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fact, much of the causal structure underlying youthful alcohol use and abuse is not specific to alcohol (Kendler et al. 2003; Tsuang et al. 1998; Zucker 2006). Individual Factors That
Influence Risk Two significant developmental processes that emerge at birth are tied to the later development of alcohol-related problems. The first process involves emotion and its control; the second involves
behavior and attention. The ability to display emotion at varying levels of intensity, and the capacity to regulate it based on level of arousal and context, are core temperamental characteristics
of all human beings that are uniquely expressed in each child, with differences among children observable at birth. The second developmental process involves behavior and attention. Differences in activity level
among infants exist prenatally and are obvious immediately after birth. Infants differ in how quickly they respond to touch, sound, and light as well as in how much they move.
Likewise, they manifest differences in the degree to which they can maintain their attention on an object and shift that attention with the presentation of new stimuli. Such differences in
response signal differences in a child’s rudimentary behavioral regulation and control system and in a child’s attention regulation and control system. Learning, planning, and thinking ahead require the development of
strong self-control systems. When the systems are weak, social and academic achievement become more difficult, and the risk for substance use disorders increases substantially. One theory on the development of
alcohol use disorders proposes that the delayed or inadequate development of behavioral, emotional, and cognitive regulation is a central dysregulatory trait that plays an important role in the early emergence
of substance use disorders (Tartar et al. 2004). This hypothesis is supported by a significant body of evidence (Caspi et al. 1996; Clark et al. 2005). The developmental processes of
emotional, behavioral, and attentional control also are related to alcohol use and its progression into problem use. As a result, researchers have attempted to identify traits that reflect the early
development of these processes. Over the past two decades, data from several longitudinal studies (Caspi et al. 2002; Cloninger et al. 1988; Eron et al. 1987; Masse and Tremblay 1997;
Mayzer et al. 2002) have provided convincing evidence of the existence of two traits arising very early in life that appear to be markers for early alcohol use, heavy use,
problem use, and alcohol use disorder years later. The two traits that have been identified are externalizing behaviors and, to a lesser degree, internalizing behaviors. Furthermore, research has shown that
these traits remain relatively stable throughout childhood and adolescence (Fuller et al. 2003; Olweus 1979) and that those individuals exhibiting the highest persistence of self-regulatory problems are the most likely
to have the more chronic and severe forms of substance use disorder in adulthood (Biglan et al. 2004; Campbell et al. 2000). Externalizing behaviors in children are behavior problems reflecting
emotional, behavioral, and attention undercontrol directed outward toward others—that is, aggressiveness or refusal to comply with instructions, impulsivity, and attention deficits, which usually result in academic problems in school (Biglan
et al. 2004; Campbell et al. 2000; Patterson et al. 1998). Children with externalizing behaviors often have the added problem of coming from a disadvantaged family. The parents of these
children may have mental health or behavior problems, including alcohol abuse or antisocial personality. Poor discipline exists within such families, external resources are scarce (Buu et al. 2007), and the
children often are described as exhibiting high negative emotionality or difficult temperaments. In late childhood and early adolescence, a percentage of these children disengage from school, start to associate with
deviant peers, exhibit increasingly risky behaviors, and engage in delinquent behavior. Even before the transition to adolescence, these young people are at elevated risk for alcohol use and the behaviors
associated with it, including early and risky sexual activities, truancy, and the like. Internalizing behaviors constitute the second trait domain implicated by the longitudinal data on risk for underage drinking.
These behaviors already are emerging in early childhood, but they are not as easily detected in this age-group because they largely are aspects of inner experience, like anxiety, sadness, and
depression. Only shyness and social inhibition are more readily evident to the casual observer and, thus, have been more clearly linked to later problem-drinking outcomes (Caspi et al. 1996; Kellam
et al. 1982). More generally, evidence is weaker for this internalizing pathway to early alcohol use than for the externalizing pathway, although there appears to be a link between adolescent
depression and alcohol initiation (Kaplow et al. 2001). The evidence is considerably stronger, however, for an internalizing pathway to alcohol use disorder (Chilcoat and Anthony 1996). Other factors that can
be identified in young children and have been associated with future alcohol problems include early childhood sleep problems (Wong et al. 2004) and deficits in attention (Molina and Pelham 2003).
Environmental and Social Factors That Influence Risk Environmental factors influence the development of risk as well as the development of protective factors. Stress, nurturance, physical abuse, observed family conflict, and
other aspects of social interaction affect the brain by changing the development of neural networks or by producing hormones that alter that development. These early environmental experiences affect the attention
regulation and control system. An increasing body of evidence suggests that they also play a role in the development of drinking behavior. Early stress, for example, affects the brain areas
and neurochemical systems that are involved in impulse control and the brain’s reward circuitry. These systems can increase the risk for alcoholism by facilitating the onset of drinking, the maintenance
of drinking behavior, and relapse. An infant’s ability to display, as well as regulate, emotion reflects a process of social interaction between the infant and his or her caretakers (Zucker
et al. 2000). The degree of attentiveness and responsiveness of the mother influences both the infant’s emotional display and emotional regulation. As the infant matures, the mother’s social environment, including
her relationships with the father and with other adults in her support network, also have an influence (Eckenrode et al. 2001; Eiden et al. 2004), as does her own prior
social experience, including a history of physical, sexual, or emotional abuse or other trauma. Fathers, too, make a contribution to this process, even early in the life of the child.
Alcoholic fathers, for example, are less sensitive and express greater negative affect toward their children than do nonalcoholic fathers, which, in turn, lowers infant responsivity to the parents (Eiden et
al. 2004). Paternal depression, antisocial behavior, and aggression also are associated with lower parental sensitivity. Parental responsiveness to a child’s needs gradually increases the self-regulatory capacity of the child (Calkins
1994). Parents who are depressed, antisocial, or aggressive toward their children and who create a conflict-ridden family atmosphere reduce their children’s capacity to regulate and control their own behavior (Campbell
et al. 2000). In addition, early exposure to alcohol and other drug use by parents and peers is a risk for underage alcohol use. By contrast, the most effective family
environments for reducing externalizing behavior in children and adolescents (Campbell et al. 2000) and, ultimately, for reducing drug involvement in adolescence (Shedler and Block 1990), are those characterized by greater
outside of scientific circles to mean the capacity to foretell a specific event. Scientific prediction means that there is a greater likelihood of an outcome occurring in a group where
the “predictor” is present than in a group where it is not. In scientific research, a predictor can predict more than one outcome. A predictor states that there is, for
example, a relationship between those people who exhibit behavior A now and those people who will exhibit behavior B later. That prediction does not mean that every person who exhibits
behavior A now will end up exhibiting behavior B later. It does mean that in the population exhibiting behavior A now, a greater-than-expected portion will exhibit behavior B later, but
it is not possible to identify specific members of the population who will do so. A predictor, in other words, does not foretell an individual’s destiny. Therefore, a child with
certain predictors for alcohol abuse will not necessarily abuse alcohol later in life, just as a child not predicted to abuse alcohol later may do so. The concept of prediction
is important, however, because it makes it possible to target specific populations in which a substantial percentage is at risk for problem behavior and to intervene in those populations. Predictors
of Childhood-Onset Drinking (Initiation Before Age 13). The low rates of alcohol use in children (Kaplow et al. 2002; Oxford et al. 2001; Sobeck et al. 2000) have precluded the
conduct of extensive longitudinal studies focused on that issue. Instead, longitudinal research has investigated adolescent, young adult, or adult alcohol use. When childhood initiation has been studied, the focus has
been on more general substance use (i.e., alcohol, tobacco, or marijuana use). Significant predictors of children’s substance use initiation include less parental monitoring, fewer parental rules, lessened parent–child attachment, single-parent
families, parental tolerance of substance use, and parental drug abuse. Deviant peer affiliation, social skills deficits, peer drug use, and overactivity in the child also are predictors. A study of
children tested at ages 4–5, 9–10, and 14 (Baumrind 1985) found that less social assertiveness was associated with earlier ages of alcohol initiation for both sexes. For girls, earlier onset
also was related to less parental responsiveness and to less encouragement of the child’s individuality at age 4 and to less parental monitoring and lower socioeconomic status at age 9.
Earlier onset of alcohol use for boys was related to less parental encouragement of independence and individuality at age 4 and to less individuation and self-confidence at age 9. When
a child used alcohol for the first time in the early years of elementary school, it was generally the result of an adult—usually a parent or close family member—introducing the
child to the substance. Later ages of initiation generally resulted from peer introductions. Childhood Predictors of Early Adolescent Drinking. A variety of studies involving both high-risk and general population samples
have identified childhood predictors of early-onset alcohol use. (Because approximately half of the population has not used alcohol prior to age 15, use before that age is considered “early use”
or “early-onset” drinking.) The Seattle Social Development Study (Hawkins et al. 1997) of high-risk youth found that at ages 10–11, the following factors predicted early-age initiation of alcohol use: Greater
parental drinking; Less bonding to school; and Having more friends who drink. A study of high-risk boys from Pittsburgh (Clark et al. 1999) found that early-onset alcohol use through age
15 (using at least one standard drink per episode as the criterion) was predicted by antisocial disorder (i.e., conduct disorder and oppositional defiant disorder). Attention deficit hyperactivity disorder (ADHD) or
negative-affect disorder (anxiety or mood disorder), however, were not predictors. A community-based sample of high-risk families (Wong et al. 2004) identified the following predictors of alcohol use by ages 12–14:
Mothers’ ratings of early childhood sleep problems; Trouble sleeping; and Being overtired at ages 3–5. A study of a lower-socioeconomic-status sample of boys from Montreal (Dobkin et al. 1995) found
the following: Ratings of fighting and hyperactivity at age 6 and ratings of the boys’ aggressiveness and their friends’ aggressiveness at age 10 predicted the onset of drunkenness at age
13. Drunkenness by age 15 was predicted by teacher ratings of higher novelty seeking and lower harm avoidance at ages 6 and 10 (Masse and Tremblay 1997). Studies of population
samples suggest that the early initiation of alcohol use in these community groups is predicted by factors that are very similar to those found in studies of high-risk samples. Based
on 10- to 12-year-old abstainers selected from the Minnesota Twin Family Study, predictors of alcohol initiation at age 14 included conduct disorder, oppositional defiant disorder, and any externalizing disorder (McGue
et al. 2001). Major depressive disorder and ADHD were not predictors. Another study using the same sample (King et al. 2004) found the same externalizing factors to predict regular use,
at least one episode of drunkenness, and heavy drinking at age 14. Other studies confirm the Minnesota findings and add the following predictors: In the Ontario Child Health Study, children
rated by teachers as having conduct disorder at ages 8–12 were more likely to be regular drinkers 4 years later (Boyle et al. 1993). In a birth cohort study of
New Zealand children, conduct problems at age 8 predicted the usual intake of alcohol, maximum intake of alcohol, and alcohol-related problems experienced before the age of 15. These predictors held
even after controlling for gender, family socioeconomic status, parental illicit drug use, and parental conflict, all of which also relate to later alcohol use (Lynskey and Fergusson 1995). In the
same New Zealand study, childhood attention deficit behaviors were not related to alcohol behaviors and problems at age 15; these findings are similar to the results found by McGue and
colleagues (2001). In the Finnish Twin Study, less parental monitoring and a poorer home environment assessed at ages 11–12 predicted alcohol use by age 14 (Rose et al. 2001). Also
in the Finnish Twin Study, greater behavior problems and male gender predicted alcohol use by age 14 (Rose et al. 2001). Genetic analyses from this study indicate that shared environmental
influences are more important than heredity in drinking initiation during early adolescence. In the Great Smoky Mountain Epidemiologic Study of Youth, predictors of initiating alcohol use within 4 years after
initial testing at ages 9, 11, and 13 included greater depression, less separation anxiety, and greater generalized anxiety (Kaplow et al. 2001). Multiple studies have correlated early pubertal maturation in
girls with early-onset alcohol use (Deardorff et al. 2005; Wiesner and Ittle 2002; Wilson et al. 1994). This correlation usually is explained by the girls’ affiliation with older, drinking peers,
but other explanations are possible. Childhood Predictors of Middle-Adolescent Drinking. Findings about childhood predictors of middle-adolescent drinking include the following: In the Woodlawn Study, teacher ratings of aggressiveness in 1st-grade
African-American boys predicted more frequent use of alcohol at ages 16–17 (Kellam et al. 1982). That finding did not hold for girls. Similarly, a trend for shyness related to less
alcohol use by boys but not by girls. Childhood symptoms of inattention measured at ages 5–12 predicted frequency of drunkenness and adolescent alcohol problems in a controlled study of children
diagnosed with ADHD (Molina and Pelham 2003). Greater extraversion and deficits in reading achievement predicted earlier onset of regular drinking and drinking with negative consequences in a study of families
at high risk for alcoholism because of a family history of alcoholism that included many relatives (Hill et al. 2000). These findings are in contrast to the findings from a
large general population sample (Kellam et al. 1982). Childhood Predictors of Adolescent Problem Drinking. Early childhood predictors of problem drinking in adolescence have been studied in longitudinal samples involving high-risk
youth. Two such studies found the following: In the Seattle Social Development project, being male and initiating drinking at an earlier age were the strongest childhood predictors of problem drinking
at age 16 (Hawkins et al. 1997). The effects of parental drinking, friends’ drinking, school bonding, perceived harm of drinking, and other age 10–11 predictors were mediated by age of
initiation. In other words, the importance of each of these factors varied depending on the age at which the child started to drink. In the Michigan Longitudinal Study, a slower
rate of increase in behavioral control from preschool through middle childhood predicted more drunkenness and more problem alcohol use in adolescence in a study of high-risk youth (Wong et al.
2006). Childhood Predictors of Young Adult Problem Drinking/Alcohol Dependence. Longitudinal studies that have followed children into young adulthood to assess their experience with alcohol problems have identified a variety of
childhood predictors based on individual differences and early contextual influences. These findings include the following: Aggressiveness at age 8 predicted problem drinking at age 26 for boys, but not for
girls, in a sample of Finnish children (Pulkkinen and Pitkanen 1994). Poor response inhibition predicted early initiation of drunkenness and problem use even when conduct problems were controlled (Nigg et
al. 2006). Childhood aggression at ages 5–10, expressed as anger, sibling aggression, noncompliance, temper, and nonconforming behavior, was related to DSM–III–R alcohol abuse at ages 16–21 in a New York
community sample (Brook et al.1992). A lower ability to concentrate and lower levels of school achievement at age 10 were related to hazardous use of alcohol prior to age 21
in a study of males from prenatal clinics in Sweden (Wennberg and Bohman 2002). “Hazardous use” consisted of public drunkenness and drunken driving ascertained from police register data and high
levels of reported alcohol intake. Parental conflict over childrearing and maternal rejection of the child assessed when the child was age 3 were found in the New York Longitudinal Study
to predict more severe alcohol involvement when the child was age 19 (Vicary and Lerner 1986). Childhood Predictors of Adult Alcohol Use and Alcohol Use Disorders. Studies that link childhood
data to follow-up data on alcohol use and alcohol use disorders (i.e, alcohol abuse and/or dependence) collected after young adulthood, although rare, found the following: Boys, but not girls, from
a birth cohort study of children from Dunedin, New Zealand, who exhibited undercontrol by being impulsive, restless, and distractible at age 3, were twice as likely as control children to
have a diagnosis of alcohol dependence at age 21 (Caspi et al. 1996). Low conscientiousness and high sociability ratings at age 12 related modestly to alcohol involvement at ages 40–50
in the Terman Life-Cycle Study (Tucker et al 1995). Higher teacher ratings of extraversion and lower ratings of emotional stability among Hawaiian elementary school children were associated with greater adult
alcohol intake when followed up at the average age of 45 (Jahoda and Cramond 1972). Higher ratings on novelty seeking and lower ratings on harm avoidance and reward dependence at