agilelab-org/ContractNER_Dataset · Datasets at Hugging Face

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12128	(a) Seller shall not, and shall not authorize or permit any of its Affiliates (including the Company) or any of its or their Representatives to, directly or indirectly, (i) encourage, solicit, initiate, facilitate or continue inquiries regarding an Acquisition Proposal; (ii) enter into discussions or negotiations with,...	[ [ 50, 51, "Title" ] ]	[ "(", "a", ")", "Seller", "shall", "not", ",", "and", "shall", "not", "authorize", "or", "permit", "any", "of", "its", "Affiliates", "(", "including", "the", "Company", ")", "or", "any", "of", "its", "or", "their", "Representatives", "to", ",", "directly"...
12130	(g) All governmental and regulatory filings, authorizations and approvals that are required for the consummation of the transactions contemplated hereby will have been duly made and obtained, all on terms satisfactory to the Buyer .	[]	[ "(", "g", ")", "All", "governmental", "and", "regulatory", "filings", ",", "authorizations", "and", "approvals", "that", "are", "required", "for", "the", "consummation", "of", "the", "transactions", "contemplated", "hereby", "will", "have", "been", "duly", "made...
12136	Facsimile: 844 670 6009	[ [ 2, 4, "PII_Ref" ] ]	[ "Facsimile", ":", "844", "670", "6009" ]
12141	\| 1.\| Purchase and Sale. The Seller hereby agree to sell to the Purchaser and the Purchaser, in reliance on the representations and warranties contained herein, and subject to the terms and conditions of this Agreement, agree to purchase from the Seller the Shares of the Company, representing 78.3% of the Companys tota...	[ [ 55, 58, "Percentage" ], [ 76, 80, "Price" ], [ 82, 85, "Principal" ] ]	[ "\|", "1", ".", "\|", "Purchase", "and", "Sale", ".", "The", "Seller", "hereby", "agree", "to", "sell", "to", "the", "Purchaser", "and", "the", "Purchaser", ",", "in", "reliance", "on", "the", "representations", "and", "warranties", "contained", "herein", ",...
12142	\| 2.4.2.\| The remaining Twenty Five Thousand ( $25,000 ) will be released immediately upon the filing of the Companys quarterly report on Form 10-Q for the period ended September 30, 2017 (the Immediate Report) to the Seller , and in accordance with the wire transfer instructions for the Seller set forth on Exhibit E, ...	[ [ 14, 17, "Principal" ] ]	[ "\|", "2", ".", "4", ".", "2", ".", "\|", "The", "remaining", "Twenty", "Five", "Thousand", "(", "$", "25", ",", "000", ")", "will", "be", "released", "immediately", "upon", "the", "filing", "of", "the", "Companys", "quarterly", "report", "on", "Form", ...
12143	3.11. Private Offering. No registration of the Shares, pursuant to the provisions of the Securities Act of 1933 , as amended, or any state securities or blue sky laws, will be required by the sale of the Shares in the manner contemplated in Section 1 herein. Seller agrees that neither he or she, nor anyone acting on hi...	[ [ 19, 22, "Act" ] ]	[ "3", ".", "11", ".", "Private", "Offering", ".", "No", "registration", "of", "the", "Shares", ",", "pursuant", "to", "the", "provisions", "of", "the", "Securities", "Act", "of", "1933", ",", "as", "amended", ",", "or", "any", "state", "securities", "or",...
12144	4.1 Purchaser is Not a U.S. Person. Purchaser represents and warrants that: (A) such Purchaser is not a U.S. person as defined in Rule 902 of Regulation S under the Securities Act ( each, U.S. person); (B) all offers to acquire the Shares were made to the Purchaser while the Purchaser was outside the United States; (C)...	[ [ 35, 36, "Regulation" ], [ 38, 39, "Regulation" ], [ 42, 43, "Act" ] ]	[ "4", ".", "1", "Purchaser", "is", "Not", "a", "U", ".", "S", ".", "Person", ".", "Purchaser", "represents", "and", "warrants", "that", ":", "(", "A", ")", "such", "Purchaser", "is", "not", "a", "U", ".", "S", ".", "person", "as", "defined", "in", ...
12146	\| (a)\| THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 , AS AMENDED (THE ACT ), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER APPLICABLE FEDERAL AND STATE SECURITIES LAWS OR PURS...	[ [ 17, 20, "Act" ] ]	[ "\|", "(", "a", ")", "\|", "THE", "SECURITIES", "REPRESENTED", "BY", "THIS", "CERTIFICATE", "HAVE", "NOT", "BEEN", "REGISTERED", "UNDER", "THE", "SECURITIES", "ACT", "OF", "1933", ",", "AS", "AMENDED", "(", "THE", "ACT", ")", ",", "OR", "THE", "SECURITIES"...
12149	SELLER: \| ---\|--- \| \| /s/ Zur Dadon \| \| Zur Dadon \| \| \| COMPANY: \| \| \| Spirit International, Inc. A Nevada corporation \| \| \| By: \| /s/ Zur Dadon \| \| Name: Zur Dadon Title: CEO \| \| Address: 2620 Regatta Drive, Suite 102, Las Vegas, NV \|	[ [ 15, 16, "Parties" ], [ 29, 33, "Parties" ], [ 56, 56, "Role" ], [ 61, 71, "Address" ] ]	[ "SELLER", ":", "\|", "-", "-", "-", "\|", "-", "-", "-", "\|", "\|", "/", "s", "/", "Zur", "Dadon", "\|", "\|", "Zur", "Dadon", "\|", "\|", "\|", "COMPANY", ":", "\|", "\|", "\|", "Spirit", "International", ",", "Inc", ".", "A", "Nevada", "corporation", ...
12150	PURCHASER: \| ---\|--- \| \| Kimho Consultants Company Limited \| A Hong Kong limited liability company \| \| \| By: \| /s/Kimberly Leung \| \| Name: Kimberly Leung Title: Director \| \| Address: Unit 1510, Tower 1, Silvercord Centre, 30 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong \|	[ [ 12, 15, "Parties" ], [ 32, 33, "Parties" ], [ 42, 42, "Role" ] ]	[ "PURCHASER", ":", "\|", "-", "-", "-", "\|", "-", "-", "-", "\|", "\|", "Kimho", "Consultants", "Company", "Limited", "\|", "A", "Hong", "Kong", "limited", "liability", "company", "\|", "\|", "\|", "By", ":", "\|", "/", "s", "/", "Kimberly", "Leung", "\|", ...
12151	This Securities Purchase Agreement (this Agreement) is dated as of October 12, 2017 , between Chanticleer Holdings, Inc. , a Delaware corporation (the Company), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a Purchaser and collectively the Purchasers).	[ [ 1, 3, "Title" ], [ 12, 15, "EffectiveDate" ], [ 18, 22, "Parties" ] ]	[ "This", "Securities", "Purchase", "Agreement", "(", "this", "Agreement", ")", "is", "dated", "as", "of", "October", "12", ",", "2017", ",", "between", "Chanticleer", "Holdings", ",", "Inc", ".", ",", "a", "Delaware", "corporation", "(", "the", "Company", "...
12157	FCPA means the Foreign Corrupt Practices Act of 1977 , as amended.	[ [ 3, 8, "Act" ] ]	[ "FCPA", "means", "the", "Foreign", "Corrupt", "Practices", "Act", "of", "1977", ",", "as", "amended", "." ]
12158	FL means Foley & Lardner LLP, with offices located at One Independent Drive, Suite 1300, Jacksonville, FL 32202.	[ [ 2, 7, "Parties" ], [ 13, 22, "Address" ] ]	[ "FL", "means", "Foley", "&", "amp", ";", "Lardner", "LLP", ",", "with", "offices", "located", "at", "One", "Independent", "Drive", ",", "Suite", "1300", ",", "Jacksonville", ",", "FL", "32202", "." ]
12159	Per Share Purchase Price equals $2.00 , subject to adjustment for reverse and forward stock splits, stock dividends, stock combinations and other similar transactions of the Common Stock that occur after the date of this Agreement and on or prior to the Closing Date.	[ [ 5, 8, "Price" ] ]	[ "Per", "Share", "Purchase", "Price", "equals", "$", "2", ".", "00", ",", "subject", "to", "adjustment", "for", "reverse", "and", "forward", "stock", "splits", ",", "stock", "dividends", ",", "stock", "combinations", "and", "other", "similar", "transactions", ...
12164	(vi) the Prospectus and Prospectus Supplement (which may be delivered in accordance with Rule 172 under the Securities Act).< br/>	[ [ 16, 17, "Regulation" ], [ 20, 21, "Act" ] ]	[ "(", "vi", ")", "the", "Prospectus", "and", "Prospectus", "Supplement", "(", "which", "may", "be", "delivered", "in", "accordance", "with", "Rule", "172", "under", "the", "Securities", "Act", ")", ".", "&", "lt", ";", "br", "/", "&", "gt", ";" ]
12165	(g) Capitalization. The capitalization of the Company is as set forth on Schedule 3.1(g). The Company has not issued any capital stock since its most recently filed periodic report under the Exchange Act , other than pursuant to the exercise of employee stock options under the Companys stock option plans, the issuance ...	[ [ 40, 41, "Act" ], [ 104, 105, "Act" ], [ 565, 566, "Title" ], [ 568, 569, "Title" ] ]	[ "(", "g", ")", "Capitalization", ".", "The", "capitalization", "of", "the", "Company", "is", "as", "set", "forth", "on", "Schedule", "3", ".", "1", "(", "g", ")", ".", "The", "Company", "has", "not", "issued", "any", "capital", "stock", "since", "its",...
12166	(h) SEC Reports; Financial Statements. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company under the Securities Act and the Exchange Act , including pursuant to Section 13(a) or 15(d) thereof, for the two years preceding the date hereof (or such shorte...	[ [ 33, 34, "Act" ], [ 37, 38, "Act" ], [ 43, 52, "Regulation" ], [ 171, 172, "Act" ], [ 241, 245, "Regulation" ], [ 316, 316, "Regulation" ] ]	[ "(", "h", ")", "SEC", "Reports", ";", "Financial", "Statements", ".", "The", "Company", "has", "filed", "all", "reports", ",", "schedules", ",", "forms", ",", "statements", "and", "other", "documents", "required", "to", "be", "filed", "by", "the", "Company...
12168	(s) Sarbanes-Oxley; Internal Accounting Controls. The Company and the Subsidiaries are in compliance with any and all applicable requirements of the Sarbanes- Oxley Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the Commission thereunder that are ef...	[ [ 3, 3, "Regulation" ], [ 25, 30, "Act" ], [ 119, 120, "Act" ], [ 144, 145, "Act" ], [ 183, 184, "Act" ] ]	[ "(", "s", ")", "Sarbanes-Oxley", ";", "Internal", "Accounting", "Controls", ".", "The", "Company", "and", "the", "Subsidiaries", "are", "in", "compliance", "with", "any", "and", "all", "applicable", "requirements", "of", "the", "Sarbanes", "-", "Oxley", "Act",...
12174	(mm) No General Solicitation. Neither the Company nor any Person acting on behalf of the Company has offered or sold any of the Warrant or Warrant Shares by any form of general solicitation or general advertising. The Company has offered the Warrants and Warrant Shares for sale only to the Purchasers and certain other ...	[ [ 64, 65, "Regulation" ], [ 68, 69, "Act" ] ]	[ "(", "mm", ")", "No", "General", "Solicitation", ".", "Neither", "the", "Company", "nor", "any", "Person", "acting", "on", "behalf", "of", "the", "Company", "has", "offered", "or", "sold", "any", "of", "the", "Warrant", "or", "Warrant", "Shares", "by", "...
12182	(d) Subject to the 8% Debenture Holders 100% right of participation, from the Closing Date until the six (6) month anniversary of the Closing Date, the Company will not, directly or indirectly, effect any Subsequent Placement unless the Company shall have first complied with this Section 4.12(d).	[ [ 6, 7, "Percentage" ], [ 10, 11, "Percentage" ], [ 22, 27, "TerminationDate" ] ]	[ "(", "d", ")", "Subject", "to", "the", "8", "%", "Debenture", "Holders", "100", "%", "right", "of", "participation", ",", "from", "the", "Closing", "Date", "until", "the", "six", "(", "6", ")", "month", "anniversary", "of", "the", "Closing", "Date", ",...
12183	(e) The restrictions contained in subsections (ii) and (iii) of this Section 4.12(d) shall not apply in connection with the issuance of any Exempt Issuances.For clarity, this right of participation set forth in this Section 4.12(d) is subordinate and subject to the Companys 8% Debenture Holders right of participation o...	[ [ 17, 20, "Regulation" ], [ 62, 63, "Percentage" ], [ 72, 73, "Percentage" ] ]	[ "(", "e", ")", "The", "restrictions", "contained", "in", "subsections", "(", "ii", ")", "and", "(", "iii", ")", "of", "this", "Section", "4", ".", "12", "(", "d", ")", "shall", "not", "apply", "in", "connection", "with", "the", "issuance", "of", "any...
12185	5.9 Governing Law. All questions concerning the construction, validity, enforcement and interpretation of the Transaction Documents shall be governed by and construed and enforced in accordance with the internal laws of the State of New York , without regard to the principles of conflicts of law thereof. Each party agr...	[ [ 37, 40, "Court" ], [ 118, 121, "Court" ], [ 141, 148, "Court" ], [ 357, 360, "Regulation" ] ]	[ "5", ".", "9", "Governing", "Law", ".", "All", "questions", "concerning", "the", "construction", ",", "validity", ",", "enforcement", "and", "interpretation", "of", "the", "Transaction", "Documents", "shall", "be", "governed", "by", "and", "construed", "and", ...
12186	CHANTICLEER HOLDINGS, INC. \| Address for Notice: ---\|--- \| Chanticleer Holdings, Inc. \| 7621 Little Ave., Suite 414 \| Charlotte, NC 28226	[ [ 0, 4, "Parties" ], [ 24, 30, "Address" ], [ 32, 34, "Address" ] ]	[ "CHANTICLEER", "HOLDINGS", ",", "INC", ".", "\|", "Address", "for", "Notice", ":", "-", "-", "-", "\|", "-", "-", "-", "\|", "Chanticleer", "Holdings", ",", "Inc", ".", "\|", "7621", "Little", "Ave", ".", ",", "Suite", "414", "\|", "Charlotte", ",", "NC...
12191	B. Buyer desires to purchase and the Company desires to issue and sell, upon the terms and conditions set forth in this Agreement three tranches of Convertible Notes of the Company, in the forms attached hereto as Exhibit A-1, A-2, and A-3, in the aggregate principal amount of $300,000 (together with any Notes(s) issue...	[ [ 54, 57, "Principal" ] ]	[ "B", ".", "Buyer", "desires", "to", "purchase", "and", "the", "Company", "desires", "to", "issue", "and", "sell", ",", "upon", "the", "terms", "and", "conditions", "set", "forth", "in", "this", "Agreement", "three", "tranches", "of", "Convertible", "Notes", ...
12194	f. Transfer or Re-sale. The Buyer understands that (i) the sale or re-sale of the Securities has not been and is not being registered under the 1933 Act or any applicable state securities laws, and the Securities may not be transferred unless (a) the Securities are sold pursuant to an effective registration statement u...	[ [ 30, 31, "Act" ], [ 154, 155, "Regulation" ], [ 222, 223, "Regulation" ] ]	[ "f", ".", "Transfer", "or", "Re-sale", ".", "The", "Buyer", "understands", "that", "(", "i", ")", "the", "sale", "or", "re-sale", "of", "the", "Securities", "has", "not", "been", "and", "is", "not", "being", "registered", "under", "the", "1933", "Act", ...
12195	j. Bad Actor. No officer or director of the Company would be disqualified under Rule 506(d) of the 1933 Act on the basis of being a bad actor as that term is Regulation D under the 1933 Act.< br/>	[ [ 16, 20, "Regulation" ], [ 23, 24, "Act" ], [ 37, 38, "Regulation" ] ]	[ "j", ".", "Bad", "Actor", ".", "No", "officer", "or", "director", "of", "the", "Company", "would", "be", "disqualified", "under", "Rule", "506", "(", "d", ")", "of", "the", "1933", "Act", "on", "the", "basis", "of", "being", "a", "bad", "actor", "as"...
12197	Buyer: Innovative Capital, LLC	[ [ 2, 5, "Parties" ] ]	[ "Buyer", ":", "Innovative", "Capital", ",", "LLC" ]
12198	Aggregate Principal Amount of Notes: $300,000 , divided into three tranches of $100,000 in each tranche	[ [ 6, 9, "Principal" ], [ 16, 19, "Principal" ] ]	[ "Aggregate", "Principal", "Amount", "of", "Notes", ":", "$", "300", ",", "000", ",", "divided", "into", "three", "tranches", "of", "$", "100", ",", "000", "in", "each", "tranche" ]
12201	(a)Designation of Shares. The Company shall adopt and file with the Secretary of State of the State of Florida , on or before the Closing Date (as defined below), Articles of Amendment to the Articles of Incorporation of the Company Designating the Series B Convertible Preferred Stock of the Company in the form of Exhi...	[ [ 15, 17, "Court" ], [ 20, 22, "Court" ], [ 41, 43, "Title" ] ]	[ "(", "a", ")", "Designation", "of", "Shares", ".", "The", "Company", "shall", "adopt", "and", "file", "with", "the", "Secretary", "of", "State", "of", "the", "State", "of", "Florida", ",", "on", "or", "before", "the", "Closing", "Date", "(", "as", "def...
12202	(a)Agreement to Purchase and Sell Shares. Subject to the terms and conditions of this Agreement, each Purchaser agrees to purchase, and the Company agrees to sell and issue to such Purchaser, at the Closing (as defined below), at a price of $100.00 per Unit, such number of Units to be purchased by such Purchaser as set...	[ [ 51, 54, "Price" ] ]	[ "(", "a", ")", "Agreement", "to", "Purchase", "and", "Sell", "Shares", ".", "Subject", "to", "the", "terms", "and", "conditions", "of", "this", "Agreement", ",", "each", "Purchaser", "agrees", "to", "purchase", ",", "and", "the", "Company", "agrees", "to",...
12203	(a)Organization Good Standing and Qualification. The Company is a corporation duly organized, validly existing and in good standing under the laws of the State of Florida and has all corporate power and authority required (i) to own, operate and occupy its properties and to carry on its business as presently conducted ...	[ [ 28, 30, "Court" ] ]	[ "(", "a", ")", "Organization", "Good", "Standing", "and", "Qualification", ".", "The", "Company", "is", "a", "corporation", "duly", "organized", ",", "validly", "existing", "and", "in", "good", "standing", "under", "the", "laws", "of", "the", "State", "of", ...
12205	(c)Subsidiaries. Except as set forth in the SEC Documents, the Company does not have any Subsidiaries, and the Company does not own any capital stock of, assets comprising the business of, obligations of, or any other interest (including any equity or partnership interest) in, any person or entity. As used herein "Subs...	[ [ 116, 118, "Court" ] ]	[ "(", "c", ")", "Subsidiaries", ".", "Except", "as", "set", "forth", "in", "the", "SEC", "Documents", ",", "the", "Company", "does", "not", "have", "any", "Subsidiaries", ",", "and", "the", "Company", "does", "not", "own", "any", "capital", "stock", "of",...
12206	(ii)Compliance with Securities Laws. Subject to the accuracy of the representations made by the Purchasers in Section 4 hereof, the Shares and Warrants will be issued and sold to the Purchasers in compliance with an applicable exemption from the registration and prospectus delivery requirements of the Securities Act of...	[ [ 51, 54, "Act" ] ]	[ "(", "ii", ")", "Compliance", "with", "Securities", "Laws", ".", "Subject", "to", "the", "accuracy", "of", "the", "representations", "made", "by", "the", "Purchasers", "in", "Section", "4", "hereof", ",", "the", "Shares", "and", "Warrants", "will", "be", "...
12207	(i)Reports. Since January 1, 2016, the Company has filed in a timely manner (giving effect, where applicable, to any deferral periods provided under Rule 12b-25 under the Securities Exchange Act of 1934 , as amended (the Exchange Act)) all reports, schedules, forms, statements and other documents required to be filed b...	[ [ 6, 9, "EffectiveDate" ], [ 32, 33, "Regulation" ], [ 36, 40, "Act" ], [ 156, 159, "EffectiveDate" ], [ 387, 387, "Regulation" ] ]	[ "(", "i", ")", "Reports", ".", "Since", "January", "1", ",", "2016", ",", "the", "Company", "has", "filed", "in", "a", "timely", "manner", "(", "giving", "effect", ",", "where", "applicable", ",", "to", "any", "deferral", "periods", "provided", "under", ...
12208	(ii)Sarbanes-Oxley. The Chief Executive Officer and the Chief Financial Officer of the Company have signed, and the Company has furnished to the SEC, all certifications required by Sections 302 and 906 of the Sarbanes- Oxley Act of 2002 as of the date hereof. Such certifications contain no exceptions to the matters cer...	[ [ 6, 8, "Role" ], [ 11, 13, "Role" ], [ 33, 36, "Regulation" ], [ 39, 44, "Act" ] ]	[ "(", "ii", ")", "Sarbanes-Oxley", ".", "The", "Chief", "Executive", "Officer", "and", "the", "Chief", "Financial", "Officer", "of", "the", "Company", "have", "signed", ",", "and", "the", "Company", "has", "furnished", "to", "the", "SEC", ",", "all", "certi...
12209	(t)No Integrated Offering. Neither the Company, nor any affiliate of the Company, nor, to the Companys knowledge any person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this Offering ...	[ [ 89, 90, "Act" ] ]	[ "(", "t", ")", "No", "Integrated", "Offering", ".", "Neither", "the", "Company", ",", "nor", "any", "affiliate", "of", "the", "Company", ",", "nor", ",", "to", "the", "Companys", "knowledge", "any", "person", "acting", "on", "its", "or", "their", "behalf...
12210	(u)Investment Company. The Company is not now, and after the sale of the Units under this Agreement and the application of the net proceeds from the sale of the Units will not be, an investment company, a company controlled by an investment company, or an affiliated person of, or promoter or principal underwriter for, ...	[ [ 72, 76, "Act" ] ]	[ "(", "u", ")", "Investment", "Company", ".", "The", "Company", "is", "not", "now", ",", "and", "after", "the", "sale", "of", "the", "Units", "under", "this", "Agreement", "and", "the", "application", "of", "the", "net", "proceeds", "from", "the", "sale",...
12211	(w)Registration Matters. The Company has taken no action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act.< br/>	[ [ 33, 34, "Act" ] ]	[ "(", "w", ")", "Registration", "Matters", ".", "The", "Company", "has", "taken", "no", "action", "designed", "to", "terminate", ",", "or", "likely", "to", "have", "the", "effect", "of", "terminating", ",", "the", "registration", "of", "the", "Common", "Sto...
12212	(i)The Company and its Subsidiaries have complied in all material respects with all applicable Environmental Laws (as defined below). There is no pending or, to the Companys knowledge, threatened civil or criminal litigation, written notice of violation, formal administrative proceeding, or investigation, inquiry or in...	[ [ 17, 18, "Act" ], [ 332, 341, "Act" ] ]	[ "(", "i", ")", "The", "Company", "and", "its", "Subsidiaries", "have", "complied", "in", "all", "material", "respects", "with", "all", "applicable", "Environmental", "Laws", "(", "as", "defined", "below", ")", ".", "There", "is", "no", "pending", "or", ","...
12215	Certificates evidencing the Securities shall not contain any legend (i) while a registration statement covering the resale of such security is effective under the Securities Act, ( ii) following any sale of such Securities pursuant to Rule 144, or (iii) if such Securities are eligible for sale under Rule 144(b)(1) with...	[ [ 26, 27, "Act" ], [ 40, 41, "Regulation" ], [ 55, 59, "Regulation" ], [ 71, 75, "Regulation" ] ]	[ "Certificates", "evidencing", "the", "Securities", "shall", "not", "contain", "any", "legend", "(", "i", ")", "while", "a", "registration", "statement", "covering", "the", "resale", "of", "such", "security", "is", "effective", "under", "the", "Securities", "Act"...
12216	(j)Insufficient Authorized Shares of Common Stock; Reservation of Shares. The Purchaser acknowledges and understands that the Company does not currently have a sufficient number of authorized shares of Common Stock to issue the Conversion Shares issuable upon conversion of the Series B Preferred Stock and the Warrant S...	[ [ 38, 39, "Shares" ], [ 156, 158, "Title" ], [ 162, 164, "Title" ], [ 172, 174, "Court" ] ]	[ "(", "j", ")", "Insufficient", "Authorized", "Shares", "of", "Common", "Stock", ";", "Reservation", "of", "Shares", ".", "The", "Purchaser", "acknowledges", "and", "understands", "that", "the", "Company", "does", "not", "currently", "have", "a", "sufficient", ...
12217	(b)Governing Law; Submission to Jurisdiction. This Agreement will be governed by and construed and enforced under the internal laws of the State of Florida , without reference to principles of conflict of laws or choice of laws. EACH PARTY HEREBY IRREVOCABLY WAIVES ANY RIGHT IT MAY HAVE, AND AGREES NOT TO REQUEST, A JU...	[ [ 26, 28, "Court" ] ]	[ "(", "b", ")", "Governing", "Law", ";", "Submission", "to", "Jurisdiction", ".", "This", "Agreement", "will", "be", "governed", "by", "and", "construed", "and", "enforced", "under", "the", "internal", "laws", "of", "the", "State", "of", "Florida", ",", "wi...
12218	CTD Holdings, Inc. 6714 NW 16th Street, Suite B Gainesville, Florida <sup> 32653 Tel: (386) 418-8060 Fax: (321) 244-8351 Email: n.scott.fine@cyclodex.com Attention: N. Scott Fine	[ [ 21, 24, "PII_Ref" ], [ 27, 30, "PII_Ref" ], [ 33, 41, "PII_Ref" ] ]	[ "CTD", "Holdings", ",", "Inc", ".", "6714", "NW", "16th", "Street", ",", "Suite", "B", "Gainesville", ",", "Florida", "<", "sup", ">", "32653", "Tel", ":", "(", "386", ")", "418-8060", "Fax", ":", "(", "321", ")", "244-8351", "Email", ":", "n", "."...
12220	\| CTD Holdings, Inc. By:___________________________ Name: N. Scott Fine Title: Chief Executive Officer ---\|---	[ [ 1, 5, "Parties" ], [ 17, 19, "Role" ] ]	[ "\|", "CTD", "Holdings", ",", "Inc", ".", "By", ":", "___________________________", "Name", ":", "N", ".", "Scott", "Fine", "Title", ":", "Chief", "Executive", "Officer", "-", "-", "-", "\|", "-", "-", "-" ]
12222	EX-10.1 3 precise_spa.htm SHARE PURCHASE AGREEMENT	[ [ 7, 9, "Title" ] ]	[ "EX-10", ".", "1", "3", "precise_spa", ".", "htm", "SHARE", "PURCHASE", "AGREEMENT" ]
12225	WHEREAS, Purchaser desire to purchase 8,000,000 restricted Shares from Seller, which constitutes 100% of the Corporations issued and outstanding Shares as of the date of this Agreement and Seller desires to sell such Shares upon the terms and conditions hereinafter set forth;	[ [ 6, 10, "Shares" ], [ 18, 19, "Percentage" ] ]	[ "WHEREAS", ",", "Purchaser", "desire", "to", "purchase", "8", ",", "000", ",", "000", "restricted", "Shares", "from", "Seller", ",", "which", "constitutes", "100", "%", "of", "the", "Corporations", "issued", "and", "outstanding", "Shares", "as", "of", "the",...
12227	\| (i) \| Corporation is a blank check corporation duly organized and validly existing and in good standing under the laws of the State of Delaware and has the corporate power and authority to carry on the business it is now being conducted. Corporation and/or Seller do not require any consent and/or authorization, decla...	[ [ 25, 27, "Court" ] ]	[ "\|", "(", "i", ")", "\|", "Corporation", "is", "a", "blank", "check", "corporation", "duly", "organized", "and", "validly", "existing", "and", "in", "good", "standing", "under", "the", "laws", "of", "the", "State", "of", "Delaware", "and", "has", "the", "...
12228	\| (ii) \| Corporation has filed with the United States Securities and Exchange Commission (SEC) a registration statement on Form S-1 in accordance with 17 CFR 230 .419, as amended. The effective date of registration statement is June 29, 2017. ---\|---\|---	[ [ 28, 32, "Regulation" ], [ 44, 47, "EffectiveDate" ] ]	[ "\|", "(", "ii", ")", "\|", "Corporation", "has", "filed", "with", "the", "United", "States", "Securities", "and", "Exchange", "Commission", "(", "SEC", ")", "a", "registration", "statement", "on", "Form", "S-1", "in", "accordance", "with", "17", "CFR", "230...
12230	\| (ix) \| The business and operation of the Corporation has and will be conducted in accordance with all applicable laws, rules, regulations, judgments. Neither the execution, delivery or performance of this Agreement (A) violates the Corporations by-laws, Certificate of Incorporation, Shareholder Agreements or any exis...	[ [ 48, 50, "Title" ], [ 52, 53, "Title" ], [ 81, 82, "Act" ] ]	[ "\|", "(", "ix", ")", "\|", "The", "business", "and", "operation", "of", "the", "Corporation", "has", "and", "will", "be", "conducted", "in", "accordance", "with", "all", "applicable", "laws", ",", "rules", ",", "regulations", ",", "judgments", ".", "Neither...
12235	780 Reservoir Avenue, #123	[ [ 0, 5, "Address" ] ]	[ "780", "Reservoir", "Avenue", ",", "#", "123" ]
12236	Mandla J. Gwadiso, Managing Partner and CEO Milost Global Inc .	[ [ 5, 6, "Role" ], [ 8, 8, "Role" ] ]	[ "Mandla", "J", ".", "Gwadiso", ",", "Managing", "Partner", "and", "CEO", "Milost", "Global", "Inc", "." ]
12238	8. GOVERNING LAW. This Agreement shall be interpreted and governed in accordance with the laws of the State of Delaware . The parties herein waive trial by jury. In the event that litigation results or arise out of this Agreement or the performance thereof, the parties agree that the prevailing party is entitled to rei...	[ [ 19, 21, "Court" ] ]	[ "8", ".", "GOVERNING", "LAW", ".", "This", "Agreement", "shall", "be", "interpreted", "and", "governed", "in", "accordance", "with", "the", "laws", "of", "the", "State", "of", "Delaware", ".", "The", "parties", "herein", "waive", "trial", "by", "jury", "."...
12239	For and on behalf of Milost Global Inc .	[ [ 5, 8, "Parties" ] ]	[ "For", "and", "on", "behalf", "of", "Milost", "Global", "Inc", "." ]
12241	This SECURITIES PURCHASE AGREEMENT (the Agreement), dated as of October 2, 2017 , by and between Airborne Wireless Network , a Nevada corporation, with headquarters located at 4115 Guardian Street , Suite C , Simi Valley, CA <sup> 93063, (the Company), and GS CAPITAL PARTNERS, LLC , with its address at 110 Wall Street,...	[ [ 1, 3, "Title" ], [ 12, 15, "EffectiveDate" ], [ 20, 22, "Parties" ], [ 54, 58, "Parties" ] ]	[ "This", "SECURITIES", "PURCHASE", "AGREEMENT", "(", "the", "Agreement", ")", ",", "dated", "as", "of", "October", "2", ",", "2017", ",", "by", "and", "between", "Airborne", "Wireless", "Network", ",", "a", "Nevada", "corporation", ",", "with", "headquarters"...
12243	a. Closing Date. The date and time of the first issuance and sale of the Note pursuant to this Agreement (the Closing Date) shall be on or about October 2, 2017 , or such other mutually agreed upon time. The closing of the transactions contemplated by this Agreement (the Closing) shall occur on the Closing Date at such...	[ [ 122, 124, "TerminationDate" ] ]	[ "a", ".", "Closing", "Date", ".", "The", "date", "and", "time", "of", "the", "first", "issuance", "and", "sale", "of", "the", "Note", "pursuant", "to", "this", "Agreement", "(", "the", "Closing", "Date", ")", "shall", "be", "on", "or", "about", "Octobe...
12244	f. Restricted Shares. The Company shall issue 66,000 restricted shares of Common Stock to the Buyer as additional consideration for the purchase of the Note.	[ [ 9, 11, "Shares" ] ]	[ "f", ".", "Restricted", "Shares", ".", "The", "Company", "shall", "issue", "66", ",", "000", "restricted", "shares", "of", "Common", "Stock", "to", "the", "Buyer", "as", "additional", "consideration", "for", "the", "purchase", "of", "the", "Note", "." ]
12246	h. S1 Payments. In the event the Company is able to raise amounts in excess of $1,500,000 pursuant to the S1 registration filed on August 31, 2017, then the Company covenants that, at the election of the Buyer, it shall use an amount of up to 33% of the net proceeds to the Company (the amount being specified by the Buy...	[ [ 18, 23, "Principal" ], [ 57, 58, "Percentage" ], [ 137, 138, "Percentage" ] ]	[ "h", ".", "S1", "Payments", ".", "In", "the", "event", "the", "Company", "is", "able", "to", "raise", "amounts", "in", "excess", "of", "$", "1", ",", "500", ",", "000", "pursuant", "to", "the", "S1", "registration", "filed", "on", "August", "31", ","...
12249	Simi Valley, CA 93063	[]	[ "Simi", "Valley", ",", "CA", "93063" ]
12252	New York, NY 10005	[ [ 0, 4, "Address" ] ]	[ "New", "York", ",", "NY", "10005" ]
12253	Airborne Wireless Network \| ---\|--- \| \| By: \| /s/J. Edward Daniels \| Name:	[ [ 19, 22, "Parties" ] ]	[ "Airborne", "Wireless", "Network", "\|", "-", "-", "-", "\|", "-", "-", "-", "\|", "\|", "By", ":", "\|", "/", "s", "/", "J", ".", "Edward", "Daniels", "\|", "Name", ":" ]
12255	Aggregate Principal Amount of Note: $444,000.00	[ [ 6, 11, "Principal" ] ]	[ "Aggregate", "Principal", "Amount", "of", "Note", ":", "$", "444", ",", "000", ".", "00" ]
12256	This Securities Purchase Agreement (this Agreement) is dated as of October 13, 2017 , between Rexahn Pharmaceuticals, Inc. , a Delaware corporation (the Company), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a Purchaser and collectively the Purchasers).	[ [ 1, 3, "Title" ], [ 12, 15, "EffectiveDate" ], [ 18, 22, "Parties" ] ]	[ "This", "Securities", "Purchase", "Agreement", "(", "this", "Agreement", ")", "is", "dated", "as", "of", "October", "13", ",", "2017", ",", "between", "Rexahn", "Pharmaceuticals", ",", "Inc", ".", ",", "a", "Delaware", "corporation", "(", "the", "Company", ...
12257	Affiliate means any Person that, directly or indirectly through one or more intermediaries, controls or is controlled by or is under common control with a Person as such terms are used in and construed under Rule 405 under the Securities Act.< br/>	[ [ 37, 38, "Regulation" ], [ 41, 42, "Act" ] ]	[ "Affiliate", "means", "any", "Person", "that", ",", "directly", "or", "indirectly", "through", "one", "or", "more", "intermediaries", ",", "controls", "or", "is", "controlled", "by", "or", "is", "under", "common", "control", "with", "a", "Person", "as", "suc...
12262	Short Sales means all short sales as defined in Rule 200 of Regulation SHO under the Exchange Act ( but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock).	[ [ 9, 10, "Regulation" ], [ 12, 13, "Regulation" ], [ 16, 17, "Act" ], [ 36, 37, "Shares" ] ]	[ "Short", "Sales", "means", "all", "short", "sales", "as", "defined", "in", "Rule", "200", "of", "Regulation", "SHO", "under", "the", "Exchange", "Act", "(", "but", "shall", "not", "be", "deemed", "to", "include", "the", "location", "and", "/", "or", "res...
12263	Transfer Agent means Olde Monmouth Stock Transfer, the current transfer agent of the Company, with a mailing address of 200 Memorial Parkway, Atlantic Highlands, NJ 07716 and a facsimile number of (732) 872-2728 , and any successor transfer agent of the Company.	[ [ 21, 29, "Address" ], [ 35, 38, "PII_Ref" ] ]	[ "Transfer", "Agent", "means", "Olde", "Monmouth", "Stock", "Transfer", ",", "the", "current", "transfer", "agent", "of", "the", "Company", ",", "with", "a", "mailing", "address", "of", "200", "Memorial", "Parkway", ",", "Atlantic", "Highlands", ",", "NJ", "0...
12265	(i) Material Changes; Undisclosed Events, Liabilities or Developments. Since the date of the latest financial statements included within the Registration Statement, the Prospectus and the Prospectus Supplement, except as specifically set forth in Schedule 3.1(i), (i) there has been no event, occurrence or development t...	[]	[ "(", "i", ")", "Material", "Changes", ";", "Undisclosed", "Events", ",", "Liabilities", "or", "Developments", ".", "Since", "the", "date", "of", "the", "latest", "financial", "statements", "included", "within", "the", "Registration", "Statement", ",", "the", "...
12267	(n) Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the Registration Statement, the Prospectus and the Prospectus S...	[ [ 72, 73, "Regulation" ] ]	[ "(", "n", ")", "Regulatory", "Permits", ".", "The", "Company", "and", "the", "Subsidiaries", "possess", "all", "certificates", ",", "authorizations", "and", "permits", "issued", "by", "the", "appropriate", "federal", ",", "state", ",", "local", "or", "foreign"...
12269	(s) Sarbanes-Oxley; Internal Accounting Controls. The Company and the Subsidiaries are in material compliance with any and all applicable requirements of the Sarbanes- Oxley Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the Commission thereunder th...	[ [ 3, 3, "Regulation" ], [ 26, 31, "Act" ], [ 189, 190, "Act" ], [ 197, 200, "Regulation" ], [ 235, 236, "Act" ], [ 295, 296, "Act" ], [ 318, 319, "Act" ], [ 370, 371, "Act" ] ]	[ "(", "s", ")", "Sarbanes-Oxley", ";", "Internal", "Accounting", "Controls", ".", "The", "Company", "and", "the", "Subsidiaries", "are", "in", "material", "compliance", "with", "any", "and", "all", "applicable", "requirements", "of", "the", "Sarbanes", "-", "Ox...
12271	(ii) Office of Foreign Assets Control. Neither the Company nor any Subsidiary nor, to the Companys knowledge, any director, officer, agent, employee or affiliate of the Company or any Subsidiary is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Departme...	[]	[ "(", "ii", ")", "Office", "of", "Foreign", "Assets", "Control", ".", "Neither", "the", "Company", "nor", "any", "Subsidiary", "nor", ",", "to", "the", "Companys", "knowledge", ",", "any", "director", ",", "officer", ",", "agent", ",", "employee", "or", "...
12273	(ll) Money Laundering. The operations of the Company and its Subsidiaries are and have been conducted at all times in compliance with applicable financial record-keeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970 , as amended, applicable money laundering statutes and appli...	[ [ 33, 40, "Act" ] ]	[ "(", "ll", ")", "Money", "Laundering", ".", "The", "operations", "of", "the", "Company", "and", "its", "Subsidiaries", "are", "and", "have", "been", "conducted", "at", "all", "times", "in", "compliance", "with", "applicable", "financial", "record-keeping", "an...
12274	(c) Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an accredited investor as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act.< br/>	[ [ 48, 49, "Regulation" ], [ 86, 87, "Act" ] ]	[ "(", "c", ")", "Purchaser", "Status", ".", "At", "the", "time", "such", "Purchaser", "was", "offered", "the", "Securities", ",", "it", "was", ",", "and", "as", "of", "the", "date", "hereof", "it", "is", ",", "and", "on", "each", "date", "on", "which"...
12275	4.2 Furnishing of Information. Until the earliest of the time that (i) no Purchaser is the holder of Warrants or (ii) the Warrants have expired, the Company covenants to timely file (or obtain extensions in respect thereof and file within the applicable grace period) all reports required to be filed by the Company afte...	[ [ 70, 71, "Act" ], [ 86, 87, "Act" ] ]	[ "4", ".", "2", "Furnishing", "of", "Information", ".", "Until", "the", "earliest", "of", "the", "time", "that", "(", "i", ")", "no", "Purchaser", "is", "the", "holder", "of", "Warrants", "or", "(", "ii", ")", "the", "Warrants", "have", "expired", ",", ...
12277	5.9 Governing Law. All questions concerning the construction, validity, enforcement and interpretation of the Transaction Documents shall be governed by and construed and enforced in accordance with the internal laws of the State of New York , without regard to the principles of conflicts of law thereof. Each party agr...	[ [ 37, 40, "Court" ], [ 118, 121, "Court" ], [ 141, 148, "Court" ], [ 365, 368, "Regulation" ] ]	[ "5", ".", "9", "Governing", "Law", ".", "All", "questions", "concerning", "the", "construction", ",", "validity", ",", "enforcement", "and", "interpretation", "of", "the", "Transaction", "Documents", "shall", "be", "governed", "by", "and", "construed", "and", ...
12279	5.21 WAIVER OF JURY TRIAL. IN ANY ACTION, SUIT, OR PROCEEDING IN ANY JURISDICTION BROUGHT BY ANY PARTY AGAINST ANY OTHER PARTY, THE PARTIES EACH KNOWINGLY AND INTENTIONALLY, TO THE GREATEST EXTENT PERMITTED BY APPLICABLE LAW, HEREBY ABSOLUTELY, UNCONDITIONALLY, IRREVOCABLY AND EXPRESSLY WAIVES FOREVER TRIAL BY JURY.	[]	[ "5", ".", "21", "WAIVER", "OF", "JURY", "TRIAL", ".", "IN", "ANY", "ACTION", ",", "SUIT", ",", "OR", "PROCEEDING", "IN", "ANY", "JURISDICTION", "BROUGHT", "BY", "ANY", "PARTY", "AGAINST", "ANY", "OTHER", "PARTY", ",", "THE", "PARTIES", "EACH", "KNOWINGLY...
12280	IN WITNESS WHEREOF, the parties hereto have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above.	[ [ 10, 12, "Title" ] ]	[ "IN", "WITNESS", "WHEREOF", ",", "the", "parties", "hereto", "have", "caused", "this", "Securities", "Purchase", "Agreement", "to", "be", "duly", "executed", "by", "their", "respective", "authorized", "signatories", "as", "of", "the", "date", "first", "indicated...
12286	Purchased by wire transfer of immediately available funds to the Company on or prior to 6/23/2017< br/>	[ [ 15, 19, "Ratio" ] ]	[ "Purchased", "by", "wire", "transfer", "of", "immediately", "available", "funds", "to", "the", "Company", "on", "or", "prior", "to", "6", "/", "23", "/", "2017", "&", "lt", ";", "br", "/", "&", "gt", ";" ]
12288	Purchaser acknowledges that any securities issued pursuant to this Agreement that shall not be registered pursuant to the Securities Act of 1933 sha11 constitute "restricted securities" as that term is defined in Rule 144 promulgated under the Act, and shall contain the following restrictive legend:	[ [ 18, 22, "Act" ], [ 34, 35, "Regulation" ] ]	[ "Purchaser", "acknowledges", "that", "any", "securities", "issued", "pursuant", "to", "this", "Agreement", "that", "shall", "not", "be", "registered", "pursuant", "to", "the", "Securities", "Act", "of", "1933", "sha11", "constitute", "\"", "restricted", "securitie...
12291	Total Purchase Price: $1 00,000	[ [ 4, 8, "Price" ] ]	[ "Total", "Purchase", "Price", ":", "$", "1", "00", ",", "000" ]
12292	THIS SECURITIES PURCHASE AGREEMENT (this Agreement) is made as of October2, 2017 by and between Alphatec Holdings, Inc. , a Delaware corporation (the Company), and the individual listed on the signature page attached hereto under the heading Purchaser (Purchaser).	[ [ 1, 3, "Title" ], [ 12, 14, "EffectiveDate" ], [ 18, 22, "Parties" ] ]	[ "THIS", "SECURITIES", "PURCHASE", "AGREEMENT", "(", "this", "Agreement", ")", "is", "made", "as", "of", "October2", ",", "2017", "by", "and", "between", "Alphatec", "Holdings", ",", "Inc", ".", ",", "a", "Delaware", "corporation", "(", "the", "Company", ")...
12294	(a) The Company is a corporation duly organized and validly existing in good standing under the laws of the State of Delaware , and has the requisite corporate power and authority to own its properties and to carry on its business as now being conducted. The Company is duly qualified as a foreign corporation to do busi...	[ [ 21, 23, "Court" ] ]	[ "(", "a", ")", "The", "Company", "is", "a", "corporation", "duly", "organized", "and", "validly", "existing", "in", "good", "standing", "under", "the", "laws", "of", "the", "State", "of", "Delaware", ",", "and", "has", "the", "requisite", "corporate", "pow...
12295	5818 El Camino Real	[ [ 0, 3, "Address" ] ]	[ "5818", "El", "Camino", "Real" ]
12300	Per Share Purchase Price equals $2.625 .	[ [ 5, 9, "Price" ] ]	[ "Per", "Share", "Purchase", "Price", "equals", "$", "2", ".", "625", "." ]
12302	Transfer Agent means Continental Stock Transfer & Trust Company, the current transfer agent of the Company, with a mailing address of 17 Battery Place, 8th Floor, New York, NY 10004, and any successor transfer agent of the Company.	[ [ 25, 36, "Address" ] ]	[ "Transfer", "Agent", "means", "Continental", "Stock", "Transfer", "&", "amp", ";", "Trust", "Company", ",", "the", "current", "transfer", "agent", "of", "the", "Company", ",", "with", "a", "mailing", "address", "of", "17", "Battery", "Place", ",", "8th", "...
12304	(iv)an electronic copy of the Prospectus and Prospectus Supplement (which may be delivered in accordance with Rule 172 under the Securities Act).< br/>	[ [ 20, 21, "Regulation" ], [ 24, 25, "Act" ] ]	[ "(", "iv", ")", "an", "electronic", "copy", "of", "the", "Prospectus", "and", "Prospectus", "Supplement", "(", "which", "may", "be", "delivered", "in", "accordance", "with", "Rule", "172", "under", "the", "Securities", "Act", ")", ".", "&", "lt", ";", "b...
12306	(j)Litigation. Other than actions described in the most recent SEC Report, there is no action, suit, inquiry, notice of violation, proceeding or investigation pending or, to the knowledge of the Company, threatened against or affecting the Company, any Subsidiary or any of their respective properties before or by any c...	[ [ 220, 221, "Act" ], [ 224, 225, "Act" ] ]	[ "(", "j", ")", "Litigation", ".", "Other", "than", "actions", "described", "in", "the", "most", "recent", "SEC", "Report", ",", "there", "is", "no", "action", ",", "suit", ",", "inquiry", ",", "notice", "of", "violation", ",", "proceeding", "or", "invest...
12308	(p) Intellectual Property. The Company and the Subsidiaries have, or have rights to use, all material patents, patent applications, trademarks, trademark applications, service marks, trade names, trade secrets, inventions, copyrights, licenses and other intellectual property rights and similar rights necessary or requi...	[ [ 7, 7, "Parties" ], [ 139, 143, "TerminationDate" ] ]	[ "(", "p", ")", "Intellectual", "Property", ".", "The", "Company", "and", "the", "Subsidiaries", "have", ",", "or", "have", "rights", "to", "use", ",", "all", "material", "patents", ",", "patent", "applications", ",", "trademarks", ",", "trademark", "applicat...
12309	(s)Sarbanes-Oxley; Internal Accounting Controls. Except as set forth in the SEC Reports, the Company and the Subsidiaries are in compliance with any and all applicable requirements of the Sarbanes- Oxley Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated b...	[ [ 3, 3, "Regulation" ], [ 34, 39, "Act" ], [ 215, 216, "Act" ], [ 223, 226, "Regulation" ], [ 261, 262, "Act" ], [ 321, 322, "Act" ], [ 344, 345, "Act" ], [ 396, 397, "Act" ] ]	[ "(", "s", ")", "Sarbanes-Oxley", ";", "Internal", "Accounting", "Controls", ".", "Except", "as", "set", "forth", "in", "the", "SEC", "Reports", ",", "the", "Company", "and", "the", "Subsidiaries", "are", "in", "compliance", "with", "any", "and", "all", "ap...
12310	(u)Investment Company. The Company is not, and is not an Affiliate of, and immediately after receipt of payment for the Securities, will not be or be an Affiliate of, an investment company within the meaning of the Investment Company Act of 1940 , as amended. The Company shall conduct its business in a manner so that i...	[ [ 45, 49, "Act" ] ]	[ "(", "u", ")", "Investment", "Company", ".", "The", "Company", "is", "not", ",", "and", "is", "not", "an", "Affiliate", "of", ",", "and", "immediately", "after", "receipt", "of", "payment", "for", "the", "Securities", ",", "will", "not", "be", "or", "b...
12312	(ii)Office of Foreign Assets Control. Neither the Company nor any Subsidiary nor, to the Company's knowledge, any director, officer, agent, employee or affiliate of the Company or any Subsidiary is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Departme...	[]	[ "(", "ii", ")", "Office", "of", "Foreign", "Assets", "Control", ".", "Neither", "the", "Company", "nor", "any", "Subsidiary", "nor", ",", "to", "the", "Company", "'", "s", "knowledge", ",", "any", "director", ",", "officer", ",", "agent", ",", "employee"...
12313	(kk)Bank Holding Company Act. Neither the Company nor any of its Subsidiaries is subject to the Bank Holding Company Act of 1956 , as amended (the BHCA) and to regulation by the Board of Governors of the Federal Reserve System (the Federal Reserve). Neither the Company nor any of its Subsidiaries owns or controls, dire...	[ [ 3, 6, "Act" ], [ 20, 25, "Act" ], [ 68, 73, "Percentage" ], [ 87, 90, "Percentage" ] ]	[ "(", "kk", ")", "Bank", "Holding", "Company", "Act", ".", "Neither", "the", "Company", "nor", "any", "of", "its", "Subsidiaries", "is", "subject", "to", "the", "Bank", "Holding", "Company", "Act", "of", "1956", ",", "as", "amended", "(", "the", "BHCA", ...
12314	(ll)Money Laundering. The operations of the Company and its Subsidiaries are and have been conducted at all times in material compliance with applicable financial record-keeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970 , as amended, applicable money laundering statutes a...	[ [ 34, 41, "Act" ], [ 60, 62, "Regulation" ] ]	[ "(", "ll", ")", "Money", "Laundering", ".", "The", "operations", "of", "the", "Company", "and", "its", "Subsidiaries", "are", "and", "have", "been", "conducted", "at", "all", "times", "in", "material", "compliance", "with", "applicable", "financial", "record-k...
12316	4.2Furnishing of Information. Until no Purchaser owns Securities, the Company covenants to use commercially reasonable efforts to timely file (or obtain extensions in respect thereof and file within the applicable grace period) all reports required to be filed by the Company after the date hereof pursuant to the Exchan...	[ [ 54, 55, "Act" ] ]	[ "4", ".", "2Furnishing", "of", "Information", ".", "Until", "no", "Purchaser", "owns", "Securities", ",", "the", "Company", "covenants", "to", "use", "commercially", "reasonable", "efforts", "to", "timely", "file", "(", "or", "obtain", "extensions", "in", "res...
12317	4.4Securities Laws Disclosure; Publicity. The Company shall (a) by 9:30 a.m. (New York City time) on the Trading Day immediately following the date hereof, issue a press release disclosing the material terms of the transactions contemplated hereby, and (b) file a Current Report on Form 8-K, including the Transaction Do...	[ [ 81, 82, "Act" ] ]	[ "4", ".", "4Securities", "Laws", "Disclosure", ";", "Publicity", ".", "The", "Company", "shall", "(", "a", ")", "by", "9", ":", "30", "a", ".", "m", ".", "(", "New", "York", "City", "time", ")", "on", "the", "Trading", "Day", "immediately", "followin...
12319	5.9Governing Law. All questions concerning the construction, validity, enforcement and interpretation of the Transaction Documents shall be governed by and construed and enforced in accordance with the internal laws of the State of New York , without regard to the principles of conflicts of law thereof. Each party agre...	[ [ 36, 39, "Court" ], [ 117, 120, "Court" ], [ 140, 147, "Court" ], [ 356, 359, "Regulation" ] ]	[ "5", ".", "9Governing", "Law", ".", "All", "questions", "concerning", "the", "construction", ",", "validity", ",", "enforcement", "and", "interpretation", "of", "the", "Transaction", "Documents", "shall", "be", "governed", "by", "and", "construed", "and", "enfor...
12322	This SECURITIES PURCHASE AGREEMENT (this "Agreement"), dated as of September 20, 2017 , is entered into by and between PURA NATURALS, INC. , a Colorado corporation (the "Company"), and EMA Financial, LLC , a Delaware limited liability company (the "Purchaser").	[ [ 1, 3, "Title" ], [ 14, 17, "EffectiveDate" ], [ 25, 29, "Parties" ], [ 42, 45, "Parties" ] ]	[ "This", "SECURITIES", "PURCHASE", "AGREEMENT", "(", "this", "\"", "Agreement", "\"", ")", ",", "dated", "as", "of", "September", "20", ",", "2017", ",", "is", "entered", "into", "by", "and", "between", "PURA", "NATURALS", ",", "INC", ".", ",", "a", "Co...
12326	w) Foreign Corrupt Practices. Neither the Company, nor any of its Subsidiaries, nor any director, officer, agent, employee or other person acting on behalf of the Company or any Subsidiary has, in the course of his actions for, or on behalf of, the Company, used any corporate funds for any unlawful contribution, gift, ...	[ [ 106, 115, "Act" ] ]	[ "w", ")", "Foreign", "Corrupt", "Practices", ".", "Neither", "the", "Company", ",", "nor", "any", "of", "its", "Subsidiaries", ",", "nor", "any", "director", ",", "officer", ",", "agent", ",", "employee", "or", "other", "person", "acting", "on", "behalf", ...
12327	y) No Investment Company. The Company is not, and upon the issuance and sale of the Securities as contemplated by this Agreement will not be, an "investment company" required to be registered under the Investment Company Act of 1940 (an "Investment Company"). The Company is not controlled by an Investment Company.	[ [ 40, 44, "Act" ] ]	[ "y", ")", "No", "Investment", "Company", ".", "The", "Company", "is", "not", ",", "and", "upon", "the", "issuance", "and", "sale", "of", "the", "Securities", "as", "contemplated", "by", "this", "Agreement", "will", "not", "be", ",", "an", "\"", "investme...
12328	a) Governing Law. This Agreement shall be governed by and construed in accordance with the laws of the State of New York without regard to principles of conflicts of laws thereof or any other State. Any action brought by any party against any other party hereto concerning the transactions contemplated by this Agreement...	[ [ 20, 23, "Court" ] ]	[ "a", ")", "Governing", "Law", ".", "This", "Agreement", "shall", "be", "governed", "by", "and", "construed", "in", "accordance", "with", "the", "laws", "of", "the", "State", "of", "New", "York", "without", "regard", "to", "principles", "of", "conflicts", "...
12329	40 Wall Street, Suite 1700	[ [ 0, 5, "Address" ] ]	[ "40", "Wall", "Street", ",", "Suite", "1700" ]
12330	23101 Lake Center Drive, Suite 100	[ [ 0, 6, "Address" ] ]	[ "23101", "Lake", "Center", "Drive", ",", "Suite", "100" ]

12128

(a) Seller shall not, and shall not authorize or permit any of its Affiliates (including the Company) or any of its or their Representatives to, directly or indirectly, (i) encourage, solicit, initiate, facilitate or continue inquiries regarding an Acquisition Proposal; (ii) enter into discussions or negotiations with,...

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12130

(g) All governmental and regulatory filings, authorizations and approvals that are required for the consummation of the transactions contemplated hereby will have been duly made and obtained, all on terms satisfactory to the Buyer .

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12136

Facsimile: 844 670 6009

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12141

| 1.| Purchase and Sale. The Seller hereby agree to sell to the Purchaser and the Purchaser, in reliance on the representations and warranties contained herein, and subject to the terms and conditions of this Agreement, agree to purchase from the Seller the Shares of the Company, representing 78.3% of the Companys tota...

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12142

| 2.4.2.| The remaining Twenty Five Thousand ( $25,000 ) will be released immediately upon the filing of the Companys quarterly report on Form 10-Q for the period ended September 30, 2017 (the Immediate Report) to the Seller , and in accordance with the wire transfer instructions for the Seller set forth on Exhibit E, ...

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12143

3.11. Private Offering. No registration of the Shares, pursuant to the provisions of the Securities Act of 1933 , as amended, or any state securities or blue sky laws, will be required by the sale of the Shares in the manner contemplated in Section 1 herein. Seller agrees that neither he or she, nor anyone acting on hi...

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12144

4.1 Purchaser is Not a U.S. Person. Purchaser represents and warrants that: (A) such Purchaser is not a U.S. person as defined in Rule 902 of Regulation S under the Securities Act ( each, U.S. person); (B) all offers to acquire the Shares were made to the Purchaser while the Purchaser was outside the United States; (C)...

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12146

| (a)| THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 , AS AMENDED (THE ACT ), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER APPLICABLE FEDERAL AND STATE SECURITIES LAWS OR PURS...

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12149

SELLER: | ---|--- | | /s/ Zur Dadon | | Zur Dadon | | | COMPANY: | | | Spirit International, Inc. A Nevada corporation | | | By: | /s/ Zur Dadon | | Name: Zur Dadon Title: CEO | | Address: 2620 Regatta Drive, Suite 102, Las Vegas, NV |

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12150

PURCHASER: | ---|--- | | Kimho Consultants Company Limited | A Hong Kong limited liability company | | | By: | /s/Kimberly Leung | | Name: Kimberly Leung Title: Director | | Address: Unit 1510, Tower 1, Silvercord Centre, 30 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong |

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12151

This Securities Purchase Agreement (this Agreement) is dated as of October 12, 2017 , between Chanticleer Holdings, Inc. , a Delaware corporation (the Company), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a Purchaser and collectively the Purchasers).

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12157

FCPA means the Foreign Corrupt Practices Act of 1977 , as amended.

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12158

FL means Foley & Lardner LLP, with offices located at One Independent Drive, Suite 1300, Jacksonville, FL 32202.

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12159

Per Share Purchase Price equals $2.00 , subject to adjustment for reverse and forward stock splits, stock dividends, stock combinations and other similar transactions of the Common Stock that occur after the date of this Agreement and on or prior to the Closing Date.

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12164

(vi) the Prospectus and Prospectus Supplement (which may be delivered in accordance with Rule 172 under the Securities Act).

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12165

(g) Capitalization. The capitalization of the Company is as set forth on Schedule 3.1(g). The Company has not issued any capital stock since its most recently filed periodic report under the Exchange Act , other than pursuant to the exercise of employee stock options under the Companys stock option plans, the issuance ...

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12166

(h) SEC Reports; Financial Statements. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company under the Securities Act and the Exchange Act , including pursuant to Section 13(a) or 15(d) thereof, for the two years preceding the date hereof (or such shorte...

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12168

(s) Sarbanes-Oxley; Internal Accounting Controls. The Company and the Subsidiaries are in compliance with any and all applicable requirements of the Sarbanes- Oxley Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the Commission thereunder that are ef...

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12174

(mm) No General Solicitation. Neither the Company nor any Person acting on behalf of the Company has offered or sold any of the Warrant or Warrant Shares by any form of general solicitation or general advertising. The Company has offered the Warrants and Warrant Shares for sale only to the Purchasers and certain other ...

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12182

(d) Subject to the 8% Debenture Holders 100% right of participation, from the Closing Date until the six (6) month anniversary of the Closing Date, the Company will not, directly or indirectly, effect any Subsequent Placement unless the Company shall have first complied with this Section 4.12(d).

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12183

(e) The restrictions contained in subsections (ii) and (iii) of this Section 4.12(d) shall not apply in connection with the issuance of any Exempt Issuances.For clarity, this right of participation set forth in this Section 4.12(d) is subordinate and subject to the Companys 8% Debenture Holders right of participation o...

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12185

5.9 Governing Law. All questions concerning the construction, validity, enforcement and interpretation of the Transaction Documents shall be governed by and construed and enforced in accordance with the internal laws of the State of New York , without regard to the principles of conflicts of law thereof. Each party agr...

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12186

CHANTICLEER HOLDINGS, INC. | Address for Notice: ---|--- | Chanticleer Holdings, Inc. | 7621 Little Ave., Suite 414 | Charlotte, NC 28226

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12191

B. Buyer desires to purchase and the Company desires to issue and sell, upon the terms and conditions set forth in this Agreement three tranches of Convertible Notes of the Company, in the forms attached hereto as Exhibit A-1, A-2, and A-3, in the aggregate principal amount of $300,000 (together with any Notes(s) issue...

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12194

f. Transfer or Re-sale. The Buyer understands that (i) the sale or re-sale of the Securities has not been and is not being registered under the 1933 Act or any applicable state securities laws, and the Securities may not be transferred unless (a) the Securities are sold pursuant to an effective registration statement u...

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12195

j. Bad Actor. No officer or director of the Company would be disqualified under Rule 506(d) of the 1933 Act on the basis of being a bad actor as that term is Regulation D under the 1933 Act.

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12197

Buyer: Innovative Capital, LLC

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12198

Aggregate Principal Amount of Notes: $300,000 , divided into three tranches of $100,000 in each tranche

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12201

(a)Designation of Shares. The Company shall adopt and file with the Secretary of State of the State of Florida , on or before the Closing Date (as defined below), Articles of Amendment to the Articles of Incorporation of the Company Designating the Series B Convertible Preferred Stock of the Company in the form of Exhi...

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12202

(a)Agreement to Purchase and Sell Shares. Subject to the terms and conditions of this Agreement, each Purchaser agrees to purchase, and the Company agrees to sell and issue to such Purchaser, at the Closing (as defined below), at a price of $100.00 per Unit, such number of Units to be purchased by such Purchaser as set...

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12203

(a)Organization Good Standing and Qualification. The Company is a corporation duly organized, validly existing and in good standing under the laws of the State of Florida and has all corporate power and authority required (i) to own, operate and occupy its properties and to carry on its business as presently conducted ...

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12205

(c)Subsidiaries. Except as set forth in the SEC Documents, the Company does not have any Subsidiaries, and the Company does not own any capital stock of, assets comprising the business of, obligations of, or any other interest (including any equity or partnership interest) in, any person or entity. As used herein "Subs...

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12206

(ii)Compliance with Securities Laws. Subject to the accuracy of the representations made by the Purchasers in Section 4 hereof, the Shares and Warrants will be issued and sold to the Purchasers in compliance with an applicable exemption from the registration and prospectus delivery requirements of the Securities Act of...

[ [ 51, 54, "Act" ] ]

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12207

(i)Reports. Since January 1, 2016, the Company has filed in a timely manner (giving effect, where applicable, to any deferral periods provided under Rule 12b-25 under the Securities Exchange Act of 1934 , as amended (the Exchange Act)) all reports, schedules, forms, statements and other documents required to be filed b...

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12208

(ii)Sarbanes-Oxley. The Chief Executive Officer and the Chief Financial Officer of the Company have signed, and the Company has furnished to the SEC, all certifications required by Sections 302 and 906 of the Sarbanes- Oxley Act of 2002 as of the date hereof. Such certifications contain no exceptions to the matters cer...

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12209

(t)No Integrated Offering. Neither the Company, nor any affiliate of the Company, nor, to the Companys knowledge any person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this Offering ...

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12210

(u)Investment Company. The Company is not now, and after the sale of the Units under this Agreement and the application of the net proceeds from the sale of the Units will not be, an investment company, a company controlled by an investment company, or an affiliated person of, or promoter or principal underwriter for, ...

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12211

(w)Registration Matters. The Company has taken no action designed to terminate, or likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act.

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12212

(i)The Company and its Subsidiaries have complied in all material respects with all applicable Environmental Laws (as defined below). There is no pending or, to the Companys knowledge, threatened civil or criminal litigation, written notice of violation, formal administrative proceeding, or investigation, inquiry or in...

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12215

Certificates evidencing the Securities shall not contain any legend (i) while a registration statement covering the resale of such security is effective under the Securities Act, ( ii) following any sale of such Securities pursuant to Rule 144, or (iii) if such Securities are eligible for sale under Rule 144(b)(1) with...

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12216

(j)Insufficient Authorized Shares of Common Stock; Reservation of Shares. The Purchaser acknowledges and understands that the Company does not currently have a sufficient number of authorized shares of Common Stock to issue the Conversion Shares issuable upon conversion of the Series B Preferred Stock and the Warrant S...

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12217

(b)Governing Law; Submission to Jurisdiction. This Agreement will be governed by and construed and enforced under the internal laws of the State of Florida , without reference to principles of conflict of laws or choice of laws. EACH PARTY HEREBY IRREVOCABLY WAIVES ANY RIGHT IT MAY HAVE, AND AGREES NOT TO REQUEST, A JU...

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12218

CTD Holdings, Inc. 6714 NW 16th Street, Suite B Gainesville, Florida 32653 Tel: (386) 418-8060 Fax: (321) 244-8351 Email: n.scott.fine@cyclodex.com Attention: N. Scott Fine

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12220

| CTD Holdings, Inc. By:___________________________ Name: N. Scott Fine Title: Chief Executive Officer ---|---

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12222

EX-10.1 3 precise_spa.htm SHARE PURCHASE AGREEMENT

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12225

WHEREAS, Purchaser desire to purchase 8,000,000 restricted Shares from Seller, which constitutes 100% of the Corporations issued and outstanding Shares as of the date of this Agreement and Seller desires to sell such Shares upon the terms and conditions hereinafter set forth;

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12227

| (i) | Corporation is a blank check corporation duly organized and validly existing and in good standing under the laws of the State of Delaware and has the corporate power and authority to carry on the business it is now being conducted. Corporation and/or Seller do not require any consent and/or authorization, decla...

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12228

| (ii) | Corporation has filed with the United States Securities and Exchange Commission (SEC) a registration statement on Form S-1 in accordance with 17 CFR 230 .419, as amended. The effective date of registration statement is June 29, 2017. ---|---|---

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12230

| (ix) | The business and operation of the Corporation has and will be conducted in accordance with all applicable laws, rules, regulations, judgments. Neither the execution, delivery or performance of this Agreement (A) violates the Corporations by-laws, Certificate of Incorporation, Shareholder Agreements or any exis...

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12235

780 Reservoir Avenue, #123

[ [ 0, 5, "Address" ] ]

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12236

Mandla J. Gwadiso, Managing Partner and CEO Milost Global Inc .

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12238

8. GOVERNING LAW. This Agreement shall be interpreted and governed in accordance with the laws of the State of Delaware . The parties herein waive trial by jury. In the event that litigation results or arise out of this Agreement or the performance thereof, the parties agree that the prevailing party is entitled to rei...

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12239

For and on behalf of Milost Global Inc .

[ [ 5, 8, "Parties" ] ]

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12241

This SECURITIES PURCHASE AGREEMENT (the Agreement), dated as of October 2, 2017 , by and between Airborne Wireless Network , a Nevada corporation, with headquarters located at 4115 Guardian Street , Suite C , Simi Valley, CA 93063, (the Company), and GS CAPITAL PARTNERS, LLC , with its address at 110 Wall Street,...

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12243

a. Closing Date. The date and time of the first issuance and sale of the Note pursuant to this Agreement (the Closing Date) shall be on or about October 2, 2017 , or such other mutually agreed upon time. The closing of the transactions contemplated by this Agreement (the Closing) shall occur on the Closing Date at such...

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12244

f. Restricted Shares. The Company shall issue 66,000 restricted shares of Common Stock to the Buyer as additional consideration for the purchase of the Note.

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12246

h. S1 Payments. In the event the Company is able to raise amounts in excess of $1,500,000 pursuant to the S1 registration filed on August 31, 2017, then the Company covenants that, at the election of the Buyer, it shall use an amount of up to 33% of the net proceeds to the Company (the amount being specified by the Buy...

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12249

Simi Valley, CA 93063

[]

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12252

New York, NY 10005

[ [ 0, 4, "Address" ] ]

[ "New", "York", ",", "NY", "10005" ]

12253

Airborne Wireless Network | ---|--- | | By: | /s/J. Edward Daniels | Name:

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12255

Aggregate Principal Amount of Note: $444,000.00

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12256

This Securities Purchase Agreement (this Agreement) is dated as of October 13, 2017 , between Rexahn Pharmaceuticals, Inc. , a Delaware corporation (the Company), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a Purchaser and collectively the Purchasers).

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12257

Affiliate means any Person that, directly or indirectly through one or more intermediaries, controls or is controlled by or is under common control with a Person as such terms are used in and construed under Rule 405 under the Securities Act.

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12262

Short Sales means all short sales as defined in Rule 200 of Regulation SHO under the Exchange Act ( but shall not be deemed to include the location and/or reservation of borrowable shares of Common Stock).

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12263

Transfer Agent means Olde Monmouth Stock Transfer, the current transfer agent of the Company, with a mailing address of 200 Memorial Parkway, Atlantic Highlands, NJ 07716 and a facsimile number of (732) 872-2728 , and any successor transfer agent of the Company.

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12265

(i) Material Changes; Undisclosed Events, Liabilities or Developments. Since the date of the latest financial statements included within the Registration Statement, the Prospectus and the Prospectus Supplement, except as specifically set forth in Schedule 3.1(i), (i) there has been no event, occurrence or development t...

[]

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12267

(n) Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the Registration Statement, the Prospectus and the Prospectus S...

[ [ 72, 73, "Regulation" ] ]

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12269

(s) Sarbanes-Oxley; Internal Accounting Controls. The Company and the Subsidiaries are in material compliance with any and all applicable requirements of the Sarbanes- Oxley Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the Commission thereunder th...

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12271

(ii) Office of Foreign Assets Control. Neither the Company nor any Subsidiary nor, to the Companys knowledge, any director, officer, agent, employee or affiliate of the Company or any Subsidiary is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Departme...

[]

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12273

(ll) Money Laundering. The operations of the Company and its Subsidiaries are and have been conducted at all times in compliance with applicable financial record-keeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970 , as amended, applicable money laundering statutes and appli...

[ [ 33, 40, "Act" ] ]

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12274

(c) Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an accredited investor as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act.

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12275

4.2 Furnishing of Information. Until the earliest of the time that (i) no Purchaser is the holder of Warrants or (ii) the Warrants have expired, the Company covenants to timely file (or obtain extensions in respect thereof and file within the applicable grace period) all reports required to be filed by the Company afte...

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12277

5.9 Governing Law. All questions concerning the construction, validity, enforcement and interpretation of the Transaction Documents shall be governed by and construed and enforced in accordance with the internal laws of the State of New York , without regard to the principles of conflicts of law thereof. Each party agr...

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12279

5.21 WAIVER OF JURY TRIAL. IN ANY ACTION, SUIT, OR PROCEEDING IN ANY JURISDICTION BROUGHT BY ANY PARTY AGAINST ANY OTHER PARTY, THE PARTIES EACH KNOWINGLY AND INTENTIONALLY, TO THE GREATEST EXTENT PERMITTED BY APPLICABLE LAW, HEREBY ABSOLUTELY, UNCONDITIONALLY, IRREVOCABLY AND EXPRESSLY WAIVES FOREVER TRIAL BY JURY.

[]

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12280

IN WITNESS WHEREOF, the parties hereto have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above.

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12286

Purchased by wire transfer of immediately available funds to the Company on or prior to 6/23/2017

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12288

Purchaser acknowledges that any securities issued pursuant to this Agreement that shall not be registered pursuant to the Securities Act of 1933 sha11 constitute "restricted securities" as that term is defined in Rule 144 promulgated under the Act, and shall contain the following restrictive legend:

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12291

Total Purchase Price: $1 00,000

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12292

THIS SECURITIES PURCHASE AGREEMENT (this Agreement) is made as of October2, 2017 by and between Alphatec Holdings, Inc. , a Delaware corporation (the Company), and the individual listed on the signature page attached hereto under the heading Purchaser (Purchaser).

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12294

(a) The Company is a corporation duly organized and validly existing in good standing under the laws of the State of Delaware , and has the requisite corporate power and authority to own its properties and to carry on its business as now being conducted. The Company is duly qualified as a foreign corporation to do busi...

[ [ 21, 23, "Court" ] ]

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12295

5818 El Camino Real

[ [ 0, 3, "Address" ] ]

[ "5818", "El", "Camino", "Real" ]

12300

Per Share Purchase Price equals $2.625 .

[ [ 5, 9, "Price" ] ]

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12302

Transfer Agent means Continental Stock Transfer & Trust Company, the current transfer agent of the Company, with a mailing address of 17 Battery Place, 8th Floor, New York, NY 10004, and any successor transfer agent of the Company.

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12304

(iv)an electronic copy of the Prospectus and Prospectus Supplement (which may be delivered in accordance with Rule 172 under the Securities Act).

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12306

(j)Litigation. Other than actions described in the most recent SEC Report, there is no action, suit, inquiry, notice of violation, proceeding or investigation pending or, to the knowledge of the Company, threatened against or affecting the Company, any Subsidiary or any of their respective properties before or by any c...

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12308

(p) Intellectual Property. The Company and the Subsidiaries have, or have rights to use, all material patents, patent applications, trademarks, trademark applications, service marks, trade names, trade secrets, inventions, copyrights, licenses and other intellectual property rights and similar rights necessary or requi...

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12309

(s)Sarbanes-Oxley; Internal Accounting Controls. Except as set forth in the SEC Reports, the Company and the Subsidiaries are in compliance with any and all applicable requirements of the Sarbanes- Oxley Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated b...

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12310

(u)Investment Company. The Company is not, and is not an Affiliate of, and immediately after receipt of payment for the Securities, will not be or be an Affiliate of, an investment company within the meaning of the Investment Company Act of 1940 , as amended. The Company shall conduct its business in a manner so that i...

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12312

(ii)Office of Foreign Assets Control. Neither the Company nor any Subsidiary nor, to the Company's knowledge, any director, officer, agent, employee or affiliate of the Company or any Subsidiary is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Departme...

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12313

(kk)Bank Holding Company Act. Neither the Company nor any of its Subsidiaries is subject to the Bank Holding Company Act of 1956 , as amended (the BHCA) and to regulation by the Board of Governors of the Federal Reserve System (the Federal Reserve). Neither the Company nor any of its Subsidiaries owns or controls, dire...

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12314

(ll)Money Laundering. The operations of the Company and its Subsidiaries are and have been conducted at all times in material compliance with applicable financial record-keeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970 , as amended, applicable money laundering statutes a...

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12316

4.2Furnishing of Information. Until no Purchaser owns Securities, the Company covenants to use commercially reasonable efforts to timely file (or obtain extensions in respect thereof and file within the applicable grace period) all reports required to be filed by the Company after the date hereof pursuant to the Exchan...

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12317

4.4Securities Laws Disclosure; Publicity. The Company shall (a) by 9:30 a.m. (New York City time) on the Trading Day immediately following the date hereof, issue a press release disclosing the material terms of the transactions contemplated hereby, and (b) file a Current Report on Form 8-K, including the Transaction Do...

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12319

5.9Governing Law. All questions concerning the construction, validity, enforcement and interpretation of the Transaction Documents shall be governed by and construed and enforced in accordance with the internal laws of the State of New York , without regard to the principles of conflicts of law thereof. Each party agre...

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12322

This SECURITIES PURCHASE AGREEMENT (this "Agreement"), dated as of September 20, 2017 , is entered into by and between PURA NATURALS, INC. , a Colorado corporation (the "Company"), and EMA Financial, LLC , a Delaware limited liability company (the "Purchaser").

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12326

w) Foreign Corrupt Practices. Neither the Company, nor any of its Subsidiaries, nor any director, officer, agent, employee or other person acting on behalf of the Company or any Subsidiary has, in the course of his actions for, or on behalf of, the Company, used any corporate funds for any unlawful contribution, gift, ...

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12327

y) No Investment Company. The Company is not, and upon the issuance and sale of the Securities as contemplated by this Agreement will not be, an "investment company" required to be registered under the Investment Company Act of 1940 (an "Investment Company"). The Company is not controlled by an Investment Company.

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12328

a) Governing Law. This Agreement shall be governed by and construed in accordance with the laws of the State of New York without regard to principles of conflicts of laws thereof or any other State. Any action brought by any party against any other party hereto concerning the transactions contemplated by this Agreement...

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12329

40 Wall Street, Suite 1700

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12330

23101 Lake Center Drive, Suite 100

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