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12727
(b) Securities Law Compliance. Investor has been advised that the Notes and the underlying securities have not been registered under the Securities Act of 1933 , as amended (the Securities Act), or any state securities laws and, therefore, cannot be resold unless they are registered under the Securities Act and applica...
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12728
(d) Funding. The Company shall have received an aggregate amount of $2,000,000 from the Investors.
[ [ 14, 19, "Principal" ] ]
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12729
| INVESTORS: ---|--- | | | The Musculoskeletal Transplant Foundation | Name of Investor | | | By: | | Name: | | Title: | | | | Hankey Capital, LLC | Name of Investor | | | By: | | Name: | | Title: | | | | COMPANY: | | | Bone Biologics Corporation | | | By: | | Name: | | | Authorized Signatory | Title: |
[ [ 13, 16, "Parties" ], [ 38, 41, "Parties" ], [ 68, 70, "Parties" ] ]
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12731
[ Texas South Energy, Inc. 8-K](txso-8k_010417.htm)
[ [ 1, 6, "Parties" ] ]
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12732
TEXAS SOUTH ENERGY, INC.,< br/>
[ [ 0, 5, "Parties" ] ]
[ "TEXAS", "SOUTH", "ENERGY", ",", "INC", ".", ",", "&", "lt", ";", "br", "/", "&", "gt", ";" ]
12734
Dated as of January 4, 2017 <sup>
[ [ 3, 6, "EffectiveDate" ] ]
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12735
This Asset Purchase Agreement , dated as of January 4, 2017 and effective January 1, 2017, is entered into by and among Texas South Energy, Inc. , a Texas corporation (Buyer), Sydson Resources, L.P., a Texas limited partnership (Sydson Resources), and Sydson Energy, Inc. , a Texas corporation (Sydson Energy and collect...
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12739
The Seller recognizes that the purchase of the Securities involves a high degree of risk including, but not limited to, the following: (a) the Buyer has a limited operating history with a history of losses and requires additional funds to conduct its business; (b) an investment in the Buyer is highly speculative, and o...
[ [ 232, 236, "Act" ] ]
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12741
Litigation. There is no Action which adversely affects or challenges the legality, validity or enforceability of any of the Agreement or the Securities. Neither the Buyer nor any director or officer thereof (in his or her capacity as such with respect to the Buyer), is or has been the subject of any Action involving a ...
[ [ 142, 143, "Act" ], [ 146, 147, "Act" ] ]
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12742
Buyer shall wire $325,000 to Thyssen Petroleum USA, LLC (or its affiliate) concurrent with receipt of the deliverables set forth in Section 5.1(f).
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12743
Governing Law. This Agreement and all transactions contemplated hereby shall be governed, construed and enforced in accordance with the laws of the State of Texas , without giving effect to the conflict of laws provisions thereof, and any action or proceeding seeking to enforce any provision of this Agreement. The venu...
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12745
Texas South Energy, Inc.
[ [ 0, 5, "Parties" ] ]
[ "Texas", "South", "Energy", ",", "Inc", "." ]
12748
EX-10.2 3 f8k032117ex10ii_nightfood.htm SECURITIES PURCHASE AGREEMENT - EMA FINANCIAL, LLC
[ [ 7, 9, "Title" ] ]
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12755
w)Foreign Corrupt Practices. Neither the Company, nor any of its Subsidiaries, nor any director, officer, agent, employee or other person acting on behalf of the Company or any Subsidiary has, in the course of his actions for, or on behalf of, the Company, used any corporate funds for any unlawful contribution, gift, e...
[ [ 106, 115, "Act" ] ]
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12758
EMA Financial , LLC
[]
[ "EMA", "Financial", ",", "LLC" ]
12766
(a) The securities represented hereby may not be transferred unless (i) such securities have been registered for sale pursuant to the Securities Act of 1933 , as amended, (ii) such securities may be sold pursuant to Rule 144(i), or (iii) the Company has received an opinion of counsel reasonably satisfactory to it that ...
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12769
Beverly Hills, CA 90212
[ [ 0, 4, "Address" ] ]
[ "Beverly", "Hills", ",", "CA", "90212" ]
12770
GHS Investments, LLC <sup>
[ [ 0, 3, "Parties" ] ]
[ "GHS", "Investments", ",", "LLC", "<", "sup", ">" ]
12773
8.10 Governing Law; Consent to Jurisdiction; Waiver of Jury Trial. This Agreement shall be governed by, and construed in accordance with, the internal laws of the State of Nevada , without regard to principles of conflicts of law. Each of the parties hereto irrevocably submit to the exclusive jurisdiction of the state ...
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12775
EX-10.13 26 abh_ex1013.htm ASSET PURCHASE AGREEMENT
[ [ 7, 9, "Title" ] ]
[ "EX-10", ".", "13", "26", "abh_ex1013", ".", "htm", "ASSET", "PURCHASE", "AGREEMENT" ]
12777
(i) At the Closing, Buyer or Buyer Licensee will deliver to Seller a $100,000 aggregate principal amount in the form of a convertible equity security (Convertible Equity Security) and will also deliver to Steven J. Rychnovsky as Sellers Designee, a $100,000 aggregate principal amount in the form of a second Convertible...
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12779
(c) Unless earlier terminated, either Buyer shall pay, or any Buyer Licensee shall pay, but not both, to Seller a single royalty equal to six percent (6.0%) of Net Sales during the Royalty Term and shall pay to Sellers Designee a single royalty equal to one and one-half percent (1. 5% ) of Net Sales during the Royalty ...
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12783
St. Cloud Investments, LLC
[]
[ "St", ".", "Cloud", "Investments", ",", "LLC" ]
12785
660 Newport Center Drive, Suite 1600
[ [ 0, 6, "Address" ] ]
[ "660", "Newport", "Center", "Drive", ",", "Suite", "1600" ]
12789
This Securities Purchase Agreement (this Agreement) is dated as of January27, 2017 , between Pulmatrix, Inc . a Delaware corporation (the Company), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a Purchaser and collectively the Purchasers).
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12790
Company Counsel means Haynes and Boone, LLP, with offices located at 30 Rockefeller Plaza, 26th Floor, New York, NY 10112.
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12794
Transfer Agent means Vstock Transfer, LLC , the current transfer agent of the Company, with a mailing address of 18 Lafayette Place, Woodmere, NY 11598 and a facsimile number of (646) 536-3179 , and any successor transfer agent of the Company.
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12796
(v)the Prospectus and Prospectus Supplement (which may be delivered in accordance with Rule 172 under the Securities Act).&lt; br/&gt;
[ [ 16, 17, "Regulation" ], [ 20, 21, "Act" ] ]
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12798
(s)Sarbanes-Oxley; Internal Accounting Controls. The Company and the Subsidiaries are in compliance with any and all applicable requirements of the Sarbanes- Oxley Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the Commission thereunder that are eff...
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12800
(u)Investment Company. The Company is not, and is not an Affiliate of, and immediately after receipt of payment for the Shares, will not be or be an Affiliate of, an investment company within the meaning of the Investment Company Act of 1940 , as amended. The Company shall conduct its business in a manner so that it wi...
[ [ 45, 49, "Act" ] ]
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12801
(cc)Foreign Corrupt Practices. Neither the Company nor any Subsidiary, nor to the knowledge of the Company or any Subsidiary, any agent or other person acting on behalf of the Company or any Subsidiary, has (i)directly or indirectly, used any funds for unlawful contributions, gifts, entertainment or other unlawful expe...
[]
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12803
(kk)Bank Holding Company Act. Neither the Company nor any of its Subsidiaries or Affiliates is subject to the Bank Holding Company Act of 1956 , as amended (the BHCA) and to regulation by the Board of Governors of the Federal Reserve System (the Federal Reserve). Neither the Company nor any of its Subsidiaries or Affil...
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12805
(c)Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is either: (i)an accredited investor as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii)a qualified institutional buyer as defined in Rule 144A(a) under the Securities...
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12810
Business Day means any day except Saturday, Sunday, any day which is a federal legal holiday in the United States or any day on which banking institutions in the State of New York are authorized or required by law or other governmental action to close.
[ [ 31, 34, "Court" ] ]
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12811
Company Counsel means Sichenzia Ross Ference Kesner LLP, 61 Broadway, New York, New York 10006.
[ [ 9, 17, "Address" ] ]
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12815
(iv) The Purchaser is aware that the Companys prior auditing firm has indicated that it will not provide a consent to use the Companys audited financial statements for the fiscal year 2014 unless certain conditions are met, which could affect the Companys ability to timely file certain reports required under the Exchan...
[ [ 54, 55, "Act" ] ]
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12816
THE SECURITIES OFFERED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT, OR ANY STATE SECURITIES LAWS AND ARE BEING OFFERED AND SOLD IN RELIANCE ON EXEMPTIONS FROM THE REGISTRATION REQUIREMENTS OF SAID ACT AND SUCH LAWS. THE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRA...
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12817
(c) Certificates evidencing the shares of Securities shall be eligible for removal of the restrictive legend, (a) following any sale of such shares of Securities pursuant to Rule 144, or (b) if such Securities are eligible for sale under Rule 144, without the requirement for the Company to be in compliance with the cur...
[ [ 32, 33, "Regulation" ], [ 128, 129, "Act" ] ]
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12821
This Stock Purchase Agreement (this Agreement) is dated as of January 17, 2017 , by and among Riverview Financial Corporation , a Pennsylvania corporation (the Company), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a Purchaser and collectively, the Purchasers)...
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12822
A. The Company and each Purchaser are executing and delivering this Agreement in reliance upon the exemption from securities registration afforded by Section 4(a)(2) of the Securities Act of 1933 ( the Securities Act ) and Rule 506 of Regulation D (Regulation D) as promulgated by the United States Securities and Exchan...
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12824
Business Day means a day, other than a Saturday or Sunday, on which banks in the Commonwealth of Pennsylvania are open for the general transaction of business.
[ [ 18, 20, "Court" ] ]
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12826
Control (including the terms controlling, controlled by or under common control with) means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a Person, whether through the ownership of voting securities, by contract, or otherwise for purposes of the BHCA...
[ [ 58, 58, "Act" ], [ 61, 62, "Act" ] ]
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12829
Rule 144 means Rule 144 promulgated by the Commission pursuant to the Securities Act , as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule 144.
[ [ 0, 1, "Regulation" ], [ 12, 13, "Act" ] ]
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12830
Trading Day means (i)a day on which the Common Stock is listed or quoted and traded on its Principal Trading Market , or (ii)if the Common Stock is not quoted on any Trading Market, a day on which the Common Stock is quoted in the over-the-counter market in the pink sheets as reported by OTC Markets Group, Inc.; provid...
[]
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12831
Transfer Agent means American Stock Transfer&amp; Trust Company , LLC or any successor transfer agent for the Company.
[]
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12834
no outstanding options, warrants, scrip, rights to subscribe to, calls, or commitments of any character whatsoever relating to, or securities or rights convertible into, or exercisable or exchangeable for, any shares of capital stock of the Company, or contracts, commitments, understandings or arrangements by which the...
[ [ 219, 220, "Act" ] ]
[ "no", "outstanding", "options", ",", "warrants", ",", "scrip", ",", "rights", "to", "subscribe", "to", ",", "calls", ",", "or", "commitments", "of", "any", "character", "whatsoever", "relating", "to", ",", "or", "securities", "or", "rights", "convertible", "...
12836
(m) Litigation. There is no Action pending or, to the Companys Knowledge, threatened, which (i)adversely affects or challenges the legality, validity, or enforceability of any of the Transaction Documents, the issuance of Shares pursuant to this Agreement and the other Transaction Documents, or the conversion of the Sh...
[ [ 313, 314, "Act" ], [ 317, 318, "Act" ] ]
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12840
(x) Private Placement. Assuming the accuracy of the Purchasers representations and warranties set forth in Section3.2 of this Agreement, the due performance by the Purchasers of the covenants and agreements set forth in this Agreement, compliance by the Purchasers with the offering and transfer restrictions and procedu...
[ [ 93, 97, "Regulation" ], [ 140, 141, "Act" ] ]
[ "(", "x", ")", "Private", "Placement", ".", "Assuming", "the", "accuracy", "of", "the", "Purchasers", "representations", "and", "warranties", "set", "forth", "in", "Section3", ".", "2", "of", "this", "Agreement", ",", "the", "due", "performance", "by", "the"...
12841
(y) Registration Rights. Other than each of the Purchasers, no Person has any right to cause the Company or any Subsidiary to effect the registration under the Securities Act of any securities of the Company or any Subsidiary other than those securities which are currently registered on an effective registration statem...
[ [ 31, 32, "Act" ] ]
[ "(", "y", ")", "Registration", "Rights", ".", "Other", "than", "each", "of", "the", "Purchasers", ",", "no", "Person", "has", "any", "right", "to", "cause", "the", "Company", "or", "any", "Subsidiary", "to", "effect", "the", "registration", "under", "the",...
12843
(bb) Investment Company. Neither the Company nor any of its Subsidiaries is required to be registered as, and is not an Affiliate of, and immediately following the Closing will not be required to register as, an investment company within the meaning of the Investment Company Act of 1940 .
[ [ 49, 53, "Act" ] ]
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12847
(uu) Shell Company Status. The Company is not, and has never been, an issuer identified in Rule 144(i)(1) of the Securities Act.&lt; br/&gt;
[ [ 21, 28, "Regulation" ], [ 31, 32, "Act" ] ]
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12848
(vv) No Bad Actor Disqualification. The Company has exercised reasonable care, in accordance with Commission rules and guidance, and has conducted a factual inquiry including the procurement of relevant questionnaires from each Covered Person (as defined below) or other means, the nature and scope of which reflect reas...
[ [ 86, 92, "Regulation" ], [ 102, 103, "Act" ], [ 174, 178, "Regulation" ], [ 191, 198, "Regulation" ], [ 242, 243, "Percentage" ], [ 268, 269, "Regulation" ] ]
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12851
(d) Purchaser Status. At the time such Purchaser was offered the Shares, it was, and at the date hereof it is, an accredited investor as defined in Rule 501(a) under the Securities Act . Such Purchaser has provided the information in the Accredited Investor Questionnaire attached hereto as Exhibit A.
[ [ 33, 37, "Regulation" ], [ 40, 41, "Act" ] ]
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12853
(s) Bank Holding Company Status. Purchaser has not or is not acting in concert with any other Person in connection with the transactions contemplated by this Agreement, other than Affiliates of the Purchaser identified by the Purchaser to the Company as Affiliates. Assuming the accuracy of the representations and warra...
[ [ 126, 129, "Percentage" ], [ 223, 223, "Act" ], [ 226, 227, "Act" ] ]
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12855
THE ISSUANCE OF THESE SECURITIES HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE SECURITIES ACT) OR APPLICABLE STATE SECURITIES LAWS . THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, OR ASSIGNED (I)IN THE ABSENCE OF (A)AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURIT...
[ [ 11, 14, "Act" ], [ 123, 124, "Regulation" ] ]
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12858
(d) Purchasers Acknowledgement of Transfer Restrictions. Each Purchaser hereunder acknowledges its primary responsibilities under the Securities Act and, accordingly, will not sell or otherwise transfer the Shares or any interest therein without complying with the requirements of the Securities Act . Except as otherwis...
[ [ 18, 19, "Act" ], [ 245, 246, "Regulation" ] ]
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12864
4.18 Shareholder Litigation. The Company shall promptly inform the Purchasers of any claim, action, suit, arbitration, mediation, demand, hearing, investigation or proceeding (Shareholder Litigation) against the Company, any Company Subsidiary or any of the past or present executive officers or directors of the Company...
[]
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12868
(q) Well-Capitalized Status. After the Closing and the consummation of the transactions contemplated by this Agreement , (A) the Banks capital levels shall exceed the specific quantitative capital requirements necessary to be deemed well capitalized as defined in 12 C.F.R. 325 .103(b)(1); (B) the Companys capital level...
[ [ 43, 52, "Regulation" ], [ 83, 92, "Regulation" ] ]
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12869
(e) Purchaser Deliverables. Each Purchaser shall have delivered its Purchaser Deliverables in accordance with Section2.2(b).
[]
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12870
6.8 Governing Law. All questions concerning the construction, validity, enforcement and interpretation of this Agreement shall be governed by and construed and enforced in accordance with the internal laws of the Commonwealth of Pennsylvania , without regard to the principles of conflicts of law thereof. Each party agr...
[ [ 36, 38, "Court" ], [ 101, 102, "Court" ] ]
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12873
| | A broker or dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934 ; |
[ [ 9, 10, "Regulation" ], [ 13, 17, "Act" ] ]
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12875
| | A Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958 ; |
[ [ 29, 34, "Act" ] ]
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12877
| | A private business development company as defined in Section 202(a)(22) of the Investment Advisers Act of 1940 ; |
[ [ 20, 24, "Act" ] ]
[ "|", "|", "A", "private", "business", "development", "company", "as", "defined", "in", "Section", "202", "(", "a", ")", "(", "22", ")", "of", "the", "Investment", "Advisers", "Act", "of", "1940", ";", "|" ]
12878
Direct Dial Number: 717-399-1506
[ [ 4, 4, "PII_Ref" ] ]
[ "Direct", "Dial", "Number", ":", "717-399-1506" ]
12879
We have acted as counsel to Riverview Financial Corporation, a Pennsylvania corporation (Riverview or the Company), in connection with the offering, sale and issuance by Riverview (the Offering) of up to269,885 shares of its no par value common stock (the Common Stock) and up to 1,348,809 shares of its no par value Ser...
[ [ 6, 8, "Parties" ], [ 56, 60, "Shares" ], [ 89, 92, "Act" ], [ 104, 113, "Regulation" ], [ 116, 118, "Shares" ] ]
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12882
1\. The Company is a registered bank holding company under the Bank Holding Company Act of 1956 , as amended.
[ [ 13, 18, "Act" ] ]
[ "1", "\\", ".", "The", "Company", "is", "a", "registered", "bank", "holding", "company", "under", "the", "Bank", "Holding", "Company", "Act", "of", "1956", ",", "as", "amended", "." ]
12883
2\. The Company is a validly subsisting corporation under the laws of the Commonwealth of Pennsylvania .
[ [ 15, 17, "Court" ] ]
[ "2", "\\", ".", "The", "Company", "is", "a", "validly", "subsisting", "corporation", "under", "the", "laws", "of", "the", "Commonwealth", "of", "Pennsylvania", "." ]
12884
8\. Assuming the accuracy of the representations and warranties, and assuming compliance with the covenants and agreements, of the Purchasers and the Company contained in the Stock Purchase Agreement, it is not necessary, in connection with the offer, sale and delivery of the Shares to the Purchasers, to register the S...
[ [ 30, 32, "Title" ], [ 61, 62, "Act" ] ]
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12885
Castle Creek Capital Partners VI, L.P.
[]
[ "Castle", "Creek", "Capital", "Partners", "VI", ",", "L", ".", "P", "." ]
12886
Rancho Santa Fe, CA 92091
[ [ 0, 5, "Address" ] ]
[ "Rancho", "Santa", "Fe", ",", "CA", "92091" ]
12888
| (iii) | to the extent the Corporation or any of its subsidiaries is required by law or pursuant to the terms of any outstanding indebtedness of the Corporation or any subsidiary to prepare such reports, any annual reports, quarterly reports and other periodic reports pursuant to Section13 or 15(d) of the Securities E...
[ [ 51, 56, "Regulation" ], [ 59, 63, "Act" ] ]
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12892
3\. Limitations. The Company also may exclude the Observer and/or the Board Representative from portions of meetings of the Board of Directors as well as the Bank Board to the extent that the Board of Directors or the Bank Board, as the case may be, will, in any such portion thereof, be discussing any matters related t...
[ [ 93, 93, "Role" ], [ 198, 199, "Act" ], [ 202, 203, "Act" ], [ 206, 210, "Act" ], [ 301, 304, "Act" ] ]
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12895
5\. Governing Law. This Side Letter Agreement and all acts and transactions pursuant hereto shall be governed, construed and interpreted in accordance with the laws of the Commonwealth of Pennsylvania without giving effect to principles of conflicts of laws.
[ [ 7, 9, "Title" ], [ 31, 33, "Court" ] ]
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12896
Riverview Financial Corporation, a corporation organized and existing under the laws of the Commonwealth of Pennsylvania (the Corporation), in accordance with the provisions of Section1522 of the Pennsylvania Business Corporation Law of 1988, as amended, does hereby certify:
[ [ 0, 2, "Parties" ], [ 14, 16, "Court" ], [ 31, 36, "Act" ] ]
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12898
| (d) | Business day means any day other than a Saturday or a Sunday or a day on which banks in the Commonwealth of Pennsylvania are authorized or required by law, executive order or regulation to close. ---|---|---
[ [ 25, 27, "Court" ] ]
[ "|", "(", "d", ")", "|", "Business", "day", "means", "any", "day", "other", "than", "a", "Saturday", "or", "a", "Sunday", "or", "a", "day", "on", "which", "banks", "in", "the", "Commonwealth", "of", "Pennsylvania", "are", "authorized", "or", "required", ...
12899
| (r) | Voting Security has the meaning set forth in 12 C.F.R. 225 .2(q) or any successor provision. ---|---|---
[ [ 13, 22, "Regulation" ] ]
[ "|", "(", "r", ")", "|", "Voting", "Security", "has", "the", "meaning", "set", "forth", "in", "12", "C", ".", "F", ".", "R", ".", "225", ".", "2", "(", "q", ")", "or", "any", "successor", "provision", ".", "-", "-", "-", "|", "-", "-", "-", ...
12904
Rule 144A means Rule 144A promulgated by the Commission pursuant to the Securities Act , as such Rule may be amended from time to time, or any successor rule thereto.
[ [ 0, 1, "Regulation" ], [ 12, 13, "Act" ] ]
[ "Rule", "144A", "means", "Rule", "144A", "promulgated", "by", "the", "Commission", "pursuant", "to", "the", "Securities", "Act", ",", "as", "such", "Rule", "may", "be", "amended", "from", "time", "to", "time", ",", "or", "any", "successor", "rule", "theret...
12906
Rule 424 means Rule 424 promulgated by the Commission pursuant to the Securities Act , as such Rule may be amended from time to time, or any successor rule thereto.
[ [ 0, 1, "Regulation" ], [ 12, 13, "Act" ] ]
[ "Rule", "424", "means", "Rule", "424", "promulgated", "by", "the", "Commission", "pursuant", "to", "the", "Securities", "Act", ",", "as", "such", "Rule", "may", "be", "amended", "from", "time", "to", "time", ",", "or", "any", "successor", "rule", "thereto"...
12910
(b) (i)the Company shall prepare and file with the Commission such amendments, including post-effective amendments and supplements, to each Registration Statement and the Prospectus used in connection therewith as may be necessary to keep such Registration Statement continuously effective as to the applicable Registrab...
[ [ 108, 109, "Regulation" ], [ 203, 204, "Act" ], [ 306, 307, "Regulation" ], [ 379, 380, "Title" ], [ 387, 388, "Act" ] ]
[ "(", "b", ")", "(", "i", ")", "the", "Company", "shall", "prepare", "and", "file", "with", "the", "Commission", "such", "amendments", ",", "including", "post-effective", "amendments", "and", "supplements", ",", "to", "each", "Registration", "Statement", "and",...
12911
(a) Indemnification by the Company. The Company shall, notwithstanding any termination of this Agreement, indemnify, defend and hold harmless each Holder, the officers, directors, agents, general partners, managing members, managers, Affiliates and employees, each Person who controls any such Holder (within the meaning...
[ [ 59, 59, "TerminationDate" ], [ 62, 63, "Act" ], [ 68, 69, "Act" ], [ 176, 176, "Title" ] ]
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12912
(b) Indemnification by Holders. Each Holder shall, notwithstanding any termination of this Agreement, severally and not jointly, indemnify and hold harmless the Company, its directors, officers, agents and employees, each Person who controls the Company (within the meaning of Section15 of the Securities Act and Section...
[ [ 50, 50, "TerminationDate" ], [ 53, 54, "Act" ], [ 59, 60, "Act" ] ]
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12915
(g) Compliance. Each Holder covenants and agrees that it will comply with the prospectus delivery requirements of the Securities Act as applicable to it (unless an exemption therefrom is available) in connection with sales of Registrable Securities pursuant to the Registration Statement and shall sell the Registrable S...
[ [ 21, 22, "Act" ], [ 45, 46, "Title" ] ]
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12917
(l) Successors and Assigns. This Agreement shall inure to the benefit of and be binding upon the successors and permitted assigns of each of the parties. Nothing in this Agreement, express or implied, is intended to confer upon any party other than the parties hereto or their respective successors and assigns any right...
[ [ 187, 192, "Principal" ], [ 312, 313, "Act" ], [ 386, 387, "Title" ] ]
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12919
This SECURITIES PURCHASE AGREEMENT (the Agreement), dated as of March 1, 2017 , by and between Tiger Reef, Inc , a Colorado corporation, with headquarters located at The Mailbox #5241 P.O. Box 523882, Miami, FL 33152-3882 , (the Company), and EAGLE EQUITIES, LLC , a Nevada limited liability company, with its address at...
[ [ 1, 3, "Title" ], [ 12, 15, "EffectiveDate" ], [ 20, 23, "Parties" ], [ 55, 58, "Parties" ], [ 70, 81, "Address" ] ]
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12923
Governing Law. This Agreement shall be governed by and construed in accordance with the laws of the State of Nevada without regard to principles of conflicts of laws. Any action brought by either party against the other concerning the transactions contemplated by this Agreement shall be brought only in the state courts...
[ [ 18, 20, "Court" ], [ 52, 56, "Court" ], [ 65, 70, "Court" ] ]
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12924
Tiger Reef, Inc .
[ [ 0, 4, "Parties" ] ]
[ "Tiger", "Reef", ",", "Inc", "." ]
12927
EX-10.2 4 f8k011017ex10ii_ecoarkhold.htm PURCHASE AGREEMENT , DATED AS OF DECEMBER 21, 2016 , BY AND BETWEEN ECOARK HOLDINGS, INC . AND REDDIAMOND PARTNERS LLC .
[ [ 7, 8, "Title" ], [ 13, 16, "EffectiveDate" ], [ 21, 25, "Parties" ], [ 27, 29, "Parties" ] ]
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12928
PURCHASE AGREEMENT (the Agreement), dated as of January, 13, 2017 by and between ECOARK HOLDINGS, INC ., a Nevada corporation (the Company), and REDDIAMOND PARTNERS LLC a New Jersey limited liability company (the Investor).
[ [ 0, 1, "Title" ], [ 10, 14, "EffectiveDate" ], [ 18, 22, "Parties" ], [ 33, 35, "Parties" ] ]
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12930
(f)Exchange Act means the Securities Exchange Act of 1934 , as amended, and the rules and regulations promulgated thereunder.
[ [ 3, 4, "Act" ], [ 7, 11, "Act" ] ]
[ "(", "f", ")", "Exchange", "Act", "means", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", ",", "and", "the", "rules", "and", "regulations", "promulgated", "thereunder", "." ]
12934
(t)Subsidiary means any Person the Company wholly-owns or controls, or in which the Company, directly or indirectly, owns a majority of the voting stock or similar voting interest, in each case that would be disclosable pursuant to Item 601(b)(21) of Regulation S-K promulgated under the Securities Act .&lt; br/&gt;
[ [ 53, 54, "Regulation" ], [ 58, 59, "Act" ] ]
[ "(", "t", ")", "Subsidiary", "means", "any", "Person", "the", "Company", "wholly-owns", "or", "controls", ",", "or", "in", "which", "the", "Company", ",", "directly", "or", "indirectly", ",", "owns", "a", "majority", "of", "the", "voting", "stock", "or", ...
12935
(a)Investment Purpose.The Investor is acquiring the Purchase Shares as principal for its own account and not with a view to or for distributing or reselling such Purchase Shares or any part thereof in violation of the Securities Act or any applicable state securities law, has no present intention of distributing any of...
[ [ 41, 42, "Act" ] ]
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12938
(d)Issuance of Purchase Shares.Upon issuance and payment therefor in accordance with the terms and conditions of this Agreement, the Purchase Shares (including, without limitation, the Initial Purchase Shares) shall be validly issued, fully paid and nonassessable and free and clear from all taxes, liens, charges, restr...
[ [ 98, 99, "Title" ], [ 112, 113, "Act" ], [ 219, 223, "Regulation" ] ]
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12940
(f)SEC Documents; Financial Statements. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company under the Securities Act and the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the twelve (12) months preceding the date hereof (or su...
[ [ 33, 34, "Act" ], [ 37, 38, "Act" ], [ 43, 52, "Regulation" ], [ 290, 290, "Regulation" ] ]
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12942
(s)Foreign Corrupt Practices.Neither the Company, nor to the knowledge of the Company, any agent or other Person acting on behalf of the Company, has (i) directly or indirectly, used any funds for unlawful contributions, gifts, entertainment or other unlawful expenses related to foreign or domestic political activity, ...
[ [ 140, 145, "Act" ] ]
[ "(", "s", ")", "Foreign", "Corrupt", "Practices", ".", "Neither", "the", "Company", ",", "nor", "to", "the", "knowledge", "of", "the", "Company", ",", "any", "agent", "or", "other", "Person", "acting", "on", "behalf", "of", "the", "Company", ",", "has", ...
12944
(w)Investment Company. The Company is not, and immediately after receipt of payment for the Purchase Shares will not be, an investment company within the meaning of the Investment Company Act of 1940 , as amended.
[ [ 33, 37, "Act" ] ]
[ "(", "w", ")", "Investment", "Company", ".", "The", "Company", "is", "not", ",", "and", "immediately", "after", "receipt", "of", "payment", "for", "the", "Purchase", "Shares", "will", "not", "be", ",", "an", "investment", "company", "within", "the", "meani...
12945
(y)Accountants.The Companys accountants are set forth in the SEC Documents and, to the knowledge of the Company, such accountants are an independent registered public accounting firm as required by the Securities Act .&lt; br/&gt;
[ [ 37, 38, "Act" ] ]
[ "(", "y", ")", "Accountants", ".", "The", "Companys", "accountants", "are", "set", "forth", "in", "the", "SEC", "Documents", "and", ",", "to", "the", "knowledge", "of", "the", "Company", ",", "such", "accountants", "are", "an", "independent", "registered", ...
12948
(d)All federal, state and local governmental laws, rules and regulations applicable to the transactions contemplated by the Transaction Documents and necessary for the execution, delivery and performance of the Transaction Documents and the consummation of the transactions contemplated thereby in accordance with the te...
[ [ 139, 140, "Act" ], [ 143, 144, "Act" ] ]
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12949
(g)All federal, state and local governmental laws, rules and regulations applicable to the transactions contemplated by the Transaction Documents and necessary for the execution, delivery and performance of the Transaction Documents and the consummation of the transactions contemplated thereby in accordance with the te...
[ [ 139, 140, "Act" ], [ 143, 144, "Act" ] ]
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12950
(c) At any time after 90 days after the Commencement Date or immediately upon the completion of a fully underwritten offering of greater than $5,000,000 , the Company shall have the option to terminate this Agreement for any reason or for no reason by delivering notice (a Company Termination Notice) to the Investor ele...
[ [ 26, 31, "Principal" ], [ 128, 133, "Principal" ], [ 167, 168, "Act" ], [ 175, 176, "Percentage" ] ]
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12951
(d)This Agreement shall automatically terminate on the date that the Company sells and the Investor purchases $5,000,000 of Purchase Shares as provided herein, without any action or notice on the part of any party and without any liability whatsoever of any party to any other party under this Agreement (except as set f...
[ [ 19, 24, "Principal" ] ]
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