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16043
Notwithstanding the foregoing, with respect to Executives release, this Release does not release (a) claims that cannot be released as a matter of law, (b) claims arising after the effective date of this Release including those under the Employment Agreement , (c) claims to enforce any of Executives rights to post-term...
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16044
3.2 The waiver and release set forth in paragraph 3.1 applies to claims of which either party does not currently have knowledge and each party specifically waives the benefit of the provisions of Section 1542 of the Civil Code of the State of California which reads as follows: A general release does not extend to claim...
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15045
4. CONSULTATION, REVIEW, AND REVOCATION. In accordance with the Age Discrimination in Employment Act of 1967 (ADEA) as amended by the Older Workers Benefit Protection Act, Executive is advised to consult with an attorney before signing this Release. Executive is given a period of 45 days in which to consider whether to...
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15046
5.1 This Release shall be deemed to have been executed and delivered within the State of California , and the rights and obligations of the parties hereunder shall be construed and enforced in accordance with, and governed by, the laws of the State of California .
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16048
EX-10.3 3 fs12017a2iex10iii_american.htm EMPLOYMENT AGREEMENT WITH KIRA HUANG
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16051
Title as Chief Financial Officer , the Employee is required to perform duties and undertake the following responsibilities in a professional manner.
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16052
(a) As full compensation for all services provided the employee shall be paid at the rate of USD 4,500 per month. Such payments shall be subject to such normal statutory deductions by the Employer.
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15053
This agreement shall be governed by the laws of the State of Delaware .
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16057
(i)Base Salary. During the Employment Period, Executive shall receive an annual base salary in an amount equal to three hundred twenty five thousand dollars ( $325,000 ), less all applicable withholdings, which shall be paid in accordance with the customary payroll practices of the Company and prorated for partial cale...
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15058
For purposes of this Agreement, Change in Control means, with respect to the Company, the first to occur of any of the following: (i)the acquisition by any person or group (as defined in section 13(d) of the Securities Exchange Act of 1934 , as amended), other than by (A)the Company or any of its affiliates; (B)any emp...
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16059
(d)Governing Law. THIS AGREEMENT WILL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF DELAWARE , WITHOUT GIVING EFFECT TO ANY CHOICE OF LAW OR CONFLICTING PROVISION OR RULE THAT WOULD CAUSE THE LAWS OF ANY JURISDICTION OTHER THAN THE STATE OF DELAWARE TO BE APPLIED. IN FURTHERANCE OF THE FOREGO...
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16064
/s/ Stephen D. Williams | | Name: Stephen D. Williams | | Title: Authorized Person EXECUTIVE /s/ Jack Richardson Jack Richardson
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16065
EX-10.5 3 iaso_ex105.htm EMPLOYMENT AGREEMENT
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16066
EXECUTIVE EMPLOYMENT AND NON-COMPETE AGREEMENT
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16068
WHEREAS, Executive has been appointed Chief Financial Officer and is an integral part of the Companys executive and management operations;
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16069
WHEREAS, it is the desire of the Board of Directors of the Company to assure itself of the continued executive and management services of Executive by employing Executive in the position of Chief Financial Officer ;
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16072
5.2. Bonus. Executive shall be eligible annually under a Company bonus plan providing for a maximum bonus of forty percent ( 40% ) of the Base Salary. The amount of the bonus shall be determined by the Board of Directors, based on its assessment, in its discretion, of Executives performance and that of the Company agai...
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15073
a. The Company shall grant to Executive a warrant with cashless exercise provisions to purchase Five Hundred Thousand (500,000) shares of common stock of the Company at an exercise price of $0.40 per share with an expiration date five (5) years from the grant or vesting date, whichever is later (the Warrant) in the for...
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16075
16\. Governing Law. This Agreement shall be governed by and construed and enforced in accordance with the laws of the State of Colorado without regard to its principles regarding conflicts of law.
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16078
THIS CERTIFIES THAT, for value received, Duane Knight or his successors or assigns (collectively, the Holder) is entitled to purchase from IASO BioMed, Inc. (the Corporation), such number of vested shares out of a total of Five Hundred Thousand (500,000) fully paid and nonassessable shares (the Shares) of the Corporati...
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16079
(c) The Warrant may not be transferred, and the Shares issuable upon exercise of this Warrant, may not be transferred without the Holder obtaining an opinion of counsel, which opinion and counsel are satisfactory to the Corporation, stating that the proposed transaction will not result in a prohibited transaction under...
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16082
11\. Notices. All notices or communications hereunder, except as herein otherwise specifically provided, shall be in writing. Notices sent to the Holder shall be mailed, hand delivered or faxed and confirmed to the Holder at his, her or its address set forth in the Corporations records. Notices sent to the Corporation ...
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16083
THE UNDERSIGNED, the holder of the Warrant referenced below (the Warrant), hereby irrevocably elects to exercise the purchase right represented by such Warrant for, and to purchase thereunder, ___________________________shares of common stock of IASO BioMed, Inc. (the Shares) to which such Warrant relates, herewith mak...
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16088
During the Term of this Agreement, the Executive shall serve as Chief Operating Officer of the Company. The Executive shall have such duties and responsibilities as are set forth on the Job Description attached hereto as Exhibit A, and such other duties as the Chairman of the Board of the Company may reasonably assign ...
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16090
Governing Law. This Agreement shall be governed and construed in accordance with the laws of the State of Florida without regard to conflicts of law.
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16091
As Chief Operating Officer , the Executive shall be responsible for duties and responsibilities including without limitation oversight and execution of the following:
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16093
This Agreement (this Agreement) is made effective as of February 16, 2017 (the Effective Date), by and between Heritage Bank of St. Tammany (the Bank), a federally-chartered institution, and W. David Crumhorn (Executive).
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16096
(a)The term of this Agreement will begin as of the Effective Date and will continue until the third anniversary of the Effective Date. The Board of Directors (other than Executive, if applicable) will review the Agreement at least ninety (90) days prior the expiration of the term for the purpose of determining whether ...
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15097
(a)The compensation specified under this Agreement shall constitute consideration paid by the Bank in exchange for duties described in Section1 of this Agreement. The Bank shall pay Executive, as compensation, a salary of not less than $173,200 per year (Base Salary). Base Salary shall include any amounts of compensati...
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16099
Agreement). Any payments hereunder shall be made in a lump sum within thirty (30) days after the Date of Termination, or in the event that Section 409A of the Internal Revenue Code of 1986 , as amended (Code) applies to the payment, and Executive is considered a Specified Employee under Code Section 409A, on the first ...
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16101
(b) If Executive is suspended from office and/or temporarily prohibited from participating in the conduct of the Banks affairs by a notice served under Section 8(e)(3) [ 12USC 1818 (e)(3)] or 8(g)(1) [ 12 USC 1818 (g)(1)] of the Federal Deposit Insurance Act ( the FDI Act), the Banks obligations under this Agreement sh...
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16102
(c) If Executive is removed and/or permanently prohibited from participating in the conduct of the Banks affairs by an order issued under Section 8(e)(4) [ 12 USC 1818 (e)(4)] or 8(g)(1) [ 12 USC 1818 (g)(1)] of the FDI Act, all obligations of the Bank under this Agreement shall terminate as of the effective date of th...
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16104
(e) All obligations under this Agreement shall be terminated, except to the extent determined that continuation of this Agreement is necessary for the continued operation of the Bank, (i) by the Comptroller of the Currency (the Comptroller) or his or her designee, at the time the FDIC enters into an agreement to provid...
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15105
(f) Any payments made to Executive pursuant to this Agreement or otherwise are subject to and conditioned upon compliance with 12 U.S.C. Section 1828 (k) and any rules and regulations promulgated thereunder, including 12 C.F.R. Part 359, and to the extent applicable, 12 C.F.R. 563 .39.
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15107
The Bank and the Company shall provide Executive (including his heirs, executors and administrators) with coverage under a standard directors and officers liability insurance policy at its expense. The Bank shall indemnify Executive (and his heirs, executors and administrators) to the fullest extent permitted under its...
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16108
Attest: | | HERITAGE BANK OF ST. TAMMANY ---|---|---
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16112
2. | Duties. During the Term, Executive shall serve on a full-time basis as the Chief Financial Officer of the Company. Executives duties and responsibilities as the Chief Financial Officer of the Company shall include those duties customarily associated with an officer with a similar title or as may be assigned to him...
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15114
| Company (Payment) would constitute in whole or in part an excess parachute payment within the meaning of Section 280G of the Internal Revenue Code of 1986 , as amended (the Code) subject to the excise tax imposed by Section4999 of the Code (the Excise Tax), then such Payment shall be either (i)the full amount of such...
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16116
21. | Governing Law. This Agreement has been executed and delivered in the Commonwealth of Massachusetts and its validity, interpretation, performance and enforcement will be governed by the laws of that state applicable to contacts made and to be performed entirely within that state. ---|---
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16118
| governed by the Federal Arbitration Act, 9 U.S.C. 1-16 , and not state law. The arbitration shall be conducted before a single neutral arbitrator appointed in accordance with the Arbitration Rules. The arbitrator may award any form of remedy or relief that would otherwise be available in court (including equitable re...
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16119
| (b) | Exceptions. The Parties agree not to institute any litigation or proceedings against each other in connection with this Agreement except as provided in this Section, provided, however, that the Company shall have the right to seek injunctive relief or other equitable remedies in a court of competent jurisdictio...
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16120
| | | | ---|---|---|---|--- NEWSTAR FINANCIAL, INC. | By: | |
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16122
General Release. Except with respect to any rights, obligations or duties arising out of this Agreement, and in consideration of the payments and benefits set forth in this Agreement, Executive hereby releases and discharges NewStar and anyone acting by, through or on behalf of NewStar, including but not limited NewSta...
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16123
This Employment Agreement (Agreement) is made and entered into by and between Daseke,Inc. , a Delaware corporation (the Company), and Don Daseke (Employee) effective as of February27, 2017 (the Effective Date).
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16124
1. Employment. During the Employment Period (as defined in Section4), the Company shall employ Employee, and Employee shall serve, as Chief Executive Officer (CEO) and President of the Company and in such other position or positions as may be assigned from time to time by the board of directors (the Board) of the Compa...
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16125
(a) Base Salary. During the Employment Period, the Company shall pay to Employee an annualized base salary of $550,000 (the Base Salary) in consideration for Employees services under this Agreement, payable in substantially equal installments in conformity with the Companys customary payroll practices for other senior ...
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16129
immediately following the month in which Employee timely remits the Monthly Premium Payment. Employee shall be eligible to receive such reimbursement payments until the earlier of: (x)the date Employee is no longer eligible to receive COBRA continuation coverage, (y)the date on which Employee becomes eligible to receiv...
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16131
16. Applicable Law; Submission to Jurisdiction. This Agreement shall in all respects be construed according to the laws of the State of Texas without regard to its conflict of laws principles that would result in the application of the laws of another jurisdiction. With respect to any claim or dispute related to or ari...
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16132
Daseke,Inc. --- ATTN: Chief Financial Officer 15455 Dallas Parkway, Suite440 Addison, TX 75001 < br/>
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16133
Don Daseke --- The most recent address on the Companys records.
[]
[ "Don", "Daseke", "-", "-", "-", "The", "most", "recent", "address", "on", "the", "Companys", "records", "." ]
16137
(a) Base Salary. During the Employment Period, the Executive shall receive an annual base salary (the Base Salary) of no less than $400,000 , payable in accordance with the Companys regular payroll practices. The Base Salary shall be reviewed periodically by the Compensation Committee of the Board (the Compensation Com...
[ [ 28, 31, "Salary" ] ]
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16146
This General Release of All Claims (this Agreement) is entered into by and between Vinu Thomas (Employee) and Presidio, Inc. , a Delaware corporation (the Company), dated as of the date an executed copy of this Agreement has been delivered by Employee to the Company, as set forth in the signature block at the end of th...
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16148
Except as provided in the next paragraph, in consideration of the payments made and to be made, and benefits provided and to be provided, to Employee pursuant to the Employment Agreement, as of the Effective Date, Employee unconditionally and forever releases, discharges, and waives any and all actual and potential cla...
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16149
2\. Release and Waiver of Claims Under the Age Discrimination in Employment Act < br/>
[ [ 10, 14, "Act" ] ]
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16157
This Employment Agreement (Agreement) is made and entered into by and between Swift Energy Company , a Delaware corporation (the Company), and Christopher M. Abundis (Employee), effective as of March 20, 2017 (as applicable, the Effective Date).
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16159
(a) Base Salary. During the Employment Period, the Company shall pay to Employee an annualized base salary of $315,000 (the Base Salary) in consideration for Employees services under this Agreement, payable in substantially equal installments in conformity with the Companys customary payroll practices for other senior ...
[ [ 22, 25, "Salary" ] ]
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16161
(c) Incentive Compensation. During the Employment Period, Employee shall be eligible to (i) participate in all of the Companys short-term and long-term incentive compensation plans, programs or arrangements made available to other senior executives and (ii) receive awards under the Swift Energy Company 2016 Equity Ince...
[]
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16162
by the Company hereunder (the Annual Equity Award). The Annual Equity Award shall have an aggregate target value, determined as of the applicable date(s) of grant, of approximately 70% of Employees Base Salary as in effect on date of grant for such Annual Equity Award (the Award Year). The amount and type(s) of equity ...
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16165
revocation period has not fully expired without revocation of the Release by Employee, then Employee shall not be entitled to any portion of the Severance Consideration. As used herein, the Release Expiration Date is that date that is twenty-one (21) days following the date upon which the Company delivers the Release t...
[ [ 105, 111, "Act" ] ]
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16170
with the Company shall be finally settled by arbitration in Harris County, Texas before, and in accordance with the then-existing American Arbitration Association (AAA) Employment Arbitration Rules . The arbitration award shall be final and binding on both parties. Any arbitration conducted under this Section 10 shall ...
[ [ 10, 13, "Court" ] ]
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16171
14. Applicable Law; Submission to Jurisdiction. This Agreement shall in all respects be construed according to the laws of the State of Texas without regard to its conflict of laws principles that would result in the application of the laws of another jurisdiction. With respect to any claim or dispute related to or ari...
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16172
Swift Energy Company c/o Sean Woolverton, Chief Executive Officer 575 North Dairy Ashford Suite 1200 Houston, Texas 77079 Email: chris.abundis@swiftenergy.com
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15183
Commencing as of the Effective Date, the Company shall pay the Executive an annual rate of base salary of at least US$650,000 , in periodic installments in accordance with the Company's customary U.S. payroll practices, but no less frequently than monthly. The Executive's base salary shall be reviewed annually by the B...
[ [ 22, 26, "Salary" ] ]
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16184
(a) The Executive shall have the opportunity to earn an annual bonus (the amount actually earned, the "Annual Bonus") equal to at least 125% of Base Salary (the amount available to be earned, the "Target Bonus"), based on the achievement of annual performance goals established by the Board or the Compensation Committee...
[ [ 30, 31, "Percentage" ], [ 107, 108, "Percentage" ] ]
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16186
Subject to the terms and conditions of the applicable programs, as amended from time to time, during the Employment Term, the Executive shall be entitled to fringe benefits and perquisites consistent with the practices of the Company for the Chief Executive Officer . The Company reserves the right to amend or cancel an...
[ [ 42, 44, "Role" ] ]
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16187
(a) If any of the payments or benefits received or to be received by the Executive including, without limitation, any payment or benefits received in connection with a Change in Control or the Executive's termination of employment, whether pursuant to the terms of this Agreement or any other plan, arrangement or agreem...
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16189
This Agreement, for all purposes, shall be construed in accordance with the laws of the state of Minnesota without regard to conflicts of law principles. Any action or proceeding by either of the parties to enforce this Agreement shall be brought only in a state or federal court located in the state of Minnesota . The ...
[ [ 17, 19, "Court" ] ]
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15191
Signature: | /s/ David J. Colo | ---|---|---
[ [ 6, 9, "Parties" ] ]
[ "Signature", ":", "|", "/", "s", "/", "David", "J", ".", "Colo", "|", "-", "-", "-", "|", "-", "-", "-", "|", "-", "-", "-" ]
16194
(d) Code means the Internal Revenue Code of 1986 , as amended.
[ [ 6, 10, "Act" ] ]
[ "(", "d", ")", "Code", "means", "the", "Internal", "Revenue", "Code", "of", "1986", ",", "as", "amended", "." ]
16197
(g) Effective Date means July21, 2016 .
[ [ 6, 8, "EffectiveDate" ] ]
[ "(", "g", ")", "Effective", "Date", "means", "July21", ",", "2016", "." ]
16198
(i) A material diminution in the Executives responsibilities, duties, title, reporting responsibilities within the business organization, status, role or authority as Chief Executive Officer of the Corporation.
[ [ 28, 30, "Role" ] ]
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16199
(iv) Removal from, or failure to re-elect, the Executive to the position of Chief Executive Officer .
[ [ 17, 19, "Role" ] ]
[ "(", "iv", ")", "Removal", "from", ",", "or", "failure", "to", "re-elect", ",", "the", "Executive", "to", "the", "position", "of", "Chief", "Executive", "Officer", "." ]
12200
2\. EMPLOYMENT; DUTIES. Subject to the terms and conditions set forth in this Agreement, the Corporation shall employ the Executive as President and Chief Executive Officer of the Corporation. Subject to the yearly election by the Board of Directors in the exercise of its judgment, it is contemplated that the Executive...
[ [ 26, 26, "Role" ], [ 28, 30, "Role" ], [ 42, 44, "Role" ], [ 69, 71, "Role" ], [ 90, 92, "Role" ], [ 173, 175, "Role" ], [ 178, 179, "Role" ] ]
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15202
8\. INDEMNIFICATION. The Corporation agrees that if the Executive is made a party, or is threatened to be made a party, to any action, suit or proceeding, whether civil, criminal, administrative or investigative (a Proceeding), by reason of the fact that he is or was a director, officer or employee of the Corporation o...
[ [ 164, 166, "Title" ], [ 187, 190, "Court" ] ]
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15204
Computer Task Group, Incorporated
[]
[ "Computer", "Task", "Group", ",", "Incorporated" ]
16211
Company after the date hereof with respect to nonperformance of the payment obligations of the Company set forth in Section3 of the Agreement) or any other document or oral agreement relating to employment, compensation, benefits, severance or post-employment issues. Executive, for and on behalf of the Releasing Partie...
[ [ 169, 173, "Act" ], [ 181, 185, "Act" ], [ 361, 364, "Parties" ] ]
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16216
EX-10.4 6 exhibit10-4.htm EMPLOYMENT AGREEMENT OF BRIAN MORRIS
[ [ 7, 8, "Title" ] ]
[ "EX-10", ".", "4", "6", "exhibit10-4", ".", "htm", "EMPLOYMENT", "AGREEMENT", "OF", "BRIAN", "MORRIS" ]
15220
Klondex G&S shall pay to the Employee an amount equal to the employee cost of employee and spouse coverage under the Anthem Medical, Anthem Dental and EyeMed Vision Plans (or any plans which replace these plans), on an after tax basis, regardless of whether or not the Employee has elected such coverage (the "Other ...
[ [ 28, 29, "Title" ], [ 77, 77, "Role" ] ]
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16222
An amount equal to 4% of the Employee's monthly Base Salary (determined as of the Termination Date) multiplied by 12, provided that for each completed year of service (but not to exceed six years) measured from the Employee's Date of Hire, an additional amount equal to 4% of one month's base salary will be added. For g...
[ [ 4, 5, "Percentage" ], [ 24, 24, "Ratio" ] ]
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15224
Applicable Law ---|--- This Agreement will be governed by and be construed in accordance with the Laws of the State of Nevada . Venue for any action brought by the parties to this Agreement will be in the courts of the State of Nevada .
[ [ 25, 27, "Court" ] ]
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16225
/s/ Brian Morris | | /s/ Barry Dahl ---|---|--- BRIAN MORRIS | | Witness Signature | | January 28, 2016 | | Barry Dahl Date Signed | | Witness Name | | | | | | [REDACTED] | | Witness Address
[ [ 3, 4, "Parties" ], [ 10, 11, "Parties" ], [ 23, 24, "Parties" ], [ 31, 34, "EffectiveDate" ] ]
[ "/", "s", "/", "Brian", "Morris", "|", "|", "/", "s", "/", "Barry", "Dahl", "-", "-", "-", "|", "-", "-", "-", "|", "-", "-", "-", "BRIAN", "MORRIS", "|", "|", "Witness", "Signature", "|", "|", "January", "28", ",", "2016", "|", "|", "Barry",...
16227
In consideration of the promises set forth in the Employment Agreement between the Employee and the Company, effective March 1, 2015 (the "Employment Agreement"), the Employee and the Company agree as follows:
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16228
(b) Specific Release of ADEA Claims. In further consideration of the payments and benefits provided to the Employee under the Employment Agreement, the Releasors hereby unconditionally release and forever discharge the Releasees from any and all Claims that the Releasors may have as of the date the Employee signs this ...
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16230
Any determination of a Termination for Cause under this Agreement shall be made by resolution adopted by at least a two-thirds ( 2/3 ) vote of the Board at a meeting called and held for that purpose. Executive shall be provided with reasonable notice of such meeting and shall be given the opportunity to be heard, with ...
[ [ 20, 25, "Ratio" ] ]
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15231
a payment equal to the product of (i) the Annual Bonus, if any, that the Executive would have earned for the fiscal year in which the Termination Date (as determined in accordance with Section 5.6) occurs based on achievement of the applicable performance goals for such year and (ii) a fraction, the numerator of which ...
[ [ 130, 133, "Ratio" ] ]
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15232
(b) For each year of the Employment Term the Company shall issue to the Executive an annual stock bonus (the Annual Stock Bonus and together with the Annual Cash Bonus, the Annual Bonuses) equal to the amount of restricted shares of the Companys common stock, par value $0.015 (Common Stock) obtained by dividing $200,00...
[ [ 53, 56, "Price" ], [ 64, 67, "Salary" ] ]
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16234
WHEREAS, the parties desire that, upon the terms and subject to the conditions contained herein, the Company shall issue and sell to the Investor, from time to time as provided herein, and the Investor shall purchase up to Two Million Dollars ( $2,000,000.00 ) of the Companys Common Stock (as defined below);
[ [ 47, 54, "Principal" ] ]
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16238
Maximum Commitment Amount shall mean Two Million Dollars ( $2,000,000.00 ).
[ [ 9, 16, "Principal" ] ]
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16240
Rule 144 shall mean Rule 144 under the Securities Act or any similar provision then in force under the Securities Act.< br/>
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16242
Short Sales shall mean all short sales as defined in Rule 200 of Regulation SHO under the Exchange Act.< br/>
[ [ 10, 11, "Regulation" ], [ 13, 14, "Regulation" ], [ 17, 18, "Act" ] ]
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16243
Section 4.3 CAPITALIZATION. As of the date hereof, the authorized capital stock of the Company consists of (a) 200,000,000 shares of Common Stock, par value of $0.0001 per share, of which approximately 105,072,899 shares of Common Stock are issued and outstanding and (b) 15,000,000 shares of preferred stock of which 40...
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15246
Los Angeles, CA 90036
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[ "Los", "Angeles", ",", "CA", "90036" ]
15248
260 Newport Center Drive
[ [ 0, 3, "Address" ] ]
[ "260", "Newport", "Center", "Drive" ]
16250
Section 9.2 INDEMNIFICATION. Each party (an Indemnifying Party) agrees to indemnify and hold harmless the other party along with its officers, directors, employees, and authorized agents, and each Person or entity, if any, who controls such party within the meaning of Section 15 of the Securities Act or Section 20 of t...
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16251
Section 10.1 GOVERNING LAW; JURISDICTION. This Agreement shall be governed by and interpreted in accordance with the laws of the State of Nevada without regard to the principles of conflicts of law. Each of the Company and the Investor hereby submits to the exclusive jurisdiction of the United States federal and state ...
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16254
TO: KODIAK CAPITAL GROUP, LLC
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16263
4.3 Capitalization. The capital stock of Ninebell outstanding as of the date hereof consists, and as of immediately prior to the Closing will consist, of 80,000 Ninebell Ordinary Shares, all of which are and will be held of record and beneficially by Shareholder. When issued and delivered in accordance with the terms o...
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16265
5.5 Repurchase of Shares. In the event the Closing is completed but the Follow-On Closing (as defined in the Corollary Agreement) is not completed, ACM shall have the right, but not the obligation, to demand that Ninebell and/or Shareholder to purchase the Shares from ACM for an aggregate price of US$1,200,000 , provid...
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16266
6.4 Governing Law. This Agreement and any controversy arising out of or relating to this Agreement shall be governed by and construed in accordance with the General Corporation Law of the State of Delaware .
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16270
| | ---|---|--- MOON-SOO CHOI /s/ Moon-Soo Choi Address: | | C-104, Bundang Technopark | | 145 Yatap-Dong, Bundang-Gu | | Seongnam-Si | | Gyeonggi-Do, Korea, 463-760 Signature Page to Ordinary Share Purchase Agreement
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