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16481 | Calpine Mid-Atlantic Generation , | [] | [
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15485 | 50.00% owned by Atlantic Packaging Product Ltd. Anacapa Land Company, LLC | [
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16486 | | Auburndale Peaker Energy Center, LLC | [] | [
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16488 | | Big Blue River Wind Farm, LLC | [] | [
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16489 | | Butter Creek Energy Center, LLC | [] | [
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16490 | | Byron Highway Energy Center, LLC | [] | [
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16494 | | Calnex Holdings, LLC | [
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16496 | | Calpine Auburndale Holdings, LLC | [
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16499 | | Calpine Calistoga Holdings, LLC | [] | [
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16502 | | Calpine Fore River Energy Center, LLC | [] | [
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16503 | | Calpine Fore River Operating Company, LLC | [] | [
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15505 | | Calpine Gilroy 1, LLC | [] | [
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16506 | | Calpine Granite Holdings, LLC | [
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15508 | | Calpine Holdings, LLC | [
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16510 | | Calpine King City 1, LLC | [] | [
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16513 | | Calpine Magic Valley Pipeline, LLC | [] | [
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16514 | | Calpine Mexican Holdings, LLC | [
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16515 | | Calpine Mid-Atlantic Development, LLC | [] | [
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16516 | | Calpine Mid-Atlantic Energy, LLC | [] | [
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16518 | | Calpine Mid-Atlantic Marketing, LLC | [] | [
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16519 | | Calpine Mid-Atlantic Operating, LLC | [] | [
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16521 | | Calpine Northbrook Investors, LLC | [] | [
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16522 | | Calpine Northbrook Project Holdings, LLC | [] | [
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16523 | | Calpine Pittsburg, LLC | [] | [
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16527 | | CCFC Sutter Energy, LLC | [] | [
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16530 | | Champion Energy Services, LLC | [] | [
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15532 | 50.00% owned by MIT Power Canada Investment Inc. Corpus Christi Cogeneration, LLC (converted from Corpus Christi Cogeneration LP) | [
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16534 | | Granite Ridge Operating, LLC | [] | [
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16535 | 49.996% directly owned by MIT Power Canada LP Inc. and 0.004% indirectly owned by MIT Power Canada Investment Inc. Guadalupe Peaking Energy Center, LLC | [
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16536 | | Los Esteros Critical Energy Facility, LLC | [] | [
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16538 | | Mankato Holdings, LLC | [] | [
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16539 | | Metcalf Funding, LLC | [] | [
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16540 | | Metcalf Holdings, LLC | [
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15541 | | Mission Rock Energy Center, LLC | [] | [
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15542 | | New Steamboat Holdings, LLC | [] | [
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16543 | | Pioneer Valley Energy Center, LLC | [] | [
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16545 | Third Party Ownership (if any) Rio Hondo Energy Center, LLC | [
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16548 | | South Point Energy Center, LLC | [] | [
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16550 | | White Rock Wind West, LLC | [] | [
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16551 | UCC Filing Jurisdiction/Office Calpine Corporation | [
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16553 | Secretary of State of Delaware Baytown Energy Center, LLC | [] | [
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15556 | Secretary of State of Delaware Calpine Administrative Services Company, Inc. | [] | [
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16557 | Secretary of State of Delaware Calpine Auburndale Holdings, LLC | [] | [
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16559 | Secretary of State of Delaware Calpine Calistoga Holdings, LLC | [] | [
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16560 | Secretary of State of California Calpine Generating Company, LLC | [] | [
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16562 | Secretary of State of Delaware Calpine King City, LLC | [] | [
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16563 | Secretary of State of Delaware Calpine Magic Valley Pipeline, LLC | [] | [
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16564 | Secretary of State of Delaware Calpine Mid-Atlantic Energy, LLC | [] | [
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16567 | Secretary of State of Delaware Calpine New Jersey Generation, LLC | [] | [
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16568 | Secretary of State of Delaware Calpine Northbrook Investors, LLC | [] | [
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16569 | Secretary of State of Delaware Calpine Northbrook Project Holdings, LLC | [] | [
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12575 | Secretary of State of Delaware Hillabee Energy Center, LLC | [] | [
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15576 | Secretary of State of Delaware Metcalf Energy Center, LLC | [] | [
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15578 | Secretary of State of Delaware Pastoria Energy Center, LLC | [] | [
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16579 | Secretary of State of Delaware Pine Bluff Energy, LLC | [] | [
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16580 | Secretary of State of Wisconsin South Point Energy Center, LLC | [] | [
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16581 | Secretary of State of Delaware South Point Holdings, LLC | [] | [
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15584 | Freestone Power Generation, LLC | [
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16586 | Contra Costa County, California | [
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16588 | Gas fired power generation facility located at 2346 Clearview Road, Cambridge, WI 53523 | [
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15591 | Calpine Mid-Atlantic Generation, LLC | [] | [
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16592 | Delaware City Combustion Turbine facility located at 1812 River Road, New Castle, DE 19720 | [
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16593 | Bethlehem Power Plant located at 2245 Applebutter Road Bethlehem, PA 18015 | [
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16594 | Gas fired power generation facilities known as Hay Road and Edge Moor and located respectively at 198 and 200 Hay Road Wilmington, DE 19809 | [
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13596 | Carlls Corner Combustion Turbine located at 1623 S. Burlington Road, Bridgeton, NJ 08302 | [
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15597 | Gloucester County, New Jersey | [
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15598 | Sherman Combustion Turbine located at 2600 S. Orchard Road,< br/> | [
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15601 | 7.Attached hereto as Exhibit B are true and complete copies of each limited liability company agreement of each of Calpine Gilroy 1, LLC, Calpine Texas Pipeline GP, LLC and Calpine Texas Pipeline LP, LLC, each as in effect on the date hereof and at all times since the resolutions referred to in paragraph 1 above were a... | [
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16603 | [Limited Liability Company Agreement of each of Calpine Gilroy 1, LLC, Calpine Texas Pipeline GP, LLC and Calpine Texas Pipeline LP, LLC ] | [
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16607 | Reference is made to the Credit Agreement dated as of February 3, 2017 (as amended and in effect on the date hereof, the Credit Agreement; capitalized terms not defined herein shall have the meanings as defined in the Credit Agreement), among the undersigned, as Borrower, the Lenders named therein, Morgan Stanley Senio... | [
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16608 | --- | | CALPINE CORPORATION | | [
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15609 | Reference is hereby made to the Credit Agreement, dated as of February 3, 2017 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time, the Credit Agreement), among Calpine Corporation (the Borrower), the Lenders party thereto, Morgan Stanley Senior Funding , Inc., as Administr... | [
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16611 | among Calpine Corporation (the Borrower), | [
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16612 | the Lenders party thereto, Morgan Stanley Senior Funding, Inc. as administrative agent and | [
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16616 | Reference is made to the CREDIT AGREEMENT , dated as of February 3, 2017 (the Agreement), among CALPINE CORPORATION , a Delaware corporation (the Borrower), MORGAN STANLEY SENIOR FUNDING, INC. , , as administrative agent (in such capacity and including any successors in such capacity, the Administrative Agent), MUFG UN... | [
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16619 | Pursuant to the provisions of Section 2.19(e) of the Agreement, the undersigned hereby certifies that (i) it is the sole record owner of the Loan(s) (as well as any Note(s) evidencing such Loan(s)) in respect of which it is providing this certificate, (ii) its direct or indirect partners/members are the sole beneficial... | [
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16620 | Pursuant to the provisions of Section 2.19(e) and Section 9.6(c) of the Agreement, the undersigned hereby certifies that (i) it is the sole record and beneficial owner of the participation in respect of which it is providing this certificate, (ii) it is not a bank within the meaning of Section 881(c)(3)(A) of the Inter... | [
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16621 | Pursuant to the provisions of Section 2.19(e) and Section 9.6(c) of the Agreement, the undersigned hereby certifies that (i) it is the sole record owner of the participation in respect of which it is providing this certificate, (ii) its direct or indirect partners/members are the sole beneficial owners of such particip... | [
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16622 | Reference is made to the Credit Agreement, dated as of February 3, 2017 (the Credit Agreement; capitalized terms not defined herein shall have the meanings as defined in the Credit Agreement), among Calpine Corporation (the Borrower), the Lenders party thereto, Morgan Stanley Senior Funding, Inc. (MSSF), as Administrat... | [
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16623 | | CALPINE CORPORATION | | [
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16624 | The undersigned, Morgan Stanley Senior Funding, Inc. (MSSF), refers to the Credit Agreement, dated as of February 3, 2017 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time, the Credit Agreement), among Calpine Corporation (the Borrower), the Lenders party thereto, MSSF, a... | [
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16625 | --- | | MORGAN STANLEY SENIOR FUNDING, INC., | | [
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16631 | (i) Initial Closing. Subject to the satisfaction (or waiver) of the conditions set forth in Sections 6 and 7 below, the Company shall issue and sell to the Buyer, and the Buyer agrees to purchase from the Company, on the Initial Closing Date (as defined below), a principal amount of Offered Notes (the Initial Notes) as... | [
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15634 | (m) Certain Trading Activities. The Buyer has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with the Buyer, engaged in any transactions in the securities of the Company (including, without limitation, any Short Sales (as defined below) involving the Companys securit... | [
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16636 | (k) SEC Documents; Financial Statements. Except as disclosed in Schedule 3(k), since January 1, 2014, the Company has timely filed all reports, schedules, forms, statements and other documents required to be filed by it with the SEC pursuant to the reporting requirements of the 1934 Act ( all of the foregoing filed pri... | [
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16638 | (p) Sarbanes-Oxley Act. Except as set forth on Schedule 3(p), the Company is in compliance with any and all applicable requirements of the Sarbanes-Oxley Act of 2002 , as amended, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effect... | [
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16639 | (r) Equity Capitalization. As of the date hereof, the authorized capital stock of the Company consists of (i) 100,000,000 shares of Common Stock, of which as of the date hereof, 33,046,364 shares are issued and outstanding, 26,602,702 shares are reserved for issuance pursuant to the Companys stock option and purchase p... | [
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16642 | (dd) Off Balance Sheet Arrangements. There is no transaction, arrangement, or other relationship between the Company or any of its Subsidiaries and an unconsolidated or other off balance sheet entity that is required to be disclosed by the Company in its 1934 Act filings and is not so disclosed or that otherwise would ... | [
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16643 | (jj) Bank Holding Company Act. Neither the Company nor any of its Subsidiaries or affiliates is subject to the Bank Holding Company Act of 1956 , as amended (the BHCA) and to regulation by the Board of Governors of the Federal Reserve System (the Federal Reserve). Neither the Company nor any of its Subsidiaries or affi... | [
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16645 | (c) Reporting Status. Until the date on which the Investors (as defined in the Registration Rights Agreement) shall have sold all of the Conversion Shares and none of the Offered Notes are outstanding (the Reporting Period), the Company shall use its reasonable best efforts to file all reports required to be filed with... | [
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16647 | (i) Disclosure of Transactions and Other Material Information. On or before 8:30 a.m., New York City time, on the fourth Business Day after this Agreement has been executed, the Company shall file a Current Report on Form 8-K describing the terms of the transactions contemplated by the Transaction Documents in the form... | [
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16648 | (o) Directors. Within 10 days of written request from the Buyer, the Board of Directors of the Company shall take all necessary action to appoint to the Board of Directors such persons as the Buyer shall determine so that, following such appointment, such persons represent one third ( 1/3) of the number of persons on t... | [
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16649 | (i) The Buyer hereby (a) appoints Passaic River Capital LLC as the collateral agent hereunder and under the Security Documents (in such capacity, the Collateral Agent), and (b) authorizes the Collateral Agent (and its officers, directors, employees and agents) to take such action on such Buyers behalf in accordance wit... | [] | [
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16650 | (r) No Net Short Sales. So long as the Offered Notes remain outstanding, neither Buyer nor any of its affiliates nor any entity managed or controlled by the Buyer (collectively, the Restricted Persons and each of the foregoing is referred to herein as a Restricted Person) shall maintain, in the aggregate, a Net Short P... | [
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16651 | (t) Option to Purchase Preferred Stock. From the date that the Offered Notes and the 10% Senior Secured Convertible Notes issued to the Buyer on January 27, 2106 are converted into shares of Common Stock, until Janaury 26, 2020, the Buyer has the option, in its sole and absolute discretion, to purchase 10 shares of a n... | [
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"... |
16653 | | If to the Company: ---|--- | | | | Enerpulse Technologies, Inc. | | 2451 Alamo Ave. NE, | | Albuquerque, New Mexico 87106 | | Telephone: | (505) 842-5201 | | Facsimile: | (505) 213-0013 | | Attention: | Bryan Templeton, | | | Chief Financial Officer | | Email: | btempleton@enerpulse.com | | | With a copy to: | | | | ... | [
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16654 | EX-10.1 2 ex10-1.htm TECHNOLOGY PURCHASE AGREEMENT DATED MARCH 13, 2017. | [
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16657 | Dated as of March 13, 2017 | [
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