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SUNNYVALE
CA
94085
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Ajmera Dhaval
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SUNNYVALE
CA
94085
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94085
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CA
94085
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94085
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DFW AIR
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75261
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KITTY HAWK INC
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STONE DANIEL
PO BOX 612787
DFW AIR
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SANTARUS INC
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ST PAUL VENTURE CAPITAL IV LLC
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Split Rock Partners LLC
10400 VIKING DR
SUITE 550
MINNEAPOLIS
MN
55344
0
0
1... |
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3
2005-04-13
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0001093557
DEXCOM INC
DXCM
0001283954
OLSON NANCY S
2100 GREEN STREET 102
SAN FRANCISCO
CA
94123
0
0
1
0
0001284742
FOG CITY MANAGEMENT LLC
2100 GREEN STREET 102
SAN FRANCISCO
CA
94123
0
0
1
0
0001283998
FOG CITY FUND LLC
2100 GREEN STREET 102
SAN FRANCISO
CA
94123
0
0
1
0
Series B Convertible Pref... |
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2005-04-13
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0001093557
DEXCOM INC
DXCM
0001284095
GLENN SCOTT L
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LA JOLLA
CA
92037
0
0
1
0
0001284099
WINDAMERE LLC
6402 CARDENO DRIVE
LA JOLLA
CA
92037
0
0
1
0
0001284101
WINDAMERE II LLC
6402 CARDENO DRIVE
LA JOLLA
CA
92037
0
0
1
0
Common Stock
259166
I
see footnote
Series A Convertible Pre... |
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2004-03-31
0
0001172480
SANTARUS INC
SNTS
0001258189
ST PAUL VENTURE CAPITAL VI LLC
10400 VIKING DR
STE 550
EDEN PRAIRIE
MN
55344
0
0
1
0
Common Stock
4285
D
Series D Convertible Preferred Stock
Common Stock
2275312
D
Each share of Series D Convertible Preferred Stock automatically converts into approximately 0... |
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3
2004-05-01
0
0000890564
ON ASSIGNMENT INC
ASGN
0001258220
MOHR SHAWN
ON ASSIGNMENT, INC.
26651 WEST AGOURA ROAD
CALABASAS
CA
91302
0
1
0
0
Chief Sales Officer
Non-Qualified Stock Option (right to buy)
6
2005-05-01
2014-04-14
Common Stock
110000
D
Non-Qualified Stock Option (right to buy)
6.52
2005-01-13
2014-01... |
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<issuerName>LIONS GATE ENTERTAINMENT CORP... | 0001258247-15-000007 | 20151117 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2722}] | 20151112 | X0206
3
2015-11-12
0
0000929351
LIONS GATE ENTERTAINMENT CORP /CN/
LGF
0001058725
FRIES MICHAEL T
C/O LIBERTY GLOBAL, INC.
12300 LIBERTY BOULEVARD
ENGLEWOOD
CO
80112
1
0
0
0
Common Shares
0
D
Mr. Fries is the President and Chief Executive Officer of Liberty Global plc ("Liberty Global"). Liberty Global, through a wholl... |
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<issuerName>Aftermarket Enterprises, Inc.... | 0001258252-11-000003 | 20110809 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3596}] | 20110729 | X0204
3
2011-07-29
0
0001389217
Aftermarket Enterprises, Inc.
AFTM
0001258252
SMITH STEPHEN JAMES
2821 MCGAW AVENUE
IRVINE
CA
92614
1
1
1
0
VP, Network Services
Common Stock
6213918
I
By Stephen James Smith Trust, Dated October 24, 2002
Series 2011A Warrants
0.5
2011-07-29
Common Stock
106959
I
By Stephen James Smith T... |
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<issuerName>MGP INGREDIENTS INC</issuerNa... | 0001258257-04-000010 | 20041019 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 1402}] | 20041015 | X0202
3
2004-10-15
1
0000835011
MGP INGREDIENTS INC
MGPI
0001202329
BYOM JOHN E
1300 MAIN STREET
P.O BOX 130
ATCHISON
KS
66002
1
0
0
0
John E. Byom
2004-10-19 |
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3
2003-08-07
0
0001003950
PERFORMANCE TECHNOLOGIES INC \DE\
PTIX
0001258268
RAJKOWSKI E MARK
1
0
0
0
Common Stock, $.01 par value
350
I
Shares owned by Mr. Rajkowski's wife. Mr. Rajkowski disclaims beneficial ownership of these shares.
by:/s/Donald L. Turrell, as power of attorney, on behalf of E. Mark Rajkowski... |
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2006-05-01
1
0000834365
BIOLIFE SOLUTIONS INC
BLFS
0001258288
COHEN RAYMOND W
SYMPHONY MEDICAL, INC.
26051 MERIT CIRCLE, SUITE 104
LAGUNA HILLS
CA
92653
1
0
0
0
/s/ Raymond W. Cohen
2006-05-22 |
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3
2003-07-23
0
0000039135
FRIENDLY ICE CREAM CORP
frn
0001258289
RUSINKO LAWRENCE A
1855 BOSTON ROAD
WILBRAHAM
MA
01095
0
1
0
0
Sr. VP, Marketing
Stock Options (right to buy)
6.65
2008-07-23
common stock
25000
D
The options vest in three equal annual installments beginning on July 23, 2004.
Lawrence A. Rusinko
20... |
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3
2003-07-31
0
0000874689
INTEGRATED CIRCUIT SYSTEMS INC
ICST
0001258291
BUI DINH N
INTEGRATED CIRCUIT SYSTEMS, INC.
2435 BLVD. OF THE GENERALS
NORRISTOWN
PA
19403
0
1
0
0
Vice President
Right to buy stock subject to option
0.9621
2004-01-25
2010-01-25
Common Stock
15531
D
Right to buy stock subject to option
1.7... |
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3
2003-07-23
0
0001123448
AMERICAN IDC CORP
acni
0001258310
SCHUMACHER ROBERT
11301 OLYMPIC BOULEVARD
SUITE 680
LOS ANGELES
CA
90064
0
1
1
0
Chief Operating Officer
common stock , $.001 par value
3360000
D
/s/Robert Schumacher
2003-08-01 |
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3
2003-07-29
0
0001091964
BENTLEY COMMUNICATIONS CORP/DE
BTLY
0001258310
SCHUMACHER ROBERT
11301 OLYMPIC BOULEVARD
SUITE 680
LOS ANGELES
CA
90064
0
1
0
0
Chief Operating Officer
common stock , $.0001 par value
500000
D
/s/Robert Schumacher
2003-08-08 |
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3
2003-06-10
0
0001143155
HAMPTON ROADS BANKSHARES INC
HMPR
0001258327
WINDSOR PATRICIA M
5299 GREENWICH RD
VIRGINIA BEACH
VA
23462-6024
1
0
0
0
Common Stock
500
D
Patricia M. Windsor
2003-08-05 |
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3
2003-07-16
1
0001143155
HAMPTON ROADS BANKSHARES INC
HMPR
0001258043
FULTON DONALD W JR
PO BOX 1000
CHESAPEAKE
VA
23327
0
1
0
0
SVP & Chief Administrative Off
Donald W. Fulton, Jr.
2003-08-05 |
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3
2003-08-05
0
0001174893
RADIUM VENTURES INC
n/a
0001244773
CHOW PAUL
2827 CROSSLEY DRIVE
ABBOTSFORD
A1
V2T 5H5
BRITISH COLUMBIA, CANADA
0
0
1
0
Common Stock
1000000
D
Paul Chow
2003-08-05 |
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3
2003-08-15
1
0001174893
RADIUM VENTURES INC
n/a
0001259917
PETERS ERNEST
2003 889 HOMER STREET
VANCOUVER
A1
V6B5S3
BRITISH COLUMBIA, CANADA
1
1
0
0
Treasurer & CFO
Ernest Peters
2003-08-15 |
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3
2003-08-01
0
0000087347
SCHLUMBERGER LTD /NV/
slb
0001258348
TOURNADRE DAVID
C/O SCHLUMBERGER LTD
153 EAST 53 ST 57TH FLOOR
NEW YORK
NY
10022-4624
0
1
0
0
VICE PRESIDENT
Common Stock
1394
D
NQ Stock Option (right to buy) w/ tandem Tax w/h right
46.02
2004-07-16
2013-07-16
Common Stock
50000
D
NQ Stock Option (r... |
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<issuerName>UNIMARK GROUP INC</issuerName... | 0001258365-04-000018 | 20040924 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3445}] | 20040901 | X0202
3
2004-09-01
0
0000922712
UNIMARK GROUP INC
UNMG
0001225163
BOBB ROBERT J
311 SOUTH WACKER DR.
SUITE 5500
CHICAGO
IL
60606
0
0
1
0
Common stock
3392512.63
I
Limited partnership interest
Cardinal-UniMark Investors, L.P., a Delaware limited partnership, has beneficial ownership of a total of 13,149,274 of the commo... |
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2007-08-17
0
0001203018
MEDIRECT LATINO INC
MLTO.PK
0001385196
Granite Creek FlexCap I, L.P.
222 WEST ADAMS STREET
SUITE 1980
CHICAGO
IL
60606
0
0
1
0
Common Stock, $0.0001 par value
29417978
D
Convertible Note
0.0001
2006-12-08
2010-06-08
Common Stock, $0.0001 par value
29417978
D
Granite Creek FlexCap I, L.P.... |
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<issuerName>VIEWPOINT CORP/NY/</issuerN... | 0001258368-03-000001 | 20030805 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2813}] | 20030804 | X0201
3
2003-08-04
0
0000919794
VIEWPOINT CORP/NY/
VWPT
0001258368
MITCHELL WILLIAM HAYWARD
VIEW POINT CORP 498 SEVENTH AVENUE
SUITE 1810
NEW YORK
NY
10018
0
1
0
0
Chief Financial Officer
Option to Acquire Common Stock
0.77
2013-08-04
Common Stock
350000
D
Twenty-five percent (25%) of the shares subject to the option v... |
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<issuerName>OPTICAL SENSORS INC</issuer... | 0001258387-03-000006 | 20031125 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2174}] | 20031117 | X0201
3
2003-11-17
0
0000907658
OPTICAL SENSORS INC
OPTL.OB
0001271153
MALONEY EUGENE PAUL
C/O OPTICAL SENSORS INC
7615 GOLDEN TRIANGLE DRIVE, SUITE C
EDEN PRAIRIE
MN
55344-3733
0
1
0
0
VP of Product Development
No Securities Beneficially Owned
0
D
/s/ Eugene Paul Maloney
2003-11-25 |
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<issuerName>OPTICAL SENSORS INC</issuer... | 0001258387-04-000001 | 20040114 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2176}] | 20030105 | X0201
3
2003-01-05
0
0000907658
OPTICAL SENSORS INC
OPTL.OB
0001275995
DUESTERHOEFT TERRY J
C/O OPTICAL SENSORS INC
7615 GOLDEN TRIANGLE DRIVE, SUITE C
EDEN PRAIRIE
MN
55344-3733
0
1
0
0
VP Sales & Marketing
No Securities Beneficially Owned
0
D
/s/ Terry J. Duesterhoeft
2004-01-14 |
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<issuerName>Con-way Inc.</issuerName>
... | 0001258393-13-000002 | 20130510 | [{"type": "3", "sequence": "1", "filename": "f3forpph.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2251}] | 20130507 | X0206
3
2013-05-07
0
0000023675
Con-way Inc.
CNW
0001258393
PHIPPS PAUL CODY
2211 OLD EARHART ROAD, SUITE 100
ANN ARBOR
MI
48105
1
0
0
0
Common Stock
0
D
Note: Also see attached Exhibit EX-24 Power of Attorney.
By: Jessica Carbullido For: Paul C. Phipps
2013-05-10 |
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<issuerName>KRAFT FOODS INC</issuerName... | 0001258414-03-000002 | 20030808 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 4423}] | 20030801 | X0201
3
2003-08-01
0
0001103982
KRAFT FOODS INC
KFT
0001258414
CARLISLE BRIAN M
0
1
0
0
Pres.- Western Europe Region
Class A Common Stock
13970
D
Options (Rights to Buy)
31
2003-01-31
2011-06-12
Class A Common Stock
32260
D
Options (Rights to Buy)
31
2011-06-12
Class A Common Stock
16130
D
The options will vest June 12... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0201</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2003-08-01</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001103982</issuerCik>
<issuerName>KRAFT FOODS INC</issuerName... | 0001258414-03-000003 | 20030808 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 4421}] | 20030801 | X0201
3
2003-08-01
0
0001103982
KRAFT FOODS INC
KFT
0001258872
ABELENDA GUSTAVO H
0
1
0
0
Pres.- Latin America Region
Class A Common Stock
4460
D
Options (Rights to Buy)
31
2003-01-31
2011-06-12
Class A Common Stock
15090
D
Options (Rights to Buy)
31
2011-06-12
Class A Common Stock
16130
D
The options vest on June 12, ... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0201</schemaVersion>
<documentType>3</documentType><periodOfReport>2003-10-20</periodOfReport>
<noSecuritiesOwned>1</noSecuritiesOwned>
<issuer>
<issuerCik>0001086600</issuerCik>
<issuerName>ALLIANCE RESOURCE PARTNERS LP</issuer... | 0001258477-03-000026 | 20031023 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 1385}] | 20031020 | X0201
3
2003-10-20
1
0001086600
ALLIANCE RESOURCE PARTNERS LP
ARLP
0001267839
CANTRELL BRIAN L
1717 S. BOULDER AVENUE
SUITE 600
TULSA
OK
74119
0
1
0
0
Senior VP and CFO
/s/ Brian L. Cantrell
2003-10-23 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2006-05-09</periodOfReport>
<noSecuritiesOwned>1</noSecuritiesOwned>
<issuer>
<issuerCik>0001344980</issuerCik>
<issuerName>Alliance Holdings GP, L.P.</i... | 0001258477-06-000067 | 20060509 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 1618}] | 20060509 | X0202
3
2006-05-09
1
0001344980
Alliance Holdings GP, L.P.
AHGP
0001173893
CRAFT JOSEPH W III
1717 S. BOULDER AVENUE
SUITE 600
TULSA
OK
74119
1
1
0
0
President, CEO & BOD Chairman
/s/ Joseph W. Craft by Megan Cordle, pursuant to power of attorney dated May 9, 2006
2006-05-09 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2006-05-09</periodOfReport>
<noSecuritiesOwned>1</noSecuritiesOwned>
<issuer>
<issuerCik>0001344980</issuerCik>
<issuerName>Alliance Holdings GP, L.P.</i... | 0001258477-06-000068 | 20060509 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 1618}] | 20060509 | X0202
3
2006-05-09
1
0001344980
Alliance Holdings GP, L.P.
AHGP
0001187752
PEARSON THOMAS L
1717 S. BOULDER AVENUE
SUITE 600
TULSA
OK
74119
0
1
0
0
Senior VP-Law & Adminstration
/s/ Thomas L. Pearson by Megan Cordle, pursuant to power of attorney dated May 8, 2006
2006-05-09 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2006-05-09</periodOfReport>
<noSecuritiesOwned>1</noSecuritiesOwned>
<issuer>
<issuerCik>0001344980</issuerCik>
<issuerName>Alliance Holdings GP, L.P.</i... | 0001258477-06-000069 | 20060509 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 1602}] | 20060509 | X0202
3
2006-05-09
1
0001344980
Alliance Holdings GP, L.P.
AHGP
0001267839
CANTRELL BRIAN L
1717 S. BOULDER AVENUE
SUITE 600
TULSA
OK
74119
0
1
0
0
Senior VP and CFO
/s/ Brian L. Cantrell by Megan Cordle, pursuant to power of attorney dated May 9, 2006
2006-05-09 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2006-05-09</periodOfReport>
<noSecuritiesOwned>1</noSecuritiesOwned>
<issuer>
<issuerCik>0001344980</issuerCik>
<issuerName>Alliance Holdings GP, L.P.</i... | 0001258477-06-000070 | 20060509 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 1539}] | 20060509 | X0202
3
2006-05-09
1
0001344980
Alliance Holdings GP, L.P.
AHGP
0001183488
HALL MICHAEL J
1717 S. BOULDER AVENUE
SUITE 600
TULSA
OK
74119
1
0
0
0
/s/ Michael J. Hall by Megan Cordle, pursuant to power of attorney dated May 8, 2006
2006-05-09 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2006-05-09</periodOfReport>
<noSecuritiesOwned>1</noSecuritiesOwned>
<issuer>
<issuerCik>0001344980</issuerCik>
<issuerName>Alliance Holdings GP, L.P.</i... | 0001258477-06-000071 | 20060509 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 1549}] | 20060509 | X0202
3
2006-05-09
1
0001344980
Alliance Holdings GP, L.P.
AHGP
0001358537
Davidson Thomas M SR
1717 S. BOULDER
SUITE 600
TULSA
OK
74119
1
0
0
0
/s/ Thomas M. Davidson, Sr. by Megan Cordle, pursuant to power of attorney dated March 27, 2006
2006-05-09 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2006-05-15</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001344980</issuerCik>
<issuerName>Alliance Holdings GP, L.P.</i... | 0001258477-06-000073 | 20060515 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2307}] | 20060515 | X0202
3
2006-05-15
0
0001344980
Alliance Holdings GP, L.P.
AHGP
0001354753
Alliance Management Holdings, LLC
1717 S. BOULDER AVENUE
SUITE 600
TULSA
OK
74119
0
0
1
0
Common Units
6863470
D
/s/ Alliance Management Holdings, LLC by Megan Cordle, pursuant to power of attorney dated May 8, 2006
2006-05-15 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2006-05-15</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001344980</issuerCik>
<issuerName>Alliance Holdings GP, L.P.</i... | 0001258477-06-000074 | 20060515 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2264}] | 20060515 | X0202
3
2006-05-15
0
0001344980
Alliance Holdings GP, L.P.
AHGP
0001354754
AMH II, LLC
1717 S. BOULDER AVENUE
SUITE 600
TULSA
OK
74119
0
0
1
0
Common Units
19858362
D
/s/ AMH II, LLC by Megan Cordle, pursuant to power of attorney dated May 8, 2006
2006-05-15 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2006-05-15</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001344980</issuerCik>
<issuerName>Alliance Holdings GP, L.P.</i... | 0001258477-06-000075 | 20060515 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2292}] | 20060515 | X0202
3
2006-05-15
0
0001344980
Alliance Holdings GP, L.P.
AHGP
0001354755
Alliance Resouce GP, LLC
1717 S. BOULDER AVENUE
SUITE 600
TULSA
OK
74119
0
0
1
0
Common Units
20641168
D
/s/ Alliance Resoruce GP, LLC, by Megan Cordle, pursuant to power of attorney dated May 8, 2006
2006-05-15 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2006-06-14</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001344980</issuerCik>
<issuerName>Alliance Holdings GP, L.P.</i... | 0001258477-06-000096 | 20060614 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2343}] | 20060614 | X0202
3
2006-06-14
0
0001344980
Alliance Holdings GP, L.P.
AHGP
0001187756
MARSHALL CARY P
1717 S. BOULDER AVENUE
SUITE 600
TULSA
OK
74119
0
1
0
0
Vice President and Treasurer
Common Units
955925
D
/s/ Cary P. Marshall by Megan Cordle, pursuant to power of attorney dated June 14, 2006
2006-06-14 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2006-07-31</periodOfReport>
<noSecuritiesOwned>1</noSecuritiesOwned>
<issuer>
<issuerCik>0001086600</issuerCik>
<issuerName>ALLIANCE RESOURCE PARTNERS LP... | 0001258477-06-000107 | 20060731 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 1604}] | 20060731 | X0202
3
2006-07-31
1
0001086600
ALLIANCE RESOURCE PARTNERS LP
ARLP
0001370725
Fouch Robert J
1717 S. BOULDER
SUITE 400
TULSA
OK
74119
0
1
0
0
Vice President Controller
/s/ Robert J. Fouch by Megan Cordle, pursuant to power of attorney dated July 27, 2006
2006-07-31 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0201</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2003-07-09</periodOfReport>
<noSecuritiesOwned>1</noSecuritiesOwned>
<issuer>
<issuerCik>0000701347</issuerCik>
<issuerName>CENTRAL PACIFIC FINANCIAL C... | 0001258524-03-000001 | 20030811 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 1433}] | 20030709 | X0201
3
2003-07-09
1
0000701347
CENTRAL PACIFIC FINANCIAL CORP
CPF
0001258524
BLANGIARDI RICHARD J
4009 BLACK POINT ROAD
HONOLULU
HI
96816
1
0
0
0
/s/ Richard J. Blangiardi
2003-08-11 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2006-12-01</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0000813562</issuerCik>
<issuerName>NATIONAL MEDICAL HEALTH CARD ... | 0001258542-06-000004 | 20061205 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2112}] | 20061201 | X0202
3
2006-12-01
0
0000813562
NATIONAL MEDICAL HEALTH CARD SYSTEMS INC
NMHC
0001258542
DISCOVERY EQUITY PARTNERS LP
C/O DISCOVERY GROUP I, LLC
191 N. WACKER DRIVE, STE 1685
CHICAGO
IL
60606
0
0
1
0
Common Stock
553768
D
Michael R. Murphy, Managing Director
2006-12-05 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0203</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2008-06-27</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0000927355</issuerCik>
<issuerName>TESSCO TECHNOLOGIES INC</issu... | 0001258542-08-000003 | 20080630 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2100}] | 20080627 | X0203
3
2008-06-27
0
0000927355
TESSCO TECHNOLOGIES INC
TESS
0001258542
DISCOVERY EQUITY PARTNERS, LP
C/O DISCOVERY GROUP I, LLC
191 N. WACKER DRIVE SUITE 1685
CHICAGO
IL
60606
0
0
1
0
Class A Shares
543912
D
Daniel J. Donoghue, Managing Director
2008-06-30 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2006-01-01</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0000861884</issuerCik>
<issuerName>RELIANCE STEEL & ALUMINUM... | 0001258568-06-000002 | 20060112 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2196}] | 20060101 | X0202
3
2006-01-01
0
0000861884
RELIANCE STEEL & ALUMINUM CO
RS
0001258568
SLATER RICHARD J
1235 HILLCREST AVENUE
PASADENA
CA
91106
1
0
0
0
Common Stock
0
D
Richard J. Slater
2006-01-04 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0201</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2003-07-31</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0000874689</issuerCik>
<issuerName>INTEGRATED CIRCUIT SYSTEMS ... | 0001258572-03-000001 | 20030811 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 22485}] | 20030731 | X0201
3
2003-07-31
0
0000874689
INTEGRATED CIRCUIT SYSTEMS INC
ICST
0001258572
FREDERICK RANDALL R
ICS
2435 BLVD. OF THE GENERALS
NORRISTOWN
PA
19403
0
1
0
0
Vice President
Common Stock
4102
D
Right to buy stock subject to option
0.9621
2004-03-30
2010-03-30
Common Stock
28237
D
Right to buy stock subject to option
0.9... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0201</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2001-10-01</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001028954</issuerCik>
<issuerName>SUSSEX BANCORP</issuerName>... | 0001258612-03-000001 | 20030808 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3543}] | 20011001 | X0201
3
2001-10-01
0
0001028954
SUSSEX BANCORP
sbb
0001256421
LISTA GEORGE
C/O SUSSEX BANK
399 ROUTE 23
FRANKLIN
TN
07416
0
1
0
0
Executive V P of subsidiary
common stock
6574
D
option (right to purchase)
10.55
2003-10-23
2013-04-23
common stock
4740
D
The reporting person also holds 213 shares in street name.
25% of t... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2004-08-02</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001028954</issuerCik>
<issuerName>SUSSEX BANCORP</issuerName>
... | 0001258612-04-000023 | 20040802 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2109}] | 20040802 | X0202
3
2004-08-02
0
0001028954
SUSSEX BANCORP
sbb
0001298404
Case Tammy
C/O SUSSEX BANK
200 MUNSONHURST RD., RT. 517
FRANKLIN
NJ
07416-0353
0
1
0
0
Executive Vice President
common stock
1000
D
Candace Leatham, POA
2004-08-02 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2005-04-27</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001028954</issuerCik>
<issuerName>SUSSEX BANCORP</issuerName>
... | 0001258612-05-000016 | 20050512 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2026}] | 20050427 | X0202
3
2005-04-27
0
0001028954
SUSSEX BANCORP
sbb
0001326436
Brady Patrick
200 MUNSONHURST RD., RT. 517
FRANKLIN
NJ
07416
1
0
0
0
common stock
0
D
Candace E. Leatham, POA
2005-05-12 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2005-04-27</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001028954</issuerCik>
<issuerName>SUSSEX BANCORP</issuerName>
... | 0001258612-05-000019 | 20050802 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3213}] | 20050427 | X0202
3
2005-04-27
0
0001028954
SUSSEX BANCORP
SBB
0001098027
BRANCA RICHARD
1515 BROAD ST
PARKWAY TECHNICAL CENTER
BLOOMFIELD
NJ
07003
1
0
0
0
common stock
1000
I
held in street name
option (right to purchase)
14.12
2005-04-27
2015-04-27
common stock
1000
D
Candace Leatham POA
2005-08-02 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2007-01-17</periodOfReport>
<noSecuritiesOwned>1</noSecuritiesOwned>
<issuer>
<issuerCik>0001028954</issuerCik>
<issuerName>SUSSEX BANCORP</issuerName>
... | 0001258612-07-000007 | 20070201 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 1423}] | 20070117 | X0202
3
2007-01-17
1
0001028954
SUSSEX BANCORP
sbbx
0001388326
Ertle James P
C/O SUSSEX BANK
200 MUNSONHURST ROAD, RT. 517
FRANKLIN
NJ
07416
1
0
0
0
candace leatham poa
2007-02-01 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2007-04-25</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001028954</issuerCik>
<issuerName>SUSSEX BANCORP</issuerName>
... | 0001258612-07-000010 | 20070425 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2063}] | 20070425 | X0202
3
2007-04-25
0
0001028954
SUSSEX BANCORP
sbbx
0001199793
ABBATE ANTHONY S
C/O INTERCHANGE FINANCIAL SERVICES CORP
PARK 80 W PLAZA TWO
SADDLE BROOK
NJ
07663
1
0
0
0
common stock
3000
D
Candace Leatham POA
2007-04-25 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0206</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2013-02-11</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001462694</issuerCik>
<issuerName>ConnectOne Bancorp, Inc.</iss... | 0001258612-13-000004 | 20130211 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 8028}] | 20130211 | X0206
3
2013-02-11
0
0001462694
ConnectOne Bancorp, Inc.
CNOB
0001568222
Cavuoto Frank
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
1
0
0
0
Common Stock
23468
D
Common Stock
33260
I
Held by spouse's IRA
Stock Option
10
2008-06-21
2015-06-21
Common Stock
15000
D
Stock Option
16
2009-11-11
2016-11... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0206</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2013-02-11</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001462694</issuerCik>
<issuerName>ConnectOne Bancorp, Inc.</iss... | 0001258612-13-000005 | 20130211 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2072}] | 20130211 | X0206
3
2013-02-11
0
0001462694
ConnectOne Bancorp, Inc.
CNOB
0001226353
BAIER FRANK W
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
1
0
0
0
Common Stock
17702
D
/s/ Robert A. Schwartz, Esq., POA
2013-02-11 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0206</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2013-02-11</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001462694</issuerCik>
<issuerName>ConnectOne Bancorp, Inc.</iss... | 0001258612-13-000006 | 20130211 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 9756}] | 20130211 | X0206
3
2013-02-11
0
0001462694
ConnectOne Bancorp, Inc.
CNOB
0001568218
Parisi Joseph Jr.
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
1
0
0
0
Common Stock
50875
D
Common Stock
2323
I
As custodian for son
Common Stock
3333
I
See Footnote
Common Stock
11296
I
See Footnote
Stock Option
10
2008-06... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0206</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2013-02-11</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001462694</issuerCik>
<issuerName>ConnectOne Bancorp, Inc.</iss... | 0001258612-13-000007 | 20130211 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 12042}] | 20130211 | X0206
3
2013-02-11
0
0001462694
ConnectOne Bancorp, Inc.
CNOB
0001568273
Sorrentino Frank III
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
1
1
0
0
Chairman & CEO
Common Stock
122934
D
Common Stock
2011
I
As trustee for children
Stock Option
10
2008-06-21
2015-06-21
Common Stock
30000
D
Stock Opt... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0206</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2013-02-11</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001462694</issuerCik>
<issuerName>ConnectOne Bancorp, Inc.</iss... | 0001258612-13-000008 | 20130211 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 7336}] | 20130211 | X0206
3
2013-02-11
0
0001462694
ConnectOne Bancorp, Inc.
CNOB
0001568224
Boswell Stephen T.
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
1
0
0
0
Common Stock
79498
D
Stock Option
10
2008-06-21
2015-06-21
Common Stock
15000
D
Stock Option
16
2009-11-11
2016-11-11
Common Stock
2049
D
Stock Option
... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0206</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2013-02-11</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001462694</issuerCik>
<issuerName>ConnectOne Bancorp, Inc.</iss... | 0001258612-13-000009 | 20130211 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 7336}] | 20130211 | X0206
3
2013-02-11
0
0001462694
ConnectOne Bancorp, Inc.
CNOB
0001488604
Kempner Michael W
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
1
0
0
0
Common Stock
123513
D
Stock Option
10
2008-06-21
2015-06-21
Common Stock
15000
D
Stock Option
16
2009-11-11
2016-11-11
Common Stock
2049
D
Stock Option
... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0206</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2013-02-11</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001462694</issuerCik>
<issuerName>ConnectOne Bancorp, Inc.</iss... | 0001258612-13-000010 | 20130211 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 9576}] | 20130211 | X0206
3
2013-02-11
0
0001462694
ConnectOne Bancorp, Inc.
CNOB
0001568221
Creamer Dale
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
1
0
0
0
Common Stock
53630
D
Common Stock
4375
I
Held by Spouse
Common Stock
18750
I
Held as custodian for children
Common Stock
6250
I
See Footnote
Stock Option
10
... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0206</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2013-02-11</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001462694</issuerCik>
<issuerName>ConnectOne Bancorp, Inc.</iss... | 0001258612-13-000011 | 20130211 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 5434}] | 20130211 | X0206
3
2013-02-11
0
0001462694
ConnectOne Bancorp, Inc.
CNOB
0001568272
Magennis Elizabeth
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
0
1
0
0
EVP and Chief Lending Officer
Common Stock
940
D
Stock Option
16
2009-11-11
2016-11-11
Common Stock
2000
D
Stock Option
12
2012-01-09
2019-01-09
Common... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0206</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2013-02-12</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001462694</issuerCik>
<issuerName>ConnectOne Bancorp, Inc.</iss... | 0001258612-13-000012 | 20130212 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 10081}] | 20130212 | X0206
3
2013-02-12
0
0001462694
ConnectOne Bancorp, Inc.
CNOB
0001568214
Criscione Laura
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
0
1
0
0
EVP & Chief Compliance Officer
Common Stock
3580
D
Common Stock
300
I
As custodian for daughter
Stock Option
10
2008-06-21
2015-06-21
Common Stock
10000
D... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0206</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2013-02-12</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001462694</issuerCik>
<issuerName>ConnectOne Bancorp, Inc.</iss... | 0001258612-13-000014 | 20130212 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3453}] | 20130212 | X0206
3
2013-02-12
0
0001462694
ConnectOne Bancorp, Inc.
CNOB
0001446685
Tomasi Peter J
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
0
1
0
0
Chief Credit Officer
Common Stock
1368
D
Stock Option
18.18
2022-01-24
Common Stock
1275
D
Stock options vest on a three year vesting schedule, with one-th... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0206</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2013-02-12</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001462694</issuerCik>
<issuerName>ConnectOne Bancorp, Inc.</iss... | 0001258612-13-000015 | 20130212 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2148}] | 20130212 | X0206
3
2013-02-12
0
0001462694
ConnectOne Bancorp, Inc.
CNOB
0001458372
Burns William S
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
0
1
0
0
EVP & Chief Financial Officer
Common Stock
1667
D
/s/ Robert A. Schwartz, Esq., POA
2013-02-12 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0206</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2013-02-12</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001462694</issuerCik>
<issuerName>ConnectOne Bancorp, Inc.</iss... | 0001258612-13-000016 | 20130212 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3394}] | 20130212 | X0206
3
2013-02-12
0
0001462694
ConnectOne Bancorp, Inc.
CNOB
0001568216
Goldman Steven M.
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
1
0
0
0
Common Stock
23542
D
Stock Option
18.18
2022-01-24
Common Stock
607
D
Stock options vest on a three year vesting schedule, with one-third of the grant v... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0206</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2013-02-12</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001462694</issuerCik>
<issuerName>ConnectOne Bancorp, Inc.</iss... | 0001258612-13-000017 | 20130212 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 8715}] | 20130212 | X0206
3
2013-02-12
0
0001462694
ConnectOne Bancorp, Inc.
CNOB
0001568217
Huttle Frank III
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
1
0
0
0
Common Stock
55243
D
Common Stock
5031
I
Held by spouse
Common Stock
5000
I
Held as trustee
Stock Option
10
2008-06-21
2015-06-21
Common Stock
15000
D
St... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0201</schemaVersion>
<documentType>3</documentType><periodOfReport>2003-11-13</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0000728303</issuerCik>
<issuerName>COAST DISTRIBUTION SYSTEM INC</issuer... | 0001258618-03-000006 | 20031113 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 1766}] | 20031113 | X0201
3
2003-11-13
0
0000728303
COAST DISTRIBUTION SYSTEM INC
crv
0001269494
DANNA LEONARD P
350 WOODVIEW AVENUE
MORGAN HILL
CA
95037
1
0
0
0
No securities owned
0
D
/s/ Leonard P. Danna
2003-11-13 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2006-09-25</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0000728303</issuerCik>
<issuerName>COAST DISTRIBUTION SYSTEM INC... | 0001258618-06-000019 | 20060929 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2241}] | 20060925 | X0202
3
2006-09-25
0
0000728303
COAST DISTRIBUTION SYSTEM INC
CRV
0001377023
Musbach Jim
350 WOODVIEW AVENUE
MORGAN HILL
CA
95037
0
1
0
0
President
Common Stock
3000
D
/s/Jim Musbach
2006-09-29 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2007-11-15</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0000728303</issuerCik>
<issuerName>COAST DISTRIBUTION SYSTEM INC... | 0001258618-07-000021 | 20071119 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 4531}] | 20071115 | X0202
3
2007-11-15
0
0000728303
COAST DISTRIBUTION SYSTEM INC
CRV
0001377023
Musbach Jim
350 WOODVIEW AVENUE
MORGAN HILL
CA
95037
1
1
0
0
President
Common Stock
19200
D
Employee Stock Option (right to buy)
7.99
2011-11-15
2011-11-15
Common Stock
50000
D
Employee Stock Option (right to buy)
8.30
2011-03-08
2012-03-08
Co... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0206</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2013-11-12</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0000728303</issuerCik>
<issuerName>COAST DISTRIBUTION SYSTEM INC... | 0001258618-13-000027 | 20131126 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2204}] | 20131112 | X0206
3
2013-11-12
0
0000728303
COAST DISTRIBUTION SYSTEM INC
CRV
0001593070
Faludy Thomas G
350 WOODVIEW AVENUE
MORGAN HILL
CA
95037
1
0
0
0
No securities owned
0
D
/s/ Thomas G. Faludy
2003-11-25 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0201</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2003-09-01</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0000812191</issuerCik>
<issuerName>REHABCARE GROUP INC</issuer... | 0001258619-03-000001 | 20030903 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 5781}] | 20030901 | X0201
3
2003-09-01
0
0000812191
REHABCARE GROUP INC
RHB
0001258619
BOGOVICH MARK A
7733 FORSYTH BLVD
STE 1700
ST LOUIS
MO
63105
0
1
0
0
Chief Accounting Officer
RehabCare Common Stock
0
D
Nonqualified Stock Options
12.8125
2001-03-29
2010-03-29
Common Stock $.01 Par Value
7500
D
Nonqualified Stock Options
40
2002-08-29... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0201</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2003-09-01</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0000890725</issuerCik>
<issuerName>GELSTAT CORP</issuerName>
... | 0001258622-03-000002 | 20030904 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3467}] | 20030901 | X0201
3
2003-09-01
0
0000890725
GELSTAT CORP
gsac
0001258622
LOWENTHAL GARRY N
1650 WEST 82ND STREET
STE 1040
BLOOMINGTON
MN
55431
0
1
0
0
Chief Financial Officer
None
0
D
Options
2.75
2004-07-22
2008-07-22
Common Stock
120000
D
Options were granted under terms of Issuer's 2003 Incentive Plan as adopted (the "Plan"), a... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0206</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2016-10-31</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001487931</issuerCik>
<issuerName>FISION Corp</issuerName>
... | 0001258622-16-000004 | 20161102 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2072}] | 20161031 | X0206
3
2016-10-31
0
0001487931
FISION Corp
FSSN
0001258622
LOWENTHAL GARRY N
2551 38TH AVENUE NE
STE 135
MINNEAPOLIS
MN
55421
1
1
0
0
CFO
Common Stock
1474091
D
Garry Lowenthal
2016-11-02 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0205</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2011-02-18</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001285224</issuerCik>
<issuerName>WILSHIRE BANCORP INC</issuerN... | 0001258624-12-000001 | 20120327 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2289}] | 20110218 | X0205
3
2011-02-18
0
0001285224
WILSHIRE BANCORP INC
WIBC
0001258624
YOO JAE WHAN
3200 WILSHIRE BLVD, STE 1400
LOS ANGELES
CA
90010
1
1
0
0
PRESIDENT & CEO
COMMON STOCK
20000
D
Restricted Stock with exercise price of $6.72 per share.
Late filing of ownership of securities, should have been filed by 02/28/2011 according... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0201</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2003-08-05</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0000082020</issuerCik>
<issuerName>UNITED STATES LIME & MI... | 0001258625-03-000001 | 20030807 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2586}] | 20030805 | X0201
3
2003-08-05
0
0000082020
UNITED STATES LIME & MINERALS INC
USLM
0001258625
CREDIT TRUST SAL
PO BOX 11-1113
BEIRUT
LEBANON
M8
00000
LEBANON
0
0
0
1
Member of Sec. 13(d) group
Common Stock Warrant (right to buy)
3.84
2003-08-05
2009-08-05
USLM Common Stock
63643
D
M. Michael Owens, Authorized Representative
2003-0... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2005-06-12</periodOfReport>
<noSecuritiesOwned>1</noSecuritiesOwned>
<issuer>
<issuerCik>0000949956</issuerCik>
<issuerName>VERITY INC \DE\</issuerName>
... | 0001258640-05-000003 | 20050621 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 1519}] | 20050612 | X0202
3
2005-06-12
1
0000949956
VERITY INC \DE\
VRTY
0001258640
EAGAN NICOLE WARD
894 ROSS DRIVE
SUNNYVALE
94089
0
1
0
0
SVP & Chief Marketing Officer
Nicole Eagan
2005-06-21 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0201</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2004-01-16</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001258655</issuerCik>
<issuerName>MARKETWATCH COM INC</issuerNa... | 0001258655-04-000006 | 20040203 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2880}] | 20040116 | X0201
3
2004-01-16
0
0001258655
MARKETWATCH COM INC
MKTW
0001278078
DAVIS JEFFREY G
825 BATTERY ST
SAN FRANCISCO
CA
94111
0
1
0
0
Executive V.P and G.M.
Stock Option (right to buy)
9.87
2014-01-16
Common Stock
150000
D
Option to purchase 150,000 shares of common stock granted January 16, 2004. Becomes exercisable as t... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2004-09-07</periodOfReport>
<noSecuritiesOwned>1</noSecuritiesOwned>
<issuer>
<issuerCik>0001258655</issuerCik>
<issuerName>MARKETWATCH INC</issuerName>
... | 0001258655-04-000051 | 20040915 | [{"type": "3", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 1493}] | 20040907 | X0202
3
2004-09-07
1
0001258655
MARKETWATCH INC
MKTW
0001302917
Mattison Paul
825 BATTERY ST.
SAN FRANCISCO
CA
94111
0
1
0
0
CFO
Paul Mattison
2004-09-15 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0201</schemaVersion>
<documentType>3</documentType>
<periodOfReport>2002-11-17</periodOfReport>
<noSecuritiesOwned>0</noSecuritiesOwned>
<issuer>
<issuerCik>0001020017</issuerCik>
<issuerName>I SECTOR CORP</issuerName>
... | 0001258663-03-000001 | 20030828 | [{"type": "3", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 6771}] | 20021117 | X0201
3
2002-11-17
0
0001020017
I SECTOR CORP
ISEC
0001258663
CANO FRANK JR
4531 JAMAICA DRIVE
SUGAR LAND
TX
77479
0
1
0
0
C.E.O. Valerent, Inc.
ISEC - Common Stock
26500
D
ISEC - Common Stock
36000
I
Children's custodial accounts
ISEC - Call
1.5
2000-05-19
2007-07-07
ISEC
16000
D
ISEC - Call
1.5
2000-05-19
2008-10-01
... |
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