episode_id
string
client_id
string
as_of_date
string
account_type
string
base_currency
string
nav_usd
int64
cash_pct
float64
gross_exposure_x
float64
net_exposure_pct
float64
sector_risk_contrib_pct
string
factor_risk_contrib_pct
string
top_positions_pct
string
drift_vs_policy_pct
float64
var_95_bps
int64
stress_dd_20d_pct
float64
regime
string
vix
float64
rates_10y_pct
float64
inflation_yoy_pct
float64
credit_spread_ig_bps
int64
alpha_est_bps
int64
alpha_ci95_bps
string
signal_strength_1_100
int64
model_calibration_mse_90d
float64
drift_breach_flag
bool
var_breach_flag
bool
policy_constraints
string
hard_limits_hit
string
soft_limits_near
string
action_type
string
action_payload
string
expected_alpha_bps
int64
expected_risk_delta_bps
int64
expected_cost_bps
int64
hedge_greeks
string
venue
string
order_type
string
fill_ratio_pct
int64
slippage_bps
int64
implementation_shortfall_bps
int64
pnl_7d_bps
int64
pnl_30d_bps
int64
var_change_7d_bps
int64
tracking_error_change_30d_bps
int64
self_correction_trigger
string
self_correction_action
string
self_correction_reason
string
post_correction_var_bps
int64
post_correction_drift_pct
float64
advisor_review
string
user_feedback_1_5
int64
audit_notes
string
E0901
P9452
2025-07-05
Taxable
USD
1,970,855
5.2
1
73.7
Energy:11.6;Financials:11.9;Health:37.1;Tech:25.0;Comm:14.4
Value:16.0;Growth:13.8;Quality:23.1;Size:14.9;Momentum:15.7;LowVol:16.4
HYG:28.5;AMZN:42.0;BND:29.5
1.8
166
18.6
Volatile
23.7
4.89
4.3
153
6
-20:26
53
0.0116
false
false
MaxSector30%
null
VarNear
Sell
Trim extended winner -1.0%
-12
-32
5
null
BrokerA
MKT
94
12
15
103
102
20
38
null
null
Normal monitoring
102
3.4
Approved
4
Tax-aware sells next window
E0902
P5784
2024-10-06
Roth
USD
249,873
14.6
1
46.2
Financials:25.3;Materials:24.4;RealEstate:18.4;Comm:32.0
Value:14.2;Growth:22.8;Quality:18.0;Size:18.9;Momentum:14.3;LowVol:11.8
GLD:35.1;QQQ:40.1;VOO:24.8
3.7
129
12.8
Sideways
16.7
3.51
3.3
104
47
15:63
83
0.0058
false
false
ESGOnly;MaxPos6%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
2
-34
11
null
BrokerC
VWAP
93
11
12
115
246
9
0
null
null
Normal monitoring
172
3.8
Approved
5
Tighten stops on momentum names
E0903
P3980
2025-12-12
Taxable
USD
1,127,007
8.5
1
42.6
Tech:22.7;Utilities:22.8;Comm:12.2;RealEstate:18.1;Health:24.2
Value:22.7;Growth:18.5;Quality:19.9;Size:7.4;Momentum:14.4;LowVol:17.2
MUB:30.7;XLF:17.1;VTI:26.1;AAPL:26.2
1.7
190
14.6
Volatile
31
4.17
3.2
167
-52
-87:-17
37
0.011
false
true
MaxPos5%;MaxSector30%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
24
-21
8
null
BrokerD
LMT
88
4
9
60
101
2
21
RegimeShift
Reduce
Volatility spike and breadth deterioration
211
3.2
null
5
Tax-aware sells next window
E0904
P1560
2025-06-10
IRA
USD
986,582
5.3
1
67.1
RealEstate:25.2;Energy:21.1;Consumer:22.6;Industrials:31.1
Value:11.3;Growth:17.2;Quality:9.4;Size:21.7;Momentum:16.3;LowVol:24.0
AMZN:23.0;VTI:5.4;IEF:16.9;BND:20.7;BRK.B:17.1;QQQ:16.9
4.7
168
15.6
Bear
24.1
3.14
2.8
177
-91
-123:-73
5
0.0184
false
false
ESGOnly
null
VarNear
Buy
Add core equity +1.0% from cash
13
-11
1
null
BrokerC
VWAP
94
4
9
87
220
-23
33
null
null
Normal monitoring
91
2.5
Approved
4
Monitor dispersion and breadth
E0905
P1165
2024-07-08
401k
USD
274,111
11.6
1
67.6
Comm:32.1;Materials:23.4;Energy:27.1;Industrials:17.4
Value:14.9;Growth:24.9;Quality:16.4;Size:11.8;Momentum:20.1;LowVol:11.9
VNQ:14.4;VOO:20.8;XLF:22.0;MSFT:22.5;GLD:20.3
1.5
126
12.8
Sideways
18.7
4.59
2.3
133
41
7:64
66
0.0176
false
false
MaxSector35%;NoMargin
null
null
Sell
Trim extended winner -1.0%
5
-10
9
null
BrokerD
VWAP
91
7
14
-1
49
12
38
null
null
Normal monitoring
154
1.4
Approved
3
Tighten stops on momentum names
E0906
P8928
2025-06-08
IRA
USD
1,321,332
7.9
1
35.7
Consumer:29.4;Health:29.2;Comm:31.6;Materials:9.7
Value:18.5;Growth:27.0;Quality:10.1;Size:20.3;Momentum:10.4;LowVol:13.8
VTI:14.7;BRK.B:18.3;VNQ:19.6;AMZN:16.6;QQQ:10.8;TSLA:20.0
3.2
126
19.1
Volatile
26
3.97
3
120
-37
-51:-7
13
0.0185
false
false
null
null
null
Rebalance
Shift +1.0% bonds from equity
3
-37
3
null
BrokerD
LMT
95
5
7
-39
57
1
23
null
null
Normal monitoring
160
1.4
null
3
Monitor dispersion and breadth
E0907
P0217
2025-10-30
Roth
USD
354,557
7.9
1
55.6
Materials:26.1;Energy:54.3;Utilities:19.6
Value:8.0;Growth:19.3;Quality:23.9;Size:23.3;Momentum:7.4;LowVol:18.2
BND:16.1;AAPL:13.2;VOO:22.1;MUB:48.6
1.9
113
10.6
Bull
16.3
3.77
3
71
104
87:132
100
0.0091
false
false
MaxPos5%
null
null
Sell
Trim extended winner -1.0%
-9
-2
7
null
BrokerA
MKT
88
2
9
12
70
-38
-3
null
null
Normal monitoring
207
2.1
Approved
3
Within IPS guidelines
E0908
P5032
2024-08-17
IRA
USD
673,826
5.4
1
56.6
Comm:18.6;Industrials:35.1;Tech:18.1;Materials:28.2
Value:22.3;Growth:9.0;Quality:10.4;Size:20.1;Momentum:25.7;LowVol:12.5
IEF:12.3;HYG:18.5;MUB:21.3;TLT:22.1;MSFT:18.8;XLF:6.9
1.7
223
13.2
Bull
15.3
4.05
2.1
101
3
-7:57
51
0.0045
false
true
ESGOnly;MaxPos6%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
23
11
11
Delta:-0.06;Vega:0.08
BrokerC
LMT
100
5
4
89
63
12
31
RegimeShift
Reduce
Volatility spike and breadth deterioration
133
1.4
SuggestedEdits
4
Within IPS guidelines
E0909
P0747
2025-06-28
Taxable
USD
1,785,092
8.7
1
60.7
Tech:13.3;Materials:31.3;RealEstate:10.5;Comm:18.6;Health:26.2
Value:11.0;Growth:21.6;Quality:17.0;Size:17.2;Momentum:12.0;LowVol:21.2
VOO:25.1;BND:27.0;VTI:9.5;QQQ:11.7;MUB:26.7
3.5
266
26.9
Volatile
31
3.73
3.3
172
-33
-65:21
32
0.0133
false
true
ESGOnly;MaxPos7%;MaxSector25%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-5
6
3
null
BrokerA
VWAP
92
10
12
-38
46
-59
20
VAR>budget
Pause
Risk above budget threshold
135
2.4
null
5
Increase defensive factor exposure
E0910
P4749
2025-09-08
401k
USD
320,067
16
1
46.3
Consumer:24.6;Financials:14.9;Comm:26.6;Industrials:10.7;Health:23.2
Value:23.5;Growth:13.4;Quality:11.6;Size:26.7;Momentum:16.4;LowVol:8.4
MSFT:47.0;BND:24.0;GLD:29.0
2.2
146
10.5
Bear
25.2
3.25
2.3
179
9
-22:61
63
0.0037
false
false
MaxPos8%
null
null
Rebalance
Shift +1.0% bonds from equity
-9
-35
9
null
BrokerA
VWAP
100
4
9
111
107
-8
18
null
null
Normal monitoring
205
3.6
null
3
Monitor dispersion and breadth
E0911
P3297
2024-08-04
Roth
USD
1,055,498
7.1
1
65.1
Health:28.9;Utilities:20.8;Energy:29.1;Tech:21.2
Value:7.6;Growth:23.0;Quality:15.8;Size:15.6;Momentum:15.0;LowVol:23.1
TSLA:36.2;GLD:23.8;AAPL:40.0
5.9
199
20
Volatile
28.6
5.05
4.1
143
56
22:91
67
0.0035
false
true
MaxPos7%;MaxSector30%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
16
9
7
null
BrokerD
VWAP
93
10
16
2
118
17
7
RegimeShift
Reduce
Volatility spike and breadth deterioration
214
3.5
Approved
2
Tighten stops on momentum names
E0912
P8999
2024-07-25
Taxable
USD
1,963,058
6.6
1.23
55.4
Utilities:34.6;RealEstate:18.8;Health:16.5;Comm:30.0
Value:19.0;Growth:15.2;Quality:9.7;Size:9.4;Momentum:22.8;LowVol:24.0
TSLA:8.4;BND:12.5;AAPL:22.5;VNQ:28.0;VTI:28.7
4.2
214
10.3
Bull
16.9
3.96
3
78
7
-6:56
56
0.007
false
true
MaxPos5%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
13
1
5
Delta:-0.05;Vega:0.06
BrokerA
LMT
91
4
7
53
138
-39
16
RegimeShift
Reduce
Volatility spike and breadth deterioration
133
3.4
SuggestedEdits
5
Tighten stops on momentum names
E0913
P3194
2024-07-05
401k
USD
1,794,785
4.7
1
67.5
RealEstate:29.7;Industrials:33.6;Utilities:36.7
Value:21.8;Growth:9.1;Quality:21.8;Size:20.5;Momentum:12.2;LowVol:14.6
VTI:13.9;AAPL:10.9;VNQ:29.1;BND:24.5;TLT:21.6
2.7
197
25.6
Sideways
20.3
4.02
3.3
124
55
33:92
93
0.0042
false
false
null
null
VarNear
Sell
Trim extended winner -1.0%
24
14
12
null
BrokerC
MKT
99
12
14
-26
32
-2
25
null
null
Normal monitoring
154
1.9
Approved
4
Increase defensive factor exposure
E0914
P3515
2025-07-30
Roth
USD
832,936
9.2
1
71.9
Energy:16.8;Health:29.4;Industrials:22.5;Materials:31.3
Value:18.9;Growth:18.6;Quality:14.1;Size:15.8;Momentum:13.9;LowVol:18.6
MSFT:14.7;VNQ:17.8;MUB:21.3;BRK.B:13.5;QQQ:21.2;XLF:11.4
5.7
211
21.1
Volatile
28.4
5.11
3
146
74
36:122
100
0.0052
false
true
ESGOnly;MaxPos6%;MaxSector30%
null
DriftNear;VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
28
7
12
null
BrokerA
LMT
90
4
4
67
83
-28
-7
VAR>budget
TightenStops
Risk above budget threshold
96
3.1
SuggestedEdits
5
Tighten stops on momentum names
E0915
P9142
2025-06-02
Trust
USD
732,829
17.1
1
55.3
Health:27.4;Utilities:26.3;Consumer:19.2;Industrials:27.2
Value:12.2;Growth:19.5;Quality:11.5;Size:14.1;Momentum:20.3;LowVol:22.3
BRK.B:10.2;XLF:23.9;IEF:25.6;GLD:28.8;HYG:11.6
2.9
149
8.1
Bull
15
4.94
2.7
118
79
51:130
81
0.0177
false
false
ESGOnly;NoMargin
null
null
Buy
Add core equity +1.0% from cash
-11
-11
6
null
BrokerC
LMT
89
3
7
-6
51
13
-9
null
null
Normal monitoring
201
3
null
3
Increase defensive factor exposure
E0916
P7771
2025-07-23
Taxable
USD
1,114,349
5.1
1
35.4
Materials:21.9;Industrials:16.3;Utilities:29.3;RealEstate:32.5
Value:7.6;Growth:18.4;Quality:8.0;Size:23.0;Momentum:23.8;LowVol:19.3
BND:36.7;HYG:21.6;VTI:41.8
3.8
212
13.4
Bear
33
3.8
1.8
178
-16
-43:24
57
0.0105
false
true
ESGOnly
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-11
-36
10
null
BrokerD
LMT
98
6
4
17
16
-25
-11
VAR>budget
Pause
Risk above budget threshold
105
2.6
null
4
Within IPS guidelines
E0917
P4950
2024-08-28
Roth
USD
970,048
7.1
1
71.7
Utilities:20.8;Consumer:20.4;Comm:12.6;Tech:23.2;Financials:23.0
Value:20.1;Growth:18.9;Quality:18.3;Size:11.4;Momentum:13.7;LowVol:17.6
HYG:10.4;XLF:26.7;BND:10.8;AAPL:26.5;VOO:25.6
4.7
216
10.1
Bull
17.4
3.64
3.3
95
76
49:106
83
0.0156
false
true
ESGOnly
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
32
-13
6
Delta:-0.2;Vega:0.08
BrokerA
LMT
94
12
9
-49
-14
-31
-25
VAR>budget
Hedge
Risk above budget threshold
119
1.7
Approved
2
Tax-aware sells next window
E0918
P2394
2025-04-08
IRA
USD
668,164
9.6
1
46.4
Utilities:12.3;RealEstate:16.0;Tech:11.6;Industrials:41.9;Comm:18.1
Value:17.1;Growth:25.1;Quality:10.8;Size:12.0;Momentum:11.9;LowVol:23.0
VOO:17.8;BND:22.0;AAPL:20.3;QQQ:10.3;TLT:9.8;BRK.B:19.8
3.5
138
16.2
Volatile
27.4
3.79
4.3
128
-34
-58:-1
46
0.0046
false
false
ESGOnly;MaxPos7%;MaxSector25%
null
null
Rebalance
Shift +1.0% bonds from equity
18
-26
10
null
BrokerA
LMT
98
5
11
23
108
-27
-8
null
null
Normal monitoring
143
3.1
null
5
Within IPS guidelines
E0919
P9971
2025-12-22
IRA
USD
2,329,040
7
1.23
36.8
Tech:32.4;Energy:35.4;Financials:32.2
Value:19.2;Growth:18.9;Quality:23.3;Size:15.4;Momentum:11.5;LowVol:11.7
HYG:41.8;GLD:17.4;VOO:40.8
3.4
133
13.3
Volatile
20.4
4.84
4.2
160
33
-1:86
78
0.0121
false
false
null
null
null
NoAction
Within policy bands; defer
31
-19
5
null
BrokerC
MKT
0
0
0
80
96
11
31
null
null
Normal monitoring
123
2.4
Approved
3
Tax-aware sells next window
E0920
P1526
2025-05-08
Roth
USD
1,148,991
9.1
1
55.4
Utilities:13.9;Comm:47.3;Health:21.8;Tech:17.0
Value:12.6;Growth:9.5;Quality:16.6;Size:12.0;Momentum:27.4;LowVol:22.0
QQQ:26.1;IEF:51.4;TLT:22.5
2.6
191
16.2
Bear
29.2
4.14
2.5
169
-75
-114:-36
9
0.019
false
true
MaxPos8%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
25
-7
4
null
BrokerD
MKT
97
4
6
14
141
-53
0
VAR>budget
Hedge
Risk above budget threshold
186
2.1
SuggestedEdits
4
Increase defensive factor exposure
E0921
P8913
2025-01-04
Trust
USD
1,253,714
6.7
1.16
46
Energy:12.3;Health:28.2;Consumer:22.0;Industrials:37.5
Value:23.7;Growth:22.5;Quality:8.2;Size:20.7;Momentum:14.9;LowVol:10.1
QQQ:22.3;MUB:13.9;IEF:28.3;BRK.B:35.5
4.3
231
24.9
Bull
15.6
4.17
2.7
83
72
59:109
100
0.0137
false
true
ESGOnly;MaxPos7%;MaxSector30%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-8
-5
4
Delta:-0.06;Vega:0.04
BrokerC
MKT
93
10
14
100
155
-27
10
VAR>budget
Reduce
Risk above budget threshold
106
2.1
SuggestedEdits
5
Monitor dispersion and breadth
E0922
P2556
2025-05-28
Taxable
USD
526,364
7.2
1
40.7
Comm:10.8;Consumer:25.2;Energy:21.9;Financials:24.0;RealEstate:18.1
Value:23.5;Growth:14.5;Quality:14.1;Size:19.8;Momentum:13.3;LowVol:14.7
VNQ:43.0;VOO:16.8;QQQ:40.2
1.7
126
11.4
Sideways
20.3
4.02
3.4
98
-27
-42:12
47
0.0058
false
false
ESGOnly
null
null
Rebalance
Shift +1.0% bonds from equity
34
2
11
null
BrokerB
LMT
97
12
12
-9
-31
4
24
null
null
Normal monitoring
193
1.7
null
4
Within IPS guidelines
E0923
P8071
2025-01-23
Roth
USD
426,190
5.2
1
70.6
Comm:23.2;Materials:16.8;RealEstate:19.3;Utilities:20.5;Energy:20.2
Value:17.0;Growth:18.2;Quality:18.3;Size:14.7;Momentum:16.0;LowVol:15.8
HYG:26.9;BRK.B:27.6;BND:23.2;AAPL:9.5;MSFT:12.8
1.8
141
7
Volatile
24.8
4.29
2.5
120
60
34:95
64
0.0153
false
false
MaxPos5%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
-2
-30
12
null
BrokerA
LMT
93
2
6
85
109
-42
30
null
null
Normal monitoring
143
2.5
null
5
Tax-aware sells next window
E0924
P4731
2025-10-24
Taxable
USD
798,296
7.4
1
45.8
Health:26.0;Consumer:12.6;Financials:33.1;Industrials:17.8;Tech:10.5
Value:11.7;Growth:25.5;Quality:18.8;Size:7.5;Momentum:14.4;LowVol:22.1
IEF:29.8;GLD:17.3;VTI:23.9;HYG:29.0
1.3
125
11.2
Bear
26.2
4.27
1.2
206
32
22:65
71
0.0123
false
false
ESGOnly;MaxPos5%;MaxSector35%;NoMargin
null
null
Hedge
Buy index puts 1.0% notional, 30d
23
-32
3
Delta:-0.08;Vega:0.05
BrokerC
LMT
93
11
18
114
146
-8
18
null
null
Normal monitoring
174
2.9
null
4
Monitor dispersion and breadth
E0925
P5881
2025-01-01
401k
USD
1,273,768
6
1
59.2
Tech:30.8;Industrials:24.6;Consumer:15.5;Financials:29.1
Value:25.6;Growth:22.7;Quality:14.5;Size:11.5;Momentum:11.1;LowVol:14.6
AMZN:17.9;BRK.B:44.2;VNQ:13.0;AAPL:25.0
5.3
138
16.3
Bull
12.9
3.86
2.3
103
15
-12:50
55
0.0157
false
false
null
null
DriftNear
Buy
Add core equity +1.0% from cash
30
-30
5
null
BrokerA
MKT
89
2
3
24
60
-17
22
null
null
Normal monitoring
159
3.9
Approved
4
Monitor dispersion and breadth
E0926
P7909
2024-08-10
Taxable
USD
2,275,179
6.8
1
63.8
Energy:29.2;Materials:22.4;Health:48.4
Value:9.6;Growth:19.5;Quality:18.5;Size:13.3;Momentum:20.4;LowVol:18.7
QQQ:22.8;GLD:15.0;VTI:15.4;IEF:26.1;XLF:20.8
2.6
210
18
Bull
17.8
3.79
2.1
89
74
36:100
70
0.0075
false
true
ESGOnly;MaxPos5%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
35
-16
8
Delta:-0.19;Vega:0.06
BrokerD
LMT
99
3
9
73
57
-17
-25
VAR>budget
Hedge
Risk above budget threshold
146
1.2
Approved
5
Monitor dispersion and breadth
E0927
P8135
2024-12-29
Trust
USD
1,576,941
8.6
1
70.3
Health:30.4;RealEstate:17.5;Tech:13.1;Financials:39.0
Value:10.9;Growth:16.9;Quality:21.2;Size:22.1;Momentum:12.4;LowVol:16.5
VNQ:32.8;GLD:34.8;AMZN:32.3
2.2
161
20.9
Bull
11.9
4.24
2.3
74
107
84:130
87
0.0126
false
false
ESGOnly
null
null
Rebalance
Shift +1.0% bonds from equity
11
-8
8
null
BrokerB
LMT
94
6
12
54
181
18
17
null
null
Normal monitoring
171
3.7
Approved
4
Monitor dispersion and breadth
E0928
P3990
2025-01-28
IRA
USD
895,384
5.5
1
70.5
Health:34.0;Financials:17.1;Materials:17.0;Industrials:31.9
Value:19.1;Growth:19.4;Quality:15.7;Size:19.6;Momentum:12.7;LowVol:13.4
MSFT:33.0;MUB:39.4;BRK.B:27.6
4.7
127
19.9
Sideways
20.1
4.24
2.7
136
47
25:68
66
0.011
false
false
MaxPos8%
null
null
Buy
Add core equity +1.0% from cash
13
1
7
null
BrokerC
LMT
99
2
9
23
114
-33
-11
null
null
Normal monitoring
185
1.3
null
4
Tighten stops on momentum names
E0929
P7226
2024-07-31
IRA
USD
526,889
8.5
1
71.8
Financials:20.7;Materials:24.5;RealEstate:27.6;Energy:27.1
Value:12.2;Growth:10.7;Quality:20.5;Size:20.8;Momentum:18.7;LowVol:17.2
VOO:47.4;AAPL:18.9;TSLA:33.8
2.8
208
17.4
Bear
24.6
3.61
1
169
-36
-47:2
25
0.0056
false
true
MaxSector30%
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
8
8
7
null
BrokerB
LMT
98
7
9
110
199
-1
34
RegimeShift
TightenStops
Volatility spike and breadth deterioration
155
1.2
null
5
Monitor dispersion and breadth
E0930
P5784
2024-07-28
401k
USD
1,149,710
5.3
1
53
Comm:54.5;RealEstate:17.2;Industrials:28.4
Value:17.1;Growth:12.5;Quality:19.0;Size:18.2;Momentum:21.4;LowVol:11.7
MUB:48.3;VTI:19.6;TLT:32.1
5.5
197
15.5
Bull
17.4
4.09
3.2
104
64
38:104
96
0.0099
false
true
ESGOnly;MaxPos8%;MaxSector25%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
16
-20
2
Delta:-0.07;Vega:0.03
BrokerB
LMT
99
11
14
82
146
-36
-21
RegimeShift
Hedge
Volatility spike and breadth deterioration
217
1.7
null
5
Increase defensive factor exposure
E0931
P5399
2025-12-18
Roth
USD
1,540,099
9
1
68.5
Utilities:17.0;RealEstate:31.7;Consumer:27.2;Health:24.2
Value:10.7;Growth:21.7;Quality:20.4;Size:23.0;Momentum:14.5;LowVol:9.8
VTI:12.4;BRK.B:19.7;XLF:15.6;BND:36.3;AAPL:16.0
4.5
173
19.5
Sideways
16.8
4.92
2.1
117
32
-8:74
84
0.0049
false
true
MaxPos8%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-10
-30
11
Delta:-0.07;Vega:0.05
BrokerB
MKT
88
1
9
37
109
-30
-16
RegimeShift
Hedge
Volatility spike and breadth deterioration
196
2
Approved
3
Increase defensive factor exposure
E0932
P5842
2025-10-09
Roth
USD
627,587
13.5
1
57.5
Industrials:23.9;RealEstate:28.2;Health:8.6;Financials:26.3;Consumer:13.0
Value:10.0;Growth:19.7;Quality:24.7;Size:11.4;Momentum:15.0;LowVol:19.1
AMZN:25.3;BND:20.5;MUB:31.2;HYG:23.0
3.4
165
11.4
Bull
12.1
3.59
3.1
110
82
53:126
82
0.0186
false
false
ESGOnly;MaxSector25%
null
VarNear
Sell
Trim extended winner -1.0%
8
10
8
null
BrokerB
LMT
99
10
11
-23
98
-39
-5
null
null
Normal monitoring
204
3.9
Approved
3
Within IPS guidelines
E0933
P9326
2024-10-07
Trust
USD
384,729
6.5
1
46.8
Health:16.1;RealEstate:31.0;Consumer:12.3;Utilities:19.2;Financials:21.4
Value:25.5;Growth:12.9;Quality:9.2;Size:20.7;Momentum:7.9;LowVol:23.8
AAPL:17.1;VTI:18.0;IEF:20.9;BND:17.6;TLT:6.7;GLD:19.7
2.8
104
8.5
Volatile
28.8
4.42
3.4
157
32
8:54
59
0.0086
false
false
MaxPos5%;NoMargin
null
null
Buy
Add core equity +1.0% from cash
15
1
1
null
BrokerB
MKT
88
12
10
10
129
-7
26
null
null
Normal monitoring
134
3.4
null
3
Monitor dispersion and breadth
E0934
P5640
2024-10-10
Trust
USD
701,769
6.8
1
48.1
Health:29.2;Tech:48.8;Comm:22.0
Value:11.9;Growth:10.1;Quality:25.1;Size:11.9;Momentum:17.8;LowVol:23.2
BRK.B:11.2;XLF:26.5;AAPL:19.4;AMZN:10.9;VNQ:32.0
2.3
155
10.8
Bear
29.3
4.38
1.3
139
-115
-139:-80
5
0.0053
false
false
NoMargin
null
VarNear
Sell
Trim extended winner -1.0%
31
7
5
null
BrokerD
MKT
93
7
15
-56
13
-16
30
null
null
Normal monitoring
217
2.3
Approved
5
Tax-aware sells next window
E0935
P3808
2025-07-11
Trust
USD
1,312,068
7.4
1
68.7
Utilities:17.6;Comm:30.8;Industrials:36.7;Health:14.9
Value:11.0;Growth:24.2;Quality:13.5;Size:15.8;Momentum:17.9;LowVol:17.6
BND:29.3;IEF:38.3;QQQ:32.4
4.9
165
11.4
Sideways
17.9
4.63
3.2
106
23
-11:45
71
0.0185
false
false
null
null
VarNear
Buy
Add core equity +1.0% from cash
-8
-14
9
null
BrokerC
MKT
88
9
10
-53
57
4
-23
null
null
Normal monitoring
134
3.5
Approved
3
Tighten stops on momentum names
E0936
P6847
2025-08-30
Trust
USD
1,503,843
9.2
1
64.6
Industrials:22.4;Tech:22.8;Materials:20.2;Consumer:14.5;Utilities:20.1
Value:13.3;Growth:14.2;Quality:18.1;Size:24.9;Momentum:10.9;LowVol:18.5
QQQ:19.5;HYG:25.2;BRK.B:7.2;TLT:9.9;AMZN:17.7;VTI:20.4
3.7
224
19.7
Volatile
23.5
5.01
2.2
117
-23
-42:15
55
0.0104
false
true
ESGOnly
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-9
-8
10
null
BrokerA
VWAP
90
2
0
54
25
-13
-1
RegimeShift
Hedge
Volatility spike and breadth deterioration
123
2
Rejected
3
Within IPS guidelines
E0937
P5958
2025-04-19
Trust
USD
753,928
9.5
1
36.9
Utilities:14.4;Tech:24.9;Materials:19.9;Financials:40.8
Value:11.4;Growth:18.8;Quality:14.4;Size:15.8;Momentum:16.2;LowVol:23.3
BRK.B:22.3;AAPL:35.5;BND:17.6;IEF:24.7
4.3
122
17.3
Bull
16.9
3.99
2.3
104
75
61:118
98
0.0166
false
false
ESGOnly
null
null
Rebalance
Shift +1.0% bonds from equity
26
-25
4
null
BrokerA
MKT
89
7
9
104
244
-17
34
null
null
Normal monitoring
205
1.4
Approved
5
Tighten stops on momentum names
E0938
P8657
2025-09-15
Trust
USD
982,684
5.2
1
50.4
Materials:34.9;Financials:36.3;Consumer:28.7
Value:18.9;Growth:15.3;Quality:17.0;Size:18.0;Momentum:13.9;LowVol:16.8
XLF:29.8;HYG:37.4;TLT:19.3;VNQ:13.5
2.8
200
18.6
Sideways
17.2
4.62
3.2
93
31
19:67
59
0.0093
false
false
null
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-11
-34
4
Delta:-0.05;Vega:0.06
BrokerC
VWAP
92
1
5
33
-1
19
21
null
null
Normal monitoring
168
3.6
Approved
5
Tighten stops on momentum names
E0939
P3068
2025-02-12
Trust
USD
1,382,332
8.1
1.15
51.1
Health:16.0;Industrials:11.7;Tech:32.5;Utilities:13.5;Comm:26.3
Value:15.7;Growth:24.1;Quality:9.2;Size:21.9;Momentum:21.1;LowVol:8.0
MSFT:11.3;VOO:31.1;XLF:20.8;VNQ:12.6;HYG:24.2
6.4
160
20.7
Sideways
16.1
3.59
3.2
131
-6
-41:31
47
0.0169
true
false
MaxPos7%
null
DriftNear
Hedge
Buy index puts 1.0% notional, 30d
7
-26
2
Delta:-0.17;Vega:0.06
BrokerA
MKT
90
11
13
86
72
-4
8
Drift>tolerance
Hedge
Allocation drift beyond policy bands
202
3.4
Approved
4
Within IPS guidelines
E0940
P7675
2024-11-25
IRA
USD
613,550
9.3
1
69.5
Comm:30.2;Financials:15.6;Tech:54.2
Value:10.9;Growth:13.9;Quality:23.6;Size:20.4;Momentum:12.9;LowVol:18.3
GLD:27.9;TLT:8.1;AMZN:22.8;IEF:22.7;MSFT:18.5
2.4
99
7.9
Bull
12.1
4.85
3.5
115
7
-7:54
53
0.011
false
false
ESGOnly;MaxSector35%
null
null
Sell
Trim extended winner -1.0%
-12
-12
2
null
BrokerA
MKT
90
2
9
-43
45
-44
20
null
null
Normal monitoring
135
3.7
null
3
Monitor dispersion and breadth
E0941
P7567
2024-10-04
401k
USD
1,743,414
8.4
1
74
Comm:43.6;Health:15.3;Industrials:41.2
Value:13.0;Growth:22.4;Quality:15.8;Size:27.8;Momentum:11.4;LowVol:9.6
TLT:36.0;MSFT:32.6;TSLA:31.4
3.1
206
20.8
Bull
11.4
4.47
2.4
105
37
21:69
74
0.0102
false
true
null
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-9
-11
7
null
BrokerB
LMT
91
9
6
45
92
9
29
VAR>budget
Hedge
Risk above budget threshold
112
1.7
null
3
Tax-aware sells next window
E0942
P5684
2024-08-19
Trust
USD
1,485,712
6.6
1
72.3
Tech:28.6;Financials:36.5;Consumer:35.0
Value:15.2;Growth:15.2;Quality:13.5;Size:19.9;Momentum:16.9;LowVol:19.3
XLF:13.0;MSFT:37.1;HYG:49.9
2
132
11.6
Volatile
26.6
4.48
3
158
18
-4:51
62
0.007
false
false
MaxPos7%
null
null
NoAction
Within policy bands; defer
5
-19
5
null
BrokerB
LMT
0
0
0
107
101
-32
33
null
null
Normal monitoring
124
3.1
Approved
5
Tax-aware sells next window
E0943
P8016
2025-04-12
Trust
USD
910,535
6.2
1
61.5
Health:43.2;Consumer:27.6;Industrials:17.0;Comm:12.2
Value:23.1;Growth:20.5;Quality:17.6;Size:12.5;Momentum:9.1;LowVol:17.2
AAPL:25.3;QQQ:18.3;MSFT:13.4;VOO:6.0;TSLA:17.2;VTI:19.8
5.5
167
17.5
Bear
33.5
3.8
2.1
152
3
-31:40
56
0.0148
false
false
null
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
-6
-20
8
Delta:-0.13;Vega:0.06
BrokerA
MKT
89
11
19
-1
132
-46
33
null
null
Normal monitoring
143
4
null
5
Tighten stops on momentum names
E0944
P5598
2024-11-24
IRA
USD
411,940
4.4
1.07
54.6
Financials:26.6;RealEstate:16.0;Consumer:26.3;Industrials:20.0;Health:11.1
Value:11.2;Growth:9.9;Quality:24.7;Size:7.7;Momentum:25.0;LowVol:21.5
TLT:36.3;IEF:17.4;BRK.B:26.5;VOO:19.8
3.1
168
26.1
Bull
13.6
3.79
3.1
119
78
54:133
96
0.0163
false
false
MaxSector25%
null
null
Buy
Add core equity +1.0% from cash
-10
8
12
null
BrokerC
LMT
95
3
8
-42
-7
-55
19
null
null
Normal monitoring
207
3.1
null
3
Monitor dispersion and breadth
E0945
P7637
2025-06-15
IRA
USD
563,130
13.6
1
63.5
Health:25.7;Comm:38.8;RealEstate:35.5
Value:13.9;Growth:9.1;Quality:28.4;Size:13.6;Momentum:9.7;LowVol:25.3
MUB:25.6;VNQ:15.1;TSLA:21.7;BND:14.7;QQQ:23.0
2.9
143
12.1
Bear
25.7
4.41
2.1
145
-36
-53:3
36
0.0143
false
false
MaxPos7%;NoMargin
null
null
Sell
Trim extended winner -1.0%
-12
-10
12
null
BrokerB
MKT
97
4
10
113
129
-54
5
null
null
Normal monitoring
129
2.6
Approved
5
Within IPS guidelines
E0946
P7588
2025-05-18
Trust
USD
352,245
5.1
1
37.4
Industrials:46.3;Energy:32.7;Consumer:21.0
Value:18.2;Growth:20.0;Quality:22.5;Size:14.1;Momentum:8.8;LowVol:16.4
VOO:47.2;VNQ:10.6;VTI:13.7;TSLA:28.5
3.1
90
10.3
Bull
15.5
3.86
3.1
76
31
-4:79
47
0.0171
false
false
null
null
null
Sell
Trim extended winner -1.0%
2
-26
3
null
BrokerD
LMT
97
9
16
-52
17
-29
-9
null
null
Normal monitoring
194
2.8
null
3
Within IPS guidelines
E0947
P9959
2025-12-15
401k
USD
560,690
15.3
1
38.5
Consumer:49.7;Energy:24.1;RealEstate:26.3
Value:17.5;Growth:13.5;Quality:12.6;Size:19.4;Momentum:17.2;LowVol:19.8
QQQ:23.5;TLT:30.5;GLD:24.6;AAPL:21.4
2.9
126
9.6
Volatile
30.9
4.79
2.8
176
-35
-71:-9
18
0.0087
false
false
ESGOnly
null
null
Sell
Trim extended winner -1.0%
32
-32
2
null
BrokerD
MKT
91
9
7
30
14
-44
-22
null
null
Normal monitoring
219
3.5
Approved
3
Tighten stops on momentum names
E0948
P9340
2025-01-06
Trust
USD
782,242
8.8
1
64.9
Health:27.9;Materials:38.7;Industrials:33.4
Value:23.2;Growth:15.7;Quality:11.6;Size:26.1;Momentum:14.0;LowVol:9.4
BRK.B:15.3;VTI:12.6;QQQ:14.7;BND:23.0;IEF:22.2;TSLA:12.3
3.2
138
10.7
Volatile
27.1
4.44
3.6
165
-2
-14:22
54
0.0055
false
false
MaxSector35%
null
null
Rebalance
Shift +1.0% bonds from equity
25
5
1
null
BrokerC
LMT
98
12
16
49
168
-12
19
null
null
Normal monitoring
218
3
Approved
3
Tax-aware sells next window
E0949
P8634
2025-10-12
Taxable
USD
253,732
17.6
1
64.7
Financials:25.6;Energy:22.3;Health:52.1
Value:22.1;Growth:15.0;Quality:13.2;Size:16.6;Momentum:23.0;LowVol:10.1
VOO:26.8;TLT:30.2;HYG:18.2;GLD:24.8
3.8
149
10.6
Sideways
16.5
4.83
2.5
129
47
32:69
80
0.0146
false
false
MaxPos7%
null
null
Sell
Trim extended winner -1.0%
0
-13
10
null
BrokerC
LMT
91
2
9
94
217
-15
-22
null
null
Normal monitoring
162
1.7
Approved
3
Increase defensive factor exposure
E0950
P2941
2025-06-24
Taxable
USD
432,299
6.3
1
38.8
Tech:37.9;Industrials:16.5;Energy:19.1;Comm:26.4
Value:8.3;Growth:10.4;Quality:10.3;Size:23.9;Momentum:19.8;LowVol:27.4
HYG:18.7;MUB:20.9;AMZN:13.0;AAPL:47.4
4.7
146
12.3
Bear
25.6
3.39
2.8
216
-82
-118:-66
5
0.0095
false
false
MaxSector25%
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
-14
-3
8
null
BrokerA
MKT
99
2
0
68
50
-16
-22
null
null
Normal monitoring
122
1.4
null
4
Increase defensive factor exposure
E0951
P1607
2024-12-18
Roth
USD
784,440
7.3
1
69.5
Materials:35.8;Health:14.8;Industrials:19.0;Comm:17.5;Utilities:12.9
Value:15.2;Growth:17.0;Quality:20.4;Size:17.3;Momentum:10.9;LowVol:19.2
AMZN:18.1;IEF:24.5;TSLA:9.5;HYG:5.8;MSFT:16.8;BRK.B:25.2
5
149
11.8
Volatile
31.7
3.75
3.6
147
6
-14:49
38
0.0035
false
false
MaxPos8%;MaxSector25%;NoMargin
null
DriftNear
Hedge
Buy index puts 1.0% notional, 30d
14
-32
4
Delta:-0.09;Vega:0.05
BrokerB
MKT
92
2
0
100
240
-28
34
null
null
Normal monitoring
116
2.4
null
5
Tighten stops on momentum names
E0952
P0122
2025-04-18
Trust
USD
2,395,441
6.7
1
58.9
RealEstate:27.9;Tech:19.3;Consumer:31.0;Financials:21.8
Value:22.4;Growth:19.0;Quality:15.8;Size:13.5;Momentum:10.3;LowVol:18.9
QQQ:10.0;XLF:23.5;VNQ:7.4;GLD:21.0;TSLA:18.7;TLT:19.5
2.8
222
14.9
Bear
27.4
4.02
1.5
188
36
14:58
67
0.0102
false
true
MaxPos6%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
4
-19
2
Delta:-0.23;Vega:0.04
BrokerA
MKT
89
9
7
55
108
20
-20
VAR>budget
TightenStops
Risk above budget threshold
131
3
Approved
5
Within IPS guidelines
E0953
P0609
2025-01-08
401k
USD
832,956
5.6
1
49.4
Utilities:28.1;Industrials:27.3;Tech:18.1;Consumer:26.5
Value:15.0;Growth:12.5;Quality:18.2;Size:16.1;Momentum:18.5;LowVol:19.8
TLT:23.5;QQQ:21.8;BND:6.4;VNQ:12.8;IEF:20.2;MSFT:15.2
1.9
157
9
Volatile
30.7
3.85
2.5
170
58
43:110
70
0.0105
false
false
MaxPos8%;NoMargin
null
VarNear
Rebalance
Shift +1.0% bonds from equity
23
-9
5
null
BrokerA
MKT
99
1
6
78
71
-36
-19
null
null
Normal monitoring
150
3.5
Approved
4
Tax-aware sells next window
E0954
P7264
2024-10-20
Trust
USD
186,886
13.4
1
45.5
Utilities:26.2;RealEstate:37.0;Tech:21.7;Comm:15.1
Value:28.1;Growth:23.9;Quality:9.1;Size:17.8;Momentum:8.9;LowVol:12.3
QQQ:34.9;MUB:48.3;AMZN:16.8
1.1
163
15.1
Volatile
25.6
4.2
4.1
143
16
5:34
64
0.0145
false
false
NoMargin
null
VarNear
Sell
Trim extended winner -1.0%
18
1
10
null
BrokerC
LMT
88
1
4
109
173
-7
-16
null
null
Normal monitoring
105
1
null
5
Increase defensive factor exposure
E0955
P4415
2024-10-02
Trust
USD
539,597
5.4
1
51.2
Utilities:22.5;RealEstate:35.9;Industrials:14.2;Comm:27.4
Value:8.1;Growth:12.5;Quality:12.7;Size:24.2;Momentum:21.1;LowVol:21.4
GLD:21.2;AAPL:22.8;QQQ:17.0;TLT:10.5;VTI:14.5;MSFT:13.9
2.8
130
16.2
Volatile
20.3
5
2.3
129
-40
-65:-13
46
0.0091
false
false
ESGOnly
null
null
Buy
Add core equity +1.0% from cash
-15
-1
6
null
BrokerC
MKT
88
1
2
105
97
-24
22
null
null
Normal monitoring
216
3.2
Approved
4
Monitor dispersion and breadth
E0956
P4278
2025-12-14
401k
USD
769,763
13.5
1
69.3
Tech:39.6;Materials:22.8;Utilities:22.6;Industrials:15.0
Value:15.4;Growth:18.9;Quality:8.9;Size:19.6;Momentum:19.3;LowVol:17.9
VTI:7.4;AMZN:8.3;VOO:31.7;VNQ:19.7;IEF:32.8
2.3
109
9
Volatile
27.6
5.04
2.5
118
-35
-63:-2
22
0.0191
false
false
ESGOnly;MaxPos7%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
21
2
5
null
BrokerB
MKT
89
11
11
64
162
15
-8
null
null
Normal monitoring
188
2.8
Approved
3
Tighten stops on momentum names
E0957
P5359
2025-04-26
Roth
USD
721,207
8.8
1
45.3
Comm:19.0;Tech:28.4;Consumer:19.2;Financials:33.4
Value:15.9;Growth:20.3;Quality:20.4;Size:16.8;Momentum:12.6;LowVol:13.9
AAPL:15.8;TSLA:21.3;VOO:20.6;VTI:15.8;GLD:26.5
5.3
135
13.2
Bull
15.4
3.55
3.3
70
12
-23:28
53
0.0161
false
false
MaxPos8%
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
21
-27
4
null
BrokerA
LMT
95
5
5
6
115
-1
3
null
null
Normal monitoring
145
1.6
null
5
Tighten stops on momentum names
E0958
P2478
2025-04-17
Taxable
USD
682,284
15.7
1
72.8
Industrials:27.1;Tech:29.5;Consumer:18.6;Materials:24.8
Value:16.9;Growth:22.4;Quality:13.6;Size:22.1;Momentum:16.8;LowVol:8.2
VOO:9.6;HYG:25.2;TSLA:20.7;TLT:29.8;XLF:14.7
2.8
104
12.2
Bear
33.8
4.11
1.4
163
-99
-137:-54
11
0.0056
false
false
MaxPos5%;NoMargin
null
null
Buy
Add core equity +1.0% from cash
1
-15
5
null
BrokerA
VWAP
89
4
10
-3
56
-9
24
null
null
Normal monitoring
198
1.5
null
3
Increase defensive factor exposure
E0959
P6775
2025-04-04
Trust
USD
827,611
16.4
1
40.3
Utilities:33.0;Financials:34.2;Materials:32.8
Value:18.6;Growth:15.7;Quality:19.9;Size:16.2;Momentum:15.4;LowVol:14.3
MSFT:48.4;AMZN:19.7;TLT:17.1;TSLA:14.8
4
126
10.7
Bear
29
4.04
1.4
203
-18
-30:32
30
0.018
false
false
MaxSector35%;NoMargin
null
null
Sell
Trim extended winner -1.0%
15
-28
9
null
BrokerD
LMT
93
9
7
-18
63
-48
-2
null
null
Normal monitoring
193
2.4
Approved
4
Within IPS guidelines
E0960
P5875
2025-06-03
Trust
USD
279,825
6.9
1
54.9
Comm:29.3;Tech:36.1;Utilities:34.7
Value:15.0;Growth:25.7;Quality:13.8;Size:11.0;Momentum:9.6;LowVol:25.0
TLT:21.4;BND:26.4;AMZN:52.3
1.5
142
13.9
Volatile
21.4
5.23
3.4
133
-36
-67:15
15
0.0175
false
false
MaxPos5%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
-13
-38
8
null
BrokerC
MKT
91
4
7
-9
-27
-3
-17
null
null
Normal monitoring
127
2.1
Approved
5
Within IPS guidelines
E0961
P2966
2025-08-05
Trust
USD
428,002
9.5
1
40.4
RealEstate:22.2;Materials:14.2;Comm:30.9;Energy:19.2;Utilities:13.5
Value:14.6;Growth:20.5;Quality:9.9;Size:18.6;Momentum:11.0;LowVol:25.4
IEF:30.7;VTI:13.9;MUB:18.9;TLT:36.5
2.8
97
8.3
Bear
31.1
3.8
2.7
177
11
-29:47
68
0.0129
false
false
MaxPos7%;MaxSector30%
null
null
Buy
Add core equity +1.0% from cash
24
10
12
null
BrokerD
LMT
92
2
3
2
56
-25
-17
null
null
Normal monitoring
109
1
Approved
4
Tax-aware sells next window
E0962
P0081
2025-09-12
IRA
USD
258,784
9.9
1
61.2
Consumer:30.4;RealEstate:16.2;Industrials:29.9;Tech:23.5
Value:19.6;Growth:16.1;Quality:21.0;Size:17.3;Momentum:12.3;LowVol:13.6
MSFT:45.1;XLF:31.5;AMZN:23.4
2.5
104
7.1
Sideways
18.2
4.07
2.4
100
-17
-49:2
38
0.0114
false
false
MaxSector35%;NoMargin
null
null
NoAction
Within policy bands; defer
33
-7
4
null
BrokerD
LMT
0
0
0
13
58
-38
3
null
null
Normal monitoring
96
2.2
Approved
3
Tighten stops on momentum names
E0963
P6650
2024-11-16
Taxable
USD
1,739,739
6.5
1.07
53.3
Tech:23.4;Comm:11.3;RealEstate:23.6;Materials:21.4;Health:20.4
Value:11.3;Growth:19.4;Quality:19.0;Size:19.9;Momentum:20.3;LowVol:10.1
TLT:5.4;MSFT:21.4;VNQ:24.9;XLF:20.4;TSLA:10.0;IEF:18.0
2.5
227
18.5
Volatile
22.7
4.96
2.3
170
36
13:53
79
0.0097
false
true
null
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-7
5
1
Delta:-0.14;Vega:0.04
BrokerA
LMT
91
11
9
113
173
2
18
VAR>budget
TightenStops
Risk above budget threshold
93
2.6
Approved
2
Monitor dispersion and breadth
E0964
P3527
2024-08-28
IRA
USD
781,039
10.8
1
62.2
Health:33.9;Energy:28.8;Materials:37.3
Value:17.9;Growth:22.5;Quality:9.5;Size:20.1;Momentum:8.8;LowVol:21.2
TSLA:27.1;MUB:17.3;AMZN:6.9;QQQ:7.4;MSFT:29.9;VNQ:11.5
3.7
121
13.3
Volatile
23.7
4.21
4.5
115
13
-25:59
70
0.0091
false
false
MaxPos5%;NoMargin
null
null
Sell
Trim extended winner -1.0%
21
-30
10
null
BrokerB
VWAP
91
8
6
63
60
-47
20
null
null
Normal monitoring
103
2.6
null
5
Within IPS guidelines
E0965
P7610
2025-01-19
Taxable
USD
524,716
9
1
73.3
Utilities:19.6;Consumer:45.2;Energy:35.2
Value:10.7;Growth:25.0;Quality:25.7;Size:12.9;Momentum:14.7;LowVol:10.9
VNQ:21.2;VTI:21.3;IEF:20.0;HYG:5.6;TSLA:10.4;XLF:21.5
4
109
12.5
Bull
16.8
4.58
3.3
99
14
-2:55
75
0.0064
false
false
ESGOnly;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
10
-37
1
null
BrokerC
LMT
92
1
0
80
183
-15
21
null
null
Normal monitoring
220
2.7
Approved
5
Within IPS guidelines
E0966
P4398
2025-06-16
Trust
USD
495,238
9.6
1
52.6
Energy:32.9;RealEstate:20.4;Health:30.7;Utilities:16.0
Value:14.3;Growth:15.7;Quality:8.5;Size:20.0;Momentum:27.2;LowVol:14.3
BND:25.1;MUB:22.8;TSLA:7.7;VOO:30.4;HYG:14.0
4.1
108
13.5
Bull
16.7
4.99
3.3
79
30
-9:45
61
0.0043
false
false
MaxPos5%;NoMargin
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
-10
-13
9
null
BrokerC
LMT
91
1
0
-17
104
-17
6
null
null
Normal monitoring
172
2.9
Approved
3
Increase defensive factor exposure
E0967
P6845
2025-02-28
Roth
USD
977,474
6.4
1.2
50.8
Industrials:34.1;Comm:37.4;Health:15.9;Materials:12.6
Value:17.7;Growth:12.9;Quality:8.3;Size:18.4;Momentum:19.4;LowVol:23.3
VOO:10.7;IEF:12.6;BND:13.9;MUB:13.5;TLT:31.1;QQQ:18.2
2.5
167
17.6
Sideways
20.5
4.97
3
103
-30
-64:14
35
0.0126
false
false
ESGOnly;MaxSector25%
null
VarNear
NoAction
Within policy bands; defer
12
-28
3
null
BrokerD
VWAP
0
0
0
7
55
-56
-19
null
null
Normal monitoring
132
2.8
Approved
3
Tax-aware sells next window
E0968
P5067
2025-07-16
Trust
USD
1,345,850
4.7
1.23
42.2
Consumer:17.2;Materials:35.6;RealEstate:32.2;Utilities:14.9
Value:15.1;Growth:11.3;Quality:20.0;Size:18.2;Momentum:14.3;LowVol:21.1
VTI:13.9;MSFT:25.3;XLF:7.7;AAPL:24.3;BND:28.8
6.6
206
26.4
Volatile
25.6
4.56
3
121
70
52:104
71
0.0105
true
true
null
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
12
5
10
null
BrokerD
MKT
93
7
9
-39
50
-28
4
Drift>tolerance
Reduce
Allocation drift beyond policy bands
128
2.3
Rejected
4
Monitor dispersion and breadth
E0969
P8537
2024-12-06
Trust
USD
1,278,918
6.5
1
61.4
Utilities:20.9;Tech:15.1;Industrials:23.9;Consumer:24.7;RealEstate:15.4
Value:19.5;Growth:12.0;Quality:17.9;Size:21.7;Momentum:13.9;LowVol:15.0
MSFT:29.6;GLD:40.2;QQQ:30.2
4.9
191
16.9
Sideways
21.7
4.57
2.6
90
-3
-15:25
54
0.0097
false
true
MaxPos6%;MaxSector35%
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
3
-16
11
null
BrokerB
VWAP
94
3
9
-21
79
-41
-21
VAR>budget
Hedge
Risk above budget threshold
195
1
SuggestedEdits
5
Tighten stops on momentum names
E0970
P4043
2025-08-11
401k
USD
1,435,595
6.3
1
64
Materials:40.2;RealEstate:20.9;Industrials:38.9
Value:15.5;Growth:9.4;Quality:26.0;Size:15.8;Momentum:10.9;LowVol:22.5
BND:18.6;AMZN:18.8;AAPL:31.2;HYG:12.2;GLD:19.2
3.7
195
15.7
Volatile
29.9
4.85
3
126
28
-3:61
69
0.0187
false
true
ESGOnly;MaxPos7%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-12
-5
1
null
BrokerC
MKT
94
7
8
-53
-11
-14
9
RegimeShift
Pause
Volatility spike and breadth deterioration
102
1.8
null
5
Increase defensive factor exposure
E0971
P8586
2025-01-15
Trust
USD
1,794,469
8.1
1
63.1
Industrials:15.2;Tech:12.4;Materials:31.0;Financials:30.5;Comm:11.0
Value:8.0;Growth:8.1;Quality:18.6;Size:19.1;Momentum:20.4;LowVol:25.8
XLF:23.9;IEF:20.2;VOO:11.8;GLD:9.7;BRK.B:20.1;TSLA:14.2
3.4
171
21.8
Volatile
28.6
4.61
3.5
127
19
7:50
61
0.0119
false
false
MaxPos6%;MaxSector30%
null
null
NoAction
Within policy bands; defer
17
-7
6
null
BrokerC
MKT
0
0
0
-48
-26
-38
1
null
null
Normal monitoring
194
1.2
null
3
Within IPS guidelines
E0972
P7475
2024-12-27
Roth
USD
452,359
7.6
1
74.4
Industrials:22.3;Utilities:21.7;Tech:56.0
Value:12.0;Growth:24.9;Quality:12.9;Size:13.1;Momentum:16.7;LowVol:20.5
XLF:26.4;HYG:16.0;TSLA:13.2;TLT:44.4
2
114
7.5
Bear
30.3
3.47
2.7
139
-59
-71:-4
29
0.0082
false
false
ESGOnly
null
null
NoAction
Within policy bands; defer
4
-22
5
null
BrokerA
MKT
0
0
0
25
110
-11
24
null
null
Normal monitoring
135
2.6
Approved
5
Increase defensive factor exposure
E0973
P8984
2025-12-17
Roth
USD
548,608
4.5
1.17
53.1
Utilities:15.2;Materials:45.0;Financials:17.8;Energy:21.9
Value:16.1;Growth:32.1;Quality:16.8;Size:11.4;Momentum:11.1;LowVol:12.4
AMZN:27.8;VOO:18.3;QQQ:25.1;BND:28.8
3.5
205
18.6
Bull
11.7
4.92
3
88
87
58:122
100
0.0087
false
true
MaxPos7%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
16
-14
1
null
BrokerC
MKT
100
1
9
-19
82
8
-4
VAR>budget
Hedge
Risk above budget threshold
216
0.9
null
3
Monitor dispersion and breadth
E0974
P2062
2025-07-04
Roth
USD
1,718,992
5
1
45.6
Industrials:38.2;Tech:12.7;Consumer:37.6;Health:11.5
Value:14.4;Growth:24.2;Quality:23.1;Size:18.6;Momentum:9.8;LowVol:9.9
VNQ:42.9;AMZN:30.3;VOO:26.9
5.4
267
14.8
Bull
12.7
4.42
3.4
72
120
95:154
97
0.0093
false
true
ESGOnly;MaxPos6%;MaxSector30%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
3
-12
7
null
BrokerC
LMT
94
11
17
117
119
-46
-7
VAR>budget
Pause
Risk above budget threshold
175
1.6
null
3
Within IPS guidelines
E0975
P2342
2025-01-18
Trust
USD
785,292
5.1
1
50.8
Industrials:43.0;Utilities:35.2;Consumer:21.8
Value:18.0;Growth:16.2;Quality:21.0;Size:13.8;Momentum:18.6;LowVol:12.4
IEF:32.9;TSLA:21.7;TLT:45.5
3.8
205
25.8
Sideways
17.2
4.44
2.7
109
-1
-33:16
63
0.0101
false
true
ESGOnly;MaxPos8%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
16
-3
9
Delta:-0.12;Vega:0.03
BrokerA
MKT
93
10
10
-27
111
-22
40
VAR>budget
Pause
Risk above budget threshold
159
1.8
null
3
Within IPS guidelines
E0976
P5660
2025-03-19
401k
USD
406,130
13.7
1
53.5
Industrials:42.0;Energy:30.3;Comm:13.6;Financials:14.1
Value:22.8;Growth:20.6;Quality:12.1;Size:18.9;Momentum:9.9;LowVol:15.7
MSFT:46.5;IEF:20.0;BRK.B:33.5
5
106
11.2
Bull
16.5
4.68
2.9
78
17
-6:64
52
0.0093
false
false
MaxPos8%;NoMargin
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
16
-16
11
null
BrokerC
MKT
98
11
14
-59
-34
-5
22
null
null
Normal monitoring
186
3.8
null
3
Tax-aware sells next window
E0977
P5435
2025-08-31
IRA
USD
347,526
6.9
1
59.4
Consumer:21.0;Health:27.2;Materials:21.5;Utilities:13.2;Tech:17.2
Value:11.7;Growth:21.9;Quality:23.5;Size:16.5;Momentum:10.0;LowVol:16.4
BND:13.7;QQQ:60.8;AAPL:25.5
1.8
130
7.8
Bull
13
3.55
3.1
112
81
70:125
90
0.0165
false
false
MaxPos6%
null
null
Rebalance
Shift +1.0% bonds from equity
8
5
6
null
BrokerA
LMT
96
2
9
72
132
-20
-10
null
null
Normal monitoring
185
1.4
Approved
5
Tighten stops on momentum names
E0978
P0752
2025-05-03
IRA
USD
175,246
5.6
1
74.4
Materials:27.4;RealEstate:27.8;Comm:28.3;Industrials:16.4
Value:21.5;Growth:15.1;Quality:22.8;Size:17.5;Momentum:12.8;LowVol:10.4
MUB:16.9;VTI:17.9;TLT:24.8;VOO:14.8;QQQ:25.7
3.3
159
8.4
Bull
15
4.54
3
116
0
-23:16
55
0.0044
false
false
MaxSector25%;NoMargin
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-11
-27
5
null
BrokerC
LMT
93
6
5
60
45
-25
21
null
null
Normal monitoring
132
2.4
Approved
5
Tax-aware sells next window
E0979
P6671
2025-05-21
Trust
USD
1,486,682
7.2
1
68.6
Financials:31.4;Consumer:45.1;Health:23.5
Value:9.1;Growth:11.6;Quality:22.7;Size:19.0;Momentum:16.5;LowVol:21.0
TLT:7.9;VNQ:12.7;MUB:9.3;BND:11.4;TSLA:29.8;VOO:28.9
2.8
130
21
Bull
15.1
4.67
2.4
81
60
50:114
98
0.0191
false
false
MaxPos6%;MaxSector35%
null
null
Sell
Trim extended winner -1.0%
3
-32
2
null
BrokerC
LMT
90
1
2
-4
47
-12
12
null
null
Normal monitoring
177
3.2
null
3
Within IPS guidelines
E0980
P2984
2025-04-14
Roth
USD
870,882
9
1
47.2
Comm:42.2;Consumer:13.8;Energy:44.0
Value:12.5;Growth:9.1;Quality:16.7;Size:16.4;Momentum:18.6;LowVol:26.8
AMZN:12.7;AAPL:16.6;MUB:19.5;MSFT:17.7;QQQ:15.9;TLT:17.6
4.6
110
9.6
Bear
35
4
2
154
-11
-26:17
37
0.0073
false
false
MaxPos5%;MaxSector25%
null
DriftNear
Buy
Add core equity +1.0% from cash
8
-34
4
null
BrokerB
LMT
92
2
2
76
184
-57
-14
null
null
Normal monitoring
184
2.1
Approved
5
Tax-aware sells next window
E0981
P1574
2025-02-24
401k
USD
614,268
16.6
1
69.3
Materials:46.5;Tech:28.4;Consumer:25.2
Value:8.2;Growth:8.9;Quality:18.3;Size:25.8;Momentum:16.1;LowVol:22.8
IEF:28.2;GLD:28.4;TLT:19.7;AAPL:23.7
3
139
8.1
Bull
17.2
3.68
3.1
99
120
108:138
100
0.0157
false
false
MaxSector35%;NoMargin
null
null
Buy
Add core equity +1.0% from cash
16
-9
2
null
BrokerC
MKT
91
6
11
44
21
-14
12
null
null
Normal monitoring
183
3
Approved
4
Tax-aware sells next window
E0982
P5789
2025-02-01
401k
USD
519,640
7.1
1
56.2
Industrials:31.9;Energy:40.3;RealEstate:27.9
Value:11.8;Growth:17.3;Quality:23.9;Size:23.0;Momentum:11.9;LowVol:12.2
HYG:9.8;BRK.B:28.3;QQQ:23.2;VNQ:11.6;AAPL:27.1
2.5
144
13.6
Bull
13.7
3.91
2.9
110
15
-19:45
43
0.0104
false
false
ESGOnly;MaxPos6%;NoMargin
null
null
Sell
Trim extended winner -1.0%
35
-5
9
null
BrokerB
LMT
92
3
2
34
72
-57
1
null
null
Normal monitoring
140
2.3
Approved
3
Increase defensive factor exposure
E0983
P1684
2025-09-03
Taxable
USD
462,467
9.1
1
48.8
Tech:55.1;Comm:24.4;Consumer:20.5
Value:12.5;Growth:9.6;Quality:21.2;Size:23.3;Momentum:12.2;LowVol:21.2
AMZN:33.9;AAPL:10.3;IEF:35.0;VOO:20.8
1.1
110
11.5
Volatile
30.6
4.95
3.5
146
2
-13:45
64
0.0125
false
false
MaxSector30%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
16
-1
2
null
BrokerD
MKT
90
1
6
-51
-6
-51
22
null
null
Normal monitoring
204
2.3
Approved
4
Tax-aware sells next window
E0984
P8361
2024-10-03
401k
USD
237,503
6.8
1
60
Consumer:36.4;RealEstate:16.6;Health:47.0
Value:21.9;Growth:20.8;Quality:22.7;Size:9.6;Momentum:11.2;LowVol:13.9
QQQ:12.3;VNQ:21.7;VOO:30.3;HYG:35.8
4.6
154
11.1
Volatile
28.8
3.96
3.9
174
-58
-94:-28
23
0.008
false
false
NoMargin
null
DriftNear;VarNear
NoAction
Within policy bands; defer
-9
-11
3
null
BrokerB
LMT
0
0
0
9
-22
-45
12
null
null
Normal monitoring
197
3.5
Approved
5
Tax-aware sells next window
E0985
P6739
2024-08-11
401k
USD
1,956,153
4.8
1
73
Health:32.6;Comm:26.9;Utilities:24.4;Energy:16.2
Value:11.9;Growth:10.3;Quality:26.6;Size:23.9;Momentum:11.0;LowVol:16.3
TLT:17.7;QQQ:17.1;VOO:26.9;VTI:14.0;MUB:13.8;IEF:10.5
4
230
11.8
Bull
13.7
3.85
2.8
72
94
83:133
81
0.012
false
true
MaxPos7%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
11
-4
8
null
BrokerB
LMT
88
11
15
33
147
-18
36
VAR>budget
Reduce
Risk above budget threshold
104
1.6
Approved
3
Within IPS guidelines
E0986
P2125
2025-12-09
Trust
USD
516,571
6.2
1
63.5
Financials:37.3;Consumer:15.3;Utilities:47.5
Value:12.2;Growth:18.7;Quality:26.0;Size:11.7;Momentum:11.8;LowVol:19.5
VTI:16.6;IEF:15.2;MSFT:14.6;BRK.B:20.9;VNQ:15.0;BND:17.7
5.4
184
14.2
Volatile
24.6
5.37
3.2
147
-21
-33:10
38
0.0127
false
true
MaxPos5%;MaxSector30%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
0
-14
6
null
BrokerB
VWAP
97
11
13
-6
-40
-37
9
VAR>budget
Hedge
Risk above budget threshold
162
1.8
null
5
Within IPS guidelines
E0987
P9202
2025-11-30
IRA
USD
1,661,485
7.7
1
40.7
Materials:43.3;Comm:31.2;Financials:25.5
Value:22.3;Growth:11.2;Quality:9.1;Size:17.5;Momentum:15.4;LowVol:24.5
AMZN:20.7;MSFT:26.4;HYG:52.9
5.2
211
17.4
Bull
12
4.44
3.4
117
30
5:60
77
0.0069
false
true
MaxSector30%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
27
8
8
Delta:-0.07;Vega:0.03
BrokerB
LMT
89
2
5
91
82
-31
-3
RegimeShift
Hedge
Volatility spike and breadth deterioration
220
1.4
Approved
2
Tax-aware sells next window
E0988
P7887
2025-04-25
IRA
USD
881,476
6.4
1
42.2
Health:20.2;Utilities:56.1;Energy:23.7
Value:26.6;Growth:26.5;Quality:9.0;Size:11.0;Momentum:13.9;LowVol:13.1
TLT:13.0;MUB:36.3;IEF:29.6;BND:21.1
3.3
234
16.4
Bull
17.5
3.87
2.6
89
83
48:116
86
0.0115
false
true
ESGOnly;MaxPos5%;MaxSector30%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
1
-3
5
Delta:-0.16;Vega:0.04
BrokerB
MKT
91
3
11
9
84
-56
24
RegimeShift
Reduce
Volatility spike and breadth deterioration
93
3.2
Approved
5
Tighten stops on momentum names
E0989
P3868
2025-02-07
401k
USD
1,731,133
5
1
57.8
Utilities:14.2;Materials:14.4;Health:17.9;Tech:34.5;RealEstate:19.0
Value:19.6;Growth:7.7;Quality:19.4;Size:20.8;Momentum:16.3;LowVol:16.2
TSLA:17.1;AAPL:21.3;VTI:34.9;GLD:26.8
2.4
146
21
Sideways
16.8
4.43
2.7
113
2
-16:22
65
0.0069
false
false
null
null
null
Sell
Trim extended winner -1.0%
1
-29
1
null
BrokerA
MKT
92
2
4
9
-7
-18
23
null
null
Normal monitoring
190
1.2
null
3
Within IPS guidelines
E0990
P9344
2024-11-21
Trust
USD
577,409
7.6
1
62.4
Financials:13.7;Industrials:23.6;Comm:27.0;Energy:21.7;RealEstate:14.0
Value:22.4;Growth:19.7;Quality:16.2;Size:16.7;Momentum:17.1;LowVol:7.9
QQQ:27.6;TLT:38.5;VNQ:13.9;GLD:20.0
2.5
110
12.7
Bull
17.1
4.07
2.5
101
114
90:146
97
0.0078
false
false
MaxPos6%;MaxSector30%;NoMargin
null
null
Buy
Add core equity +1.0% from cash
3
13
4
null
BrokerC
LMT
97
7
6
-47
11
4
30
null
null
Normal monitoring
179
3.2
Approved
4
Tighten stops on momentum names
E0991
P7541
2024-12-09
IRA
USD
1,591,445
4.9
1.14
59.1
Comm:50.4;Utilities:18.8;Energy:30.9
Value:24.2;Growth:17.3;Quality:16.5;Size:24.5;Momentum:8.4;LowVol:9.2
QQQ:12.1;TSLA:13.2;VOO:16.3;BND:16.7;IEF:30.4;MSFT:11.3
5.6
238
20.3
Bear
30.7
3.14
2.2
212
-47
-76:-11
26
0.0051
false
true
MaxSector30%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
20
-25
1
Delta:-0.15;Vega:0.09
BrokerB
LMT
90
2
5
81
88
12
-12
RegimeShift
TightenStops
Volatility spike and breadth deterioration
106
2.6
Approved
2
Increase defensive factor exposure
E0992
P5316
2025-04-16
Roth
USD
788,043
5.6
1
49.4
Financials:42.3;Materials:40.8;Energy:16.9
Value:18.2;Growth:10.7;Quality:9.3;Size:16.8;Momentum:23.2;LowVol:21.9
TSLA:20.8;VNQ:16.4;XLF:20.3;MSFT:20.1;HYG:22.4
4.4
141
10.3
Bear
30.3
3.12
2.6
210
-46
-72:-4
31
0.0182
false
false
MaxPos5%
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
-13
-3
12
null
BrokerC
VWAP
99
4
1
27
10
-42
-11
null
null
Normal monitoring
203
2.8
null
5
Within IPS guidelines
E0993
P1294
2024-11-11
401k
USD
654,054
8.1
1
57
Industrials:29.1;Materials:19.6;Utilities:22.4;Health:28.9
Value:12.0;Growth:14.4;Quality:15.0;Size:19.6;Momentum:22.0;LowVol:17.0
VOO:42.8;BRK.B:14.8;AMZN:42.5
4.5
154
10.4
Volatile
23.4
4.14
3.8
116
-32
-53:-6
35
0.0054
false
false
MaxPos8%;MaxSector25%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
27
-22
5
null
BrokerC
LMT
100
9
13
94
222
1
29
null
null
Normal monitoring
184
3.5
Approved
4
Monitor dispersion and breadth
E0994
P6191
2024-07-12
IRA
USD
569,741
8.1
1
65.4
Utilities:27.6;RealEstate:39.5;Energy:32.9
Value:16.3;Growth:16.8;Quality:9.5;Size:16.5;Momentum:16.0;LowVol:24.8
VNQ:28.7;IEF:34.9;BND:36.4
5.8
262
27.4
Sideways
20.9
4.93
3.4
120
55
35:87
94
0.0086
false
true
MaxSector25%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
21
15
2
Delta:-0.05;Vega:0.02
BrokerA
VWAP
90
6
9
-49
-76
5
-9
VAR>budget
Reduce
Risk above budget threshold
213
1.7
Approved
2
Monitor dispersion and breadth
E0995
P3172
2025-05-20
Roth
USD
317,072
17.2
1
66.5
Tech:44.2;RealEstate:17.3;Energy:38.4
Value:9.5;Growth:23.1;Quality:20.2;Size:19.4;Momentum:15.7;LowVol:12.2
VTI:22.2;MSFT:48.6;GLD:16.4;TLT:12.8
1.3
143
9
Bull
15.9
4.82
3.5
89
84
48:105
86
0.0167
false
false
MaxPos5%
null
null
Sell
Trim extended winner -1.0%
-15
-33
8
null
BrokerA
MKT
93
4
4
45
90
-60
11
null
null
Normal monitoring
177
1.1
null
5
Increase defensive factor exposure
E0996
P9922
2024-07-23
Taxable
USD
857,699
5.4
1
50.4
Consumer:28.7;Industrials:18.2;Tech:11.0;Materials:15.6;Utilities:26.4
Value:15.9;Growth:20.4;Quality:15.7;Size:21.0;Momentum:10.8;LowVol:16.2
GLD:15.2;TSLA:14.2;HYG:20.7;BRK.B:18.2;AAPL:12.4;VNQ:19.3
2
172
14.5
Sideways
20.7
4.17
3.3
102
12
-5:29
38
0.0072
false
true
MaxPos8%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-2
-18
10
null
BrokerB
VWAP
89
2
0
77
66
12
9
RegimeShift
Pause
Volatility spike and breadth deterioration
208
2.2
null
3
Monitor dispersion and breadth
E0997
P1081
2025-07-14
Roth
USD
825,740
6
1
44.1
Utilities:14.8;Comm:12.7;Industrials:26.1;Tech:31.0;RealEstate:15.4
Value:10.0;Growth:17.8;Quality:25.1;Size:13.1;Momentum:11.1;LowVol:22.8
AAPL:27.9;MSFT:22.2;QQQ:50.0
4.2
170
7.1
Sideways
17.6
4.08
3
90
12
2:31
68
0.0146
false
false
MaxPos8%;NoMargin
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
25
-31
1
Delta:-0.07;Vega:0.05
BrokerC
LMT
88
2
4
98
138
18
27
null
null
Normal monitoring
201
2.2
Approved
3
Within IPS guidelines
E0998
P9400
2025-08-27
Taxable
USD
254,753
11.1
1
73.1
Materials:28.0;Tech:31.5;Energy:26.1;Health:14.4
Value:19.9;Growth:11.5;Quality:22.1;Size:15.6;Momentum:15.8;LowVol:15.1
MUB:29.3;GLD:21.5;VOO:24.9;BRK.B:24.4
4.9
91
7.5
Bull
16.8
4.54
2.8
83
64
42:99
76
0.0138
false
false
MaxPos8%;NoMargin
null
DriftNear
Hedge
Buy index puts 1.0% notional, 30d
6
13
1
Delta:-0.19;Vega:0.05
BrokerB
MKT
91
2
0
1
133
-35
4
null
null
Normal monitoring
137
3.2
null
3
Tax-aware sells next window
E0999
P2292
2025-11-18
IRA
USD
783,989
8
1
74.3
Financials:29.0;Comm:17.3;Energy:12.9;Materials:14.5;Consumer:26.2
Value:21.9;Growth:14.7;Quality:10.5;Size:14.1;Momentum:19.9;LowVol:18.9
TSLA:34.8;MUB:27.5;XLF:11.2;VNQ:26.5
3.9
160
13.2
Volatile
21.5
5.39
2.2
114
-23
-42:-8
37
0.0112
false
false
MaxPos6%
null
VarNear
NoAction
Within policy bands; defer
8
9
11
null
BrokerD
LMT
0
0
0
114
232
13
-25
null
null
Normal monitoring
144
1.9
Approved
3
Tax-aware sells next window
E1000
P2005
2024-10-14
IRA
USD
572,624
7.1
1.08
74.4
RealEstate:18.4;Health:21.2;Utilities:36.2;Consumer:24.2
Value:15.2;Growth:11.0;Quality:15.0;Size:17.3;Momentum:18.7;LowVol:22.8
VOO:33.4;HYG:27.3;XLF:39.3
1.9
164
12.8
Sideways
17.5
4.7
3
101
-13
-36:8
61
0.004
false
false
MaxSector30%
null
VarNear
Buy
Add core equity +1.0% from cash
-2
-26
2
null
BrokerD
LMT
99
7
9
63
82
4
28
null
null
Normal monitoring
93
1.2
Approved
3
Tighten stops on momentum names