episode_id string | client_id string | as_of_date string | account_type string | base_currency string | nav_usd int64 | cash_pct float64 | gross_exposure_x float64 | net_exposure_pct float64 | sector_risk_contrib_pct string | factor_risk_contrib_pct string | top_positions_pct string | drift_vs_policy_pct float64 | var_95_bps int64 | stress_dd_20d_pct float64 | regime string | vix float64 | rates_10y_pct float64 | inflation_yoy_pct float64 | credit_spread_ig_bps int64 | alpha_est_bps int64 | alpha_ci95_bps string | signal_strength_1_100 int64 | model_calibration_mse_90d float64 | drift_breach_flag bool | var_breach_flag bool | policy_constraints string | hard_limits_hit string | soft_limits_near string | action_type string | action_payload string | expected_alpha_bps int64 | expected_risk_delta_bps int64 | expected_cost_bps int64 | hedge_greeks string | venue string | order_type string | fill_ratio_pct int64 | slippage_bps int64 | implementation_shortfall_bps int64 | pnl_7d_bps int64 | pnl_30d_bps int64 | var_change_7d_bps int64 | tracking_error_change_30d_bps int64 | self_correction_trigger string | self_correction_action string | self_correction_reason string | post_correction_var_bps int64 | post_correction_drift_pct float64 | advisor_review string | user_feedback_1_5 int64 | audit_notes string |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
E0201 | P9147 | 2025-09-22 | 401k | USD | 1,507,976 | 3.8 | 1 | 45.2 | Comm:29.3;Health:34.8;RealEstate:35.9 | Value:26.6;Growth:10.4;Quality:8.9;Size:12.0;Momentum:17.4;LowVol:24.7 | AMZN:14.4;BRK.B:19.5;AAPL:14.9;BND:51.1 | 3.1 | 160 | 18.6 | Volatile | 30.3 | 4.65 | 2 | 133 | 4 | -7:28 | 65 | 0.0174 | false | false | MaxPos8% | null | null | Rebalance | Shift +1.0% bonds from equity | 6 | -31 | 9 | null | BrokerA | LMT | 91 | 10 | 17 | -54 | 61 | -39 | -3 | null | null | Normal monitoring | 150 | 2.1 | Approved | 3 | Monitor dispersion and breadth |
E0202 | P7230 | 2025-02-28 | 401k | USD | 547,652 | 8.8 | 1 | 74.7 | Utilities:26.7;RealEstate:35.4;Energy:38.0 | Value:22.1;Growth:13.9;Quality:24.2;Size:16.8;Momentum:13.2;LowVol:9.8 | QQQ:31.7;BRK.B:18.8;MSFT:35.0;AAPL:14.6 | 2.9 | 153 | 10.9 | Volatile | 27 | 4.55 | 2.2 | 150 | -53 | -85:-31 | 18 | 0.0102 | false | false | ESGOnly;NoMargin | null | VarNear | NoAction | Within policy bands; defer | 26 | 6 | 9 | null | BrokerD | MKT | 0 | 0 | 0 | -29 | 43 | -21 | 1 | null | null | Normal monitoring | 97 | 1.2 | Approved | 4 | Monitor dispersion and breadth |
E0203 | P4166 | 2025-03-07 | Taxable | USD | 1,596,239 | 7.7 | 1 | 52.3 | Consumer:40.5;Tech:15.1;Health:25.2;Utilities:19.3 | Value:20.8;Growth:9.7;Quality:10.7;Size:20.2;Momentum:17.9;LowVol:20.8 | MUB:44.3;HYG:34.2;BRK.B:21.4 | 2.4 | 125 | 20.7 | Bull | 14.2 | 4.67 | 2.9 | 92 | 18 | -14:49 | 75 | 0.0094 | false | false | MaxPos8%;MaxSector25% | null | null | Sell | Trim extended winner -1.0% | 31 | 12 | 9 | null | BrokerB | LMT | 94 | 2 | 6 | 69 | 45 | -3 | 4 | null | null | Normal monitoring | 182 | 3.5 | Approved | 4 | Tax-aware sells next window |
E0204 | P6929 | 2025-06-16 | Roth | USD | 1,483,604 | 8.3 | 1 | 70 | Consumer:33.8;Utilities:12.2;Health:26.7;RealEstate:14.0;Financials:13.2 | Value:18.4;Growth:14.5;Quality:10.7;Size:15.0;Momentum:21.3;LowVol:20.2 | AMZN:19.4;HYG:52.4;MSFT:28.2 | 5.6 | 177 | 20.5 | Sideways | 14.8 | 4.26 | 2.8 | 96 | 45 | 11:82 | 70 | 0.0093 | false | false | null | null | DriftNear | Sell | Trim extended winner -1.0% | -9 | 1 | 7 | null | BrokerD | MKT | 100 | 11 | 11 | -2 | -30 | 13 | 3 | null | null | Normal monitoring | 109 | 1.3 | Approved | 5 | Tax-aware sells next window |
E0205 | P6163 | 2024-08-27 | IRA | USD | 416,228 | 6.8 | 1 | 40.9 | Comm:23.9;Tech:27.9;Financials:11.0;Materials:37.2 | Value:16.9;Growth:8.9;Quality:20.1;Size:19.2;Momentum:10.4;LowVol:24.5 | GLD:44.1;AAPL:37.4;MUB:18.5 | 1.9 | 162 | 11.3 | Bull | 16.7 | 3.59 | 2.2 | 85 | 24 | 5:60 | 73 | 0.0084 | false | false | MaxPos5%;NoMargin | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -7 | -12 | 4 | null | BrokerC | MKT | 94 | 8 | 11 | 89 | 82 | -51 | -2 | null | null | Normal monitoring | 157 | 3.7 | Approved | 3 | Increase defensive factor exposure |
E0206 | P4501 | 2025-11-18 | IRA | USD | 1,157,749 | 8.3 | 1 | 66.8 | RealEstate:41.9;Health:39.4;Comm:18.7 | Value:22.6;Growth:22.1;Quality:16.2;Size:13.3;Momentum:9.2;LowVol:16.7 | VTI:30.3;AMZN:29.6;VNQ:40.1 | 5.7 | 212 | 20 | Bull | 16.4 | 4.66 | 3.2 | 86 | 77 | 41:92 | 100 | 0.0056 | false | true | null | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | -13 | -10 | 12 | Delta:-0.23;Vega:0.07 | BrokerD | VWAP | 94 | 5 | 2 | 18 | 156 | 10 | 28 | VAR>budget | Reduce | Risk above budget threshold | 114 | 0.8 | Approved | 4 | Tax-aware sells next window |
E0207 | P7110 | 2025-10-27 | Trust | USD | 161,321 | 5.4 | 1 | 45.3 | Industrials:29.9;Health:28.6;Financials:41.5 | Value:8.9;Growth:17.4;Quality:23.3;Size:11.1;Momentum:9.4;LowVol:29.8 | MSFT:35.7;IEF:16.3;BND:11.1;GLD:36.9 | 2.1 | 162 | 11.1 | Bull | 11.2 | 3.58 | 2.7 | 95 | 32 | -4:58 | 66 | 0.0109 | false | false | MaxSector25%;NoMargin | null | VarNear | Buy | Add core equity +1.0% from cash | 26 | -36 | 1 | null | BrokerD | VWAP | 93 | 3 | 2 | 48 | 87 | 17 | 30 | null | null | Normal monitoring | 108 | 1.6 | Approved | 4 | Tighten stops on momentum names |
E0208 | P9450 | 2024-09-23 | IRA | USD | 948,921 | 5.2 | 1 | 39 | Comm:13.1;Materials:21.2;RealEstate:25.0;Health:14.6;Financials:26.1 | Value:25.9;Growth:17.3;Quality:25.4;Size:9.3;Momentum:9.6;LowVol:12.4 | VNQ:39.6;GLD:37.0;AMZN:23.4 | 5.7 | 129 | 19.6 | Bull | 15.4 | 4.74 | 3.1 | 92 | 34 | 14:77 | 83 | 0.0085 | false | false | MaxSector35% | null | DriftNear | Sell | Trim extended winner -1.0% | 25 | 14 | 10 | null | BrokerB | MKT | 88 | 10 | 9 | 87 | 66 | 17 | -25 | null | null | Normal monitoring | 163 | 1.2 | Approved | 3 | Increase defensive factor exposure |
E0209 | P5072 | 2024-09-12 | 401k | USD | 1,353,941 | 8.5 | 1 | 49.8 | Tech:26.7;Utilities:20.6;Health:21.1;Industrials:31.6 | Value:8.5;Growth:8.6;Quality:23.1;Size:21.5;Momentum:22.2;LowVol:16.1 | BRK.B:29.7;VNQ:38.8;TLT:31.5 | 4.6 | 224 | 20.7 | Volatile | 30.8 | 5.46 | 2.5 | 122 | 67 | 45:107 | 87 | 0.0171 | false | true | ESGOnly | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 5 | -38 | 4 | null | BrokerA | LMT | 98 | 6 | 3 | 36 | 134 | -27 | 36 | VAR>budget | TightenStops | Risk above budget threshold | 165 | 2.6 | null | 4 | Increase defensive factor exposure |
E0210 | P6731 | 2025-07-01 | IRA | USD | 933,281 | 5.1 | 1.06 | 52.5 | Tech:13.7;Industrials:28.9;Health:11.8;Consumer:17.0;Comm:28.5 | Value:20.7;Growth:12.3;Quality:18.3;Size:17.3;Momentum:17.9;LowVol:13.5 | AAPL:27.4;XLF:25.1;TSLA:7.0;MUB:12.8;BND:27.8 | 3.7 | 202 | 26.3 | Volatile | 31.2 | 4.07 | 2.9 | 113 | 79 | 46:130 | 100 | 0.013 | false | true | MaxSector35% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 2 | -30 | 1 | null | BrokerD | VWAP | 100 | 2 | 9 | -27 | -28 | -3 | 21 | VAR>budget | TightenStops | Risk above budget threshold | 101 | 2.7 | Approved | 4 | Tighten stops on momentum names |
E0211 | P7690 | 2025-10-28 | Trust | USD | 630,825 | 9.2 | 1 | 71.5 | RealEstate:37.9;Industrials:19.6;Comm:12.1;Utilities:30.4 | Value:18.2;Growth:13.1;Quality:30.2;Size:10.9;Momentum:18.2;LowVol:9.4 | TLT:19.6;MSFT:7.0;VTI:21.4;IEF:23.3;BND:19.3;AMZN:9.3 | 3.8 | 210 | 17.4 | Bear | 34.1 | 3.48 | 1 | 141 | -72 | -91:-39 | 11 | 0.0192 | false | true | null | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 19 | -9 | 10 | Delta:-0.22;Vega:0.08 | BrokerC | MKT | 100 | 1 | 5 | 110 | 225 | -35 | -17 | VAR>budget | Pause | Risk above budget threshold | 90 | 2.9 | SuggestedEdits | 4 | Increase defensive factor exposure |
E0212 | P8894 | 2024-12-03 | 401k | USD | 1,627,216 | 8.4 | 1.18 | 63.2 | Materials:31.8;RealEstate:35.8;Tech:32.4 | Value:11.6;Growth:19.8;Quality:16.6;Size:18.7;Momentum:22.5;LowVol:10.8 | IEF:18.5;VOO:24.3;XLF:25.3;VNQ:31.9 | 2 | 226 | 14.3 | Volatile | 28.8 | 5.31 | 3.4 | 119 | 56 | 33:96 | 72 | 0.0141 | false | true | ESGOnly;MaxSector35% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 7 | -21 | 12 | null | BrokerA | MKT | 99 | 8 | 14 | 105 | 90 | -60 | -15 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 182 | 3.2 | Approved | 4 | Increase defensive factor exposure |
E0213 | P5769 | 2024-08-27 | Taxable | USD | 535,874 | 8.9 | 1 | 54.2 | Consumer:12.3;Materials:21.8;Utilities:20.7;Industrials:23.2;Health:21.9 | Value:12.8;Growth:16.2;Quality:20.9;Size:12.1;Momentum:19.3;LowVol:18.7 | TSLA:24.9;TLT:9.3;XLF:20.5;GLD:20.6;MUB:24.7 | 4.4 | 157 | 7.5 | Sideways | 16.3 | 4.27 | 3.2 | 101 | 28 | 10:80 | 67 | 0.0041 | false | false | null | null | DriftNear;VarNear | NoAction | Within policy bands; defer | 19 | 5 | 12 | null | BrokerC | LMT | 0 | 0 | 0 | -38 | 59 | -38 | 9 | null | null | Normal monitoring | 139 | 1.3 | null | 5 | Increase defensive factor exposure |
E0214 | P0657 | 2025-06-07 | Taxable | USD | 1,786,133 | 6.6 | 1 | 64.4 | Consumer:35.1;Materials:29.7;Health:35.3 | Value:21.9;Growth:11.5;Quality:15.3;Size:19.2;Momentum:13.9;LowVol:18.2 | VNQ:67.8;GLD:16.2;BND:16.0 | 2 | 227 | 16.9 | Sideways | 15.7 | 4.83 | 2.3 | 98 | 52 | 27:97 | 77 | 0.0092 | false | true | MaxPos8%;MaxSector25% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -7 | -22 | 11 | null | BrokerD | VWAP | 92 | 10 | 9 | -2 | -36 | -59 | 37 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 116 | 2.1 | null | 3 | Tax-aware sells next window |
E0215 | P4534 | 2024-11-19 | IRA | USD | 280,307 | 8.7 | 1 | 58.7 | Materials:24.9;Energy:41.3;Utilities:33.7 | Value:27.8;Growth:11.9;Quality:12.2;Size:9.9;Momentum:9.1;LowVol:29.1 | TLT:12.2;VNQ:13.3;IEF:15.8;VOO:46.5;QQQ:12.2 | 4.5 | 138 | 15.4 | Bull | 14.9 | 4.46 | 3 | 111 | 12 | -15:38 | 74 | 0.0152 | false | false | MaxSector35%;NoMargin | null | DriftNear | Buy | Add core equity +1.0% from cash | 31 | -30 | 8 | null | BrokerA | LMT | 99 | 8 | 16 | 62 | 202 | -36 | -18 | null | null | Normal monitoring | 171 | 1.4 | Approved | 3 | Tax-aware sells next window |
E0216 | P8356 | 2024-12-10 | Taxable | USD | 290,875 | 14.3 | 1 | 37.2 | Materials:26.9;Comm:48.6;Energy:24.5 | Value:17.6;Growth:17.1;Quality:17.2;Size:20.1;Momentum:10.5;LowVol:17.5 | QQQ:20.4;MSFT:21.6;AMZN:10.5;VTI:7.4;GLD:24.0;VNQ:16.1 | 3.5 | 93 | 13.7 | Volatile | 24.7 | 3.67 | 3 | 131 | -59 | -82:-38 | 11 | 0.0113 | false | false | MaxPos8%;NoMargin | null | null | NoAction | Within policy bands; defer | -12 | 6 | 1 | null | BrokerC | LMT | 0 | 0 | 0 | 89 | 85 | -60 | 0 | null | null | Normal monitoring | 94 | 1.2 | null | 4 | Monitor dispersion and breadth |
E0217 | P9772 | 2024-09-17 | Roth | USD | 1,991,106 | 9.1 | 1 | 41.1 | Consumer:17.9;Energy:18.1;Comm:31.9;Tech:19.0;Industrials:13.0 | Value:20.8;Growth:12.4;Quality:15.1;Size:23.0;Momentum:19.0;LowVol:9.7 | VOO:42.7;HYG:11.5;AMZN:45.8 | 2.3 | 161 | 11.5 | Volatile | 26.6 | 3.69 | 2.8 | 159 | 59 | 21:98 | 67 | 0.0118 | false | false | MaxPos7%;MaxSector25% | null | VarNear | Buy | Add core equity +1.0% from cash | 17 | -23 | 5 | null | BrokerC | MKT | 97 | 12 | 20 | -8 | 76 | -59 | 8 | null | null | Normal monitoring | 182 | 1.9 | Approved | 4 | Tighten stops on momentum names |
E0218 | P1544 | 2025-09-20 | 401k | USD | 1,772,374 | 8 | 1 | 66.7 | Financials:26.4;RealEstate:28.0;Comm:26.9;Utilities:18.7 | Value:9.9;Growth:21.3;Quality:19.7;Size:13.9;Momentum:15.4;LowVol:19.9 | IEF:18.7;GLD:22.2;TLT:30.1;AMZN:28.9 | 5.3 | 177 | 12.7 | Bull | 15.2 | 4.32 | 3.3 | 92 | 95 | 77:145 | 95 | 0.0052 | false | true | MaxPos7% | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | -3 | -12 | 9 | Delta:-0.17;Vega:0.07 | BrokerB | MKT | 89 | 12 | 20 | 11 | 107 | -38 | 37 | RegimeShift | Pause | Volatility spike and breadth deterioration | 206 | 1.6 | Approved | 4 | Monitor dispersion and breadth |
E0219 | P4594 | 2024-09-01 | Taxable | USD | 404,372 | 15.7 | 1 | 53.6 | Materials:18.6;Comm:12.6;RealEstate:23.8;Financials:23.9;Energy:21.1 | Value:12.5;Growth:22.9;Quality:21.5;Size:14.1;Momentum:9.0;LowVol:20.0 | QQQ:20.8;VTI:12.2;AAPL:41.1;BND:25.8 | 3.4 | 159 | 11.1 | Bear | 29.7 | 4.05 | 1.7 | 220 | -86 | -120:-54 | 5 | 0.0179 | false | false | ESGOnly;MaxPos6% | null | VarNear | Buy | Add core equity +1.0% from cash | 4 | -35 | 12 | null | BrokerA | VWAP | 93 | 11 | 16 | 12 | 82 | -39 | -21 | null | null | Normal monitoring | 100 | 1.3 | null | 3 | Tighten stops on momentum names |
E0220 | P4559 | 2025-03-26 | 401k | USD | 543,379 | 6.5 | 1 | 45.3 | Energy:11.4;Health:23.0;Tech:20.6;Comm:27.4;Industrials:17.5 | Value:20.1;Growth:13.4;Quality:15.2;Size:13.7;Momentum:14.3;LowVol:23.3 | MSFT:40.6;TSLA:25.5;AAPL:14.5;QQQ:19.4 | 2.3 | 176 | 21.8 | Bull | 14.4 | 4.23 | 2.1 | 104 | 48 | 19:74 | 89 | 0.0074 | false | false | ESGOnly | null | null | Rebalance | Shift +1.0% bonds from equity | 22 | -17 | 5 | null | BrokerD | LMT | 97 | 9 | 9 | 13 | 102 | -4 | -14 | null | null | Normal monitoring | 136 | 2.8 | Approved | 3 | Monitor dispersion and breadth |
E0221 | P6106 | 2025-08-01 | Trust | USD | 2,110,052 | 9 | 1 | 54.6 | Tech:24.4;Utilities:26.0;Energy:25.6;Financials:16.4;Comm:7.6 | Value:18.6;Growth:14.1;Quality:23.0;Size:9.5;Momentum:16.3;LowVol:18.5 | VTI:18.7;MSFT:27.6;VOO:21.6;QQQ:32.0 | 5.9 | 230 | 17.4 | Bull | 11.7 | 4.35 | 3.2 | 114 | 41 | 10:58 | 72 | 0.0152 | false | true | ESGOnly | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 22 | -25 | 8 | null | BrokerB | LMT | 95 | 4 | 9 | 25 | 135 | -8 | 35 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 96 | 1.9 | SuggestedEdits | 2 | Tax-aware sells next window |
E0222 | P8996 | 2024-12-29 | Roth | USD | 667,237 | 12.1 | 1 | 54.7 | Comm:30.8;Health:18.7;Materials:24.6;RealEstate:25.9 | Value:10.4;Growth:27.1;Quality:23.7;Size:13.6;Momentum:14.3;LowVol:11.0 | GLD:35.1;IEF:23.0;AAPL:41.9 | 1.4 | 135 | 11.8 | Sideways | 20.7 | 3.53 | 2.4 | 106 | -22 | -44:3 | 21 | 0.0052 | false | false | null | null | null | Sell | Trim extended winner -1.0% | 18 | -23 | 5 | null | BrokerB | VWAP | 100 | 5 | 10 | 21 | 147 | 12 | 39 | null | null | Normal monitoring | 175 | 3.5 | Approved | 3 | Within IPS guidelines |
E0223 | P3186 | 2025-07-05 | Taxable | USD | 859,572 | 5.3 | 1 | 41.2 | Financials:12.6;Comm:8.7;Energy:25.9;Health:29.5;Tech:23.3 | Value:12.5;Growth:12.4;Quality:12.7;Size:18.7;Momentum:27.5;LowVol:16.1 | BRK.B:20.9;MSFT:19.0;BND:22.5;VOO:6.5;AAPL:21.7;IEF:9.5 | 1.2 | 119 | 10.5 | Bull | 13.2 | 4.45 | 3.2 | 94 | 1 | -21:28 | 37 | 0.0173 | false | false | ESGOnly | null | null | Rebalance | Shift +1.0% bonds from equity | 14 | -24 | 11 | null | BrokerC | MKT | 96 | 12 | 12 | -41 | -15 | -26 | 37 | null | null | Normal monitoring | 126 | 2.2 | Approved | 4 | Monitor dispersion and breadth |
E0224 | P1696 | 2025-02-04 | 401k | USD | 405,240 | 8.6 | 1 | 37.8 | Health:10.9;Comm:16.9;Consumer:28.9;Utilities:19.9;Industrials:23.3 | Value:13.3;Growth:14.7;Quality:23.2;Size:19.1;Momentum:12.9;LowVol:16.7 | BND:19.1;XLF:30.2;HYG:7.3;MUB:15.3;AMZN:28.1 | 1.4 | 110 | 10.3 | Sideways | 16.3 | 4.14 | 3.2 | 121 | 25 | 15:60 | 57 | 0.0113 | false | false | ESGOnly;MaxSector35%;NoMargin | null | null | NoAction | Within policy bands; defer | 10 | 4 | 5 | null | BrokerC | VWAP | 0 | 0 | 0 | 107 | 67 | -6 | 12 | null | null | Normal monitoring | 147 | 1.6 | Approved | 3 | Within IPS guidelines |
E0225 | P2375 | 2025-03-28 | Roth | USD | 633,530 | 6.8 | 1 | 59.1 | Utilities:13.1;Consumer:23.8;Energy:33.6;RealEstate:29.4 | Value:8.4;Growth:24.3;Quality:16.6;Size:18.0;Momentum:21.5;LowVol:11.2 | XLF:21.0;QQQ:25.8;BRK.B:23.0;TSLA:18.4;BND:11.8 | 1.9 | 163 | 12.3 | Bull | 16.7 | 3.65 | 2.6 | 95 | 5 | -26:30 | 43 | 0.009 | false | false | null | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -10 | -34 | 3 | null | BrokerB | MKT | 94 | 1 | 2 | 16 | 101 | 14 | 6 | null | null | Normal monitoring | 169 | 3.9 | null | 4 | Increase defensive factor exposure |
E0226 | P8234 | 2025-11-02 | Trust | USD | 823,252 | 6.7 | 1 | 62.9 | Comm:40.1;Financials:33.5;Health:26.5 | Value:16.8;Growth:11.9;Quality:17.8;Size:21.1;Momentum:13.0;LowVol:19.4 | VTI:16.9;TSLA:29.5;HYG:17.2;BRK.B:36.4 | 4.4 | 157 | 7.4 | Volatile | 20.6 | 4.89 | 2.3 | 112 | 31 | -8:85 | 58 | 0.007 | false | false | MaxPos6%;NoMargin | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 3 | -24 | 1 | null | BrokerB | MKT | 92 | 6 | 3 | 23 | 57 | 0 | -13 | null | null | Normal monitoring | 172 | 3.9 | Approved | 4 | Increase defensive factor exposure |
E0227 | P5383 | 2025-06-26 | 401k | USD | 690,755 | 9.6 | 1 | 72.9 | RealEstate:37.5;Energy:28.6;Health:34.0 | Value:13.4;Growth:32.7;Quality:12.4;Size:17.0;Momentum:13.1;LowVol:11.4 | VNQ:32.7;AAPL:21.5;GLD:13.9;VTI:17.0;HYG:14.9 | 4.1 | 157 | 13.5 | Sideways | 16.6 | 3.74 | 2 | 127 | -6 | -43:28 | 39 | 0.0102 | false | false | ESGOnly;MaxPos8% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -9 | -5 | 7 | null | BrokerC | LMT | 97 | 1 | 3 | 61 | 133 | -42 | -24 | null | null | Normal monitoring | 130 | 1.3 | Approved | 3 | Within IPS guidelines |
E0228 | P0031 | 2025-02-03 | Trust | USD | 630,492 | 7.7 | 1 | 35.7 | Materials:29.4;Financials:36.1;Energy:34.4 | Value:13.8;Growth:9.5;Quality:20.9;Size:25.6;Momentum:15.4;LowVol:14.8 | AMZN:34.5;XLF:37.5;BRK.B:28.1 | 3.9 | 254 | 16.9 | Sideways | 14.6 | 4.06 | 2.7 | 93 | 35 | -4:90 | 56 | 0.0113 | false | true | null | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 7 | 9 | 3 | null | BrokerD | LMT | 88 | 9 | 17 | 62 | 55 | -37 | -12 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 217 | 3 | null | 3 | Tax-aware sells next window |
E0229 | P6882 | 2024-12-10 | Trust | USD | 625,729 | 15.1 | 1 | 74.5 | Utilities:14.3;Comm:14.5;Energy:14.5;Industrials:33.5;Health:23.3 | Value:8.9;Growth:16.4;Quality:8.8;Size:19.6;Momentum:23.1;LowVol:23.2 | VTI:25.2;VOO:9.8;VNQ:27.5;MUB:28.7;GLD:8.8 | 2.3 | 130 | 12 | Bull | 14.8 | 4.8 | 2.7 | 100 | 40 | 4:56 | 84 | 0.0173 | false | false | ESGOnly;MaxPos6% | null | null | Hedge | Buy index puts 1.0% notional, 30d | 1 | -2 | 2 | Delta:-0.16;Vega:0.04 | BrokerB | MKT | 93 | 3 | 6 | 87 | 112 | -13 | 17 | null | null | Normal monitoring | 178 | 1.9 | Approved | 5 | Tax-aware sells next window |
E0230 | P1048 | 2025-01-26 | Taxable | USD | 176,963 | 8.3 | 1 | 73.2 | Utilities:25.1;Comm:25.2;Tech:21.5;Materials:9.3;Energy:18.9 | Value:9.0;Growth:26.9;Quality:10.3;Size:11.2;Momentum:19.6;LowVol:23.0 | XLF:12.2;BRK.B:23.0;AAPL:20.9;VOO:43.9 | 3.5 | 114 | 14.1 | Bear | 31.3 | 3.72 | 1.4 | 139 | -107 | -125:-79 | 5 | 0.0138 | false | false | ESGOnly;MaxSector30%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | -12 | -17 | 1 | null | BrokerB | LMT | 92 | 12 | 18 | -7 | 101 | -42 | 0 | null | null | Normal monitoring | 170 | 1.3 | Approved | 3 | Tighten stops on momentum names |
E0231 | P0945 | 2025-01-18 | Roth | USD | 807,197 | 4.2 | 1 | 55.6 | Tech:19.1;Financials:37.7;RealEstate:24.0;Health:19.3 | Value:10.4;Growth:11.1;Quality:22.8;Size:20.2;Momentum:20.9;LowVol:14.5 | TLT:31.0;QQQ:10.4;VNQ:10.8;IEF:38.1;XLF:9.7 | 4.5 | 149 | 10.9 | Bull | 16.7 | 3.99 | 2.4 | 91 | 61 | 44:104 | 88 | 0.0058 | false | false | MaxPos7%;MaxSector25% | null | null | Rebalance | Shift +1.0% bonds from equity | 24 | -18 | 5 | null | BrokerC | MKT | 100 | 5 | 2 | 21 | -13 | -43 | -11 | null | null | Normal monitoring | 174 | 1.4 | Approved | 3 | Increase defensive factor exposure |
E0232 | P0618 | 2025-04-21 | Trust | USD | 583,149 | 8.3 | 1 | 41.9 | Consumer:41.2;Energy:18.6;Materials:40.1 | Value:19.1;Growth:21.1;Quality:10.6;Size:17.4;Momentum:17.7;LowVol:14.1 | VNQ:14.3;MSFT:20.7;VTI:36.8;BND:14.8;BRK.B:13.5 | 3.2 | 146 | 12.9 | Bear | 22.8 | 3.85 | 2.3 | 192 | -90 | -108:-35 | 5 | 0.0113 | false | false | ESGOnly;MaxSector35% | null | null | Rebalance | Shift +1.0% bonds from equity | 15 | 2 | 5 | null | BrokerA | MKT | 88 | 6 | 11 | -47 | -43 | -51 | -16 | null | null | Normal monitoring | 115 | 2.6 | null | 3 | Within IPS guidelines |
E0233 | P2681 | 2024-09-18 | Roth | USD | 1,559,851 | 7.4 | 1 | 44.2 | Comm:34.0;Financials:39.5;Industrials:26.5 | Value:13.4;Growth:23.3;Quality:13.9;Size:23.2;Momentum:18.1;LowVol:8.1 | QQQ:12.8;XLF:23.9;VTI:16.3;TLT:16.3;HYG:22.2;VOO:8.4 | 4.1 | 228 | 20.6 | Volatile | 21 | 4.87 | 3.6 | 146 | -5 | -27:32 | 57 | 0.0042 | false | true | ESGOnly | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | -4 | 11 | 3 | Delta:-0.23;Vega:0.03 | BrokerD | MKT | 94 | 7 | 4 | 17 | 148 | 8 | 13 | VAR>budget | Reduce | Risk above budget threshold | 123 | 3.4 | null | 4 | Within IPS guidelines |
E0234 | P8363 | 2025-11-03 | Roth | USD | 569,815 | 4.2 | 1 | 66.9 | Tech:13.4;Industrials:19.9;Comm:38.0;Health:28.7 | Value:21.4;Growth:13.6;Quality:18.9;Size:14.5;Momentum:20.7;LowVol:10.9 | HYG:33.8;QQQ:36.5;MSFT:29.7 | 2.5 | 224 | 21.1 | Volatile | 21 | 5.31 | 4 | 179 | 79 | 65:124 | 92 | 0.0071 | false | true | ESGOnly;MaxSector35% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 16 | -14 | 4 | null | BrokerB | MKT | 96 | 11 | 18 | 71 | 72 | 10 | -18 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 209 | 1.7 | Approved | 3 | Tax-aware sells next window |
E0235 | P6982 | 2025-01-22 | Taxable | USD | 771,046 | 6.8 | 1 | 60.9 | RealEstate:20.8;Comm:18.8;Consumer:11.9;Industrials:33.9;Tech:14.6 | Value:19.2;Growth:23.9;Quality:7.9;Size:25.8;Momentum:10.9;LowVol:12.4 | VOO:13.3;VNQ:32.7;BRK.B:54.1 | 4.8 | 135 | 14.9 | Bull | 16.3 | 3.69 | 3 | 99 | 110 | 75:141 | 100 | 0.0081 | false | false | ESGOnly;MaxPos6%;NoMargin | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 13 | -36 | 8 | null | BrokerC | LMT | 100 | 10 | 16 | 32 | 68 | -14 | 2 | null | null | Normal monitoring | 164 | 3.7 | Approved | 4 | Tighten stops on momentum names |
E0236 | P3044 | 2025-11-18 | 401k | USD | 740,949 | 8.3 | 1 | 73.2 | Utilities:28.7;Consumer:26.8;Health:11.4;Financials:33.0 | Value:9.0;Growth:10.2;Quality:23.1;Size:21.2;Momentum:19.1;LowVol:17.4 | TSLA:17.2;IEF:37.4;BRK.B:45.4 | 2.4 | 172 | 23.2 | Sideways | 21.4 | 5 | 2.3 | 138 | 60 | 38:75 | 93 | 0.0063 | false | false | MaxPos8% | null | null | Sell | Trim extended winner -1.0% | 12 | 3 | 7 | null | BrokerA | MKT | 88 | 6 | 7 | 24 | 27 | -17 | -17 | null | null | Normal monitoring | 158 | 3.8 | null | 3 | Tax-aware sells next window |
E0237 | P0061 | 2025-10-31 | Roth | USD | 450,940 | 7.1 | 1 | 69.7 | Energy:20.1;Financials:25.5;Comm:16.7;Materials:8.5;Utilities:29.1 | Value:19.4;Growth:20.7;Quality:17.9;Size:11.4;Momentum:16.0;LowVol:14.6 | MUB:27.1;AAPL:11.4;MSFT:13.9;BND:34.5;QQQ:13.1 | 2.5 | 122 | 13.2 | Sideways | 19.3 | 4.06 | 2.4 | 123 | -27 | -64:-6 | 18 | 0.0044 | false | false | ESGOnly;NoMargin | null | null | Sell | Trim extended winner -1.0% | -4 | -9 | 7 | null | BrokerC | MKT | 91 | 3 | 5 | 53 | 43 | 7 | 19 | null | null | Normal monitoring | 119 | 2.6 | null | 5 | Within IPS guidelines |
E0238 | P3003 | 2025-01-16 | Taxable | USD | 1,713,664 | 9 | 1 | 58 | Industrials:44.1;Energy:32.4;Health:23.5 | Value:23.5;Growth:11.3;Quality:14.5;Size:21.4;Momentum:12.1;LowVol:17.2 | AAPL:20.7;MSFT:14.5;IEF:12.5;BND:24.8;TSLA:17.6;AMZN:9.9 | 3.1 | 163 | 16.6 | Volatile | 20.8 | 5.33 | 3.1 | 174 | -39 | -62:-3 | 27 | 0.0032 | false | false | null | null | VarNear | NoAction | Within policy bands; defer | 12 | 6 | 6 | null | BrokerC | MKT | 0 | 0 | 0 | 111 | 74 | -13 | 7 | null | null | Normal monitoring | 210 | 3 | Approved | 4 | Monitor dispersion and breadth |
E0239 | P0655 | 2025-09-04 | Roth | USD | 1,545,389 | 8.4 | 1 | 51.8 | Financials:19.0;Tech:31.0;Materials:11.4;Energy:38.5 | Value:18.7;Growth:23.5;Quality:14.1;Size:18.0;Momentum:10.8;LowVol:14.9 | BND:20.1;VTI:23.3;QQQ:17.7;XLF:18.0;VOO:20.9 | 3.2 | 198 | 14.9 | Bull | 15.8 | 3.67 | 3.2 | 107 | 96 | 68:150 | 92 | 0.0109 | false | true | MaxPos6% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 3 | -16 | 7 | null | BrokerC | LMT | 99 | 4 | 11 | -20 | 101 | -22 | 27 | RegimeShift | TightenStops | Volatility spike and breadth deterioration | 139 | 3.5 | Approved | 4 | Tighten stops on momentum names |
E0240 | P9203 | 2025-05-14 | IRA | USD | 392,641 | 17.5 | 1 | 44.1 | Consumer:35.3;Materials:15.4;Tech:12.5;Comm:36.8 | Value:21.1;Growth:11.4;Quality:11.4;Size:19.5;Momentum:18.8;LowVol:17.9 | AAPL:10.2;BND:26.4;VOO:9.3;HYG:19.5;AMZN:25.8;IEF:8.8 | 2.4 | 151 | 15.2 | Bull | 13.6 | 3.76 | 3.3 | 87 | 115 | 100:162 | 94 | 0.0064 | false | false | MaxPos5% | null | VarNear | Sell | Trim extended winner -1.0% | 5 | 13 | 1 | null | BrokerC | MKT | 90 | 1 | 0 | 20 | 15 | 4 | 15 | null | null | Normal monitoring | 151 | 3.8 | null | 3 | Tax-aware sells next window |
E0241 | P2523 | 2024-12-30 | Taxable | USD | 545,261 | 6.7 | 1 | 55.4 | Comm:34.4;Financials:26.6;Tech:39.0 | Value:7.1;Growth:20.0;Quality:20.3;Size:15.2;Momentum:21.3;LowVol:16.2 | XLF:32.1;BND:23.2;GLD:31.1;VOO:13.6 | 1.9 | 144 | 7.7 | Volatile | 24.4 | 3.9 | 3.1 | 159 | 28 | 18:54 | 71 | 0.0058 | false | false | NoMargin | null | null | Sell | Trim extended winner -1.0% | 12 | -9 | 7 | null | BrokerD | LMT | 99 | 3 | 5 | 91 | 223 | 12 | -13 | null | null | Normal monitoring | 206 | 2.5 | Approved | 3 | Increase defensive factor exposure |
E0242 | P1734 | 2024-09-09 | Taxable | USD | 725,688 | 8.7 | 1 | 44.2 | Energy:18.6;Consumer:27.7;Health:13.1;Utilities:13.0;Financials:27.6 | Value:20.3;Growth:16.2;Quality:17.6;Size:17.6;Momentum:18.6;LowVol:9.6 | TSLA:22.3;MUB:24.0;TLT:16.1;MSFT:16.7;BND:10.5;HYG:10.4 | 2.5 | 166 | 9.6 | Bull | 12.1 | 4.51 | 2.7 | 118 | 114 | 77:153 | 94 | 0.0183 | false | false | MaxPos6% | null | VarNear | NoAction | Within policy bands; defer | 4 | -31 | 5 | null | BrokerA | LMT | 0 | 0 | 0 | -6 | 40 | 9 | -22 | null | null | Normal monitoring | 157 | 3.8 | Approved | 5 | Increase defensive factor exposure |
E0243 | P0369 | 2024-09-16 | Roth | USD | 2,351,888 | 7.1 | 1 | 50.8 | RealEstate:25.3;Tech:9.4;Industrials:27.3;Consumer:15.2;Financials:22.8 | Value:24.7;Growth:15.5;Quality:12.8;Size:16.3;Momentum:16.5;LowVol:14.1 | BND:28.2;MSFT:21.0;MUB:36.5;AAPL:14.3 | 2.7 | 219 | 12.1 | Bull | 16.7 | 4.57 | 2.9 | 120 | 16 | 5:57 | 68 | 0.0109 | false | true | ESGOnly | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 30 | -37 | 12 | null | BrokerC | MKT | 95 | 12 | 12 | 59 | 107 | -48 | 37 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 104 | 3.2 | SuggestedEdits | 5 | Increase defensive factor exposure |
E0244 | P9907 | 2024-12-18 | Taxable | USD | 633,204 | 10.9 | 1 | 56.6 | Comm:41.9;Financials:29.5;Materials:28.6 | Value:27.0;Growth:20.3;Quality:11.7;Size:18.3;Momentum:10.1;LowVol:12.5 | GLD:17.5;VNQ:12.9;XLF:29.7;IEF:7.8;AMZN:13.8;VTI:18.2 | 3.8 | 93 | 12.6 | Volatile | 26 | 4.57 | 4.3 | 125 | 43 | 25:69 | 56 | 0.0176 | false | false | NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | 24 | -22 | 8 | null | BrokerB | MKT | 89 | 4 | 9 | 49 | 60 | -19 | 23 | null | null | Normal monitoring | 136 | 1.7 | null | 3 | Tighten stops on momentum names |
E0245 | P8458 | 2025-09-30 | Roth | USD | 1,092,544 | 6.8 | 1 | 38.5 | Industrials:17.3;Comm:26.1;Consumer:20.2;Financials:36.4 | Value:19.8;Growth:16.7;Quality:15.1;Size:22.6;Momentum:10.0;LowVol:15.9 | VNQ:32.5;MSFT:26.3;QQQ:12.2;TSLA:29.0 | 2.7 | 203 | 17.2 | Volatile | 31.2 | 5.43 | 2 | 114 | 5 | -19:44 | 58 | 0.007 | false | true | null | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 16 | -25 | 3 | Delta:-0.11;Vega:0.08 | BrokerD | LMT | 100 | 7 | 7 | 67 | 164 | -60 | 7 | VAR>budget | Reduce | Risk above budget threshold | 151 | 3.4 | Approved | 5 | Within IPS guidelines |
E0246 | P8808 | 2025-12-02 | Roth | USD | 453,172 | 3.7 | 1.2 | 47.8 | Health:46.5;Energy:13.7;Tech:39.8 | Value:15.5;Growth:21.8;Quality:15.5;Size:19.7;Momentum:15.3;LowVol:12.2 | IEF:22.8;TSLA:18.6;XLF:23.2;HYG:35.3 | 6.4 | 164 | 24 | Sideways | 21.9 | 4.34 | 3.5 | 106 | 49 | 39:101 | 82 | 0.0179 | true | false | ESGOnly;MaxSector30% | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 7 | -15 | 1 | null | BrokerD | MKT | 91 | 5 | 9 | -47 | 57 | -32 | -3 | Drift>tolerance | Hedge | Allocation drift beyond policy bands | 93 | 0.9 | SuggestedEdits | 2 | Increase defensive factor exposure |
E0247 | P7892 | 2025-01-06 | Trust | USD | 1,803,245 | 4.4 | 1 | 71.9 | Financials:35.5;Materials:28.5;Health:21.5;Industrials:14.5 | Value:20.1;Growth:15.1;Quality:14.1;Size:14.7;Momentum:12.4;LowVol:23.6 | MSFT:22.1;BRK.B:28.4;TSLA:9.9;TLT:6.5;XLF:10.5;IEF:22.6 | 1.6 | 192 | 17.8 | Bear | 25.7 | 4.02 | 2.1 | 134 | -59 | -77:-29 | 18 | 0.0134 | false | true | ESGOnly;MaxPos7% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 20 | -28 | 11 | null | BrokerB | LMT | 89 | 5 | 6 | -30 | -56 | -50 | -20 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 110 | 2.5 | null | 5 | Within IPS guidelines |
E0248 | P1549 | 2025-09-18 | Taxable | USD | 1,098,394 | 5.2 | 1 | 51.3 | Consumer:12.2;Materials:24.2;Tech:34.1;Energy:11.0;Health:18.5 | Value:17.1;Growth:21.6;Quality:16.9;Size:9.5;Momentum:13.4;LowVol:21.6 | VTI:17.2;AAPL:15.4;AMZN:12.2;QQQ:35.2;TSLA:20.0 | 3.5 | 258 | 22 | Sideways | 14.4 | 4.94 | 2.5 | 113 | 35 | 5:58 | 74 | 0.0039 | false | true | MaxPos5% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | -5 | -5 | 7 | Delta:-0.24;Vega:0.05 | BrokerA | MKT | 100 | 7 | 4 | 39 | 13 | -45 | -14 | RegimeShift | Pause | Volatility spike and breadth deterioration | 123 | 2 | SuggestedEdits | 2 | Tighten stops on momentum names |
E0249 | P5827 | 2025-11-27 | IRA | USD | 575,953 | 11.4 | 1 | 68.6 | Financials:17.6;Consumer:37.4;Energy:31.4;Utilities:13.6 | Value:9.5;Growth:13.5;Quality:22.0;Size:21.6;Momentum:13.2;LowVol:20.2 | TLT:31.2;BND:53.2;VTI:15.6 | 2.9 | 155 | 14.1 | Bull | 11 | 4.32 | 2.4 | 85 | 115 | 76:140 | 96 | 0.0067 | false | false | NoMargin | null | VarNear | Buy | Add core equity +1.0% from cash | 32 | -29 | 8 | null | BrokerB | MKT | 91 | 11 | 19 | 96 | 56 | 17 | 3 | null | null | Normal monitoring | 189 | 3.9 | Approved | 3 | Increase defensive factor exposure |
E0250 | P7840 | 2025-09-09 | Trust | USD | 408,853 | 4.8 | 1 | 69.7 | Energy:23.4;Tech:16.9;Consumer:16.3;Industrials:14.2;Health:29.2 | Value:18.2;Growth:10.9;Quality:17.0;Size:21.7;Momentum:21.1;LowVol:11.0 | BRK.B:31.2;VNQ:25.6;IEF:43.2 | 4.2 | 180 | 16.3 | Bull | 17.6 | 3.65 | 2.5 | 104 | 60 | 48:90 | 77 | 0.0186 | false | false | ESGOnly | null | null | Hedge | Buy index puts 1.0% notional, 30d | 28 | -40 | 2 | Delta:-0.23;Vega:0.02 | BrokerB | LMT | 96 | 10 | 15 | 60 | 98 | -57 | 10 | null | null | Normal monitoring | 168 | 2.2 | Approved | 5 | Within IPS guidelines |
E0251 | P7402 | 2025-12-09 | IRA | USD | 901,852 | 8.3 | 1 | 49.8 | Financials:23.1;Comm:17.0;RealEstate:19.2;Materials:11.7;Tech:29.0 | Value:20.0;Growth:27.0;Quality:20.9;Size:15.1;Momentum:8.5;LowVol:8.5 | MUB:18.3;BND:26.2;VNQ:12.0;TLT:43.5 | 2.6 | 147 | 16.5 | Sideways | 20.9 | 3.75 | 3.3 | 97 | -15 | -51:23 | 34 | 0.0126 | false | false | MaxPos6% | null | null | Rebalance | Shift +1.0% bonds from equity | -6 | -14 | 11 | null | BrokerB | MKT | 91 | 3 | 2 | 113 | 217 | -14 | 17 | null | null | Normal monitoring | 107 | 3.4 | null | 3 | Increase defensive factor exposure |
E0252 | P1528 | 2024-11-28 | Roth | USD | 474,747 | 16.1 | 1 | 72 | Health:22.2;Comm:30.2;Financials:20.7;Energy:10.8;Industrials:16.2 | Value:16.1;Growth:11.5;Quality:22.0;Size:9.2;Momentum:22.1;LowVol:19.1 | MSFT:34.9;TSLA:43.7;BRK.B:21.4 | 3.4 | 111 | 15.5 | Bull | 15.5 | 3.7 | 2.2 | 97 | 104 | 72:131 | 100 | 0.0057 | false | false | MaxPos5% | null | null | Rebalance | Shift +1.0% bonds from equity | 0 | -5 | 3 | null | BrokerD | LMT | 91 | 3 | 11 | -23 | 8 | -37 | 1 | null | null | Normal monitoring | 150 | 1.6 | null | 5 | Increase defensive factor exposure |
E0253 | P2489 | 2025-05-25 | Trust | USD | 175,463 | 11.7 | 1 | 68.8 | Health:36.2;RealEstate:45.8;Utilities:18.0 | Value:10.3;Growth:23.2;Quality:8.3;Size:20.6;Momentum:15.7;LowVol:21.9 | VTI:22.5;VOO:26.7;VNQ:23.5;BRK.B:27.3 | 1.7 | 150 | 7.3 | Volatile | 27.4 | 4.43 | 3.9 | 163 | 6 | -6:56 | 66 | 0.0089 | false | false | ESGOnly;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | 5 | 13 | 7 | null | BrokerC | VWAP | 99 | 11 | 16 | -21 | 67 | -38 | 0 | null | null | Normal monitoring | 168 | 1.2 | null | 3 | Tax-aware sells next window |
E0254 | P1090 | 2025-09-03 | Taxable | USD | 319,781 | 7 | 1 | 71.7 | RealEstate:41.8;Industrials:28.7;Tech:29.5 | Value:20.8;Growth:11.0;Quality:8.9;Size:21.6;Momentum:26.3;LowVol:11.5 | XLF:25.4;TSLA:25.7;VOO:48.9 | 1.3 | 108 | 7.5 | Bear | 22.5 | 3.76 | 2.7 | 207 | -57 | -97:-41 | 10 | 0.0109 | false | false | null | null | null | Rebalance | Shift +1.0% bonds from equity | -10 | -33 | 3 | null | BrokerD | MKT | 89 | 10 | 14 | 25 | 21 | 11 | 28 | null | null | Normal monitoring | 211 | 2.7 | null | 5 | Within IPS guidelines |
E0255 | P0399 | 2025-05-01 | 401k | USD | 1,174,189 | 6.1 | 1 | 43.1 | Energy:22.7;Consumer:37.1;Utilities:40.1 | Value:21.1;Growth:16.8;Quality:16.4;Size:24.1;Momentum:12.8;LowVol:8.8 | TSLA:32.8;VNQ:31.4;XLF:35.8 | 1.9 | 194 | 11.8 | Bull | 17.9 | 4.4 | 2.8 | 95 | 82 | 63:115 | 100 | 0.0096 | false | true | ESGOnly;MaxSector35% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 0 | -22 | 11 | null | BrokerC | MKT | 99 | 5 | 12 | 71 | 119 | -53 | 40 | VAR>budget | TightenStops | Risk above budget threshold | 218 | 1.2 | Approved | 4 | Within IPS guidelines |
E0256 | P4984 | 2024-08-25 | 401k | USD | 1,502,476 | 5 | 1 | 66.9 | Materials:27.5;Energy:21.6;Consumer:35.9;Utilities:15.1 | Value:12.5;Growth:9.3;Quality:24.5;Size:25.3;Momentum:11.7;LowVol:16.7 | MSFT:18.1;XLF:32.9;VTI:49.0 | 5.9 | 198 | 19.5 | Bull | 12.8 | 3.55 | 3.3 | 111 | 6 | -25:59 | 35 | 0.014 | false | true | MaxPos7% | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | 17 | -28 | 8 | Delta:-0.15;Vega:0.05 | BrokerD | LMT | 95 | 6 | 10 | 81 | 179 | 14 | 21 | VAR>budget | Reduce | Risk above budget threshold | 188 | 2.1 | null | 3 | Increase defensive factor exposure |
E0257 | P0079 | 2024-12-19 | 401k | USD | 428,366 | 7.6 | 1 | 41 | Materials:17.4;Industrials:24.4;Utilities:26.0;Health:23.2;Consumer:9.0 | Value:12.6;Growth:15.1;Quality:26.6;Size:20.4;Momentum:10.8;LowVol:14.6 | MUB:38.2;VNQ:38.5;TSLA:23.4 | 4.3 | 182 | 11.3 | Volatile | 23.2 | 3.6 | 2.9 | 114 | 2 | -30:24 | 42 | 0.0157 | false | true | ESGOnly;MaxSector25% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 0 | 4 | 4 | null | BrokerA | VWAP | 93 | 5 | 2 | 35 | 81 | -31 | 5 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 211 | 3.4 | Approved | 4 | Tax-aware sells next window |
E0258 | P1878 | 2025-09-22 | IRA | USD | 164,543 | 13.1 | 1 | 43.9 | Consumer:25.5;Health:24.1;Financials:28.8;Energy:21.6 | Value:22.3;Growth:14.4;Quality:10.2;Size:17.7;Momentum:11.7;LowVol:23.6 | MUB:5.8;VNQ:17.5;TLT:25.3;HYG:19.5;MSFT:13.2;GLD:18.8 | 3.2 | 102 | 7 | Sideways | 15 | 3.62 | 2.2 | 121 | 1 | -23:55 | 55 | 0.003 | false | false | MaxSector35%;NoMargin | null | null | NoAction | Within policy bands; defer | 14 | -23 | 10 | null | BrokerA | VWAP | 0 | 0 | 0 | -40 | -24 | -23 | -22 | null | null | Normal monitoring | 214 | 3.5 | Approved | 4 | Increase defensive factor exposure |
E0259 | P9837 | 2024-08-28 | Taxable | USD | 1,487,514 | 7.5 | 1.15 | 74.6 | Energy:34.4;Health:21.2;Comm:31.4;Utilities:13.0 | Value:14.0;Growth:16.9;Quality:22.5;Size:16.9;Momentum:10.3;LowVol:19.4 | QQQ:34.4;IEF:31.1;TLT:23.0;VNQ:11.5 | 3.9 | 219 | 17.2 | Volatile | 21.8 | 4.44 | 2.7 | 116 | 66 | 32:104 | 76 | 0.0047 | false | true | ESGOnly | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 16 | -34 | 5 | Delta:-0.19;Vega:0.06 | BrokerB | LMT | 89 | 1 | 5 | -31 | -32 | 8 | 1 | VAR>budget | Reduce | Risk above budget threshold | 220 | 1.9 | Approved | 4 | Monitor dispersion and breadth |
E0260 | P1360 | 2025-07-15 | Roth | USD | 1,440,221 | 9.3 | 1 | 65.1 | Materials:27.6;Energy:44.7;RealEstate:27.7 | Value:13.3;Growth:22.8;Quality:25.9;Size:19.4;Momentum:9.1;LowVol:9.5 | VOO:14.3;BRK.B:12.2;VNQ:19.6;TSLA:18.7;GLD:13.9;BND:21.3 | 4.6 | 219 | 21.2 | Sideways | 19 | 3.62 | 3.1 | 93 | -15 | -52:40 | 38 | 0.0126 | false | true | MaxSector25% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -2 | 3 | 1 | null | BrokerA | MKT | 92 | 8 | 8 | -42 | -12 | -37 | 36 | VAR>budget | Pause | Risk above budget threshold | 182 | 1.4 | null | 4 | Monitor dispersion and breadth |
E0261 | P5302 | 2025-06-13 | Taxable | USD | 729,978 | 5.4 | 1 | 67.4 | Utilities:12.5;Energy:24.8;Health:39.6;RealEstate:23.1 | Value:27.7;Growth:14.1;Quality:14.0;Size:15.8;Momentum:16.4;LowVol:12.0 | TLT:9.2;MUB:31.7;AAPL:13.9;AMZN:32.6;XLF:12.6 | 1.7 | 195 | 10.5 | Bull | 11.7 | 4.97 | 2.6 | 71 | 9 | -22:36 | 65 | 0.0158 | false | true | MaxPos7% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | -6 | 10 | 7 | null | BrokerC | MKT | 94 | 7 | 4 | -50 | 68 | -38 | 25 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 138 | 2.7 | SuggestedEdits | 4 | Within IPS guidelines |
E0262 | P5157 | 2025-01-07 | Trust | USD | 346,602 | 3.3 | 1 | 41.6 | Tech:13.4;Utilities:16.1;Financials:29.0;Industrials:29.1;Consumer:12.3 | Value:13.3;Growth:20.1;Quality:16.3;Size:12.9;Momentum:25.4;LowVol:12.1 | AAPL:18.7;TSLA:15.4;IEF:23.7;QQQ:26.7;GLD:15.5 | 2.9 | 213 | 27.3 | Sideways | 14.2 | 4.13 | 2.9 | 106 | -10 | -26:31 | 36 | 0.0115 | false | true | ESGOnly;MaxPos7%;MaxSector35% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -12 | -24 | 10 | null | BrokerB | VWAP | 99 | 5 | 11 | 75 | 156 | 10 | 15 | VAR>budget | Pause | Risk above budget threshold | 211 | 1 | null | 2 | Within IPS guidelines |
E0263 | P2484 | 2025-04-13 | Roth | USD | 1,314,466 | 4.2 | 1 | 67.3 | RealEstate:16.8;Financials:25.5;Utilities:24.5;Consumer:12.5;Energy:20.6 | Value:19.3;Growth:16.0;Quality:15.4;Size:15.9;Momentum:15.9;LowVol:17.5 | MSFT:17.4;IEF:20.5;VTI:24.4;TSLA:9.1;BRK.B:22.7;TLT:5.9 | 3.5 | 163 | 10.6 | Bear | 24.3 | 3.3 | 1.4 | 159 | -15 | -40:21 | 31 | 0.0073 | false | false | ESGOnly;MaxPos8% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 27 | 8 | 7 | null | BrokerB | MKT | 94 | 8 | 15 | -14 | -34 | 16 | -13 | null | null | Normal monitoring | 212 | 1.6 | Approved | 3 | Within IPS guidelines |
E0264 | P1775 | 2025-02-15 | Roth | USD | 398,649 | 5.2 | 1 | 63.9 | Comm:15.1;Consumer:22.4;Financials:13.5;Industrials:19.8;Materials:29.3 | Value:14.2;Growth:13.4;Quality:16.0;Size:13.6;Momentum:20.9;LowVol:22.0 | VNQ:10.8;TSLA:28.3;MSFT:30.9;AAPL:30.0 | 4.6 | 124 | 8.8 | Volatile | 20 | 4.21 | 2.7 | 112 | -29 | -58:20 | 52 | 0.0144 | false | false | MaxPos8%;MaxSector25%;NoMargin | null | DriftNear | Hedge | Buy index puts 1.0% notional, 30d | 6 | -18 | 11 | Delta:-0.25;Vega:0.05 | BrokerC | MKT | 88 | 9 | 6 | 22 | 114 | -9 | 16 | null | null | Normal monitoring | 169 | 3.6 | null | 5 | Within IPS guidelines |
E0265 | P9572 | 2024-07-28 | Roth | USD | 1,585,435 | 6.9 | 1.22 | 64.8 | Tech:24.8;Comm:21.1;Health:23.7;RealEstate:17.2;Utilities:13.1 | Value:16.8;Growth:20.5;Quality:21.4;Size:13.2;Momentum:18.4;LowVol:9.6 | MSFT:17.1;MUB:21.7;HYG:11.7;XLF:17.3;AMZN:22.3;QQQ:9.9 | 2.9 | 173 | 16.6 | Bear | 28.8 | 4.1 | 1.5 | 205 | -105 | -115:-54 | 6 | 0.0041 | false | false | ESGOnly;MaxSector25% | null | null | Sell | Trim extended winner -1.0% | -3 | -14 | 8 | null | BrokerC | VWAP | 90 | 7 | 12 | 36 | 21 | 10 | 9 | null | null | Normal monitoring | 195 | 1.7 | null | 4 | Within IPS guidelines |
E0266 | P9747 | 2025-08-09 | Taxable | USD | 397,413 | 4.8 | 1 | 59.1 | Materials:42.9;Industrials:31.9;Energy:25.2 | Value:12.1;Growth:12.3;Quality:14.5;Size:22.5;Momentum:20.7;LowVol:18.0 | MSFT:36.8;XLF:18.6;AAPL:33.1;TLT:11.5 | 3.3 | 176 | 23.7 | Bear | 24.1 | 4.16 | 2.1 | 187 | -37 | -55:-10 | 35 | 0.0054 | false | false | MaxPos6% | null | null | Buy | Add core equity +1.0% from cash | 2 | -31 | 2 | null | BrokerD | VWAP | 88 | 8 | 10 | 92 | 109 | 10 | 0 | null | null | Normal monitoring | 215 | 1 | Approved | 5 | Monitor dispersion and breadth |
E0267 | P3012 | 2025-05-23 | Roth | USD | 1,612,096 | 8.4 | 1 | 50.6 | RealEstate:18.9;Industrials:24.4;Materials:28.2;Financials:17.0;Utilities:11.5 | Value:10.9;Growth:13.6;Quality:18.3;Size:21.8;Momentum:22.3;LowVol:13.2 | MSFT:22.5;GLD:36.1;HYG:41.4 | 5 | 233 | 24.6 | Volatile | 31.8 | 4.14 | 2.7 | 135 | -15 | -30:0 | 53 | 0.0074 | false | true | MaxPos7%;MaxSector25% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 2 | -22 | 5 | null | BrokerC | LMT | 91 | 6 | 9 | 90 | 174 | 12 | 36 | RegimeShift | TightenStops | Volatility spike and breadth deterioration | 167 | 1 | SuggestedEdits | 4 | Increase defensive factor exposure |
E0268 | P0383 | 2025-01-23 | Trust | USD | 2,467,210 | 5.6 | 1 | 73.5 | Industrials:30.0;Health:28.6;Consumer:30.8;Materials:10.5 | Value:24.2;Growth:12.9;Quality:7.9;Size:19.2;Momentum:13.2;LowVol:22.7 | IEF:17.9;XLF:14.7;VOO:16.6;TLT:10.9;BND:22.6;MSFT:17.3 | 5.4 | 123 | 18.1 | Bear | 33.4 | 3.72 | 1.5 | 155 | -68 | -78:-18 | 19 | 0.0047 | false | false | MaxPos8% | null | DriftNear | Buy | Add core equity +1.0% from cash | 12 | -16 | 4 | null | BrokerA | MKT | 91 | 11 | 17 | -6 | 23 | -38 | 6 | null | null | Normal monitoring | 95 | 3 | Approved | 3 | Monitor dispersion and breadth |
E0269 | P0271 | 2024-09-09 | Taxable | USD | 628,625 | 15 | 1 | 73.3 | Energy:23.1;Industrials:11.0;Financials:19.4;Tech:28.5;RealEstate:18.0 | Value:24.9;Growth:8.6;Quality:14.5;Size:17.2;Momentum:15.4;LowVol:19.4 | GLD:14.6;MUB:27.5;HYG:11.5;VNQ:15.3;BND:21.1;AMZN:10.0 | 2.6 | 150 | 15.3 | Bull | 11.2 | 4.63 | 2.6 | 73 | 4 | -13:53 | 46 | 0.003 | false | false | MaxPos6%;MaxSector25%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | 11 | -12 | 10 | null | BrokerB | MKT | 98 | 9 | 11 | -28 | -29 | -33 | 30 | null | null | Normal monitoring | 119 | 3.1 | Approved | 3 | Within IPS guidelines |
E0270 | P1341 | 2024-10-19 | IRA | USD | 202,609 | 16.5 | 1 | 61.2 | Consumer:39.9;Industrials:34.9;Financials:25.2 | Value:13.1;Growth:21.0;Quality:23.9;Size:12.2;Momentum:18.4;LowVol:11.3 | AAPL:9.6;MSFT:26.6;AMZN:8.7;TLT:21.3;IEF:27.2;XLF:6.7 | 3.2 | 92 | 8.1 | Volatile | 26.5 | 4.33 | 3.6 | 160 | 1 | -9:44 | 43 | 0.0067 | false | false | ESGOnly | null | null | Rebalance | Shift +1.0% bonds from equity | -14 | -33 | 8 | null | BrokerA | LMT | 93 | 3 | 0 | 37 | 110 | 17 | 1 | null | null | Normal monitoring | 168 | 2 | null | 5 | Monitor dispersion and breadth |
E0271 | P5387 | 2025-09-10 | Trust | USD | 628,511 | 5.3 | 1 | 38.3 | Industrials:21.8;Financials:13.1;RealEstate:24.5;Materials:23.9;Utilities:16.7 | Value:21.3;Growth:16.8;Quality:23.6;Size:13.7;Momentum:13.5;LowVol:11.1 | MUB:9.5;GLD:16.1;HYG:32.9;MSFT:21.8;QQQ:19.7 | 3.7 | 107 | 15.7 | Volatile | 23.5 | 5.23 | 4 | 154 | -50 | -75:-20 | 15 | 0.0167 | false | false | ESGOnly | null | null | Sell | Trim extended winner -1.0% | 14 | 8 | 10 | null | BrokerB | LMT | 96 | 5 | 2 | 33 | 118 | -50 | 23 | null | null | Normal monitoring | 197 | 1 | Approved | 4 | Within IPS guidelines |
E0272 | P0239 | 2025-03-27 | Taxable | USD | 1,427,746 | 5.7 | 1 | 67.5 | Comm:15.4;Financials:17.7;Tech:11.2;Consumer:28.2;Health:27.5 | Value:13.9;Growth:11.7;Quality:18.8;Size:11.4;Momentum:14.5;LowVol:29.6 | XLF:16.8;AAPL:29.2;AMZN:30.0;MUB:24.0 | 2 | 236 | 15.3 | Volatile | 31.2 | 3.75 | 2.2 | 158 | -34 | -64:18 | 33 | 0.0107 | false | true | MaxPos7% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 11 | 1 | 11 | null | BrokerD | MKT | 96 | 3 | 6 | -56 | -86 | 1 | -10 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 128 | 2.7 | SuggestedEdits | 4 | Tighten stops on momentum names |
E0273 | P3453 | 2025-05-21 | 401k | USD | 2,231,465 | 8.7 | 1 | 36.9 | Financials:41.0;RealEstate:27.4;Energy:31.7 | Value:11.9;Growth:17.7;Quality:22.9;Size:9.3;Momentum:20.5;LowVol:17.6 | BRK.B:28.4;VNQ:13.3;QQQ:7.1;BND:20.0;AMZN:31.2 | 4.5 | 154 | 15 | Bear | 34.6 | 3.36 | 2.8 | 136 | -83 | -95:-56 | 21 | 0.0135 | false | false | MaxPos8% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -6 | -16 | 7 | null | BrokerB | LMT | 91 | 5 | 3 | 114 | 112 | -32 | 37 | null | null | Normal monitoring | 193 | 2.1 | Approved | 5 | Increase defensive factor exposure |
E0274 | P1732 | 2025-08-12 | 401k | USD | 605,832 | 11.2 | 1 | 37.2 | Energy:23.6;Materials:35.1;Consumer:41.3 | Value:13.2;Growth:18.1;Quality:14.1;Size:19.7;Momentum:15.1;LowVol:19.8 | GLD:25.8;VNQ:12.4;QQQ:11.3;XLF:18.5;AMZN:11.0;TLT:21.0 | 3.3 | 107 | 7.2 | Bear | 30.8 | 4.47 | 1.5 | 130 | -10 | -36:26 | 41 | 0.0142 | false | false | MaxPos6%;NoMargin | null | null | Hedge | Buy index puts 1.0% notional, 30d | 35 | -31 | 4 | Delta:-0.23;Vega:0.03 | BrokerC | MKT | 89 | 1 | 1 | 13 | -19 | 12 | 0 | null | null | Normal monitoring | 160 | 1.5 | Approved | 3 | Tax-aware sells next window |
E0275 | P8356 | 2025-03-18 | Taxable | USD | 455,705 | 8.2 | 1 | 55.7 | Energy:22.7;Financials:27.7;RealEstate:27.5;Tech:22.2 | Value:17.0;Growth:20.5;Quality:15.1;Size:10.8;Momentum:20.7;LowVol:15.9 | AMZN:35.9;TLT:15.0;QQQ:29.1;IEF:19.9 | 2.6 | 148 | 9.6 | Bull | 17.3 | 3.92 | 2.8 | 94 | 63 | 27:105 | 69 | 0.0075 | false | false | ESGOnly;MaxPos5%;NoMargin | null | null | Buy | Add core equity +1.0% from cash | 19 | -35 | 2 | null | BrokerB | LMT | 93 | 8 | 12 | -8 | 20 | -43 | 21 | null | null | Normal monitoring | 190 | 1.5 | Approved | 5 | Within IPS guidelines |
E0276 | P8592 | 2024-10-12 | 401k | USD | 553,561 | 7.3 | 1 | 52.4 | Consumer:16.0;Health:22.6;Comm:24.5;RealEstate:14.9;Financials:22.1 | Value:20.8;Growth:17.5;Quality:16.4;Size:18.3;Momentum:14.5;LowVol:12.5 | MSFT:8.4;BRK.B:33.7;GLD:7.8;QQQ:16.8;HYG:8.5;VNQ:24.9 | 1.2 | 116 | 10.1 | Sideways | 19.6 | 3.79 | 2.8 | 129 | -3 | -43:34 | 44 | 0.0161 | false | false | MaxSector25%;NoMargin | null | null | Sell | Trim extended winner -1.0% | 33 | 4 | 11 | null | BrokerA | LMT | 89 | 6 | 8 | 106 | 215 | -32 | 27 | null | null | Normal monitoring | 178 | 4 | Approved | 5 | Tighten stops on momentum names |
E0277 | P0049 | 2025-10-15 | Roth | USD | 1,079,625 | 9.1 | 1.08 | 72.8 | Energy:30.0;Comm:40.6;Tech:29.4 | Value:19.7;Growth:17.7;Quality:16.5;Size:11.5;Momentum:14.9;LowVol:19.6 | BRK.B:35.3;VNQ:23.9;AAPL:14.4;HYG:26.4 | 1.7 | 192 | 21.5 | Bull | 12.6 | 4.81 | 3 | 98 | 49 | 27:64 | 67 | 0.009 | false | true | MaxPos5%;MaxSector35% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 30 | -15 | 1 | Delta:-0.08;Vega:0.08 | BrokerC | LMT | 93 | 4 | 11 | -32 | 22 | 19 | 39 | VAR>budget | Reduce | Risk above budget threshold | 130 | 2.9 | null | 2 | Increase defensive factor exposure |
E0278 | P8867 | 2025-01-21 | IRA | USD | 1,225,654 | 7 | 1 | 50.4 | Energy:53.3;Industrials:24.9;Utilities:21.7 | Value:7.6;Growth:23.6;Quality:21.0;Size:12.8;Momentum:15.8;LowVol:19.1 | HYG:24.6;BRK.B:48.2;QQQ:27.1 | 1.6 | 150 | 14 | Sideways | 14.4 | 3.69 | 2.2 | 108 | -12 | -25:12 | 46 | 0.0139 | false | false | ESGOnly;MaxPos5%;MaxSector30% | null | null | NoAction | Within policy bands; defer | -2 | -19 | 1 | null | BrokerA | LMT | 0 | 0 | 0 | -19 | 6 | -17 | 40 | null | null | Normal monitoring | 143 | 3.6 | null | 3 | Monitor dispersion and breadth |
E0279 | P2707 | 2024-07-31 | Trust | USD | 245,327 | 10 | 1 | 49.1 | Financials:31.1;Tech:22.6;Industrials:21.7;Materials:24.5 | Value:13.5;Growth:19.5;Quality:8.3;Size:9.2;Momentum:24.8;LowVol:24.6 | VNQ:19.5;VOO:23.2;BRK.B:16.5;MUB:18.9;MSFT:13.1;GLD:8.7 | 2.3 | 117 | 11.8 | Sideways | 15.2 | 4.67 | 2.9 | 99 | 14 | -7:62 | 41 | 0.0148 | false | false | MaxPos5%;MaxSector30%;NoMargin | null | null | Buy | Add core equity +1.0% from cash | -13 | -14 | 12 | null | BrokerA | MKT | 94 | 1 | 0 | 11 | 112 | -53 | -10 | null | null | Normal monitoring | 150 | 1.6 | null | 3 | Monitor dispersion and breadth |
E0280 | P7934 | 2024-11-22 | IRA | USD | 1,703,953 | 4.7 | 1 | 48.8 | Utilities:13.0;Health:19.3;Consumer:21.0;Comm:14.1;Financials:32.7 | Value:8.4;Growth:20.9;Quality:25.9;Size:20.8;Momentum:8.6;LowVol:15.4 | MSFT:15.1;QQQ:19.9;IEF:23.5;BRK.B:12.1;GLD:10.0;BND:19.4 | 1.8 | 150 | 11.9 | Bull | 17.3 | 4.74 | 3.4 | 94 | 61 | 28:106 | 85 | 0.0047 | false | false | MaxSector30% | null | null | Buy | Add core equity +1.0% from cash | -1 | 4 | 10 | null | BrokerD | LMT | 96 | 2 | 2 | 76 | 133 | 14 | 31 | null | null | Normal monitoring | 113 | 3.5 | Approved | 4 | Within IPS guidelines |
E0281 | P6775 | 2024-11-21 | Trust | USD | 2,035,124 | 9.2 | 1.05 | 72.3 | Health:14.3;Tech:39.2;Comm:16.2;Energy:30.3 | Value:8.1;Growth:24.6;Quality:23.7;Size:17.9;Momentum:9.1;LowVol:16.6 | MUB:13.1;QQQ:35.4;XLF:12.9;VTI:23.1;HYG:15.6 | 5.1 | 161 | 12.3 | Bull | 12.9 | 3.95 | 3.1 | 95 | 27 | 1:74 | 71 | 0.005 | false | false | ESGOnly;MaxPos5% | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 7 | 2 | 2 | null | BrokerB | MKT | 96 | 2 | 8 | 10 | -11 | -6 | 12 | null | null | Normal monitoring | 96 | 2.6 | Approved | 5 | Within IPS guidelines |
E0282 | P7922 | 2025-04-07 | Taxable | USD | 463,989 | 12 | 1 | 50.1 | Comm:28.9;Consumer:29.5;Materials:21.5;Health:20.1 | Value:28.1;Growth:16.6;Quality:23.1;Size:10.7;Momentum:13.1;LowVol:8.4 | HYG:31.3;IEF:39.3;MSFT:16.2;VNQ:13.2 | 1.9 | 120 | 10.9 | Volatile | 21.5 | 4.55 | 4.1 | 138 | -38 | -53:-12 | 15 | 0.0042 | false | false | MaxPos5%;MaxSector25%;NoMargin | null | null | Buy | Add core equity +1.0% from cash | 27 | 5 | 9 | null | BrokerC | VWAP | 93 | 2 | 3 | -53 | -24 | -2 | 34 | null | null | Normal monitoring | 136 | 1.3 | null | 3 | Increase defensive factor exposure |
E0283 | P9121 | 2024-08-08 | Roth | USD | 1,485,324 | 6.6 | 1.17 | 35.1 | Financials:23.0;Consumer:27.4;Health:49.6 | Value:17.2;Growth:23.2;Quality:19.0;Size:17.8;Momentum:10.6;LowVol:12.1 | VNQ:16.5;AMZN:25.8;AAPL:25.7;XLF:14.2;BND:17.9 | 4 | 185 | 19.2 | Bull | 15.2 | 4.85 | 2.9 | 73 | 99 | 69:135 | 86 | 0.0189 | false | true | MaxPos6% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 32 | -22 | 9 | null | BrokerD | LMT | 97 | 1 | 0 | 108 | 147 | -41 | -22 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 189 | 2.5 | SuggestedEdits | 5 | Tax-aware sells next window |
E0284 | P3191 | 2025-12-19 | Roth | USD | 477,916 | 11.3 | 1 | 47.2 | Financials:15.9;Energy:15.0;Utilities:31.7;Health:37.4 | Value:16.0;Growth:15.9;Quality:19.2;Size:11.1;Momentum:16.9;LowVol:20.9 | BRK.B:9.5;HYG:15.7;IEF:15.0;AMZN:21.7;AAPL:14.3;TLT:23.8 | 3 | 164 | 8.8 | Volatile | 32 | 5.15 | 2.5 | 126 | -19 | -43:2 | 25 | 0.0099 | false | false | MaxSector30%;NoMargin | null | VarNear | NoAction | Within policy bands; defer | 29 | -14 | 12 | null | BrokerD | MKT | 0 | 0 | 0 | -7 | 42 | -42 | 16 | null | null | Normal monitoring | 194 | 2.1 | null | 4 | Increase defensive factor exposure |
E0285 | P7901 | 2024-11-26 | Taxable | USD | 567,446 | 12.8 | 1 | 35.8 | Comm:41.1;Energy:27.4;Utilities:31.6 | Value:19.9;Growth:18.1;Quality:14.3;Size:10.2;Momentum:23.8;LowVol:13.6 | BRK.B:20.2;HYG:9.0;XLF:15.8;TLT:29.4;VOO:25.6 | 4.4 | 139 | 9.4 | Volatile | 30.7 | 4.31 | 3.6 | 134 | -15 | -52:19 | 51 | 0.0054 | false | false | MaxSector25% | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | -11 | 10 | 8 | null | BrokerB | LMT | 89 | 7 | 4 | 60 | 57 | -51 | 35 | null | null | Normal monitoring | 142 | 2 | null | 3 | Tax-aware sells next window |
E0286 | P6129 | 2025-05-04 | Taxable | USD | 883,291 | 9.5 | 1.2 | 38.1 | Industrials:26.8;Materials:28.1;Consumer:45.2 | Value:18.1;Growth:9.4;Quality:20.0;Size:17.3;Momentum:15.6;LowVol:19.5 | BND:31.7;XLF:47.5;HYG:20.9 | 3.2 | 209 | 15.5 | Bull | 15.7 | 4.43 | 2.9 | 116 | 53 | 23:98 | 90 | 0.0093 | false | true | ESGOnly;MaxPos6% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | -6 | 15 | 5 | Delta:-0.24;Vega:0.06 | BrokerD | MKT | 89 | 5 | 11 | -39 | 39 | 0 | 0 | VAR>budget | TightenStops | Risk above budget threshold | 101 | 3.2 | Approved | 3 | Tighten stops on momentum names |
E0287 | P2516 | 2024-10-04 | IRA | USD | 604,615 | 14.9 | 1 | 65 | Industrials:30.0;Utilities:23.1;RealEstate:17.6;Materials:29.3 | Value:14.9;Growth:21.4;Quality:27.9;Size:10.8;Momentum:10.7;LowVol:14.3 | HYG:37.5;AMZN:16.7;VOO:45.8 | 1.9 | 152 | 11.2 | Volatile | 22.1 | 3.77 | 3.5 | 144 | 10 | -29:60 | 63 | 0.0093 | false | false | MaxPos5%;NoMargin | null | VarNear | Buy | Add core equity +1.0% from cash | 17 | 15 | 3 | null | BrokerB | MKT | 90 | 9 | 13 | 69 | 94 | -22 | 16 | null | null | Normal monitoring | 144 | 2.9 | Approved | 5 | Within IPS guidelines |
E0288 | P4984 | 2025-08-05 | 401k | USD | 899,323 | 14.8 | 1 | 69.5 | Comm:33.6;Tech:23.7;Industrials:25.4;Materials:17.3 | Value:20.0;Growth:15.1;Quality:14.0;Size:16.7;Momentum:18.2;LowVol:16.1 | HYG:15.2;TLT:28.6;VNQ:28.0;MSFT:28.2 | 4.3 | 158 | 10.4 | Volatile | 20.9 | 3.55 | 3.2 | 123 | 61 | 37:78 | 86 | 0.0061 | false | false | MaxPos5%;NoMargin | null | DriftNear;VarNear | Sell | Trim extended winner -1.0% | 14 | -26 | 12 | null | BrokerD | LMT | 88 | 6 | 12 | -36 | -58 | -39 | 39 | null | null | Normal monitoring | 169 | 3.8 | null | 3 | Increase defensive factor exposure |
E0289 | P3650 | 2025-04-27 | 401k | USD | 370,083 | 9.9 | 1 | 36.7 | Industrials:9.5;Utilities:15.4;Tech:20.5;Comm:26.7;Health:27.9 | Value:28.1;Growth:14.2;Quality:21.4;Size:15.9;Momentum:10.6;LowVol:9.8 | VOO:28.7;BND:45.7;XLF:25.6 | 2.3 | 165 | 13.6 | Bull | 16 | 4.6 | 2.9 | 114 | 115 | 87:162 | 100 | 0.0185 | false | false | ESGOnly;MaxPos7% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 13 | -7 | 11 | null | BrokerA | MKT | 95 | 4 | 6 | 69 | 128 | -25 | 28 | null | null | Normal monitoring | 214 | 3.8 | Approved | 4 | Tighten stops on momentum names |
E0290 | P7228 | 2025-10-06 | IRA | USD | 888,817 | 6.8 | 1 | 68.8 | Industrials:26.5;Health:39.0;Financials:34.5 | Value:12.5;Growth:19.2;Quality:10.6;Size:26.7;Momentum:20.5;LowVol:10.4 | HYG:38.4;BRK.B:36.1;TLT:25.5 | 4.8 | 146 | 9.6 | Bull | 14.5 | 4.14 | 2.3 | 118 | 46 | 25:64 | 57 | 0.0037 | false | false | NoMargin | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | -10 | -4 | 11 | null | BrokerC | MKT | 92 | 2 | 8 | -6 | 118 | -46 | 36 | null | null | Normal monitoring | 140 | 3.2 | null | 5 | Within IPS guidelines |
E0291 | P5435 | 2024-09-27 | Roth | USD | 304,102 | 8.1 | 1 | 36.3 | Consumer:40.5;Comm:42.0;Financials:17.5 | Value:15.2;Growth:22.8;Quality:21.8;Size:8.1;Momentum:16.1;LowVol:16.0 | HYG:32.0;MUB:42.9;VTI:25.1 | 2.3 | 126 | 14.9 | Sideways | 14.1 | 4.65 | 2.7 | 102 | -2 | -42:19 | 42 | 0.0141 | false | false | ESGOnly | null | null | Sell | Trim extended winner -1.0% | -4 | 5 | 1 | null | BrokerC | LMT | 88 | 6 | 11 | 30 | 36 | -55 | -21 | null | null | Normal monitoring | 183 | 3 | Approved | 5 | Within IPS guidelines |
E0292 | P9235 | 2025-06-08 | Trust | USD | 729,543 | 8.4 | 1 | 63.6 | Industrials:42.0;Utilities:29.4;RealEstate:28.7 | Value:11.3;Growth:16.0;Quality:21.0;Size:26.5;Momentum:14.2;LowVol:11.0 | VTI:19.2;VNQ:42.7;AMZN:38.1 | 4.6 | 110 | 7.1 | Bear | 32.8 | 3.8 | 2.2 | 152 | -88 | -99:-41 | 20 | 0.016 | false | false | NoMargin | null | DriftNear | Buy | Add core equity +1.0% from cash | 24 | -12 | 5 | null | BrokerB | LMT | 98 | 1 | 0 | 73 | 106 | -45 | -10 | null | null | Normal monitoring | 93 | 1.5 | Approved | 3 | Monitor dispersion and breadth |
E0293 | P6970 | 2025-04-05 | Trust | USD | 1,490,813 | 7.2 | 1 | 41.8 | Materials:28.5;Financials:13.1;Consumer:29.1;Health:10.5;RealEstate:18.8 | Value:11.2;Growth:21.3;Quality:13.2;Size:16.3;Momentum:23.4;LowVol:14.6 | MSFT:30.0;BND:33.6;GLD:15.8;BRK.B:20.6 | 4.3 | 169 | 11.7 | Volatile | 23.3 | 4.09 | 4.1 | 118 | 22 | 8:64 | 46 | 0.0173 | false | false | ESGOnly | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 8 | -9 | 7 | Delta:-0.18;Vega:0.05 | BrokerC | MKT | 89 | 12 | 20 | -9 | -44 | -9 | -22 | null | null | Normal monitoring | 106 | 1.6 | Approved | 3 | Tighten stops on momentum names |
E0294 | P3095 | 2024-10-04 | Trust | USD | 1,048,321 | 6.3 | 1.22 | 44.8 | Materials:43.6;Tech:40.5;Financials:15.9 | Value:17.5;Growth:16.9;Quality:10.1;Size:20.3;Momentum:19.8;LowVol:15.3 | TSLA:18.4;HYG:11.1;VTI:29.7;QQQ:19.9;BRK.B:20.9 | 1.6 | 220 | 19.2 | Sideways | 19.6 | 4.11 | 3.2 | 122 | 46 | 27:62 | 80 | 0.0044 | false | true | MaxPos7% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 34 | 9 | 10 | null | BrokerC | LMT | 94 | 10 | 16 | 92 | 186 | -44 | -18 | RegimeShift | TightenStops | Volatility spike and breadth deterioration | 117 | 1.2 | Approved | 3 | Increase defensive factor exposure |
E0295 | P0674 | 2024-09-28 | IRA | USD | 872,250 | 5.7 | 1 | 55.7 | Financials:25.9;Comm:30.7;Utilities:27.9;Energy:15.5 | Value:18.4;Growth:18.0;Quality:21.2;Size:6.4;Momentum:21.4;LowVol:14.6 | TLT:37.8;HYG:35.8;GLD:11.6;BRK.B:14.9 | 5.3 | 272 | 20.5 | Bear | 23.2 | 3.83 | 2.9 | 136 | -8 | -33:15 | 45 | 0.018 | false | true | ESGOnly;MaxPos6%;MaxSector35% | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | -10 | 12 | 2 | null | BrokerC | VWAP | 92 | 6 | 12 | 72 | 47 | -16 | 26 | VAR>budget | Hedge | Risk above budget threshold | 136 | 3.4 | SuggestedEdits | 4 | Increase defensive factor exposure |
E0296 | P4503 | 2024-08-17 | IRA | USD | 560,767 | 11.1 | 1 | 63.6 | Energy:42.9;Financials:18.2;Industrials:38.8 | Value:21.1;Growth:21.5;Quality:17.0;Size:18.1;Momentum:16.1;LowVol:6.3 | TSLA:46.0;VOO:21.2;VNQ:32.8 | 2.7 | 107 | 8.7 | Bull | 14.2 | 4.44 | 3.2 | 106 | 2 | -18:28 | 37 | 0.0129 | false | false | ESGOnly;MaxSector30%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | -13 | 4 | 4 | null | BrokerD | VWAP | 99 | 10 | 10 | 17 | 96 | -13 | -20 | null | null | Normal monitoring | 103 | 1.3 | null | 5 | Monitor dispersion and breadth |
E0297 | P1355 | 2025-11-20 | IRA | USD | 830,542 | 16.8 | 1 | 51.5 | Energy:16.3;Materials:28.4;Financials:19.2;Tech:36.2 | Value:22.6;Growth:19.8;Quality:18.1;Size:12.0;Momentum:9.5;LowVol:18.1 | IEF:27.6;TLT:10.4;MSFT:15.7;TSLA:35.0;VOO:11.3 | 2.1 | 157 | 11.2 | Bull | 13.9 | 3.61 | 2.4 | 73 | 55 | 15:110 | 69 | 0.0194 | false | false | ESGOnly;MaxPos6% | null | VarNear | Buy | Add core equity +1.0% from cash | -10 | 2 | 10 | null | BrokerA | LMT | 91 | 3 | 10 | 36 | 36 | -33 | 25 | null | null | Normal monitoring | 143 | 1.1 | Approved | 4 | Monitor dispersion and breadth |
E0298 | P3975 | 2025-09-07 | Roth | USD | 2,295,322 | 8.4 | 1 | 63 | Utilities:28.5;Financials:29.5;Health:14.2;RealEstate:27.8 | Value:19.4;Growth:24.5;Quality:13.8;Size:12.1;Momentum:10.3;LowVol:19.8 | BRK.B:27.8;VOO:26.7;MUB:45.6 | 2.2 | 131 | 16.5 | Sideways | 18 | 4.36 | 3.3 | 116 | 6 | -15:21 | 60 | 0.0062 | false | false | MaxPos8% | null | null | NoAction | Within policy bands; defer | -3 | -18 | 11 | null | BrokerC | LMT | 0 | 0 | 0 | -16 | -15 | -15 | -6 | null | null | Normal monitoring | 143 | 3.4 | null | 3 | Increase defensive factor exposure |
E0299 | P9674 | 2025-03-12 | Roth | USD | 585,295 | 8.5 | 1 | 72.6 | Materials:22.7;Tech:25.2;Industrials:20.9;RealEstate:31.2 | Value:20.2;Growth:17.5;Quality:17.4;Size:19.1;Momentum:15.5;LowVol:10.5 | VTI:28.2;TSLA:27.7;BRK.B:27.3;HYG:7.5;IEF:9.2 | 4.1 | 130 | 11.2 | Volatile | 28.9 | 4.07 | 2.5 | 156 | 38 | 15:64 | 62 | 0.0082 | false | false | ESGOnly;NoMargin | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 1 | 3 | 2 | null | BrokerD | LMT | 89 | 9 | 10 | 113 | 186 | -11 | 23 | null | null | Normal monitoring | 111 | 1.1 | null | 3 | Tighten stops on momentum names |
E0300 | P9126 | 2024-08-03 | Roth | USD | 1,688,107 | 6.3 | 1 | 67.6 | Tech:16.0;Utilities:24.4;RealEstate:13.3;Financials:23.0;Comm:23.2 | Value:19.5;Growth:18.8;Quality:9.6;Size:15.7;Momentum:14.2;LowVol:22.2 | BRK.B:19.4;MUB:25.3;MSFT:21.2;TLT:7.4;QQQ:26.6 | 2.7 | 156 | 19.1 | Bear | 29.4 | 4.19 | 2.7 | 198 | 10 | -22:63 | 39 | 0.0199 | false | false | MaxSector30% | null | VarNear | Buy | Add core equity +1.0% from cash | -10 | -26 | 1 | null | BrokerB | MKT | 95 | 8 | 7 | 19 | 65 | 4 | 35 | null | null | Normal monitoring | 159 | 1.9 | null | 5 | Monitor dispersion and breadth |
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