| --- |
| license: apache-2.0 |
| language: |
| - en |
| tags: |
| - interpretability |
| - probing |
| - cross-modal |
| - retrieval |
| - negative-results |
| pretty_name: SRT depth-probe artifacts (which layer, and according to which probe) |
| --- |
| |
| # SRT depth-probe artifacts |
|
|
| **Where a frozen multimodal backbone carries cross-modal meaning depends on |
| what you use to look. A raw-cosine probe and a fitted linear probe rank the |
| layers of the same model differently, on the same states, in the same run.** |
|
|
| Every number here is measured on frozen `google/gemma-4-31B-it`. Nothing in |
| this repository is a trained product. These are measurement artifacts and the |
| scripts that produced them, published so the ranking can be checked instead |
| of taken on trust. |
|
|
| ## The result |
|
|
| Nine layers, 5,000 COCO val2017 images, 4,000 fitted and 1,000 held out. |
| Chance is R@1 0.001 and median rank 500. "Cosine" is the head-free read-out. |
| "Fitted" is the shipped head recipe, two 1024-d towers under InfoNCE, fitted |
| per layer on the training split only. |
|
|
| | layer | cosine R@1 | cosine median | fitted R@1 | fitted median | |
| |---|---|---|---|---| |
| | L4 | 0.013 | 269 | 0.080 | 21 | |
| | L12 | 0.047 | 116 | 0.175 | 8 | |
| | **L20** | 0.100 | 76 | **0.293** | **4** | |
| | L28 | 0.015 | 329 | 0.172 | 9 | |
| | L36 | 0.068 | 127 | 0.240 | 5 | |
| | L44 | 0.137 | 24 | 0.254 | 5 | |
| | **L47** | **0.167** | **20** | 0.230 | 5 | |
| | L54 | 0.160 | 8 | 0.193 | 7 | |
| | L60 | 0.003 | 393 | 0.108 | 16 | |
|
|
| Cosine ranks L47 first. Fitted ranks it fourth, behind L20, L44 and L36. |
| The two probes disagree about the shape of the model. |
|
|
| Two things follow. A depth profile is a joint property of the backbone and |
| the read-out, so "layer *k* is the alignment peak" is only meaningful with |
| the probe named. And L60, which looks like total collapse under cosine |
| (R@1 0.003, median 393), still supports 108x chance under a fitted head. The |
| information survives, and it is the cosine read-out that loses reach. |
|
|
| ## Scaling, and where it stops replicating |
|
|
| The L20 advantage grows with fitting data. On val2017, five seeds, the same |
| 1,000 images held out: |
|
|
| | train images | 250 | 500 | 1,000 | 2,000 | 4,000 | |
| |---|---|---|---|---|---| |
| | L20 − L47 R@1 | +0.009 | +0.013 | +0.030 | +0.032 | +0.061 | |
|
|
| Replicated on a different image distribution, COCO train2017, three seeds, |
| 2,000 held out: |
|
|
| | train images | L20 | L47 | gap | |
| |---|---|---|---| |
| | 2,000 | 0.145 ±0.004 | 0.130 ±0.005 | +0.015 | |
| | 4,000 | 0.192 ±0.009 | 0.180 ±0.011 | +0.012 | |
| | 8,000 | 0.245 ±0.005 | 0.219 ±0.003 | +0.026 | |
| | 16,000 | 0.290 ±0.004 | 0.260 ±0.009 | +0.030 | |
| | 28,000 | 0.332 ±0.004 | 0.289 ±0.001 | +0.043 | |
|
|
| **Scope note.** The direction replicates across both image distributions. The |
| magnitude does not. At 4,000 training images the gap is +0.061 on val2017 and |
| +0.012 on train2017, a five-fold difference. Treat the sign as the finding and |
| the size as distribution-dependent. |
|
|
| Further scope: one backbone, one architecture family, COCO images, English |
| captions, retrieval as the task. L47 remains the shipped tap for the |
| SRT-Sunstone artifacts, which were fitted and validated at that layer. Nothing |
| here has been run at deployment scale, and none of it has been tested on a |
| second backbone. |
|
|
| ## SugarCrepe under a fitted probe |
|
|
| Fitted per layer on the 3,440 val2017 images SugarCrepe does not use, then |
| applied to its 7,511 triples. The `replace_obj` split, n=1652: |
|
|
| | layer | cosine | fitted | |
| |---|---|---| |
| | L4 | 0.514 | 0.557 | |
| | L12 | 0.528 | 0.611 | |
| | **L20** | 0.571 | **0.696** | |
| | L28 | 0.533 | 0.574 | |
| | L36 | 0.561 | 0.626 | |
| | L44 | 0.617 | 0.669 | |
| | L47 | 0.614 | 0.661 | |
| | L54 | 0.666 | 0.676 | |
| | L60 | 0.541 | 0.562 | |
|
|
| Object identity reaches its ceiling at L20 and stays flat, so identity is not |
| a late-stack property under this probe. Arrangement peaks mid-stack instead: |
| fitted `swap_obj` is 0.596 at L28. The macro ordering also inverts between |
| probes, with cosine best at L54 (0.569) and fitted best at L36 (0.598). |
|
|
| ### Read the swap splits with care |
|
|
| `sugarcrepe_symmetry_audit.json` counts, for every split, how many pairs have |
| a positive and negative that are the same multiset of words: |
|
|
| | split | n | bag-of-words identical | |
| |---|---|---| |
| | swap_obj | 245 | 164 (66.9%) | |
| | swap_att | 666 | 408 (61.3%) | |
| | replace_att | 788 | 0 | |
| | replace_obj | 1652 | 0 | |
| | replace_rel | 1406 | 0 | |
| | add_att | 692 | 0 | |
| | add_obj | 2062 | 0 | |
| |
| For a bag-identical pair, any model whose text representation ignores word |
| order scores both captions the same and lands at chance by construction. Both |
| swap splits are majority such pairs, so a swap score cannot separate content |
| quality across that whole class of models. This is a property of the data and |
| not a defect, since the swap splits exist to probe word order. It does change |
| how the number reads. Reproduce with `scripts/sugarcrepe_symmetry_audit.py`, |
| which runs on the benchmark JSONs alone and evaluates no model. |
| |
| ## Banked null |
| |
| `l60_fitted_readout.json` is a failed experiment, published because it failed |
| its own control. A ridge/PCA read-out on 936 images scored 0.5222 at L47 |
| against a head-free 0.5655, so the instrument was weaker than no instrument. |
| The regularisation was also chosen on the test split. The result is void and |
| the later InfoNCE refit (`l60_head_refit.json`, `depth_fitted_profile.json`) |
| supersedes it. It is here so the path to the working version is visible. |
| |
| ## Other artifacts |
| |
| - `crosslingual_convergence.json`. Opus-100 English pivot, frozen L47, 400 |
| pairs per language, per-language centring. English–Mandarin 0.335 (134x |
| chance), English–Arabic 0.297, English–Finnish 0.247. Confound stated in |
| the file: one model was trained on all three languages, so this is not evidence about |
| independently evolved systems. |
| - `space_capacity.json`. Retrieval against growing pools. Pool 1,000 gives |
| median 1; 123,287 gives median 70. The pool grows 123x while rank grows |
| 70x. Participation ratio 84.5 of 1024 dimensions, 99% of variance in 210. |
| - `invariant_core.json`. 13 multi-backbone claims across 8 hosts, 11 hold. |
| Worth reading for what it concedes: 7 of the 11 describe how to measure, |
| and only 4 describe what a model does. |
| - `sugarcrepe_layer_sweep.json`. The cosine-only sweep that the fitted |
| re-test above supersedes. |
|
|
| ## Reproducing |
|
|
| `scripts/` contains the exact code. `l60_head_refit.py` encodes and fits the |
| depth profile, `tap_layer_scaling.py` runs the seeded scaling curves, |
| `tap_layer_full.py` is the full-scale version, `sugarcrepe_fitted_depth.py` |
| does the compositional re-test. Each writes the JSON it is named after. |
|
|
| Every fit uses a held-out split, and `l60_head_refit.py` enforces a control: |
| a fitted head at L47 must beat head-free, or the instrument is rejected. |
|
|
| ## Anisotropy |
|
|
| These states are strongly anisotropic and raw cosine on them is not directly |
| interpretable. Comparisons here are centred by the pool mean. Any reuse of |
| these artifacts should do the same and should report a random floor. |
|
|
| ## Citation |
|
|
| ```bibtex |
| @software{srt_depth_probe_2026, |
| title = {SRT depth-probe artifacts: probe-dependent layer ranking in a |
| frozen multimodal backbone}, |
| author = {Lancaster, Burton}, |
| year = {2026}, |
| url = {https://github.com/space-bacon/SRT} |
| } |
| ``` |
|
|
| Apache-2.0. Source: [github.com/space-bacon/SRT](https://github.com/space-bacon/SRT). |
|
|