episode_id
string
client_id
string
as_of_date
string
account_type
string
base_currency
string
nav_usd
int64
cash_pct
float64
gross_exposure_x
float64
net_exposure_pct
float64
sector_risk_contrib_pct
string
factor_risk_contrib_pct
string
top_positions_pct
string
drift_vs_policy_pct
float64
var_95_bps
int64
stress_dd_20d_pct
float64
regime
string
vix
float64
rates_10y_pct
float64
inflation_yoy_pct
float64
credit_spread_ig_bps
int64
alpha_est_bps
int64
alpha_ci95_bps
string
signal_strength_1_100
int64
model_calibration_mse_90d
float64
drift_breach_flag
bool
var_breach_flag
bool
policy_constraints
string
hard_limits_hit
string
soft_limits_near
string
action_type
string
action_payload
string
expected_alpha_bps
int64
expected_risk_delta_bps
int64
expected_cost_bps
int64
hedge_greeks
string
venue
string
order_type
string
fill_ratio_pct
int64
slippage_bps
int64
implementation_shortfall_bps
int64
pnl_7d_bps
int64
pnl_30d_bps
int64
var_change_7d_bps
int64
tracking_error_change_30d_bps
int64
self_correction_trigger
string
self_correction_action
string
self_correction_reason
string
post_correction_var_bps
int64
post_correction_drift_pct
float64
advisor_review
string
user_feedback_1_5
int64
audit_notes
string
E0801
P7214
2025-03-14
Trust
USD
2,001,881
7.1
1
54
Comm:18.9;Health:37.9;Energy:43.2
Value:20.2;Growth:8.4;Quality:20.3;Size:14.5;Momentum:19.7;LowVol:17.0
BRK.B:18.5;VOO:12.7;TLT:17.5;QQQ:11.8;IEF:39.4
2.5
222
11.3
Volatile
30.9
3.93
4
110
40
21:91
76
0.0199
false
true
MaxPos5%;MaxSector25%
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
17
-6
1
null
BrokerA
VWAP
91
6
12
44
180
-25
17
VAR>budget
Reduce
Risk above budget threshold
109
2.4
null
2
Tax-aware sells next window
E0802
P5730
2024-11-27
IRA
USD
1,784,001
7
1
39.9
Comm:18.5;Materials:37.9;Utilities:43.6
Value:10.1;Growth:18.5;Quality:12.1;Size:22.2;Momentum:19.0;LowVol:18.1
GLD:34.9;MUB:36.1;IEF:28.9
4.2
218
24.4
Sideways
19.3
4.46
3.2
108
30
16:50
71
0.0071
false
true
MaxPos6%;MaxSector25%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
23
4
12
Delta:-0.23;Vega:0.04
BrokerB
LMT
90
2
10
7
-25
3
-13
RegimeShift
TightenStops
Volatility spike and breadth deterioration
117
3.5
Rejected
3
Tax-aware sells next window
E0803
P5905
2024-11-14
Trust
USD
678,852
7
1
44.7
Utilities:36.2;Tech:35.5;Financials:13.5;Consumer:14.7
Value:16.7;Growth:19.8;Quality:17.1;Size:12.6;Momentum:15.3;LowVol:18.5
VOO:29.7;HYG:40.8;MSFT:29.5
4.2
134
10.9
Bear
24.4
4.17
2.5
137
-2
-14:25
61
0.017
false
false
MaxSector35%
null
null
Sell
Trim extended winner -1.0%
3
-14
9
null
BrokerA
MKT
100
2
8
34
37
-18
-2
null
null
Normal monitoring
102
1.9
null
3
Increase defensive factor exposure
E0804
P0723
2025-05-14
Trust
USD
474,989
8.4
1
64.4
Health:24.5;Materials:21.5;RealEstate:11.6;Energy:12.1;Utilities:30.2
Value:11.5;Growth:17.6;Quality:24.1;Size:20.1;Momentum:11.9;LowVol:14.9
MUB:9.5;VNQ:20.1;GLD:24.0;HYG:7.4;TLT:25.4;VTI:13.6
3.2
154
8.4
Bull
14.2
4.05
3.5
92
92
72:132
95
0.0132
false
false
NoMargin
null
VarNear
Buy
Add core equity +1.0% from cash
35
-27
10
null
BrokerD
LMT
100
7
10
-19
110
-15
35
null
null
Normal monitoring
152
2.1
Approved
5
Tighten stops on momentum names
E0805
P0209
2025-06-11
Trust
USD
1,368,075
8.4
1
38.2
Industrials:49.0;RealEstate:21.8;Utilities:29.2
Value:15.6;Growth:10.8;Quality:20.5;Size:24.4;Momentum:11.7;LowVol:16.9
AMZN:16.3;MSFT:24.9;GLD:22.9;TLT:18.9;AAPL:17.1
4.6
140
18.3
Bull
13.3
4.46
3.3
101
58
41:99
78
0.0131
false
false
MaxPos7%;MaxSector35%
null
null
Hedge
Buy index puts 1.0% notional, 30d
9
11
3
Delta:-0.18;Vega:0.05
BrokerD
MKT
91
12
15
18
25
10
34
null
null
Normal monitoring
186
2.8
Approved
4
Tighten stops on momentum names
E0806
P3281
2025-12-10
401k
USD
392,272
9.2
1
39.2
Tech:32.3;Comm:32.6;Utilities:15.6;Financials:19.5
Value:13.8;Growth:24.9;Quality:10.8;Size:22.4;Momentum:9.4;LowVol:18.6
MUB:37.2;VOO:21.8;AAPL:25.9;BRK.B:15.1
3.6
134
11.3
Volatile
25.6
3.68
2
142
-10
-31:40
33
0.0105
false
false
MaxPos8%
null
null
Rebalance
Shift +1.0% bonds from equity
14
2
10
null
BrokerB
MKT
94
12
11
20
12
11
-20
null
null
Normal monitoring
179
1.7
null
3
Within IPS guidelines
E0807
P6830
2025-06-30
IRA
USD
1,198,379
4.7
1
57.4
Industrials:32.2;Health:10.3;Consumer:24.7;Energy:32.7
Value:16.6;Growth:9.8;Quality:21.9;Size:16.6;Momentum:13.8;LowVol:21.4
QQQ:54.2;MUB:26.4;VOO:19.4
6.1
215
17.5
Volatile
24.4
5.49
2.2
180
-18
-46:21
58
0.0061
true
true
MaxPos5%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
35
-10
10
Delta:-0.18;Vega:0.08
BrokerD
LMT
99
5
13
99
179
-37
28
VAR>budget
Hedge
Risk above budget threshold
105
3.5
SuggestedEdits
4
Increase defensive factor exposure
E0808
P3610
2024-12-02
IRA
USD
405,305
5.8
1
37
RealEstate:29.7;Financials:32.7;Materials:37.6
Value:17.7;Growth:17.3;Quality:15.0;Size:21.4;Momentum:9.7;LowVol:18.8
XLF:16.7;BND:12.3;TSLA:20.3;QQQ:21.5;BRK.B:20.4;VNQ:8.8
3.8
169
7.4
Volatile
31.8
4.43
2.1
144
4
-31:50
62
0.0035
false
false
ESGOnly;MaxPos6%;MaxSector35%;NoMargin
null
VarNear
Buy
Add core equity +1.0% from cash
20
-27
3
null
BrokerA
LMT
88
12
11
41
60
-46
3
null
null
Normal monitoring
173
2.8
Approved
4
Tighten stops on momentum names
E0809
P0754
2025-08-09
IRA
USD
2,069,973
6.2
1.09
62
RealEstate:20.6;Energy:20.6;Health:16.3;Financials:16.9;Industrials:25.6
Value:14.5;Growth:18.3;Quality:20.9;Size:21.8;Momentum:10.9;LowVol:13.6
AMZN:24.0;HYG:33.3;AAPL:42.7
4.2
170
17.9
Volatile
23.3
4.47
3.8
132
0
-28:30
41
0.0101
false
false
ESGOnly;MaxPos6%
null
VarNear
NoAction
Within policy bands; defer
15
-14
6
null
BrokerA
MKT
0
0
0
-18
-47
-10
-16
null
null
Normal monitoring
195
2
null
4
Within IPS guidelines
E0810
P6699
2025-09-15
Roth
USD
289,390
16.1
1
37.9
Consumer:48.3;RealEstate:16.2;Utilities:35.5
Value:27.3;Growth:21.6;Quality:15.5;Size:16.5;Momentum:9.7;LowVol:9.5
VNQ:45.6;HYG:30.4;QQQ:24.0
1.5
148
7.4
Sideways
17.3
4.6
3.4
118
23
8:50
74
0.0148
false
false
MaxPos8%
null
null
NoAction
Within policy bands; defer
18
-21
4
null
BrokerA
MKT
0
0
0
79
149
15
34
null
null
Normal monitoring
220
3.9
Approved
5
Tax-aware sells next window
E0811
P2454
2024-12-11
Roth
USD
964,971
5.3
1
66.5
Tech:29.7;Energy:27.9;Financials:42.3
Value:15.7;Growth:26.1;Quality:15.2;Size:13.0;Momentum:14.5;LowVol:15.6
BND:9.0;TSLA:36.3;MSFT:19.8;VTI:9.9;XLF:25.0
3.8
133
21.6
Bull
17.6
4.45
2.1
78
1
-15:35
64
0.0139
false
false
ESGOnly;MaxPos7%
null
null
Rebalance
Shift +1.0% bonds from equity
28
-10
1
null
BrokerB
VWAP
94
8
9
53
184
16
20
null
null
Normal monitoring
201
1
Approved
4
Within IPS guidelines
E0812
P5384
2025-11-23
401k
USD
2,207,149
9.7
1
40.6
Utilities:32.8;Financials:22.5;Consumer:26.4;RealEstate:18.4
Value:20.4;Growth:20.1;Quality:16.5;Size:22.9;Momentum:9.2;LowVol:11.0
AAPL:47.6;IEF:13.3;TLT:39.1
5.3
130
13.9
Sideways
18.9
4.05
2.8
118
48
26:71
66
0.0185
false
false
MaxSector25%
null
DriftNear
NoAction
Within policy bands; defer
26
1
10
null
BrokerA
LMT
0
0
0
-57
-58
-27
-10
null
null
Normal monitoring
95
2.7
Approved
5
Increase defensive factor exposure
E0813
P3267
2024-10-15
Taxable
USD
603,965
8.5
1
73.3
Utilities:18.0;Consumer:23.8;Financials:15.8;Industrials:23.9;Comm:18.5
Value:16.5;Growth:18.1;Quality:15.4;Size:16.1;Momentum:19.0;LowVol:15.0
MUB:29.4;TSLA:7.5;XLF:26.2;QQQ:16.6;AMZN:20.3
4.1
143
8.7
Volatile
23.1
3.88
3.8
150
37
1:83
80
0.0148
false
false
ESGOnly;NoMargin
null
DriftNear
Buy
Add core equity +1.0% from cash
-3
-26
6
null
BrokerD
LMT
97
10
17
-9
100
7
28
null
null
Normal monitoring
143
2.9
null
5
Tax-aware sells next window
E0814
P9644
2025-05-08
IRA
USD
882,858
9.4
1
59.3
Utilities:27.0;Health:21.9;Comm:20.8;Tech:17.6;Industrials:12.7
Value:20.3;Growth:23.3;Quality:11.7;Size:8.9;Momentum:17.6;LowVol:18.2
MUB:26.1;VTI:25.8;QQQ:7.0;BND:14.0;BRK.B:20.3;VNQ:6.8
2.1
133
12.1
Volatile
30.8
5
2.5
130
-27
-62:-6
51
0.0058
false
false
MaxSector25%
null
null
Sell
Trim extended winner -1.0%
16
1
12
null
BrokerA
LMT
95
11
16
74
79
10
38
null
null
Normal monitoring
188
2.7
null
3
Monitor dispersion and breadth
E0815
P2269
2025-03-11
Taxable
USD
1,125,710
3.3
1.12
44.3
Consumer:17.4;Materials:8.1;Health:24.4;Utilities:25.8;Energy:24.2
Value:16.9;Growth:23.8;Quality:18.8;Size:7.4;Momentum:17.2;LowVol:15.9
GLD:13.5;MUB:31.8;TSLA:14.6;VNQ:12.2;VTI:27.9
4.9
242
21.5
Volatile
31.2
3.93
2.3
170
-17
-53:0
27
0.0178
false
true
MaxPos7%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-10
14
3
Delta:-0.06;Vega:0.06
BrokerB
MKT
96
11
19
42
173
-11
24
VAR>budget
Reduce
Risk above budget threshold
189
2.7
null
3
Monitor dispersion and breadth
E0816
P8013
2025-08-05
Trust
USD
709,311
7.8
1
72.9
Consumer:17.6;Comm:21.4;Industrials:26.1;Health:34.9
Value:13.3;Growth:14.1;Quality:19.9;Size:24.0;Momentum:20.1;LowVol:8.6
VTI:24.5;QQQ:21.9;VOO:14.6;AMZN:24.5;MUB:6.5;BRK.B:8.0
2.7
145
14.7
Volatile
27.3
5.24
4.4
135
8
-8:55
58
0.0124
false
false
MaxPos6%;MaxSector25%
null
null
Sell
Trim extended winner -1.0%
-4
-4
10
null
BrokerC
MKT
89
11
13
44
156
-45
20
null
null
Normal monitoring
114
2.6
Approved
4
Within IPS guidelines
E0817
P8060
2024-08-15
Roth
USD
447,950
10
1
66.1
Financials:20.8;Energy:45.8;Health:33.4
Value:23.3;Growth:21.3;Quality:12.1;Size:20.0;Momentum:11.4;LowVol:11.9
GLD:42.2;AAPL:24.0;IEF:33.8
1.2
94
10.5
Sideways
21.8
4.74
3
129
14
-8:54
53
0.0047
false
false
MaxPos7%;MaxSector35%
null
null
Rebalance
Shift +1.0% bonds from equity
15
-36
10
null
BrokerA
LMT
96
5
5
-36
88
-31
35
null
null
Normal monitoring
104
3.2
null
3
Within IPS guidelines
E0818
P2351
2025-08-20
Trust
USD
306,788
8.2
1
52.2
Industrials:27.3;Comm:11.6;Financials:11.2;Utilities:19.5;Tech:30.3
Value:21.0;Growth:10.6;Quality:25.1;Size:8.3;Momentum:20.1;LowVol:14.9
VOO:20.2;VTI:55.6;TLT:24.1
2.6
135
13.1
Bear
30
3.76
1.4
152
-26
-61:17
52
0.0128
false
false
MaxSector25%
null
null
Rebalance
Shift +1.0% bonds from equity
-7
-28
6
null
BrokerA
LMT
92
10
12
24
106
20
-3
null
null
Normal monitoring
218
1.6
Approved
4
Increase defensive factor exposure
E0819
P7714
2025-12-11
Taxable
USD
162,217
16.5
1
68.7
Utilities:12.4;Energy:31.9;Comm:30.8;Materials:14.4;Industrials:10.4
Value:19.9;Growth:22.0;Quality:10.7;Size:9.5;Momentum:11.9;LowVol:26.0
HYG:8.8;XLF:27.7;IEF:25.3;BRK.B:10.1;AAPL:28.2
2.7
146
11.8
Bear
29.6
3.56
1.8
175
-15
-35:33
47
0.0136
false
false
ESGOnly;MaxPos5%
null
null
Rebalance
Shift +1.0% bonds from equity
-9
-14
4
null
BrokerA
MKT
96
10
10
39
7
-16
31
null
null
Normal monitoring
199
2.1
Approved
3
Within IPS guidelines
E0820
P0004
2024-11-29
Roth
USD
2,208,626
6.9
1
38.2
Financials:16.4;RealEstate:12.1;Health:21.4;Materials:27.3;Tech:22.8
Value:8.2;Growth:19.6;Quality:18.9;Size:11.3;Momentum:19.0;LowVol:23.1
AMZN:19.5;GLD:29.0;AAPL:16.6;VNQ:34.9
2.8
169
20.4
Bull
14.6
3.94
3.3
82
76
36:99
76
0.0052
false
false
ESGOnly;MaxSector30%
null
VarNear
Buy
Add core equity +1.0% from cash
31
-14
12
null
BrokerC
LMT
97
12
18
-21
81
5
2
null
null
Normal monitoring
143
1.8
Approved
3
Within IPS guidelines
E0821
P2333
2025-04-11
Taxable
USD
669,364
8.6
1
52.6
Energy:19.2;Industrials:18.3;Utilities:19.1;Health:25.1;Comm:18.3
Value:21.7;Growth:21.3;Quality:11.2;Size:22.1;Momentum:9.6;LowVol:14.0
HYG:30.6;MSFT:33.3;BRK.B:36.1
2.6
98
8.8
Volatile
28.8
4.25
4.2
159
67
51:88
66
0.0188
false
false
ESGOnly
null
null
Buy
Add core equity +1.0% from cash
-1
-8
4
null
BrokerA
LMT
88
8
15
77
68
12
14
null
null
Normal monitoring
146
2
null
4
Tighten stops on momentum names
E0822
P4542
2024-09-24
Taxable
USD
1,900,576
5.8
1
51.1
RealEstate:19.1;Consumer:34.1;Energy:36.9;Industrials:10.0
Value:22.0;Growth:14.7;Quality:22.0;Size:16.8;Momentum:17.7;LowVol:6.7
GLD:10.9;BRK.B:13.0;BND:17.0;XLF:16.0;VNQ:35.8;VTI:7.4
1.9
154
18.8
Bull
14.2
4.82
3.1
71
1
-36:24
40
0.0106
false
false
MaxPos7%;MaxSector35%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
14
4
8
null
BrokerB
LMT
92
2
7
-24
-25
-53
10
null
null
Normal monitoring
190
3.2
Approved
5
Increase defensive factor exposure
E0823
P8105
2025-05-06
IRA
USD
2,272,874
8.1
1
71.7
Comm:45.9;RealEstate:27.2;Consumer:27.0
Value:15.9;Growth:17.4;Quality:17.6;Size:18.0;Momentum:12.7;LowVol:18.4
XLF:19.9;AAPL:12.7;QQQ:27.7;VOO:16.0;BND:23.7
2.6
209
21
Bear
27.3
3.86
1.3
188
12
-25:49
66
0.0175
false
true
ESGOnly;MaxPos6%;MaxSector30%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
13
-30
12
null
BrokerC
VWAP
92
5
3
47
27
11
-21
RegimeShift
Reduce
Volatility spike and breadth deterioration
135
2.8
Rejected
5
Tax-aware sells next window
E0824
P6905
2025-12-08
IRA
USD
238,560
17
1
60.8
Utilities:25.2;Materials:11.3;RealEstate:29.1;Energy:8.7;Comm:25.7
Value:21.2;Growth:19.4;Quality:9.4;Size:12.3;Momentum:23.7;LowVol:13.9
VOO:15.3;MSFT:15.8;AMZN:19.6;TLT:21.4;QQQ:27.9
1.4
100
14.2
Bear
27.1
3.17
2.1
209
-112
-124:-70
5
0.0108
false
false
MaxSector30%;NoMargin
null
null
Sell
Trim extended winner -1.0%
30
-25
2
null
BrokerD
VWAP
88
10
14
91
150
-60
8
null
null
Normal monitoring
95
2
Approved
3
Tax-aware sells next window
E0825
P8981
2024-08-20
Taxable
USD
639,655
17.2
1
73.7
Tech:22.2;Utilities:29.7;Consumer:27.0;Materials:21.1
Value:12.4;Growth:17.5;Quality:11.2;Size:24.4;Momentum:25.9;LowVol:8.6
BND:36.1;HYG:28.6;AMZN:16.3;XLF:19.0
4.7
135
9.2
Bull
16.9
4.39
2.4
79
31
15:54
73
0.005
false
false
MaxPos7%;MaxSector25%;NoMargin
null
DriftNear
Buy
Add core equity +1.0% from cash
8
-11
5
null
BrokerC
MKT
95
11
10
74
66
9
11
null
null
Normal monitoring
157
1.2
null
4
Within IPS guidelines
E0826
P1421
2025-09-20
Roth
USD
638,552
12.9
1
49.4
Energy:41.4;Consumer:32.1;Comm:26.5
Value:23.8;Growth:15.2;Quality:9.2;Size:14.2;Momentum:21.0;LowVol:16.4
AMZN:44.7;IEF:26.7;VNQ:28.6
4.7
90
9.1
Volatile
23.2
4.22
4.4
130
1
-31:46
51
0.0088
false
false
null
null
DriftNear
Sell
Trim extended winner -1.0%
10
-1
12
null
BrokerB
VWAP
94
7
8
-10
38
6
9
null
null
Normal monitoring
99
2.4
null
3
Tax-aware sells next window
E0827
P6964
2025-01-16
Taxable
USD
292,302
10.4
1
52.2
Industrials:26.1;Materials:12.6;Tech:31.0;Comm:12.1;RealEstate:18.2
Value:15.2;Growth:17.6;Quality:24.2;Size:9.9;Momentum:14.1;LowVol:19.1
XLF:25.6;TSLA:40.2;GLD:34.2
4.5
165
9.8
Bull
11.7
3.76
2.8
115
84
62:107
96
0.0129
false
false
MaxPos5%;NoMargin
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
-12
-36
11
Delta:-0.1;Vega:0.05
BrokerB
LMT
97
4
12
-45
-14
-57
6
null
null
Normal monitoring
159
2.1
Approved
3
Tax-aware sells next window
E0828
P0692
2025-10-25
401k
USD
219,304
9.9
1
43.3
Materials:17.3;Consumer:25.5;Industrials:38.8;Tech:18.4
Value:8.4;Growth:8.0;Quality:23.9;Size:16.1;Momentum:24.7;LowVol:18.9
HYG:20.6;XLF:22.1;IEF:9.1;BND:17.5;VOO:18.1;MUB:12.6
1.3
96
12.8
Bull
12.2
4.4
3.3
95
64
52:92
88
0.0101
false
false
MaxSector35%
null
null
Buy
Add core equity +1.0% from cash
13
-12
3
null
BrokerD
LMT
88
1
4
76
76
-1
-24
null
null
Normal monitoring
159
1.7
Approved
5
Within IPS guidelines
E0829
P0268
2025-07-31
Taxable
USD
2,355,901
5.1
1
71.5
Tech:21.1;Financials:38.1;Materials:40.9
Value:18.7;Growth:12.5;Quality:12.4;Size:14.2;Momentum:14.1;LowVol:28.1
XLF:31.4;VOO:23.0;TSLA:22.9;BND:22.6
3.6
167
21.2
Bear
24.9
3.1
1.4
217
-66
-81:-37
9
0.0071
false
false
ESGOnly;MaxPos8%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
12
-28
4
null
BrokerA
VWAP
93
4
8
59
184
9
0
null
null
Normal monitoring
157
4
null
3
Tighten stops on momentum names
E0830
P7183
2024-09-02
IRA
USD
662,391
9.2
1
68.4
Materials:45.9;Tech:15.5;Energy:38.7
Value:8.0;Growth:9.7;Quality:19.0;Size:21.9;Momentum:19.2;LowVol:22.2
GLD:46.7;MSFT:35.0;AAPL:18.3
5.1
136
20.8
Bear
30.7
4.17
2.4
205
-48
-87:-28
8
0.0157
false
false
null
null
DriftNear
Buy
Add core equity +1.0% from cash
-5
10
8
null
BrokerA
MKT
93
11
16
28
63
-24
-10
null
null
Normal monitoring
155
3.6
null
4
Monitor dispersion and breadth
E0831
P7480
2024-10-03
Taxable
USD
1,404,229
9
1.1
41.8
Utilities:26.5;Comm:13.2;Financials:29.2;Industrials:21.4;Consumer:9.7
Value:16.1;Growth:13.9;Quality:21.2;Size:11.2;Momentum:27.3;LowVol:10.3
IEF:28.7;GLD:30.3;MUB:41.0
3.7
190
13.8
Bull
13
4.23
2.5
102
99
74:145
84
0.0134
false
true
MaxPos7%;MaxSector30%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-13
15
11
null
BrokerB
LMT
95
7
12
12
19
-51
13
RegimeShift
Pause
Volatility spike and breadth deterioration
163
0.8
null
3
Within IPS guidelines
E0832
P4109
2025-03-19
Taxable
USD
416,555
4
1
39.8
Industrials:17.3;Health:43.3;Financials:19.7;Consumer:19.7
Value:19.2;Growth:6.5;Quality:21.2;Size:12.5;Momentum:22.5;LowVol:18.0
AMZN:24.3;QQQ:22.8;XLF:14.2;AAPL:7.3;HYG:10.9;TLT:20.4
4.1
168
18.6
Bull
15.9
3.82
3.1
118
110
87:125
99
0.013
false
false
ESGOnly;MaxPos5%;MaxSector30%
null
null
Sell
Trim extended winner -1.0%
30
-12
7
null
BrokerC
MKT
88
2
4
-6
89
-27
39
null
null
Normal monitoring
209
2.6
Approved
3
Increase defensive factor exposure
E0833
P0595
2025-01-15
IRA
USD
234,063
11.1
1
40.7
Comm:33.4;Materials:49.1;Energy:17.4
Value:16.8;Growth:13.1;Quality:23.1;Size:14.9;Momentum:14.4;LowVol:17.6
MSFT:37.9;BND:15.7;QQQ:23.8;TLT:9.7;GLD:12.8
3.7
147
11.1
Bull
14.1
4.77
2.3
97
64
34:104
66
0.0053
false
false
MaxPos5%;MaxSector25%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
-3
4
7
null
BrokerB
VWAP
94
3
3
34
45
-50
23
null
null
Normal monitoring
124
3.3
null
5
Within IPS guidelines
E0834
P9584
2025-03-02
Roth
USD
919,578
4.7
1.14
54.5
Comm:19.6;Health:26.2;Industrials:27.5;Financials:18.2;Energy:8.5
Value:11.9;Growth:10.6;Quality:22.6;Size:13.2;Momentum:18.6;LowVol:23.0
AMZN:23.2;VNQ:16.7;QQQ:26.1;MUB:7.5;MSFT:26.5
5.9
272
20.7
Bull
16.9
3.6
2.9
98
107
88:122
91
0.0189
false
true
ESGOnly;MaxPos8%;MaxSector30%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
-8
-22
10
null
BrokerC
VWAP
97
11
19
-39
47
-26
9
VAR>budget
Hedge
Risk above budget threshold
191
1.9
null
3
Monitor dispersion and breadth
E0835
P3401
2024-11-28
Trust
USD
1,201,429
8.2
1
63.5
Comm:27.5;Industrials:37.2;Energy:11.2;Utilities:24.1
Value:15.9;Growth:17.3;Quality:17.7;Size:11.8;Momentum:21.7;LowVol:15.6
TSLA:32.7;VTI:29.7;MUB:19.8;HYG:17.8
4.9
211
20.4
Sideways
21.6
4.82
2.5
133
38
12:53
52
0.0108
false
true
MaxSector35%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
20
-11
6
Delta:-0.24;Vega:0.04
BrokerC
LMT
91
8
9
9
98
5
9
RegimeShift
TightenStops
Volatility spike and breadth deterioration
219
2.1
SuggestedEdits
5
Increase defensive factor exposure
E0836
P1025
2025-12-11
Roth
USD
275,455
9.3
1
66.4
Consumer:40.1;Materials:16.7;RealEstate:19.9;Comm:23.3
Value:9.6;Growth:16.3;Quality:22.4;Size:7.4;Momentum:20.5;LowVol:23.9
VTI:53.1;VOO:18.2;TSLA:28.7
4.7
103
10
Volatile
24.4
5.03
2.4
130
29
10:57
54
0.0063
false
false
NoMargin
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
9
-36
11
null
BrokerA
MKT
99
7
13
78
126
-17
25
null
null
Normal monitoring
185
1.9
null
4
Increase defensive factor exposure
E0837
P6238
2025-11-26
Roth
USD
402,697
8.6
1
59.9
Tech:34.6;Industrials:45.1;Consumer:20.3
Value:11.1;Growth:15.4;Quality:20.2;Size:21.3;Momentum:8.1;LowVol:23.9
QQQ:44.8;VOO:41.7;TSLA:13.5
4
258
24.7
Volatile
25.8
5.04
2.4
161
13
-27:60
58
0.0135
false
true
MaxPos5%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-9
-5
3
Delta:-0.19;Vega:0.05
BrokerD
LMT
96
1
9
15
48
-6
40
RegimeShift
Hedge
Volatility spike and breadth deterioration
92
2.2
null
3
Within IPS guidelines
E0838
P1731
2024-08-29
Trust
USD
154,251
14.1
1
47.5
Energy:16.2;Financials:52.4;Utilities:31.5
Value:19.7;Growth:20.7;Quality:13.1;Size:10.7;Momentum:13.8;LowVol:22.0
TLT:19.2;BND:17.1;QQQ:8.2;XLF:18.5;HYG:17.9;TSLA:19.1
1.2
161
7.9
Sideways
20.9
4.91
2.7
103
49
14:97
56
0.0128
false
false
ESGOnly;NoMargin
null
VarNear
Rebalance
Shift +1.0% bonds from equity
32
3
2
null
BrokerD
MKT
95
11
15
66
53
-13
14
null
null
Normal monitoring
175
3.7
null
3
Tax-aware sells next window
E0839
P2930
2025-01-03
Trust
USD
2,442,935
9.2
1
39.9
RealEstate:40.6;Tech:20.5;Health:38.9
Value:16.0;Growth:10.3;Quality:25.6;Size:23.0;Momentum:11.5;LowVol:13.6
GLD:17.0;BND:17.9;IEF:16.7;VTI:13.4;TSLA:19.1;XLF:15.8
5.6
219
16.2
Bull
14.1
4.79
2.4
78
64
26:93
75
0.0186
false
true
MaxSector35%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
-2
-17
11
null
BrokerC
MKT
95
6
5
-43
-34
-58
-12
VAR>budget
Hedge
Risk above budget threshold
204
1.6
Approved
4
Increase defensive factor exposure
E0840
P2017
2025-07-21
401k
USD
822,434
14.2
1
63
Utilities:22.3;Energy:37.3;Financials:40.4
Value:15.3;Growth:18.1;Quality:18.5;Size:17.4;Momentum:11.2;LowVol:19.4
VOO:22.5;XLF:19.3;TLT:18.7;BND:6.7;HYG:22.6;MSFT:10.2
2.9
120
14
Volatile
27.1
3.89
2
169
54
36:87
63
0.0118
false
false
MaxSector30%
null
null
Rebalance
Shift +1.0% bonds from equity
17
14
6
null
BrokerC
LMT
99
2
4
-13
121
-6
28
null
null
Normal monitoring
219
2
null
5
Tighten stops on momentum names
E0841
P5771
2025-09-08
IRA
USD
1,510,833
4.4
1
74
Tech:32.0;Comm:16.8;RealEstate:12.7;Health:38.5
Value:14.1;Growth:10.3;Quality:21.3;Size:21.3;Momentum:16.0;LowVol:16.9
AAPL:17.5;MUB:31.9;BRK.B:27.7;TLT:9.4;GLD:13.4
3
216
26
Bull
16.2
4.48
3.4
92
12
-8:30
64
0.0123
false
true
ESGOnly;MaxSector25%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-3
2
4
null
BrokerB
VWAP
93
4
9
-26
47
-55
12
VAR>budget
Hedge
Risk above budget threshold
119
2
SuggestedEdits
5
Increase defensive factor exposure
E0842
P9119
2025-06-24
Trust
USD
214,892
6.1
1
59.6
Materials:36.2;Comm:41.9;RealEstate:21.8
Value:13.4;Growth:13.0;Quality:16.1;Size:18.9;Momentum:16.5;LowVol:21.9
VTI:17.8;TLT:38.3;GLD:43.9
3
113
9.3
Volatile
27.8
3.51
2.9
166
10
-10:36
60
0.0079
false
false
null
null
null
NoAction
Within policy bands; defer
14
-4
7
null
BrokerD
MKT
0
0
0
31
162
-34
-17
null
null
Normal monitoring
113
2.6
Approved
3
Tighten stops on momentum names
E0843
P7426
2025-05-05
Trust
USD
600,832
9.3
1
44.3
Consumer:8.8;Utilities:26.3;Energy:9.6;Industrials:27.8;Tech:27.4
Value:14.9;Growth:15.9;Quality:25.0;Size:11.6;Momentum:9.6;LowVol:23.0
VOO:26.5;IEF:57.5;AMZN:16.0
3.2
172
14.5
Volatile
21.6
4.67
2.1
129
67
57:121
76
0.0152
false
true
ESGOnly;MaxPos8%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
12
-10
12
null
BrokerC
VWAP
95
12
19
-23
7
-50
21
RegimeShift
Hedge
Volatility spike and breadth deterioration
199
1
Approved
3
Within IPS guidelines
E0844
P5704
2025-09-27
Roth
USD
655,620
17.1
1
42
Financials:23.8;Utilities:15.5;Health:23.2;Industrials:14.5;RealEstate:23.0
Value:22.0;Growth:23.0;Quality:9.9;Size:16.8;Momentum:12.1;LowVol:16.1
GLD:18.6;BND:11.7;TLT:17.9;XLF:6.4;MSFT:26.9;VTI:18.5
2.2
123
13.4
Volatile
21.1
5.37
3.2
171
-44
-69:-5
39
0.0126
false
false
MaxPos5%;NoMargin
null
null
Buy
Add core equity +1.0% from cash
8
-12
9
null
BrokerC
LMT
91
2
10
108
119
17
-17
null
null
Normal monitoring
153
2.1
null
5
Increase defensive factor exposure
E0845
P7102
2024-07-24
Taxable
USD
1,682,569
3.7
1
69.7
Energy:26.4;RealEstate:15.3;Comm:10.8;Utilities:27.5;Tech:20.0
Value:19.5;Growth:9.8;Quality:15.6;Size:17.2;Momentum:20.6;LowVol:17.3
VNQ:34.5;VTI:24.4;GLD:22.8;BRK.B:18.3
2.3
219
16.7
Volatile
26.7
5.2
4.3
156
-5
-24:40
55
0.0126
false
true
MaxPos8%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
32
-23
2
null
BrokerD
VWAP
92
6
7
62
198
-47
-23
VAR>budget
Reduce
Risk above budget threshold
140
2.3
null
3
Tighten stops on momentum names
E0846
P6859
2024-09-30
Trust
USD
1,736,778
8.4
1
63.8
Utilities:17.2;Tech:30.1;Energy:13.6;Industrials:20.0;Financials:19.0
Value:20.9;Growth:19.9;Quality:17.4;Size:9.5;Momentum:11.4;LowVol:21.0
TLT:21.3;MUB:25.9;XLF:18.9;BND:23.0;VOO:10.9
4.4
172
14.3
Bull
12.8
4.74
2.5
90
78
41:93
97
0.0119
false
true
ESGOnly;MaxPos8%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-4
-19
4
Delta:-0.25;Vega:0.06
BrokerD
MKT
97
10
9
116
181
12
7
VAR>budget
Hedge
Risk above budget threshold
174
3
SuggestedEdits
5
Monitor dispersion and breadth
E0847
P7772
2024-10-20
IRA
USD
545,873
9.3
1
39
Energy:30.6;Comm:31.3;RealEstate:13.4;Industrials:15.6;Materials:9.1
Value:7.7;Growth:13.3;Quality:16.9;Size:20.9;Momentum:17.6;LowVol:23.5
VNQ:31.1;AMZN:33.4;AAPL:10.4;QQQ:12.1;BND:13.0
4.2
153
8.2
Bull
11.5
3.89
2.8
81
52
37:96
79
0.0096
false
false
ESGOnly;NoMargin
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
20
-3
1
null
BrokerB
VWAP
90
7
10
-4
-16
-20
-21
null
null
Normal monitoring
169
2.8
Approved
3
Tighten stops on momentum names
E0848
P8192
2024-08-26
IRA
USD
561,385
7.6
1
60.8
Consumer:37.2;Tech:40.8;RealEstate:22.0
Value:18.2;Growth:17.7;Quality:20.3;Size:6.4;Momentum:17.0;LowVol:20.5
GLD:21.1;QQQ:27.9;HYG:27.1;BRK.B:16.4;XLF:7.5
3.8
120
9.4
Bull
13.3
4.54
2.5
100
53
19:104
91
0.0065
false
false
null
null
null
NoAction
Within policy bands; defer
-11
1
4
null
BrokerA
MKT
0
0
0
40
75
-19
16
null
null
Normal monitoring
185
2.5
null
5
Within IPS guidelines
E0849
P6900
2024-08-15
IRA
USD
731,787
14.7
1
69.1
Materials:19.5;Comm:28.4;Health:33.7;Energy:18.4
Value:25.0;Growth:22.2;Quality:9.0;Size:15.9;Momentum:14.9;LowVol:13.1
GLD:32.8;AMZN:15.6;VTI:51.6
2.9
124
7.9
Sideways
19.2
4.96
2.2
124
-28
-41:18
29
0.0072
false
false
MaxPos8%
null
null
Rebalance
Shift +1.0% bonds from equity
34
-33
2
null
BrokerB
MKT
89
5
10
29
-8
-29
-10
null
null
Normal monitoring
151
3.6
Approved
4
Tighten stops on momentum names
E0850
P6323
2024-10-08
401k
USD
814,816
8.5
1.24
67.6
Comm:16.2;Materials:21.6;Industrials:22.8;Energy:20.8;Financials:18.5
Value:16.7;Growth:15.9;Quality:14.3;Size:19.7;Momentum:12.4;LowVol:21.1
BRK.B:37.9;AMZN:13.7;VNQ:37.7;BND:10.6
5.5
218
14.5
Bull
16.4
4.13
2.9
85
71
49:110
70
0.0096
false
true
ESGOnly;MaxPos5%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
17
-29
3
Delta:-0.2;Vega:0.03
BrokerD
MKT
100
10
17
-39
-75
-1
-22
VAR>budget
Hedge
Risk above budget threshold
199
2.5
null
2
Monitor dispersion and breadth
E0851
P8029
2024-10-25
401k
USD
823,554
5.9
1
72.4
Utilities:27.9;Comm:18.1;Health:32.9;Materials:21.1
Value:15.7;Growth:11.7;Quality:15.2;Size:16.7;Momentum:20.3;LowVol:20.4
HYG:41.9;BRK.B:18.0;QQQ:40.1
5.6
192
20.7
Sideways
18
4.59
2.5
90
-23
-42:13
56
0.015
false
true
ESGOnly;MaxPos5%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
-11
-2
10
Delta:-0.14;Vega:0.04
BrokerC
VWAP
100
12
14
84
132
-47
17
RegimeShift
Reduce
Volatility spike and breadth deterioration
218
1.3
SuggestedEdits
5
Tax-aware sells next window
E0852
P8825
2024-09-27
Taxable
USD
1,408,949
8.3
1
41.6
Industrials:26.0;Consumer:11.3;Utilities:9.8;Energy:32.7;Comm:20.2
Value:21.1;Growth:20.3;Quality:13.4;Size:19.5;Momentum:17.2;LowVol:8.5
VNQ:23.8;VTI:16.2;AMZN:17.4;BRK.B:7.5;IEF:17.1;TLT:18.0
5
262
27.1
Bull
16.7
3.7
2.3
84
71
38:88
84
0.012
false
true
ESGOnly;MaxPos6%
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
30
-10
3
null
BrokerC
LMT
99
5
9
21
0
-52
33
RegimeShift
Hedge
Volatility spike and breadth deterioration
108
3.4
SuggestedEdits
2
Tighten stops on momentum names
E0853
P3580
2024-11-28
401k
USD
921,510
7.1
1
67.9
Financials:23.9;RealEstate:25.5;Health:14.6;Comm:14.2;Consumer:21.8
Value:12.1;Growth:22.9;Quality:13.6;Size:14.6;Momentum:23.7;LowVol:12.9
MUB:20.5;VNQ:38.8;TSLA:40.8
6.5
236
26.8
Sideways
17.1
4.5
2.4
93
39
22:74
76
0.0134
true
true
ESGOnly;MaxSector25%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
-5
-25
11
null
BrokerC
LMT
88
7
13
41
135
-28
37
VAR>budget
Reduce
Risk above budget threshold
131
1.8
SuggestedEdits
3
Tax-aware sells next window
E0854
P7502
2025-07-22
Trust
USD
711,206
16.2
1
57.5
Industrials:33.1;Comm:27.0;Materials:12.0;Financials:27.9
Value:16.0;Growth:10.5;Quality:17.9;Size:20.5;Momentum:17.8;LowVol:17.3
AMZN:13.1;IEF:37.3;GLD:38.4;AAPL:11.2
3.5
145
7
Bull
16.5
4.12
2.2
110
30
-4:46
74
0.0047
false
false
MaxPos8%;MaxSector30%;NoMargin
null
null
NoAction
Within policy bands; defer
0
-25
6
null
BrokerD
LMT
0
0
0
-10
66
-45
39
null
null
Normal monitoring
137
3
Approved
4
Within IPS guidelines
E0855
P0829
2024-11-18
401k
USD
2,415,397
7
1
38
Tech:29.0;Financials:26.0;Comm:16.1;Industrials:29.0
Value:20.9;Growth:12.2;Quality:14.9;Size:16.9;Momentum:16.3;LowVol:18.8
MSFT:34.8;QQQ:23.1;TSLA:42.1
4.4
158
15.2
Bear
23.3
3.13
1.7
205
-52
-86:-30
7
0.005
false
false
ESGOnly;MaxPos6%
null
VarNear
Buy
Add core equity +1.0% from cash
23
-21
12
null
BrokerC
MKT
90
7
6
71
209
-46
34
null
null
Normal monitoring
208
1.4
Approved
3
Increase defensive factor exposure
E0856
P1039
2025-08-01
Trust
USD
1,288,788
4.8
1
60.9
Comm:42.3;Health:19.4;RealEstate:38.3
Value:15.9;Growth:13.2;Quality:20.8;Size:16.1;Momentum:10.5;LowVol:23.5
GLD:41.7;MSFT:14.5;MUB:43.8
5.1
132
11.1
Sideways
18.2
4.4
2.2
126
-9
-31:34
27
0.0176
false
false
ESGOnly;MaxSector25%
null
DriftNear
Hedge
Buy index puts 1.0% notional, 30d
-12
-15
6
Delta:-0.11;Vega:0.03
BrokerB
LMT
94
12
17
27
3
-13
32
null
null
Normal monitoring
187
3.4
null
3
Monitor dispersion and breadth
E0857
P1993
2025-05-08
Roth
USD
2,176,414
7.4
1
64
Energy:30.8;Financials:35.0;Comm:34.2
Value:9.1;Growth:23.9;Quality:18.3;Size:10.1;Momentum:21.2;LowVol:17.3
VNQ:32.7;VTI:38.9;TLT:28.4
3.4
202
20.1
Bull
11.6
4.55
2.7
93
97
77:140
100
0.0197
false
true
MaxPos8%;MaxSector30%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-4
-13
9
Delta:-0.19;Vega:0.04
BrokerA
LMT
99
11
17
-10
8
1
-13
RegimeShift
Hedge
Volatility spike and breadth deterioration
216
2.2
Approved
2
Monitor dispersion and breadth
E0858
P7982
2024-08-07
Roth
USD
1,640,260
9.1
1
35.2
Tech:28.3;Industrials:22.2;Energy:25.8;RealEstate:23.7
Value:13.5;Growth:18.0;Quality:15.4;Size:14.5;Momentum:18.6;LowVol:20.0
AMZN:41.5;MSFT:37.0;BRK.B:21.6
5.8
204
17.4
Volatile
27.9
4.77
3
116
-47
-57:-26
16
0.0141
false
true
MaxPos7%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
8
-7
12
Delta:-0.21;Vega:0.05
BrokerC
LMT
94
2
4
-57
29
0
-21
VAR>budget
Reduce
Risk above budget threshold
220
1.8
null
3
Increase defensive factor exposure
E0859
P8570
2025-05-20
Trust
USD
823,433
14.6
1
70.2
Industrials:24.8;Comm:22.2;Materials:23.7;RealEstate:10.5;Financials:18.9
Value:28.8;Growth:10.1;Quality:11.9;Size:9.4;Momentum:10.8;LowVol:28.9
QQQ:38.9;IEF:9.4;VNQ:20.8;XLF:18.2;BRK.B:12.8
2.4
154
9.2
Bull
13.1
4.38
2.1
78
99
82:147
97
0.0178
false
false
ESGOnly
null
VarNear
Buy
Add core equity +1.0% from cash
-9
-34
9
null
BrokerD
MKT
99
10
13
113
136
10
37
null
null
Normal monitoring
105
1.8
null
5
Tighten stops on momentum names
E0860
P8390
2025-03-21
Trust
USD
2,452,695
6.1
1
68.5
Health:31.0;Consumer:16.1;Tech:10.7;Financials:13.9;Comm:28.3
Value:13.4;Growth:24.1;Quality:22.2;Size:12.7;Momentum:11.8;LowVol:15.7
XLF:33.2;VOO:43.3;IEF:23.5
3.1
138
10.9
Volatile
26.9
5.37
3.6
147
65
42:81
71
0.0133
false
false
null
null
null
Rebalance
Shift +1.0% bonds from equity
-2
0
12
null
BrokerA
MKT
100
7
5
-49
-73
-28
-4
null
null
Normal monitoring
104
2.7
null
5
Increase defensive factor exposure
E0861
P9850
2024-08-01
401k
USD
1,787,685
7.8
1
39.2
Utilities:30.0;Tech:24.9;Materials:30.4;Industrials:14.8
Value:15.3;Growth:19.0;Quality:18.1;Size:13.3;Momentum:21.3;LowVol:13.0
BND:45.5;TLT:28.8;AAPL:25.6
2.4
161
14
Volatile
29.1
4.75
3.2
153
-2
-25:37
56
0.0085
false
false
MaxPos8%;MaxSector25%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
25
9
5
null
BrokerA
MKT
92
1
5
-33
-3
-11
36
null
null
Normal monitoring
103
1.7
null
5
Within IPS guidelines
E0862
P8026
2025-03-21
Taxable
USD
744,105
7.1
1
37.3
Tech:34.7;Health:10.6;Energy:10.5;Comm:21.2;Materials:23.0
Value:18.5;Growth:20.1;Quality:12.9;Size:20.5;Momentum:14.5;LowVol:13.4
AAPL:14.6;TSLA:22.2;MSFT:19.2;BND:16.2;VNQ:7.5;GLD:20.3
3.2
157
8.1
Volatile
28.6
4.77
2.5
164
61
38:96
69
0.0149
false
false
ESGOnly;MaxPos6%;NoMargin
null
VarNear
NoAction
Within policy bands; defer
21
-1
6
null
BrokerC
LMT
0
0
0
116
125
2
24
null
null
Normal monitoring
112
2.8
Approved
3
Monitor dispersion and breadth
E0863
P0681
2025-07-17
Roth
USD
498,063
9.3
1
56.1
Industrials:20.4;Financials:46.3;Tech:33.3
Value:24.6;Growth:14.0;Quality:9.5;Size:23.8;Momentum:14.8;LowVol:13.4
XLF:17.8;BRK.B:25.8;HYG:14.3;BND:23.5;IEF:18.6
2.1
102
7.5
Sideways
14.1
3.63
3.4
134
59
38:77
69
0.0154
false
false
MaxSector35%
null
null
Sell
Trim extended winner -1.0%
15
4
10
null
BrokerB
LMT
95
10
18
118
235
-40
29
null
null
Normal monitoring
133
2.3
null
5
Tighten stops on momentum names
E0864
P6692
2025-04-04
401k
USD
661,386
8.4
1
63
Utilities:15.9;Materials:22.1;Consumer:29.6;Comm:20.2;Tech:12.2
Value:13.2;Growth:24.3;Quality:12.7;Size:20.5;Momentum:10.0;LowVol:19.4
VNQ:18.0;TSLA:11.6;VOO:19.9;XLF:6.9;MUB:15.1;AAPL:28.5
1.7
168
15.2
Sideways
14.5
5
2.4
115
-30
-66:-14
18
0.0076
false
false
MaxPos8%;MaxSector25%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-7
-15
6
null
BrokerB
LMT
98
8
10
36
91
8
13
null
null
Normal monitoring
129
2
Approved
4
Monitor dispersion and breadth
E0865
P6726
2025-07-20
IRA
USD
1,798,703
6.8
1
67.3
Industrials:29.3;Consumer:26.9;Utilities:43.9
Value:22.2;Growth:16.9;Quality:12.8;Size:7.8;Momentum:23.2;LowVol:17.0
HYG:7.6;TSLA:26.5;IEF:15.3;MSFT:15.4;XLF:25.4;TLT:9.8
5.7
152
19.1
Bear
25.1
3.77
2.2
201
-107
-142:-74
5
0.0098
false
false
MaxSector35%
null
DriftNear;VarNear
NoAction
Within policy bands; defer
-13
-16
5
null
BrokerB
MKT
0
0
0
-54
-52
-3
36
null
null
Normal monitoring
125
2.5
Approved
4
Tax-aware sells next window
E0866
P5997
2025-01-11
Taxable
USD
1,296,718
6.4
1
74.8
Comm:24.8;Utilities:15.5;Health:14.9;RealEstate:29.1;Materials:15.7
Value:24.6;Growth:11.6;Quality:18.8;Size:16.1;Momentum:20.3;LowVol:8.7
GLD:12.8;VTI:19.3;MUB:20.8;HYG:16.5;XLF:24.7;AAPL:6.0
5.8
169
18.5
Bear
30.6
3.87
1.4
205
-1
-36:52
50
0.0113
false
false
MaxPos7%
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
30
8
1
null
BrokerD
MKT
98
10
14
15
-7
17
8
null
null
Normal monitoring
132
3.7
Approved
5
Within IPS guidelines
E0867
P0096
2025-09-11
Trust
USD
1,363,722
7.8
1.19
48.4
Comm:12.3;Materials:20.0;Financials:25.9;RealEstate:12.7;Industrials:29.1
Value:23.6;Growth:23.5;Quality:9.5;Size:19.7;Momentum:11.1;LowVol:12.6
GLD:21.3;QQQ:16.7;BND:23.2;TLT:17.2;VNQ:21.5
2.3
230
27.3
Sideways
20.2
4.48
2.6
104
-23
-53:-5
30
0.0091
false
true
MaxPos5%;MaxSector25%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
1
-37
2
Delta:-0.14;Vega:0.06
BrokerB
LMT
94
7
7
84
166
-9
32
RegimeShift
Reduce
Volatility spike and breadth deterioration
176
3.5
SuggestedEdits
2
Tax-aware sells next window
E0868
P9713
2024-10-01
IRA
USD
869,386
5.9
1
67.4
Financials:22.6;Consumer:26.6;Materials:28.6;Tech:22.2
Value:9.1;Growth:20.0;Quality:8.9;Size:20.1;Momentum:24.1;LowVol:17.8
VNQ:14.4;HYG:25.8;MUB:21.4;VOO:8.5;TSLA:12.7;AAPL:17.2
4.2
144
7.4
Bull
16.3
4.09
3.3
113
33
17:67
77
0.0046
false
false
MaxPos5%;MaxSector25%
null
DriftNear
Buy
Add core equity +1.0% from cash
5
-33
4
null
BrokerC
MKT
96
6
7
-43
-63
16
-1
null
null
Normal monitoring
217
2.3
Approved
4
Increase defensive factor exposure
E0869
P1418
2024-12-11
401k
USD
893,550
13.8
1
39.6
Utilities:32.6;Energy:31.5;Materials:35.8
Value:15.7;Growth:13.1;Quality:21.2;Size:16.3;Momentum:16.3;LowVol:17.4
QQQ:7.4;MUB:19.9;BND:24.6;TSLA:24.4;IEF:14.6;XLF:9.0
3.2
114
13.9
Volatile
22.2
5.37
2.9
157
-44
-84:-22
35
0.0062
false
false
NoMargin
null
null
Buy
Add core equity +1.0% from cash
19
-38
6
null
BrokerC
LMT
99
3
3
-56
-43
13
20
null
null
Normal monitoring
194
1.9
Approved
4
Monitor dispersion and breadth
E0870
P6653
2025-10-25
IRA
USD
239,998
8.7
1
38.4
Materials:15.8;Tech:15.7;Utilities:24.8;Industrials:27.7;Financials:16.0
Value:24.0;Growth:18.2;Quality:12.0;Size:14.9;Momentum:8.7;LowVol:22.2
MSFT:7.1;MUB:12.9;HYG:20.4;QQQ:18.8;BND:22.2;AMZN:18.5
2.1
95
12
Bull
16
4.89
2.3
92
109
98:139
100
0.006
false
false
MaxSector35%
null
null
Buy
Add core equity +1.0% from cash
-8
-39
12
null
BrokerC
LMT
94
10
17
-59
-9
4
-8
null
null
Normal monitoring
143
2.8
Approved
4
Tighten stops on momentum names
E0871
P6873
2025-07-11
Roth
USD
336,274
13.2
1
41.2
Energy:21.7;Financials:20.7;Health:14.4;Comm:23.1;Materials:20.0
Value:14.2;Growth:18.4;Quality:15.1;Size:23.3;Momentum:14.3;LowVol:14.8
HYG:35.8;IEF:11.0;VNQ:18.0;GLD:35.2
3.6
119
14.6
Bear
24.7
3.06
2.7
198
-54
-80:-15
30
0.0097
false
false
MaxPos6%
null
null
Rebalance
Shift +1.0% bonds from equity
35
-13
9
null
BrokerA
MKT
98
9
10
0
66
-19
12
null
null
Normal monitoring
109
2.3
null
4
Tighten stops on momentum names
E0872
P9165
2024-08-10
Roth
USD
1,665,549
8.4
1
38.1
Industrials:27.3;Energy:26.4;Utilities:28.1;Consumer:18.3
Value:18.1;Growth:12.8;Quality:21.1;Size:15.3;Momentum:15.3;LowVol:17.4
TLT:24.7;VOO:38.6;QQQ:25.7;IEF:11.0
6.7
161
15.3
Volatile
31.4
5.11
2.2
156
-29
-42:4
42
0.0064
true
false
MaxPos5%
MaxPosExceeded
DriftNear
Hedge
Buy index puts 1.0% notional, 30d
35
-26
10
Delta:-0.07;Vega:0.08
BrokerC
MKT
97
4
9
88
71
2
19
Drift>tolerance
Pause
Allocation drift beyond policy bands
135
1.4
Approved
5
Tax-aware sells next window
E0873
P6142
2025-07-29
IRA
USD
915,463
7.5
1
47.2
Energy:18.6;Health:26.8;Consumer:54.6
Value:13.4;Growth:23.4;Quality:10.5;Size:28.7;Momentum:12.5;LowVol:11.4
TLT:17.0;XLF:16.3;VTI:14.5;AMZN:13.6;BRK.B:25.0;AAPL:13.7
2.6
211
13.9
Bull
13.9
3.87
2.1
103
97
57:152
84
0.0177
false
true
MaxPos5%;MaxSector25%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
30
-26
12
Delta:-0.14;Vega:0.05
BrokerB
MKT
91
2
0
-17
-3
-34
-20
RegimeShift
Hedge
Volatility spike and breadth deterioration
160
3.4
Approved
5
Tighten stops on momentum names
E0874
P6051
2025-01-07
IRA
USD
2,001,693
9.9
1
67
Industrials:28.3;RealEstate:34.5;Utilities:17.9;Materials:19.3
Value:20.4;Growth:11.4;Quality:20.0;Size:9.0;Momentum:15.6;LowVol:23.6
TLT:13.6;MSFT:32.8;VNQ:16.2;HYG:37.4
5.4
172
21.8
Volatile
23.1
5.05
3.6
169
33
-3:60
62
0.0038
false
true
MaxSector25%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
33
11
7
null
BrokerA
LMT
88
3
3
117
93
-36
33
RegimeShift
Reduce
Volatility spike and breadth deterioration
220
2.1
SuggestedEdits
5
Tax-aware sells next window
E0875
P5100
2025-11-18
IRA
USD
946,193
5.2
1
60.6
Materials:16.3;RealEstate:38.8;Energy:13.9;Industrials:31.0
Value:17.1;Growth:14.7;Quality:13.4;Size:8.6;Momentum:21.8;LowVol:24.4
VNQ:28.6;GLD:9.0;BRK.B:16.0;TLT:24.7;BND:21.6
5.5
193
22
Bear
28.2
4.48
1.5
134
-64
-91:-31
10
0.0117
false
true
ESGOnly
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
20
9
7
Delta:-0.08;Vega:0.03
BrokerB
VWAP
95
12
17
117
90
-1
5
VAR>budget
Hedge
Risk above budget threshold
100
2.8
null
5
Monitor dispersion and breadth
E0876
P9893
2025-07-29
IRA
USD
824,053
9.2
1
53.7
RealEstate:20.1;Financials:19.0;Comm:14.1;Tech:19.1;Energy:27.7
Value:15.1;Growth:25.4;Quality:16.4;Size:9.5;Momentum:19.0;LowVol:14.6
AAPL:22.3;VTI:29.0;MSFT:26.7;IEF:21.9
2.6
170
11.3
Volatile
23.4
5.4
2.8
164
-18
-45:18
32
0.0154
false
false
ESGOnly;MaxPos7%;NoMargin
null
VarNear
Sell
Trim extended winner -1.0%
8
-30
6
null
BrokerA
LMT
97
5
12
42
96
-50
23
null
null
Normal monitoring
218
1.7
Approved
5
Tax-aware sells next window
E0877
P1647
2025-04-30
Taxable
USD
1,760,322
9.3
1
66.2
Tech:24.4;Financials:16.1;Utilities:28.0;Materials:19.2;Comm:12.2
Value:19.5;Growth:24.3;Quality:10.8;Size:10.7;Momentum:16.9;LowVol:17.7
GLD:26.4;HYG:15.5;IEF:15.8;VTI:27.3;QQQ:15.0
2.8
166
18.2
Bull
11.9
3.94
3.4
77
97
79:118
99
0.0168
false
false
MaxSector35%
null
VarNear
Sell
Trim extended winner -1.0%
27
-35
10
null
BrokerB
VWAP
91
8
10
24
-10
8
7
null
null
Normal monitoring
185
2.7
null
4
Tax-aware sells next window
E0878
P7990
2025-03-22
Taxable
USD
441,498
8
1.2
57.8
Health:40.6;Comm:42.6;RealEstate:16.8
Value:16.9;Growth:13.1;Quality:17.3;Size:17.4;Momentum:14.9;LowVol:20.3
VTI:27.0;IEF:23.9;QQQ:26.3;HYG:22.8
3.2
267
19.3
Bull
11.1
3.76
2.3
89
4
-25:25
39
0.0189
false
true
MaxSector25%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
9
-39
12
Delta:-0.14;Vega:0.08
BrokerA
LMT
99
11
9
28
95
-45
-17
VAR>budget
Hedge
Risk above budget threshold
119
2.2
SuggestedEdits
2
Tighten stops on momentum names
E0879
P9852
2025-01-08
Roth
USD
550,493
8
1
38.6
Health:20.8;Consumer:31.3;Materials:47.9
Value:9.0;Growth:24.5;Quality:21.9;Size:17.7;Momentum:14.6;LowVol:12.2
BRK.B:22.2;TLT:11.0;QQQ:10.9;HYG:19.4;AAPL:18.5;BND:18.0
1.6
150
18
Bull
16.6
4.9
2.8
92
110
87:146
99
0.0041
false
false
ESGOnly;MaxSector25%
null
null
Rebalance
Shift +1.0% bonds from equity
-13
-31
8
null
BrokerB
MKT
94
6
13
38
62
-58
-16
null
null
Normal monitoring
215
2
null
5
Tax-aware sells next window
E0880
P3838
2024-08-22
401k
USD
1,400,581
5.6
1
38.2
Materials:16.5;Comm:23.3;Financials:14.8;Consumer:26.8;Health:18.5
Value:13.4;Growth:18.8;Quality:29.1;Size:19.2;Momentum:10.9;LowVol:8.6
QQQ:19.6;HYG:18.8;VTI:12.8;BND:11.5;BRK.B:37.3
4.3
225
21.9
Bull
16.4
4.6
3.2
102
69
34:91
95
0.0094
false
true
null
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-5
-33
12
Delta:-0.24;Vega:0.06
BrokerA
MKT
90
5
5
-12
-7
-41
5
VAR>budget
Reduce
Risk above budget threshold
194
2.3
Approved
3
Increase defensive factor exposure
E0881
P3367
2024-07-08
401k
USD
275,927
11.7
1
61.1
Financials:26.8;Tech:19.7;Consumer:21.1;Health:32.4
Value:29.1;Growth:12.1;Quality:11.7;Size:12.2;Momentum:15.7;LowVol:19.2
VTI:20.5;BRK.B:16.0;IEF:29.0;VNQ:23.8;TSLA:10.7
1
112
11.3
Sideways
20.6
4.22
3.2
108
36
2:84
85
0.0134
false
false
null
null
null
Rebalance
Shift +1.0% bonds from equity
-9
-15
2
null
BrokerB
VWAP
90
7
4
4
32
-49
-25
null
null
Normal monitoring
92
1.8
null
4
Within IPS guidelines
E0882
P2959
2025-03-19
Taxable
USD
680,308
6.5
1
67.1
Utilities:33.0;Health:21.4;Consumer:17.6;Financials:28.0
Value:17.6;Growth:15.4;Quality:14.5;Size:18.6;Momentum:20.6;LowVol:13.2
HYG:17.3;TSLA:11.1;VOO:15.5;TLT:28.6;AAPL:27.6
1.7
133
7.5
Volatile
30.9
5.27
2.5
144
7
-27:61
69
0.0199
false
false
MaxPos7%;MaxSector25%
null
null
Buy
Add core equity +1.0% from cash
26
-36
4
null
BrokerA
MKT
92
8
8
-35
48
-60
-23
null
null
Normal monitoring
171
3.9
Approved
4
Increase defensive factor exposure
E0883
P5733
2024-10-01
Roth
USD
503,736
4.3
1
58.4
Utilities:30.4;Energy:12.7;Comm:14.3;Tech:29.5;RealEstate:13.1
Value:11.5;Growth:22.6;Quality:12.4;Size:21.8;Momentum:14.2;LowVol:17.4
XLF:28.5;VNQ:46.4;VTI:25.1
2.6
258
19.8
Volatile
30
3.52
3.6
120
-48
-73:-9
11
0.0115
false
true
MaxPos7%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-15
-8
7
null
BrokerA
LMT
99
6
5
-15
116
-52
25
VAR>budget
Hedge
Risk above budget threshold
184
1.4
Approved
5
Tighten stops on momentum names
E0884
P6104
2025-10-30
Roth
USD
594,544
6.3
1
64.4
RealEstate:15.2;Industrials:16.3;Energy:46.8;Consumer:21.7
Value:14.9;Growth:19.0;Quality:21.5;Size:13.4;Momentum:20.9;LowVol:10.3
VTI:56.2;VNQ:22.5;HYG:21.3
1.6
140
9.8
Bull
11.5
4.72
3
79
44
32:99
70
0.008
false
false
MaxPos8%;MaxSector25%;NoMargin
null
null
Sell
Trim extended winner -1.0%
0
0
9
null
BrokerB
LMT
98
6
7
-15
-48
14
11
null
null
Normal monitoring
208
2.4
Approved
3
Tighten stops on momentum names
E0885
P8948
2025-02-26
IRA
USD
1,582,168
8.9
1
53.9
Financials:24.6;Utilities:28.2;Materials:18.3;Industrials:29.0
Value:20.9;Growth:11.6;Quality:24.5;Size:14.0;Momentum:19.8;LowVol:9.2
VNQ:12.7;IEF:24.4;HYG:11.4;AAPL:22.4;TLT:9.3;MUB:19.8
3.3
183
10.1
Sideways
16
3.93
3.5
127
39
-1:85
52
0.014
false
true
MaxPos8%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-4
-35
4
Delta:-0.08;Vega:0.02
BrokerD
VWAP
98
4
1
1
117
-2
30
RegimeShift
Reduce
Volatility spike and breadth deterioration
183
2.2
SuggestedEdits
3
Tax-aware sells next window
E0886
P5447
2025-09-06
IRA
USD
783,232
9.3
1
38.2
Materials:22.3;Comm:21.6;Utilities:20.7;Energy:12.8;RealEstate:22.5
Value:13.4;Growth:8.9;Quality:24.0;Size:21.0;Momentum:22.7;LowVol:10.0
QQQ:34.6;IEF:21.6;MUB:18.4;TSLA:25.5
4.6
101
12.4
Volatile
31.9
4.09
4
176
-43
-68:-23
27
0.0146
false
false
MaxPos6%;MaxSector35%;NoMargin
null
DriftNear
Buy
Add core equity +1.0% from cash
7
-16
3
null
BrokerA
LMT
90
9
8
-6
-44
-6
-22
null
null
Normal monitoring
176
1.2
Approved
3
Monitor dispersion and breadth
E0887
P1263
2024-11-21
Trust
USD
672,932
5.1
1
65.7
Utilities:23.2;Materials:45.6;Financials:31.2
Value:10.8;Growth:9.9;Quality:26.9;Size:17.2;Momentum:24.6;LowVol:10.7
BRK.B:8.1;BND:36.1;VNQ:21.1;GLD:34.6
5
97
12.1
Bull
15.6
4.29
2.7
89
15
-4:69
53
0.0189
false
false
ESGOnly;NoMargin
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
14
12
7
null
BrokerA
MKT
93
3
9
39
165
-55
37
null
null
Normal monitoring
180
3.3
null
3
Within IPS guidelines
E0888
P7608
2024-12-12
401k
USD
2,129,435
5.7
1
65.2
Utilities:17.4;Tech:22.8;Comm:29.1;Financials:9.9;Materials:20.8
Value:17.6;Growth:11.5;Quality:19.3;Size:23.3;Momentum:19.8;LowVol:8.5
VOO:11.2;GLD:25.1;QQQ:14.0;XLF:29.5;VNQ:20.2
5.8
135
15
Bear
23.7
3.64
1.4
180
-16
-29:0
29
0.0153
false
false
MaxPos8%
null
DriftNear
Sell
Trim extended winner -1.0%
-13
8
1
null
BrokerD
VWAP
95
1
0
67
191
-49
12
null
null
Normal monitoring
171
1.9
Approved
3
Tax-aware sells next window
E0889
P9469
2025-10-21
Taxable
USD
233,232
15.4
1
74.2
Comm:25.8;Industrials:16.7;Consumer:26.5;Tech:7.6;Health:23.4
Value:9.4;Growth:8.9;Quality:25.7;Size:19.4;Momentum:13.2;LowVol:23.5
IEF:21.4;VOO:13.7;AAPL:19.5;VNQ:10.6;HYG:22.9;GLD:11.9
2.5
128
12.8
Volatile
28
4.14
4
169
69
34:103
77
0.0115
false
false
MaxPos5%;NoMargin
null
null
Sell
Trim extended winner -1.0%
28
-5
2
null
BrokerB
MKT
93
8
13
-32
29
19
5
null
null
Normal monitoring
166
3.8
Approved
5
Tighten stops on momentum names
E0890
P5745
2024-09-06
IRA
USD
486,135
9.2
1
55.3
Health:20.3;Financials:29.2;Energy:20.2;Industrials:30.3
Value:11.1;Growth:19.2;Quality:26.1;Size:22.4;Momentum:9.1;LowVol:12.1
AMZN:36.9;MSFT:20.9;VTI:11.0;GLD:12.1;XLF:19.1
3.3
163
15.3
Sideways
18.5
4.31
2.9
133
-4
-43:35
51
0.01
false
false
ESGOnly;NoMargin
null
VarNear
Sell
Trim extended winner -1.0%
7
-32
10
null
BrokerC
LMT
99
11
13
-57
-85
-8
-8
null
null
Normal monitoring
217
3
Approved
4
Increase defensive factor exposure
E0891
P0227
2024-08-27
Roth
USD
163,111
9.6
1
69.7
Materials:35.9;Consumer:34.4;Utilities:29.7
Value:19.1;Growth:27.6;Quality:11.1;Size:13.2;Momentum:19.6;LowVol:9.4
XLF:24.6;HYG:42.6;MUB:19.1;TLT:13.7
4.7
126
12.6
Volatile
25.3
4.24
4.2
142
30
18:75
77
0.0033
false
false
MaxPos6%;NoMargin
null
DriftNear
Buy
Add core equity +1.0% from cash
23
2
1
null
BrokerA
MKT
94
6
3
34
149
-27
1
null
null
Normal monitoring
161
2.9
Approved
3
Increase defensive factor exposure
E0892
P3093
2025-11-25
Roth
USD
411,407
10.9
1
56.5
Comm:28.1;Materials:18.8;Financials:53.1
Value:11.5;Growth:20.1;Quality:19.5;Size:17.5;Momentum:17.5;LowVol:13.9
XLF:26.2;QQQ:20.7;IEF:16.9;VNQ:19.9;TSLA:16.3
2.7
136
15.7
Bear
33.9
4.47
2.8
156
-70
-103:-18
10
0.0173
false
false
ESGOnly;MaxSector25%
null
null
Rebalance
Shift +1.0% bonds from equity
-9
-11
1
null
BrokerC
LMT
97
10
15
67
164
-24
-19
null
null
Normal monitoring
163
3.8
null
4
Tighten stops on momentum names
E0893
P8367
2024-08-17
401k
USD
159,014
10.1
1
50.5
Consumer:25.9;Comm:23.6;Health:25.8;Energy:24.7
Value:13.6;Growth:11.5;Quality:22.7;Size:20.2;Momentum:14.5;LowVol:17.4
TLT:17.3;TSLA:21.2;VOO:19.8;MUB:17.8;IEF:23.9
4.8
167
14.7
Volatile
27.3
4.24
3.5
170
-22
-54:22
37
0.0158
false
false
ESGOnly;MaxPos8%;NoMargin
null
DriftNear;VarNear
NoAction
Within policy bands; defer
26
-1
1
null
BrokerC
MKT
0
0
0
32
52
-9
37
null
null
Normal monitoring
115
2.6
null
3
Tighten stops on momentum names
E0894
P1251
2025-09-30
Roth
USD
761,851
16
1
57.9
Tech:17.6;Utilities:40.1;Health:18.7;RealEstate:23.6
Value:14.8;Growth:23.6;Quality:16.3;Size:23.7;Momentum:8.1;LowVol:13.5
XLF:9.6;GLD:23.7;VOO:29.8;VNQ:13.1;TSLA:23.8
2
107
15.9
Volatile
31.7
5.37
2.3
142
-8
-24:25
56
0.0119
false
false
MaxPos7%;NoMargin
null
null
NoAction
Within policy bands; defer
19
13
6
null
BrokerA
LMT
0
0
0
56
47
-28
40
null
null
Normal monitoring
131
2.2
null
4
Increase defensive factor exposure
E0895
P9157
2025-05-08
Taxable
USD
557,551
15
1
48.3
Utilities:23.1;Comm:19.2;RealEstate:18.5;Industrials:22.3;Tech:16.9
Value:11.2;Growth:17.7;Quality:11.2;Size:19.5;Momentum:26.0;LowVol:14.5
IEF:36.6;VOO:10.5;AMZN:16.3;HYG:36.6
3.7
158
9.4
Bear
26.6
3.83
2.2
218
-73
-84:-51
29
0.0179
false
false
MaxPos6%;NoMargin
null
VarNear
Rebalance
Shift +1.0% bonds from equity
31
13
1
null
BrokerC
LMT
94
2
8
20
32
18
26
null
null
Normal monitoring
136
1.7
null
3
Tax-aware sells next window
E0896
P1082
2025-12-11
Trust
USD
604,604
8.4
1
41.8
Materials:13.4;Energy:20.5;Industrials:11.4;Utilities:20.1;Financials:34.6
Value:19.6;Growth:7.8;Quality:12.5;Size:24.3;Momentum:14.2;LowVol:21.6
TLT:20.6;QQQ:17.6;IEF:8.7;HYG:29.6;TSLA:9.2;BRK.B:14.3
4.1
197
14.8
Volatile
26
3.61
3.7
164
-12
-48:8
40
0.0197
false
false
ESGOnly;MaxPos7%;MaxSector35%
null
VarNear
Sell
Trim extended winner -1.0%
6
-35
1
null
BrokerB
LMT
97
10
17
16
138
-56
-6
null
null
Normal monitoring
168
2.2
null
4
Within IPS guidelines
E0897
P8645
2024-10-26
Roth
USD
445,087
16.2
1
71.9
Consumer:12.8;Health:37.3;Utilities:22.7;Comm:27.2
Value:19.2;Growth:15.5;Quality:13.2;Size:10.4;Momentum:18.5;LowVol:23.3
QQQ:23.6;MUB:20.5;VNQ:9.7;XLF:30.0;MSFT:16.2
1.9
140
11
Bull
17.4
4.91
2.2
111
48
13:87
84
0.003
false
false
MaxPos8%
null
null
Hedge
Buy index puts 1.0% notional, 30d
-2
8
8
Delta:-0.22;Vega:0.06
BrokerC
LMT
100
5
10
-46
-66
-25
25
null
null
Normal monitoring
140
3.5
Approved
5
Increase defensive factor exposure
E0898
P2477
2024-07-05
401k
USD
2,271,367
8.5
1
38
Energy:17.1;Financials:12.8;Utilities:29.5;Industrials:18.7;Comm:21.9
Value:12.1;Growth:29.5;Quality:13.4;Size:16.9;Momentum:13.8;LowVol:14.3
XLF:33.6;IEF:37.6;BRK.B:28.8
2.6
193
19.1
Bull
14.1
3.98
2.6
77
73
52:125
79
0.0144
false
true
ESGOnly;MaxPos7%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
4
-37
1
null
BrokerB
LMT
89
7
10
-1
107
-38
12
RegimeShift
Hedge
Volatility spike and breadth deterioration
105
2.9
Approved
3
Tighten stops on momentum names
E0899
P2591
2024-10-18
IRA
USD
654,009
5.4
1
62.2
Consumer:15.8;Energy:33.0;Tech:35.1;Industrials:16.2
Value:8.3;Growth:19.0;Quality:18.6;Size:11.1;Momentum:19.9;LowVol:23.1
QQQ:10.4;VTI:16.1;MUB:30.1;VOO:22.3;BND:21.0
5.6
184
14
Bull
17.2
3.6
2.7
100
80
57:133
100
0.0118
false
true
MaxPos6%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
28
-31
3
Delta:-0.14;Vega:0.07
BrokerA
LMT
98
7
7
94
67
0
5
VAR>budget
TightenStops
Risk above budget threshold
127
2.7
SuggestedEdits
2
Tax-aware sells next window
E0900
P1689
2025-01-10
Roth
USD
332,611
12.6
1
40.3
Energy:27.8;Tech:13.3;Financials:36.4;RealEstate:22.5
Value:22.7;Growth:25.6;Quality:14.2;Size:13.3;Momentum:15.3;LowVol:8.9
GLD:21.8;VOO:13.3;MUB:24.4;TLT:23.5;AMZN:9.3;XLF:7.8
1.1
116
13.8
Sideways
14.3
4.17
3.3
108
53
30:93
89
0.0141
false
false
MaxSector25%
null
null
Sell
Trim extended winner -1.0%
-4
-27
9
null
BrokerC
LMT
98
9
14
7
7
5
9
null
null
Normal monitoring
168
1.1
Approved
5
Tighten stops on momentum names