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16043 | Notwithstanding the foregoing, with respect to Executives release, this Release does not release (a) claims that cannot be released as a matter of law, (b) claims arising after the effective date of this Release including those under the Employment Agreement , (c) claims to enforce any of Executives rights to post-term... | [
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16044 | 3.2 The waiver and release set forth in paragraph 3.1 applies to claims of which either party does not currently have knowledge and each party specifically waives the benefit of the provisions of Section 1542 of the Civil Code of the State of California which reads as follows: A general release does not extend to claim... | [
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15045 | 4. CONSULTATION, REVIEW, AND REVOCATION. In accordance with the Age Discrimination in Employment Act of 1967 (ADEA) as amended by the Older Workers Benefit Protection Act, Executive is advised to consult with an attorney before signing this Release. Executive is given a period of 45 days in which to consider whether to... | [
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15046 | 5.1 This Release shall be deemed to have been executed and delivered within the State of California , and the rights and obligations of the parties hereunder shall be construed and enforced in accordance with, and governed by, the laws of the State of California . | [
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16048 | EX-10.3 3 fs12017a2iex10iii_american.htm EMPLOYMENT AGREEMENT WITH KIRA HUANG | [
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16051 | Title as Chief Financial Officer , the Employee is required to perform duties and undertake the following responsibilities in a professional manner. | [
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16052 | (a) As full compensation for all services provided the employee shall be paid at the rate of USD 4,500 per month. Such payments shall be subject to such normal statutory deductions by the Employer. | [
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16057 | (i)Base Salary. During the Employment Period, Executive shall receive an annual base salary in an amount equal to three hundred twenty five thousand dollars ( $325,000 ), less all applicable withholdings, which shall be paid in accordance with the customary payroll practices of the Company and prorated for partial cale... | [
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15058 | For purposes of this Agreement, Change in Control means, with respect to the Company, the first to occur of any of the following: (i)the acquisition by any person or group (as defined in section 13(d) of the Securities Exchange Act of 1934 , as amended), other than by (A)the Company or any of its affiliates; (B)any emp... | [
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16059 | (d)Governing Law. THIS AGREEMENT WILL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF DELAWARE , WITHOUT GIVING EFFECT TO ANY CHOICE OF LAW OR CONFLICTING PROVISION OR RULE THAT WOULD CAUSE THE LAWS OF ANY JURISDICTION OTHER THAN THE STATE OF DELAWARE TO BE APPLIED. IN FURTHERANCE OF THE FOREGO... | [
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16064 | /s/ Stephen D. Williams | | Name: Stephen D. Williams | | Title: Authorized Person EXECUTIVE /s/ Jack Richardson Jack Richardson | [
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16065 | EX-10.5 3 iaso_ex105.htm EMPLOYMENT AGREEMENT | [
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16066 | EXECUTIVE EMPLOYMENT AND NON-COMPETE AGREEMENT | [
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16068 | WHEREAS, Executive has been appointed Chief Financial Officer and is an integral part of the Companys executive and management operations; | [
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16069 | WHEREAS, it is the desire of the Board of Directors of the Company to assure itself of the continued executive and management services of Executive by employing Executive in the position of Chief Financial Officer ; | [
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16072 | 5.2. Bonus. Executive shall be eligible annually under a Company bonus plan providing for a maximum bonus of forty percent ( 40% ) of the Base Salary. The amount of the bonus shall be determined by the Board of Directors, based on its assessment, in its discretion, of Executives performance and that of the Company agai... | [
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15073 | a. The Company shall grant to Executive a warrant with cashless exercise provisions to purchase Five Hundred Thousand (500,000) shares of common stock of the Company at an exercise price of $0.40 per share with an expiration date five (5) years from the grant or vesting date, whichever is later (the Warrant) in the for... | [
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16075 | 16\. Governing Law. This Agreement shall be governed by and construed and enforced in accordance with the laws of the State of Colorado without regard to its principles regarding conflicts of law. | [
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16078 | THIS CERTIFIES THAT, for value received, Duane Knight or his successors or assigns (collectively, the Holder) is entitled to purchase from IASO BioMed, Inc. (the Corporation), such number of vested shares out of a total of Five Hundred Thousand (500,000) fully paid and nonassessable shares (the Shares) of the Corporati... | [
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16079 | (c) The Warrant may not be transferred, and the Shares issuable upon exercise of this Warrant, may not be transferred without the Holder obtaining an opinion of counsel, which opinion and counsel are satisfactory to the Corporation, stating that the proposed transaction will not result in a prohibited transaction under... | [
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16082 | 11\. Notices. All notices or communications hereunder, except as herein otherwise specifically provided, shall be in writing. Notices sent to the Holder shall be mailed, hand delivered or faxed and confirmed to the Holder at his, her or its address set forth in the Corporations records. Notices sent to the Corporation ... | [
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16083 | THE UNDERSIGNED, the holder of the Warrant referenced below (the Warrant), hereby irrevocably elects to exercise the purchase right represented by such Warrant for, and to purchase thereunder, ___________________________shares of common stock of IASO BioMed, Inc. (the Shares) to which such Warrant relates, herewith mak... | [
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16088 | During the Term of this Agreement, the Executive shall serve as Chief Operating Officer of the Company. The Executive shall have such duties and responsibilities as are set forth on the Job Description attached hereto as Exhibit A, and such other duties as the Chairman of the Board of the Company may reasonably assign ... | [
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16090 | Governing Law. This Agreement shall be governed and construed in accordance with the laws of the State of Florida without regard to conflicts of law. | [
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16091 | As Chief Operating Officer , the Executive shall be responsible for duties and responsibilities including without limitation oversight and execution of the following: | [
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16093 | This Agreement (this Agreement) is made effective as of February 16, 2017 (the Effective Date), by and between Heritage Bank of St. Tammany (the Bank), a federally-chartered institution, and W. David Crumhorn (Executive). | [
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16096 | (a)The term of this Agreement will begin as of the Effective Date and will continue until the third anniversary of the Effective Date. The Board of Directors (other than Executive, if applicable) will review the Agreement at least ninety (90) days prior the expiration of the term for the purpose of determining whether ... | [
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15097 | (a)The compensation specified under this Agreement shall constitute consideration paid by the Bank in exchange for duties described in Section1 of this Agreement. The Bank shall pay Executive, as compensation, a salary of not less than $173,200 per year (Base Salary). Base Salary shall include any amounts of compensati... | [
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16099 | Agreement). Any payments hereunder shall be made in a lump sum within thirty (30) days after the Date of Termination, or in the event that Section 409A of the Internal Revenue Code of 1986 , as amended (Code) applies to the payment, and Executive is considered a Specified Employee under Code Section 409A, on the first ... | [
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16101 | (b) If Executive is suspended from office and/or temporarily prohibited from participating in the conduct of the Banks affairs by a notice served under Section 8(e)(3) [ 12USC 1818 (e)(3)] or 8(g)(1) [ 12 USC 1818 (g)(1)] of the Federal Deposit Insurance Act ( the FDI Act), the Banks obligations under this Agreement sh... | [
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16102 | (c) If Executive is removed and/or permanently prohibited from participating in the conduct of the Banks affairs by an order issued under Section 8(e)(4) [ 12 USC 1818 (e)(4)] or 8(g)(1) [ 12 USC 1818 (g)(1)] of the FDI Act, all obligations of the Bank under this Agreement shall terminate as of the effective date of th... | [
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16104 | (e) All obligations under this Agreement shall be terminated, except to the extent determined that continuation of this Agreement is necessary for the continued operation of the Bank, (i) by the Comptroller of the Currency (the Comptroller) or his or her designee, at the time the FDIC enters into an agreement to provid... | [
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15105 | (f) Any payments made to Executive pursuant to this Agreement or otherwise are subject to and conditioned upon compliance with 12 U.S.C. Section 1828 (k) and any rules and regulations promulgated thereunder, including 12 C.F.R. Part 359, and to the extent applicable, 12 C.F.R. 563 .39. | [
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15107 | The Bank and the Company shall provide Executive (including his heirs, executors and administrators) with coverage under a standard directors and officers liability insurance policy at its expense. The Bank shall indemnify Executive (and his heirs, executors and administrators) to the fullest extent permitted under its... | [
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16108 | Attest: | | HERITAGE BANK OF ST. TAMMANY ---|---|--- | [
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15114 | | Company (Payment) would constitute in whole or in part an excess parachute payment within the meaning of Section 280G of the Internal Revenue Code of 1986 , as amended (the Code) subject to the excise tax imposed by Section4999 of the Code (the Excise Tax), then such Payment shall be either (i)the full amount of such... | [
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16116 | 21. | Governing Law. This Agreement has been executed and delivered in the Commonwealth of Massachusetts and its validity, interpretation, performance and enforcement will be governed by the laws of that state applicable to contacts made and to be performed entirely within that state. ---|--- | [
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16119 | | (b) | Exceptions. The Parties agree not to institute any litigation or proceedings against each other in connection with this Agreement except as provided in this Section, provided, however, that the Company shall have the right to seek injunctive relief or other equitable remedies in a court of competent jurisdictio... | [
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16120 | | | | | ---|---|---|---|--- NEWSTAR FINANCIAL, INC. | By: | | | [
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16123 | This Employment Agreement (Agreement) is made and entered into by and between Daseke,Inc. , a Delaware corporation (the Company), and Don Daseke (Employee) effective as of February27, 2017 (the Effective Date). | [
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16124 | 1. Employment. During the Employment Period (as defined in Section4), the Company shall employ Employee, and Employee shall serve, as Chief Executive Officer (CEO) and President of the Company and in such other position or positions as may be assigned from time to time by the board of directors (the Board) of the Compa... | [
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16125 | (a) Base Salary. During the Employment Period, the Company shall pay to Employee an annualized base salary of $550,000 (the Base Salary) in consideration for Employees services under this Agreement, payable in substantially equal installments in conformity with the Companys customary payroll practices for other senior ... | [
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16129 | immediately following the month in which Employee timely remits the Monthly Premium Payment. Employee shall be eligible to receive such reimbursement payments until the earlier of: (x)the date Employee is no longer eligible to receive COBRA continuation coverage, (y)the date on which Employee becomes eligible to receiv... | [
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16131 | 16. Applicable Law; Submission to Jurisdiction. This Agreement shall in all respects be construed according to the laws of the State of Texas without regard to its conflict of laws principles that would result in the application of the laws of another jurisdiction. With respect to any claim or dispute related to or ari... | [
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16132 | Daseke,Inc. --- ATTN: Chief Financial Officer 15455 Dallas Parkway, Suite440 Addison, TX 75001 < br/> | [
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16133 | Don Daseke --- The most recent address on the Companys records. | [] | [
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16137 | (a) Base Salary. During the Employment Period, the Executive shall receive an annual base salary (the Base Salary) of no less than $400,000 , payable in accordance with the Companys regular payroll practices. The Base Salary shall be reviewed periodically by the Compensation Committee of the Board (the Compensation Com... | [
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16146 | This General Release of All Claims (this Agreement) is entered into by and between Vinu Thomas (Employee) and Presidio, Inc. , a Delaware corporation (the Company), dated as of the date an executed copy of this Agreement has been delivered by Employee to the Company, as set forth in the signature block at the end of th... | [
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16148 | Except as provided in the next paragraph, in consideration of the payments made and to be made, and benefits provided and to be provided, to Employee pursuant to the Employment Agreement, as of the Effective Date, Employee unconditionally and forever releases, discharges, and waives any and all actual and potential cla... | [
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16149 | 2\. Release and Waiver of Claims Under the Age Discrimination in Employment Act < br/> | [
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16157 | This Employment Agreement (Agreement) is made and entered into by and between Swift Energy Company , a Delaware corporation (the Company), and Christopher M. Abundis (Employee), effective as of March 20, 2017 (as applicable, the Effective Date). | [
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16161 | (c) Incentive Compensation. During the Employment Period, Employee shall be eligible to (i) participate in all of the Companys short-term and long-term incentive compensation plans, programs or arrangements made available to other senior executives and (ii) receive awards under the Swift Energy Company 2016 Equity Ince... | [] | [
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16162 | by the Company hereunder (the Annual Equity Award). The Annual Equity Award shall have an aggregate target value, determined as of the applicable date(s) of grant, of approximately 70% of Employees Base Salary as in effect on date of grant for such Annual Equity Award (the Award Year). The amount and type(s) of equity ... | [
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16165 | revocation period has not fully expired without revocation of the Release by Employee, then Employee shall not be entitled to any portion of the Severance Consideration. As used herein, the Release Expiration Date is that date that is twenty-one (21) days following the date upon which the Company delivers the Release t... | [
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16170 | with the Company shall be finally settled by arbitration in Harris County, Texas before, and in accordance with the then-existing American Arbitration Association (AAA) Employment Arbitration Rules . The arbitration award shall be final and binding on both parties. Any arbitration conducted under this Section 10 shall ... | [
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16171 | 14. Applicable Law; Submission to Jurisdiction. This Agreement shall in all respects be construed according to the laws of the State of Texas without regard to its conflict of laws principles that would result in the application of the laws of another jurisdiction. With respect to any claim or dispute related to or ari... | [
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16172 | Swift Energy Company c/o Sean Woolverton, Chief Executive Officer 575 North Dairy Ashford Suite 1200 Houston, Texas 77079 Email: chris.abundis@swiftenergy.com | [
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16184 | (a) The Executive shall have the opportunity to earn an annual bonus (the amount actually earned, the "Annual Bonus") equal to at least 125% of Base Salary (the amount available to be earned, the "Target Bonus"), based on the achievement of annual performance goals established by the Board or the Compensation Committee... | [
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16186 | Subject to the terms and conditions of the applicable programs, as amended from time to time, during the Employment Term, the Executive shall be entitled to fringe benefits and perquisites consistent with the practices of the Company for the Chief Executive Officer . The Company reserves the right to amend or cancel an... | [
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16189 | This Agreement, for all purposes, shall be construed in accordance with the laws of the state of Minnesota without regard to conflicts of law principles. Any action or proceeding by either of the parties to enforce this Agreement shall be brought only in a state or federal court located in the state of Minnesota . The ... | [
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16197 | (g) Effective Date means July21, 2016 . | [
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16198 | (i) A material diminution in the Executives responsibilities, duties, title, reporting responsibilities within the business organization, status, role or authority as Chief Executive Officer of the Corporation. | [
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15202 | 8\. INDEMNIFICATION. The Corporation agrees that if the Executive is made a party, or is threatened to be made a party, to any action, suit or proceeding, whether civil, criminal, administrative or investigative (a Proceeding), by reason of the fact that he is or was a director, officer or employee of the Corporation o... | [
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16211 | Company after the date hereof with respect to nonperformance of the payment obligations of the Company set forth in Section3 of the Agreement) or any other document or oral agreement relating to employment, compensation, benefits, severance or post-employment issues. Executive, for and on behalf of the Releasing Partie... | [
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15220 | Klondex G&S shall pay to the Employee an amount equal to the employee cost of employee and spouse coverage under the Anthem Medical, Anthem Dental and EyeMed Vision Plans (or any plans which replace these plans), on an after tax basis, regardless of whether or not the Employee has elected such coverage (the "Other ... | [
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16222 | An amount equal to 4% of the Employee's monthly Base Salary (determined as of the Termination Date) multiplied by 12, provided that for each completed year of service (but not to exceed six years) measured from the Employee's Date of Hire, an additional amount equal to 4% of one month's base salary will be added. For g... | [
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15224 | Applicable Law ---|--- This Agreement will be governed by and be construed in accordance with the Laws of the State of Nevada . Venue for any action brought by the parties to this Agreement will be in the courts of the State of Nevada . | [
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16225 | /s/ Brian Morris | | /s/ Barry Dahl ---|---|--- BRIAN MORRIS | | Witness Signature | | January 28, 2016 | | Barry Dahl Date Signed | | Witness Name | | | | | | [REDACTED] | | Witness Address | [
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16227 | In consideration of the promises set forth in the Employment Agreement between the Employee and the Company, effective March 1, 2015 (the "Employment Agreement"), the Employee and the Company agree as follows: | [
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15231 | a payment equal to the product of (i) the Annual Bonus, if any, that the Executive would have earned for the fiscal year in which the Termination Date (as determined in accordance with Section 5.6) occurs based on achievement of the applicable performance goals for such year and (ii) a fraction, the numerator of which ... | [
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15232 | (b) For each year of the Employment Term the Company shall issue to the Executive an annual stock bonus (the Annual Stock Bonus and together with the Annual Cash Bonus, the Annual Bonuses) equal to the amount of restricted shares of the Companys common stock, par value $0.015 (Common Stock) obtained by dividing $200,00... | [
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16234 | WHEREAS, the parties desire that, upon the terms and subject to the conditions contained herein, the Company shall issue and sell to the Investor, from time to time as provided herein, and the Investor shall purchase up to Two Million Dollars ( $2,000,000.00 ) of the Companys Common Stock (as defined below); | [
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16238 | Maximum Commitment Amount shall mean Two Million Dollars ( $2,000,000.00 ). | [
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16240 | Rule 144 shall mean Rule 144 under the Securities Act or any similar provision then in force under the Securities Act.< br/> | [
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16242 | Short Sales shall mean all short sales as defined in Rule 200 of Regulation SHO under the Exchange Act.< br/> | [
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16243 | Section 4.3 CAPITALIZATION. As of the date hereof, the authorized capital stock of the Company consists of (a) 200,000,000 shares of Common Stock, par value of $0.0001 per share, of which approximately 105,072,899 shares of Common Stock are issued and outstanding and (b) 15,000,000 shares of preferred stock of which 40... | [
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15246 | Los Angeles, CA 90036 | [
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16250 | Section 9.2 INDEMNIFICATION. Each party (an Indemnifying Party) agrees to indemnify and hold harmless the other party along with its officers, directors, employees, and authorized agents, and each Person or entity, if any, who controls such party within the meaning of Section 15 of the Securities Act or Section 20 of t... | [
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16251 | Section 10.1 GOVERNING LAW; JURISDICTION. This Agreement shall be governed by and interpreted in accordance with the laws of the State of Nevada without regard to the principles of conflicts of law. Each of the Company and the Investor hereby submits to the exclusive jurisdiction of the United States federal and state ... | [
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16263 | 4.3 Capitalization. The capital stock of Ninebell outstanding as of the date hereof consists, and as of immediately prior to the Closing will consist, of 80,000 Ninebell Ordinary Shares, all of which are and will be held of record and beneficially by Shareholder. When issued and delivered in accordance with the terms o... | [
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16265 | 5.5 Repurchase of Shares. In the event the Closing is completed but the Follow-On Closing (as defined in the Corollary Agreement) is not completed, ACM shall have the right, but not the obligation, to demand that Ninebell and/or Shareholder to purchase the Shares from ACM for an aggregate price of US$1,200,000 , provid... | [
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16266 | 6.4 Governing Law. This Agreement and any controversy arising out of or relating to this Agreement shall be governed by and construed in accordance with the General Corporation Law of the State of Delaware . | [
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16270 | | | ---|---|--- MOON-SOO CHOI /s/ Moon-Soo Choi Address: | | C-104, Bundang Technopark | | 145 Yatap-Dong, Bundang-Gu | | Seongnam-Si | | Gyeonggi-Do, Korea, 463-760 Signature Page to Ordinary Share Purchase Agreement | [
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