cik
stringclasses
1 value
date
stringlengths
8
8
form
stringclasses
4 values
sentenceCount
int64
0
2.33k
sentence
stringlengths
2
5.25k
filename
stringlengths
40
40
0000320193
20021219
10-K
1,721
Change In Control Arrangements-Stock Options In the event of a "change in control" of the Company, all outstanding options under the Company's stock option plans, except the Director Plan, will, unless otherwise determined by the plan administrator, become exercisable in full, and will be cashed out at an amount equal ...
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,722
The Director Plan provides that upon a "change in control" of the Company, all unvested options held by non-employee directors will automatically become fully vested and exercisable and will be cashed out at an amount equal to the difference between the applicable "change in control price" and the exercise price of the...
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,723
A "change in control" under these plans is generally defined as (i) the acquisition by any person of 50% or more of the combined voting power of the Company's outstanding securities or (ii) the occurrence of a transaction requiring shareholder approval and involving the sale of all or substantially all of the assets of...
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,724
In addition, options granted to the Named Executive Officers generally provide that in the event there is a "change in control", as defined in the Company's stock option plans, and if in connection with or following such "change in control", their employment is terminated without "Cause" or if they should resign for "G...
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,725
Generally, "Cause" is defined to include a felony conviction, willful disclosure of confidential information or willful and continued failure to perform his or her employment duties.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,726
"Good Reason" includes resignation of employment as a result of a substantial diminution in position or duties, or an adverse change in title or reduction in annual base salary.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,727
Item 13.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,728
Certain Relationships and Related Transactions In connection with a relocation assistance package, the Company loaned Mr. Johnson (Senior Vice President, Retail) $1,500,000 for the purchase of his principal residence.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,729
The loan is secured by a deed of trust and is due and payable in May 2004.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,730
Under the terms of the loan, Mr. Johnson agreed that should he exercise any of his stock options prior to the due date of the loan, that he would pay the Company an amount equal to the lesser of (1) an amount equal to 50% of the total net gain realized from the exercise of the options; or (2) $375,000 multiplied by the...
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,731
The largest amount of the indebtedness outstanding on this loan during fiscal year 2002 was $1,500,000.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,732
Mr. Jerome York, a member of the Board of the Directors of the Company, is a member of an investment group that purchased MicroWarehouse, Inc. (MicroWarehouse) in January 2000.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,733
He also serves as its Chairman, President and Chief Executive Officer.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,734
MicroWarehouse is a multi-billion dollar specialty catalog and online retailer and direct marketer of computer products, including products made by the Company, through its MacWarehouse catalogue.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,735
During fiscal year 2002, MicroWarehouse accounted for 3.3% of the Company's net sales.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,736
The Company also purchases products from MicroWarehouse for its own internal use.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,737
In March 2002, the Company entered into a Reimbursement Agreement with its Chief Executive Officer, Mr. Steven P. Jobs, for the reimbursement of expenses incurred by Mr. Jobs in the operation of his private plane when used for Apple business.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,738
The Reimbursement Agreement is effective for expenses incurred by Mr. Jobs for Apple business purposes since he took delivery of the plane in May 2001.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,739
During 2002, the Company recognized a total of $1,168,000 in expenses pursuant to this reimbursement agreement related to expenses incurred by Mr. Jobs during 2001 and 2002.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,740
Item 14.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,741
Controls and Procedures Based on an evaluation under the supervision and with the participation of the Company's management as of a date within 90 days of the filing date of this Annual Report on Form 10-K, the Company's principal executive officer and principal financial officer have concluded that the Company's discl...
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,742
There were no significant changes in the Company's internal controls or in other factors that could significantly affect these controls subsequent to the date of their evaluation.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,743
There were no significant deficiencies or material weaknesses, and therefore there were no corrective actions taken.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,744
However, the design of any system of controls is based in part upon certain assumptions about the likelihood of future events and there is no certainty that any design will succeed in achieving its stated goal under all potential future considerations, regardless of how remote.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,745
PART IV Item 15.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,746
Exhibits (a)Items Filed as Part of Report: 1.Financial Statements The financial statements of the Company filed as part of this report on Form 10-K are set forth in the Index to Consolidated Financial Statements under Part II, Item 8 of this Form 10-K. 2.Financial Statement Schedules All financial statement schedules h...
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,747
Subsidiaries of Apple Computer, Inc. 23.1 Consent of KPMG LLP 99.1 Certificate of Apple Computer, Inc. Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,748
**Represents a management contract or compensatory plan or arrangement (b)Reports on Form 8-K The Company filed a current report on Form 8-K on August 8, 2002, to report that the Company had submitted to the Securities and Exchange Commission the Statements under Oath of Principal Executive Officer and Principal Financ...
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,749
The Company filed a current report on Form 8-K on August 1, 2002, to report the filing of a SEC Form 4 Statement of Changes in Beneficial Ownership filed with the Securities and Exchange Commission by Mr. Arthur Levinson on August 2, 2002.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,750
(c)Exhibits Incorporated by Reference Exhibit Number Notes* Description 3.1 88-S3 Restated Articles of Incorporation, filed with the Secretary of State of the State of California on January 27, 1988.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,751
3.2 00/3Q Amendment to Restated Articles of Incorporation, filed with the Secretary of State of the State of California on May 4, 2000.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,752
3.3 00/3Q By-Laws of the Company, as amended through April 20, 2000.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,753
4.2 94/2Q Indenture dated as of February 1, 1994, between the Company and Morgan Guaranty Trust Company of New York (the Indenture").
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,754
4.3 94/2Q Supplemental Indenture dated as of February 1, 1994, among the Company, Morgan Guaranty Trust Company of New York, as resigning trustee, and Citibank, N.A., as successor trustee.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,755
4.5 94/2Q Form of the Company's 6 1/2% Notes due 2004.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,756
4.8 96-S3/A Registration Rights Agreement, dated June 7, 1996 among the Company and Goldman, Sachs & Co. and Morgan Stanley & Co.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,757
Incorporated.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,758
4.9 97K Certificate of Determination of Preferences of Series A Non-Voting Convertible Preferred Stock of Apple Computer Inc. 10.A.1 93/3Q** 1981 Stock Option Plan, as amended.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,759
10.A.3 91K** Apple Computer, Inc. Savings and Investment Plan, as amended and restated effective as of October 1, 1990.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,760
10.A.3-1 92K** Amendment of Apple Computer, Inc. Savings and Investment Plan dated March 1, 1992.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,761
10.A.3-2 97/2Q** Amendment No.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,762
2 to the Apple Computer, Inc. Savings and Investment Plan.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,763
10.A.5 98/1Q** 1990 Stock Option Plan, as amended through November 5, 1997.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,764
10.A.6 99K** Apple Computer, Inc.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,765
Employee Stock Purchase Plan, as amended through October 6, 1999.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,766
10.A.8 97K** Form of Indemnification Agreement between the Registrant and each officer of the Registrant.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,767
10.A.43 97/2Q** NeXT Computer, Inc. 1990 Stock Option Plan, as amended.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,768
10.A.50 98/2Q** 1997 Director Stock Option Plan.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,769
10.A.51 02/3Q** 1998 Executive Officer Stock Plan, as amended through April 24, 2002.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,770
10.A.52 02/3Q** Reimbursement Agreement.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,771
10.B.8 91-8K-8 Participation in the Customer Design Center by the Registrant dated as of September 30, 1991 between IBM and the Registrant.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,772
10.B.9 91-8K-9 Agreement for Purchase of IBM Products (Original Equipment Manufacturer) dated as of September 30, 1991 between IBM and the Registrant.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,773
10.B.12 92K Microprocessor Requirements Agreement dated January 31, 1992 between the Registrant and Motorola, Inc. 10.B.16 96/3Q Fountain Manufacturing Agreement dated May 31, 1996 between Registrant and SCI Systems, Inc. 24.1 02K Power of Attorney.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,774
*Notes appear on page 101.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,775
**Represents a management contract or compensatory plan or arrangement NOTES 88-S3 Incorporated by reference to Exhibit 4.1 to the Company's Registration Statement on Form S-3 (file no.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,776
33-23317) filed July 27, 1988.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,777
91K Incorporated by reference to the exhibit of that number in the Company's Annual Report on Form 10-K for the fiscal year ended September 27, 1991 (the "1991 Form 10-K").
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,778
91-8K-8 Incorporated by reference to Exhibit 8 to the October 1991 Form 8-K. 91-8K-9 Incorporated by reference to Exhibit 9 to the October 1991 Form 8-K. 92K Incorporated by reference to the exhibit of that number in the Company's Annual Report on Form 10-K for the fiscal year ended September 25, 1992 (the "1992 Form 1...
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,779
93/3Q Incorporated by reference to Exhibit 10.A.1 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 25, 1993.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,780
94/2Q Incorporated by reference to the exhibit of that number in the Company's Quarterly Report on Form 10-Q for the quarter ended April 1, 1994.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,781
96/2Q Incorporated by reference to the exhibit of that number in the Company's Quarterly Report on Form 10-Q for the quarter ended March 29, 1996.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,782
96-S3/A-4.1.1, - -4.2.1, -4.3.1, -4.8 Incorporated by reference to the exhibit 4.1, 4.2, 4.3, and 4.8, respectively, in the Company's Registration Statement on Form S-3/A (file no.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,783
333-10961) filed October 30, 1996.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,784
97/2Q Incorporated by reference to the exhibit of that number in the Company's Quarterly Report on Form 10-Q for the quarter ended March 28, 1997.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,785
97K Incorporated by reference to the exhibit of that number in the Company's Annual Report on Form 10-K for the fiscal year ended September 26, 1997 (the "1997 Form 10-K").
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,786
98/1Q Incorporated by reference to the exhibit of that number in the Company's Quarterly Report on Form 10-Q for the quarter ended December 26, 1997.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,787
98/2Q Incorporated by reference to the exhibit of that number in the Company's Quarterly Report on Form 10-Q for the quarter ended March 27, 1998.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,788
99K Incorporated by reference to the exhibit of that number in the Company's Annual Report on Form 10-K for the fiscal year ended September 25, 1999 (the "1999 Form 10-K").
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,789
00/3Q Incorporated by reference to the exhibit of that number in the Company's Quarterly Report on Form 10-Q for the quarter ended July 1, 2000.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,790
02/3Q Incorporated by reference to the exhibit of that number in the Company's Quarterly Report on Form 10-Q for the quarter ended June 29, 2002.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,791
02K Incorporated by reference to Page 102 of this Annual Report on Form 10-K for the fiscal year ended September 28, 2002 (the "2002 Form 10-K").
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,792
SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, this 19th day of December 2002.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,793
APPLE COMPUTER, INC. By: /s/ FRED D. ANDERSON Fred D. Anderson Executive Vice President and Chief Financial Officer KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Steven P. Jobs and Fred D. Anderson, jointly and severally, his attorneys-in-fact, each with the...
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,794
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated: Name Title Date /s/ STEVEN P. JOBS STEVEN P. JOBS Chief Executive Officer and Director (Principal Executive Office...
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,795
December 19, By: /s/ STEVEN P. JOBS Steven P. Jobs Chief Executive Officer I, Fred D. Anderson, certify that: 1.I have reviewed this annual report on Form 10-K of Apple Computer, Inc.; 2.Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact n...
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,796
December 19, By: /s/ FRED D. ANDERSON Fred D. Anderson Executive Vice President and Chief Financial Officer PART I Item 1. Business Item 2.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,797
Properties Item 3.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,798
Legal Proceedings Item 4.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,799
Submission of Matters to a Vote of Security Holders PART II Item 5.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,800
Market for the Registrant's Common Equity and Related Shareholder Matters Item 6.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,801
Selected Financial Data Item 7.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,802
Management's Discussion and Analysis of Financial Condition and Results of Operations Item 7A.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,803
Disclosures About Market Risk Item 8.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,804
Financial Statements and Supplementary Data CONSOLIDATED BALANCE SHEETS (In millions, except share amounts) CONSOLIDATED STATEMENTS OF OPERATIONS (In millions, except share and per share amounts) CONSOLIDATED STATEMENTS OF SHAREHOLDERS' EQUITY (In millions, except share amounts which are in thousands) CONSOLIDATED STAT...
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,805
Changes in and Disagreements with Accountants on Accounting and Financial Disclosure REPORT OF INDEPENDENT AUDITORS PART III Item 10.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,806
Directors and Executive Officers of the Registrant Item 11.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,807
Executive Compensation SUMMARY COMPENSATION TABLE OPTION GRANTS IN LAST FISCAL YEAR AGGREGATED OPTION EXERCISES IN THE LAST FISCAL YEAR AND FISCAL YEAR-END OPTION VALUES Item 12.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,808
Security Ownership of Certain Beneficial Owners and Management Security Ownership of Directors, Nominees and Executive Officers Item 13.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,809
Certain Relationships and Related Transactions Item 14.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,810
Controls and Procedures PART IV Item 15.
0001047469-02-007674/full-submission.txt
0000320193
20021219
10-K
1,811
Exhibits SIGNATURES
0001047469-02-007674/full-submission.txt
0000320193
20100125
10-K/A
0
10-K/A d10ka.htm AMENDMENT NO.
0001193125-10-012091/full-submission.txt
0000320193
20100125
10-K/A
1
1 TO FORM 10-K Amendment No.
0001193125-10-012091/full-submission.txt
0000320193
20100125
10-K/A
2
1 to Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No.
0001193125-10-012091/full-submission.txt
0000320193
20100125
10-K/A
3
1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 26, 2009 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-10030 Apple Inc. (...
0001193125-10-012091/full-submission.txt
0000320193
20100125
10-K/A
4
Employer Identification No.)
0001193125-10-012091/full-submission.txt
0000320193
20100125
10-K/A
5
1 Infinite Loop Cupertino, California (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (408) 996-1010 Securities registered pursuant to Section 12(b) of the Act: Common Stock, no par value The NASDAQ Global Select Market (Title of class) (Name of exchange on which ...
0001193125-10-012091/full-submission.txt
0000320193
20100125
10-K/A
6
Yes x No ¨ Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.
0001193125-10-012091/full-submission.txt
0000320193
20100125
10-K/A
7
Yes ¨ No x Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing...
0001193125-10-012091/full-submission.txt
0000320193
20100125
10-K/A
8
Yes x No ¨ Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period...
0001193125-10-012091/full-submission.txt