FOIA_Doc_Search / IRB_ETHICS_REVIEW.md
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Institutional Review Board (IRB)–Style Ethics Review

Project Title

Federal FOIA Intelligence Search

Principal Investigator / Maintainer

Trey Smith


1. Purpose of the Project

The purpose of this project is to facilitate ethical discovery, citation, and organization of publicly released U.S. government records from official FOIA Electronic Reading Rooms.

The project does not involve experimentation on human subjects and does not collect personal data.


2. Human Subjects Determination

IRB Determination:
☑ Not Human Subjects Research

Justification:

  • No interaction with individuals
  • No collection of personal identifiers
  • No intervention, manipulation, or observation of behavior
  • Data sources are entirely public and government-released

3. Data Sources

  • Public FOIA Electronic Reading Rooms
  • User-supplied search terms
  • Optional user-approved PDF text extraction

Excluded:

  • Private communications
  • Classified or restricted materials
  • Authentication-gated systems

4. Risk Assessment

Potential Risks

Risk Assessment
Privacy harm Minimal
Misinterpretation Moderate
Overreliance on AI Moderate

Mitigations

  • Explicit AI disclosures
  • Citation anchoring
  • Warnings against evidentiary misuse
  • User-initiated actions only

5. Informed Consent

While no human subjects are involved, the application provides:

  • Explicit opt-in for AI
  • Clear disclosures
  • Usage warnings

This satisfies ethical transparency expectations.


6. Data Retention

  • No persistent storage
  • No logging
  • Session memory only
  • No training on user inputs

7. Ethical Safeguards

  • No automated decision-making
  • No profiling or inference
  • No surveillance functionality
  • No downstream redistribution of content

8. IRB Conclusion

This project qualifies as Exempt / Not Human Subjects Research and adheres to ethical standards for transparency-focused public data tools.


Ethics Statement

This system is designed to support accountability, not automate judgment.