episode_id
string
client_id
string
as_of_date
string
account_type
string
base_currency
string
nav_usd
int64
cash_pct
float64
gross_exposure_x
float64
net_exposure_pct
float64
sector_risk_contrib_pct
string
factor_risk_contrib_pct
string
top_positions_pct
string
drift_vs_policy_pct
float64
var_95_bps
int64
stress_dd_20d_pct
float64
regime
string
vix
float64
rates_10y_pct
float64
inflation_yoy_pct
float64
credit_spread_ig_bps
int64
alpha_est_bps
int64
alpha_ci95_bps
string
signal_strength_1_100
int64
model_calibration_mse_90d
float64
drift_breach_flag
bool
var_breach_flag
bool
policy_constraints
string
hard_limits_hit
string
soft_limits_near
string
action_type
string
action_payload
string
expected_alpha_bps
int64
expected_risk_delta_bps
int64
expected_cost_bps
int64
hedge_greeks
string
venue
string
order_type
string
fill_ratio_pct
int64
slippage_bps
int64
implementation_shortfall_bps
int64
pnl_7d_bps
int64
pnl_30d_bps
int64
var_change_7d_bps
int64
tracking_error_change_30d_bps
int64
self_correction_trigger
string
self_correction_action
string
self_correction_reason
string
post_correction_var_bps
int64
post_correction_drift_pct
float64
advisor_review
string
user_feedback_1_5
int64
audit_notes
string
E0101
P0993
2025-10-14
IRA
USD
592,859
17.7
1
51
Financials:21.2;Tech:19.6;Energy:11.8;Materials:29.9;Comm:17.5
Value:12.2;Growth:17.4;Quality:12.9;Size:18.8;Momentum:18.9;LowVol:19.8
XLF:26.4;QQQ:36.3;TLT:37.2
3.2
90
13.4
Volatile
27.6
4.14
2.1
135
2
-9:31
43
0.0172
false
false
MaxPos5%
null
null
Hedge
Buy index puts 1.0% notional, 30d
32
-9
12
Delta:-0.06;Vega:0.06
BrokerC
MKT
98
5
6
64
71
-45
-8
null
null
Normal monitoring
216
2.6
null
5
Tax-aware sells next window
E0102
P8239
2025-03-15
Trust
USD
274,672
12.8
1
65.9
Materials:11.3;Industrials:16.4;Financials:26.2;Consumer:19.1;RealEstate:27.0
Value:17.8;Growth:20.5;Quality:13.1;Size:21.9;Momentum:6.7;LowVol:19.9
BND:18.3;VNQ:47.9;AAPL:33.8
4.4
160
14.5
Sideways
21.6
3.81
3.2
130
10
-15:49
60
0.0172
false
false
MaxPos8%;MaxSector35%;NoMargin
null
DriftNear;VarNear
Buy
Add core equity +1.0% from cash
35
-27
6
null
BrokerC
MKT
97
6
7
74
199
7
8
null
null
Normal monitoring
142
1.5
null
3
Increase defensive factor exposure
E0103
P6901
2025-01-30
Trust
USD
226,376
12.7
1
50.6
Health:36.8;Materials:33.2;Consumer:30.0
Value:18.0;Growth:16.4;Quality:18.6;Size:16.4;Momentum:15.5;LowVol:15.1
VTI:17.3;TLT:28.7;TSLA:18.3;MSFT:22.0;GLD:13.7
3.1
146
14.2
Volatile
30.9
5.44
2.4
136
-27
-67:6
27
0.0119
false
false
ESGOnly;MaxSector30%
null
null
Sell
Trim extended winner -1.0%
10
-34
6
null
BrokerA
VWAP
89
8
13
-54
-32
-27
20
null
null
Normal monitoring
119
1.1
Approved
5
Tighten stops on momentum names
E0104
P3546
2025-01-18
Taxable
USD
307,178
13.1
1
35.8
Industrials:18.0;Comm:27.4;Energy:19.3;Financials:17.5;Health:17.8
Value:12.0;Growth:16.4;Quality:13.1;Size:14.9;Momentum:20.6;LowVol:23.0
VOO:28.7;MSFT:52.3;HYG:19.0
3.1
148
13
Volatile
23.8
5.21
4.2
148
13
-4:62
74
0.01
false
false
NoMargin
null
null
Sell
Trim extended winner -1.0%
32
-24
3
null
BrokerC
MKT
94
6
8
115
253
-4
27
null
null
Normal monitoring
94
1.4
Approved
5
Within IPS guidelines
E0105
P9478
2025-08-06
Roth
USD
864,903
8.5
1
60.8
Energy:21.8;Consumer:21.1;Utilities:9.2;Industrials:27.3;Comm:20.7
Value:17.1;Growth:8.2;Quality:21.4;Size:24.8;Momentum:16.3;LowVol:12.3
MSFT:26.6;BND:29.7;AMZN:43.7
4.2
128
12.4
Bull
12
4.98
2.4
78
49
17:78
86
0.0039
false
false
ESGOnly;MaxPos8%
null
null
NoAction
Within policy bands; defer
26
-19
8
null
BrokerC
LMT
0
0
0
-29
102
-41
-16
null
null
Normal monitoring
124
3.7
Approved
5
Tax-aware sells next window
E0106
P5711
2024-10-16
Taxable
USD
876,595
3.6
1
52.1
Utilities:43.9;RealEstate:40.6;Comm:15.5
Value:14.2;Growth:8.1;Quality:24.7;Size:16.6;Momentum:15.3;LowVol:21.1
MUB:19.2;VTI:9.5;BRK.B:23.0;AMZN:14.7;GLD:18.2;VNQ:15.5
4
202
25.8
Sideways
21.8
4.41
3.5
103
9
-30:52
66
0.0125
false
true
MaxPos7%
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
10
7
11
null
BrokerC
LMT
92
2
1
-37
10
-49
31
VAR>budget
Reduce
Risk above budget threshold
159
1.7
null
3
Tighten stops on momentum names
E0107
P4522
2025-08-31
Roth
USD
484,728
6.5
1
39
RealEstate:26.9;Financials:16.6;Tech:21.0;Comm:13.9;Energy:21.7
Value:7.8;Growth:20.8;Quality:12.3;Size:14.6;Momentum:22.9;LowVol:21.6
QQQ:34.0;VTI:32.1;BND:33.9
5.7
204
13.6
Volatile
27.7
3.95
2.9
121
-33
-57:20
21
0.0051
false
true
MaxPos6%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
10
-2
6
Delta:-0.14;Vega:0.08
BrokerA
LMT
98
8
10
76
85
-26
34
RegimeShift
Hedge
Volatility spike and breadth deterioration
187
1.3
Approved
3
Within IPS guidelines
E0108
P7933
2025-03-29
Roth
USD
1,809,444
7.6
1.23
53
Comm:19.8;Materials:12.1;Consumer:27.5;Energy:13.7;Utilities:27.0
Value:15.4;Growth:24.8;Quality:14.7;Size:18.3;Momentum:8.6;LowVol:18.2
VTI:16.8;AAPL:19.6;TSLA:26.8;XLF:36.8
3.5
192
17.3
Bull
12.3
4.71
2.1
105
84
51:107
82
0.0087
false
true
null
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-12
-24
10
Delta:-0.07;Vega:0.02
BrokerC
MKT
91
12
19
-49
79
-10
-5
RegimeShift
Reduce
Volatility spike and breadth deterioration
175
1
Approved
5
Monitor dispersion and breadth
E0109
P2420
2025-11-05
401k
USD
1,654,408
7.1
1.18
56.8
Financials:30.2;Industrials:10.4;Materials:15.6;Consumer:13.5;Tech:30.3
Value:24.4;Growth:9.7;Quality:11.4;Size:19.0;Momentum:12.6;LowVol:22.9
TLT:28.3;MSFT:37.4;QQQ:34.3
5.6
260
15.1
Volatile
31.4
4.41
3.6
158
38
8:79
55
0.0133
false
true
MaxPos6%;MaxSector25%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
-1
4
12
null
BrokerA
VWAP
97
1
4
44
126
-37
-4
RegimeShift
Pause
Volatility spike and breadth deterioration
206
3.4
null
2
Tax-aware sells next window
E0110
P6463
2025-11-06
401k
USD
1,695,836
7.8
1.15
54.3
Health:11.5;Tech:26.4;Consumer:24.0;RealEstate:9.3;Financials:28.8
Value:10.0;Growth:19.7;Quality:21.2;Size:12.7;Momentum:18.4;LowVol:18.0
AAPL:44.7;TLT:10.8;HYG:12.1;VTI:9.9;VNQ:9.9;BRK.B:12.5
3
246
20.4
Bull
18
4.55
2.2
94
109
82:140
100
0.0165
false
true
MaxSector35%
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
9
-20
6
null
BrokerC
MKT
97
6
12
36
-3
-43
-18
RegimeShift
Hedge
Volatility spike and breadth deterioration
123
2.2
null
2
Tax-aware sells next window
E0111
P2879
2025-12-10
401k
USD
1,634,311
8.3
1
65.3
Materials:26.6;Utilities:29.0;RealEstate:33.5;Tech:11.0
Value:18.1;Growth:18.5;Quality:17.7;Size:13.3;Momentum:12.6;LowVol:19.8
VNQ:14.7;XLF:12.6;GLD:30.8;AAPL:19.8;BRK.B:22.2
6
265
25.8
Bear
23.7
3.67
1.7
183
-63
-96:-35
5
0.0167
false
true
MaxPos7%;MaxSector30%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
-15
4
11
Delta:-0.14;Vega:0.07
BrokerD
MKT
98
2
6
21
70
-33
19
VAR>budget
Hedge
Risk above budget threshold
215
2.3
Approved
5
Within IPS guidelines
E0112
P3914
2024-12-10
Roth
USD
389,075
6.3
1
63.2
Consumer:29.8;Health:14.6;Financials:13.6;Tech:11.3;Energy:30.7
Value:14.8;Growth:16.7;Quality:10.2;Size:19.1;Momentum:22.3;LowVol:16.8
TLT:40.9;IEF:41.7;AAPL:17.4
3.6
154
8.6
Sideways
19.4
4.35
2.4
133
1
-12:19
60
0.0123
false
false
ESGOnly;MaxSector30%;NoMargin
null
VarNear
Sell
Trim extended winner -1.0%
-3
-1
7
null
BrokerC
LMT
98
1
9
100
88
-44
3
null
null
Normal monitoring
205
2
Approved
4
Increase defensive factor exposure
E0113
P0685
2025-10-18
IRA
USD
835,424
6.2
1
67.3
Industrials:26.8;Utilities:29.4;Health:28.0;RealEstate:15.7
Value:21.6;Growth:11.4;Quality:18.5;Size:22.2;Momentum:11.1;LowVol:15.2
QQQ:10.1;TSLA:25.3;MUB:30.9;AMZN:13.2;XLF:20.5
2.8
118
15.2
Volatile
26
5.31
2.1
159
75
52:100
86
0.0115
false
false
MaxPos8%;NoMargin
null
null
Sell
Trim extended winner -1.0%
35
-13
9
null
BrokerC
LMT
95
7
6
-55
-28
20
-9
null
null
Normal monitoring
106
1.2
Approved
4
Increase defensive factor exposure
E0114
P8576
2025-07-24
IRA
USD
222,451
9
1
45.7
Energy:8.9;Industrials:13.9;RealEstate:22.8;Tech:27.9;Comm:26.6
Value:12.2;Growth:20.2;Quality:21.1;Size:20.3;Momentum:15.6;LowVol:10.6
VNQ:24.0;QQQ:19.3;TLT:16.5;IEF:29.7;AAPL:10.5
3.1
93
15.9
Sideways
16.6
3.83
2.6
105
12
-15:47
51
0.0073
false
false
ESGOnly;MaxPos6%;NoMargin
null
null
Hedge
Buy index puts 1.0% notional, 30d
18
9
12
Delta:-0.05;Vega:0.03
BrokerA
LMT
88
9
14
-44
35
10
36
null
null
Normal monitoring
127
2
Approved
5
Within IPS guidelines
E0115
P7013
2025-09-06
IRA
USD
692,596
6.7
1.13
68.2
Tech:16.2;Industrials:13.5;RealEstate:29.1;Materials:15.0;Health:26.2
Value:18.8;Growth:10.5;Quality:25.2;Size:18.8;Momentum:8.8;LowVol:17.9
TSLA:22.1;TLT:25.7;AAPL:20.9;GLD:14.5;MUB:16.8
5.1
189
21.1
Volatile
30.1
5.06
3.7
176
54
38:69
59
0.008
false
false
ESGOnly
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
-12
-11
6
null
BrokerC
VWAP
88
3
8
92
54
-22
8
null
null
Normal monitoring
180
1.6
Approved
3
Tax-aware sells next window
E0116
P8821
2025-12-05
Roth
USD
625,729
16.3
1
46
Utilities:32.5;Energy:27.8;RealEstate:39.7
Value:9.1;Growth:18.6;Quality:23.5;Size:22.9;Momentum:13.2;LowVol:12.9
VTI:20.3;VOO:12.0;MUB:26.0;VNQ:41.7
2.8
147
7.5
Volatile
28.7
3.78
4.3
152
15
-9:43
53
0.0168
false
false
MaxPos7%;NoMargin
null
null
Buy
Add core equity +1.0% from cash
27
-2
1
null
BrokerA
MKT
97
4
12
-39
-60
19
-25
null
null
Normal monitoring
201
2.5
Approved
4
Tighten stops on momentum names
E0117
P9911
2025-08-28
401k
USD
266,793
15.3
1
57.3
Utilities:28.5;RealEstate:48.2;Financials:23.3
Value:13.6;Growth:15.3;Quality:8.0;Size:19.4;Momentum:20.2;LowVol:23.4
QQQ:36.9;GLD:16.4;VOO:17.5;VNQ:29.2
2.3
157
13.9
Volatile
22.5
4.76
4.5
118
2
-37:32
41
0.0046
false
false
ESGOnly;MaxPos5%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-5
-37
11
null
BrokerC
MKT
90
3
0
80
210
-30
36
null
null
Normal monitoring
216
2.1
null
4
Increase defensive factor exposure
E0118
P6998
2025-07-30
401k
USD
842,577
4.4
1
62.5
Tech:24.0;Financials:24.3;Consumer:21.0;Industrials:13.9;RealEstate:16.8
Value:20.4;Growth:9.7;Quality:12.0;Size:29.4;Momentum:16.6;LowVol:11.9
GLD:13.5;TSLA:24.7;VNQ:16.7;AMZN:45.2
4.9
265
20.6
Volatile
29.4
3.92
3.4
143
-32
-63:-6
27
0.0181
false
true
null
null
VarNear
Rebalance
Shift +1.0% bonds from equity
2
-13
6
null
BrokerA
LMT
92
11
13
-24
42
-33
-3
RegimeShift
Hedge
Volatility spike and breadth deterioration
201
2.7
Rejected
3
Tax-aware sells next window
E0119
P6429
2025-08-18
Taxable
USD
1,747,748
4.9
1.09
69.3
Industrials:17.8;Comm:29.9;Utilities:24.6;Consumer:27.6
Value:11.9;Growth:16.4;Quality:21.8;Size:23.8;Momentum:7.4;LowVol:18.7
BND:18.7;VTI:22.3;AMZN:19.1;XLF:19.5;BRK.B:20.4
6
271
14.6
Bull
13.6
4.16
2.7
109
37
21:78
65
0.0169
false
true
ESGOnly
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
10
0
8
null
BrokerA
MKT
90
2
3
-22
115
-8
32
VAR>budget
Pause
Risk above budget threshold
152
2.3
Approved
4
Within IPS guidelines
E0120
P5471
2025-01-17
Taxable
USD
1,836,030
9.1
1
68.7
Industrials:20.9;Comm:25.5;Health:26.3;Energy:16.5;Materials:10.8
Value:18.6;Growth:15.8;Quality:26.4;Size:17.8;Momentum:13.3;LowVol:8.1
TLT:12.0;VOO:20.5;MUB:26.8;XLF:9.9;GLD:16.1;MSFT:14.8
1.9
125
17.9
Bear
34.3
3.82
2.7
206
40
14:87
76
0.0099
false
false
ESGOnly;MaxPos6%
null
null
Buy
Add core equity +1.0% from cash
29
-21
1
null
BrokerA
VWAP
96
11
16
-6
58
7
5
null
null
Normal monitoring
187
1.4
null
5
Tax-aware sells next window
E0121
P6055
2025-09-23
Trust
USD
745,226
14
1
42.8
Tech:34.9;Health:28.8;Comm:36.3
Value:16.4;Growth:21.6;Quality:18.5;Size:13.0;Momentum:12.1;LowVol:18.3
QQQ:58.1;AMZN:24.4;BND:17.5
5
123
7.5
Bull
13.2
4.57
3.2
106
16
-2:32
46
0.0175
false
false
ESGOnly;NoMargin
null
DriftNear
Sell
Trim extended winner -1.0%
-1
-30
10
null
BrokerD
MKT
88
3
0
-10
87
16
-14
null
null
Normal monitoring
174
3.4
null
5
Tighten stops on momentum names
E0122
P5935
2025-06-08
401k
USD
849,536
5.5
1
55.5
Tech:17.7;RealEstate:39.3;Comm:19.2;Materials:23.8
Value:23.4;Growth:16.0;Quality:16.6;Size:11.6;Momentum:12.7;LowVol:19.7
VTI:24.6;MSFT:27.2;AAPL:16.9;TSLA:12.1;HYG:19.3
2.4
168
16.8
Bull
14.9
4.95
3.4
75
8
-7:27
66
0.0094
false
false
MaxPos8%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
34
1
11
Delta:-0.16;Vega:0.06
BrokerC
MKT
100
4
10
116
238
-6
28
null
null
Normal monitoring
104
1
Approved
4
Tighten stops on momentum names
E0123
P2147
2025-05-12
401k
USD
485,863
5.2
1
69.8
Utilities:22.5;Materials:17.9;Comm:13.6;Health:21.7;Energy:24.3
Value:13.5;Growth:12.9;Quality:18.6;Size:15.6;Momentum:18.0;LowVol:21.4
VTI:19.0;VOO:18.3;XLF:18.7;MUB:15.2;VNQ:21.7;MSFT:7.2
3.7
126
13.6
Sideways
17.3
3.56
2.4
136
-26
-41:-9
52
0.0106
false
false
MaxPos6%
null
null
Sell
Trim extended winner -1.0%
19
-34
4
null
BrokerB
LMT
96
2
0
78
149
-52
-11
null
null
Normal monitoring
195
2.9
null
4
Increase defensive factor exposure
E0124
P2750
2025-05-31
Roth
USD
677,943
6.3
1
69.4
Comm:30.3;Tech:37.5;Financials:32.1
Value:19.1;Growth:15.6;Quality:8.7;Size:14.2;Momentum:18.2;LowVol:24.3
HYG:47.2;QQQ:26.5;GLD:26.3
2.4
169
15.6
Volatile
21.3
5.04
2.5
117
36
24:85
86
0.01
false
false
MaxPos6%;MaxSector30%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
29
14
6
null
BrokerC
MKT
90
2
5
10
77
20
12
null
null
Normal monitoring
202
1.7
Approved
4
Within IPS guidelines
E0125
P4960
2025-08-30
401k
USD
2,122,324
6.8
1
67.7
Energy:40.6;Industrials:40.9;Materials:18.5
Value:19.0;Growth:10.6;Quality:17.3;Size:10.7;Momentum:24.7;LowVol:17.8
QQQ:42.0;MUB:42.8;TSLA:15.3
3.7
210
16.7
Volatile
23
3.89
3.4
118
-56
-68:-18
16
0.004
false
true
ESGOnly
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
34
10
10
Delta:-0.14;Vega:0.07
BrokerD
LMT
98
7
12
-44
54
-31
8
VAR>budget
Hedge
Risk above budget threshold
170
1.4
SuggestedEdits
3
Within IPS guidelines
E0126
P9241
2025-09-17
Trust
USD
610,001
13.8
1
56.7
Tech:23.8;Industrials:43.2;Health:17.0;RealEstate:16.0
Value:19.7;Growth:13.2;Quality:17.8;Size:12.1;Momentum:12.6;LowVol:24.7
VTI:18.6;HYG:17.5;TSLA:12.6;AMZN:20.1;VOO:24.0;BND:7.3
1
139
9.8
Bull
12.7
3.56
2.7
104
98
60:144
89
0.0187
false
false
MaxPos7%;NoMargin
null
null
Sell
Trim extended winner -1.0%
5
-9
12
null
BrokerA
LMT
93
10
9
30
29
-36
39
null
null
Normal monitoring
102
1.4
Approved
3
Tax-aware sells next window
E0127
P8720
2024-12-29
IRA
USD
197,706
11.3
1
43.3
Consumer:41.5;Comm:25.1;Utilities:33.4
Value:25.5;Growth:12.6;Quality:9.7;Size:18.0;Momentum:24.1;LowVol:9.9
VNQ:27.4;AMZN:21.3;XLF:37.4;QQQ:13.9
2.7
168
9
Bear
30.4
3.44
1.2
190
-11
-51:24
41
0.0058
false
false
MaxPos8%;MaxSector30%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
5
-7
4
null
BrokerB
MKT
97
10
16
120
162
-21
37
null
null
Normal monitoring
173
2.2
null
5
Tighten stops on momentum names
E0128
P6842
2025-09-16
401k
USD
871,773
6.4
1
55.2
Tech:20.4;Financials:15.1;Energy:17.1;RealEstate:24.5;Industrials:22.9
Value:14.0;Growth:17.6;Quality:8.0;Size:16.2;Momentum:20.8;LowVol:23.4
BND:8.5;AAPL:6.9;MSFT:17.2;TLT:25.2;VOO:19.1;QQQ:23.1
4.5
159
8.2
Volatile
25
4.46
2.8
151
-48
-73:-7
32
0.0076
false
false
NoMargin
null
DriftNear;VarNear
Buy
Add core equity +1.0% from cash
14
-40
4
null
BrokerB
MKT
98
5
5
-10
26
6
16
null
null
Normal monitoring
218
2
null
4
Within IPS guidelines
E0129
P0336
2025-07-04
401k
USD
501,066
15.7
1
70.3
Energy:22.0;Industrials:22.3;Utilities:8.5;Materials:18.8;Tech:28.5
Value:20.7;Growth:9.6;Quality:14.4;Size:14.7;Momentum:20.2;LowVol:20.5
BRK.B:25.6;VTI:29.2;QQQ:18.9;HYG:10.5;TLT:15.9
2.7
115
10.7
Volatile
25.1
5.34
3.1
176
-58
-77:-10
32
0.0078
false
false
ESGOnly
null
null
Buy
Add core equity +1.0% from cash
-11
-16
6
null
BrokerD
MKT
90
3
6
9
110
10
-10
null
null
Normal monitoring
202
2.1
Approved
4
Tax-aware sells next window
E0130
P6479
2024-08-10
Taxable
USD
1,499,779
9.3
1
65.5
Tech:25.0;Energy:25.0;Materials:28.2;Utilities:21.9
Value:9.3;Growth:24.0;Quality:16.2;Size:22.8;Momentum:10.0;LowVol:17.6
MUB:13.9;VOO:30.4;MSFT:55.7
1.8
161
14.1
Bull
14.6
4.45
3
96
107
74:154
100
0.0155
false
false
null
null
VarNear
Rebalance
Shift +1.0% bonds from equity
24
-6
3
null
BrokerA
VWAP
92
12
11
13
43
-34
-4
null
null
Normal monitoring
195
2
Approved
3
Tighten stops on momentum names
E0131
P2406
2024-10-16
Taxable
USD
510,259
6
1
74.3
Utilities:25.3;Materials:27.5;Tech:47.1
Value:16.8;Growth:7.6;Quality:23.5;Size:23.1;Momentum:20.2;LowVol:8.9
BRK.B:26.5;MUB:14.9;TSLA:25.5;XLF:33.1
1.6
141
15
Volatile
20.9
4.03
4.2
148
67
55:103
73
0.0139
false
false
NoMargin
null
null
Buy
Add core equity +1.0% from cash
17
12
6
null
BrokerA
LMT
100
11
12
33
68
-19
25
null
null
Normal monitoring
104
2
null
4
Within IPS guidelines
E0132
P6521
2025-01-18
Taxable
USD
782,840
5.7
1
58.7
Health:27.5;Comm:17.0;Financials:37.5;RealEstate:17.9
Value:20.0;Growth:24.6;Quality:13.4;Size:16.2;Momentum:14.7;LowVol:11.1
BRK.B:22.3;TLT:7.8;HYG:20.1;VNQ:8.1;AAPL:21.9;BND:19.8
3.7
120
11.8
Volatile
23.5
4.58
2.1
174
39
19:85
55
0.0139
false
false
ESGOnly;MaxSector30%
null
null
Buy
Add core equity +1.0% from cash
9
-40
7
null
BrokerD
LMT
100
10
7
92
52
-18
2
null
null
Normal monitoring
145
1.8
null
3
Within IPS guidelines
E0133
P5575
2024-10-01
Roth
USD
841,812
9.7
1
44.1
Energy:26.3;RealEstate:11.5;Materials:22.4;Consumer:14.9;Health:25.0
Value:16.7;Growth:18.4;Quality:12.8;Size:16.4;Momentum:17.9;LowVol:17.8
BRK.B:18.1;MUB:31.5;BND:50.4
4.3
185
14.2
Sideways
19.6
4.55
3.5
119
19
3:39
74
0.0047
false
true
MaxPos5%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
29
10
6
Delta:-0.2;Vega:0.06
BrokerD
MKT
96
1
7
17
152
-52
6
RegimeShift
Hedge
Volatility spike and breadth deterioration
156
1.6
null
4
Increase defensive factor exposure
E0134
P7018
2024-08-31
Taxable
USD
1,518,322
6.7
1
55.3
Comm:19.1;Financials:22.4;Consumer:11.1;Tech:17.7;RealEstate:29.7
Value:16.0;Growth:13.6;Quality:12.0;Size:22.1;Momentum:27.5;LowVol:8.8
QQQ:26.9;MSFT:21.2;IEF:20.9;BRK.B:31.0
5.9
149
21.4
Volatile
30.9
5.01
2.7
125
-9
-37:6
32
0.0172
false
false
null
null
DriftNear
Sell
Trim extended winner -1.0%
-6
-30
4
null
BrokerA
LMT
88
9
14
97
133
-21
-16
null
null
Normal monitoring
151
2.9
null
3
Monitor dispersion and breadth
E0135
P5154
2025-09-10
Trust
USD
188,563
9.7
1
69.1
Tech:39.2;RealEstate:12.7;Financials:34.0;Comm:14.0
Value:20.9;Growth:24.3;Quality:16.9;Size:8.4;Momentum:19.7;LowVol:9.8
MUB:41.9;QQQ:24.2;XLF:34.0
1.5
107
15.7
Sideways
15.8
5
3.1
128
12
-18:30
71
0.0085
false
false
ESGOnly;MaxSector30%
null
null
Rebalance
Shift +1.0% bonds from equity
15
-21
9
null
BrokerB
LMT
90
2
3
115
101
-53
30
null
null
Normal monitoring
136
1.9
null
5
Increase defensive factor exposure
E0136
P7034
2025-06-28
401k
USD
460,757
6.4
1
49
Comm:13.9;Energy:35.9;Consumer:19.6;Financials:30.6
Value:16.4;Growth:25.0;Quality:14.5;Size:17.6;Momentum:10.9;LowVol:15.6
XLF:12.0;VOO:21.3;MSFT:24.0;QQQ:12.3;MUB:24.1;IEF:6.4
5
158
15.2
Volatile
24
4.73
2.8
174
-51
-89:-11
34
0.0159
false
false
MaxPos8%;MaxSector35%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
24
-23
7
null
BrokerA
LMT
99
11
13
15
-1
-11
18
null
null
Normal monitoring
125
1
Approved
3
Tax-aware sells next window
E0137
P8847
2025-11-07
Trust
USD
1,154,667
5.9
1
73
Comm:24.2;Financials:15.6;Energy:26.5;Industrials:10.4;RealEstate:23.2
Value:12.4;Growth:9.8;Quality:21.7;Size:20.8;Momentum:18.8;LowVol:16.4
VOO:12.6;IEF:33.7;TLT:23.5;HYG:30.3
4.5
166
18.7
Volatile
22.7
4.32
3.2
133
3
-9:50
40
0.0155
false
false
MaxSector30%
null
null
Rebalance
Shift +1.0% bonds from equity
32
-17
5
null
BrokerB
MKT
88
1
6
108
148
-27
-25
null
null
Normal monitoring
95
1.3
Approved
3
Increase defensive factor exposure
E0138
P1018
2025-06-12
Taxable
USD
2,222,681
9.2
1.16
42.9
Financials:17.2;Consumer:32.9;Comm:17.4;Health:32.5
Value:21.6;Growth:15.8;Quality:21.1;Size:19.4;Momentum:10.2;LowVol:11.8
TSLA:37.2;AMZN:15.5;MUB:12.4;XLF:22.7;AAPL:12.1
2.1
127
13.3
Bear
34.6
3.83
1.5
211
-93
-125:-76
11
0.0053
false
false
ESGOnly;MaxSector35%
null
null
Rebalance
Shift +1.0% bonds from equity
-4
-25
3
null
BrokerB
MKT
91
7
15
-60
-75
6
-11
null
null
Normal monitoring
107
3.8
Approved
4
Monitor dispersion and breadth
E0139
P2711
2024-08-31
Taxable
USD
651,119
15.3
1
43.9
Materials:21.0;Industrials:54.6;RealEstate:24.4
Value:18.3;Growth:14.6;Quality:10.5;Size:25.9;Momentum:19.1;LowVol:11.6
BND:28.1;QQQ:28.7;TLT:24.8;VTI:18.3
2.2
119
8.3
Bull
11.2
4.51
3.1
97
14
-9:69
69
0.0141
false
false
ESGOnly;MaxPos8%;MaxSector25%;NoMargin
null
null
Sell
Trim extended winner -1.0%
9
1
6
null
BrokerC
LMT
97
8
16
-43
37
-53
24
null
null
Normal monitoring
205
1.8
Approved
4
Tax-aware sells next window
E0140
P0988
2025-03-05
IRA
USD
2,211,420
6.6
1
73.1
Consumer:15.6;Comm:17.2;Energy:18.9;Materials:28.9;Financials:19.5
Value:11.8;Growth:24.1;Quality:12.7;Size:22.8;Momentum:13.4;LowVol:15.2
VTI:40.8;BRK.B:23.3;QQQ:35.9
4.1
136
18.2
Bull
15.9
3.69
2.4
111
114
91:153
100
0.0089
false
false
MaxPos5%
null
null
Sell
Trim extended winner -1.0%
-13
-17
3
null
BrokerC
LMT
93
4
5
29
110
17
12
null
null
Normal monitoring
126
1.3
Approved
4
Tax-aware sells next window
E0141
P8143
2025-07-21
IRA
USD
1,121,529
7.3
1.18
39.4
Health:29.4;Tech:30.4;Comm:19.7;Utilities:20.6
Value:17.1;Growth:17.2;Quality:24.3;Size:11.8;Momentum:7.8;LowVol:21.9
HYG:17.1;BND:20.3;BRK.B:14.2;GLD:17.6;VNQ:10.9;VOO:20.0
6.4
162
24.5
Bear
25
3.69
1.8
134
-51
-65:-31
15
0.0063
true
false
ESGOnly;MaxPos5%
null
DriftNear
Hedge
Buy index puts 1.0% notional, 30d
30
3
1
Delta:-0.12;Vega:0.09
BrokerC
LMT
91
3
10
12
114
-9
18
Drift>tolerance
Hedge
Allocation drift beyond policy bands
192
3.4
Approved
2
Within IPS guidelines
E0142
P1635
2024-11-05
Trust
USD
897,277
12.8
1
50.2
Consumer:25.2;Tech:27.4;Utilities:23.1;Energy:24.2
Value:19.8;Growth:15.3;Quality:9.2;Size:9.2;Momentum:23.7;LowVol:22.8
MUB:22.8;TLT:21.9;VOO:15.1;QQQ:40.1
3.3
124
14.1
Bull
16.7
3.68
2.2
79
5
-28:60
52
0.0099
false
false
MaxPos8%;NoMargin
null
null
Sell
Trim extended winner -1.0%
-5
-26
3
null
BrokerD
VWAP
88
12
20
-49
-44
4
40
null
null
Normal monitoring
188
1.3
Approved
5
Tax-aware sells next window
E0143
P6956
2024-12-21
Trust
USD
568,702
9.9
1
67.9
Health:16.2;Comm:21.4;Industrials:19.0;Energy:31.1;Utilities:12.3
Value:12.2;Growth:17.5;Quality:20.5;Size:19.5;Momentum:20.8;LowVol:9.4
BND:42.7;MUB:27.3;VOO:29.9
2.1
96
10.8
Bull
14.8
4.76
2.1
118
15
5:45
67
0.0132
false
false
NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
27
-32
2
null
BrokerD
LMT
91
3
6
20
122
20
33
null
null
Normal monitoring
189
1.6
null
3
Increase defensive factor exposure
E0144
P3393
2025-07-18
Trust
USD
1,406,290
9.5
1
68.1
RealEstate:11.0;Comm:11.7;Utilities:25.9;Financials:26.1;Consumer:25.3
Value:21.4;Growth:10.7;Quality:22.8;Size:9.5;Momentum:14.0;LowVol:21.7
HYG:21.5;TSLA:30.0;AAPL:9.8;XLF:23.6;TLT:15.1
3
219
18.7
Sideways
21.9
4.41
3.3
128
49
23:101
75
0.0149
false
true
ESGOnly;MaxPos5%;MaxSector30%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-1
-8
11
null
BrokerA
MKT
96
8
8
77
50
-8
-19
RegimeShift
Pause
Volatility spike and breadth deterioration
111
2.6
null
2
Tighten stops on momentum names
E0145
P4685
2025-06-13
Roth
USD
292,182
14.3
1
35.2
Materials:19.4;Energy:30.6;Comm:34.3;Financials:15.7
Value:18.7;Growth:7.8;Quality:18.5;Size:12.7;Momentum:24.5;LowVol:17.8
BND:19.6;AAPL:19.0;MSFT:22.2;VNQ:25.9;IEF:13.3
1.9
144
7.2
Bull
17
4.47
2.2
71
103
83:145
100
0.0096
false
false
NoMargin
null
null
Buy
Add core equity +1.0% from cash
-11
-26
12
null
BrokerD
MKT
100
1
2
-36
-61
-57
14
null
null
Normal monitoring
143
2.9
null
4
Within IPS guidelines
E0146
P4927
2025-05-31
Roth
USD
1,790,421
9
1
67.4
Health:26.1;Materials:15.3;Financials:37.8;RealEstate:20.8
Value:17.4;Growth:16.1;Quality:14.1;Size:19.9;Momentum:17.0;LowVol:15.6
TSLA:17.8;VTI:57.6;VOO:24.6
3.1
133
15.8
Volatile
25.5
3.77
2.4
111
53
35:83
72
0.0146
false
false
MaxPos8%
null
null
Rebalance
Shift +1.0% bonds from equity
-12
-39
10
null
BrokerB
LMT
95
1
8
83
169
-6
11
null
null
Normal monitoring
121
2.3
null
3
Monitor dispersion and breadth
E0147
P3851
2024-07-16
IRA
USD
683,245
12.1
1
59.2
RealEstate:34.0;Comm:16.0;Consumer:25.1;Energy:10.6;Health:14.3
Value:21.0;Growth:19.9;Quality:10.5;Size:14.5;Momentum:19.7;LowVol:14.3
GLD:5.2;MSFT:17.1;QQQ:22.4;VOO:11.6;IEF:22.6;VNQ:21.0
1.5
110
14.7
Sideways
15.2
4.96
2.8
131
16
-11:65
65
0.0148
false
false
ESGOnly;MaxSector25%
null
null
Sell
Trim extended winner -1.0%
21
-16
3
null
BrokerB
MKT
96
10
13
52
131
-20
30
null
null
Normal monitoring
177
2.2
null
5
Tax-aware sells next window
E0148
P2122
2025-12-11
Roth
USD
2,228,840
8.3
1
60.4
Consumer:39.8;Materials:38.1;Comm:22.1
Value:16.1;Growth:25.6;Quality:10.6;Size:25.0;Momentum:9.9;LowVol:12.7
XLF:19.5;AMZN:8.2;MUB:16.0;HYG:17.1;VOO:20.0;BRK.B:19.1
3.3
184
14.4
Bull
12.3
4.05
3.3
83
9
-22:63
43
0.0049
false
true
ESGOnly
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
14
-16
7
Delta:-0.18;Vega:0.08
BrokerD
MKT
89
12
17
-7
-28
-1
27
VAR>budget
Reduce
Risk above budget threshold
98
3.3
Approved
3
Tighten stops on momentum names
E0149
P8768
2025-05-03
Taxable
USD
204,776
9.7
1
35.9
Utilities:18.7;Consumer:25.1;Energy:27.9;Industrials:28.3
Value:20.7;Growth:19.5;Quality:8.8;Size:19.0;Momentum:10.5;LowVol:21.5
VNQ:35.4;MUB:35.2;AMZN:18.6;GLD:10.9
3.3
155
11.7
Bear
24.7
3
2.7
157
-16
-36:37
29
0.016
false
false
MaxPos6%;NoMargin
null
VarNear
NoAction
Within policy bands; defer
17
-2
12
null
BrokerD
MKT
0
0
0
24
-10
3
34
null
null
Normal monitoring
201
3.1
Approved
5
Monitor dispersion and breadth
E0150
P9716
2024-09-26
Trust
USD
1,418,194
5.8
1
68.6
Financials:29.3;Health:28.0;RealEstate:12.4;Materials:30.3
Value:19.3;Growth:21.4;Quality:11.5;Size:16.3;Momentum:21.2;LowVol:10.2
TSLA:18.9;BRK.B:21.5;QQQ:20.1;IEF:17.2;VTI:16.8;XLF:5.5
2.4
151
19.3
Bull
17.1
4.05
3.4
104
107
90:160
100
0.0097
false
false
MaxPos5%
null
VarNear
Buy
Add core equity +1.0% from cash
34
-11
8
null
BrokerB
LMT
100
7
14
74
137
6
-21
null
null
Normal monitoring
160
3.2
Approved
4
Monitor dispersion and breadth
E0151
P2139
2024-11-22
Trust
USD
294,207
7.9
1
53.5
Utilities:43.2;Consumer:34.8;Health:22.0
Value:13.6;Growth:9.9;Quality:20.7;Size:14.3;Momentum:22.8;LowVol:18.6
VOO:25.8;XLF:25.3;MUB:48.9
2.2
113
12
Volatile
32
3.79
3.3
115
-22
-44:30
56
0.0156
false
false
ESGOnly
null
null
Buy
Add core equity +1.0% from cash
16
-17
5
null
BrokerA
LMT
97
3
7
-41
-25
-42
32
null
null
Normal monitoring
215
2.8
Approved
3
Tighten stops on momentum names
E0152
P1067
2024-07-28
Trust
USD
2,415,784
8.1
1
61.5
Health:29.2;Materials:15.6;Energy:13.2;Tech:22.4;Comm:19.6
Value:8.4;Growth:25.0;Quality:14.6;Size:18.3;Momentum:23.7;LowVol:10.1
VNQ:20.4;XLF:27.4;GLD:23.4;MSFT:10.6;MUB:18.1
4.5
162
20.7
Sideways
20.6
4.67
3.1
103
31
4:81
50
0.0128
false
false
ESGOnly;MaxPos8%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
26
-25
12
null
BrokerC
LMT
96
8
10
92
94
-40
21
null
null
Normal monitoring
144
3.7
Approved
5
Increase defensive factor exposure
E0153
P4636
2024-08-11
Roth
USD
681,287
5.7
1
49.4
Energy:23.0;Comm:14.2;Financials:30.7;Materials:12.6;Health:19.5
Value:18.7;Growth:12.8;Quality:18.0;Size:13.0;Momentum:20.5;LowVol:17.0
TLT:20.5;XLF:15.1;VTI:7.4;MSFT:16.9;HYG:21.0;MUB:19.1
3.3
165
19
Volatile
22.6
5.04
2.4
137
32
12:57
61
0.0104
false
false
ESGOnly;MaxPos5%
null
VarNear
Buy
Add core equity +1.0% from cash
32
-25
12
null
BrokerC
MKT
90
9
7
72
120
11
15
null
null
Normal monitoring
167
2.9
Approved
3
Within IPS guidelines
E0154
P3445
2025-09-04
401k
USD
684,717
17.7
1
55
Consumer:40.4;Health:32.0;RealEstate:27.7
Value:18.5;Growth:25.3;Quality:15.2;Size:9.2;Momentum:15.1;LowVol:16.7
IEF:10.1;VOO:25.9;BRK.B:6.3;MSFT:20.5;VTI:17.3;VNQ:19.9
4.3
121
12.9
Bull
14.2
4.91
2.9
76
69
38:110
82
0.011
false
false
MaxPos7%;MaxSector35%;NoMargin
null
DriftNear
Buy
Add core equity +1.0% from cash
-6
-4
4
null
BrokerA
MKT
89
4
11
-42
84
-30
14
null
null
Normal monitoring
125
3.9
Approved
4
Within IPS guidelines
E0155
P3142
2024-09-09
IRA
USD
1,109,086
9.3
1
48.3
Tech:27.1;Materials:19.6;Utilities:26.5;Consumer:26.8
Value:16.0;Growth:18.5;Quality:24.2;Size:11.2;Momentum:14.5;LowVol:15.5
HYG:34.3;TSLA:35.6;AAPL:30.1
5.8
147
16.1
Bull
15.7
3.7
2.7
94
43
27:61
74
0.0184
false
false
null
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
1
1
1
null
BrokerA
LMT
95
7
10
111
211
-25
-8
null
null
Normal monitoring
160
1.9
Approved
3
Increase defensive factor exposure
E0156
P5165
2025-04-12
Roth
USD
787,158
6.2
1.11
38.8
Tech:23.3;Financials:32.8;Energy:43.9
Value:10.3;Growth:18.4;Quality:8.3;Size:24.5;Momentum:13.0;LowVol:25.6
VTI:17.6;BRK.B:11.0;VOO:24.0;MSFT:17.8;QQQ:18.5;GLD:11.0
3.2
175
26.9
Bull
15.7
4.31
2.2
104
95
64:148
89
0.0154
false
false
null
null
null
Sell
Trim extended winner -1.0%
29
-12
3
null
BrokerA
MKT
99
4
6
-18
9
-47
-13
null
null
Normal monitoring
129
3
null
4
Tighten stops on momentum names
E0157
P9734
2025-03-30
401k
USD
651,586
9.4
1
65
Industrials:45.6;Materials:26.8;Energy:27.7
Value:9.8;Growth:19.9;Quality:14.7;Size:13.2;Momentum:14.7;LowVol:27.7
GLD:17.6;HYG:25.5;XLF:32.1;BRK.B:24.9
4.1
148
7.6
Sideways
21.2
4.75
2.9
120
38
1:78
64
0.0084
false
false
MaxPos5%;MaxSector25%
null
DriftNear
Sell
Trim extended winner -1.0%
32
13
10
null
BrokerB
LMT
91
4
8
110
217
-2
-6
null
null
Normal monitoring
188
3
null
4
Monitor dispersion and breadth
E0158
P8744
2025-03-19
IRA
USD
469,851
16.2
1
53
Financials:26.5;Utilities:24.9;Industrials:48.6
Value:18.5;Growth:19.9;Quality:24.4;Size:12.6;Momentum:12.8;LowVol:11.8
MSFT:24.2;XLF:14.1;GLD:11.1;IEF:19.9;QQQ:19.3;TLT:11.5
3.3
111
8.6
Sideways
21.7
3.88
2
96
-10
-36:8
37
0.0103
false
false
ESGOnly;NoMargin
null
null
NoAction
Within policy bands; defer
-9
-1
11
null
BrokerD
MKT
0
0
0
-33
42
-9
12
null
null
Normal monitoring
207
2.6
Approved
5
Tighten stops on momentum names
E0159
P2834
2024-10-26
IRA
USD
557,343
10.6
1
51.5
Tech:32.3;Health:11.2;Comm:16.7;Consumer:16.4;Utilities:23.4
Value:18.5;Growth:10.7;Quality:20.3;Size:11.1;Momentum:19.5;LowVol:20.0
IEF:12.7;BND:23.0;XLF:8.6;HYG:16.1;AMZN:17.1;VNQ:22.4
2.8
152
9
Bull
12.2
4.43
3.4
114
64
43:95
66
0.0159
false
false
ESGOnly;NoMargin
null
VarNear
Buy
Add core equity +1.0% from cash
24
8
8
null
BrokerC
LMT
95
3
1
47
32
2
-8
null
null
Normal monitoring
156
1.1
null
3
Tighten stops on momentum names
E0160
P5550
2025-01-25
Trust
USD
910,476
4
1
62.5
Health:24.5;Comm:29.5;Consumer:21.4;Industrials:9.2;Energy:15.5
Value:19.9;Growth:20.1;Quality:20.9;Size:13.7;Momentum:12.2;LowVol:13.2
TSLA:14.1;MSFT:16.7;BRK.B:22.4;QQQ:26.7;HYG:20.1
5.4
221
15.7
Sideways
15.8
4.85
3
123
52
42:76
82
0.011
false
true
ESGOnly;MaxPos8%
null
DriftNear;VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
16
-4
8
null
BrokerD
LMT
96
10
15
-32
94
-29
-8
VAR>budget
Reduce
Risk above budget threshold
108
1.9
null
4
Within IPS guidelines
E0161
P6890
2024-11-18
IRA
USD
637,797
9.2
1
46.9
Utilities:30.1;Industrials:11.6;Materials:26.2;RealEstate:32.1
Value:22.6;Growth:18.6;Quality:9.7;Size:22.5;Momentum:17.0;LowVol:9.6
AAPL:22.1;VTI:20.4;AMZN:32.4;IEF:15.3;XLF:9.8
4.7
117
15.6
Sideways
17.3
3.97
3.4
131
25
-14:71
59
0.004
false
false
MaxPos8%
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
3
12
2
null
BrokerB
LMT
91
3
6
20
59
-10
33
null
null
Normal monitoring
199
3.8
Approved
4
Increase defensive factor exposure
E0162
P5340
2025-04-29
IRA
USD
601,625
5.1
1
38.3
RealEstate:26.3;Health:43.0;Financials:17.0;Utilities:13.7
Value:20.9;Growth:15.2;Quality:19.1;Size:8.4;Momentum:10.5;LowVol:25.8
GLD:38.7;AAPL:24.5;QQQ:36.7
4.3
98
13.5
Bull
17
3.88
2.8
83
79
39:103
86
0.0098
false
false
ESGOnly;MaxSector30%
null
DriftNear
Buy
Add core equity +1.0% from cash
-6
0
8
null
BrokerB
LMT
94
12
18
71
170
-57
24
null
null
Normal monitoring
179
2.9
Approved
3
Monitor dispersion and breadth
E0163
P0642
2025-09-06
IRA
USD
591,254
17.7
1
61.9
Comm:46.1;Materials:23.6;Health:30.4
Value:17.2;Growth:14.4;Quality:11.8;Size:21.2;Momentum:13.2;LowVol:22.2
MUB:21.8;BND:41.0;MSFT:37.2
4.6
137
10.1
Bull
14.3
4.13
2
116
74
45:95
86
0.0056
false
false
MaxPos5%;MaxSector35%
null
DriftNear
Sell
Trim extended winner -1.0%
22
-4
4
null
BrokerA
LMT
90
9
12
95
166
-44
-19
null
null
Normal monitoring
149
2.7
null
5
Increase defensive factor exposure
E0164
P2698
2025-08-24
Roth
USD
788,196
10.1
1
56
Health:32.7;Energy:30.5;Tech:13.6;RealEstate:23.1
Value:12.3;Growth:7.8;Quality:20.8;Size:20.9;Momentum:18.2;LowVol:20.0
XLF:19.8;VOO:30.5;IEF:49.6
3
101
14
Bull
12.5
4.34
2.5
89
68
35:111
80
0.0049
false
false
ESGOnly
null
null
Buy
Add core equity +1.0% from cash
-4
-33
1
null
BrokerA
MKT
99
10
16
86
191
-8
4
null
null
Normal monitoring
193
1.8
null
3
Increase defensive factor exposure
E0165
P3000
2025-10-01
Trust
USD
1,553,869
9.6
1
62.6
Tech:53.5;Comm:21.4;Materials:25.1
Value:21.9;Growth:9.2;Quality:13.8;Size:16.2;Momentum:13.1;LowVol:25.7
BND:20.7;TLT:25.8;MSFT:26.5;QQQ:27.0
5.4
122
14.3
Bull
17.3
4.59
3.2
76
115
101:156
90
0.0124
false
false
MaxPos6%
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
20
13
10
null
BrokerB
MKT
97
9
6
18
141
8
-9
null
null
Normal monitoring
139
3.9
null
3
Monitor dispersion and breadth
E0166
P7263
2024-07-27
Taxable
USD
1,619,231
7
1
47.5
Industrials:31.4;Energy:19.9;Tech:18.8;Financials:10.0;Comm:19.9
Value:19.3;Growth:18.6;Quality:8.0;Size:12.4;Momentum:26.0;LowVol:15.7
IEF:24.8;VNQ:28.8;MUB:46.4
3.8
221
14.3
Volatile
28.8
4.89
3.6
110
34
5:74
80
0.0122
false
true
MaxPos7%;MaxSector35%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
32
-22
5
Delta:-0.1;Vega:0.07
BrokerB
LMT
89
2
4
81
140
-52
-12
VAR>budget
Reduce
Risk above budget threshold
198
1
Approved
4
Monitor dispersion and breadth
E0167
P5079
2025-02-18
401k
USD
1,848,614
10
1
46.4
Utilities:22.6;Health:21.9;Energy:23.5;Materials:12.8;Comm:19.2
Value:22.1;Growth:9.6;Quality:11.6;Size:19.4;Momentum:23.5;LowVol:13.8
IEF:15.3;AMZN:16.9;VNQ:6.4;BND:20.5;VOO:15.8;GLD:25.1
2.5
133
16.8
Sideways
20.5
4.51
2.7
138
-5
-19:30
47
0.0131
false
false
ESGOnly;MaxPos5%;MaxSector30%
null
null
NoAction
Within policy bands; defer
24
-9
11
null
BrokerA
MKT
0
0
0
76
184
-37
-24
null
null
Normal monitoring
188
1.2
null
4
Increase defensive factor exposure
E0168
P9023
2025-04-14
401k
USD
168,539
6
1
62.3
Financials:23.6;Health:10.6;RealEstate:10.3;Energy:28.2;Consumer:27.3
Value:23.5;Growth:14.6;Quality:11.6;Size:10.8;Momentum:15.6;LowVol:23.9
TSLA:31.6;VOO:24.7;HYG:15.3;VTI:28.4
3.7
131
12.6
Sideways
14.4
4.78
2.4
103
-20
-37:13
40
0.0099
false
false
MaxSector35%
null
null
Buy
Add core equity +1.0% from cash
16
-4
8
null
BrokerD
LMT
95
3
4
30
41
-34
-23
null
null
Normal monitoring
141
2.6
Approved
5
Increase defensive factor exposure
E0169
P7822
2025-03-27
IRA
USD
884,546
12.8
1
39.1
RealEstate:27.9;Energy:15.5;Utilities:19.3;Materials:37.3
Value:15.9;Growth:22.1;Quality:18.7;Size:11.9;Momentum:9.7;LowVol:21.8
AMZN:18.4;VNQ:5.7;MUB:12.5;TSLA:23.6;HYG:14.0;TLT:25.9
2.7
147
14.9
Sideways
14.9
4.52
3.4
110
-8
-36:21
54
0.013
false
false
MaxPos7%;MaxSector25%
null
null
Rebalance
Shift +1.0% bonds from equity
25
12
11
null
BrokerA
MKT
88
2
5
95
168
-48
17
null
null
Normal monitoring
164
1.7
Approved
4
Increase defensive factor exposure
E0170
P0615
2024-12-28
Taxable
USD
217,073
16.8
1
69.9
Materials:22.3;Energy:23.2;Tech:13.6;Utilities:20.5;Comm:20.5
Value:19.5;Growth:13.7;Quality:16.8;Size:18.3;Momentum:18.7;LowVol:13.1
MSFT:36.3;TLT:14.5;TSLA:49.2
2.1
128
13.4
Sideways
15
3.65
2.4
120
54
32:85
84
0.0138
false
false
NoMargin
null
null
Buy
Add core equity +1.0% from cash
20
0
12
null
BrokerA
VWAP
88
12
9
108
235
-26
-3
null
null
Normal monitoring
215
2.2
null
4
Increase defensive factor exposure
E0171
P9729
2025-04-02
Trust
USD
1,727,856
8.4
1
45.2
RealEstate:33.3;Materials:33.0;Energy:33.7
Value:17.2;Growth:9.6;Quality:13.3;Size:12.6;Momentum:22.7;LowVol:24.6
IEF:20.9;VNQ:12.2;AAPL:35.9;TLT:31.0
1.5
136
15.7
Bull
17.6
4.3
3.4
93
10
-9:64
41
0.0157
false
false
null
null
null
Sell
Trim extended winner -1.0%
30
-27
4
null
BrokerD
MKT
97
7
4
-35
21
12
31
null
null
Normal monitoring
209
2.9
null
4
Tighten stops on momentum names
E0172
P9149
2025-09-08
Trust
USD
540,680
13.5
1
41.5
RealEstate:25.6;Utilities:10.0;Energy:17.4;Industrials:28.9;Comm:18.1
Value:18.1;Growth:16.6;Quality:17.3;Size:17.1;Momentum:12.7;LowVol:18.2
XLF:30.2;AAPL:22.1;QQQ:17.7;AMZN:29.9
2
142
15.5
Bull
11.4
3.54
3.1
112
74
62:116
75
0.0043
false
false
MaxPos8%
null
null
Hedge
Buy index puts 1.0% notional, 30d
32
-8
7
Delta:-0.24;Vega:0.09
BrokerC
LMT
97
9
17
35
33
-12
-10
null
null
Normal monitoring
206
1.4
Approved
3
Tighten stops on momentum names
E0173
P5380
2025-09-12
401k
USD
370,723
17.1
1
63.1
Materials:35.7;Tech:38.6;RealEstate:25.6
Value:15.2;Growth:21.8;Quality:17.6;Size:15.5;Momentum:12.1;LowVol:17.7
IEF:21.1;AMZN:23.3;TSLA:16.0;BRK.B:17.8;VTI:9.1;VOO:12.7
4.2
101
15.4
Bull
15
4.94
3.3
109
18
6:49
68
0.004
false
false
MaxPos7%;NoMargin
null
DriftNear
Buy
Add core equity +1.0% from cash
28
-12
3
null
BrokerD
MKT
90
10
13
-25
65
-54
10
null
null
Normal monitoring
138
2.7
Approved
5
Within IPS guidelines
E0174
P8601
2024-07-29
IRA
USD
265,402
5.6
1
67.3
Tech:26.5;Materials:23.2;Industrials:23.4;Utilities:17.7;Financials:9.1
Value:12.3;Growth:14.6;Quality:13.5;Size:22.9;Momentum:13.7;LowVol:23.0
VNQ:23.4;TLT:15.0;VOO:15.6;GLD:19.7;MSFT:14.1;XLF:12.2
4.9
153
14.4
Sideways
15.5
3.63
3
114
60
43:95
69
0.0175
false
false
MaxPos8%;MaxSector25%
null
DriftNear;VarNear
Sell
Trim extended winner -1.0%
-15
-37
12
null
BrokerB
VWAP
94
8
9
-54
1
0
25
null
null
Normal monitoring
143
3
null
4
Monitor dispersion and breadth
E0175
P6047
2025-02-02
Taxable
USD
427,559
18
1
52
Consumer:42.1;Utilities:25.0;Energy:32.9
Value:25.2;Growth:8.7;Quality:15.2;Size:16.4;Momentum:24.5;LowVol:10.1
MSFT:17.9;QQQ:25.3;MUB:27.7;AMZN:29.1
5
148
13.7
Sideways
18.7
3.76
3.1
120
53
20:90
71
0.0086
false
false
MaxPos8%;MaxSector30%
null
DriftNear
Hedge
Buy index puts 1.0% notional, 30d
8
-6
6
Delta:-0.14;Vega:0.05
BrokerB
LMT
88
2
1
-38
100
-8
33
null
null
Normal monitoring
107
2.5
Approved
5
Monitor dispersion and breadth
E0176
P9942
2025-11-21
IRA
USD
973,255
7.5
1.21
70
RealEstate:26.9;Comm:23.2;Utilities:20.6;Industrials:13.0;Materials:16.3
Value:15.5;Growth:12.1;Quality:26.4;Size:11.3;Momentum:9.6;LowVol:25.1
VTI:10.2;QQQ:7.0;AAPL:26.9;XLF:24.5;GLD:24.7;HYG:6.8
2.6
185
12.3
Volatile
25.5
3.5
2.6
137
59
32:93
72
0.0075
false
true
MaxPos8%
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
32
-16
6
null
BrokerD
VWAP
90
8
6
63
36
19
26
VAR>budget
TightenStops
Risk above budget threshold
136
1.5
SuggestedEdits
2
Tax-aware sells next window
E0177
P5140
2025-06-02
IRA
USD
201,261
15.2
1
44.9
Consumer:19.4;Health:19.8;Tech:22.0;Comm:25.8;Financials:13.0
Value:12.9;Growth:15.3;Quality:26.5;Size:16.7;Momentum:11.9;LowVol:16.6
QQQ:8.7;VTI:12.7;VOO:37.4;IEF:41.1
3.6
167
10
Bear
25.3
3.29
1.2
157
-37
-47:4
15
0.012
false
false
MaxPos6%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
14
-2
2
null
BrokerA
MKT
100
1
3
-3
100
-37
-2
null
null
Normal monitoring
106
3.3
Approved
4
Increase defensive factor exposure
E0178
P2957
2025-08-29
Roth
USD
284,442
9.6
1
60.1
RealEstate:24.6;Consumer:20.3;Materials:31.5;Utilities:11.3;Industrials:12.2
Value:16.9;Growth:17.1;Quality:20.8;Size:14.4;Momentum:19.4;LowVol:11.4
GLD:22.1;TLT:27.3;AMZN:14.8;AAPL:7.1;HYG:28.6
4.4
145
11.5
Volatile
24.5
4.08
3.4
171
31
10:85
74
0.0186
false
false
ESGOnly
null
DriftNear
Buy
Add core equity +1.0% from cash
-6
-13
6
null
BrokerD
LMT
88
6
9
8
108
-41
-7
null
null
Normal monitoring
150
2.6
null
5
Tax-aware sells next window
E0179
P1152
2025-01-10
IRA
USD
450,215
7.7
1
61
Comm:34.6;Utilities:29.0;Financials:36.4
Value:8.7;Growth:10.1;Quality:10.6;Size:29.2;Momentum:20.4;LowVol:21.0
TSLA:14.9;BND:27.1;AMZN:24.3;AAPL:33.7
2.1
117
7.6
Volatile
25.7
5.09
3.6
110
19
0:59
75
0.0057
false
false
ESGOnly;MaxPos8%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
-3
-14
8
null
BrokerC
MKT
100
7
6
62
201
8
35
null
null
Normal monitoring
107
1.2
Approved
3
Tighten stops on momentum names
E0180
P6854
2025-03-12
Roth
USD
279,126
7
1
37.9
Materials:26.4;Tech:50.3;Financials:23.3
Value:21.3;Growth:12.7;Quality:23.8;Size:18.3;Momentum:15.0;LowVol:9.0
AMZN:21.1;VOO:21.2;TSLA:29.2;VTI:28.5
4.4
145
13.4
Bull
12.8
4.97
3.3
83
47
9:81
70
0.0078
false
false
ESGOnly;MaxPos5%;MaxSector30%
null
DriftNear
Hedge
Buy index puts 1.0% notional, 30d
5
11
7
Delta:-0.18;Vega:0.06
BrokerA
LMT
93
9
17
-57
76
-8
-8
null
null
Normal monitoring
158
3.1
Approved
4
Tax-aware sells next window
E0181
P6830
2024-12-25
Roth
USD
1,078,999
5.1
1
46.5
Tech:26.7;RealEstate:25.6;Industrials:21.1;Comm:26.6
Value:14.7;Growth:21.2;Quality:14.2;Size:10.0;Momentum:23.4;LowVol:16.4
BRK.B:19.1;VOO:46.1;QQQ:34.8
5.9
189
27
Bear
30.2
4.27
1.7
151
25
-4:58
76
0.0038
false
false
null
null
DriftNear;VarNear
Buy
Add core equity +1.0% from cash
15
-16
1
null
BrokerC
LMT
98
7
7
-49
53
-35
-3
null
null
Normal monitoring
167
3.1
null
5
Increase defensive factor exposure
E0182
P2876
2025-02-27
Taxable
USD
581,461
8.5
1
74.6
Energy:43.1;Utilities:30.0;Financials:26.8
Value:9.6;Growth:21.9;Quality:26.7;Size:17.5;Momentum:14.7;LowVol:9.6
VNQ:17.1;QQQ:14.7;HYG:18.5;BRK.B:49.7
6.6
261
22.7
Sideways
18.9
4.45
2.2
94
-5
-24:32
43
0.0128
true
true
MaxSector25%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
-14
-18
10
null
BrokerB
VWAP
92
6
7
84
171
-25
13
VAR>budget
Hedge
Risk above budget threshold
186
3.1
Approved
4
Tighten stops on momentum names
E0183
P8550
2025-03-23
Roth
USD
701,164
16.6
1
75
Consumer:17.8;Tech:43.4;Health:38.8
Value:18.9;Growth:19.9;Quality:14.1;Size:17.7;Momentum:21.1;LowVol:8.2
HYG:15.4;GLD:20.4;IEF:10.2;BND:9.5;XLF:14.7;MSFT:29.8
2.4
113
12.9
Sideways
14.8
3.88
2.3
112
25
-6:50
47
0.0031
false
false
NoMargin
null
null
Sell
Trim extended winner -1.0%
-12
-35
3
null
BrokerC
MKT
94
10
17
-5
-38
15
36
null
null
Normal monitoring
178
1.1
Approved
3
Tax-aware sells next window
E0184
P1876
2024-08-28
401k
USD
265,431
5.5
1
47.1
Financials:12.8;Materials:20.6;RealEstate:24.9;Health:15.8;Industrials:25.8
Value:20.8;Growth:23.3;Quality:7.7;Size:14.7;Momentum:9.3;LowVol:24.2
TLT:25.6;QQQ:13.5;MUB:19.0;BRK.B:27.8;MSFT:14.2
1.1
102
10.8
Sideways
18.3
4.42
2.7
103
5
-20:30
50
0.005
false
false
ESGOnly;MaxSector30%
null
null
Rebalance
Shift +1.0% bonds from equity
30
4
8
null
BrokerA
LMT
90
5
3
97
170
-51
38
null
null
Normal monitoring
154
1.8
Approved
3
Within IPS guidelines
E0185
P9626
2025-10-08
Roth
USD
754,964
13
1
71.3
Consumer:19.0;Materials:20.5;Energy:60.5
Value:14.4;Growth:14.0;Quality:13.5;Size:19.6;Momentum:24.5;LowVol:14.0
TLT:25.6;AMZN:24.0;VNQ:20.5;TSLA:12.4;AAPL:17.5
4.6
102
9.3
Volatile
20.8
5.42
2.1
119
19
-13:45
72
0.0072
false
false
MaxSector30%;NoMargin
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
-3
-15
10
null
BrokerC
MKT
95
3
7
-58
61
-50
30
null
null
Normal monitoring
200
3.2
null
5
Increase defensive factor exposure
E0186
P4003
2024-07-07
Roth
USD
223,626
14.2
1
36.9
Financials:34.4;Energy:31.4;Health:10.8;RealEstate:23.5
Value:17.0;Growth:12.5;Quality:11.9;Size:20.2;Momentum:15.6;LowVol:22.8
BND:22.1;GLD:35.4;AAPL:14.5;QQQ:28.0
2.6
128
13.5
Sideways
21.9
4.9
2.4
119
54
21:109
67
0.0052
false
false
NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
4
-23
6
null
BrokerC
LMT
100
5
3
-48
57
-18
28
null
null
Normal monitoring
212
2.7
null
3
Tighten stops on momentum names
E0187
P4261
2025-10-28
401k
USD
208,552
16.3
1
50.1
Industrials:28.9;Materials:34.0;RealEstate:37.1
Value:19.5;Growth:20.5;Quality:7.9;Size:11.7;Momentum:20.6;LowVol:19.8
TLT:20.7;BND:15.4;VNQ:27.3;VTI:36.5
1.1
131
11.4
Volatile
23.8
4.93
2.9
178
53
22:97
70
0.0052
false
false
MaxPos8%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
18
-11
10
null
BrokerD
MKT
96
1
6
49
36
9
22
null
null
Normal monitoring
189
3.7
Approved
3
Monitor dispersion and breadth
E0188
P4154
2024-08-04
Roth
USD
267,247
8.2
1
55.1
Materials:34.3;Comm:32.5;Utilities:33.2
Value:16.7;Growth:17.8;Quality:18.8;Size:19.3;Momentum:15.0;LowVol:12.4
VOO:16.7;QQQ:18.8;TLT:30.7;TSLA:8.5;BRK.B:25.3
1.9
149
8.4
Sideways
15.2
4.75
2.1
133
-13
-41:19
27
0.0088
false
false
NoMargin
null
null
Buy
Add core equity +1.0% from cash
23
0
5
null
BrokerC
MKT
88
11
11
-14
89
-13
29
null
null
Normal monitoring
149
2.9
Approved
3
Tax-aware sells next window
E0189
P2484
2025-06-02
Roth
USD
777,856
9.7
1
35
Health:35.7;Financials:32.3;RealEstate:32.0
Value:20.9;Growth:9.5;Quality:22.7;Size:21.3;Momentum:13.2;LowVol:12.4
BRK.B:14.0;VTI:21.5;VNQ:14.7;GLD:21.9;TSLA:11.0;IEF:16.9
4.8
136
8.5
Volatile
22.6
4.82
3.2
126
54
19:96
81
0.0136
false
false
MaxSector35%
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
-11
-36
4
null
BrokerC
MKT
94
9
6
11
31
8
34
null
null
Normal monitoring
125
3.2
Approved
3
Tax-aware sells next window
E0190
P6731
2025-02-14
IRA
USD
167,757
8.3
1
40.4
Utilities:41.3;Consumer:29.6;Industrials:29.1
Value:24.3;Growth:21.5;Quality:16.6;Size:10.2;Momentum:15.8;LowVol:11.7
MSFT:13.4;AMZN:8.5;GLD:11.2;MUB:14.2;IEF:18.3;VNQ:34.5
1
144
14.7
Volatile
26.4
5.12
4.3
128
-48
-76:-14
35
0.0151
false
false
MaxPos8%;MaxSector30%;NoMargin
null
null
Buy
Add core equity +1.0% from cash
17
-36
3
null
BrokerB
MKT
97
9
6
-35
29
10
24
null
null
Normal monitoring
192
3
Approved
3
Tighten stops on momentum names
E0191
P9680
2025-05-10
401k
USD
1,438,018
5
1
65.6
Consumer:29.5;Financials:40.8;Tech:29.6
Value:20.0;Growth:8.7;Quality:17.0;Size:8.2;Momentum:19.7;LowVol:26.5
VTI:20.4;MSFT:15.5;GLD:6.7;AAPL:23.8;BRK.B:14.7;BND:18.8
2.7
214
17.8
Bull
12.4
3.92
3.3
88
34
13:50
85
0.0193
false
true
null
null
VarNear
Rebalance
Shift +1.0% bonds from equity
1
-26
8
null
BrokerB
LMT
93
3
0
40
96
-17
23
RegimeShift
TightenStops
Volatility spike and breadth deterioration
152
1
null
5
Monitor dispersion and breadth
E0192
P5321
2025-08-10
Trust
USD
1,525,305
8.7
1
57
Utilities:29.2;Health:29.9;Energy:40.9
Value:11.3;Growth:19.6;Quality:16.8;Size:15.9;Momentum:22.8;LowVol:13.7
MSFT:26.0;IEF:9.1;GLD:9.8;XLF:27.9;QQQ:27.3
3.1
173
20.8
Bear
34.9
4.42
1.7
177
30
-7:50
47
0.0175
false
true
MaxSector30%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
22
1
9
null
BrokerA
LMT
99
10
14
120
115
4
-3
RegimeShift
Hedge
Volatility spike and breadth deterioration
216
3.1
null
4
Increase defensive factor exposure
E0193
P3941
2025-03-06
401k
USD
804,480
5.4
1
55.8
Financials:27.8;Energy:26.3;Industrials:15.8;RealEstate:30.1
Value:16.2;Growth:15.8;Quality:16.2;Size:17.4;Momentum:16.3;LowVol:18.1
HYG:19.4;VTI:14.9;VOO:8.1;QQQ:15.1;AMZN:16.8;XLF:25.6
5.7
215
22.9
Bear
30
3.19
2
216
-2
-24:16
39
0.0115
false
true
MaxPos6%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
10
-33
12
Delta:-0.1;Vega:0.08
BrokerB
MKT
100
12
19
60
154
-38
-13
VAR>budget
Hedge
Risk above budget threshold
151
3.1
null
3
Tax-aware sells next window
E0194
P2451
2024-11-28
401k
USD
428,937
9.2
1
56.7
Comm:32.0;Materials:27.8;Consumer:40.1
Value:14.4;Growth:10.4;Quality:22.8;Size:24.2;Momentum:18.7;LowVol:9.5
BND:26.0;AMZN:33.0;BRK.B:7.6;IEF:33.4
4.2
103
13.7
Bear
32.9
4.31
1.1
140
-87
-104:-37
24
0.0121
false
false
MaxSector35%;NoMargin
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
21
-24
8
null
BrokerC
VWAP
99
1
2
54
41
-44
38
null
null
Normal monitoring
103
3.9
Approved
3
Increase defensive factor exposure
E0195
P2662
2025-06-26
Roth
USD
1,483,319
4.7
1.22
64.4
Financials:21.5;Health:12.8;Consumer:19.5;Energy:25.6;Tech:20.5
Value:22.8;Growth:21.6;Quality:11.6;Size:7.2;Momentum:24.1;LowVol:12.7
TLT:31.6;TSLA:31.5;XLF:37.0
3.2
221
25.1
Bull
11.7
4.61
3.1
114
89
51:107
100
0.0062
false
true
MaxSector30%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
34
9
2
Delta:-0.19;Vega:0.06
BrokerA
LMT
96
10
17
19
9
17
15
RegimeShift
Reduce
Volatility spike and breadth deterioration
168
3.1
null
2
Within IPS guidelines
E0196
P7199
2025-03-18
Taxable
USD
1,439,457
5
1
65.7
RealEstate:27.8;Health:23.7;Industrials:19.0;Financials:8.7;Energy:20.7
Value:14.6;Growth:9.2;Quality:22.6;Size:22.0;Momentum:14.0;LowVol:17.6
MSFT:24.5;VTI:8.3;GLD:17.8;TLT:12.4;VOO:21.2;HYG:15.9
3.9
154
15.7
Sideways
14.3
4.35
3.1
102
9
-13:60
60
0.0179
false
false
ESGOnly;MaxSector35%
null
VarNear
Sell
Trim extended winner -1.0%
-2
-31
3
null
BrokerD
VWAP
89
8
7
-29
90
4
-2
null
null
Normal monitoring
129
1.9
Approved
5
Monitor dispersion and breadth
E0197
P4135
2024-07-14
Trust
USD
1,614,660
8.4
1
67.4
Materials:13.8;Utilities:34.2;Consumer:22.9;Tech:29.2
Value:23.0;Growth:8.4;Quality:16.6;Size:20.1;Momentum:7.6;LowVol:24.4
BND:20.2;TSLA:14.2;VTI:19.2;MSFT:32.2;GLD:14.1
5.9
124
12.7
Volatile
26
3.61
4.4
166
-50
-76:-35
18
0.0127
false
false
MaxPos6%
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
-2
-5
1
null
BrokerA
LMT
93
1
0
-14
75
12
35
null
null
Normal monitoring
171
3.8
null
3
Tax-aware sells next window
E0198
P0265
2025-03-26
Trust
USD
1,454,652
8.5
1
53
Industrials:17.8;Comm:29.9;Materials:31.2;RealEstate:21.2
Value:16.1;Growth:23.3;Quality:11.4;Size:15.0;Momentum:15.7;LowVol:18.6
TSLA:12.6;HYG:50.6;IEF:17.8;VOO:19.1
2.2
230
14.1
Bear
31.5
4.45
1.8
178
36
7:57
79
0.0086
false
true
MaxSector30%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
13
-13
11
Delta:-0.08;Vega:0.08
BrokerC
LMT
92
5
2
103
165
-21
18
RegimeShift
Hedge
Volatility spike and breadth deterioration
115
1.9
Approved
5
Tighten stops on momentum names
E0199
P9256
2025-05-11
Roth
USD
981,227
8
1
65.6
Utilities:17.6;Tech:32.1;Consumer:27.3;Financials:23.0
Value:10.5;Growth:8.6;Quality:24.6;Size:18.8;Momentum:13.7;LowVol:23.7
VOO:21.2;QQQ:23.1;IEF:21.6;AAPL:16.1;BND:18.0
5
245
19.1
Bear
27.1
3.74
2.6
132
25
0:80
79
0.0152
false
true
MaxPos6%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
21
-23
12
Delta:-0.11;Vega:0.04
BrokerA
VWAP
99
11
17
18
128
-11
3
RegimeShift
Reduce
Volatility spike and breadth deterioration
170
3.3
null
4
Within IPS guidelines
E0200
P4130
2025-11-11
401k
USD
551,736
8.6
1
40.4
Industrials:11.2;Consumer:12.3;Financials:27.7;Tech:22.2;RealEstate:26.6
Value:10.8;Growth:27.8;Quality:9.2;Size:12.5;Momentum:12.0;LowVol:27.8
TSLA:13.8;IEF:14.0;AAPL:26.6;BND:13.1;MSFT:32.5
5.4
166
21.3
Sideways
14.2
3.61
3.3
118
4
-9:35
41
0.0124
false
false
ESGOnly;MaxPos8%;MaxSector25%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
22
-32
7
null
BrokerC
MKT
89
12
11
23
17
-21
33
null
null
Normal monitoring
172
2.7
Approved
3
Within IPS guidelines