id
stringlengths
5
5
text
stringlengths
10
17.5k
ner
listlengths
0
44
tokenized_text
listlengths
4
3.24k
11924
(a)Base Salary. The Executive will receive a salary at the rate of $240,000 annually (the Base Salary), payable in equal increments pursuant to the Companys normal payroll practices. The Board shall, in good faith, review the amount of the Executives Base Salary and Bonus target on an annual basis. The amount of the Ba...
[ [ 16, 19, "Salary" ] ]
[ "(", "a", ")", "Base", "Salary", ".", "The", "Executive", "will", "receive", "a", "salary", "at", "the", "rate", "of", "$", "240", ",", "000", "annually", "(", "the", "Base", "Salary", ")", ",", "payable", "in", "equal", "increments", "pursuant", "to",...
11926
(d)Initial Options Award. The Board or any committee of the Board (the Committee) appointed to administer the Companys Equity Incentive Plan, as may be amended from time to time (the Stock Plan) shall award Executive as of the Effective Date, options to purchase shares of the Companys common stock, $0.01 par value per ...
[ [ 60, 63, "Price" ], [ 119, 122, "Price" ], [ 151, 152, "Percentage" ], [ 229, 232, "Title" ] ]
[ "(", "d", ")", "Initial", "Options", "Award", ".", "The", "Board", "or", "any", "committee", "of", "the", "Board", "(", "the", "Committee", ")", "appointed", "to", "administer", "the", "Companys", "Equity", "Incentive", "Plan", ",", "as", "may", "be", "a...
11931
13.Notices. All notices, demands or other communications hereunder shall be in writing and shall be deemed to have been duly given if delivered in person, by e-mail or fax, by United States mail, certified or registered with return receipt requested, or by a nationally recognized overnight courier service, or otherwise...
[ [ 89, 89, "Role" ], [ 98, 109, "Address" ], [ 121, 121, "Role" ] ]
[ "13", ".", "Notices", ".", "All", "notices", ",", "demands", "or", "other", "communications", "hereunder", "shall", "be", "in", "writing", "and", "shall", "be", "deemed", "to", "have", "been", "duly", "given", "if", "delivered", "in", "person", ",", "by", ...
11932
16.Governing Law; Consent to Jurisdiction. This Agreement shall be governed by and construed in accordance with the internal laws of the State of Delaware , without regard to its choice of law provisions. Any proceeding arising out of or relating to this Agreement shall be brought in the courts of the State of Delaware...
[ [ 25, 27, "Court" ], [ 78, 80, "Court" ] ]
[ "16", ".", "Governing", "Law", ";", "Consent", "to", "Jurisdiction", ".", "This", "Agreement", "shall", "be", "governed", "by", "and", "construed", "in", "accordance", "with", "the", "internal", "laws", "of", "the", "State", "of", "Delaware", ",", "without",...
11934
between Turnpoint Medical Devices, Inc. and John R. Toedtman
[ [ 1, 6, "Parties" ], [ 8, 11, "Parties" ] ]
[ "between", "Turnpoint", "Medical", "Devices", ",", "Inc", ".", "and", "John", "R", ".", "Toedtman" ]
11936
This Employment Agreement (this Agreement) is made as of the 16th day of March, 2017 , by and between Exactus Inc (the Company) and Kelley Wendt (the Employee) and in light of the following circumstances:
[ [ 1, 2, "Title" ], [ 12, 17, "EffectiveDate" ], [ 22, 23, "Parties" ], [ 29, 30, "Parties" ] ]
[ "This", "Employment", "Agreement", "(", "this", "Agreement", ")", "is", "made", "as", "of", "the", "16th", "day", "of", "March", ",", "2017", ",", "by", "and", "between", "Exactus", "Inc", "(", "the", "Company", ")", "and", "Kelley", "Wendt", "(", "the...
11937
WHEREAS, Employee became a full time employee of the Company effective as of February 1, 2017 (the Effective Date); and
[ [ 14, 17, "EffectiveDate" ] ]
[ "WHEREAS", ",", "Employee", "became", "a", "full", "time", "employee", "of", "the", "Company", "effective", "as", "of", "February", "1", ",", "2017", "(", "the", "Effective", "Date", ")", ";", "and" ]
11940
(b) During the Employment Period, Employee shall devote her best efforts and her full business time and attention (except for permitted vacation periods and reasonable periods of illness or other incapacity) to the business and affairs of the Company. Employee shall perform her duties, responsibilities and functions to...
[]
[ "(", "b", ")", "During", "the", "Employment", "Period", ",", "Employee", "shall", "devote", "her", "best", "efforts", "and", "her", "full", "business", "time", "and", "attention", "(", "except", "for", "permitted", "vacation", "periods", "and", "reasonable", ...
11942
4870 Sadler Rd suite 300
[ [ 0, 4, "Address" ] ]
[ "4870", "Sadler", "Rd", "suite", "300" ]
11943
Glen Allen VA 23060
[ [ 0, 3, "Address" ] ]
[ "Glen", "Allen", "VA", "23060" ]
11945
THIS EMPLOYMENT AGREEMENT (this "Agreement") by and between SUMMER ENERGY HOLDINGS, INC. , a Nevada corporation ("Employer"), and Neil M. Leibman ("Employee" and, together with Employer, the "Parties") is entered into and made effective as of January 1, 2017 (the "Effective Date").
[ [ 1, 2, "Title" ], [ 12, 17, "Parties" ], [ 29, 32, "Parties" ], [ 56, 59, "EffectiveDate" ] ]
[ "THIS", "EMPLOYMENT", "AGREEMENT", "(", "this", "\"", "Agreement", "\"", ")", "by", "and", "between", "SUMMER", "ENERGY", "HOLDINGS", ",", "INC", ".", ",", "a", "Nevada", "corporation", "(", "\"", "Employer", "\"", ")", ",", "and", "Neil", "M", ".", "L...
11946
(a) Term. Subject to the terms and conditions of this Agreement, Employer agrees to employ Employee, and Employee agrees to be employed by Employer as of the Effective Date pursuant to the terms herein for a period of two (2) years .
[ [ 15, 15, "Parties" ], [ 43, 47, "TerminationDate" ] ]
[ "(", "a", ")", "Term", ".", "Subject", "to", "the", "terms", "and", "conditions", "of", "this", "Agreement", ",", "Employer", "agrees", "to", "employ", "Employee", ",", "and", "Employee", "agrees", "to", "be", "employed", "by", "Employer", "as", "of", "t...
11950
800 Bering Drive, Suite 260
[ [ 0, 5, "Address" ] ]
[ "800", "Bering", "Drive", ",", "Suite", "260" ]
11953
(d) Choice of Law. This Agreement shall be governed by the laws of the State of Texas without regard to its choice of law rules.
[ [ 17, 19, "Court" ] ]
[ "(", "d", ")", "Choice", "of", "Law", ".", "This", "Agreement", "shall", "be", "governed", "by", "the", "laws", "of", "the", "State", "of", "Texas", "without", "regard", "to", "its", "choice", "of", "law", "rules", "." ]
11954
(h) Compliance with Section 409A. This Agreement is intended to comply with Section 409A of Internal Revenue Code of 1986 , as amended ("Section 409A"), to the extent applicable. Notwithstanding any provision herein to the contrary, this Agreement shall be interpreted, operated and administered consistent with this int...
[ [ 5, 6, "Regulation" ], [ 18, 22, "Act" ] ]
[ "(", "h", ")", "Compliance", "with", "Section", "409A", ".", "This", "Agreement", "is", "intended", "to", "comply", "with", "Section", "409A", "of", "Internal", "Revenue", "Code", "of", "1986", ",", "as", "amended", "(", "\"", "Section", "409A", "\"", ")...
11955
/s/ Neil M. Leibman Neil M. Leibman
[ [ 3, 6, "Parties" ] ]
[ "/", "s", "/", "Neil", "M", ".", "Leibman", "Neil", "M", ".", "Leibman" ]
11956
Employee: Neil M. Leibman
[]
[ "Employee", ":", "Neil", "M", ".", "Leibman" ]
11959
This EMPLOYMENT AGREEMENT (this Agreement) is entered into effective as of January 1st, 2017 (the Effective Date) by and between Naturalnano, Inc. a Nevada corporation (the Company) and DANIEL STELCER (the Executive) under the following terms and conditions:
[ [ 1, 2, "Title" ], [ 13, 16, "EffectiveDate" ], [ 25, 28, "Parties" ], [ 37, 38, "Parties" ] ]
[ "This", "EMPLOYMENT", "AGREEMENT", "(", "this", "Agreement", ")", "is", "entered", "into", "effective", "as", "of", "January", "1st", ",", "2017", "(", "the", "Effective", "Date", ")", "by", "and", "between", "Naturalnano", ",", "Inc", ".", "a", "Nevada", ...
11961
2.1The term of this Agreement (the Term) shall be for a period commencing on the Effective Date of this Agreement and shall continue for a period of twenty-four (24) months from the date thereof, unless sooner terminated as provided in Paragraph 6. This two (2) year period, as the same may be extended or terminated pur...
[ [ 31, 35, "TerminationDate" ], [ 51, 55, "RenewalTerm" ] ]
[ "2", ".", "1The", "term", "of", "this", "Agreement", "(", "the", "Term", ")", "shall", "be", "for", "a", "period", "commencing", "on", "the", "Effective", "Date", "of", "this", "Agreement", "and", "shall", "continue", "for", "a", "period", "of", "twenty-...
11962
3.1For all services rendered by Executive under this Agreement, the Company shall pay Executive a base salary of One Hundred Twenty Thousand and 00/100 Dollars ( $120,000.00 ) per annum in equal bi-monthly installments or 26 pay periods per year. (the Base Salary). The amount of the Base Salary shall be reviewed on an ...
[ [ 31, 36, "Salary" ] ]
[ "3", ".", "1For", "all", "services", "rendered", "by", "Executive", "under", "this", "Agreement", ",", "the", "Company", "shall", "pay", "Executive", "a", "base", "salary", "of", "One", "Hundred", "Twenty", "Thousand", "and", "00", "/", "100", "Dollars", "...
11963
4.2During the Term of this Agreement, Executive shall serve as the Secretary and Chief Operating Officer of the Company and in such other capacity as determined by the Board of Directors. In the performance of all of his responsibilities hereunder, Executive shall be subject to all of the Companys policies, rules, and ...
[ [ 16, 18, "Role" ] ]
[ "4", ".", "2During", "the", "Term", "of", "this", "Agreement", ",", "Executive", "shall", "serve", "as", "the", "Secretary", "and", "Chief", "Operating", "Officer", "of", "the", "Company", "and", "in", "such", "other", "capacity", "as", "determined", "by", ...
11965
This Agreement will be governed by and construed in accordance with the laws of the State of Florida .
[ [ 15, 17, "Court" ] ]
[ "This", "Agreement", "will", "be", "governed", "by", "and", "construed", "in", "accordance", "with", "the", "laws", "of", "the", "State", "of", "Florida", "." ]
11966
THE COMPANY: | NATURALNANO, INC. | ---|---|--- | | | | By: | /s/ | | Name: | Colm Wrynn | | Its: | President | | | | | /s/ | | DANIEL STELCER |
[ [ 4, 7, "Parties" ], [ 35, 36, "Role" ], [ 42, 42, "Role" ], [ 53, 54, "Parties" ] ]
[ "THE", "COMPANY", ":", "|", "NATURALNANO", ",", "INC", ".", "|", "-", "-", "-", "|", "-", "-", "-", "|", "-", "-", "-", "|", "|", "|", "|", "By", ":", "|", "/", "s", "/", "|", "|", "Name", ":", "|", "Colm", "Wrynn", "|", "|", "Its", ":"...
11967
This EMPLOYMENT AGREEMENT (this Agreement), dated as of March7, 2017 , by and between DRIL-QUIP, INC. a Delaware corporation (the Company), and JERRY M. BROOKS (the Executive) shall become effective as of March13, 2017 (the Effective Date).
[ [ 1, 2, "Title" ], [ 11, 13, "EffectiveDate" ], [ 18, 21, "Parties" ], [ 31, 34, "Parties" ], [ 44, 46, "EffectiveDate" ] ]
[ "This", "EMPLOYMENT", "AGREEMENT", "(", "this", "Agreement", ")", ",", "dated", "as", "of", "March7", ",", "2017", ",", "by", "and", "between", "DRIL-QUIP", ",", "INC", ".", "a", "Delaware", "corporation", "(", "the", "Company", ")", ",", "and", "JERRY",...
11968
WHEREAS, the Executive is employed as the Companys Vice President of Finance and Chief Financial Officer ; and
[ [ 9, 12, "Role" ], [ 14, 16, "Role" ] ]
[ "WHEREAS", ",", "the", "Executive", "is", "employed", "as", "the", "Companys", "Vice", "President", "of", "Finance", "and", "Chief", "Financial", "Officer", ";", "and" ]
11969
WHEREAS, the Company and the Executive desire to continue the Executives employment with the Company in the position of Vice President of Investor Relations of the Company on the terms set forth herein.
[ [ 20, 21, "Role" ] ]
[ "WHEREAS", ",", "the", "Company", "and", "the", "Executive", "desire", "to", "continue", "the", "Executives", "employment", "with", "the", "Company", "in", "the", "position", "of", "Vice", "President", "of", "Investor", "Relations", "of", "the", "Company", "on...
11970
2.Term. The employment of the Executive by the Company under this Agreement shall commence as of the Effective Date and continue until the first anniversary of the Effective Date (the Term) and this Agreement shall terminate as of the last day of the Term (the Expiration Date). Following the Expiration Date, the Execut...
[ [ 26, 27, "TerminationDate" ] ]
[ "2", ".", "Term", ".", "The", "employment", "of", "the", "Executive", "by", "the", "Company", "under", "this", "Agreement", "shall", "commence", "as", "of", "the", "Effective", "Date", "and", "continue", "until", "the", "first", "anniversary", "of", "the", ...
11973
(v)Effective as of the Termination Date and unless otherwise provided in the terms of the award agreement under which a Compensatory Award (as defined below) was granted, the Company shall provide for (a)the immediate vesting, settlement and exercisability of, and termination of any restrictions on sale or transfer (ot...
[ [ 18, 19, "Title" ] ]
[ "(", "v", ")", "Effective", "as", "of", "the", "Termination", "Date", "and", "unless", "otherwise", "provided", "in", "the", "terms", "of", "the", "award", "agreement", "under", "which", "a", "Compensatory", "Award", "(", "as", "defined", "below", ")", "wa...
11974
(vi)Until the earlier of (a)his receipt of equivalent coverage and benefits under the plans and programs of a subsequent employer (such coverage and benefits to be determined on a coverage-by-coverage or benefit-by-benefit basis) or (b)two years after the Executives Termination Date, the Executive and his eligible depe...
[ [ 126, 127, "Regulation" ], [ 142, 149, "Act" ] ]
[ "(", "vi", ")", "Until", "the", "earlier", "of", "(", "a", ")", "his", "receipt", "of", "equivalent", "coverage", "and", "benefits", "under", "the", "plans", "and", "programs", "of", "a", "subsequent", "employer", "(", "such", "coverage", "and", "benefits"...
11975
9.Confidential Information. The Executive recognizes and acknowledges that the Companys and its Affiliates trade secrets and other confidential or proprietary information, as they may exist from time to time (Confidential Information), are valuable, special and unique assets of the Companys and/or such Affiliates busin...
[ [ 351, 352, "Regulation" ], [ 389, 394, "Act" ] ]
[ "9", ".", "Confidential", "Information", ".", "The", "Executive", "recognizes", "and", "acknowledges", "that", "the", "Companys", "and", "its", "Affiliates", "trade", "secrets", "and", "other", "confidential", "or", "proprietary", "information", ",", "as", "they",...
11976
(i)there shall have occurred an event required to be reported with respect to the Company in response to Item 6(e) of Schedule 14A of Regulation 14A (or in response to any similar item or any similar schedule or form) promulgated under the Exchange Act , whether or not the Company is then subject to such reporting requ...
[ [ 27, 28, "Regulation" ], [ 30, 31, "Regulation" ], [ 50, 51, "Act" ] ]
[ "(", "i", ")", "there", "shall", "have", "occurred", "an", "event", "required", "to", "be", "reported", "with", "respect", "to", "the", "Company", "in", "response", "to", "Item", "6", "(", "e", ")", "of", "Schedule", "14A", "of", "Regulation", "14A", "...
11982
| | Dril-Quip, Inc. | | | | Attention: General Counsel | | | | 6401 N. Eldridge Pkwy . | | | | Houston, TX 77041 | | | | Fax No.: (713) 939-5329 | | If to the Executive, at the current address in the Companys personnel files.
[ [ 2, 5, "Parties" ], [ 18, 23, "Address" ], [ 28, 31, "Address" ], [ 40, 43, "PII_Ref" ] ]
[ "|", "|", "Dril-Quip", ",", "Inc", ".", "|", "|", "|", "|", "Attention", ":", "General", "Counsel", "|", "|", "|", "|", "6401", "N", ".", "Eldridge", "Pkwy", ".", "|", "|", "|", "|", "Houston", ",", "TX", "77041", "|", "|", "|", "|", "Fax", "...
11986
| a.| Employee to perform in the function of Chief Technology Officer (CTO) & Chief Product Officer (CPO) of FISION effective officially as of May 1, 2016 on a full-time basis; ---|---|---
[ [ 11, 13, "Role" ], [ 20, 22, "Role" ], [ 32, 35, "EffectiveDate" ] ]
[ "|", "a", ".", "|", "Employee", "to", "perform", "in", "the", "function", "of", "Chief", "Technology", "Officer", "(", "CTO", ")", "&", "amp", ";", "Chief", "Product", "Officer", "(", "CPO", ")", "of", "FISION", "effective", "officially", "as", "of", "...
11988
8\. Non-Solicitation. In view of the unique value to FISION of the services to be performed by Employee, the Confidential Information to be acquired, obtained by or disclosed to Employee, and as a material inducement to FISION to enter into this Agreement and to pay and provide to Employee the compensation and benefits...
[]
[ "8", "\\", ".", "Non-Solicitation", ".", "In", "view", "of", "the", "unique", "value", "to", "FISION", "of", "the", "services", "to", "be", "performed", "by", "Employee", ",", "the", "Confidential", "Information", "to", "be", "acquired", ",", "obtained", "...
11990
14\. Governing Law. The parties agree that this Agreement has been executed in the State of Minnesota and shall be governed in all respects by the laws of said state.
[ [ 17, 19, "Court" ] ]
[ "14", "\\", ".", "Governing", "Law", ".", "The", "parties", "agree", "that", "this", "Agreement", "has", "been", "executed", "in", "the", "State", "of", "Minnesota", "and", "shall", "be", "governed", "in", "all", "respects", "by", "the", "laws", "of", "s...
11994
| | Employee will earn compensation of SIXTEEN THOUSAND SIX HUNDRED SIXTY SIX DOLLARS AND 67/100 ( $16,666.67 ) per month, ( $200,000 annually). ---|---|--- |
[ [ 15, 17, "Ratio" ], [ 19, 24, "Salary" ], [ 30, 33, "Salary" ] ]
[ "|", "|", "Employee", "will", "earn", "compensation", "of", "SIXTEEN", "THOUSAND", "SIX", "HUNDRED", "SIXTY", "SIX", "DOLLARS", "AND", "67", "/", "100", "(", "$", "16", ",", "666", ".", "67", ")", "per", "month", ",", "(", "$", "200", ",", "000", "...
11996
THIS EMPLOYMENT AGREEMENT (this Agreement) is made and entered into this 31st day of March, 2017 (the Effective Date), by and between Sportsmans Warehouse Holdings, Inc. , a Delaware corporation (the Company), and Jon Barker (the Executive).
[ [ 1, 2, "Title" ], [ 13, 18, "EffectiveDate" ], [ 28, 33, "Parties" ], [ 44, 45, "Parties" ] ]
[ "THIS", "EMPLOYMENT", "AGREEMENT", "(", "this", "Agreement", ")", "is", "made", "and", "entered", "into", "this", "31st", "day", "of", "March", ",", "2017", "(", "the", "Effective", "Date", ")", ",", "by", "and", "between", "Sportsmans", "Warehouse", "Hold...
11997
| 1.2| Title and Duties. During the Period of Employment, the Executive will serve as President and Chief Operating Officer of the Company and have the duties and exercise the authority that the Board of Directors of the Company (the Board) or the Chief Executive Officer of the Company (the CEO) assigns to the Executiv...
[ [ 20, 20, "Role" ], [ 22, 24, "Role" ], [ 38, 40, "Role" ], [ 50, 52, "Role" ], [ 58, 58, "Role" ] ]
[ "|", "1", ".", "2", "|", "Title", "and", "Duties", ".", "During", "the", "Period", "of", "Employment", ",", "the", "Executive", "will", "serve", "as", "President", "and", "Chief", "Operating", "Officer", "of", "the", "Company", "and", "have", "the", "dut...
11998
| 1.3| Period of Employment. The Period of Employment shall commence on the Effective Date and shall continue through, and end with, January 30, 2021 , subject to extension by mutual written agreement. Notwithstanding the foregoing, the Period of Employment is subject to earlier termination as provided below in this Ag...
[ [ 28, 31, "TerminationDate" ] ]
[ "|", "1", ".", "3", "|", "Period", "of", "Employment", ".", "The", "Period", "of", "Employment", "shall", "commence", "on", "the", "Effective", "Date", "and", "shall", "continue", "through", ",", "and", "end", "with", ",", "January", "30", ",", "2021", ...
11999
| 2.1| Base Salary. During the Period of Employment, the Company will pay the Executive a base salary (the Base Salary), which shall be paid in accordance with the Companys regular payroll practices in effect from time to time. Beginning March 31st, 2017 , the Executives Base Salary shall be at an annualized rate of $3...
[ [ 49, 52, "EffectiveDate" ], [ 65, 68, "Salary" ] ]
[ "|", "2", ".", "1", "|", "Base", "Salary", ".", "During", "the", "Period", "of", "Employment", ",", "the", "Company", "will", "pay", "the", "Executive", "a", "base", "salary", "(", "the", "Base", "Salary", ")", ",", "which", "shall", "be", "paid", "i...
12002
| (c)| The Company will pay or reimburse the Executive for his premiums charged to continue medical coverage pursuant to the Consolidated Omnibus Budget Reconciliation Act ( COBRA ), at the same or reasonably equivalent medical coverage for the Executive (and, if applicable, the Executives eligible dependents) as in ef...
[ [ 24, 28, "Act" ], [ 30, 30, "Act" ], [ 196, 196, "Act" ], [ 210, 210, "Act" ] ]
[ "|", "(", "c", ")", "|", "The", "Company", "will", "pay", "or", "reimburse", "the", "Executive", "for", "his", "premiums", "charged", "to", "continue", "medical", "coverage", "pursuant", "to", "the", "Consolidated", "Omnibus", "Budget", "Reconciliation", "Act"...
12003
| (e)| Through and ending with the date that is twelve (12) months after the Severance Date, the Executive will be entitled to continued participation in any program generally made available by the Company to its employees allowing them to purchase Company merchandise at a discount, as any such program may be in effect...
[ [ 13, 21, "TerminationDate" ] ]
[ "|", "(", "e", ")", "|", "Through", "and", "ending", "with", "the", "date", "that", "is", "twelve", "(", "12", ")", "months", "after", "the", "Severance", "Date", ",", "the", "Executive", "will", "be", "entitled", "to", "continued", "participation", "in"...
12004
3.7.4 Exclusive Remedy. The Executive agrees that the payments contemplated by this Agreement will constitute the Executives sole and exclusive remedy for any termination of the Executives employment (other than any right to continued benefit coverage under and to the extent required by COBRA , and except for payment o...
[ [ 49, 49, "Act" ], [ 80, 84, "Regulation" ], [ 87, 89, "Act" ] ]
[ "3", ".", "7", ".", "4", "Exclusive", "Remedy", ".", "The", "Executive", "agrees", "that", "the", "payments", "contemplated", "by", "this", "Agreement", "will", "constitute", "the", "Executives", "sole", "and", "exclusive", "remedy", "for", "any", "termination...
12007
7035 South High Tech Drive
[ [ 0, 4, "Address" ] ]
[ "7035", "South", "High", "Tech", "Drive" ]
12008
| 5.11| Governing Law. Utah law (without regard to conflict-of-laws principles of the laws of the State of Uta h or any other jurisdiction) will govern this Agreement and its interpretation and enforcement. ---|---|---
[ [ 21, 24, "Court" ] ]
[ "|", "5", ".", "11", "|", "Governing", "Law", ".", "Utah", "law", "(", "without", "regard", "to", "conflict-of-laws", "principles", "of", "the", "laws", "of", "the", "State", "of", "Uta", "h", "or", "any", "other", "jurisdiction", ")", "will", "govern", ...
12009
| /s/ Kevan P. Talbot | ---|---|--- | Kevan P. Talbot | | | | | | | | Sportsmans Warehouse Holdings, Inc. | | | | | | | | | | | By: | /s/ Jon Barker | | Jon Barker | | | | | Its: | |
[ [ 4, 7, "Parties" ], [ 33, 38, "Parties" ], [ 56, 57, "Parties" ] ]
[ "|", "/", "s", "/", "Kevan", "P", ".", "Talbot", "|", "-", "-", "-", "|", "-", "-", "-", "|", "-", "-", "-", "|", "Kevan", "P", ".", "Talbot", "|", "|", "|", "|", "|", "|", "|", "|", "Sportsmans", "Warehouse", "Holdings", ",", "Inc", ".", ...
12013
(a) Position. During the Employment Period, the Executive shall serve as Senior Vice President and General Counsel of the Company and shall report to the Chief Executive Officer of the Company.
[ [ 15, 17, "Role" ], [ 19, 20, "Role" ], [ 29, 31, "Role" ] ]
[ "(", "a", ")", "Position", ".", "During", "the", "Employment", "Period", ",", "the", "Executive", "shall", "serve", "as", "Senior", "Vice", "President", "and", "General", "Counsel", "of", "the", "Company", "and", "shall", "report", "to", "the", "Chief", "E...
12018
(a) Governing Law; Waiver of Jury Trial. This Agreement shall be governed by and construed in accordance with the laws of the State of Delaware without reference to principles of conflict of laws. Each of the parties to this Agreement voluntarily and irrevocably waives trial by jury in any action or other proceeding br...
[ [ 26, 28, "Court" ] ]
[ "(", "a", ")", "Governing", "Law", ";", "Waiver", "of", "Jury", "Trial", ".", "This", "Agreement", "shall", "be", "governed", "by", "and", "construed", "in", "accordance", "with", "the", "laws", "of", "the", "State", "of", "Delaware", "without", "reference...
12020
New York, New York 10119
[ [ 0, 5, "Address" ] ]
[ "New", "York", ",", "New", "York", "10119" ]
12021
9 West 57th Street, 43rd Floor
[ [ 0, 6, "Address" ] ]
[ "9", "West", "57th", "Street", ",", "43rd", "Floor" ]
12025
In consideration of the promises set forth in the Employment Agreement, dated as of March9, 2017 (as may have been amended, replaced or supplemented from time to time, the Employment Agreement), by and between Employee and the Company as well as any promises set forth in this Agreement, Employee and the Company agree a...
[ [ 9, 10, "Title" ], [ 15, 17, "EffectiveDate" ], [ 44, 44, "Parties" ] ]
[ "In", "consideration", "of", "the", "promises", "set", "forth", "in", "the", "Employment", "Agreement", ",", "dated", "as", "of", "March9", ",", "2017", "(", "as", "may", "have", "been", "amended", ",", "replaced", "or", "supplemented", "from", "time", "to...
12026
Except as provided in the next paragraph, in consideration of the payments made and to be made, and benefits provided and to be provided, to Employee pursuant to the Employment Agreement, as of the Effective Date, Employee unconditionally and forever releases, discharges, and waives any and all actual and potential cla...
[ [ 32, 33, "Title" ], [ 306, 310, "Act" ], [ 316, 320, "Act" ], [ 323, 326, "Act" ], [ 331, 337, "Act" ], [ 343, 345, "Act" ], [ 348, 352, "Act" ], [ 358, 364, "Act" ] ]
[ "Except", "as", "provided", "in", "the", "next", "paragraph", ",", "in", "consideration", "of", "the", "payments", "made", "and", "to", "be", "made", ",", "and", "benefits", "provided", "and", "to", "be", "provided", ",", "to", "Employee", "pursuant", "to"...
12028
Employee acknowledges that the Company has advised Employee to consult with an attorney of his or her choosing, and through this Agreement advise Employee to consult with Employees attorney with respect to possible claims under the Age Discrimination in Employment Act of 1967 , as amended ( ADEA ), and Employee acknowl...
[ [ 37, 43, "Act" ], [ 48, 48, "Act" ] ]
[ "Employee", "acknowledges", "that", "the", "Company", "has", "advised", "Employee", "to", "consult", "with", "an", "attorney", "of", "his", "or", "her", "choosing", ",", "and", "through", "this", "Agreement", "advise", "Employee", "to", "consult", "with", "Emp...
12031
The foregoing provisions of this Section3 are not intended to, and shall be interpreted in a manner that does not, limit or restrict Employee from exercising any legally protected whistleblower rights (including pursuant to Rule21F promulgated under the Securities Exchange Act of 1934 , as amended).
[ [ 37, 37, "Regulation" ], [ 41, 45, "Act" ] ]
[ "The", "foregoing", "provisions", "of", "this", "Section3", "are", "not", "intended", "to", ",", "and", "shall", "be", "interpreted", "in", "a", "manner", "that", "does", "not", ",", "limit", "or", "restrict", "Employee", "from", "exercising", "any", "legall...
12032
Employee acknowledges that the covenants set forth in Section8(b) of the Employment Agreement and any provisions contained in the Employment Agreement that are intended to survive following termination of Employees employment, and that certain Non-Competition, Non-Solicitation and No-Hire Agreement, dated as of March9,...
[ [ 14, 15, "Title" ], [ 38, 43, "Title" ], [ 48, 50, "EffectiveDate" ], [ 55, 55, "Parties" ] ]
[ "Employee", "acknowledges", "that", "the", "covenants", "set", "forth", "in", "Section8", "(", "b", ")", "of", "the", "Employment", "Agreement", "and", "any", "provisions", "contained", "in", "the", "Employment", "Agreement", "that", "are", "intended", "to", "...
12033
If Employee initiates or voluntarily participates in any Proceeding, if Employee fails to abide by any of the terms of this Agreement, or if Employee revokes the ADEA release contained in Section2 of this Agreement within the seven-day period provided under Section2 (if ADEA applies to Employee), the Company may, in ad...
[ [ 29, 29, "Parties" ], [ 78, 79, "Title" ] ]
[ "If", "Employee", "initiates", "or", "voluntarily", "participates", "in", "any", "Proceeding", ",", "if", "Employee", "fails", "to", "abide", "by", "any", "of", "the", "terms", "of", "this", "Agreement", ",", "or", "if", "Employee", "revokes", "the", "ADEA",...
12034
The validity, interpretation, construction, and performance of this Agreement and disputes or controversies arising with respect to the transactions contemplated herein shall be governed by the laws of the State of Delaware , without reference to principles of conflict of laws.
[ [ 32, 34, "Court" ] ]
[ "The", "validity", ",", "interpretation", ",", "construction", ",", "and", "performance", "of", "this", "Agreement", "and", "disputes", "or", "controversies", "arising", "with", "respect", "to", "the", "transactions", "contemplated", "herein", "shall", "be", "gove...
12035
Each of the parties agrees that any dispute between the parties shall be resolved only in the courts of the State of Delaware or the United States District Court for the District of Delaware and the appellate courts having jurisdiction of appeals from such courts. In that context, and without limiting the generality of...
[ [ 20, 22, "Court" ], [ 25, 33, "Court" ] ]
[ "Each", "of", "the", "parties", "agrees", "that", "any", "dispute", "between", "the", "parties", "shall", "be", "resolved", "only", "in", "the", "courts", "of", "the", "State", "of", "Delaware", "or", "the", "United", "States", "District", "Court", "for", ...
12039
(a) Affiliate has the meaning set forth in Rule 405 under the Securities Act. < br/>
[ [ 10, 11, "Regulation" ], [ 14, 15, "Act" ] ]
[ "(", "a", ")", "Affiliate", "has", "the", "meaning", "set", "forth", "in", "Rule", "405", "under", "the", "Securities", "Act", ".", "&", "lt", ";", "br", "/", "&", "gt", ";" ]
12045
(i) The Company will file the Draft S-1 Amendment with the SEC under the Securities Act, in the form to be provided to the Purchaser, without change other than such typographical and other revisions that are, in the aggregate, immaterial. Except for the omission of pricing information related to the IPO, the Draft S-1 ...
[ [ 16, 17, "Act" ], [ 143, 147, "Regulation" ] ]
[ "(", "i", ")", "The", "Company", "will", "file", "the", "Draft", "S-1", "Amendment", "with", "the", "SEC", "under", "the", "Securities", "Act", ",", "in", "the", "form", "to", "be", "provided", "to", "the", "Purchaser", ",", "without", "change", "other",...
12048
(g) Financial Statements. The consolidated financial statements (including the related notes) included in the Draft Preliminary Prospectus comply as to form in all material respects with the requirements of RegulationS-X under the Securities Act and present fairly in all material respects the financial condition, resul...
[ [ 34, 34, "Regulation" ], [ 37, 38, "Act" ] ]
[ "(", "g", ")", "Financial", "Statements", ".", "The", "consolidated", "financial", "statements", "(", "including", "the", "related", "notes", ")", "included", "in", "the", "Draft", "Preliminary", "Prospectus", "comply", "as", "to", "form", "in", "all", "materi...
12049
(ii) The Company will take all necessary actions to ensure that, as of the Effective Date, the Company and its directors and officers in their capacities as such will comply with any then-applicable provision of the U.S. Sarbanes- Oxley Act of 2002 and the rules and regulations promulgated thereunder.
[ [ 40, 49, "Act" ] ]
[ "(", "ii", ")", "The", "Company", "will", "take", "all", "necessary", "actions", "to", "ensure", "that", ",", "as", "of", "the", "Effective", "Date", ",", "the", "Company", "and", "its", "directors", "and", "officers", "in", "their", "capacities", "as", ...
12051
(iv) Neither the Company nor any of the Subsidiaries, nor, to the knowledge of the Company after due inquiry, any director, officer, agent, employee or other person associated with or acting on behalf of the Company or any of the Subsidiaries, has in the course of its actions for, or on behalf of, the Company or any of...
[ [ 119, 128, "Act" ] ]
[ "(", "iv", ")", "Neither", "the", "Company", "nor", "any", "of", "the", "Subsidiaries", ",", "nor", ",", "to", "the", "knowledge", "of", "the", "Company", "after", "due", "inquiry", ",", "any", "director", ",", "officer", ",", "agent", ",", "employee", ...
12052
expected to result in a Material Adverse Effect, all other applicable anti- bribery statutes and regulations, and the Company and the Subsidiaries maintain policies and procedures designed to ensure, and that are reasonably expected to continue to ensure, continued compliance with the U.S. Foreign Corrupt Practices Act...
[ [ 47, 56, "Act" ] ]
[ "expected", "to", "result", "in", "a", "Material", "Adverse", "Effect", ",", "all", "other", "applicable", "anti", "-", "bribery", "statutes", "and", "regulations", ",", "and", "the", "Company", "and", "the", "Subsidiaries", "maintain", "policies", "and", "pro...
12057
42307 Osgood Road, Suite I
[ [ 0, 5, "Address" ] ]
[ "42307", "Osgood", "Road", ",", "Suite", "I" ]
12063
SIGNATURE PAGE TO STOCK PURCHASE AGREEMENT
[ [ 3, 5, "Title" ] ]
[ "SIGNATURE", "PAGE", "TO", "STOCK", "PURCHASE", "AGREEMENT" ]
12064
CLASS A COMMON STOCK PURCHASE AGREEMENT
[ [ 2, 5, "Title" ] ]
[ "CLASS", "A", "COMMON", "STOCK", "PURCHASE", "AGREEMENT" ]
12070
3.1 Organization and Good Standing. ACM is a corporation duly organized, validly existing and in good standing under the laws of the State of Delaware . ACM has all requisite corporate (or similar) power and authority to carry on its business as presently conducted and as proposed to be conducted.
[ [ 26, 28, "Court" ] ]
[ "3", ".", "1", "Organization", "and", "Good", "Standing", ".", "ACM", "is", "a", "corporation", "duly", "organized", ",", "validly", "existing", "and", "in", "good", "standing", "under", "the", "laws", "of", "the", "State", "of", "Delaware", ".", "ACM", ...
12074
(b) Ninebell understands that the Shares have not been, and will not be, registered under the Securities Act, by reason of a specific exemption from the registration provisions of such Act that depends upon, among other things, the bona fide nature of the investment intent and the accuracy of Ninebells representations ...
[ [ 20, 21, "Act" ], [ 146, 147, "Regulation" ] ]
[ "(", "b", ")", "Ninebell", "understands", "that", "the", "Shares", "have", "not", "been", ",", "and", "will", "not", "be", ",", "registered", "under", "the", "Securities", "Act", ",", "by", "reason", "of", "a", "specific", "exemption", "from", "the", "re...
12075
5.4 Governing Law. This Agreement and any controversy arising out of or relating to this Agreement shall be governed by and construed in accordance with the General Corporation Law of the State of Delaware .
[ [ 34, 36, "Court" ] ]
[ "5", ".", "4", "Governing", "Law", ".", "This", "Agreement", "and", "any", "controversy", "arising", "out", "of", "or", "relating", "to", "this", "Agreement", "shall", "be", "governed", "by", "and", "construed", "in", "accordance", "with", "the", "General", ...
12076
after deposit with an internationally recognized courier, freight prepaid, specifying one- or two-day delivery, with written verification of receipt. All communications shall be sent to the respective parties at their addresses as set forth on the signature page, or to such e-mail address, facsimile number or address a...
[ [ 50, 51, "PII_Ref" ], [ 96, 107, "Address" ] ]
[ "after", "deposit", "with", "an", "internationally", "recognized", "courier", ",", "freight", "prepaid", ",", "specifying", "one", "-", "or", "two-day", "delivery", ",", "with", "written", "verification", "of", "receipt", ".", "All", "communications", "shall", "...
12077
Address: 42307 Osgood Road, Suite I
[ [ 2, 7, "Address" ] ]
[ "Address", ":", "42307", "Osgood", "Road", ",", "Suite", "I" ]
12082
This Forward Purchase Agreement (this Agreement) is entered into as of [], between One Madison Corporation , a Cayman Islands exempted company (the Company), the party listed as the purchaser on the signature page hereof (the Purchaser) and, solely for the purposes of Section 7 hereof, One Madison Group LLC (the Sponso...
[ [ 1, 3, "Title" ], [ 17, 19, "Parties" ], [ 57, 60, "Parties" ] ]
[ "This", "Forward", "Purchase", "Agreement", "(", "this", "Agreement", ")", "is", "entered", "into", "as", "of", "[", "]", ",", "between", "One", "Madison", "Corporation", ",", "a", "Cayman", "Islands", "exempted", "company", "(", "the", "Company", ")", ","...
12083
WHEREAS, the Company has confidentially submitted to the U.S. Securities and Exchange Commission (the SEC) a draft registration statement on Form S-1 (the Registration Statement) for its initial public offering (IPO) of units (the Public Units) at a price of $10.00 per Public Unit, each comprised of one Class A ordinar...
[ [ 52, 55, "Price" ], [ 74, 77, "Price" ], [ 91, 91, "Ratio" ], [ 115, 118, "Price" ] ]
[ "WHEREAS", ",", "the", "Company", "has", "confidentially", "submitted", "to", "the", "U", ".", "S", ".", "Securities", "and", "Exchange", "Commission", "(", "the", "SEC", ")", "a", "draft", "registration", "statement", "on", "Form", "S-1", "(", "the", "Reg...
12086
(i) The Company shall issue and sell to the Purchaser, and the Purchaser shall purchase from the Company, the number of Forward Purchase Shares set forth on the signature page to this Agreement next to the line item Number of Forward Purchase Shares, plus the number of Forward Purchase Warrants set forth on the signatu...
[ [ 81, 84, "Price" ] ]
[ "(", "i", ")", "The", "Company", "shall", "issue", "and", "sell", "to", "the", "Purchaser", ",", "and", "the", "Purchaser", "shall", "purchase", "from", "the", "Company", ",", "the", "number", "of", "Forward", "Purchase", "Shares", "set", "forth", "on", ...
12089
the Securities is not and is not intended to be part of the IPO, and that the Purchaser will not be able to rely on the protection of Section 11 of the Securities Act.< br/>
[ [ 33, 34, "Act" ] ]
[ "the", "Securities", "is", "not", "and", "is", "not", "intended", "to", "be", "part", "of", "the", "IPO", ",", "and", "that", "the", "Purchaser", "will", "not", "be", "able", "to", "rely", "on", "the", "protection", "of", "Section", "11", "of", "the", ...
12090
(j) Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.< br/>
[ [ 15, 19, "Regulation" ], [ 21, 22, "Regulation" ], [ 26, 27, "Act" ] ]
[ "(", "j", ")", "Accredited", "Investor", ".", "The", "Purchaser", "is", "an", "accredited", "investor", "as", "defined", "in", "Rule", "501", "(", "a", ")", "of", "Regulation", "D", "promulgated", "under", "the", "Securities", "Act", ".", "&", "lt", ";",...
12091
(i) 200,000,000 Class A Shares, none of which are issued and outstanding.
[ [ 3, 7, "Shares" ] ]
[ "(", "i", ")", "200", ",", "000", ",", "000", "Class", "A", "Shares", ",", "none", "of", "which", "are", "issued", "and", "outstanding", "." ]
12092
(iii) 200,000,000 Class C Shares, none of which are issued and outstanding.
[ [ 3, 7, "Shares" ] ]
[ "(", "iii", ")", "200", ",", "000", ",", "000", "Class", "C", "Shares", ",", "none", "of", "which", "are", "issued", "and", "outstanding", "." ]
12094
(ii) No bad actor disqualifying event described in Rule 506(d)(1)(i)-(viii) of the Securities Act ( a Disqualification Event) is applicable to the Company or, to the Companys knowledge, any Company Covered Person (as defined below), except for a Disqualification Event as to which Rule 506(d)(2)(iiiv) or (d)(3), is appl...
[ [ 10, 17, "Regulation" ], [ 27, 28, "Act" ] ]
[ "(", "ii", ")", "No", "bad", "actor", "disqualifying", "event", "described", "in", "Rule", "506", "(", "d", ")", "(", "1", ")", "(", "i", ")", "-", "(", "viii", ")", "of", "the", "Securities", "Act", "(", "a", "Disqualification", "Event", ")", "is"...
12095
(h) Foreign Corrupt Practices. Neither the Company, nor any director, officer, agent, employee or other Person acting on behalf of the Company has, in the course of its actions for, or on behalf of, the Company (i) used any corporate funds for any unlawful contribution, gift, entertainment or other unlawful expenses re...
[ [ 106, 115, "Act" ] ]
[ "(", "h", ")", "Foreign", "Corrupt", "Practices", ".", "Neither", "the", "Company", ",", "nor", "any", "director", ",", "officer", ",", "agent", ",", "employee", "or", "other", "Person", "acting", "on", "behalf", "of", "the", "Company", "has", ",", "in",...
12096
(i) Compliance with Anti-Money Laundering Laws. The operations of the Company are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements and all other applicable U.S. and non-U.S. anti-money laundering laws and regulations, including, but not limited to, th...
[ [ 5, 7, "Act" ], [ 60, 67, "Act" ], [ 73, 77, "Act" ] ]
[ "(", "i", ")", "Compliance", "with", "Anti-Money", "Laundering", "Laws", ".", "The", "operations", "of", "the", "Company", "are", "and", "have", "been", "conducted", "at", "all", "times", "in", "compliance", "with", "applicable", "financial", "recordkeeping", ...
12097
Agreement. The Company will provide the Forward Contract Parties with applicable materials and information in order for the Forward Contract Parties to evaluate whether to provide a consent to the proposed Business Combination pursuant to paragraph (b) below including the material terms of the transaction and any other...
[ [ 32, 33, "Title" ], [ 78, 79, "Title" ], [ 98, 99, "Regulation" ], [ 102, 106, "Act" ], [ 321, 322, "Title" ] ]
[ "Agreement", ".", "The", "Company", "will", "provide", "the", "Forward", "Contract", "Parties", "with", "applicable", "materials", "and", "information", "in", "order", "for", "the", "Forward", "Contract", "Parties", "to", "evaluate", "whether", "to", "provide", ...
12098
period; and (B) up to 100.0% of their Sponsor Shares, in one or more Transfers, following any thirty (30) consecutive trading day period after the Business Combination Closing during which the MOI Ratio (as defined below) is equal to or exceeds 2.0 to 1.0 for each trading day during such period. For purposes of this Se...
[ [ 8, 11, "Percentage" ], [ 53, 59, "Ratio" ], [ 173, 176, "Title" ] ]
[ "period", ";", "and", "(", "B", ")", "up", "to", "100", ".", "0", "%", "of", "their", "Sponsor", "Shares", ",", "in", "one", "or", "more", "Transfers", ",", "following", "any", "thirty", "(", "30", ")", "consecutive", "trading", "day", "period", "aft...
12100
(a) Notices. All notices and other communications given or made pursuant to this Agreement shall be in writing and shall be deemed effectively given upon the earlier of actual receipt, or (a) personal delivery to the party to be notified, (b) when sent, if sent by electronic mail or facsimile (if any) during normal bus...
[ [ 186, 188, "Role" ], [ 192, 196, "PII_Ref" ], [ 207, 213, "Parties" ] ]
[ "(", "a", ")", "Notices", ".", "All", "notices", "and", "other", "communications", "given", "or", "made", "pursuant", "to", "this", "Agreement", "shall", "be", "in", "writing", "and", "shall", "be", "deemed", "effectively", "given", "upon", "the", "earlier",...
12102
All communications to the Purchaser shall be sent to the Purchasers address as set forth on the signature page hereof, or to such e-mail address, facsimile number (if any) or address as subsequently modified by written notice given in accordance with this Section 10(a), with a copy to the Purchasers counsel at: Winston...
[ [ 68, 76, "Address" ], [ 80, 86, "PII_Ref" ], [ 90, 94, "PII_Ref" ], [ 98, 101, "PII_Ref" ] ]
[ "All", "communications", "to", "the", "Purchaser", "shall", "be", "sent", "to", "the", "Purchasers", "address", "as", "set", "forth", "on", "the", "signature", "page", "hereof", ",", "or", "to", "such", "e-mail", "address", ",", "facsimile", "number", "(", ...
12103
(i) Governing Law. This Agreement, the entire relationship of the parties hereto, and any litigation between the parties (whether grounded in contract, tort, statute, law or equity) shall be governed by, construed in accordance with, and interpreted pursuant to the laws of the State of Delaware , without giving effect ...
[ [ 55, 57, "Court" ] ]
[ "(", "i", ")", "Governing", "Law", ".", "This", "Agreement", ",", "the", "entire", "relationship", "of", "the", "parties", "hereto", ",", "and", "any", "litigation", "between", "the", "parties", "(", "whether", "grounded", "in", "contract", ",", "tort", ",...
12104
3\. If at any time the Company proposes to file a registration statement (a Registration Statement) on its own behalf, or on behalf of any other Persons who have registration rights (Other Holders), relating to an underwritten offering of ordinary shares, or engage in an Underwritten Shelf Takedown off an existing regi...
[ [ 85, 89, "Shares" ], [ 140, 142, "Shares" ] ]
[ "3", "\\", ".", "If", "at", "any", "time", "the", "Company", "proposes", "to", "file", "a", "registration", "statement", "(", "a", "Registration", "Statement", ")", "on", "its", "own", "behalf", ",", "or", "on", "behalf", "of", "any", "other", "Persons",...
12109
| 5| The share capital of the Company is US$[ ] divided into 200,000,000 Class A ordinary shares of a par value of US $0.0001 each, 25,000,000 Class B ordinary shares of a par value of US $0.0001 each, [amount] Class C ordinary shares of a par value of US $0.0001 each and 1,000,000 preference shares of a par value of U...
[ [ 16, 20, "Shares" ], [ 30, 34, "Principal" ], [ 37, 41, "Shares" ], [ 77, 81, "Shares" ] ]
[ "|", "5", "|", "The", "share", "capital", "of", "the", "Company", "is", "US", "$", "[", "]", "divided", "into", "200", ",", "000", ",", "000", "Class", "A", "ordinary", "shares", "of", "a", "par", "value", "of", "US", "$", "0", ".", "0001", "each...
12110
"Articles" | means these articles of association of the Company. ---|--- "Audit Committee" | means the audit committee of the Company formed pursuant to Article 41.2 hereof, or any successor audit committee. "Auditor" | means the person for the time being performing the duties of auditor of the Company (if any). "Busin...
[ [ 134, 135, "Percentage" ], [ 242, 244, "Address" ], [ 263, 267, "Principal" ] ]
[ "\"", "Articles", "\"", "|", "means", "these", "articles", "of", "association", "of", "the", "Company", ".", "-", "-", "-", "|", "-", "-", "-", "\"", "Audit", "Committee", "\"", "|", "means", "the", "audit", "committee", "of", "the", "Company", "formed...
12111
"Company" | means the above named company. ---|--- "Designated Stock Exchange" | means any national securities exchange in the United States on which Shares are listed for trading, including the NASDAQ Stock Market LLC, the NYSE MKT LLC, The New York Stock Exchange LLC or any OTC market. "Directors" | means the directo...
[ [ 114, 116, "Act" ], [ 139, 140, "Act" ], [ 145, 151, "Act" ], [ 175, 177, "Title" ], [ 220, 222, "Shares" ], [ 259, 262, "Regulation" ], [ 283, 285, "Title" ], [ 367, 368, "Title" ], [ ...
[ "\"", "Company", "\"", "|", "means", "the", "above", "named", "company", ".", "-", "-", "-", "|", "-", "-", "-", "\"", "Designated", "Stock", "Exchange", "\"", "|", "means", "any", "national", "securities", "exchange", "in", "the", "United", "States", ...
12114
If the Company initiates any tender offer in accordance with Rule 13e-4 and Regulation 14E of the Exchange Act in connection with a Business Combination, it shall file tender offer documents with the SEC prior to completing a Business Combination which contain substantially the same financial and other information abou...
[ [ 10, 11, "Regulation" ], [ 13, 14, "Regulation" ], [ 17, 18, "Act" ], [ 23, 24, "Title" ], [ 62, 63, "Regulation" ], [ 66, 67, "Act" ] ]
[ "If", "the", "Company", "initiates", "any", "tender", "offer", "in", "accordance", "with", "Rule", "13e-4", "and", "Regulation", "14E", "of", "the", "Exchange", "Act", "in", "connection", "with", "a", "Business", "Combination", ",", "it", "shall", "file", "t...
12115
between annual general meetings or extraordinary general meetings called for the election of Directors and/or the removal of one or more Directors and the filling of any vacancy in that connection, additional Directors and any vacancies in the board of Directors, including unfilled vacancies resulting from the removal ...
[ [ 173, 175, "Shares" ], [ 177, 179, "Shares" ], [ 181, 182, "Shares" ] ]
[ "between", "annual", "general", "meetings", "or", "extraordinary", "general", "meetings", "called", "for", "the", "election", "of", "Directors", "and", "/", "or", "the", "removal", "of", "one", "or", "more", "Directors", "and", "the", "filling", "of", "any", ...
12117
WHEREAS, Seller owns all of the issued and outstanding shares of stock (the Shares), of SpendSmart Networks, Inc. , a California corporation (the Company);
[ [ 19, 23, "Parties" ] ]
[ "WHEREAS", ",", "Seller", "owns", "all", "of", "the", "issued", "and", "outstanding", "shares", "of", "stock", "(", "the", "Shares", ")", ",", "of", "SpendSmart", "Networks", ",", "Inc", ".", ",", "a", "California", "corporation", "(", "the", "Company", ...
12118
CERCLA means the Comprehensive Environmental Response, Compensation , and Liability Act of 1980, as amended by the Superfund Amendments and Reauthorization Act of 1986 , 42 U.S.C. 9601 et seq.
[ [ 3, 13, "Act" ], [ 19, 25, "Act" ], [ 27, 34, "Regulation" ] ]
[ "CERCLA", "means", "the", "Comprehensive", "Environmental", "Response", ",", "Compensation", ",", "and", "Liability", "Act", "of", "1980", ",", "as", "amended", "by", "the", "Superfund", "Amendments", "and", "Reauthorization", "Act", "of", "1986", ",", "42", "...
12120
ERISA means the Employee Retirement Income Security Act of 1974 , as amended, and the regulations promulgated thereunder.
[ [ 3, 9, "Act" ] ]
[ "ERISA", "means", "the", "Employee", "Retirement", "Income", "Security", "Act", "of", "1974", ",", "as", "amended", ",", "and", "the", "regulations", "promulgated", "thereunder", "." ]
12123
Section 3.16 Insurance. Section 3.16 of the Disclosure Schedules sets forth a true and complete list of all current policies or binders of fire, liability, product liability, umbrella liability, real and personal property, workers compensation, vehicular, directors and officers liability, fiduciary liability and other ...
[ [ 94, 95, "Title" ], [ 216, 217, "Title" ] ]
[ "Section", "3", ".", "16", "Insurance", ".", "Section", "3", ".", "16", "of", "the", "Disclosure", "Schedules", "sets", "forth", "a", "true", "and", "complete", "list", "of", "all", "current", "policies", "or", "binders", "of", "fire", ",", "liability", ...
12125
(d) The Company has complied with the WARN Act, and it has no plans to undertake any action in the future that would trigger the WARN Act.< br/>
[ [ 9, 10, "Act" ] ]
[ "(", "d", ")", "The", "Company", "has", "complied", "with", "the", "WARN", "Act", ",", "and", "it", "has", "no", "plans", "to", "undertake", "any", "action", "in", "the", "future", "that", "would", "trigger", "the", "WARN", "Act", ".", "&", "lt", ";"...
12126
(f) Seller is not a foreign person as that term is used in Treasury Regulations Section 1.1445-2. The Company is not, nor has it been, a United States real property holding corporation (as defined in Section 897(c)(2) of the Code) during the applicable period specified in Section 897(c)(1)(a) of the Code. The Company h...
[ [ 15, 20, "Regulation" ], [ 43, 50, "Regulation" ], [ 139, 145, "Regulation" ], [ 178, 187, "Regulation" ] ]
[ "(", "f", ")", "Seller", "is", "not", "a", "foreign", "person", "as", "that", "term", "is", "used", "in", "Treasury", "Regulations", "Section", "1", ".", "1445-2", ".", "The", "Company", "is", "not", ",", "nor", "has", "it", "been", ",", "a", "United...
12127
Section 4.03 Investment Purpose. Buyer is acquiring the Shares solely for its own account for investment purposes and not with a view to, or for offer or sale in connection with, any distribution thereof. Buyer acknowledges that the Shares are not registered under the Securities Act of 1933 , as amended, or any state s...
[ [ 50, 53, "Act" ] ]
[ "Section", "4", ".", "03", "Investment", "Purpose", ".", "Buyer", "is", "acquiring", "the", "Shares", "solely", "for", "its", "own", "account", "for", "investment", "purposes", "and", "not", "with", "a", "view", "to", ",", "or", "for", "offer", "or", "sa...