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12953
(a)Governing Law; Jurisdiction; Jury Trial.The corporate laws of the State of Nevada shall govern all issues concerning the relative rights of the Company and its stockholders. All other questions concerning the construction, validity, enforcement and interpretation of this Agreement and the other Transaction Documents...
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12955
If to the Investor: | With a copy to (which shall not constitute notice or service of process): ---|--- | RedDiamond Partners LLC | Robinson Brog Leinwand Green Genovese & Gluck P.C. 156 West Saddle River Road | 875 Third Avenue, 9th Floor Saddle River, NJ 07458 | New York, NY 10022 Telephone: (201) 818-5657 | Tele...
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12956
| THE COMPANY: ---|--- | | ECOARK HOLDINGS, INC . | | | By: | /s/ Randy May | Name: | Randy May | Title: | Chief Executive Officer | | | INVESTOR: | | REDDIAMOND PARTNERS LLC | | | By: | /s/ John DeNobile | Name: | John DeNobile | Title: | Member
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12959
REDDIAMOND PARTNERS LLC | ---|--- | | By: | /s/ John DeNobile | Name: | John DeNobile | Title: | Member | Date: | |
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12960
ROCKSTAR MEMBERSHIP INTEREST PURCHASE AGREEMENT
[ [ 2, 4, "Title" ] ]
[ "ROCKSTAR", "MEMBERSHIP", "INTEREST", "PURCHASE", "AGREEMENT" ]
12961
THIS AGREEMENT (Agreement) is made effective the 17th day of February, 2017 , among PAYMEON, INC. , a Nevada corporation (PAYM or the Buyer), Rockstar Acquisitions, LLC , a Florida limited liability company (RSA), VCVC, LLC, a Florida limited liability company (VCVC), EAC Management, LLC, a Florida limited liability co...
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12964
Purchase Consideration. The total Purchase Consideration to be paid by the Buyer to the Sellers for the purchase of the RSA Membership Interests is NINETY-FIVE MILLION FIVE HUNDRED THOUSAND ( 95,500,000 ) shares of PAYM restricted common stock. The Purchase Consideration will be immediately and unconditionally issued t...
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12965
Authority. The Sellers have taken all necessary action(s) to authorize the execution, delivery and performance of this Agreement and have adequate power, authority and legal right to enter into, execute, deliver and perform this Agreement and to consummate the transactions contemplated hereby. This Agreement is legal, ...
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12966
Due Diligence: The Sellers are Accredited Investors (as such term is defined under the Securities Act of 1933 , as amended) and have reviewed the public filings of PAYM, including PAYMs annual report on Form 10-K for the year ended December 31, 2015 and PAYMs most recent quarterly report on Form 10-Q for the period end...
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12969
Edward A. Cespedes, Manager
[]
[ "Edward", "A", ".", "Cespedes", ",", "Manager" ]
12970
RAW LLC, DONALD SMITH, MANAGER
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[ "RAW", "LLC", ",", "DONALD", "SMITH", ",", "MANAGER" ]
12973
EAC Management, LLC, ATTN : Edward A. Cespedes
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[ "EAC", "Management", ",", "LLC", ",", "ATTN", ":", "Edward", "A", ".", "Cespedes" ]
12974
Address: 5961 NE 18th Terrace, Ft. Laud., Fl 33308
[ [ 2, 13, "Address" ] ]
[ "Address", ":", "5961", "NE", "18th", "Terrace", ",", "Ft", ".", "Laud", ".", ",", "Fl", "33308" ]
12978
224 Wyse Road, Dartmouth, Nova Scotia, Canada B3A1M9
[]
[ "224", "Wyse", "Road", ",", "Dartmouth", ",", "Nova", "Scotia", ",", "Canada", "B3A1M9" ]
12979
1334 Avocado Isle, Fort Lauderdale, Fl 33315
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[ "1334", "Avocado", "Isle", ",", "Fort", "Lauderdale", ",", "Fl", "33315" ]
12980
216 Crown Street, Suite 502
[ [ 0, 5, "Address" ] ]
[ "216", "Crown", "Street", ",", "Suite", "502" ]
12981
New Haven, Ct. 06510
[ [ 0, 5, "Address" ] ]
[ "New", "Haven", ",", "Ct", ".", "06510" ]
12985
Closing Working Capital means: (a) Current Assets, less (b) Current Liabilities, determined as of the close of business on February 6, 2017 .
[]
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12986
Escrow Share Amount means 529,350 Consideration Shares to be deposited with the Escrow Agent and held in escrow pursuant to the Escrow Agreement.
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12987
Securities Act means the Securities Act of 1933 , as amended, and the rule and regulations promulgated thereunder.
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12988
(b) all PTO owed under applicable law to employees of the Seller at the Closing upon termination of employment with Seller, which PTO accruals as of February 6, 2017 are as set forth on Section 2.03(b) of the Disclosure Schedule;
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12989
Section 4.04 Unaudited Financial Statements. Complete copies of the unaudited financial statements consisting of the balance sheet of the Business as at December 31, 2016 and 2015 and the related statements of income and retained earnings, stockholders' equity and cash flow for the years then ended (the Unaudited Finan...
[]
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12994
Section 6.14 Transfer Taxes. All transfer , documentary, sales, use, stamp, registration, value added and other such Taxes and fees (including any penalties and interest) incurred in connection with this Agreement and the other Transaction Documents (including any real property transfer Tax and any other similar Tax) s...
[]
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12996
2400 Sand Hill Road, Suite 150
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12997
500 President Clinton Avenue
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[ "500", "President", "Clinton", "Avenue" ]
13001
(a) This Agreement shall be governed by and construed in accordance with the internal laws of the State of Nevada without giving effect to any choice or conflict of law provision or rule (whether of the State of Nevada or any other jurisdiction).
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13002
This Securities Purchase Agreement (this Agreement) is dated as of January 12, 2017 , between Naked Brand Group Inc. , a Nevada corporation (the Company), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a Purchaser and collectively the Purchasers).
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13004
Affiliate means any Person that, directly or indirectly through one or more intermediaries, controls or is controlled by or is under common control with a Person as such terms are used in and construed under Rule 405 under the Securities Act . <sup> &lt; br/&gt;
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13005
Prospectus Supplement means the supplement to the Prospectus complying with Rule 424(b) of the Securities Act that is filed with the Commission and delivered by the Company to each Purchaser at the Closing.
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13007
Rule 424 means Rule 424 promulgated by the Commission pursuant to the Securities Act , as such Rule may be amended or interpreted from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same purpose and effect as such Rule.
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13012
(c)The Shares to be issued and sold by the Company to the Purchasers hereunder have been duly authorized and the Shares, when issued and delivered against payment therefor as provided herein, will be validly issued, fully paid and non-assessable and free of any preemptive or similar rights. The Company has prepared and...
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13015
(h)The financial statements, together with the related notes and schedules, included or incorporated by reference in the Registration Statement, and the Prospectus fairly present in all material respects the financial position and the results of operations and changes in financial position of the Company and its consol...
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13016
(l)Neither the Company nor any Subsidiary is or, after giving effect to the offering of the Shares and the application of the proceeds thereof as described in the Registration Statement and the Prospectus, will become an investment company within the meaning of the Investment Company Act of 1940 , as amended, and the r...
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13017
(f)Group. Such Purchaser represents that it is not a group within the meaning of Section 13d-5 under the Exchange Act with any holder or beneficial owner of the Companys securities and in calculating and reporting such Purchasers beneficial ownership, such Purchaser is not required under the rules and regulations promu...
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13019
4.1Integration. The Company shall not sell, offer for sale or solicit offers to buy or otherwise negotiate in respect of any security (as defined in Section 2 of the Securities Act ) that would be integrated with the offer or sale of the Shares for purposes of the rules and regulations of any Trading Market such that i...
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13020
4.2Securities Laws Disclosure; Publicity. The Company shall (a) by 9:00 a.m. (New York City time) on the Trading Day immediately following the date hereof, issue a press release disclosing the material terms of the transactions contemplated hereby, and (b) file a Current Report on Form 8-K, including the Transaction Do...
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13021
5.9Governing Law. All questions concerning the construction, validity, enforcement and interpretation of the Transaction Documents shall be governed by and construed and enforced in accordance with the internal laws of the State of New York without regard to the conflicts of laws principles of any jurisdictions. Each p...
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13022
EX-10.42 3 trtc_ex1042.htm FORM OF SECURITIES PURCHASE AGREEMENT
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13023
This SECURITIES PURCHASE AGREEMENT (the Agreement), dated as of February 22, 2017 , is by and among Terra Tech Corp. , a Nevada corporation with headquarters located at 4700 Von Karman Ave., Suite 110, Newport Beach, CA 92660 (theCompany), and each of the investors listed on the Schedule of Buyers attached hereto (indi...
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13024
B. The Company will sell and issue the Convertible Notes (as defined below) to each Buyer pursuant to a currently effective shelf registration statement on Form S-3 (File No. 333-210673 ) (the Registration Statement), which Registration Statement has been declared effective in accordance with the Securities Act of 1933...
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13026
(d) Investment Purpose. Each Buyer is acquiring the Securities as principal for its own account and not with a view to or for distributing or reselling such Securities or any part thereof in violation of 1933 Act or any applicable state securities law, has no present intention of distributing any of such Securities in ...
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13028
(h) Transfer or Sale. Each Buyer understands that (i) the Securities may not be offered for sale, sold, assigned or transferred unless (A) registered pursuant to the 1933 Act or (B) an exemption exists permitting such Securities to be sold, assigned or transferred without such registration; (ii) any sale of the Securit...
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13029
(d) Issuance of Securities; Registration Statement . The issuance of the Convertible Notes are duly authorized and, upon issuance in accordance with the terms of the Transaction Documents, shall be validly issued, fully paid and non-assessable and free from all preemptive or similar rights, mortgages, defects, claims, ...
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13034
(dd) Sarbanes-Oxley Act. The Company is in compliance with any and all applicable requirements of the Sarbanes-Oxley Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
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13035
(i) Except as provided in this Agreement and other than periodic reports required to be filed pursuant to the 1934 Act, the Company shall not file with the SEC any amendment to the Registration Statement that relates to the Buyer, this Agreement or the other Transaction Documents or the transactions contemplated hereby...
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13036
(ii) The Company has not made, and agrees that unless it obtains the prior written consent of the Buyer it will not make, an offer relating to the Securities that would constitute an issuer free writing prospectus as defined in Rule 433 promulgated under the 1933 Act ( an Issuer Free Writing Prospectus) or that would o...
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13038
(d) Stop Orders. The Company shall advise the Buyer as soon as practicable and shall confirm such advice in writing: (i) of the Companys receipt of notice of any request by the SEC for amendment of or a supplement to the Registration Statement, the Prospectus, any Permitted Free Writing Prospectus or for any additional...
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13039
(h) Financial Information. The Company agrees to send the following to each Buyer during the Reporting Period, unless filed with the SEC through EDGAR and are available to the public through the EDGAR system, (i) within two (2) Business Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10...
[ [ 124, 125, "Act" ] ]
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13040
(i)Effectiveness of Registration Statement; Rule 430B Information. The Registration Statement has been declared effective by the SEC under the 1933 Act and, at the Closing Date, no stop order suspending the effectiveness of the Registration Statement or any post- effective amendment thereto has been issued under the 19...
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13041
(d) No Material Changes. Prior to and on the Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such c...
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13043
4700 Von Karman Ave, Suite 110
[ [ 0, 6, "Address" ] ]
[ "4700", "Von", "Karman", "Ave", ",", "Suite", "110" ]
13049
Assets shall mean 80% (i) of those assets that comprise VitaCBD Brand, and other related technology and business assets so acquired (the VitaCBD Brand Assets) and 80% of (ii) other assets of Seller that came into existence subsequent to the acquisition described in (i) above and that are related to the VitaCBD Brand As...
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13051
ERISA shall mean the Employee Retirement Income Security Act of 1974 , as amended.
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13053
For purposes of this definition, (a) the Family of an individual includes (i) the individual, (ii) the individuals spouse, (iii) any other natural person who is related to the individual or the individuals spouse within the second degree, and (iv) any other natural person who resides with such individual, and (b) Mater...
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13054
2.4 Payment of Purchase Price. At the Closing, Purchaser (i) shall pay cash to Seller, on account of the Purchase Price, in the amount of U.S.$150,000 <sup> and (ii) shall issue, or direct its transfer agent to issue, to Seller, on account of the Purchase Price, 200,000 shares of the common stock of Purchaser, par valu...
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13055
The Purchaser will issue the number of shares of Stock in the Second Stock Issuance to $300,000 at Market Value, or 150,000 shares whichever is less. Should the value of the Second Issuance on the first anniversary date be greater than $300,000, the additional value shall be a reduction of the Option purchase price for...
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13056
2.6 Option. Purchaser is hereby granted an option to purchase and otherwise acquire title to the 20% of assets related to the Assets held by Seller for an aggregate purchase price of $200,000 or 20% of the fair market value as mutually agreed upon by Seller and Purchaser, whichever is greater. The Purchaser may deduct ...
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13058
3.1 Closing. The consummation of the transactions contemplated in this Agreement (the Closing) shall take place at the offices of Stony Hill Corp, 2355 Westwood Blvd., Suite 349, Los Angeles, California 90064, at 2:00 p.m. (local time) on February 23, 2017 , or at such other time and place as the parties may agree (the...
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13059
(iii) a certificate of VitaCBD Brand representing and warranting that it has an ownership interest of not more than 20% in any of the Assets; and
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13062
(c) Accredited Investor. Seller is an Accredited Investor as that term is defined by Rule 501 of Regulation D promulgated under the Securities Act. <sup> &lt; br/&gt;
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13063
(f) Transfer Restrictions . Seller will not transfer any of the Stock unless such transfer is exempt from registration under the Securities Act and such State Acts and securities laws of other applicable jurisdictions, and, if requested by Purchaser, Seller has furnished an opinion of counsel in compliance with the Sec...
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13066
Los Angeles, California 90064 ---|---
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[ "Los", "Angeles", ",", "California", "90064", "-", "-", "-", "|", "-", "-", "-" ]
13067
3823 44th Ave. NE
[ [ 0, 4, "Address" ] ]
[ "3823", "44th", "Ave", ".", "NE" ]
13068
2831 St. Rose Parkway, Suite 200
[ [ 0, 7, "Address" ] ]
[ "2831", "St", ".", "Rose", "Parkway", ",", "Suite", "200" ]
13070
12.13 Governing Law. This Agreement shall be governed by the laws of the State of Delaware without regard to conflicts of laws principles.
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13072
FORM OF SECURITIES PURCHASE AGREEMENT
[ [ 2, 4, "Title" ] ]
[ "FORM", "OF", "SECURITIES", "PURCHASE", "AGREEMENT" ]
13076
c.Closing Date. The date and time of the first issuance and sale of the Note pursuant to this Agreement (the Closing Date) shall be on or about March 14, 2017 , or such other mutually agreed upon time. The closing of the transactions contemplated by this Agreement (the Closing) shall occur on the Closing Date at such l...
[ [ 32, 35, "EffectiveDate" ] ]
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13085
Delray Beach, FL 33445
[]
[ "Delray", "Beach", ",", "FL", "33445" ]
13086
Attn: William Caragol, CEO
[ [ 2, 3, "PII_Ref" ], [ 5, 5, "Role" ] ]
[ "Attn", ":", "William", "Caragol", ",", "CEO" ]
13087
Attn: Yakov Borenstein, Manager
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[ "Attn", ":", "Yakov", "Borenstein", ",", "Manager" ]
13088
PositiveID Corp . | ---|--- | | By: | | Name: | William Caragol | Title: | CEO | | | UNION CAPITAL, LLC . | | | By: | | Name: | Yakov Borenstein | Title: | Manager |
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13089
AGGREGATE SUBSCRIPTION AMOUNT: | $104,000.00 ---|---
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[ "AGGREGATE", "SUBSCRIPTION", "AMOUNT", ":", "|", "$", "104", ",", "000", ".", "00", "-", "-", "-", "|", "-", "-", "-" ]
13091
(ag) Employee Plans. On the Closing Date, Northeast does not maintain any of the following plans (the Employee Plans): (1) any employee pension benefit plan (as such term is defined in the Employee Retirement Income Security Act of 1974 , as amended (ERISA), including any person, profit sharing, retirement, thrift, or ...
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13095
Vertical Cardboard Baler - Model HP 2200
[]
[ "Vertical", "Cardboard", "Baler", "-", "Model", "HP", "2200" ]
13096
This Purchase Agreement (the Agreement), dated as of March15, 2017 , is by and among EXCO Resources, Inc. , a Texas corporation (the Company), Hamblin Watsa Investment Counsel Ltd. , as administrative agent under the Fairfax Second Lien Credit Agreement referred to below (in such capacity, the Fairfax Administrative Ag...
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13100
WHEREAS, as an inducement to enter into this Agreement, the Company will issue to the Sellers a consent fee (the Consent Fee), which may be payable, at the option of the Seller as elected on the signature pages hereto, in (i)cash or (ii)in penny warrants to purchase Common Stock (the Amendment Fee Warrants and together...
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13105
(b) Exchange Second Lien Credit Agreement. The Company, the other Credit Parties (as defined in the Exchange Second Lien Credit Agreement), the Exchange Administrative Agent and each Seller that is party to the Exchange Second Lien Credit Agreement as of the Effective Date, effective as of the date hereof and subject t...
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13107
14\. Amendments in Writing . This Agreement may only be amended or modified if such amendment, modification or waiver is in writing and signed by all Parties. No waiver of any breach of this Agreement shall be construed as an implied amendment or agreement to amend or modify any provision of this Agreement.
[]
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13110
| | ---|---|--- WILMINGTON TRUST, NATIONAL ASSOCIATION, as Exchange Administrative Agent | By: | |
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13117
The Issuers have previously issued $280,000,000 aggregate principal amount of their 8% Senior Notes due 2020 under the Indenture and subsequently redeemed $98,000,000 in principal amount of such notes, leaving $182,000,000 aggregate principal amount of the 8% Senior Notes due 2020 currently outstanding (the Existing Se...
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13118
The holders of the Securities will be entitled to the benefits of a registration rights agreement, to be dated as of the Closing Date (the Registration Rights Agreement), among the Issuers and the Initial Purchasers, pursuant to which the Issuers will agree to file with the Commission (as defined below), under the circ...
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13119
The Issuers, the Operating Partnership and Ferrellgas,Inc., a Delaware corporation and the general partner of the Company and the Operating Partnership (the General Partner and, together with the Issuers and the Operating Partnership, the Ferrellgas Parties) understand that the Initial Purchasers propose to make an off...
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13120
Exchange Act of 1934 (as amended, the Exchange Act, which term, as used herein, includes the rulesand regulations of the Commission promulgated thereunder) prior to the Time of Sale and incorporated by reference in the Pricing Disclosure Package (including the Preliminary Offering Memorandum) or the Final Offering Memo...
[ [ 0, 3, "Act" ], [ 53, 55, "Title" ] ]
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13121
(a) Subject to compliance by the Initial Purchasers with the representations and warranties set forth in Section2 hereof and with the procedures set forth in Section6 hereof, it is not necessary in connection with the offer, sale and delivery of the Securities to the Initial Purchasers and to each Subsequent Purchaser ...
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13122
(b) None of the Issuers or, to the Issuers knowledge, their affiliates (as such term is defined in Rule501 under the Securities Act) ( each, an Affiliate), or any person acting on its or any of their behalf (other than the Initial Purchasers, as to whom the Ferrellgas Parties make no representation or warranty) has, di...
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13123
(i) The limited partners of the Company hold Common Units in the Company representing an aggregate 99.0% limited partner interest; such limited partner interest consists of (as of January24, 2017 ) (i)69,612,939 publicly-traded Common Units (representing an approximate 72% limited partner interest), (ii)22,776,251 Comm...
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13131
(yy) Except as otherwise disclosed in the Offering Memorandum, each of the Ferrellgas Parties and their respective subsidiaries and any employee benefit plan (as defined under the Employee Retirement Income Security Act of 1974 (as amended, ERISA, which term, as used herein, includes the regulations and published inter...
[ [ 31, 37, "Act" ] ]
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13132
(zz) No relationship, direct or indirect, exists between or among any of the Ferrellgas Parties, on the one hand, and any director, officer, partner, member, stockholder, customer or supplier of the Ferrellgas Parties, on the other hand, that would be required by the Securities Act to be described in a registration sta...
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13135
(ccc) None of the Ferrellgas Parties nor any subsidiary, director, employee or officer thereof, nor, to the knowledge of the Ferrellgas Parties, any affiliate or other person associated with or acting on behalf of the Ferrellgas Parties or any of their respective subsidiaries is the subject or target of Sanctions. None...
[ [ 6, 7, "Parties" ], [ 149, 153, "Parties" ], [ 244, 244, "Parties" ] ]
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13136
(b) The Closing Date. Delivery of certificates for the Securities in definitive form to be purchased by the Initial Purchasers and payment therefor shall be made at the offices of Fried, Frank, Harris, Shriver &amp; Jacobson LLP, One New York Plaza, New York, New York 10004 (or such other place as may be agreed to by t...
[ [ 33, 44, "Parties" ], [ 46, 56, "Address" ] ]
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13137
(d) Initial Purchasers as Qualified Institutional Buyers. Each Initial Purchaser severally and not jointly represents and warrants to, and agrees with, the Issuers that (i)it is a qualified institutional buyer within the meaning of Rule144A (a Qualified Institutional Buyer), (ii)it will offer and sell Securities only t...
[ [ 42, 42, "Regulation" ], [ 128, 131, "Regulation" ], [ 134, 135, "Act" ] ]
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13139
(h) Prior to the completion of the placement of the Securities by the Initial Purchasers with the Subsequent Purchasers, each of the Issuers shall file, on a timely basis, with the Commission and the New York Stock Exchange (NYSE) all reports and documents required to be filed under Section13 or 15 of the Exchange Act....
[ [ 60, 61, "Act" ], [ 93, 99, "Regulation" ], [ 102, 103, "Act" ] ]
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13140
(j) Except for the Exchange Offer Registration Statement, during the period beginning on the date hereof through and including the date that is 60 days after the date hereof, none of the Ferrellgas Parties will offer, sell, contract to sell, pledge or otherwise dispose of, directly or indirectly, or file with the Commi...
[ [ 67, 68, "Act" ], [ 94, 95, "TerminationDate" ] ]
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13141
(k) None of the Ferrellgas Parties will at any time offer, sell, contract to sell, pledge or otherwise dispose of, directly or indirectly, any securities under circumstances where such offer, sale, pledge, contract or disposition would cause the exemption afforded by Section4(a)(2)of the Securities Act or the safe harb...
[ [ 60, 61, "Act" ], [ 67, 68, "Regulation" ] ]
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13144
(d) Opinion of Counsel for the Initial Purchasers. On the Closing Date the Initial Purchasers shall have received the favorable opinion of Fried, Frank, Harris, Shriver&amp; Jacobson LLP, counsel for the Initial Purchasers, dated as of such Closing Date, with respect to such matters as may be reasonably requested by th...
[ [ 25, 36, "Parties" ] ]
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13147
THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE SECURITIES ACT), OR ANY STATE SECURITIES LAWS. NEITHER THIS NOTE, NOR ANY INTEREST OR PARTICIPATION HEREIN MAYBE OFFERED, SOLD, ASSIGNED, TRANSFERRED, PLEDGED, ENCUMBERED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF SUCH REGISTRATION OR U...
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13150
(a) Indemnification of the Initial Purchasers. Each of the Ferrellgas Parties, jointly and severally, agrees to indemnify and hold harmless each Initial Purchaser, its affiliates, directors, officers and employees, and each person, if any, who controls any Initial Purchaser within the meaning of the Securities Act and ...
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13151
(b) Indemnification of the Ferrellgas Parties. Each Initial Purchaser agrees, severally and not jointly, to indemnify and hold harmless each of the Ferrellgas Parties, and each of their respective partners, directors, officers and each person, if any, who controls the Ferrellgas Parties within the meaning of the Securi...
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13153
Incorporated 50 Rockefeller Plaza New York, New York 10020 Facsimile: (212) 901-7897 Attention: High Yield Legal Department
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13154
Fried, Frank, Harris, Shriver&amp; Jacobson LLP One New York Plaza New York, New York 10004 Facsimile: (212) 859-4000 Attention: Stuart H. Gelfond,Esq.
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