;QQQ:21.1;BND:18.0;AMZN:27.3 | 5 | 227 | 21.8 | Bull | 12 | 4.49 | 3.1 | 74 | 41 | 26:83 | 74 | 0.0144 | false | true | null | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 9 | -27 | 6 | Delta:-0.15;Vega:0.06 | BrokerA | VWAP | 89 | 1 | 0 | 93 | 177 | -41 | -5 | VAR>budget | Hedge | Risk above budget threshold | 208 | 1.3 | Approved | 5 | Tax-aware sells next window |
E9796 | P8651 | 2024-10-04 | Taxable | USD | 1,019,777 | 5.6 | 1 | 64.2 | Utilities:15.7;Consumer:20.5;Comm:14.1;Materials:27.5;Energy:22.1 | Value:9.8;Growth:21.2;Quality:23.8;Size:12.2;Momentum:12.1;LowVol:20.9 | VTI:18.5;QQQ:17.6;AMZN:17.5;AAPL:14.7;GLD:21.1;VOO:10.6 | 3.5 | 247 | 21.6 | Bull | 11.7 | 4.78 | 3.2 | 118 | 48 | 20:68 | 58 | 0.0166 | false | true | null | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 30 | -37 | 5 | null | BrokerD | MKT | 89 | 10 | 12 | -24 | 30 | 0 | -6 | VAR>budget | Hedge | Risk above budget threshold | 191 | 1.7 | null | 5 | Within IPS guidelines |
E9797 | P8127 | 2024-09-19 | Trust | USD | 1,731,496 | 8.9 | 1 | 43.3 | Financials:28.6;Tech:41.1;Materials:30.3 | Value:29.2;Growth:10.3;Quality:9.4;Size:23.4;Momentum:12.7;LowVol:14.9 | MSFT:15.9;BRK.B:23.8;HYG:33.5;VOO:9.0;MUB:17.7 | 3.5 | 135 | 13.3 | Bull | 16.4 | 4.84 | 3.2 | 106 | 118 | 102:134 | 97 | 0.0148 | false | false | MaxSector35% | null | null | Rebalance | Shift +1.0% bonds from equity | -7 | 12 | 8 | null | BrokerB | LMT | 92 | 8 | 15 | 114 | 87 | -37 | 23 | null | null | Normal monitoring | 180 | 4 | null | 5 | Monitor dispersion and breadth |
E9798 | P6685 | 2025-09-30 | 401k | USD | 374,171 | 9.1 | 1 | 74.3 | Tech:20.3;Financials:17.0;Utilities:26.1;Industrials:25.6;Materials:11.0 | Value:17.9;Growth:13.4;Quality:18.1;Size:18.2;Momentum:19.2;LowVol:13.2 | AMZN:33.1;TLT:20.2;GLD:15.8;BND:21.1;MUB:9.8 | 4 | 141 | 11 | Bull | 14.3 | 4.27 | 3 | 114 | 81 | 68:121 | 84 | 0.0119 | false | false | null | null | null | NoAction | Within policy bands; defer | -11 | -10 | 10 | null | BrokerC | MKT | 0 | 0 | 0 | -38 | 5 | -5 | -16 | null | null | Normal monitoring | 106 | 1.3 | Approved | 3 | Within IPS guidelines |
E9799 | P2268 | 2025-01-10 | Roth | USD | 966,643 | 6.4 | 1 | 50 | Materials:30.0;Tech:20.1;Comm:34.2;Consumer:15.7 | Value:16.7;Growth:19.0;Quality:19.1;Size:7.4;Momentum:19.0;LowVol:18.8 | MSFT:29.9;MUB:19.6;QQQ:24.9;IEF:25.7 | 6.9 | 223 | 27.6 | Volatile | 24.1 | 5.22 | 3.5 | 132 | 31 | 16:54 | 49 | 0.0165 | true | true | null | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 26 | -31 | 11 | null | BrokerB | LMT | 96 | 6 | 14 | 74 | 168 | -49 | -17 | Drift>tolerance | Hedge | Allocation drift beyond policy bands | 184 | 1.4 | null | 2 | Increase defensive factor exposure |
E9800 | P0826 | 2025-12-07 | Trust | USD | 395,770 | 8.2 | 1 | 63.1 | Comm:22.3;Materials:32.1;Consumer:23.0;Energy:22.6 | Value:24.1;Growth:11.4;Quality:11.3;Size:19.6;Momentum:21.5;LowVol:12.1 | MSFT:32.9;VTI:26.6;VOO:29.7;TSLA:10.8 | 5.2 | 269 | 18.8 | Bear | 27.9 | 3.54 | 2.5 | 212 | -80 | -92:-50 | 27 | 0.011 | false | true | null | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | -8 | -29 | 8 | null | BrokerA | MKT | 95 | 4 | 1 | 43 | 58 | -7 | 35 | RegimeShift | Pause | Volatility spike and breadth deterioration | 95 | 1.8 | Approved | 5 | Within IPS guidelines |
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