episode_id
string
client_id
string
as_of_date
string
account_type
string
base_currency
string
nav_usd
int64
cash_pct
float64
gross_exposure_x
float64
net_exposure_pct
float64
sector_risk_contrib_pct
string
factor_risk_contrib_pct
string
top_positions_pct
string
drift_vs_policy_pct
float64
var_95_bps
int64
stress_dd_20d_pct
float64
regime
string
vix
float64
rates_10y_pct
float64
inflation_yoy_pct
float64
credit_spread_ig_bps
int64
alpha_est_bps
int64
alpha_ci95_bps
string
signal_strength_1_100
int64
model_calibration_mse_90d
float64
drift_breach_flag
bool
var_breach_flag
bool
policy_constraints
string
hard_limits_hit
string
soft_limits_near
string
action_type
string
action_payload
string
expected_alpha_bps
int64
expected_risk_delta_bps
int64
expected_cost_bps
int64
hedge_greeks
string
venue
string
order_type
string
fill_ratio_pct
int64
slippage_bps
int64
implementation_shortfall_bps
int64
pnl_7d_bps
int64
pnl_30d_bps
int64
var_change_7d_bps
int64
tracking_error_change_30d_bps
int64
self_correction_trigger
string
self_correction_action
string
self_correction_reason
string
post_correction_var_bps
int64
post_correction_drift_pct
float64
advisor_review
string
user_feedback_1_5
int64
audit_notes
string
E0501
P0747
2025-12-11
IRA
USD
534,002
6.9
1
69.5
Materials:34.0;Industrials:32.2;Energy:18.3;Utilities:15.5
Value:14.9;Growth:18.9;Quality:15.0;Size:18.8;Momentum:17.3;LowVol:15.1
XLF:21.7;TSLA:29.6;AMZN:28.3;GLD:11.9;BRK.B:8.5
1.7
120
8.5
Bull
17.4
4.81
3
112
15
0:41
57
0.0176
false
false
MaxPos7%
null
null
Rebalance
Shift +1.0% bonds from equity
16
12
2
null
BrokerB
LMT
89
11
12
84
136
-44
35
null
null
Normal monitoring
95
3.4
null
4
Tighten stops on momentum names
E0502
P3794
2024-10-18
Taxable
USD
725,520
17.4
1
67.1
Utilities:24.6;Materials:10.5;Consumer:23.0;Health:24.0;Financials:18.0
Value:13.3;Growth:23.2;Quality:17.9;Size:11.4;Momentum:14.1;LowVol:20.2
HYG:42.1;TSLA:28.1;XLF:12.7;VNQ:17.1
4.6
151
9.7
Sideways
16.9
4
3.1
100
-11
-50:32
49
0.0171
false
false
ESGOnly;MaxPos8%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
-9
10
4
null
BrokerD
VWAP
89
9
13
41
90
-23
-1
null
null
Normal monitoring
94
3.5
Approved
3
Tax-aware sells next window
E0503
P5137
2025-01-13
Roth
USD
763,338
7.5
1
46.2
Financials:18.3;RealEstate:33.8;Tech:16.8;Health:31.1
Value:15.9;Growth:16.6;Quality:14.6;Size:16.8;Momentum:16.2;LowVol:19.9
BND:19.8;QQQ:25.7;VOO:22.8;AMZN:31.8
4
176
19.2
Sideways
18
4.56
3.4
122
56
23:92
91
0.0171
false
true
ESGOnly;MaxSector30%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-7
-24
2
Delta:-0.08;Vega:0.03
BrokerD
LMT
89
8
16
-53
-43
-13
2
RegimeShift
Pause
Volatility spike and breadth deterioration
155
2.3
null
3
Monitor dispersion and breadth
E0504
P7291
2025-05-04
IRA
USD
2,335,146
7.5
1.09
48.4
Consumer:37.1;Tech:25.9;Financials:11.9;Industrials:25.1
Value:18.0;Growth:9.8;Quality:8.9;Size:15.6;Momentum:22.2;LowVol:25.4
TSLA:13.2;GLD:29.0;BND:24.5;MSFT:9.2;BRK.B:24.1
1.5
180
21.6
Bull
11.1
4.46
2.5
96
113
77:161
100
0.0083
false
true
null
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
12
-14
2
Delta:-0.08;Vega:0.07
BrokerA
LMT
99
7
7
-43
-44
1
-4
VAR>budget
Hedge
Risk above budget threshold
196
3.2
Approved
3
Tighten stops on momentum names
E0505
P0041
2025-11-16
Taxable
USD
509,822
9.3
1
35.3
Consumer:11.6;Industrials:12.1;Utilities:29.5;Financials:14.4;Comm:32.5
Value:21.5;Growth:22.5;Quality:11.3;Size:11.1;Momentum:15.4;LowVol:18.2
BND:32.9;VTI:52.0;HYG:15.0
1.3
166
14.7
Bull
16.7
4.41
3.3
86
52
42:103
70
0.0191
false
false
ESGOnly
null
VarNear
Buy
Add core equity +1.0% from cash
-7
-3
10
null
BrokerD
MKT
97
11
10
73
73
7
-25
null
null
Normal monitoring
158
3.7
Approved
4
Increase defensive factor exposure
E0506
P5443
2025-05-16
Trust
USD
781,971
5
1
48.9
Materials:28.1;Health:17.8;RealEstate:24.7;Utilities:29.4
Value:19.3;Growth:17.5;Quality:14.9;Size:14.8;Momentum:18.3;LowVol:15.1
QQQ:38.6;TLT:23.4;VOO:38.0
6.4
274
18.4
Volatile
30.5
4.53
2
158
59
40:111
63
0.012
true
true
MaxPos8%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
22
-32
10
null
BrokerB
MKT
99
3
5
23
26
-31
3
VAR>budget
TightenStops
Risk above budget threshold
146
1.9
Approved
4
Tax-aware sells next window
E0507
P3460
2025-04-24
401k
USD
572,131
17
1
44.4
Tech:17.2;Materials:18.5;Financials:27.4;Industrials:22.0;Comm:15.0
Value:8.2;Growth:10.9;Quality:26.6;Size:17.7;Momentum:17.8;LowVol:18.9
AMZN:25.9;IEF:30.7;AAPL:43.4
2.6
153
12.6
Sideways
21.7
3.57
3.2
122
-18
-48:16
23
0.0123
false
false
ESGOnly
null
VarNear
Buy
Add core equity +1.0% from cash
4
15
6
null
BrokerA
MKT
89
9
8
-47
-75
16
12
null
null
Normal monitoring
135
3.9
Approved
5
Monitor dispersion and breadth
E0508
P6313
2025-05-22
Trust
USD
693,518
15.1
1
63.4
Comm:30.8;RealEstate:22.4;Energy:11.9;Materials:12.9;Financials:22.1
Value:14.5;Growth:12.9;Quality:22.3;Size:14.8;Momentum:20.2;LowVol:15.2
XLF:24.5;TLT:26.5;TSLA:6.8;HYG:31.4;QQQ:10.8
4.3
137
9.1
Volatile
23.4
4.95
4.2
171
1
-38:31
58
0.0054
false
false
MaxPos5%;MaxSector30%;NoMargin
null
DriftNear
Buy
Add core equity +1.0% from cash
7
-37
2
null
BrokerC
LMT
97
8
10
101
123
6
27
null
null
Normal monitoring
149
1.3
null
4
Tighten stops on momentum names
E0509
P9652
2024-10-06
IRA
USD
894,185
9
1
74.3
Energy:29.3;Tech:32.2;Materials:22.1;Industrials:16.3
Value:9.9;Growth:13.3;Quality:29.6;Size:20.2;Momentum:17.8;LowVol:9.2
HYG:47.6;BRK.B:29.2;MUB:23.2
2.7
164
10
Volatile
20.5
5.34
2.8
117
-42
-75:-22
42
0.0168
false
false
NoMargin
null
VarNear
Sell
Trim extended winner -1.0%
-13
-40
10
null
BrokerC
MKT
90
6
4
37
21
-42
25
null
null
Normal monitoring
170
3.8
Approved
4
Tax-aware sells next window
E0510
P3263
2025-04-03
IRA
USD
271,675
11.1
1
68.1
Tech:20.7;Consumer:26.3;RealEstate:16.0;Materials:8.9;Industrials:28.1
Value:19.7;Growth:9.7;Quality:23.4;Size:16.6;Momentum:17.5;LowVol:13.1
XLF:25.5;MUB:11.1;IEF:24.8;TSLA:38.6
4.2
94
10.9
Sideways
15.2
4.47
2.1
134
-9
-27:38
59
0.0183
false
false
NoMargin
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
-12
-11
7
null
BrokerC
LMT
98
12
16
4
5
-15
-2
null
null
Normal monitoring
147
1
null
3
Within IPS guidelines
E0511
P0295
2024-12-08
Taxable
USD
1,386,899
8.8
1
60.8
Industrials:37.9;Health:35.3;Tech:26.8
Value:18.9;Growth:9.2;Quality:17.7;Size:10.8;Momentum:20.1;LowVol:23.4
VNQ:20.5;TLT:24.6;QQQ:11.3;BND:20.2;IEF:10.5;XLF:12.8
2.5
166
16.1
Bull
14.6
3.59
3.5
108
90
67:120
82
0.0176
false
false
MaxPos6%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
32
-37
8
null
BrokerC
LMT
94
4
11
55
156
15
16
null
null
Normal monitoring
218
2.8
Approved
5
Tax-aware sells next window
E0512
P0324
2024-07-14
401k
USD
1,106,536
7.5
1
45.7
Financials:20.4;Utilities:55.0;Energy:24.7
Value:12.8;Growth:20.7;Quality:22.5;Size:8.6;Momentum:24.1;LowVol:11.4
TSLA:32.5;TLT:25.8;HYG:26.0;BRK.B:15.8
1.6
163
13.7
Volatile
31.2
4.47
3.8
168
-28
-50:-4
42
0.0117
false
false
MaxPos5%;MaxSector35%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-13
-15
3
null
BrokerD
MKT
90
10
16
29
136
-50
38
null
null
Normal monitoring
158
3.5
Approved
5
Monitor dispersion and breadth
E0513
P7254
2025-03-06
Trust
USD
1,819,619
9.2
1
40.4
Tech:23.9;Energy:18.0;Financials:26.6;Industrials:31.5
Value:9.1;Growth:12.2;Quality:14.7;Size:23.6;Momentum:19.7;LowVol:20.7
GLD:28.7;TLT:35.1;TSLA:36.2
2.2
151
13.4
Volatile
25.9
5.19
4.4
124
18
-2:41
54
0.003
false
false
MaxPos8%;MaxSector25%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
21
10
7
null
BrokerA
MKT
91
1
9
113
109
-38
-13
null
null
Normal monitoring
201
3.4
null
4
Within IPS guidelines
E0514
P8100
2024-08-04
Roth
USD
1,699,331
7.5
1.08
74
Materials:36.5;RealEstate:26.0;Utilities:37.5
Value:22.0;Growth:17.8;Quality:24.9;Size:8.9;Momentum:9.6;LowVol:16.9
HYG:28.7;GLD:8.8;MSFT:9.1;TLT:13.9;QQQ:18.4;VTI:21.1
2.4
240
27
Volatile
20.7
5.48
3.2
112
-30
-40:-5
47
0.0198
false
true
ESGOnly
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
17
0
9
null
BrokerD
LMT
89
12
12
-37
72
17
30
RegimeShift
Reduce
Volatility spike and breadth deterioration
191
2.4
Approved
3
Monitor dispersion and breadth
E0515
P4243
2025-02-09
401k
USD
1,709,117
8.4
1
36.2
Health:36.0;RealEstate:42.3;Industrials:21.7
Value:16.5;Growth:19.9;Quality:16.4;Size:12.9;Momentum:17.8;LowVol:16.4
MSFT:48.1;MUB:33.3;TLT:18.5
3.4
124
15.8
Bull
12.6
3.95
3.2
87
28
-4:54
63
0.0087
false
false
MaxPos5%;MaxSector25%
null
null
Sell
Trim extended winner -1.0%
21
-18
9
null
BrokerB
VWAP
100
11
12
117
245
-34
-7
null
null
Normal monitoring
162
2
null
3
Tighten stops on momentum names
E0516
P1739
2024-10-07
Taxable
USD
407,353
9.3
1
53.8
Comm:20.1;Health:21.7;Energy:25.7;Tech:32.6
Value:23.2;Growth:19.7;Quality:11.5;Size:11.0;Momentum:13.4;LowVol:21.3
TLT:16.8;IEF:26.8;AMZN:20.4;GLD:14.7;TSLA:21.2
4.7
119
12.6
Volatile
31.2
4.82
3.9
177
36
14:54
59
0.0073
false
false
ESGOnly;NoMargin
null
DriftNear
Buy
Add core equity +1.0% from cash
23
1
12
null
BrokerD
LMT
90
1
3
-16
-12
-4
36
null
null
Normal monitoring
159
2.9
Approved
4
Monitor dispersion and breadth
E0517
P7450
2024-12-23
IRA
USD
2,339,982
8.1
1
38.4
Consumer:19.8;Financials:16.0;Tech:12.6;Comm:19.7;Health:31.9
Value:20.1;Growth:8.1;Quality:21.4;Size:25.9;Momentum:14.1;LowVol:10.5
AMZN:21.1;VOO:34.8;XLF:27.5;TLT:16.6
5.4
230
16.3
Bull
11.9
3.56
2.4
107
69
36:111
80
0.0096
false
true
MaxPos8%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
19
-24
10
null
BrokerA
MKT
91
1
8
61
149
-38
9
RegimeShift
Hedge
Volatility spike and breadth deterioration
164
2.9
null
2
Monitor dispersion and breadth
E0518
P4840
2024-09-08
Trust
USD
833,541
7.5
1
35.5
Consumer:15.7;Utilities:29.4;Tech:27.7;Energy:27.1
Value:7.8;Growth:13.8;Quality:23.0;Size:20.5;Momentum:21.5;LowVol:13.4
VTI:10.4;TSLA:21.5;BND:20.1;AAPL:19.8;BRK.B:28.2
4.7
152
9
Volatile
24.2
3.66
3.4
178
-31
-54:-3
41
0.01
false
false
MaxSector35%
null
DriftNear;VarNear
Sell
Trim extended winner -1.0%
14
-32
1
null
BrokerC
MKT
96
12
10
115
148
-24
-21
null
null
Normal monitoring
201
1.1
Approved
4
Tighten stops on momentum names
E0519
P1148
2025-10-24
Trust
USD
727,850
8.1
1
42.1
Health:35.6;Materials:17.4;Consumer:31.0;Energy:15.9
Value:15.0;Growth:22.7;Quality:12.4;Size:11.0;Momentum:15.0;LowVol:23.9
HYG:8.2;BRK.B:16.2;TSLA:18.9;VNQ:28.4;MUB:21.1;MSFT:7.3
3.9
108
14
Bull
14.1
4.73
2.9
109
65
45:111
92
0.0058
false
false
MaxSector30%;NoMargin
null
null
Buy
Add core equity +1.0% from cash
34
12
5
null
BrokerD
MKT
93
4
10
-13
-33
-49
-10
null
null
Normal monitoring
157
2
null
4
Monitor dispersion and breadth
E0520
P2115
2025-07-30
Taxable
USD
684,976
6.9
1
36
RealEstate:49.0;Utilities:35.4;Materials:15.5
Value:16.4;Growth:17.6;Quality:19.7;Size:18.3;Momentum:10.7;LowVol:17.4
AAPL:26.0;MUB:36.7;TSLA:20.8;TLT:16.5
3.6
109
12.2
Bull
17.3
4.2
2.9
71
104
69:127
100
0.0137
false
false
ESGOnly;NoMargin
null
null
Sell
Trim extended winner -1.0%
-7
-3
1
null
BrokerC
VWAP
96
8
10
81
143
2
1
null
null
Normal monitoring
161
2.8
Approved
4
Tighten stops on momentum names
E0521
P8153
2025-01-08
Roth
USD
1,742,027
5.9
1.16
67.2
Health:36.1;RealEstate:28.2;Materials:35.7
Value:17.3;Growth:19.0;Quality:13.9;Size:20.0;Momentum:9.7;LowVol:20.1
XLF:35.7;TSLA:32.1;VOO:21.5;BRK.B:10.7
4.4
182
14.1
Bull
15.1
4.28
2.8
110
54
34:95
89
0.0182
false
true
MaxPos8%;MaxSector35%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
25
-15
9
null
BrokerD
MKT
91
12
15
91
226
-31
20
RegimeShift
Hedge
Volatility spike and breadth deterioration
220
1
SuggestedEdits
4
Tighten stops on momentum names
E0522
P2082
2025-06-12
401k
USD
203,727
15.2
1
73.7
RealEstate:37.6;Health:35.0;Materials:27.4
Value:15.8;Growth:16.2;Quality:15.2;Size:13.3;Momentum:15.2;LowVol:24.3
QQQ:38.4;MSFT:28.9;IEF:32.8
2.2
149
13.8
Volatile
30.7
5.35
2.2
140
22
5:51
49
0.0097
false
false
MaxPos6%;MaxSector25%
null
null
Buy
Add core equity +1.0% from cash
-3
-5
1
null
BrokerC
MKT
93
4
9
42
89
-44
-20
null
null
Normal monitoring
154
3
Approved
3
Increase defensive factor exposure
E0523
P7617
2024-10-31
Taxable
USD
793,615
6.5
1
42.4
Tech:15.7;Health:24.0;Financials:25.7;Industrials:21.9;Materials:12.7
Value:19.8;Growth:16.7;Quality:10.7;Size:14.3;Momentum:15.0;LowVol:23.5
BND:12.5;VTI:22.2;VOO:17.5;MSFT:22.2;TLT:25.6
4.6
108
12.3
Bull
14
3.6
2.2
100
90
63:144
81
0.0066
false
false
NoMargin
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
10
-33
5
null
BrokerD
VWAP
98
9
14
20
8
19
-14
null
null
Normal monitoring
143
4
Approved
3
Within IPS guidelines
E0524
P6827
2025-11-20
Taxable
USD
847,902
8.5
1
49
Financials:11.4;Consumer:23.2;RealEstate:18.1;Tech:30.3;Materials:17.0
Value:18.5;Growth:11.9;Quality:11.9;Size:16.8;Momentum:21.2;LowVol:19.6
VOO:46.7;GLD:15.4;MUB:18.0;XLF:19.8
3.7
197
21.9
Volatile
28.7
5.21
4.4
112
-42
-66:-18
11
0.0044
false
true
ESGOnly;MaxSector35%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
7
14
1
null
BrokerB
VWAP
88
7
4
72
122
-37
-13
VAR>budget
Hedge
Risk above budget threshold
119
2.9
Approved
3
Within IPS guidelines
E0525
P2984
2024-11-21
Roth
USD
882,463
12.2
1
52.9
Health:52.7;Utilities:25.0;Tech:22.3
Value:21.2;Growth:26.5;Quality:20.7;Size:11.2;Momentum:10.6;LowVol:9.7
AAPL:38.4;AMZN:29.3;BRK.B:32.4
3.7
103
7.3
Bull
12.2
3.65
2.7
117
4
-22:23
58
0.0163
false
false
MaxPos5%;MaxSector25%
null
null
Buy
Add core equity +1.0% from cash
13
0
8
null
BrokerA
MKT
89
6
6
69
65
-33
38
null
null
Normal monitoring
195
3.4
Approved
3
Tighten stops on momentum names
E0526
P9228
2024-08-10
401k
USD
213,437
16
1
39.8
Industrials:23.5;Financials:17.1;Consumer:27.1;Comm:19.3;Utilities:12.9
Value:24.1;Growth:9.7;Quality:11.1;Size:24.4;Momentum:14.2;LowVol:16.6
VTI:8.5;VNQ:32.7;MUB:23.4;QQQ:35.4
1.3
121
10.7
Volatile
27.1
4.92
3.3
180
-41
-80:9
25
0.0045
false
false
MaxPos7%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
34
-18
10
null
BrokerC
VWAP
94
6
6
-8
33
-45
-6
null
null
Normal monitoring
190
2.9
Approved
3
Monitor dispersion and breadth
E0527
P4642
2024-08-10
Roth
USD
583,501
7.8
1.16
59.6
RealEstate:31.8;Energy:15.2;Materials:32.0;Health:21.0
Value:17.5;Growth:14.0;Quality:13.1;Size:19.7;Momentum:22.3;LowVol:13.5
BRK.B:21.2;VTI:20.7;MSFT:17.5;TSLA:26.4;VNQ:14.2
3.9
211
26.7
Volatile
24.1
4.92
2.2
153
37
23:88
71
0.0103
false
true
MaxSector30%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
24
-30
5
null
BrokerC
MKT
98
1
0
80
74
-4
-15
VAR>budget
Pause
Risk above budget threshold
90
1
Approved
2
Monitor dispersion and breadth
E0528
P4304
2024-08-14
Roth
USD
297,164
8.9
1
51.7
Comm:15.2;Consumer:29.3;Utilities:15.1;RealEstate:40.3
Value:13.2;Growth:14.2;Quality:9.0;Size:22.7;Momentum:12.7;LowVol:28.2
BRK.B:29.9;TSLA:14.5;GLD:18.5;MSFT:29.0;TLT:8.1
2.3
90
7.4
Volatile
30.1
4.9
2
149
1
-35:28
39
0.0094
false
false
NoMargin
null
null
Buy
Add core equity +1.0% from cash
25
-38
11
null
BrokerD
LMT
92
4
2
78
93
-42
-7
null
null
Normal monitoring
191
1.7
Approved
3
Tax-aware sells next window
E0529
P3818
2025-09-07
Trust
USD
1,673,101
5.9
1
36.7
Financials:17.1;Industrials:27.3;Materials:22.2;Comm:9.2;RealEstate:24.2
Value:11.3;Growth:19.0;Quality:20.4;Size:14.6;Momentum:21.5;LowVol:13.2
AAPL:28.8;BRK.B:7.5;MSFT:22.5;VNQ:8.9;HYG:21.1;BND:11.3
1.6
218
11.2
Volatile
20.9
5.3
2
125
66
35:121
66
0.0107
false
true
MaxPos7%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
13
-4
8
null
BrokerA
VWAP
90
5
11
7
30
-40
-11
VAR>budget
Reduce
Risk above budget threshold
207
2.5
Approved
4
Monitor dispersion and breadth
E0530
P9291
2024-12-26
IRA
USD
857,293
6.9
1
54.8
Energy:19.8;Utilities:18.9;Comm:26.3;RealEstate:35.1
Value:14.9;Growth:12.8;Quality:25.9;Size:17.1;Momentum:16.8;LowVol:12.6
IEF:31.0;BND:22.5;TLT:15.8;AAPL:30.7
2.8
152
11.8
Bull
11.3
4.53
3.5
85
32
7:57
83
0.0071
false
false
ESGOnly
null
VarNear
NoAction
Within policy bands; defer
1
-23
11
null
BrokerC
MKT
0
0
0
34
101
14
22
null
null
Normal monitoring
136
3.6
Approved
3
Tax-aware sells next window
E0531
P7924
2025-10-15
401k
USD
558,373
9.3
1
45.1
Industrials:40.8;Materials:39.2;Comm:20.0
Value:9.2;Growth:16.0;Quality:23.8;Size:17.0;Momentum:17.0;LowVol:17.0
BRK.B:36.3;VOO:20.2;QQQ:43.5
4.5
140
16.2
Sideways
19.3
4.57
2.9
98
-8
-38:27
56
0.0077
false
false
ESGOnly;MaxSector25%
null
null
Rebalance
Shift +1.0% bonds from equity
-6
-38
6
null
BrokerB
LMT
100
12
14
-8
2
-46
37
null
null
Normal monitoring
169
1.3
null
4
Within IPS guidelines
E0532
P2971
2024-12-02
Roth
USD
1,505,946
5.3
1
53.2
RealEstate:47.9;Utilities:30.5;Comm:21.6
Value:15.0;Growth:18.8;Quality:13.5;Size:12.6;Momentum:21.0;LowVol:19.0
GLD:26.0;BND:23.6;TLT:11.5;AAPL:13.3;QQQ:25.6
2.9
166
12.3
Bull
15.2
4.72
2.4
99
31
5:73
54
0.0105
false
false
ESGOnly
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-4
-7
9
null
BrokerA
MKT
95
10
18
-18
84
-1
-1
null
null
Normal monitoring
191
3.4
null
5
Within IPS guidelines
E0533
P1691
2025-09-01
Taxable
USD
557,036
12.2
1
55.1
Materials:20.6;Financials:10.5;Health:9.0;Utilities:30.4;Tech:29.4
Value:14.5;Growth:7.3;Quality:14.6;Size:23.4;Momentum:20.5;LowVol:19.7
AAPL:17.7;VNQ:10.8;VTI:19.5;MUB:26.3;GLD:25.6
4.2
137
10.3
Bull
13.9
3.69
2.2
87
109
97:129
100
0.0148
false
false
ESGOnly;NoMargin
null
DriftNear
Buy
Add core equity +1.0% from cash
3
-7
11
null
BrokerC
VWAP
99
8
6
107
229
6
-13
null
null
Normal monitoring
92
1.2
null
5
Monitor dispersion and breadth
E0534
P9667
2025-05-04
Roth
USD
300,815
8.1
1
64.8
Tech:15.5;Materials:20.0;Comm:13.7;Consumer:35.0;Health:15.8
Value:18.1;Growth:18.0;Quality:9.9;Size:14.1;Momentum:20.2;LowVol:19.7
QQQ:16.6;HYG:20.7;MSFT:38.7;GLD:24.1
3.5
135
15.3
Sideways
15.3
3.75
2.5
113
45
9:74
75
0.0185
false
false
MaxPos7%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
7
1
6
null
BrokerC
MKT
91
9
8
-49
-2
14
39
null
null
Normal monitoring
166
2.1
Approved
4
Tighten stops on momentum names
E0535
P2289
2025-08-30
401k
USD
1,196,278
10
1
74.4
Energy:12.7;Consumer:8.7;Health:27.3;Utilities:25.2;Tech:26.1
Value:15.7;Growth:22.5;Quality:15.0;Size:20.0;Momentum:14.4;LowVol:12.4
QQQ:21.7;VOO:17.2;MUB:9.5;BRK.B:14.1;TSLA:19.5;BND:17.9
4.4
215
17.9
Bull
12.2
4.15
3.2
85
116
86:153
100
0.0193
false
true
null
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-9
-35
4
Delta:-0.14;Vega:0.06
BrokerD
LMT
91
8
16
-57
25
-23
-20
VAR>budget
TightenStops
Risk above budget threshold
115
1.2
Approved
2
Increase defensive factor exposure
E0536
P6258
2025-05-06
401k
USD
858,546
6.2
1
50.2
Utilities:30.5;Financials:49.7;Health:19.7
Value:14.1;Growth:17.0;Quality:24.5;Size:11.8;Momentum:20.3;LowVol:12.2
TSLA:7.6;MSFT:17.8;VNQ:23.0;VOO:9.9;BND:28.8;MUB:13.0
5.9
120
20.8
Bull
15.3
4.46
2.9
115
81
47:113
87
0.0037
false
false
null
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
19
-8
8
null
BrokerB
MKT
96
5
8
-35
49
-34
22
null
null
Normal monitoring
163
1.2
Approved
4
Tax-aware sells next window
E0537
P7268
2025-09-08
Taxable
USD
2,175,399
8.9
1
35.3
Industrials:31.6;Financials:50.9;Materials:17.5
Value:10.9;Growth:15.6;Quality:20.2;Size:18.6;Momentum:9.6;LowVol:25.2
MUB:18.5;MSFT:13.4;HYG:20.6;IEF:8.7;TSLA:38.7
3.4
135
11.1
Sideways
21.6
4.91
3.4
103
44
12:73
90
0.0164
false
false
MaxPos5%
null
null
Hedge
Buy index puts 1.0% notional, 30d
-4
-9
1
Delta:-0.23;Vega:0.08
BrokerD
LMT
98
12
9
-56
47
-8
-10
null
null
Normal monitoring
176
3.9
Approved
5
Tax-aware sells next window
E0538
P5380
2025-08-05
Taxable
USD
527,128
7.2
1
37.6
Consumer:43.6;Comm:29.4;Materials:26.9
Value:19.2;Growth:15.2;Quality:18.1;Size:19.5;Momentum:9.3;LowVol:18.7
AAPL:17.3;GLD:36.6;HYG:13.6;VNQ:32.5
2.7
143
13.5
Bull
12.3
4.05
2.8
103
32
4:54
62
0.0188
false
false
NoMargin
null
null
Hedge
Buy index puts 1.0% notional, 30d
30
-39
1
Delta:-0.18;Vega:0.05
BrokerC
MKT
93
12
14
103
112
18
-20
null
null
Normal monitoring
136
2.4
null
5
Tax-aware sells next window
E0539
P5573
2025-03-13
IRA
USD
805,801
17.3
1
59
Utilities:21.5;Financials:46.9;Materials:31.6
Value:18.9;Growth:10.6;Quality:18.2;Size:17.1;Momentum:14.6;LowVol:20.6
VOO:23.3;VNQ:23.1;GLD:14.7;HYG:17.1;TLT:21.8
2.2
143
8.3
Sideways
17.5
3.78
3.3
106
-24
-48:10
38
0.0126
false
false
null
null
null
Hedge
Buy index puts 1.0% notional, 30d
16
-31
11
Delta:-0.06;Vega:0.05
BrokerD
LMT
88
11
13
-58
1
-53
-23
null
null
Normal monitoring
216
1.7
null
5
Increase defensive factor exposure
E0540
P0480
2025-02-24
Roth
USD
847,697
12.2
1
40
Health:17.4;Financials:27.0;Tech:35.7;Utilities:20.0
Value:19.2;Growth:24.2;Quality:15.8;Size:16.2;Momentum:11.4;LowVol:13.1
AAPL:20.1;TSLA:10.6;TLT:21.3;QQQ:15.3;XLF:16.7;VTI:16.1
4.7
153
13.9
Bull
16.3
4.62
2.1
73
80
50:102
90
0.0163
false
false
ESGOnly;MaxPos5%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
30
-31
8
null
BrokerB
LMT
99
9
15
1
-38
-33
33
null
null
Normal monitoring
215
2.8
Approved
3
Tax-aware sells next window
E0541
P3810
2025-08-18
IRA
USD
2,376,141
8.4
1
42.4
Financials:25.7;Tech:12.3;Utilities:23.4;Materials:13.5;RealEstate:25.1
Value:9.1;Growth:17.0;Quality:9.4;Size:25.9;Momentum:19.5;LowVol:19.2
MUB:29.8;TLT:18.2;VTI:11.8;GLD:10.8;MSFT:29.4
3.8
170
14
Volatile
31
4.5
4.3
163
-27
-39:2
52
0.0099
false
false
MaxSector35%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
0
-33
6
null
BrokerB
MKT
98
4
11
11
109
-48
16
null
null
Normal monitoring
187
3
null
5
Tax-aware sells next window
E0542
P5379
2024-08-21
Taxable
USD
414,755
14
1
71.9
Energy:17.3;Health:19.7;Utilities:19.7;Industrials:21.9;Materials:21.4
Value:12.1;Growth:29.3;Quality:14.0;Size:12.1;Momentum:12.3;LowVol:20.2
QQQ:50.0;XLF:15.9;BRK.B:18.8;AMZN:15.2
1.4
132
9.9
Bull
16.7
3.67
3.4
103
109
80:160
100
0.0163
false
false
MaxSector25%;NoMargin
null
null
Buy
Add core equity +1.0% from cash
26
3
5
null
BrokerA
MKT
91
5
7
97
162
-16
13
null
null
Normal monitoring
90
2.1
Approved
3
Increase defensive factor exposure
E0543
P1306
2025-02-12
Taxable
USD
1,520,145
5.7
1.13
57.5
Health:31.1;Comm:9.4;Utilities:17.7;Consumer:22.8;RealEstate:18.9
Value:11.6;Growth:10.5;Quality:22.6;Size:12.9;Momentum:24.9;LowVol:17.6
BND:12.0;BRK.B:24.8;TLT:12.3;MSFT:22.5;VOO:28.4
4.6
133
10.5
Volatile
28.5
5.16
2.3
161
-47
-84:-29
22
0.0197
false
false
MaxPos7%
null
null
Rebalance
Shift +1.0% bonds from equity
28
-29
12
null
BrokerC
MKT
97
4
1
38
78
2
22
null
null
Normal monitoring
161
1.5
null
3
Tax-aware sells next window
E0544
P3366
2024-10-13
Roth
USD
407,790
8.9
1
69.6
Comm:21.7;Utilities:26.9;Energy:20.4;Tech:31.1
Value:16.6;Growth:20.5;Quality:21.3;Size:11.9;Momentum:12.2;LowVol:17.6
TLT:13.7;TSLA:33.6;QQQ:33.0;VNQ:19.6
3.5
123
14.8
Sideways
20.8
3.55
2
134
26
11:67
64
0.009
false
false
null
null
null
Buy
Add core equity +1.0% from cash
17
7
3
null
BrokerC
LMT
99
6
7
47
145
-58
-8
null
null
Normal monitoring
161
3.1
Approved
3
Monitor dispersion and breadth
E0545
P6275
2025-03-24
Taxable
USD
160,191
9.7
1
50.1
Comm:13.0;Industrials:22.6;Consumer:32.3;Health:16.7;Utilities:15.3
Value:9.4;Growth:21.9;Quality:24.2;Size:7.3;Momentum:15.5;LowVol:21.7
HYG:11.9;XLF:17.1;TSLA:10.8;VTI:14.9;MUB:20.4;QQQ:24.8
1.8
154
11.6
Volatile
20.6
4.98
3.8
159
2
-33:27
63
0.0093
false
false
MaxPos8%;MaxSector30%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
6
-5
2
null
BrokerA
MKT
89
2
4
96
110
-50
-23
null
null
Normal monitoring
148
3.3
null
5
Monitor dispersion and breadth
E0546
P9169
2025-11-29
IRA
USD
460,144
11.1
1
45.4
Health:18.0;Energy:20.8;Industrials:26.9;Financials:23.2;Utilities:11.1
Value:16.6;Growth:21.7;Quality:12.6;Size:14.9;Momentum:16.3;LowVol:17.9
HYG:37.0;QQQ:22.4;MSFT:14.0;IEF:26.6
4.8
168
15.1
Volatile
29
4.22
2.5
113
59
43:98
75
0.0188
false
false
MaxPos7%;MaxSector30%;NoMargin
null
DriftNear;VarNear
Sell
Trim extended winner -1.0%
-10
-36
7
null
BrokerC
LMT
90
3
0
30
73
13
16
null
null
Normal monitoring
108
1.3
Approved
4
Increase defensive factor exposure
E0547
P5541
2024-07-29
401k
USD
1,424,721
7.3
1.08
71
Consumer:23.3;Energy:51.4;Health:25.3
Value:18.9;Growth:22.5;Quality:24.3;Size:12.5;Momentum:13.0;LowVol:8.7
AAPL:21.8;MSFT:20.4;GLD:26.0;IEF:16.9;TSLA:14.9
6.6
180
20.2
Bear
30.8
3.07
2
151
24
-16:74
46
0.01
true
false
MaxSector35%
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
10
-39
8
null
BrokerB
MKT
95
10
13
-32
28
-9
17
Drift>tolerance
Reduce
Allocation drift beyond policy bands
212
1.2
Approved
2
Monitor dispersion and breadth
E0548
P0034
2024-09-06
401k
USD
667,275
8.5
1
64.8
Health:31.3;Comm:51.7;Utilities:17.0
Value:20.5;Growth:20.3;Quality:14.9;Size:23.1;Momentum:9.2;LowVol:12.1
MUB:41.3;TSLA:17.1;BRK.B:41.7
4.7
92
13
Bear
31.8
4.17
2.6
153
-100
-126:-74
5
0.0043
false
false
MaxPos7%;NoMargin
null
DriftNear
Sell
Trim extended winner -1.0%
-1
-25
3
null
BrokerA
MKT
89
5
8
54
25
10
34
null
null
Normal monitoring
142
2.4
null
3
Tax-aware sells next window
E0549
P5371
2025-02-08
Trust
USD
891,960
3
1.06
70.9
RealEstate:26.1;Utilities:9.5;Materials:19.6;Consumer:26.3;Comm:18.6
Value:18.5;Growth:9.3;Quality:21.7;Size:21.7;Momentum:12.5;LowVol:16.4
XLF:33.4;QQQ:30.5;VTI:36.1
6.8
225
26.7
Volatile
20.3
4.59
2.6
112
30
17:53
70
0.0179
true
true
null
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
26
-1
5
null
BrokerA
LMT
99
10
15
-11
35
-38
13
Drift>tolerance
Hedge
Allocation drift beyond policy bands
168
2.4
null
2
Tighten stops on momentum names
E0550
P5606
2025-03-20
Taxable
USD
773,612
7.3
1
74.1
Tech:26.7;Financials:45.0;Consumer:28.3
Value:13.1;Growth:13.9;Quality:14.6;Size:22.5;Momentum:18.3;LowVol:17.6
BND:12.2;XLF:16.2;MUB:25.2;HYG:15.1;TLT:31.3
2.9
248
26.6
Sideways
19.5
4.79
2.3
103
33
18:84
49
0.0174
false
true
MaxPos5%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-10
0
12
null
BrokerC
MKT
88
2
2
48
89
16
17
RegimeShift
Reduce
Volatility spike and breadth deterioration
182
1.7
Approved
5
Tax-aware sells next window
E0551
P9572
2024-09-15
Trust
USD
1,756,223
6.4
1
58.6
Financials:29.6;Health:34.5;Tech:35.8
Value:18.9;Growth:13.8;Quality:13.1;Size:16.4;Momentum:20.9;LowVol:16.9
VTI:22.3;TSLA:26.7;MUB:10.8;TLT:23.7;BND:16.5
2.1
137
20.4
Bear
30.3
3.76
3
205
-56
-68:-24
23
0.013
false
false
ESGOnly
null
null
Hedge
Buy index puts 1.0% notional, 30d
-15
-6
8
Delta:-0.22;Vega:0.08
BrokerB
MKT
93
12
13
17
66
3
-10
null
null
Normal monitoring
133
3.9
null
4
Increase defensive factor exposure
E0552
P8183
2025-02-28
Roth
USD
555,115
7.2
1
35.9
Energy:42.2;RealEstate:37.7;Health:20.2
Value:18.7;Growth:19.1;Quality:25.3;Size:10.6;Momentum:15.3;LowVol:11.0
GLD:8.5;AAPL:34.9;TLT:33.2;BRK.B:23.4
1.6
112
15.3
Sideways
14.9
3.72
2.5
94
13
-20:44
51
0.0091
false
false
MaxPos6%;NoMargin
null
null
Buy
Add core equity +1.0% from cash
10
-32
10
null
BrokerB
LMT
90
5
4
-56
-36
-47
24
null
null
Normal monitoring
188
3.5
Approved
4
Tighten stops on momentum names
E0553
P4328
2024-11-16
IRA
USD
618,650
5.5
1
68.4
Utilities:23.3;Health:16.5;Financials:13.8;Tech:35.3;Materials:11.1
Value:8.7;Growth:22.4;Quality:17.1;Size:21.4;Momentum:19.8;LowVol:10.6
HYG:17.3;MUB:17.5;XLF:12.5;GLD:11.6;VNQ:18.1;VTI:23.1
3.3
122
16
Volatile
22.3
4.84
4.3
172
29
17:63
46
0.0081
false
false
MaxPos8%;MaxSector30%;NoMargin
null
null
Buy
Add core equity +1.0% from cash
23
-14
7
null
BrokerC
MKT
97
9
7
-39
90
-32
16
null
null
Normal monitoring
171
1.4
null
5
Within IPS guidelines
E0554
P9699
2025-07-03
Trust
USD
2,479,332
8.9
1.09
44.8
Comm:35.5;Financials:28.2;RealEstate:36.4
Value:20.7;Growth:18.8;Quality:10.7;Size:15.8;Momentum:20.5;LowVol:13.6
QQQ:15.9;MSFT:9.2;BRK.B:12.2;HYG:24.9;IEF:28.3;AMZN:9.5
4.3
163
15.5
Volatile
31.9
3.76
2.4
155
11
-17:66
38
0.0125
false
false
MaxPos6%
null
VarNear
NoAction
Within policy bands; defer
-15
13
3
null
BrokerD
LMT
0
0
0
45
9
-20
40
null
null
Normal monitoring
174
2.4
Approved
3
Tax-aware sells next window
E0555
P3897
2025-05-14
Trust
USD
1,475,939
5.6
1
74.2
Comm:35.5;Tech:44.0;Industrials:20.5
Value:13.1;Growth:15.4;Quality:24.1;Size:11.4;Momentum:10.9;LowVol:25.0
IEF:10.8;XLF:20.9;VOO:13.7;QQQ:17.8;TSLA:17.7;MSFT:19.0
4.2
186
16.8
Volatile
31.7
5.04
2.5
146
26
-13:48
56
0.0078
false
true
ESGOnly;MaxPos7%;MaxSector35%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
1
-30
3
null
BrokerA
LMT
93
7
7
101
138
-22
21
RegimeShift
Reduce
Volatility spike and breadth deterioration
121
3
SuggestedEdits
5
Increase defensive factor exposure
E0556
P9220
2025-04-01
Roth
USD
816,188
7.7
1
54.7
Financials:21.4;Utilities:20.9;Materials:17.1;Consumer:17.2;RealEstate:23.4
Value:19.3;Growth:18.3;Quality:20.8;Size:19.2;Momentum:9.8;LowVol:12.5
HYG:32.8;TSLA:31.6;QQQ:35.6
4.2
168
9.8
Bull
13.3
3.81
2.1
77
96
78:138
100
0.0191
false
false
ESGOnly;MaxPos7%
null
DriftNear;VarNear
Sell
Trim extended winner -1.0%
1
7
9
null
BrokerA
VWAP
93
2
3
55
156
-3
-19
null
null
Normal monitoring
202
2.5
Approved
4
Tighten stops on momentum names
E0557
P3944
2025-12-23
IRA
USD
362,233
6.5
1
54.1
Consumer:27.4;Financials:55.4;Tech:17.2
Value:19.9;Growth:16.5;Quality:16.5;Size:22.3;Momentum:16.6;LowVol:8.2
IEF:25.9;TSLA:24.6;BRK.B:20.4;VOO:17.2;GLD:12.1
2.8
260
18.7
Volatile
22.2
5.07
3.7
178
-54
-66:-22
11
0.0061
false
true
MaxSector35%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
16
8
9
null
BrokerB
LMT
90
8
7
-9
73
10
26
RegimeShift
Hedge
Volatility spike and breadth deterioration
141
1.9
null
2
Monitor dispersion and breadth
E0558
P5626
2024-10-24
Trust
USD
538,480
9.7
1
61.4
Health:50.5;Industrials:16.1;Energy:33.4
Value:18.8;Growth:14.9;Quality:9.3;Size:27.6;Momentum:10.0;LowVol:19.4
TSLA:35.9;IEF:40.4;XLF:23.8
1.3
155
7.6
Bull
11.9
4.43
2.8
90
107
81:132
87
0.0174
false
false
MaxSector25%;NoMargin
null
VarNear
NoAction
Within policy bands; defer
21
-11
4
null
BrokerC
LMT
0
0
0
13
101
-34
29
null
null
Normal monitoring
205
2.4
Approved
4
Within IPS guidelines
E0559
P9247
2025-02-09
Trust
USD
1,799,892
9.9
1.06
53.3
RealEstate:42.4;Consumer:37.8;Financials:19.8
Value:18.1;Growth:19.2;Quality:11.1;Size:17.7;Momentum:20.7;LowVol:13.2
BND:59.3;QQQ:16.4;BRK.B:24.3
2.6
222
15.3
Bull
17.2
3.69
2.4
84
32
-4:73
66
0.0121
false
true
ESGOnly
null
VarNear
Rebalance
Shift +1.0% bonds from equity
18
-2
11
null
BrokerA
MKT
97
3
5
34
122
-53
36
RegimeShift
TightenStops
Volatility spike and breadth deterioration
189
3.1
Approved
4
Tax-aware sells next window
E0560
P3804
2025-06-21
Taxable
USD
760,354
8
1
40.5
Comm:20.2;Industrials:18.5;Consumer:20.6;RealEstate:19.4;Utilities:21.3
Value:7.1;Growth:16.7;Quality:23.4;Size:20.1;Momentum:10.8;LowVol:21.8
IEF:8.1;VOO:20.9;VNQ:15.0;VTI:14.9;BRK.B:11.1;XLF:29.9
1.4
108
10.9
Bear
33.5
3.09
2.3
179
-71
-107:-24
20
0.0107
false
false
ESGOnly;MaxPos5%
null
null
Sell
Trim extended winner -1.0%
-9
-19
10
null
BrokerD
LMT
98
2
5
79
176
-2
8
null
null
Normal monitoring
112
1.9
null
4
Increase defensive factor exposure
E0561
P4714
2025-08-06
401k
USD
1,479,606
5.2
1.08
58.1
Utilities:12.9;RealEstate:27.8;Comm:33.0;Consumer:26.3
Value:11.0;Growth:21.8;Quality:19.7;Size:11.3;Momentum:15.3;LowVol:21.0
IEF:20.3;MUB:20.2;VNQ:16.4;AMZN:10.1;TLT:14.5;AAPL:18.5
7
170
24.3
Bear
28.1
3.77
1.9
201
-40
-71:-22
27
0.0139
true
false
null
null
DriftNear
Hedge
Buy index puts 1.0% notional, 30d
32
-27
4
Delta:-0.16;Vega:0.06
BrokerD
MKT
92
7
11
14
45
-41
10
Drift>tolerance
Hedge
Allocation drift beyond policy bands
172
2.6
null
2
Tighten stops on momentum names
E0562
P4927
2024-07-28
401k
USD
752,593
9.8
1
54.6
Health:10.8;Industrials:8.8;Utilities:23.4;Comm:25.9;Energy:31.2
Value:21.5;Growth:11.0;Quality:24.5;Size:8.5;Momentum:20.9;LowVol:13.6
TSLA:13.3;AAPL:39.4;IEF:13.4;BND:33.9
4
199
18.1
Sideways
18.7
4.45
3.2
134
-28
-63:18
38
0.009
false
true
MaxPos5%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
16
-15
1
null
BrokerB
LMT
96
11
10
-34
102
-12
-22
VAR>budget
Hedge
Risk above budget threshold
208
1.2
SuggestedEdits
2
Increase defensive factor exposure
E0563
P6278
2025-04-27
IRA
USD
950,874
4.2
1
70.8
Health:24.1;Energy:24.6;Tech:24.8;Consumer:26.5
Value:15.8;Growth:13.2;Quality:19.0;Size:14.1;Momentum:19.8;LowVol:18.0
AMZN:15.1;BND:23.4;XLF:17.5;VOO:20.5;TSLA:13.9;BRK.B:9.6
5.1
141
12.8
Volatile
30.1
3.81
2.4
176
-60
-83:-19
20
0.0133
false
false
MaxPos5%
null
DriftNear
Sell
Trim extended winner -1.0%
16
7
1
null
BrokerC
VWAP
88
3
6
74
78
20
-25
null
null
Normal monitoring
93
2.8
Approved
5
Increase defensive factor exposure
E0564
P9988
2025-03-07
Taxable
USD
677,480
6.5
1
74
Health:27.9;Energy:39.5;Financials:32.6
Value:13.7;Growth:25.7;Quality:8.3;Size:25.9;Momentum:9.0;LowVol:17.5
VTI:16.8;XLF:18.2;MSFT:33.9;VNQ:31.2
3.6
99
11.5
Bear
28.3
4.44
1.2
154
-13
-46:18
43
0.0101
false
false
ESGOnly;MaxPos5%;NoMargin
null
null
Hedge
Buy index puts 1.0% notional, 30d
21
-37
8
Delta:-0.19;Vega:0.09
BrokerB
MKT
96
10
17
-4
-19
18
10
null
null
Normal monitoring
216
1.7
null
3
Increase defensive factor exposure
E0565
P1324
2025-05-27
Taxable
USD
1,214,209
9.8
1
70.1
Materials:14.5;Industrials:27.3;RealEstate:23.8;Consumer:17.4;Health:17.0
Value:19.5;Growth:10.6;Quality:11.5;Size:19.4;Momentum:21.7;LowVol:17.4
MUB:28.6;AAPL:19.0;MSFT:52.4
5.6
128
12.8
Volatile
22.6
4.24
4.1
120
-5
-18:12
45
0.016
false
false
MaxPos8%
null
DriftNear
NoAction
Within policy bands; defer
6
-34
1
null
BrokerA
VWAP
0
0
0
-21
113
-16
31
null
null
Normal monitoring
122
3.2
Approved
3
Tax-aware sells next window
E0566
P7293
2025-02-15
Taxable
USD
1,170,359
3.4
1
59.5
Utilities:37.9;Tech:24.5;Financials:37.5
Value:14.0;Growth:17.6;Quality:13.3;Size:17.0;Momentum:21.8;LowVol:16.3
MSFT:11.4;VNQ:19.2;VTI:20.3;AMZN:19.9;HYG:18.4;QQQ:10.8
6.4
245
17.3
Bull
12.5
4.53
3.3
94
117
97:167
100
0.0125
true
true
null
MaxPosExceeded
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
28
13
1
Delta:-0.12;Vega:0.02
BrokerA
MKT
96
12
14
9
33
13
-2
VAR>budget
Pause
Risk above budget threshold
171
2.3
null
4
Tighten stops on momentum names
E0567
P5795
2024-10-06
Trust
USD
397,309
8.9
1
54.1
Financials:51.3;RealEstate:23.1;Utilities:25.6
Value:22.0;Growth:8.5;Quality:9.4;Size:24.3;Momentum:24.6;LowVol:11.2
TSLA:6.8;MUB:31.0;BRK.B:9.2;BND:9.7;HYG:22.3;AAPL:21.0
4.5
136
11.1
Sideways
21.9
4.73
2.2
127
-22
-33:29
25
0.0145
false
false
ESGOnly;MaxPos8%;MaxSector30%
null
DriftNear
Hedge
Buy index puts 1.0% notional, 30d
-11
-11
2
Delta:-0.15;Vega:0.08
BrokerD
MKT
97
5
12
78
127
-39
14
null
null
Normal monitoring
158
3.2
null
3
Monitor dispersion and breadth
E0568
P3108
2024-07-26
Taxable
USD
607,461
8
1
63.5
Comm:23.2;Industrials:20.0;Consumer:35.3;Materials:21.6
Value:13.7;Growth:21.0;Quality:10.3;Size:21.2;Momentum:22.5;LowVol:11.2
MUB:24.9;VTI:17.7;BND:13.2;GLD:11.3;VOO:24.3;VNQ:8.6
1.3
150
13.6
Volatile
24.9
3.84
2.9
127
-25
-37:-2
20
0.0101
false
false
NoMargin
null
null
Buy
Add core equity +1.0% from cash
-4
-30
1
null
BrokerA
LMT
90
4
6
31
16
0
31
null
null
Normal monitoring
153
3.8
null
5
Tax-aware sells next window
E0569
P2119
2025-05-31
IRA
USD
261,815
17.8
1
43.7
Energy:17.0;RealEstate:29.7;Comm:28.5;Financials:24.8
Value:19.8;Growth:14.7;Quality:19.6;Size:19.4;Momentum:17.9;LowVol:8.5
IEF:40.9;XLF:44.1;VTI:15.0
4.7
120
13.3
Bull
14.8
3.59
3.3
105
18
1:73
50
0.0143
false
false
MaxSector35%;NoMargin
null
DriftNear
Sell
Trim extended winner -1.0%
32
-12
11
null
BrokerA
LMT
92
3
1
119
215
-26
6
null
null
Normal monitoring
204
2.2
null
4
Monitor dispersion and breadth
E0570
P3288
2025-12-24
Taxable
USD
919,105
8
1
48.8
Materials:26.1;Consumer:25.9;RealEstate:22.8;Tech:25.2
Value:8.4;Growth:23.3;Quality:22.5;Size:24.1;Momentum:7.5;LowVol:14.2
XLF:19.0;BND:19.3;VOO:19.8;VTI:22.3;MSFT:13.7;BRK.B:5.8
3.9
218
17.1
Sideways
20.3
3.87
2.9
119
11
-6:60
46
0.012
false
true
MaxPos7%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-1
12
3
Delta:-0.13;Vega:0.05
BrokerC
LMT
91
5
13
11
139
-31
19
VAR>budget
Reduce
Risk above budget threshold
132
2.8
null
4
Tax-aware sells next window
E0571
P3029
2025-01-15
Trust
USD
583,459
11.1
1
47.5
Tech:43.1;Health:26.4;RealEstate:30.5
Value:10.2;Growth:23.0;Quality:16.5;Size:24.3;Momentum:14.8;LowVol:11.2
VOO:17.0;BRK.B:33.4;AAPL:39.3;XLF:10.2
5
169
14.8
Bull
15.5
3.65
2.4
81
27
-1:56
63
0.0059
false
false
null
null
DriftNear;VarNear
NoAction
Within policy bands; defer
-2
-17
5
null
BrokerC
MKT
0
0
0
47
129
-8
-7
null
null
Normal monitoring
154
1.3
null
4
Tighten stops on momentum names
E0572
P7215
2025-07-16
Roth
USD
810,941
12.4
1
51.4
Tech:19.8;Materials:40.2;Comm:40.0
Value:22.9;Growth:17.5;Quality:19.8;Size:9.3;Momentum:20.0;LowVol:10.5
HYG:21.3;AAPL:22.9;TLT:18.2;MUB:18.6;VNQ:14.0;VOO:4.9
4.6
160
15.9
Sideways
15.4
4.75
2
135
12
-2:41
56
0.0069
false
false
MaxSector35%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
24
7
3
null
BrokerB
VWAP
88
11
11
-32
80
-19
-25
null
null
Normal monitoring
90
1.4
Approved
4
Tax-aware sells next window
E0573
P3571
2024-07-23
Taxable
USD
777,452
8.7
1
48.2
Energy:17.3;Materials:17.1;Financials:21.6;Consumer:20.8;Utilities:23.1
Value:20.0;Growth:14.2;Quality:15.6;Size:13.7;Momentum:15.0;LowVol:21.5
MSFT:8.3;HYG:22.0;VOO:28.1;TSLA:8.5;AAPL:8.5;XLF:24.5
4.3
196
15.3
Bull
14.6
4.25
2.4
80
24
-13:72
60
0.0081
false
false
null
null
VarNear
Sell
Trim extended winner -1.0%
14
11
1
null
BrokerC
LMT
90
10
17
-8
13
-15
36
null
null
Normal monitoring
190
1.3
null
5
Tighten stops on momentum names
E0574
P6787
2025-03-27
Taxable
USD
831,146
17.9
1
60.1
Energy:15.6;Materials:34.4;Industrials:35.5;Utilities:14.6
Value:19.7;Growth:21.1;Quality:14.8;Size:13.9;Momentum:14.6;LowVol:15.8
VNQ:24.7;VTI:20.5;MSFT:10.1;MUB:22.5;AMZN:22.3
1.9
159
15.5
Volatile
26.7
3.91
2.4
131
-24
-54:3
51
0.0089
false
false
MaxPos6%;NoMargin
null
VarNear
Buy
Add core equity +1.0% from cash
17
13
5
null
BrokerA
MKT
91
4
7
57
35
2
37
null
null
Normal monitoring
191
2
Approved
3
Monitor dispersion and breadth
E0575
P8528
2024-10-01
Trust
USD
666,362
15.9
1
67.9
Energy:15.1;Tech:26.8;Materials:22.3;RealEstate:35.8
Value:22.6;Growth:17.3;Quality:13.2;Size:18.7;Momentum:12.4;LowVol:15.8
VNQ:29.0;MUB:31.4;BRK.B:12.5;HYG:27.1
2.3
149
12.3
Bear
34.2
4.35
1.8
218
38
-2:66
51
0.0088
false
false
NoMargin
null
null
NoAction
Within policy bands; defer
10
-30
4
null
BrokerD
LMT
0
0
0
61
184
12
9
null
null
Normal monitoring
169
3
null
3
Increase defensive factor exposure
E0576
P1295
2024-12-03
Trust
USD
1,660,179
7.4
1
44
Materials:33.1;Financials:19.9;Comm:31.0;RealEstate:16.1
Value:8.0;Growth:27.2;Quality:11.7;Size:10.8;Momentum:15.8;LowVol:26.5
VTI:36.7;XLF:46.3;HYG:17.0
4.6
207
16
Volatile
27.3
4.65
3.8
124
73
60:104
92
0.0113
false
true
MaxSector35%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
11
9
8
Delta:-0.24;Vega:0.08
BrokerA
LMT
96
6
14
52
70
-17
34
VAR>budget
Reduce
Risk above budget threshold
134
3
Approved
2
Within IPS guidelines
E0577
P9358
2025-05-22
Trust
USD
982,375
7.1
1
71
RealEstate:18.9;Comm:32.1;Tech:26.2;Health:12.1;Consumer:10.7
Value:17.9;Growth:16.2;Quality:17.8;Size:18.6;Momentum:12.1;LowVol:17.4
VOO:18.5;XLF:25.6;HYG:55.9
4.4
221
21.6
Bear
33.1
3.35
1.1
209
9
-21:48
50
0.0089
false
true
MaxPos5%;MaxSector35%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
22
-14
3
Delta:-0.06;Vega:0.04
BrokerB
MKT
99
10
13
26
103
-39
26
VAR>budget
Pause
Risk above budget threshold
105
2
Approved
3
Tax-aware sells next window
E0578
P6643
2025-09-28
Taxable
USD
1,541,561
4.2
1.22
43.3
Materials:40.1;Comm:29.1;Utilities:30.7
Value:17.1;Growth:18.9;Quality:16.8;Size:16.8;Momentum:14.5;LowVol:15.9
IEF:22.2;AMZN:17.7;BND:12.8;QQQ:22.9;VTI:5.7;TSLA:18.7
4.8
201
15.8
Bull
13.8
4.97
3
74
26
1:61
50
0.007
false
true
ESGOnly;MaxPos6%;MaxSector30%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-7
-8
12
null
BrokerC
MKT
93
9
15
-31
31
-14
-12
VAR>budget
Pause
Risk above budget threshold
215
2.1
SuggestedEdits
5
Within IPS guidelines
E0579
P2367
2025-05-12
Taxable
USD
599,313
5.9
1
46
RealEstate:20.2;Tech:46.7;Energy:33.0
Value:25.2;Growth:10.2;Quality:21.3;Size:19.5;Momentum:12.0;LowVol:11.7
TSLA:30.3;MSFT:33.2;AAPL:28.5;HYG:8.0
2.2
127
15.6
Bull
14.8
4.65
3.3
120
44
22:68
79
0.0121
false
false
ESGOnly;NoMargin
null
null
Buy
Add core equity +1.0% from cash
-7
-8
11
null
BrokerB
MKT
95
9
9
17
71
5
-2
null
null
Normal monitoring
153
2.4
null
3
Increase defensive factor exposure
E0580
P3285
2024-09-05
Trust
USD
1,789,238
8.6
1
55.6
RealEstate:37.9;Utilities:15.1;Comm:14.5;Energy:32.5
Value:15.1;Growth:13.1;Quality:11.3;Size:23.4;Momentum:25.4;LowVol:11.5
TSLA:29.5;QQQ:27.2;VTI:14.8;BRK.B:28.5
1.6
209
17.8
Bull
11.8
3.72
2.6
102
7
-28:46
39
0.0118
false
true
ESGOnly
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
10
-3
8
Delta:-0.23;Vega:0.08
BrokerD
MKT
95
12
17
-56
1
0
8
VAR>budget
TightenStops
Risk above budget threshold
99
0.8
SuggestedEdits
3
Tax-aware sells next window
E0581
P0662
2024-08-18
401k
USD
599,510
6.7
1
41.8
Utilities:31.2;Health:32.2;Industrials:36.6
Value:23.3;Growth:16.9;Quality:12.0;Size:13.4;Momentum:15.5;LowVol:18.9
MSFT:36.9;AAPL:43.2;VTI:19.9
3.3
153
11.2
Bull
17.5
3.64
2.7
95
6
-28:57
43
0.0109
false
false
ESGOnly;MaxSector30%
null
VarNear
Buy
Add core equity +1.0% from cash
-15
-24
9
null
BrokerB
VWAP
96
12
17
-35
66
7
1
null
null
Normal monitoring
148
3.9
Approved
4
Within IPS guidelines
E0582
P6576
2025-12-18
Taxable
USD
203,135
5.8
1
59.9
Industrials:25.8;Utilities:23.3;RealEstate:24.7;Tech:26.3
Value:21.6;Growth:22.7;Quality:14.8;Size:18.3;Momentum:10.2;LowVol:12.4
GLD:23.6;TSLA:32.8;BRK.B:18.6;TLT:25.0
4.8
110
7
Sideways
18.9
3.58
2.1
119
24
13:66
77
0.0174
false
false
ESGOnly;MaxPos6%
null
DriftNear
NoAction
Within policy bands; defer
1
6
6
null
BrokerB
LMT
0
0
0
10
49
20
-25
null
null
Normal monitoring
137
3.6
null
5
Within IPS guidelines
E0583
P8866
2024-10-26
Trust
USD
1,780,826
5.7
1
68.4
Comm:19.0;Utilities:18.9;Financials:19.2;RealEstate:23.5;Consumer:19.5
Value:9.5;Growth:21.5;Quality:21.4;Size:16.3;Momentum:22.2;LowVol:9.1
TLT:32.8;QQQ:30.7;VTI:20.4;AMZN:16.1
4.9
259
20
Bull
11.8
4.41
3.1
119
6
-4:40
43
0.0085
false
true
ESGOnly;MaxSector25%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
35
-36
12
Delta:-0.25;Vega:0.08
BrokerC
LMT
99
9
7
106
89
-43
27
VAR>budget
Hedge
Risk above budget threshold
215
2.1
null
4
Within IPS guidelines
E0584
P5643
2025-05-21
Trust
USD
1,630,324
6.2
1
53.6
Health:17.9;Comm:14.2;Tech:21.4;Energy:29.8;Industrials:16.6
Value:13.6;Growth:8.6;Quality:23.0;Size:22.3;Momentum:18.5;LowVol:14.0
VNQ:32.3;MSFT:31.9;HYG:20.0;BRK.B:15.8
5.8
195
14.1
Bull
13.4
4.09
2.2
111
88
61:128
79
0.013
false
true
MaxPos6%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
31
11
6
null
BrokerA
LMT
96
12
9
-38
-75
-24
8
VAR>budget
Reduce
Risk above budget threshold
138
2.6
null
4
Within IPS guidelines
E0585
P3877
2024-07-16
401k
USD
1,319,435
10
1
39.5
Tech:21.7;Health:24.2;Consumer:16.3;Financials:22.0;Comm:15.9
Value:16.9;Growth:20.9;Quality:23.6;Size:9.0;Momentum:9.4;LowVol:20.2
MSFT:16.3;BND:50.9;AMZN:32.8
1.8
144
16.1
Volatile
21.4
4.31
3.7
157
-43
-73:-7
27
0.0046
false
false
MaxSector30%
null
null
Buy
Add core equity +1.0% from cash
18
-32
2
null
BrokerB
MKT
90
1
1
66
150
-1
26
null
null
Normal monitoring
149
2.9
null
4
Tax-aware sells next window
E0586
P8961
2025-05-27
401k
USD
1,403,202
7.6
1
38.3
Comm:29.1;Utilities:19.7;Tech:24.2;RealEstate:27.1
Value:19.3;Growth:12.1;Quality:19.6;Size:16.4;Momentum:10.0;LowVol:22.5
AAPL:26.5;QQQ:38.8;VTI:34.6
6.4
160
20.9
Sideways
15.3
4.16
2.2
96
-14
-39:39
59
0.0037
true
false
MaxPos5%
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
4
-21
3
null
BrokerA
MKT
91
4
11
76
194
-52
36
Drift>tolerance
Hedge
Allocation drift beyond policy bands
162
2
null
4
Tighten stops on momentum names
E0587
P2573
2025-12-17
Taxable
USD
1,082,920
9.3
1
43.8
Materials:37.3;Energy:29.8;Health:32.9
Value:23.8;Growth:24.0;Quality:9.7;Size:12.9;Momentum:10.0;LowVol:19.6
BND:29.1;XLF:20.7;TLT:9.1;AAPL:12.6;HYG:22.1;VOO:6.4
2.8
214
10.4
Bear
30.3
3.56
1.3
158
2
-36:57
38
0.0148
false
true
ESGOnly;MaxPos5%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
6
-27
6
null
BrokerD
LMT
95
9
17
80
161
-58
11
VAR>budget
Reduce
Risk above budget threshold
110
2.9
SuggestedEdits
2
Monitor dispersion and breadth
E0588
P5191
2025-03-15
Trust
USD
1,656,649
3.6
1.15
68.4
Financials:33.4;Industrials:13.9;Energy:36.6;Health:16.1
Value:21.0;Growth:9.0;Quality:20.4;Size:17.9;Momentum:13.4;LowVol:18.3
AMZN:22.8;BRK.B:17.7;QQQ:26.2;XLF:21.8;IEF:11.5
4.3
196
18.1
Volatile
25.7
5.07
3.3
112
-58
-82:-33
33
0.0071
false
false
ESGOnly
null
VarNear
Buy
Add core equity +1.0% from cash
5
13
7
null
BrokerA
LMT
92
9
8
-22
-5
-40
39
null
null
Normal monitoring
170
2.4
Approved
3
Tighten stops on momentum names
E0589
P9462
2024-11-03
Roth
USD
453,908
13.6
1
39
Energy:12.6;Financials:28.9;Consumer:31.6;Industrials:12.7;Health:14.1
Value:12.1;Growth:14.1;Quality:23.3;Size:26.5;Momentum:9.8;LowVol:14.2
MUB:35.6;QQQ:17.0;VNQ:12.5;GLD:22.5;BND:12.4
1.3
143
14
Bull
11.2
4.22
3.2
102
22
1:64
65
0.0196
false
false
ESGOnly;MaxSector30%
null
null
Sell
Trim extended winner -1.0%
23
-40
3
null
BrokerA
LMT
90
1
5
82
204
15
8
null
null
Normal monitoring
116
1.3
Approved
3
Within IPS guidelines
E0590
P6518
2024-10-15
Trust
USD
629,041
7.7
1
69.6
Materials:24.1;Industrials:25.7;Tech:14.8;Utilities:10.2;Energy:25.1
Value:12.1;Growth:15.0;Quality:18.1;Size:17.3;Momentum:10.8;LowVol:26.6
TSLA:21.6;IEF:13.4;VNQ:16.3;TLT:8.1;AMZN:15.4;HYG:25.1
4.6
224
10.7
Sideways
18.4
4.42
2.4
122
2
-20:26
68
0.0176
false
true
MaxPos7%;MaxSector30%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-15
-36
4
Delta:-0.23;Vega:0.03
BrokerA
VWAP
93
12
9
29
76
11
36
VAR>budget
Reduce
Risk above budget threshold
107
1.6
SuggestedEdits
5
Increase defensive factor exposure
E0591
P2547
2025-01-23
IRA
USD
392,767
13.2
1
48.5
Financials:19.1;Comm:17.5;Industrials:21.7;Health:19.0;Consumer:22.8
Value:19.5;Growth:12.6;Quality:16.8;Size:14.3;Momentum:20.4;LowVol:16.3
HYG:8.1;MSFT:34.5;IEF:24.8;MUB:32.6
2.9
134
15.7
Volatile
30.2
4.18
3.5
124
-3
-14:27
31
0.0047
false
false
ESGOnly;MaxPos7%;NoMargin
null
null
Buy
Add core equity +1.0% from cash
30
-34
1
null
BrokerC
MKT
89
11
15
51
111
-50
35
null
null
Normal monitoring
209
3.3
Approved
4
Tighten stops on momentum names
E0592
P2468
2025-07-19
Taxable
USD
657,248
14.9
1
67.1
Comm:21.4;Tech:12.3;RealEstate:21.1;Energy:17.1;Health:28.2
Value:12.7;Growth:26.2;Quality:10.8;Size:10.0;Momentum:13.9;LowVol:26.4
GLD:27.3;VNQ:27.2;HYG:10.4;BND:18.1;MUB:16.9
1.1
100
8.5
Volatile
22.8
4.3
3.7
127
49
31:93
86
0.016
false
false
MaxPos8%;NoMargin
null
null
NoAction
Within policy bands; defer
-8
5
7
null
BrokerD
VWAP
0
0
0
68
135
-50
-20
null
null
Normal monitoring
94
3.3
null
4
Monitor dispersion and breadth
E0593
P5049
2024-10-06
IRA
USD
666,733
3.7
1
51.7
Industrials:21.6;Materials:13.3;Financials:19.2;Comm:19.9;RealEstate:26.1
Value:17.6;Growth:14.4;Quality:17.7;Size:23.3;Momentum:17.4;LowVol:9.6
MSFT:23.8;AAPL:20.9;BND:15.5;VOO:9.0;TLT:17.3;HYG:13.5
5.9
257
18.6
Volatile
26.9
3.6
2.5
167
75
40:101
82
0.0199
false
true
ESGOnly;MaxSector30%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
6
-34
2
Delta:-0.15;Vega:0.07
BrokerB
LMT
93
3
11
22
140
-33
22
RegimeShift
Hedge
Volatility spike and breadth deterioration
134
3.3
SuggestedEdits
3
Tax-aware sells next window
E0594
P8752
2025-05-01
Trust
USD
546,613
6.9
1
39.6
Financials:50.6;Industrials:21.9;Energy:27.5
Value:9.2;Growth:17.8;Quality:16.2;Size:27.6;Momentum:11.3;LowVol:17.9
VTI:8.1;XLF:18.9;TSLA:12.5;VOO:12.9;BND:25.8;BRK.B:21.8
3.8
113
13.4
Bear
28.7
3.34
1
156
-105
-140:-78
5
0.006
false
false
NoMargin
null
null
Sell
Trim extended winner -1.0%
1
-4
11
null
BrokerA
MKT
99
11
19
113
173
-56
-17
null
null
Normal monitoring
155
2
null
4
Within IPS guidelines
E0595
P4404
2025-02-15
Trust
USD
351,189
17.3
1
51.3
Health:47.3;Financials:28.6;Energy:24.2
Value:12.3;Growth:20.3;Quality:20.3;Size:12.6;Momentum:17.4;LowVol:17.1
MUB:26.9;XLF:11.5;BND:22.0;BRK.B:39.6
2
108
11.8
Bull
15.4
3.67
2.2
110
1
-31:21
50
0.0101
false
false
MaxPos5%;MaxSector35%
null
null
Rebalance
Shift +1.0% bonds from equity
35
0
4
null
BrokerD
VWAP
91
9
16
38
154
-41
-5
null
null
Normal monitoring
190
3.9
Approved
3
Within IPS guidelines
E0596
P7676
2024-12-09
IRA
USD
419,999
15.7
1
63.3
Comm:49.7;Industrials:31.4;Consumer:18.9
Value:20.5;Growth:8.2;Quality:12.6;Size:23.8;Momentum:19.5;LowVol:15.4
VOO:28.8;BRK.B:54.0;QQQ:17.1
3.3
122
10
Sideways
14.8
3.57
2.1
123
46
17:87
83
0.0113
false
false
null
null
null
Buy
Add core equity +1.0% from cash
18
-11
4
null
BrokerB
LMT
98
4
8
-10
30
-10
-7
null
null
Normal monitoring
110
2.1
Approved
3
Tighten stops on momentum names
E0597
P3342
2025-04-28
Roth
USD
1,368,129
9
1.2
37.7
Tech:31.2;Financials:46.6;Industrials:22.2
Value:22.2;Growth:17.1;Quality:24.9;Size:16.0;Momentum:9.1;LowVol:10.7
XLF:32.9;BRK.B:19.5;IEF:32.8;MSFT:14.8
5.8
221
10.9
Bull
13.6
3.87
3.4
97
24
-8:64
55
0.0108
false
true
null
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
-14
-18
8
null
BrokerB
MKT
89
1
1
-50
-68
0
13
RegimeShift
Hedge
Volatility spike and breadth deterioration
177
0.9
Approved
3
Within IPS guidelines
E0598
P4041
2025-10-15
401k
USD
1,059,449
7.1
1
72.5
Materials:27.6;Comm:24.3;RealEstate:19.6;Utilities:28.6
Value:10.7;Growth:16.5;Quality:16.7;Size:17.5;Momentum:14.6;LowVol:24.1
BRK.B:22.3;VTI:24.1;QQQ:25.1;IEF:28.5
5.1
187
21.8
Volatile
27.1
4.24
2.5
163
0
-18:32
62
0.0116
false
false
null
null
DriftNear;VarNear
NoAction
Within policy bands; defer
-12
-35
8
null
BrokerA
MKT
0
0
0
28
72
-16
-24
null
null
Normal monitoring
161
3.2
Approved
5
Monitor dispersion and breadth
E0599
P6677
2025-07-24
Taxable
USD
463,086
16.6
1
38.7
Health:33.0;Comm:21.5;Energy:20.3;Industrials:25.2
Value:20.1;Growth:20.6;Quality:19.4;Size:17.5;Momentum:14.5;LowVol:7.9
TSLA:10.6;XLF:10.1;TLT:43.5;HYG:35.8
2.3
104
15.2
Bull
11.7
4.94
3.4
116
17
-6:42
60
0.0157
false
false
MaxPos8%;NoMargin
null
null
Sell
Trim extended winner -1.0%
-2
-38
11
null
BrokerB
LMT
91
10
10
87
66
-55
-8
null
null
Normal monitoring
213
2.3
Approved
3
Tax-aware sells next window
E0600
P9353
2024-08-17
Trust
USD
1,540,863
6.5
1
60.4
Utilities:19.0;Comm:13.5;Health:18.3;Materials:26.0;Financials:23.3
Value:15.5;Growth:14.7;Quality:16.2;Size:18.4;Momentum:23.8;LowVol:11.3
QQQ:19.1;XLF:21.0;VOO:5.4;AAPL:23.1;IEF:19.6;VNQ:11.9
3.3
270
17.9
Bear
26.5
4.33
1.3
141
-109
-127:-74
10
0.0076
false
true
null
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
30
9
6
null
BrokerD
LMT
96
9
15
39
90
-18
-5
VAR>budget
Reduce
Risk above budget threshold
194
1.7
SuggestedEdits
3
Tax-aware sells next window