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X0201 3 2003-07-24 0 0001018952 KOS PHARMACEUTICALS INC KOSP 0001258673 KOVEN ANDREW I 1001 BRICKELL BAY DRIVE25TH FL C/O KOS PHARMACEUTICALS INC MIAMI FL 33131 0 1 0 0 General Counsel and Secretary Stock Option (Right to Buy) 27.09 2004-07-24 2013-07-23 Common Stock, $.01 Par Value 40000 D The options are exercisable ...
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0001258673-07-000002
20070312
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20070301
X0202 3 2007-03-01 1 0000877357 SEPRACOR INC /DE/ SEPR 0001258673 KOVEN ANDREW I 84 WATERFORD DRIVE C/O SEPRACOR INC. MARLBOROUGH MA 01752 0 1 0 0 Exec. VP, General Counsel Robyn McLaren, by power of attorney 2007-03-12
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20030815
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X0201 3 2003-08-15 1 0000075659 MERCER INTERNATIONAL INC Mercs 0001258686 GANDOSSI DAVID M SUITE 1620 400 BURRARD ST VANCOUVER BRITISH COLUMBIA A1 00000 BRITISH COLUMBIA, CANADA 0 1 0 0 CFO and Secretary /s/ David M. Gandossi 2003-08-15
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0001258737-03-000004
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X0201 3 2003-07-31 1 0001107126 HAVEN HOLDING INC haven 0001258737 DORNEY JAMES K 75 INLETVIEW PATH EAST MORICHES NY 11940 0 0 1 0 James K. Dorney 2003-07-27
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0001258750-03-000003
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X0201 3 2003-08-06 0 0000065100 MERRILL LYNCH & CO INC MER 0001258750 FLEMING GREGORY J MERRILL LYNCH & CO., INC. 4 WORLD FINANCIAL CENTER NEW YORK NY 10080 0 0 0 1 Co-Head of GMI Common Stock 98940 D Stock Option - Right to Acquire 20.2969 2007-01-29 Common Stock 2504 D Stock Option - Right to Acquire 31 2008-01-26 Co...
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X0201 3 2003-08-06 0 0000065100 MERRILL LYNCH & CO INC MER 0001258751 KIM DO WOO MERRILL LYNCH & CO., INC. 4 WORLD FINANCIAL CENTER NEW YORK NY 10080 0 0 0 1 Co-Head of GMI Common Stock 171573 D Stock Option - Right to Acquire 36.1719 2009-01-25 Common Stock 4972 D Stock Option - Right to Acquire 43.7812 2010-01-27 Com...
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0001258773-06-000001
20060103
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X0202 3 2005-12-19 1 0000906192 SRA INTERNATIONAL INC SRX 0001018538 WILENSKY GAIL R C/O SRA INTERNATIONAL, INC 4300 FAIR LAKES COURT FAIRFAX VA 22033 1 0 0 0 /s/ Charles G. Crotty, attorney-in-fact for Gail R. Wilensky 2006-01-03
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X0202 3 2004-06-30 1 0001072048 SPECTRASITE INC SSI 0001258789 CHLEBOWSKI JOHN 1242 N. LAKE SHORE DRIVE, #26 CHICAGO IL 60610 1 0 0 0 /s/ Kathryn M. Samuelson, Attorney-in-fact 2004-07-06
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0001258813-04-000043
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X0201 3 2004-04-01 1 0000930738 WESTERN WIRELESS CORP WWCA 0001285976 PHILLIPS PEGGY 8061 LAKEMONT DRIVE N.E. SEATTLE WA 98115 1 0 0 0 Peggy V. Phillips 2004-04-02
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0001258813-04-000063
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X0202 3 2004-11-24 1 0000930738 WESTERN WIRELESS CORP WWCA 0001309695 Korsmo Karl J 1514 86TH AVENUE N.E. CLYDE HILL WA 98004 0 1 0 0 Senior Vice President Karl J. Korsmo 2004-11-24
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0001258824-04-000001
20040205
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X0201 3 2004-02-05 0 0001264388 ALPHASMART INC ALSM 0001258824 SUMMIT PARTNERS LLC SUMMIT PARTNERS 222 BERKELEY ST 18TH FLOOR BOSTON MA 02116 0 0 1 0 0001258823 SUMMIT PARTNERS V LP SUMMIT PARTNERS 222 BERKELEY ST 18TH FLOOR BOSTON MA 02116 0 0 1 0 0001255672 MOHAN KEVIN P C/O SUMMIT PARTNERS 222 BERKELEY ST 18TH FL BO...
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20040709
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X0202 3 2004-07-06 0 0001258831 FREDERICK COUNTY BANCORP INC FCBI 0001296737 HAHN HELEN G 4822 OLD NATIONAL PIKE FREDERICK MD 21702 1 0 0 0 Common Stock 750 D Helen G. Hahn 2004-07-09
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0001258856-03-000003
20030811
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20030801
X0201 3 2003-08-01 0 0000075829 PALL CORP PLL 0001258856 PEREZ ROBERTO PALL CORPORATION 2200 NORTHERN BLVD. EAST HILLS NY 11548 0 1 0 0 Senior Vice President Common Stock 2369.131 D Employee Stock Option (Right to Buy) 20.6875 2004-01-03 2005-01-03 Common Stock 3750 D Employee Stock Option (Right to Buy) 22.09 2004-03-...
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0001258883-03-000002
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X0201 3 2003-08-01 0 0001084755 ARIBA INC ARBA 0001258883 FEDERIGHI CRAIG C/O ARIBA, INC. 807 11TH AVENUE SUNNYVALE CA 94089 0 1 0 0 Exec. VP and CTO Common Stock 306678 D Common Stock 27000 I By Spouse Employee Stock Option (right to buy) 2.80 2013-01-22 Common Stock 500000 D Employee Stock Option (right to buy) .8125...
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0001258928-04-000001
20040105
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X0201 3 2003-01-14 0 0001000157 DATAWAVE SYSTEMS INC DWVSF 0001258928 EMANUEL JOSHUA 35 HORIZON DRIVE WAYNE NJ 07470 1 1 0 0 Chairman, CEO Common Shares 550000 D Employee Stock Options 0.14 2000-08-01 2004-04-04 Common Shares 310500 D Employee Stock Options 0.13 2000-08-01 2004-04-04 Common Shares 710000 D Employee Sto...
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0001258943-08-000001
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X0202 3 2003-10-20 1 0001258943 PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST MAV 0001422116 Eurkus David PIONEER INVESTMENTS 60 STATE STREET BOSTON MA 02109 0 0 0 1 Affiliated Person /s/ David Eurkus 2008-01-11
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X0206 3 2020-01-01 1 0001258943 PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST MAV 0001783366 DURNIN DIANE 60 STATE STREET BOSTON MA 02109 0 0 0 1 Trustee /s/ Christopher J. Kelley - Secretary, by Power of Attorney 2020-08-17
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0001258944-05-000002
20050126
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X0202 3 2003-09-14 1 0000313116 ENERCORP INC encp 0001258944 SARGENT JAMES C 409 ALTAMONT CIRCLE CHARLOTTESVILLE VA 22902 1 1 0 0 President,and CEO No securities of Enercorp are beneficially owned by the above reporting person. James C. Sargent 2005-01-26
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0001258947-05-000001
20050406
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X0202 3 2005-04-04 0 0000077360 PENTAIR INC PNR 0001258947 BROWN CHARLES M 5500 WAYZATA BOULEVARD, SUITE 800 GOLDEN VALLEY MN 55416 0 1 0 0 President, COO Water Group Common Stock - ESOP 70.7939 I By ESOP Louis L. Ainsworth, Attorney-In-Fact 2005-04-06
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0001258965-05-000001
20050328
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X0202 3 2005-03-28 1 0001161973 MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP N/A 0001031741 BOZIC MICHAEL 400 THREE SPRINGS DR WERITON WV 26062 1 0 0 0 /s/ Mary E. Mullin 2005-03-28
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0001258965-05-000002
20050328
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X0202 3 2005-03-28 1 0001161973 MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP N/A 0001052823 HEDIEN WAYNE E 601 MONTGOMERY ST SAN FRANCISCO CA 94111 1 0 0 0 /s/ Mary E. Mullin 2005-03-28
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0001258965-05-000003
20050328
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X0202 3 2005-03-28 1 0001161973 MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP N/A 0001098058 HIGGINS JAMES F 301 ROBIN HOOD DRIVE YARDELY PA 19067 1 0 0 0 /s/ Mary E. Mullin 2005-03-28
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0001258965-05-000004
20050328
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X0202 3 2005-03-28 1 0001161973 MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP N/A 0001212707 JOHNSON MANUEL H C/O MORGAN STANLEY INVESTMENT MANAGEMENT 1221 AVE OF THE AMERICAS NEW YORK NY 10022 1 0 0 0 /s/ Mary E. Mullin 2005-03-28
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X0202 3 2005-03-28 1 0001161973 MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP N/A 0001163534 KEARNS JOSEPH J C/O MSIM 1221 6TH AVE - 22ND FLOOR NEW YORK NY 10020 1 0 0 0 /s/ Mary E. Mullin 2005-03-28
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20050328
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X0202 3 2005-03-28 1 0001161973 MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP N/A 0001186866 MERIN MITCHELL M 1585 BROADWAY NEW YORK NY 10036 0 1 0 0 President /s/ Mary E. Mullin 2005-03-28
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0001258965-05-000007
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X0202 3 2005-03-28 1 0001161973 MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP N/A 0001253406 NUGENT MICHAEL MORGAN STANLEY INVESTMENT MANAGEMENT 1221 AVE. OF THE AMERICAS - 22ND FLOOR NEW YORK NY 10020 1 0 0 0 /s/ Mary E. Mullin 2005-03-28
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X0202 3 2005-03-28 1 0001161973 MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP N/A 0001253404 REID FERGUS MORGAN STANLEY INVESTMENT MANAGEMENT 1221 AVE. OF THE AMERICAS - 22ND FLOOR NEW YORK NY 10020 1 0 0 0 /s/ Mary E. Mullin 2005-03-28
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X0202 3 2005-03-28 1 0001161973 MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP N/A 0001258963 FINK BARRY MSIM 1221 6TH AVE - 22ND FLOOR NEW YORK NY 10020 0 1 0 0 Vice President /s/ Mary E. Mullin 2005-03-28
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X0202 3 2005-03-28 1 0001161973 MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP N/A 0001299103 Doberman Amy R MORGAN STANLEY INVESTMENT MANAGEMENT INC 1221 AVE OF THE AMERICAS - 22ND FLOOR NEW YORK NY 10020 0 1 0 0 Vice President /s/ Mary E. Mullin 2005-03-28
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X0202 3 2005-03-28 1 0001161973 MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP N/A 0001258964 STEFANIE CHANG YU MSIM 1221 6TH AVE - 22ND FLOOR NEW YORK NY 10020 0 1 0 0 Vice President /s/ Mary E. Mullin 2005-03-28
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20050328
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X0202 3 2006-07-01 1 0001327229 Morgan Stanley Institutional Fund of Hedge Funds II LP N/A 0001241796 ROBISON RONALD E 1221 AVE OF THE AMERICAS 5TH FL NYC NY 10020 0 1 0 0 President 0001258965 MULLIN MARY E 1221 AVE OF THE AMERICAS 5TH FL NYC NY 10020 0 1 0 0 Secretary 0001258964 STEFANIE CHANG YU 1221 AVE OF THE AMERI...
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0001258965-07-000007
20070612
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20070604
X0202 3 2007-06-04 1 0000846671 VAN KAMPEN HIGH INCOME TRUST II VLT 0001304049 Schuldt Stuart C/O NT ALPHA STRATEGIES FUND 50 SOUTH LA SALLE STREET CHICAGO IL 60675 0 1 0 0 CFO and Treasurer Stuart Schuldt 2007-06-12
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0001258965-07-000008
20070612
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20070604
X0202 3 2007-06-04 1 0000820026 VAN KAMPEN INCOME TRUST VIN 0001304049 Schuldt Stuart C/O NT ALPHA STRATEGIES FUND 50 SOUTH LA SALLE STREET CHICAGO IL 60675 0 1 0 0 CFO and Treasurer Stuart Schuldt 2007-06-12
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0001258965-07-000009
20070612
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20070604
X0202 3 2007-06-04 1 0000890515 VAN KAMPEN MASSACHUSETTS VALUE MUNICIPAL INCOME TRUST VMV 0001304049 Schuldt Stuart C/O NT ALPHA STRATEGIES FUND 50 SOUTH LA SALLE STREET CHICAGO IL 60675 0 1 0 0 CFO and Treasurer Stuart Schuldt 2007-06-12
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0001258965-07-000010
20070612
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20070604
X0202 3 2007-06-04 1 0000884152 VAN KAMPEN MUNICIPAL OPPORTUNITY TRUST VMO 0001304049 Schuldt Stuart C/O NT ALPHA STRATEGIES FUND 50 SOUTH LA SALLE STREET CHICAGO IL 60675 0 1 0 0 CFO and Treasurer Stuart Schuldt 2007-06-12
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0001258965-07-000011
20070612
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20070604
X0202 3 2007-06-04 1 0000877463 VAN KAMPEN MUNICIPAL TRUST VKQ 0001304049 Schuldt Stuart C/O NT ALPHA STRATEGIES FUND 50 SOUTH LA SALLE STREET CHICAGO IL 60675 0 1 0 0 CFO and Treasurer Stuart Schuldt 2007-06-12
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0001258965-07-000012
20070612
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20070604
X0202 3 2007-06-04 1 0000877649 VAN KAMPEN OHIO QUALITY MUNICIPAL TRUST VOQ 0001304049 Schuldt Stuart C/O NT ALPHA STRATEGIES FUND 50 SOUTH LA SALLE STREET CHICAGO IL 60675 0 1 0 0 CFO and Treasurer Stuart Schuldt 2007-06-12
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0001258965-07-000013
20070612
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20070604
X0202 3 2007-06-04 1 0000895528 VAN KAMPEN PENNSYLVANIA VALUE MUNICIPAL INCOME TRUST VPV 0001304049 Schuldt Stuart C/O NT ALPHA STRATEGIES FUND 50 SOUTH LA SALLE STREET CHICAGO IL 60675 0 1 0 0 CFO and Treasurer Stuart Schuldt 2007-06-12
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0001258965-07-000014
20070612
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20070604
X0202 3 2007-06-04 1 0000912022 VAN KAMPEN SELECT SECTOR MUNICIPAL TRUST VKL 0001304049 Schuldt Stuart C/O NT ALPHA STRATEGIES FUND 50 SOUTH LA SALLE STREET CHICAGO IL 60675 0 1 0 0 CFO and Treasurer Stuart Schuldt 2007-06-12
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0001258965-07-000015
20070612
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20070604
X0202 3 2007-06-04 1 0001059386 VAN KAMPEN SENIOR INCOME TRUST VVR 0001304049 Schuldt Stuart C/O NT ALPHA STRATEGIES FUND 50 SOUTH LA SALLE STREET CHICAGO IL 60675 0 1 0 0 CFO and Treasurer Stuart Schuldt 2007-06-12
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0001258965-07-000016
20070612
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20070604
X0202 3 2007-06-04 1 0000853180 VAN KAMPEN SENIOR LOAN FUND VPR 0001304049 Schuldt Stuart C/O NT ALPHA STRATEGIES FUND 50 SOUTH LA SALLE STREET CHICAGO IL 60675 0 1 0 0 CFO and Treasurer Stuart Schuldt 2007-06-12
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0001258965-07-000017
20070612
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20070604
X0202 3 2007-06-04 1 0000880893 VAN KAMPEN TRUST FOR INSURED MUNICIPALS VIM 0001304049 Schuldt Stuart C/O NT ALPHA STRATEGIES FUND 50 SOUTH LA SALLE STREET CHICAGO IL 60675 0 1 0 0 CFO and Treasurer Stuart Schuldt 2007-06-12