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15455
This Incremental Second Out Term Note (this Note) is one of the Incremental Second Out Term Notes referred to in the First Lien Credit Agreement dated as of February 17, 2017 , among the Borrowers, the Guarantors party thereto, the Lenders party thereto, and Fifth Third Bank , an Ohio banking corporation, as Administra...
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15457
1. This certificate is delivered to you pursuant to Section 6.2 of the First Lien Credit Agreement dated as of February 17, 2017 , by and among the Borrowers, the Guarantors party thereto, the Lenders party thereto and Fifth Third Bank , as Administrative Agent and L/C Issuer (as amended, restated, modified or suppleme...
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15458
This Assignment and Assumption (this Assignment and Assumption) is dated as of the Effective Date set forth below and is entered into by and between [Insert Name of Assignor] (the Assignor), and the parties identified on the Schedules hereto and [the] [each]1 Assignee identified on the Schedules hereto as Assignee or a...
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15459
Turning Point Brands, Inc. , a Delaware corporation, and North Atlantic Trading Company, Inc. , a Delaware corporation | | 4.
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10460
Fifth Third Bank , an Ohio banking corporation, as administrative agent under the Credit Agreement | | 5.
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15461
First Lien Credit Agreement dated as of February 17, 2017 , by and among Turning Point Brands, Inc. , a Delaware corporation, North Atlantic Trading Company, Inc. , a Delaware corporation, the Guarantors party thereto, the Lenders party thereto, and Fifth Third Bank , as Administrative Agent and L/C Issuer | | 6.
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15464
Regions Bank , as an Arranger6
[ [ 0, 1, "Parties" ] ]
[ "Regions", "Bank", ",", "as", "an", "Arranger6" ]
15467
This Assignment and Assumption shall be binding upon, and inure to the benefit of, the parties hereto and their respective successors and assigns. This Assignment and Assumption may be executed in any number of counterparts, which together shall constitute one instrument. Delivery of an executed counterpart of a signat...
[ [ 97, 100, "Court" ] ]
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15470
This instrument or agreement (and the indebtedness evidenced hereby) is subject to the terms and conditions of that certain Debt Subordination Agreement dated as of [_____________], 20[__], by and between [_____________], and Fifth Third Bank , as Administrative Agent, which agreement (as amended or otherwise modified)...
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15471
17. This Subordination Agreement and any claim, controversy, dispute or cause of action (whether in contract or tort or otherwise) based upon, arising out of or relating to this Subordination Agreement and the transactions contemplated hereby shall be governed by, and construed in accordance with, the law of the State ...
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15474
| ---|---|---|---|---|---|---|---|---|--- Fifth Third Bank
[]
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15475
| Capital One ,
[ [ 1, 2, "Parties" ] ]
[ "|", "Capital", "One", "," ]
15476
North Atlantic Trading Company, Inc.
[ [ 0, 6, "Parties" ] ]
[ "North", "Atlantic", "Trading", "Company", ",", "Inc", "." ]
15477
100% * * *
[ [ 0, 1, "Percentage" ] ]
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15478
777 Boston Post Road ,< br/>
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11480
76 Maple Tree Ave .
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15481
Stamford, CT 06906 | | | | | |
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15482
Louisville, KY 40229 | | | | | |
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15484
Unit 21, Harpur Hill Business Park
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15487
198 West Liberty Street
[ [ 0, 3, "Address" ] ]
[ "198", "West", "Liberty", "Street" ]
15489
3050 Biscayne Blvd # 801
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[ "3050", "Biscayne", "Blvd", "#", "801" ]
15490
Miami, FL 33137 | | | | | |
[ [ 0, 3, "Address" ] ]
[ "Miami", ",", "FL", "33137", "|", "|", "|", "|", "|", "|" ]
12492
Within ten (10) Business Days following the Closing Date (which date may be extended by the Administrative Agent in its sole discretion), the Administrative Agent shall have received certificates of insurance required to be obtained under this Agreement in form and substance satisfactory to the Administrative Agent, na...
[]
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15493
Within thirty (30) days after the Closing Date (which date may be extended by the Administrative Agent in its sole discretion), the Administrative Agent shall have received a copy of each endorsement for each insurance policy required to be maintained under this Agreement in form and substance satisfactory to the Admin...
[]
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15494
NEC Financial Services, LLC
[]
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15498
EEA Member Country: any of the member states of the European Union, Iceland, Liechtenstein , and Norway.
[]
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15499
Title: Vice President, Secretary , and General Counsel
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15500
FLASH TECHNOLOGY, LLC , a Delaware limited liability company
[ [ 0, 3, "Parties" ] ]
[ "FLASH", "TECHNOLOGY", ",", "LLC", ",", "a", "Delaware", "limited", "liability", "company" ]
15501
GENFARE HOLDINGS, LLC,< br/>
[ [ 0, 3, "Parties" ] ]
[ "GENFARE", "HOLDINGS", ",", "LLC", ",", "&", "lt", ";", "br", "/", "&", "gt", ";" ]
15502
MARLEY ENGINEERED PRODUCTS LLC,< br/>
[ [ 0, 3, "Parties" ] ]
[ "MARLEY", "ENGINEERED", "PRODUCTS", "LLC", ",", "&", "lt", ";", "br", "/", "&", "gt", ";" ]
15503
SPX COOLING TECHNOLOGIES, INC.,< br/>
[ [ 1, 5, "Parties" ] ]
[ "SPX", "COOLING", "TECHNOLOGIES", ",", "INC", ".", ",", "&", "lt", ";", "br", "/", "&", "gt", ";" ]
11505
ADMINISTRATIVE AGENT: BANK OF AMERICA, N.A.,< br/>
[ [ 3, 10, "Parties" ] ]
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15507
DEUTSCHE BANK AG DEUTSCHLANDGESCHFT BRANCH ,
[ [ 0, 2, "Parties" ] ]
[ "DEUTSCHE", "BANK", "AG", "DEUTSCHLANDGESCHFT", "BRANCH", "," ]
14508
COMMERZBANK AG, NEW YORK BRANCH,< br/>
[ [ 0, 1, "Parties" ], [ 3, 5, "Address" ] ]
[ "COMMERZBANK", "AG", ",", "NEW", "YORK", "BRANCH", ",", "&", "lt", ";", "br", "/", "&", "gt", ";" ]
15509
COMMERZBANK AG, FRANKFURT BRANCH,< br/>
[ [ 0, 1, "Parties" ], [ 3, 4, "Address" ] ]
[ "COMMERZBANK", "AG", ",", "FRANKFURT", "BRANCH", ",", "&", "lt", ";", "br", "/", "&", "gt", ";" ]
15511
THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.,< br/>
[ [ 1, 7, "Parties" ] ]
[ "THE", "BANK", "OF", "TOKYO-MITSUBISHI", "UFJ", ",", "LTD", ".", ",", "&", "lt", ";", "br", "/", "&", "gt", ";" ]
15512
JPMORGAN CHASE BANK, N.A.,< br/>
[ [ 0, 7, "Parties" ] ]
[ "JPMORGAN", "CHASE", "BANK", ",", "N", ".", "A", ".", ",", "&", "lt", ";", "br", "/", "&", "gt", ";" ]
15513
HSBC BANK USA, NATIONAL ASSOCIATION,< br/>
[ [ 0, 2, "Parties" ] ]
[ "HSBC", "BANK", "USA", ",", "NATIONAL", "ASSOCIATION", ",", "&", "lt", ";", "br", "/", "&", "gt", ";" ]
15516
WELLS FARGO BANK, NATIONAL ASSOCIATION,< br/>
[ [ 0, 2, "Parties" ] ]
[ "WELLS", "FARGO", "BANK", ",", "NATIONAL", "ASSOCIATION", ",", "&", "lt", ";", "br", "/", "&", "gt", ";" ]
15518
This Common Stock and Warrant Purchase Agreement, dated as of [], 201[] (this Agreement), is entered into by and among RespireRx Pharmaceuticals Inc. (the Company), a corporation incorporated in the state of Delaware, and the undersigned persons and entities listed on the schedule of investors attached hereto as Schedu...
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15519
(a) Authorization of the Issuance of the Common Stock and Warrants. The Company has authorized the issuance and sale of up to $1,500,000 of Common Stock and Warrants in units comprised of (i) one share of the Companys Common Stock, par value $0.001 (Common Stock), and (ii) one warrant to purchase one additional share o...
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15520
(b) Issuance of Common Stock and Warrants. At each Closing provided for in Section 1(c) in respect of a particular Investor, on the terms and subject to the conditions hereof, the Company agrees to issue and sell to such Investor, and such Investor agrees to purchase from the Company, shares of Common Stock and Warrant...
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15522
(h) The Company and the Companys subsidiaries hereby represent, warranty and covenant that they have not, and so long as the Investor continues to have the exchange right provided by Section 1(b) of this Agreement, neither the Company, nor its subsidiaries, shall enter into a financing transaction pursuant to Sections ...
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15524
(c) Source of Funds. Each Investor severally represents that, as to each source of funds (each a Source) to be used by such Investor to pay the purchase price of the Common Stock and Warrants to be purchased by such Investor hereunder, the Source does not include assets of any employee benefit plan, other than a plan e...
[ [ 71, 77, "Act" ] ]
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15525
(a) Brokers and Finders Fees. At the Companys sole discretion, the Company may pay (i) a cash placement agent fee, brokerage commission, finders fee or similar payment of up to 10% of the aggregate of all Unit Purchase Prices to any qualified referral source, which may be an affiliate of the Company, to which it can le...
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15527
Vice President, Treasurer and Secretary
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[ "Vice", "President", ",", "Treasurer", "and", "Secretary" ]
12529
Glen Rock, NJ 07452
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[ "Glen", "Rock", ",", "NJ", "07452" ]
15530
Investor Name, Contact Name, Address, Phone, Fax| |
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[ "Investor", "Name", ",", "Contact", "Name", ",", "Address", ",", "Phone", ",", "Fax", "|", "|" ]
15533
a) Exercise of Warrant. Exercise of the purchase rights represented by this Warrant may be made, in whole or in part, at any time or times on any Business Day (as defined below) on or after the Initial Exercise Date and on or before the Termination Date by delivery to the Company (or such other office or agency of the ...
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15534
b) Exercise Price. The exercise price per share of the Common Stock under this Warrant initially shall be $2.75 per share ( 110% of Unit Purchase Price as defined in the Purchase Agreement), subject to adjustment hereunder (including, without limitation, under Sections 2 and 3 hereof) (as adjusted, the Exercise Price).
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15535
e. Call Provision. If at any time prior to the expiration of, or the exercise by the Holder of this Warrant the closing price of Companys common stock is 200% or more than the Unit Purchase Price for five (5) consecutive trading days (the Trading Price Condition), the Company shall have the right to call, redeem and ca...
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15536
e) Representation by the Holder. The Holder, by the acceptance hereof, represents and warrants that it is acquiring this Warrant and, upon any exercise hereof, will acquire the Warrant Shares issuable upon such exercise, for its own account and not with a view to or for distributing or reselling such Warrant Shares or ...
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15537
e) Jurisdiction. This Warrant is a contract between the Company and the Holder and its terms shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed in the State of New York , without giving effect to any choice or conflict of law provisio...
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15538
| RespireRx Pharmaceuticals Inc. ---|--- | | | By: | | Name: | Jeff Eliot Margolis | Title: | Vice President, Treasurer, Secretary and Interim CFO
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15539
To: RespireRx Pharmaceuticals Inc.
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15543
ENERGY TRANSFER PARTNERS, L.P.
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14544
ENERGY TRANSFER EQUITY, L.P.
[]
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15546
Exchange Act means the Securities Exchange Act of 1934 , as amended from time to time, and the rules and regulations of the Commission promulgated thereunder.
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15547
Partnership Securities means any class or series of equity interest in ETP (but excluding any options, rights, warrants and appreciation rights relating to an equity interest in ETP), including the Common Units, Class E Units, Class G Units, Class H Units, Class I Units, Class J Units, Class K Units, Series A Preferred...
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15549
Private Placement means the private placement of common units representing limited partner interests in Purchaser pursuant to the Common Unit Purchase Agreement dated as of January 6, 2017 by and among Purchaser and the purchasers party thereto.
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15553
(a) As of the date of this Agreement, prior to the issuance and sale of the Purchased Units, as contemplated hereby, the issued and outstanding limited partner interests of ETP consist of 530,654,971 Common Units, 8,853,382 Class E Units, 90,706,000 Class G Units, 81,001,069 Class H Units, 100 Class I Units, 0 Class J ...
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15558
Section 4.07 Restricted Securities. The Purchaser understands that the Purchased Units are characterized as restricted securities under the federal securities Laws inasmuch as they are being acquired from ETP in a transaction not involving a public offering and that under such Laws such securities may be resold without...
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15559
THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND IS SUBJECT TO THE TERMS OF THE SECOND AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT, AS AMEND...
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15561
(a) Binding Effect. This Agreement shall be binding upon ETP, the Purchaser, and their respective successors and permitted assigns. Except as expressly provided in this Agreement (including, without limitation, Article V), this Agreement shall not be construed so as to confer any right or benefit upon any Person other ...
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15562
Energy Transfer Partners, L.P. 8111 Westchester Drive, Suite 600
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15564
8111 Westchester Drive, Suite 600
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15566
Latham & Watkins LLP 811 Main Street, Suite 3700 Houston, Texas 77002 Facsimile: (713) 546-5401 Attention: William N. Finnegan
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15568
By: Energy Transfer Partners GP, L.P.,< br/>
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15570
THIS REGISTRATION RIGHTS AGREEMENT (this Agreement) is made and entered into as of January 12, 2017, by and between ENERGY TRANSFER PARTNERS, L.P. , a Delaware limited partnership (ETP) and ENERGY TRANSFER EQUITY, L.P. , a Delaware limited partnership (ETE).
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11575
Section 2.02 Underwritten Offering. In the event that the Selling Holders holding a majority of the Common Units elect to dispose of Registrable Securities under the Shelf Registration Statement pursuant to an Underwritten Offering, ETP shall enter into an underwriting agreement in customary form with the Managing Unde...
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12576
(i) make available to the appropriate representatives of the Managing Underwriter and Selling Holders access to such information and ETP personnel as is reasonable and customary to enable such parties to establish a due diligence defense under the Securities Act;< br/>
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15577
Section 2.04 Cooperation by Holders. ETP shall have no obligation to include in the Shelf Registration Statement Common Units of a Holder who has failed to timely furnish such information which, in the opinion of counsel to ETP, is reasonably required in order for the Shelf Registration Statement or any prospectus or p...
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11578
Energy Transfer Equity, L.P. 8111 Westchester Drive, Suite 600
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[ "Energy", "Transfer", "Equity", ",", "L", ".", "P", ".", "8111", "Westchester", "Drive", ",", "Suite", "600" ]
15579
Section 3.08 Governing Law. This Agreement will be construed in accordance with and governed by the laws of the State of Delaware without regard to principles of conflicts of laws.
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15582
{W5670291.3} 2 1.3 Defined Terms Used in this Agreement. In addition to the terms defined above and throughout this Agreement, the following terms used in this Agreement shall be construed to have the meanings set forth or referenced below. (a) Affiliate means, with respect to a specified Person, any other Person, whet...
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15583
{W5670291.3} 3 alleged violation by the indemnifying party (or any of its agents or Affiliates) of the Securities Act, the Exchange Act, any state securities law, or any rule or regulation promulgated under the Securities Act, the Exchange Act, or any state securities law. (k) Delaware LP Act means the Delaware Revised...
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15585
{W5670291.3} 5 than 50% of the outstanding voting equity is directly or indirectly owned or controlled by such Person or one or more Subsidiaries of such Person. (ii) Transaction Documents means this Agreement and the Asset Purchase Agreement. (jj) Units has the meaning set forth in the recitals to this Agreement. 2\. ...
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15586
{W5670291.3} 6 of the Parent enforceable against the Parent in accordance with its terms, except (i) as limited by general equitable principles and applicable bankruptcy, insolvency, reorganization, moratorium and other laws of general application affecting enforcement of creditors rights generally, (ii) as limited by ...
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15588
{W5670291.3} 9 2.14 Investment Company. The Parent is not, and is not an Affiliate of, and immediately after the issuance of the Units, will not be or be an Affiliate of, an investment company within the meaning of the Investment Company Act of 1940 , as amended. 2.15 Listing and Maintenance Requirements. The Parents C...
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15589
{W5670291.3} 10 understanding to which the Investor is a party or by which any property or asset of the Investor is bound or affected, or (iii) subject to the Required Approvals, conflict with or result in a violation of any law, rule, regulation, order, judgment, injunction, decree or other restriction of any court or...
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10591
{W5670291.3} 13 (c) Obligations of the Parent. In connection with its obligations under this Section 4.2, the Parent shall: (i) prepare and file with the Commission the registration statements with respect to the Registrable Securities in accordance with the terms of this Agreement and use its commercially reasonable e...
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15603
[Signature Pageto Indemnification Agreement ]
[ [ 3, 4, "Title" ] ]
[ "[", "Signature", "Pageto", "Indemnification", "Agreement", "]" ]
15605
THIS INDEMNIFICATION AGREEMENT (the Agreement) is made and entered into as of ____________________, 20___ between Funko, Inc. , a Delaware corporation (the Company), and _______________________________ (Indemnitee).
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15611
THIS SETTLEMENT AND RELEASE AGREEMENT (this Agreement), dated as of February20, 2017 (Effective Date), is made and entered into by and among Yahoo! Inc. , a Delaware corporation (Seller), Yahoo Holdings Inc. , a Delaware corporation (the Company), and Verizon Communications Inc., a Delaware corporation (Purchaser). Cap...
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15614
Facsimile: (650) 493-6811 Attn: | | Larry Sonsini Email: | | LSonsini@wsgr.com
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15616
Basking Ridge, NJ 07920
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[ "Basking", "Ridge", ",", "NJ", "07920" ]
15617
Facsimile: 908-766-3818 Attn: | | William L. Horton, Jr., Senior Vice President, Deputy General | | Counsel and Corporate Secretary | | Michael Rosenblat, Vice President, Associate General Counsel Email: | |
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15619
EX-10.5 5 bfdi_ex105.htm SUBLEASE AGREEMENT BETWEEN GLOBAL PUBLIC SAFETY, LLC AND BREKFORD CORP.
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15622
THIS SUBLEASE ("Sublease") is made as of the 28th day of February 2017 , by and between Global Public Safety, LLC a Delaware limited liability company (Landlord) and B rekford Corp. , a Delaware corporation ("Tenant").
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15624
Rent shall be paid to the Landlord at 7020 Dorsey Road, Suite C, Hanover, MD 21076, or to such address as Landlord may from time to time notify Tenant, without prior demand, and without abatement, deduction, or set-off except as set forth in this Sublease.
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15625
To Landlord: Global Public Safety, LLC , 7020 Dorsey Road, Suite C, Hanover, Maryland <sup> 21076, or at such other address as Landlord may furnish to Tenant for this purpose.
[]
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15628
EX-10.1 4 fs12017ex10i_forgeinnovation.htm CONSULTING AGREEMENT DATED NOV. 5, 2016, BETWEEN THE COMPANY AND SPEEDLIGHT CONSULTING SERVICES INC
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15629
THIS CONSULTING AGREEMENT (this Agreement) is made and entered into as of 11/05/2016 (the Effective Date), by and between Forge Innovation Development Corp. (the Company) and Speedlight Consulting Services Inc. (the Consultant). The parties (collectively, the Parties) hereto hereby agree as follows:
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12630
| -| Coordinate with Legal Counse l, Transfer Agent, Broker Dealer/Market Maker and OTC market to finish the process of quoted for the Company (OTCQB) ---|---|--- | -| Coordinate with Accounting (for financial statement consolidation, MD&amp;A and footnotes), Auditing firm and Legal Counse l to review/compose the finan...
[]
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15631
This Agreement will commence on the effective date set forth and continue for a period of Ten months from the effective date. The Company may at its option agree to renew, extend and revise this Agreement prior to its expiration. However, if the quoted process cannot be finished within ten-month period, the Company and...
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15632
1). If the delay was caused by the Company without any reasonable ground, the Consultant shall have the right to choose to continue or terminate the services at any time. If the service was terminated, all the unpaid compensation ( 3,000,000 shares of Companys rule 144 restricted stock) shall be issued to the Consultan...
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10634
The Company agrees to pay the Consultant 3,000,000 shares of the Companys Rule 144 Restricted Stock for the consulting service compensation of the contract period. However, the Consultants compensation WILL NOT include the fees of the Company to retain the services of Legal Counsel, Transfer Agent, Broker Dealer/Market...
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15636
Forge Innovation Development Corp.
[]
[ "Forge", "Innovation", "Development", "Corp", "." ]
15637
17700 Castleton Street, Suite 469
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[ "17700", "Castleton", "Street", ",", "Suite", "469" ]
15639
Address: 1108 W Valley Blvd. Suite 6-10, Alhambra CA 91803
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