agilelab-org/ContractNER_Dataset · Datasets at Hugging Face

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10910	EX-10.16 4 dpdm_ex1016.htm EXECUTIVE EMPLOYMENT AGREEMENT , DATED AS OF MARCH 30, 2017 , BY AND BETWEEN THE COMPANY AND ALLAN MAYER	[ [ 8, 9, "Title" ], [ 14, 17, "EffectiveDate" ], [ 25, 26, "Parties" ] ]	[ "EX-10", ".", "16", "4", "dpdm_ex1016", ".", "htm", "EXECUTIVE", "EMPLOYMENT", "AGREEMENT", ",", "DATED", "AS", "OF", "MARCH", "30", ",", "2017", ",", "BY", "AND", "BETWEEN", "THE", "COMPANY", "AND", "ALLAN", "MAYER" ]
10911	This Executive Employment Agreement (the Agreement) is made and entered into as of March 30, 2017 by and between Allan Mayer (the Executive) and Dolphin Digital Media, Inc. , a Florida corporation (the Company).	[ [ 1, 3, "Title" ], [ 15, 18, "EffectiveDate" ], [ 22, 23, "Parties" ], [ 29, 34, "Parties" ] ]	[ "This", "Executive", "Employment", "Agreement", "(", "the", "Agreement", ")", "is", "made", "and", "entered", "into", "as", "of", "March", "30", ",", "2017", "by", "and", "between", "Allan", "Mayer", "(", "the", "Executive", ")", "and", "Dolphin", "Digital...
10916	4.8 Executive Lock-Up Period. The Executive acknowledges and agrees that at no time from the Effective Date until the first anniversary of the Closing Date, shall the Executive Transfer or permit to be Transferred any of the shares of Common Stock, including any shares received from an Annual Stock Bonus, (the Shares),...	[ [ 22, 23, "TerminationDate" ], [ 77, 80, "Act" ], [ 103, 104, "Title" ], [ 117, 118, "Title" ], [ 185, 187, "Shares" ] ]	[ "4", ".", "8", "Executive", "Lock-Up", "Period", ".", "The", "Executive", "acknowledges", "and", "agrees", "that", "at", "no", "time", "from", "the", "Effective", "Date", "until", "the", "first", "anniversary", "of", "the", "Closing", "Date", ",", "shall", ...
10920	5.1 Section 83(b) Election. If the Executive properly elects, within thirty (30) days of the date of payment of an Annual Stock Bonus (the Payment Date), to include in gross income for federal income tax purposes an amount equal to the fair market value (as of the Payment Date) of the Annual Stock Bonus pursuant to Sec...	[ [ 77, 81, "Act" ] ]	[ "5", ".", "1", "Section", "83", "(", "b", ")", "Election", ".", "If", "the", "Executive", "properly", "elects", ",", "within", "thirty", "(", "30", ")", "days", "of", "the", "date", "of", "payment", "of", "an", "Annual", "Stock", "Bonus", "(", "the",...
10925	15. Governing Law. This Agreement shall be governed by and construed in accordance with the laws of the State of New York without reference to the conflicts of law rules thereof that may require the application of the laws of another jurisdiction.	[ [ 20, 23, "Court" ] ]	[ "15", ".", "Governing", "Law", ".", "This", "Agreement", "shall", "be", "governed", "by", "and", "construed", "in", "accordance", "with", "the", "laws", "of", "the", "State", "of", "New", "York", "without", "reference", "to", "the", "conflicts", "of", "law...
10927	Coral Gables, FL 33134	[ [ 0, 4, "Address" ] ]	[ "Coral", "Gables", ",", "FL", "33134" ]
10929	Fax No: (305) 961-5532	[ [ 3, 6, "PII_Ref" ] ]	[ "Fax", "No", ":", "(", "305", ")", "961-5532" ]
10932	Fax No: (212) 589-4201	[ [ 3, 6, "PII_Ref" ] ]	[ "Fax", "No", ":", "(", "212", ")", "589-4201" ]
10938	WHEREAS, the Executive desires to continue to be employed by the Company as President Municipal Division and to perform and to serve the Company on the terms and conditions hereinafter set forth.	[ [ 14, 14, "Role" ] ]	[ "WHEREAS", ",", "the", "Executive", "desires", "to", "continue", "to", "be", "employed", "by", "the", "Company", "as", "President", "Municipal", "Division", "and", "to", "perform", "and", "to", "serve", "the", "Company", "on", "the", "terms", "and", "conditi...
10940	1.2. Duties. During the Employment Period, the Executive shall serve as President Municipal Division of the Company and such other positions as an officer or director of the Company and such affiliates of the Company as the Company shall determine from time to time, and shall report directly to Chief Executive Officer....	[ [ 16, 16, "Role" ], [ 55, 57, "Role" ], [ 101, 103, "Role" ] ]	[ "1", ".", "2", ".", "Duties", ".", "During", "the", "Employment", "Period", ",", "the", "Executive", "shall", "serve", "as", "President", "Municipal", "Division", "of", "the", "Company", "and", "such", "other", "positions", "as", "an", "officer", "or", "di...
10942	2.4. Business Expenses. The Company shall pay or reimburse the Executive, upon presentation of documentation, for all commercially reasonable out-of-pocket business expenses that the Executive incurs during the Employment Period in performing his duties under this Employment Agreement and in accordance with the expense...	[ [ 42, 43, "Title" ], [ 107, 107, "Regulation" ], [ 110, 114, "Act" ] ]	[ "2", ".", "4", ".", "Business", "Expenses", ".", "The", "Company", "shall", "pay", "or", "reimburse", "the", "Executive", ",", "upon", "presentation", "of", "documentation", ",", "for", "all", "commercially", "reasonable", "out-of-pocket", "business", "expenses"...
10943	4.2. Non-Competition. By and in consideration of the Companys entering into this Employment Agreement, and in further consideration of the Executives exposure to the Confidential Information of the Company Group, the Executive agrees that the Executive shall not, during the Employment Period and for one year following ...	[ [ 16, 17, "Title" ], [ 150, 151, "Percentage" ], [ 170, 174, "Act" ] ]	[ "4", ".", "2", ".", "Non-Competition", ".", "By", "and", "in", "consideration", "of", "the", "Companys", "entering", "into", "this", "Employment", "Agreement", ",", "and", "in", "further", "consideration", "of", "the", "Executives", "exposure", "to", "the", ...
10944	4.6. Proprietary Rights. The Executive shall disclose promptly to the Company any and all inventions, discoveries, and improvements (whether or not patentable or registrable under copyright or similar statutes), and all patentable or copyrightable works, initiated, conceived, discovered, reduced to practice, or made by...	[ [ 108, 113, "Act" ], [ 115, 122, "Regulation" ], [ 221, 227, "Regulation" ], [ 364, 365, "Title" ] ]	[ "4", ".", "6", ".", "Proprietary", "Rights", ".", "The", "Executive", "shall", "disclose", "promptly", "to", "the", "Company", "any", "and", "all", "inventions", ",", "discoveries", ",", "and", "improvements", "(", "whether", "or", "not", "patentable", "or",...
10949	THIS EMPLOYMENT AGREEMENT (this Agreement), dated as of July2, 2008 , between STERLING BANCORP,INC. , a Michigan corporation (the Company), STERLING BANK AND TRUST, F.S.B. , ( the Bank), and their affiliated entities (collectively Employer) with their principal offices located at One Towne Square, 17th Floor, Southfiel...	[ [ 1, 2, "Title" ], [ 11, 13, "EffectiveDate" ], [ 16, 20, "Parties" ], [ 30, 40, "Parties" ], [ 61, 71, "Address" ], [ 73, 74, "Parties" ], [ 79, 86, "Address" ] ]	[ "THIS", "EMPLOYMENT", "AGREEMENT", "(", "this", "Agreement", ")", ",", "dated", "as", "of", "July2", ",", "2008", ",", "between", "STERLING", "BANCORP", ",", "INC", ".", ",", "a", "Michigan", "corporation", "(", "the", "Company", ")", ",", "STERLING", "B...
10953	(c) The Executive will use his best efforts to perform diligently such duties as are consistent with his capacity as Chairman or such other duties as the Board and/or Board reasonably determines, including on an interim basis, the duties associated with being a Chief Executive Officer . The Executive will devote as muc...	[ [ 22, 22, "Role" ], [ 49, 51, "Role" ] ]	[ "(", "c", ")", "The", "Executive", "will", "use", "his", "best", "efforts", "to", "perform", "diligently", "such", "duties", "as", "are", "consistent", "with", "his", "capacity", "as", "Chairman", "or", "such", "other", "duties", "as", "the", "Board", "and...
10954	(d) While it is contemplated that after an initial transition and organizational period, in connection with the Executives employment, the Executive will spend no less than two (2)weeks per month at the Employers offices in San Francisco, California , it is also understood by the Parties that the Executive may need to ...	[ [ 42, 45, "Address" ] ]	[ "(", "d", ")", "While", "it", "is", "contemplated", "that", "after", "an", "initial", "transition", "and", "organizational", "period", ",", "in", "connection", "with", "the", "Executives", "employment", ",", "the", "Executive", "will", "spend", "no", "less", ...
10955	4. Base Salary. The Executive will receive from the Bank (but, internally allocated between the Employer entities) an annual salary of Two Hundred Twenty-Five Thousand Dollars ( $225,000 ) (the Base Salary), payable in accordance with the standard practice of the Bank in the payment of salaries of its employees. The Bo...	[ [ 32, 35, "Salary" ] ]	[ "4", ".", "Base", "Salary", ".", "The", "Executive", "will", "receive", "from", "the", "Bank", "(", "but", ",", "internally", "allocated", "between", "the", "Employer", "entities", ")", "an", "annual", "salary", "of", "Two", "Hundred", "Twenty-Five", "Thousa...
10959	15. Governing Law, Arbitration and Waiver of Jury Trial. The Parties agree, to the extent permitted by law, that they EACH HEREBY WAIVES ANY RIGHT TO A TRIAL BY JURY, and agrees not to bring any claim, proceeding or action arising out of or related to this Agreement in any tribunal or court, except as necessary to enfo...	[ [ 143, 146, "Address" ], [ 225, 227, "Court" ], [ 237, 239, "Court" ], [ 262, 264, "Court" ] ]	[ "15", ".", "Governing", "Law", ",", "Arbitration", "and", "Waiver", "of", "Jury", "Trial", ".", "The", "Parties", "agree", ",", "to", "the", "extent", "permitted", "by", "law", ",", "that", "they", "EACH", "HEREBY", "WAIVES", "ANY", "RIGHT", "TO", "A", ...
10960	20. Governing Law. This Agreement will be governed by and construed and interpreted in accordance with the laws of California , without reference to principles of conflict of laws.	[ [ 21, 21, "Court" ] ]	[ "20", ".", "Governing", "Law", ".", "This", "Agreement", "will", "be", "governed", "by", "and", "construed", "and", "interpreted", "in", "accordance", "with", "the", "laws", "of", "California", ",", "without", "reference", "to", "principles", "of", "conflict",...
10963	WHEREAS, the Bank agrees to employ Executive as its President and Chief Executive Officer , subject to the authority and direction of the Banks Board of Directors, and Executive agrees to accept such employment subject to the terms and conditions set forth herein; and	[ [ 10, 10, "Role" ], [ 12, 14, "Role" ] ]	[ "WHEREAS", ",", "the", "Bank", "agrees", "to", "employ", "Executive", "as", "its", "President", "and", "Chief", "Executive", "Officer", ",", "subject", "to", "the", "authority", "and", "direction", "of", "the", "Banks", "Board", "of", "Directors", ",", "and"...
10964	During the period of his employment hereunder, Executive agrees to serve as President and Chief Executive Officer for the Bank (the "Executive Position"). As President and Chief Executive Officer , Executive agrees to serve under the direction of the Banks Board of Directors (Board) and to perform the usual and customa...	[ [ 13, 13, "Role" ], [ 15, 17, "Role" ], [ 32, 34, "Role" ] ]	[ "During", "the", "period", "of", "his", "employment", "hereunder", ",", "Executive", "agrees", "to", "serve", "as", "President", "and", "Chief", "Executive", "Officer", "for", "the", "Bank", "(", "the", "\"", "Executive", "Position", "\"", ")", ".", "As", ...
10965	(a)The Initial Term of Executives employment under this Agreement shall begin on August 29, 2017 , and shall continue until December 31, 2019 , unless terminated earlier in accordance with the terms herein. This Agreement, if still in effect, shall be reviewed annually thereafter by the Board, and may be renewed for su...	[ [ 15, 18, "EffectiveDate" ], [ 24, 27, "TerminationDate" ], [ 62, 66, "RenewalTerm" ] ]	[ "(", "a", ")", "The", "Initial", "Term", "of", "Executives", "employment", "under", "this", "Agreement", "shall", "begin", "on", "August", "29", ",", "2017", ",", "and", "shall", "continue", "until", "December", "31", ",", "2019", ",", "unless", "terminate...
10969	(c)Upon the termination of Executives employment constituting a separation from service, as defined in Treasury Regulation 1.409A-1(h) , and resulting from an Event of Termination as defined in Section 4(a) or 4(b), provided that Executive has signed and delivered to the Bank a release agreement in form and substance a...	[ [ 18, 22, "Regulation" ], [ 59, 60, "Title" ], [ 70, 71, "Title" ], [ 82, 83, "Title" ], [ 110, 111, "Title" ], [ 120, 121, "Title" ] ]	[ "(", "c", ")", "Upon", "the", "termination", "of", "Executives", "employment", "constituting", "a", "separation", "from", "service", ",", "as", "defined", "in", "Treasury", "Regulation", "1", ".", "409A-1", "(", "h", ")", ",", "and", "resulting", "from", "...
10970	Despite anything to the contrary in this Agreement, the Executive shall not be entitled to any severance benefits under Section 4 of this Agreement on account of employment termination unless the Executive's employment termination constitutes a separation from service, as that term is defined in Code Section 409A and T...	[ [ 49, 51, "Regulation" ], [ 53, 57, "Regulation" ] ]	[ "Despite", "anything", "to", "the", "contrary", "in", "this", "Agreement", ",", "the", "Executive", "shall", "not", "be", "entitled", "to", "any", "severance", "benefits", "under", "Section", "4", "of", "this", "Agreement", "on", "account", "of", "employment",...
10971	(d)Upon the termination of Executives employment constituting a separation from service, as defined in Treasury Regulation 1.409A-1(h) , and resulting from an Event of Termination as defined in Section 4(a) or 4(b), if Executive elects continuation coverage pursuant to Section 4980B(f) of the Internal Revenue Code ( CO...	[ [ 18, 22, "Regulation" ], [ 62, 64, "Act" ], [ 66, 66, "Act" ], [ 80, 80, "Act" ], [ 122, 123, "Title" ], [ 143, 144, "Title" ] ]	[ "(", "d", ")", "Upon", "the", "termination", "of", "Executives", "employment", "constituting", "a", "separation", "from", "service", ",", "as", "defined", "in", "Treasury", "Regulation", "1", ".", "409A-1", "(", "h", ")", ",", "and", "resulting", "from", "...
10972	Notwithstanding the foregoing, if the reimbursement of Executives Continuation Coverage payments hereunder would trigger the 20% tax and interest penalties under Section 409A of the Code, then the Continuation Coverage Reimbursement Payments shall not be provided, and in lieu thereof, the Bank shall pay to the Executiv...	[ [ 16, 17, "Percentage" ], [ 23, 24, "Regulation" ] ]	[ "Notwithstanding", "the", "foregoing", ",", "if", "the", "reimbursement", "of", "Executives", "Continuation", "Coverage", "payments", "hereunder", "would", "trigger", "the", "20", "%", "tax", "and", "interest", "penalties", "under", "Section", "409A", "of", "the",...
10973	\| (i)\| Engage or participate, directly or indirectly, either as principal, agent, employee, employer, consultant, director, shareholder (except as the holder of not more than two percent of the stock of any publicly traded corporation) or in any other individual or representative capacity whatsoever, in the operation, ...	[ [ 37, 38, "Percentage" ], [ 113, 115, "Court" ] ]	[ "\|", "(", "i", ")", "\|", "Engage", "or", "participate", ",", "directly", "or", "indirectly", ",", "either", "as", "principal", ",", "agent", ",", "employee", ",", "employer", ",", "consultant", ",", "director", ",", "shareholder", "(", "except", "as", "t...
10974	(b)If Executive is suspended from office and/or temporarily prohibited from participating in the conduct of the Bank's affairs by a notice served under Section 8(e)(3) ( 12 U.S.C. 1818 (e)(3)) or 8(g) ( 12 U.S.C. 1818 (g)) of the Federal Deposit Insurance Act ( the " FDI Act "), the Bank's obligations under this contra...	[ [ 74, 77, "Act" ], [ 81, 82, "Act" ] ]	[ "(", "b", ")", "If", "Executive", "is", "suspended", "from", "office", "and", "/", "or", "temporarily", "prohibited", "from", "participating", "in", "the", "conduct", "of", "the", "Bank", "'", "s", "affairs", "by", "a", "notice", "served", "under", "Sectio...
10975	(c)If Executive is removed and/or permanently prohibited from participating in the conduct of the Bank's affairs by an order issued under Section 8(e) ( 12 U.S.C. 1818 (e)) or 8(g) ( 12 U.S.C. 1818 (g)) of the FDI Act , all obligations of the Bank under this contract shall terminate as of the effective date of the orde...	[ [ 34, 41, "Regulation" ], [ 66, 67, "Act" ] ]	[ "(", "c", ")", "If", "Executive", "is", "removed", "and", "/", "or", "permanently", "prohibited", "from", "participating", "in", "the", "conduct", "of", "the", "Bank", "'", "s", "affairs", "by", "an", "order", "issued", "under", "Section", "8", "(", "e",...
10976	(d)If the Bank is in default as defined in Section 3(x) ( 12 U.S.C. 1813 (x)(1)) of the FDI Act , all obligations of the Bank under this contract shall terminate as of the date of default, but this paragraph shall not affect any vested rights of the contracting parties.	[ [ 12, 13, "Regulation" ], [ 18, 25, "Regulation" ], [ 35, 36, "Act" ] ]	[ "(", "d", ")", "If", "the", "Bank", "is", "in", "default", "as", "defined", "in", "Section", "3", "(", "x", ")", "(", "12", "U", ".", "S", ".", "C", ".", "1813", "(", "x", ")", "(", "1", ")", ")", "of", "the", "FDI", "Act", ",", "all", "o...
10977	(f) FDIC Part 359 Limitations. Despite any contrary provision in this Agreement, any payments made to Executive under this Agreement, or otherwise, shall be subject to compliance with 12 U.S.C. 1828 and FDIC Regulations 12 CFR Part 359 , Golden Parachute Indemnification Payments, and any other regulations or guidance p...	[ [ 34, 41, "Regulation" ], [ 45, 48, "Regulation" ] ]	[ "(", "f", ")", "FDIC", "Part", "359", "Limitations", ".", "Despite", "any", "contrary", "provision", "in", "this", "Agreement", ",", "any", "payments", "made", "to", "Executive", "under", "this", "Agreement", ",", "or", "otherwise", ",", "shall", "be", "su...
10979	If any compensation or benefits provided by this Agreement may result in the application of Section 409A of the Code, the Bank shall, in consultation with the Executive, modify the Agreement in the least restrictive manner necessary in order to exclude such compensation from the definition of deferred compensation with...	[ [ 15, 16, "Regulation" ], [ 126, 134, "Regulation" ] ]	[ "If", "any", "compensation", "or", "benefits", "provided", "by", "this", "Agreement", "may", "result", "in", "the", "application", "of", "Section", "409A", "of", "the", "Code", ",", "the", "Bank", "shall", ",", "in", "consultation", "with", "the", "Executive...
10980	The Bank and the Executive intend that their exercise of authority or discretion under this Agreement shall comply with Section 409A of the Internal Revenue Code of 1986 and all other applicable laws. No interpretation of this Agreement which does not satisfy the requirements of Section 409A shall be applied; instead, ...	[ [ 19, 20, "Regulation" ], [ 23, 27, "Act" ], [ 144, 146, "Act" ], [ 167, 169, "Act" ], [ 170, 171, "Regulation" ] ]	[ "The", "Bank", "and", "the", "Executive", "intend", "that", "their", "exercise", "of", "authority", "or", "discretion", "under", "this", "Agreement", "shall", "comply", "with", "Section", "409A", "of", "the", "Internal", "Revenue", "Code", "of", "1986", "and",...
10981	\| \| \| ---\|---\|---\|--- ATTEST: \| \| WAYNE SAVINGS COMMUNITY BANK \| \| \| \| \| \| \| \| \| /s/ Tara R. Snyder \| \| By: \| /s/Peggy J. Schmitz Secretary \| \| \| Peggy J. Schmitz, Chair \| \| \| Board of Directors \| \| \| \| \| \| WITNESS: \| \| : \| \| \| \| \| \| \| \| \| \| /s/ David L. Lehman \| \| /s/ James R. VanSickle , II \| \| \| James R. VanSickle ,...	[ [ 22, 25, "Parties" ], [ 38, 41, "Parties" ], [ 50, 53, "Parties" ], [ 94, 97, "Parties" ], [ 103, 108, "Parties" ] ]	[ "\|", "\|", "\|", "-", "-", "-", "\|", "-", "-", "-", "\|", "-", "-", "-", "\|", "-", "-", "-", "ATTEST", ":", "\|", "\|", "WAYNE", "SAVINGS", "COMMUNITY", "BANK", "\|", "\|", "\|", "\|", "\|", "\|", "\|", "\|", "\|", "/", "s", "/", "Tara", "R", ".", ...
10982	This EMPLOYMENT AGREEMENT (the Agreement) is entered into on October 12, 2017 , by and between OPTINOSE US, INC. , a Delaware corporation (the Company), and Peter K. Miller (Executive).	[ [ 1, 2, "Title" ], [ 11, 14, "EffectiveDate" ], [ 19, 23, "Parties" ], [ 34, 37, "Parties" ] ]	[ "This", "EMPLOYMENT", "AGREEMENT", "(", "the", "Agreement", ")", "is", "entered", "into", "on", "October", "12", ",", "2017", ",", "by", "and", "between", "OPTINOSE", "US", ",", "INC", ".", ",", "a", "Delaware", "corporation", "(", "the", "Company", ")",...
10984	1. Term. Subject to the terms and provisions of this Agreement, this Agreement shall be effective upon the closing of the OptiNose, Inc. initial public offering of its common stock, and shall continue until Executives employment with the Company is terminated by the Company or by Executive. At all times, Executives emp...	[ [ 24, 27, "Parties" ] ]	[ "1", ".", "Term", ".", "Subject", "to", "the", "terms", "and", "provisions", "of", "this", "Agreement", ",", "this", "Agreement", "shall", "be", "effective", "upon", "the", "closing", "of", "the", "OptiNose", ",", "Inc", ".", "initial", "public", "offering...
10985	2. Title, Duties and Responsibilities. While Executive is employed by the Company, Executive will serve as the Chief Executive Officer of OptiNose, Inc. and will report to the Board of Directors of OptiNose, Inc. Executive will have such duties and responsibilities that are commensurate with Executives position and suc...	[ [ 21, 23, "Role" ], [ 25, 28, "Parties" ], [ 38, 41, "Parties" ], [ 77, 80, "Parties" ], [ 136, 137, "Parties" ], [ 153, 154, "Parties" ] ]	[ "2", ".", "Title", ",", "Duties", "and", "Responsibilities", ".", "While", "Executive", "is", "employed", "by", "the", "Company", ",", "Executive", "will", "serve", "as", "the", "Chief", "Executive", "Officer", "of", "OptiNose", ",", "Inc", ".", "and", "wi...
10987	(a) Discretionary Bonus. Executive will be eligible to receive an annual target cash bonus of 60% of Executives Base Salary (the Target Annual Bonus) (pro-rated for any portion of a year during which Executive is not employed by the Company) at the discretion of the Board or the Compensation Committee and contingent up...	[ [ 18, 19, "Percentage" ] ]	[ "(", "a", ")", "Discretionary", "Bonus", ".", "Executive", "will", "be", "eligible", "to", "receive", "an", "annual", "target", "cash", "bonus", "of", "60", "%", "of", "Executives", "Base", "Salary", "(", "the", "Target", "Annual", "Bonus", ")", "(", "pr...
10989	Good Reason shall mean, without Executives prior written consent, (i) a material diminution in Executives position or duties, authority or responsibilities including, without limitation, Executive ceasing to be an executive officer (as defined under Rule 3b-7 of the Securities Exchange Act of 1934 , as amended (the Exc...	[ [ 0, 1, "Parties" ], [ 42, 43, "Regulation" ], [ 46, 50, "Act" ], [ 70, 74, "Regulation" ], [ 98, 100, "Role" ], [ 143, 144, "Percentage" ], [ 180, 182, "Address" ], [ 227, 231, "TerminationDa...	[ "Good", "Reason", "shall", "mean", ",", "without", "Executives", "prior", "written", "consent", ",", "(", "i", ")", "a", "material", "diminution", "in", "Executives", "position", "or", "duties", ",", "authority", "or", "responsibilities", "including", ",", "wi...
10991	(ii) provided Executive and his eligible dependents timely and properly elect to continue health care coverage under COBRA , continued participation by Executive and Executives eligible dependents in the standard group medical, dental and vision plans of the Company as in effect from time to time, on substantially the ...	[ [ 19, 19, "Act" ], [ 77, 77, "Act" ], [ 109, 109, "Act" ], [ 188, 188, "Act" ], [ 211, 215, "Regulation" ], [ 252, 252, "Act" ] ]	[ "(", "ii", ")", "provided", "Executive", "and", "his", "eligible", "dependents", "timely", "and", "properly", "elect", "to", "continue", "health", "care", "coverage", "under", "COBRA", ",", "continued", "participation", "by", "Executive", "and", "Executives", "e...
10993	13. Governing Law. This Agreement and any other document or instrument delivered pursuant hereto, and all claims or causes of action that may be based upon, arise out of or relate to this Agreement will be governed by, and construed under and in accordance with, the internal laws of the State of Delaware , without refe...	[ [ 56, 58, "Court" ] ]	[ "13", ".", "Governing", "Law", ".", "This", "Agreement", "and", "any", "other", "document", "or", "instrument", "delivered", "pursuant", "hereto", ",", "and", "all", "claims", "or", "causes", "of", "action", "that", "may", "be", "based", "upon", ",", "aris...
10995	(b) Each payment under this Agreement, including each installment payment, shall be considered a separate and distinct payment. For purposes of this Agreement, each payment is intended to be excepted from Section 409A to the maximum extent provided as follows: (i) each payment made within the applicable 2 month period ...	[ [ 37, 38, "Regulation" ], [ 61, 67, "Regulation" ], [ 106, 112, "Regulation" ], [ 173, 179, "Regulation" ] ]	[ "(", "b", ")", "Each", "payment", "under", "this", "Agreement", ",", "including", "each", "installment", "payment", ",", "shall", "be", "considered", "a", "separate", "and", "distinct", "payment", ".", "For", "purposes", "of", "this", "Agreement", ",", "each...
10997	/s/ Peter K. Miller	[ [ 3, 6, "Parties" ] ]	[ "/", "s", "/", "Peter", "K", ".", "Miller" ]
11002	WHEREAS, Executive is currently employed by Company as its Chief Operating Officer , pursuant to the terms of that certain offer letter dated February23, 2016 (the Offer Letter);	[ [ 10, 12, "Role" ], [ 24, 26, "EffectiveDate" ] ]	[ "WHEREAS", ",", "Executive", "is", "currently", "employed", "by", "Company", "as", "its", "Chief", "Operating", "Officer", ",", "pursuant", "to", "the", "terms", "of", "that", "certain", "offer", "letter", "dated", "February23", ",", "2016", "(", "the", "Off...
11003	1\. Roles and Duties. Subject to the terms and conditions of this Agreement, Company shall employ Executive as its Chief Operating Officer reporting to Companys Chief Executive Officer (CEO). The Executive shall have such duties and responsibilities as are reasonably determined by the Board of Directors and are consist...	[ [ 23, 25, "Role" ], [ 29, 31, "Role" ], [ 33, 33, "Role" ], [ 63, 65, "Role" ] ]	[ "1", "\\", ".", "Roles", "and", "Duties", ".", "Subject", "to", "the", "terms", "and", "conditions", "of", "this", "Agreement", ",", "Company", "shall", "employ", "Executive", "as", "its", "Chief", "Operating", "Officer", "reporting", "to", "Companys", "Chie...
11004	\| 3. \| Compensation. ---\|---\|--- (a) Base Salary. Company shall pay Executive a base salary (the Base Salary) at the annual rate of Three Hundred Forty-Five Thousand Dollars ( $345,000 ) . The Base Salary shall be payable in substantially equal periodic installments in accordance with Companys payroll practices as in e...	[ [ 46, 49, "Salary" ] ]	[ "\|", "3", ".", "\|", "Compensation", ".", "-", "-", "-", "\|", "-", "-", "-", "\|", "-", "-", "-", "(", "a", ")", "Base", "Salary", ".", "Company", "shall", "pay", "Executive", "a", "base", "salary", "(", "the", "Base", "Salary", ")", "at", "the",...
11005	(b) Annual Performance Bonus. Executive shall be eligible to receive an annual cash bonus (the Annual Performance Bonus), with the target amount of such Annual Performance Bonus equal to thirty percent ( 30% )of Executives Base Salary in the year to which the Annual Performance Bonus relates; provided that the actual a...	[ [ 38, 39, "Percentage" ] ]	[ "(", "b", ")", "Annual", "Performance", "Bonus", ".", "Executive", "shall", "be", "eligible", "to", "receive", "an", "annual", "cash", "bonus", "(", "the", "Annual", "Performance", "Bonus", ")", ",", "with", "the", "target", "amount", "of", "such", "Annual...
11006	(ii) Equity Acceleration. (A)All of Executives unvested equity awards will accelerate and vest immediately on the date of termination of Executives employment if such employment commenced at least twenty-four (24)months prior to a Change of Control, (B)50% of Executives unvested equity awards will vest immediately on t...	[ [ 49, 50, "Percentage" ], [ 97, 98, "Percentage" ] ]	[ "(", "ii", ")", "Equity", "Acceleration", ".", "(", "A", ")", "All", "of", "Executives", "unvested", "equity", "awards", "will", "accelerate", "and", "vest", "immediately", "on", "the", "date", "of", "termination", "of", "Executives", "employment", "if", "su...
11008	(i) Any termination of Executives employment triggering payment of benefits under Section4 must constitute a separation from service under Section409A(a)(2)(A)(i) of the Code and Treas. Reg. 1.409A-1(h) before distribution of such benefits can commence. To the extent that the termination of Executives employment does n...	[ [ 38, 44, "Regulation" ], [ 90, 96, "Regulation" ], [ 171, 177, "Regulation" ] ]	[ "(", "i", ")", "Any", "termination", "of", "Executives", "employment", "triggering", "payment", "of", "benefits", "under", "Section4", "must", "constitute", "a", "separation", "from", "service", "under", "Section409A", "(", "a", ")", "(", "2", ")", "(", "A",...
11012	WHEREAS, the Executive desires to continue to be employed by the Company as President Industry Division and to perform and to serve the Company on the terms and conditions hereinafter set forth.	[ [ 14, 14, "Role" ] ]	[ "WHEREAS", ",", "the", "Executive", "desires", "to", "continue", "to", "be", "employed", "by", "the", "Company", "as", "President", "Industry", "Division", "and", "to", "perform", "and", "to", "serve", "the", "Company", "on", "the", "terms", "and", "conditio...
11013	1.2 Duties. During the Employment Period, the Executive shall serve as President Industry Division of the Company and such other positions as an officer or director of the Company and such affiliates of the Company as the Company shall determine from time to time, and shall report directly to Chief Executive Officer. I...	[ [ 15, 17, "Role" ], [ 54, 56, "Role" ], [ 100, 102, "Role" ] ]	[ "1", ".", "2", "Duties", ".", "During", "the", "Employment", "Period", ",", "the", "Executive", "shall", "serve", "as", "President", "Industry", "Division", "of", "the", "Company", "and", "such", "other", "positions", "as", "an", "officer", "or", "director",...
11014	4.2. Non-Competition. By and in consideration of the Companys entering into this Employment Agreement, and in further consideration of the Executives exposure to the Confidential Information of the Company Group, the Executive agrees that the Executive shall not, during the Employment Period and for one year following ...	[ [ 16, 17, "Title" ], [ 150, 151, "Percentage" ], [ 170, 174, "Act" ] ]	[ "4", ".", "2", ".", "Non-Competition", ".", "By", "and", "in", "consideration", "of", "the", "Companys", "entering", "into", "this", "Employment", "Agreement", ",", "and", "in", "further", "consideration", "of", "the", "Executives", "exposure", "to", "the", ...
11018	EX-10.28 3 adg_ex1028.htm EMPLOYMENT AGREEMENT , DATED OCTOBER 11, 2017, BETWEEN THE COMPANY AND JOHN LIATOS	[ [ 7, 8, "Title" ], [ 11, 14, "EffectiveDate" ], [ 20, 21, "Parties" ] ]	[ "EX-10", ".", "28", "3", "adg_ex1028", ".", "htm", "EMPLOYMENT", "AGREEMENT", ",", "DATED", "OCTOBER", "11", ",", "2017", ",", "BETWEEN", "THE", "COMPANY", "AND", "JOHN", "LIATOS" ]
11019	This EMPLOYMENT AGREEMENT (this Agreement), dated as of October 11, 2017 is by and between ADGERO BIOPHARMACEUTICALS HOLDINGS, INC. , a Delaware corporation (the Company) and John Liatos (the Employee).	[ [ 1, 2, "Title" ], [ 11, 14, "EffectiveDate" ], [ 19, 24, "Parties" ], [ 34, 35, "Parties" ] ]	[ "This", "EMPLOYMENT", "AGREEMENT", "(", "this", "Agreement", ")", ",", "dated", "as", "of", "October", "11", ",", "2017", "is", "by", "and", "between", "ADGERO", "BIOPHARMACEUTICALS", "HOLDINGS", ",", "INC", ".", ",", "a", "Delaware", "corporation", "(", "...
11020	WHEREAS, the Company desires to employ the Employee as its Chief Financial Officer and the Employee desires to accept such employment, on the terms and conditions set forth in this Agreement; and	[ [ 3, 3, "Parties" ], [ 11, 13, "Role" ], [ 32, 32, "Title" ] ]	[ "WHEREAS", ",", "the", "Company", "desires", "to", "employ", "the", "Employee", "as", "its", "Chief", "Financial", "Officer", "and", "the", "Employee", "desires", "to", "accept", "such", "employment", ",", "on", "the", "terms", "and", "conditions", "set", "f...
11022	Section 2.1. Title. The Company shall employ the Employee to render exclusive and full-time services to the Company. The Employee shall serve in the capacity of Chief Financial Officer .	[ [ 31, 33, "Role" ] ]	[ "Section", "2", ".", "1", ".", "Title", ".", "The", "Company", "shall", "employ", "the", "Employee", "to", "render", "exclusive", "and", "full-time", "services", "to", "the", "Company", ".", "The", "Employee", "shall", "serve", "in", "the", "capacity", "of...
11025	(a) Base Salary. During the Term, the Company shall pay the Employee a base salary (the Base Salary) at the annualized rate of $275,000 , which shall be subject to customary withholdings and authorized deductions and be payable in equal installments in accordance with the Companys customary payroll practices in place f...	[ [ 29, 32, "Salary" ] ]	[ "(", "a", ")", "Base", "Salary", ".", "During", "the", "Term", ",", "the", "Company", "shall", "pay", "the", "Employee", "a", "base", "salary", "(", "the", "Base", "Salary", ")", "at", "the", "annualized", "rate", "of", "$", "275", ",", "000", ",", ...
11026	(b) Annual Bonus. For each calendar year ending during the Term (beginning with the calendar year ending December 31, 2017 ), the Employee shall be eligible to receive an annual bonus (the Annual Bonus) with a target amount of up to thirty five percent ( 35% ) of the Base Salary earned by the Employee for such calendar...	[ [ 21, 24, "TerminationDate" ], [ 53, 54, "Percentage" ], [ 156, 156, "Role" ], [ 219, 219, "Role" ] ]	[ "(", "b", ")", "Annual", "Bonus", ".", "For", "each", "calendar", "year", "ending", "during", "the", "Term", "(", "beginning", "with", "the", "calendar", "year", "ending", "December", "31", ",", "2017", ")", ",", "the", "Employee", "shall", "be", "eligib...
11027	(c) Equity Compensation. Subject to the terms of the Companys 2016 Equity Incentive Plan (the Plan) and approval of the Board or Compensation Committee, at the next regular meeting of the Board or the Compensation Committee on or following the Start Date, the Employee will be granted options to purchase up to 120,000 s...	[ [ 59, 61, "Shares" ], [ 105, 108, "Price" ], [ 326, 334, "TerminationDate" ], [ 375, 384, "TerminationDate" ], [ 542, 543, "Title" ] ]	[ "(", "c", ")", "Equity", "Compensation", ".", "Subject", "to", "the", "terms", "of", "the", "Companys", "2016", "Equity", "Incentive", "Plan", "(", "the", "Plan", ")", "and", "approval", "of", "the", "Board", "or", "Compensation", "Committee", ",", "at", ...
11028	(B) if the Employee then participates in the Companys medical and/or dental plans and the Employee timely elects to continue and maintain group health plan coverage pursuant to the Consolidated Omnibus Budget Reconciliation Act of 1985 , as amended ( COBRA ), then the Company shall reimburse the Employee for the health...	[ [ 33, 39, "Act" ], [ 44, 44, "Act" ], [ 60, 60, "Act" ], [ 89, 94, "TerminationDate" ], [ 121, 121, "Act" ], [ 179, 179, "Act" ], [ 189, 192, "Regulation" ], [ 283, 283, "Act" ], [ 335...	[ "(", "B", ")", "if", "the", "Employee", "then", "participates", "in", "the", "Companys", "medical", "and", "/", "or", "dental", "plans", "and", "the", "Employee", "timely", "elects", "to", "continue", "and", "maintain", "group", "health", "plan", "coverage",...
11030	Section 4.5. Post-Termination Breach. Notwithstanding anything to the contrary contained in this Agreement, the Companys obligations to provide the Severance Payments and the COBRA Assistance will immediately cease if the Employee breaches any of the provisions of the Covenants Agreement, the Release Agreement or any o...	[ [ 28, 28, "Act" ], [ 43, 44, "Title" ], [ 47, 48, "Title" ] ]	[ "Section", "4", ".", "5", ".", "Post-Termination", "Breach", ".", "Notwithstanding", "anything", "to", "the", "contrary", "contained", "in", "this", "Agreement", ",", "the", "Companys", "obligations", "to", "provide", "the", "Severance", "Payments", "and", "the"...
11031	Section 5.6. Governing Law; Jurisdiction. This Agreement shall be governed by, and construed in accordance with, the laws of the State of New Jersey , without regard to principles of conflicts of law. Any and all actions arising out of this Agreement or Employees employment by Company or termination therefrom shall be ...	[ [ 27, 30, "Court" ] ]	[ "Section", "5", ".", "6", ".", "Governing", "Law", ";", "Jurisdiction", ".", "This", "Agreement", "shall", "be", "governed", "by", ",", "and", "construed", "in", "accordance", "with", ",", "the", "laws", "of", "the", "State", "of", "New", "Jersey", ",", ...
11032	/s/ John Liatos _______________	[ [ 3, 4, "Parties" ] ]	[ "/", "s", "/", "John", "Liatos", "_______________" ]
11033	This Employment Agreement (the Agreement) is made as of October18, 2017 , between Allena Pharmaceuticals, Inc. (the Company), and Alexey Margolin , Ph.D. (the Executive). This Agreement shall be effective as of the closing of the first underwritten public offering of the equity securities of the Company pursuant to an ...	[ [ 1, 2, "Title" ], [ 11, 13, "EffectiveDate" ], [ 16, 20, "Parties" ], [ 27, 33, "Parties" ], [ 69, 72, "Act" ], [ 109, 110, "Title" ], [ 117, 119, "EffectiveDate" ], [ 128, 130, "EffectiveDat...	[ "This", "Employment", "Agreement", "(", "the", "Agreement", ")", "is", "made", "as", "of", "October18", ",", "2017", ",", "between", "Allena", "Pharmaceuticals", ",", "Inc", ".", "(", "the", "Company", ")", ",", "and", "Alexey", "Margolin", ",", "Ph", "....
11034	(a) Base salary. The Executives initial annual base salary rate shall be $513,200 . The Executives base salary rate shall be subject to increase by the Board or the compensation Committee of the Board (the compensation Committee) from time to time and shall not be subject to diminution except as provided in Section3(e)...	[ [ 15, 18, "Salary" ] ]	[ "(", "a", ")", "Base", "salary", ".", "The", "Executives", "initial", "annual", "base", "salary", "rate", "shall", "be", "$", "513", ",", "200", ".", "The", "Executives", "base", "salary", "rate", "shall", "be", "subject", "to", "increase", "by", "the", ...
11036	(c) Termination by the Company for Cause. The Company may terminate the Executives employment hereunder for Cause. For purposes of this Agreement, Cause shall mean: (i)conduct by the Executive constituting a material act of misconduct in connection with the performance of the Executives duties, including, without limit...	[]	[ "(", "c", ")", "Termination", "by", "the", "Company", "for", "Cause", ".", "The", "Company", "may", "terminate", "the", "Executives", "employment", "hereunder", "for", "Cause", ".", "For", "purposes", "of", "this", "Agreement", ",", "Cause", "shall", "mean",...
11039	(iii) the consummation of (A)any consolidation or merger of the Company where the stockholders of the Company, immediately prior to the consolidation or merger, would not, immediately after the consolidation or merger, beneficially own (as such term is defined in Rule 13d- 3 under the Act), directly or indirectly, shar...	[ [ 50, 53, "Regulation" ], [ 70, 71, "Percentage" ] ]	[ "(", "iii", ")", "the", "consummation", "of", "(", "A", ")", "any", "consolidation", "or", "merger", "of", "the", "Company", "where", "the", "stockholders", "of", "the", "Company", ",", "immediately", "prior", "to", "the", "consolidation", "or", "merger", ...
11041	9\. Consent to jurisdiction; Jury Waiver. The parties hereby agree that the state and federal courts of Massachusetts shall be the exclusive jurisdiction and exclusive venue for any such court action. Accordingly, with respect to any such court action, the Executive submits to the exclusive personal jurisdiction of suc...	[ [ 16, 21, "Court" ] ]	[ "9", "\\", ".", "Consent", "to", "jurisdiction", ";", "Jury", "Waiver", ".", "The", "parties", "hereby", "agree", "that", "the", "state", "and", "federal", "courts", "of", "Massachusetts", "shall", "be", "the", "exclusive", "jurisdiction", "and", "exclusive", ...
11042	/s/ Edward Wholihan \| \| Edward Wholihan Its: \| \| Chief Financial Officer EXECUTIVE: /s/ Alexey Margolin Alexey Margolin , Ph.D.	[ [ 3, 4, "Parties" ], [ 13, 15, "Role" ], [ 21, 22, "Parties" ] ]	[ "/", "s", "/", "Edward", "Wholihan", "\|", "\|", "Edward", "Wholihan", "Its", ":", "\|", "\|", "Chief", "Financial", "Officer", "EXECUTIVE", ":", "/", "s", "/", "Alexey", "Margolin", "Alexey", "Margolin", ",", "Ph", ".", "D", "." ]
11044	(h) Governing Law. This Agreement shall be governed by and construed in accordance with the laws of the Commonwealth of Massachusetts (without reference to the conflicts of laws provisions thereof). Any action, suit, or other legal proceeding which is commenced to resolve any matter arising under or relating to any pro...	[ [ 21, 23, "Court" ] ]	[ "(", "h", ")", "Governing", "Law", ".", "This", "Agreement", "shall", "be", "governed", "by", "and", "construed", "in", "accordance", "with", "the", "laws", "of", "the", "Commonwealth", "of", "Massachusetts", "(", "without", "reference", "to", "the", "confli...
11045	\| \| \| \| \| \| ---\|---\|---\|---\|---\|---\|--- \| \| \| \| Allena Pharmaceuticals, Inc. \| \| \| Date: September 8, 2011 \| \| \| \| By: \| \|	[ [ 37, 41, "Parties" ], [ 47, 50, "EffectiveDate" ] ]	[ "\|", "\|", "\|", "\|", "\|", "\|", "-", "-", "-", "\|", "-", "-", "-", "\|", "-", "-", "-", "\|", "-", "-", "-", "\|", "-", "-", "-", "\|", "-", "-", "-", "\|", "-", "-", "-", "\|", "\|", "\|", "\|", "Allena", "Pharmaceuticals", ",", "Inc", ".", "...
11047	This Agreement is made between Allena Pharmaceuticals, Inc. , a Delaware corporation (hereinafter referred to collectively with its subsidiaries as the Company), and Alexey Margolin (the Employee).	[ [ 5, 9, "Parties" ], [ 28, 29, "Parties" ] ]	[ "This", "Agreement", "is", "made", "between", "Allena", "Pharmaceuticals", ",", "Inc", ".", ",", "a", "Delaware", "corporation", "(", "hereinafter", "referred", "to", "collectively", "with", "its", "subsidiaries", "as", "the", "Company", ")", ",", "and", "Alex...
11048	(i) Governing Law. This Agreement shall be governed by and construed in accordance with the laws of the Commonwealth of Massachusetts (without reference to the conflicts of laws provisions thereof). Any action, suit, or other legal proceeding which is commenced to resolve any matter arising under or relating to any pro...	[ [ 21, 23, "Court" ] ]	[ "(", "i", ")", "Governing", "Law", ".", "This", "Agreement", "shall", "be", "governed", "by", "and", "construed", "in", "accordance", "with", "the", "laws", "of", "the", "Commonwealth", "of", "Massachusetts", "(", "without", "reference", "to", "the", "confli...
11050	1.2 Duties. During the Term, Executive shall be employed by the Company as Vice President , Manufacturing of the Company , and, as such, Executive shall faithfully perform for the Company the duties of said office and shall perform such other duties of an executive , managerial or administrative nature as shall be spec...	[ [ 17, 18, "Role" ], [ 84, 86, "Role" ], [ 89, 89, "Role" ] ]	[ "1", ".", "2", "Duties", ".", "During", "the", "Term", ",", "Executive", "shall", "be", "employed", "by", "the", "Company", "as", "Vice", "President", ",", "Manufacturing", "of", "the", "Company", ",", "and", ",", "as", "such", ",", "Executive", "shall",...
11051	4.1 Annual salary. During the Term, the Company shall pay Executive a base salary at the rate of $350,350 per annum, in accordance with the customary payroll practices of the Company applicable to senior executive s, but not less frequently than monthly. The compensation Committee (the compensation Committee) of the Bo...	[ [ 22, 25, "Salary" ] ]	[ "4", ".", "1", "Annual", "salary", ".", "During", "the", "Term", ",", "the", "Company", "shall", "pay", "Executive", "a", "base", "salary", "at", "the", "rate", "of", "$", "350", ",", "350", "per", "annum", ",", "in", "accordance", "with", "the", "cu...
11052	a.Annual Bonus compensation. During the Term, Executive shall be eligible to receive an annual bonus (the Annual Bonus) pursuant to the terms and conditions of the Companys annual incentive plan for executive officers (or any successor thereto). Based upon attainment of performance goals predetermined by the compensati...	[ [ 72, 73, "Percentage" ] ]	[ "a", ".", "Annual", "Bonus", "compensation", ".", "During", "the", "Term", ",", "Executive", "shall", "be", "eligible", "to", "receive", "an", "annual", "bonus", "(", "the", "Annual", "Bonus", ")", "pursuant", "to", "the", "terms", "and", "conditions", "of...
11053	a material reduction of Executives Annual salary or Target Annual Bonus opportunity (except for across-the-board annual base salary or annual target bonus opportunity reductions affecting all senior executive s of the Company); \| ---\|--- ii.	[]	[ "a", "material", "reduction", "of", "Executives", "Annual", "salary", "or", "Target", "Annual", "Bonus", "opportunity", "(", "except", "for", "across-the-board", "annual", "base", "salary", "or", "annual", "target", "bonus", "opportunity", "reductions", "affecting",...
11055	the Incumbent Directors cease for any reason to constitute at least 60% of the Board; \| ---\|--- iii.	[ [ 11, 12, "Percentage" ] ]	[ "the", "Incumbent", "Directors", "cease", "for", "any", "reason", "to", "constitute", "at", "least", "60", "%", "of", "the", "Board", ";", "\|", "-", "-", "-", "\|", "-", "-", "-", "iii", "." ]
11059	Renewable Energy Group, Inc.	[ [ 0, 5, "Parties" ] ]	[ "Renewable", "Energy", "Group", ",", "Inc", "." ]
11062	This Employee Non-Competition and Confidentiality Agreement (this Agreement) is made between RENEWABLE ENERGY GROUP, INC., a Delaware corporation (the Employer), and Brad Albin (Employee).	[ [ 1, 5, "Title" ], [ 13, 18, "Parties" ], [ 29, 30, "Parties" ] ]	[ "This", "Employee", "Non-Competition", "and", "Confidentiality", "Agreement", "(", "this", "Agreement", ")", "is", "made", "between", "RENEWABLE", "ENERGY", "GROUP", ",", "INC", ".", ",", "a", "Delaware", "corporation", "(", "the", "Employer", ")", ",", "and",...
11068	(i)During the Employment Period, Executive shall serve as the Chief Financial Officer of the Employer and shall have the normal duties, responsibilities and authority implied by such position and such other duties and responsibilities as are assigned by the Chief Executive Officer and/or his or her designee.	[ [ 13, 15, "Role" ], [ 44, 46, "Role" ] ]	[ "(", "i", ")", "During", "the", "Employment", "Period", ",", "Executive", "shall", "serve", "as", "the", "Chief", "Financial", "Officer", "of", "the", "Employer", "and", "shall", "have", "the", "normal", "duties", ",", "responsibilities", "and", "authority", ...
11069	(i)Salary. During the Employment Period, the Employer will pay Executive a base salary of $265,000 per annum (the Base salary). The Board may review the Base salary of Executive and may adjust the Base salary by such amount as the Board, in its sole discretion, shall deem appropriate. The term Base salary as used in th...	[ [ 19, 22, "Salary" ] ]	[ "(", "i", ")", "Salary", ".", "During", "the", "Employment", "Period", ",", "the", "Employer", "will", "pay", "Executive", "a", "base", "salary", "of", "$", "265", ",", "000", "per", "annum", "(", "the", "Base", "salary", ")", ".", "The", "Board", "m...
11071	twenty-four (24) months after such Separation (and with the first payment to include the first two monthly installments); provided, that if Executives employment with the Employer and its Affiliates is terminated by the Employer without Cause or by Executive for Good Reason prior to the one (1) year of the anniversary ...	[ [ 51, 55, "TerminationDate" ] ]	[ "twenty-four", "(", "24", ")", "months", "after", "such", "Separation", "(", "and", "with", "the", "first", "payment", "to", "include", "the", "first", "two", "monthly", "installments", ")", ";", "provided", ",", "that", "if", "Executives", "employment", "wi...
11074	(a)Non-Competition. Executive shall not, while Executive is employed by the Employer and for two (2) years after the date of any Separation (the Restricted Period), directly or indirectly, engage, without the prior express written consent of the Board, in any business or activity, whether as an employee, consultant, pa...	[ [ 278, 279, "Percentage" ] ]	[ "(", "a", ")", "Non-Competition", ".", "Executive", "shall", "not", ",", "while", "Executive", "is", "employed", "by", "the", "Employer", "and", "for", "two", "(", "2", ")", "years", "after", "the", "date", "of", "any", "Separation", "(", "the", "Restric...
11076	/s/ Diane D. Reed	[ [ 3, 6, "Parties" ] ]	[ "/", "s", "/", "Diane", "D", ".", "Reed" ]
11077	THIS FOUNDER EMPLOYMENT AGREEMENT (this "Agreement") is entered into this 10th day of October, 2017 , to take effect October 1st, 2017 (the "Effective Date"), by and between InVESTVIEW INC . a Nevada corporation (the "Employer"), and Ryan Smith (the "Founder").	[ [ 1, 1, "Role" ], [ 2, 3, "Title" ], [ 14, 19, "EffectiveDate" ], [ 24, 27, "EffectiveDate" ], [ 39, 41, "Parties" ], [ 53, 54, "Parties" ] ]	[ "THIS", "FOUNDER", "EMPLOYMENT", "AGREEMENT", "(", "this", "\"", "Agreement", "\"", ")", "is", "entered", "into", "this", "10th", "day", "of", "October", ",", "2017", ",", "to", "take", "effect", "October", "1st", ",", "2017", "(", "the", "\"", "Effectiv...
11078	1.3Duties. During the term of this Agreement, the Founder shall be employed by the Employer and shall serve as Chief Executive Officer . The Founder shall serve in such offices or positions with the Employer or any subsidiary of the Employer and such substitute or further offices or positions of substantially consisten...	[ [ 23, 25, "Role" ] ]	[ "1", ".", "3Duties", ".", "During", "the", "term", "of", "this", "Agreement", ",", "the", "Founder", "shall", "be", "employed", "by", "the", "Employer", "and", "shall", "serve", "as", "Chief", "Executive", "Officer", ".", "The", "Founder", "shall", "serve"...
11079	(ii)the sale, exchange, or other disposition to a single person or group of persons under common control in one transaction or series of related transactions resulting in such person or persons owning, directly or indirectly, greater than twenty-five percent (25%) of the combined voting power of the outstanding shares ...	[ [ 47, 48, "Percentage" ] ]	[ "(", "ii", ")", "the", "sale", ",", "exchange", ",", "or", "other", "disposition", "to", "a", "single", "person", "or", "group", "of", "persons", "under", "common", "control", "in", "one", "transaction", "or", "series", "of", "related", "transactions", "re...
11082	\| EMPLOYER: ---\|--- \| Address: \| Investview, Inc. 12 South 400 West \| \| Salt Lake City, UT 84101 \| \| \| By: \| ![](tv476913_ex10-24img1.jpg) \| Name: \| Ryan Smith \| Title: \| CEO \| \| \| By: \| ![](tv476913_ex10-24img2.jpg) \| Name: \| Annette Raynor \| Title: \| COO \| \| Address: \| FOUNDER: 1836 West Phillip Street \| \| Kaysville,...	[ [ 14, 17, "Parties" ], [ 18, 21, "Address" ], [ 24, 29, "Address" ], [ 54, 54, "Role" ], [ 79, 79, "Role" ], [ 85, 85, "Role" ], [ 87, 90, "Address" ], [ 93, 95, "Address" ] ]	[ "\|", "EMPLOYER", ":", "-", "-", "-", "\|", "-", "-", "-", "\|", "Address", ":", "\|", "Investview", ",", "Inc", ".", "12", "South", "400", "West", "\|", "\|", "Salt", "Lake", "City", ",", "UT", "84101", "\|", "\|", "\|", "By", ":", "\|", "!", "[", "...
11083	This Executive Employment Agreement (this Agreement) is made and entered into this 20th day of October, 2017 (the Effective Date) by and between Spero Therapeutics, Inc. , a Delaware corporation (Company), and Thomas Parr Jr. (Executive).	[ [ 1, 3, "Title" ], [ 14, 19, "EffectiveDate" ], [ 28, 32, "Parties" ], [ 42, 45, "Parties" ] ]	[ "This", "Executive", "Employment", "Agreement", "(", "this", "Agreement", ")", "is", "made", "and", "entered", "into", "this", "20th", "day", "of", "October", ",", "2017", "(", "the", "Effective", "Date", ")", "by", "and", "between", "Spero", "Therapeutics",...
11084	WHEREAS, Executive is currently employed by Company as its Chief Scientific Officer , pursuant to the terms of that certain offer letter dated April9, 2014 (the Offer Letter);	[ [ 10, 12, "Role" ], [ 24, 26, "EffectiveDate" ] ]	[ "WHEREAS", ",", "Executive", "is", "currently", "employed", "by", "Company", "as", "its", "Chief", "Scientific", "Officer", ",", "pursuant", "to", "the", "terms", "of", "that", "certain", "offer", "letter", "dated", "April9", ",", "2014", "(", "the", "Offer"...
11086	\| 3. \| compensation. ---\|---\|--- (a) Base salary. Company shall pay Executive a base salary (the Base salary) at the annual rate of Two Hundred Ninety-Three Thousand One Hundred Sixty-Four Dollars ( $293,164 ) . The Base salary shall be payable in substantially equal periodic installments in accordance with Companys pa...	[ [ 49, 52, "Salary" ] ]	[ "\|", "3", ".", "\|", "compensation", ".", "-", "-", "-", "\|", "-", "-", "-", "\|", "-", "-", "-", "(", "a", ")", "Base", "salary", ".", "Company", "shall", "pay", "Executive", "a", "base", "salary", "(", "the", "Base", "salary", ")", "at", "the",...
11088	(iii) Benefits payments. Upon completion of appropriate forms and subject to applicable terms and conditions under the Consolidated Omnibus Budget Reconciliation Act of 1985 , as amended ( COBRA ), Company shall continue to provide Executive medical insurance coverage to the same extent that such	[ [ 20, 26, "Act" ], [ 31, 31, "Act" ] ]	[ "(", "iii", ")", "Benefits", "payments", ".", "Upon", "completion", "of", "appropriate", "forms", "and", "subject", "to", "applicable", "terms", "and", "conditions", "under", "the", "Consolidated", "Omnibus", "Budget", "Reconciliation", "Act", "of", "1985", ",",...
11095	/s/ Thomas Parr Jr.	[ [ 3, 6, "Parties" ] ]	[ "/", "s", "/", "Thomas", "Parr", "Jr", "." ]
11096	1.1Term. The Company hereby continues to employ Executive for a term (as the same may be extended, the Term) commencing as of August 15, 2017 and continuing until August 15, 2020 , unless terminated earlier in accordance with the provisions of Section 7. On August 15 , 2020 , the Term shall automatically be extended fo...	[ [ 28, 31, "EffectiveDate" ], [ 35, 38, "TerminationDate" ], [ 66, 66, "RenewalTerm" ] ]	[ "1", ".", "1Term", ".", "The", "Company", "hereby", "continues", "to", "employ", "Executive", "for", "a", "term", "(", "as", "the", "same", "may", "be", "extended", ",", "the", "Term", ")", "commencing", "as", "of", "August", "15", ",", "2017", "and", ...
11098	(a)Annual Bonus compensation. During the Term, Executive shall be eligible to receive an annual bonus (the Annual Bonus) pursuant to the terms and conditions of the Companys annual incentive plan for executive officers (or any successor thereto). Based upon attainment of performance goals predetermined by the compensat...	[ [ 73, 74, "Percentage" ] ]	[ "(", "a", ")", "Annual", "Bonus", "compensation", ".", "During", "the", "Term", ",", "Executive", "shall", "be", "eligible", "to", "receive", "an", "annual", "bonus", "(", "the", "Annual", "Bonus", ")", "pursuant", "to", "the", "terms", "and", "conditions"...
11099	a cash payment equal to 100% of Executives Annual salary, payable in equal installments over a 12-month period in accordance with the Companys usual and customary payroll practices; \| ---\|--- D.	[ [ 5, 6, "Percentage" ] ]	[ "a", "cash", "payment", "equal", "to", "100", "%", "of", "Executives", "Annual", "salary", ",", "payable", "in", "equal", "installments", "over", "a", "12-month", "period", "in", "accordance", "with", "the", "Companys", "usual", "and", "customary", "payroll", ...
11104	THIS EMPLOYMENT AGREEMENT (the"Agreement")dated asof August 21, 2017 is entered into between Zanderr Therapeutics, Inc. , a Nevada corporation, (the "Company")and Todd S. Caven ("Employee").	[ [ 1, 2, "Title" ], [ 11, 14, "EffectiveDate" ], [ 19, 23, "Parties" ], [ 36, 39, "Parties" ] ]	[ "THIS", "EMPLOYMENT", "AGREEMENT", "(", "the", "\"", "Agreement", "\"", ")", "dated", "asof", "August", "21", ",", "2017", "is", "entered", "into", "between", "Zanderr", "Therapeutics", ",", "Inc", ".", ",", "a", "Nevada", "corporation", ",", "(", "the", ...
11109	Employee acknowledges that any Stock Paymentsissued pursuant to this Agreement that are not registered pursuant to the Securities Act of 1933 shall constitute restricted securities as that term is defined in Rule 144 promulgated under the Securities Act of 1933 , and shall contain the following restrictive legend:	[ [ 17, 20, "Act" ], [ 31, 32, "Regulation" ] ]	[ "Employee", "acknowledges", "that", "any", "Stock", "Paymentsissued", "pursuant", "to", "this", "Agreement", "that", "are", "not", "registered", "pursuant", "to", "the", "Securities", "Act", "of", "1933", "shall", "constitute", "restricted", "securities", "as", "t...
11110	THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 , AS AMENDED (THE ACT), OR SECURITIES LAWS OF ANY STATE AND MAY NOT BE OFFERED, SOLD, ASSIGNED, PLEDGED, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF AN	[ [ 8, 11, "Act" ] ]	[ "THESE", "SECURITIES", "HAVE", "NOT", "BEEN", "REGISTERED", "UNDER", "THE", "SECURITIES", "ACT", "OF", "1933", ",", "AS", "AMENDED", "(", "THE", "ACT", ")", ",", "OR", "SECURITIES", "LAWS", "OF", "ANY", "STATE", "AND", "MAY", "NOT", "BE", "OFFERED", ",",...

10910

EX-10.16 4 dpdm_ex1016.htm EXECUTIVE EMPLOYMENT AGREEMENT , DATED AS OF MARCH 30, 2017 , BY AND BETWEEN THE COMPANY AND ALLAN MAYER

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10911

This Executive Employment Agreement (the Agreement) is made and entered into as of March 30, 2017 by and between Allan Mayer (the Executive) and Dolphin Digital Media, Inc. , a Florida corporation (the Company).

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10916

4.8 Executive Lock-Up Period. The Executive acknowledges and agrees that at no time from the Effective Date until the first anniversary of the Closing Date, shall the Executive Transfer or permit to be Transferred any of the shares of Common Stock, including any shares received from an Annual Stock Bonus, (the Shares),...

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10920

5.1 Section 83(b) Election. If the Executive properly elects, within thirty (30) days of the date of payment of an Annual Stock Bonus (the Payment Date), to include in gross income for federal income tax purposes an amount equal to the fair market value (as of the Payment Date) of the Annual Stock Bonus pursuant to Sec...

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10925

15. Governing Law. This Agreement shall be governed by and construed in accordance with the laws of the State of New York without reference to the conflicts of law rules thereof that may require the application of the laws of another jurisdiction.

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10927

Coral Gables, FL 33134

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10929

Fax No: (305) 961-5532

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10932

Fax No: (212) 589-4201

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10938

WHEREAS, the Executive desires to continue to be employed by the Company as President Municipal Division and to perform and to serve the Company on the terms and conditions hereinafter set forth.

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10940

1.2. Duties. During the Employment Period, the Executive shall serve as President Municipal Division of the Company and such other positions as an officer or director of the Company and such affiliates of the Company as the Company shall determine from time to time, and shall report directly to Chief Executive Officer....

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10942

2.4. Business Expenses. The Company shall pay or reimburse the Executive, upon presentation of documentation, for all commercially reasonable out-of-pocket business expenses that the Executive incurs during the Employment Period in performing his duties under this Employment Agreement and in accordance with the expense...

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10943

4.2. Non-Competition. By and in consideration of the Companys entering into this Employment Agreement, and in further consideration of the Executives exposure to the Confidential Information of the Company Group, the Executive agrees that the Executive shall not, during the Employment Period and for one year following ...

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10944

4.6. Proprietary Rights. The Executive shall disclose promptly to the Company any and all inventions, discoveries, and improvements (whether or not patentable or registrable under copyright or similar statutes), and all patentable or copyrightable works, initiated, conceived, discovered, reduced to practice, or made by...

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10949

THIS EMPLOYMENT AGREEMENT (this Agreement), dated as of July2, 2008 , between STERLING BANCORP,INC. , a Michigan corporation (the Company), STERLING BANK AND TRUST, F.S.B. , ( the Bank), and their affiliated entities (collectively Employer) with their principal offices located at One Towne Square, 17th Floor, Southfiel...

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10953

(c) The Executive will use his best efforts to perform diligently such duties as are consistent with his capacity as Chairman or such other duties as the Board and/or Board reasonably determines, including on an interim basis, the duties associated with being a Chief Executive Officer . The Executive will devote as muc...

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10954

(d) While it is contemplated that after an initial transition and organizational period, in connection with the Executives employment, the Executive will spend no less than two (2)weeks per month at the Employers offices in San Francisco, California , it is also understood by the Parties that the Executive may need to ...

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10955

4. Base Salary. The Executive will receive from the Bank (but, internally allocated between the Employer entities) an annual salary of Two Hundred Twenty-Five Thousand Dollars ( $225,000 ) (the Base Salary), payable in accordance with the standard practice of the Bank in the payment of salaries of its employees. The Bo...

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10959

15. Governing Law, Arbitration and Waiver of Jury Trial. The Parties agree, to the extent permitted by law, that they EACH HEREBY WAIVES ANY RIGHT TO A TRIAL BY JURY, and agrees not to bring any claim, proceeding or action arising out of or related to this Agreement in any tribunal or court, except as necessary to enfo...

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10960

20. Governing Law. This Agreement will be governed by and construed and interpreted in accordance with the laws of California , without reference to principles of conflict of laws.

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10963

WHEREAS, the Bank agrees to employ Executive as its President and Chief Executive Officer , subject to the authority and direction of the Banks Board of Directors, and Executive agrees to accept such employment subject to the terms and conditions set forth herein; and

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10964

During the period of his employment hereunder, Executive agrees to serve as President and Chief Executive Officer for the Bank (the "Executive Position"). As President and Chief Executive Officer , Executive agrees to serve under the direction of the Banks Board of Directors (Board) and to perform the usual and customa...

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10965

(a)The Initial Term of Executives employment under this Agreement shall begin on August 29, 2017 , and shall continue until December 31, 2019 , unless terminated earlier in accordance with the terms herein. This Agreement, if still in effect, shall be reviewed annually thereafter by the Board, and may be renewed for su...

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10969

(c)Upon the termination of Executives employment constituting a separation from service, as defined in Treasury Regulation 1.409A-1(h) , and resulting from an Event of Termination as defined in Section 4(a) or 4(b), provided that Executive has signed and delivered to the Bank a release agreement in form and substance a...

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10970

Despite anything to the contrary in this Agreement, the Executive shall not be entitled to any severance benefits under Section 4 of this Agreement on account of employment termination unless the Executive's employment termination constitutes a separation from service, as that term is defined in Code Section 409A and T...

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10971

(d)Upon the termination of Executives employment constituting a separation from service, as defined in Treasury Regulation 1.409A-1(h) , and resulting from an Event of Termination as defined in Section 4(a) or 4(b), if Executive elects continuation coverage pursuant to Section 4980B(f) of the Internal Revenue Code ( CO...

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10972

Notwithstanding the foregoing, if the reimbursement of Executives Continuation Coverage payments hereunder would trigger the 20% tax and interest penalties under Section 409A of the Code, then the Continuation Coverage Reimbursement Payments shall not be provided, and in lieu thereof, the Bank shall pay to the Executiv...

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10973

| (i)| Engage or participate, directly or indirectly, either as principal, agent, employee, employer, consultant, director, shareholder (except as the holder of not more than two percent of the stock of any publicly traded corporation) or in any other individual or representative capacity whatsoever, in the operation, ...

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10974

(b)If Executive is suspended from office and/or temporarily prohibited from participating in the conduct of the Bank's affairs by a notice served under Section 8(e)(3) ( 12 U.S.C. 1818 (e)(3)) or 8(g) ( 12 U.S.C. 1818 (g)) of the Federal Deposit Insurance Act ( the " FDI Act "), the Bank's obligations under this contra...

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10975

(c)If Executive is removed and/or permanently prohibited from participating in the conduct of the Bank's affairs by an order issued under Section 8(e) ( 12 U.S.C. 1818 (e)) or 8(g) ( 12 U.S.C. 1818 (g)) of the FDI Act , all obligations of the Bank under this contract shall terminate as of the effective date of the orde...

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10976

(d)If the Bank is in default as defined in Section 3(x) ( 12 U.S.C. 1813 (x)(1)) of the FDI Act , all obligations of the Bank under this contract shall terminate as of the date of default, but this paragraph shall not affect any vested rights of the contracting parties.

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10977

(f) FDIC Part 359 Limitations. Despite any contrary provision in this Agreement, any payments made to Executive under this Agreement, or otherwise, shall be subject to compliance with 12 U.S.C. 1828 and FDIC Regulations 12 CFR Part 359 , Golden Parachute Indemnification Payments, and any other regulations or guidance p...

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10979

If any compensation or benefits provided by this Agreement may result in the application of Section 409A of the Code, the Bank shall, in consultation with the Executive, modify the Agreement in the least restrictive manner necessary in order to exclude such compensation from the definition of deferred compensation with...

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10980

The Bank and the Executive intend that their exercise of authority or discretion under this Agreement shall comply with Section 409A of the Internal Revenue Code of 1986 and all other applicable laws. No interpretation of this Agreement which does not satisfy the requirements of Section 409A shall be applied; instead, ...

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10981

| | | ---|---|---|--- ATTEST: | | WAYNE SAVINGS COMMUNITY BANK | | | | | | | | | /s/ Tara R. Snyder | | By: | /s/Peggy J. Schmitz Secretary | | | Peggy J. Schmitz, Chair | | | Board of Directors | | | | | | WITNESS: | | : | | | | | | | | | | /s/ David L. Lehman | | /s/ James R. VanSickle , II | | | James R. VanSickle ,...

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10982

This EMPLOYMENT AGREEMENT (the Agreement) is entered into on October 12, 2017 , by and between OPTINOSE US, INC. , a Delaware corporation (the Company), and Peter K. Miller (Executive).

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10984

1. Term. Subject to the terms and provisions of this Agreement, this Agreement shall be effective upon the closing of the OptiNose, Inc. initial public offering of its common stock, and shall continue until Executives employment with the Company is terminated by the Company or by Executive. At all times, Executives emp...

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10985

2. Title, Duties and Responsibilities. While Executive is employed by the Company, Executive will serve as the Chief Executive Officer of OptiNose, Inc. and will report to the Board of Directors of OptiNose, Inc. Executive will have such duties and responsibilities that are commensurate with Executives position and suc...

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10987

(a) Discretionary Bonus. Executive will be eligible to receive an annual target cash bonus of 60% of Executives Base Salary (the Target Annual Bonus) (pro-rated for any portion of a year during which Executive is not employed by the Company) at the discretion of the Board or the Compensation Committee and contingent up...

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10989

Good Reason shall mean, without Executives prior written consent, (i) a material diminution in Executives position or duties, authority or responsibilities including, without limitation, Executive ceasing to be an executive officer (as defined under Rule 3b-7 of the Securities Exchange Act of 1934 , as amended (the Exc...

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10991

(ii) provided Executive and his eligible dependents timely and properly elect to continue health care coverage under COBRA , continued participation by Executive and Executives eligible dependents in the standard group medical, dental and vision plans of the Company as in effect from time to time, on substantially the ...

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10993

13. Governing Law. This Agreement and any other document or instrument delivered pursuant hereto, and all claims or causes of action that may be based upon, arise out of or relate to this Agreement will be governed by, and construed under and in accordance with, the internal laws of the State of Delaware , without refe...

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10995

(b) Each payment under this Agreement, including each installment payment, shall be considered a separate and distinct payment. For purposes of this Agreement, each payment is intended to be excepted from Section 409A to the maximum extent provided as follows: (i) each payment made within the applicable 2 month period ...

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10997

/s/ Peter K. Miller

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11002

WHEREAS, Executive is currently employed by Company as its Chief Operating Officer , pursuant to the terms of that certain offer letter dated February23, 2016 (the Offer Letter);

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11003

1\. Roles and Duties. Subject to the terms and conditions of this Agreement, Company shall employ Executive as its Chief Operating Officer reporting to Companys Chief Executive Officer (CEO). The Executive shall have such duties and responsibilities as are reasonably determined by the Board of Directors and are consist...

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11004

| 3. | Compensation. ---|---|--- (a) Base Salary. Company shall pay Executive a base salary (the Base Salary) at the annual rate of Three Hundred Forty-Five Thousand Dollars ( $345,000 ) . The Base Salary shall be payable in substantially equal periodic installments in accordance with Companys payroll practices as in e...

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11005

(b) Annual Performance Bonus. Executive shall be eligible to receive an annual cash bonus (the Annual Performance Bonus), with the target amount of such Annual Performance Bonus equal to thirty percent ( 30% )of Executives Base Salary in the year to which the Annual Performance Bonus relates; provided that the actual a...

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11006

(ii) Equity Acceleration. (A)All of Executives unvested equity awards will accelerate and vest immediately on the date of termination of Executives employment if such employment commenced at least twenty-four (24)months prior to a Change of Control, (B)50% of Executives unvested equity awards will vest immediately on t...

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11008

(i) Any termination of Executives employment triggering payment of benefits under Section4 must constitute a separation from service under Section409A(a)(2)(A)(i) of the Code and Treas. Reg. 1.409A-1(h) before distribution of such benefits can commence. To the extent that the termination of Executives employment does n...

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11012

WHEREAS, the Executive desires to continue to be employed by the Company as President Industry Division and to perform and to serve the Company on the terms and conditions hereinafter set forth.

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11013

1.2 Duties. During the Employment Period, the Executive shall serve as President Industry Division of the Company and such other positions as an officer or director of the Company and such affiliates of the Company as the Company shall determine from time to time, and shall report directly to Chief Executive Officer. I...

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11014

4.2. Non-Competition. By and in consideration of the Companys entering into this Employment Agreement, and in further consideration of the Executives exposure to the Confidential Information of the Company Group, the Executive agrees that the Executive shall not, during the Employment Period and for one year following ...

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11018

EX-10.28 3 adg_ex1028.htm EMPLOYMENT AGREEMENT , DATED OCTOBER 11, 2017, BETWEEN THE COMPANY AND JOHN LIATOS

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11019

This EMPLOYMENT AGREEMENT (this Agreement), dated as of October 11, 2017 is by and between ADGERO BIOPHARMACEUTICALS HOLDINGS, INC. , a Delaware corporation (the Company) and John Liatos (the Employee).

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11020

WHEREAS, the Company desires to employ the Employee as its Chief Financial Officer and the Employee desires to accept such employment, on the terms and conditions set forth in this Agreement; and

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11022

Section 2.1. Title. The Company shall employ the Employee to render exclusive and full-time services to the Company. The Employee shall serve in the capacity of Chief Financial Officer .

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11025

(a) Base Salary. During the Term, the Company shall pay the Employee a base salary (the Base Salary) at the annualized rate of $275,000 , which shall be subject to customary withholdings and authorized deductions and be payable in equal installments in accordance with the Companys customary payroll practices in place f...

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11026

(b) Annual Bonus. For each calendar year ending during the Term (beginning with the calendar year ending December 31, 2017 ), the Employee shall be eligible to receive an annual bonus (the Annual Bonus) with a target amount of up to thirty five percent ( 35% ) of the Base Salary earned by the Employee for such calendar...

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11027

(c) Equity Compensation. Subject to the terms of the Companys 2016 Equity Incentive Plan (the Plan) and approval of the Board or Compensation Committee, at the next regular meeting of the Board or the Compensation Committee on or following the Start Date, the Employee will be granted options to purchase up to 120,000 s...

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11028

(B) if the Employee then participates in the Companys medical and/or dental plans and the Employee timely elects to continue and maintain group health plan coverage pursuant to the Consolidated Omnibus Budget Reconciliation Act of 1985 , as amended ( COBRA ), then the Company shall reimburse the Employee for the health...

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11030

Section 4.5. Post-Termination Breach. Notwithstanding anything to the contrary contained in this Agreement, the Companys obligations to provide the Severance Payments and the COBRA Assistance will immediately cease if the Employee breaches any of the provisions of the Covenants Agreement, the Release Agreement or any o...

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11031

Section 5.6. Governing Law; Jurisdiction. This Agreement shall be governed by, and construed in accordance with, the laws of the State of New Jersey , without regard to principles of conflicts of law. Any and all actions arising out of this Agreement or Employees employment by Company or termination therefrom shall be ...

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11032

/s/ John Liatos _______________

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11033

This Employment Agreement (the Agreement) is made as of October18, 2017 , between Allena Pharmaceuticals, Inc. (the Company), and Alexey Margolin , Ph.D. (the Executive). This Agreement shall be effective as of the closing of the first underwritten public offering of the equity securities of the Company pursuant to an ...

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11034

(a) Base salary. The Executives initial annual base salary rate shall be $513,200 . The Executives base salary rate shall be subject to increase by the Board or the compensation Committee of the Board (the compensation Committee) from time to time and shall not be subject to diminution except as provided in Section3(e)...

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11036

(c) Termination by the Company for Cause. The Company may terminate the Executives employment hereunder for Cause. For purposes of this Agreement, Cause shall mean: (i)conduct by the Executive constituting a material act of misconduct in connection with the performance of the Executives duties, including, without limit...

[]

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11039

(iii) the consummation of (A)any consolidation or merger of the Company where the stockholders of the Company, immediately prior to the consolidation or merger, would not, immediately after the consolidation or merger, beneficially own (as such term is defined in Rule 13d- 3 under the Act), directly or indirectly, shar...

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11041

9\. Consent to jurisdiction; Jury Waiver. The parties hereby agree that the state and federal courts of Massachusetts shall be the exclusive jurisdiction and exclusive venue for any such court action. Accordingly, with respect to any such court action, the Executive submits to the exclusive personal jurisdiction of suc...

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11042

/s/ Edward Wholihan | | Edward Wholihan Its: | | Chief Financial Officer EXECUTIVE: /s/ Alexey Margolin Alexey Margolin , Ph.D.

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11044

(h) Governing Law. This Agreement shall be governed by and construed in accordance with the laws of the Commonwealth of Massachusetts (without reference to the conflicts of laws provisions thereof). Any action, suit, or other legal proceeding which is commenced to resolve any matter arising under or relating to any pro...

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11045

| | | | | | ---|---|---|---|---|---|--- | | | | Allena Pharmaceuticals, Inc. | | | Date: September 8, 2011 | | | | By: | |

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11047

This Agreement is made between Allena Pharmaceuticals, Inc. , a Delaware corporation (hereinafter referred to collectively with its subsidiaries as the Company), and Alexey Margolin (the Employee).

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11048

(i) Governing Law. This Agreement shall be governed by and construed in accordance with the laws of the Commonwealth of Massachusetts (without reference to the conflicts of laws provisions thereof). Any action, suit, or other legal proceeding which is commenced to resolve any matter arising under or relating to any pro...

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11050

1.2 Duties. During the Term, Executive shall be employed by the Company as Vice President , Manufacturing of the Company , and, as such, Executive shall faithfully perform for the Company the duties of said office and shall perform such other duties of an executive , managerial or administrative nature as shall be spec...

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11051

4.1 Annual salary. During the Term, the Company shall pay Executive a base salary at the rate of $350,350 per annum, in accordance with the customary payroll practices of the Company applicable to senior executive s, but not less frequently than monthly. The compensation Committee (the compensation Committee) of the Bo...

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11052

a.Annual Bonus compensation. During the Term, Executive shall be eligible to receive an annual bonus (the Annual Bonus) pursuant to the terms and conditions of the Companys annual incentive plan for executive officers (or any successor thereto). Based upon attainment of performance goals predetermined by the compensati...

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11053

a material reduction of Executives Annual salary or Target Annual Bonus opportunity (except for across-the-board annual base salary or annual target bonus opportunity reductions affecting all senior executive s of the Company); | ---|--- ii.

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11055

the Incumbent Directors cease for any reason to constitute at least 60% of the Board; | ---|--- iii.

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11059

Renewable Energy Group, Inc.

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11062

This Employee Non-Competition and Confidentiality Agreement (this Agreement) is made between RENEWABLE ENERGY GROUP, INC., a Delaware corporation (the Employer), and Brad Albin (Employee).

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11068

(i)During the Employment Period, Executive shall serve as the Chief Financial Officer of the Employer and shall have the normal duties, responsibilities and authority implied by such position and such other duties and responsibilities as are assigned by the Chief Executive Officer and/or his or her designee.

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11069

(i)Salary. During the Employment Period, the Employer will pay Executive a base salary of $265,000 per annum (the Base salary). The Board may review the Base salary of Executive and may adjust the Base salary by such amount as the Board, in its sole discretion, shall deem appropriate. The term Base salary as used in th...

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11071

twenty-four (24) months after such Separation (and with the first payment to include the first two monthly installments); provided, that if Executives employment with the Employer and its Affiliates is terminated by the Employer without Cause or by Executive for Good Reason prior to the one (1) year of the anniversary ...

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11074

(a)Non-Competition. Executive shall not, while Executive is employed by the Employer and for two (2) years after the date of any Separation (the Restricted Period), directly or indirectly, engage, without the prior express written consent of the Board, in any business or activity, whether as an employee, consultant, pa...

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11076

/s/ Diane D. Reed

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11077

THIS FOUNDER EMPLOYMENT AGREEMENT (this "Agreement") is entered into this 10th day of October, 2017 , to take effect October 1st, 2017 (the "Effective Date"), by and between InVESTVIEW INC . a Nevada corporation (the "Employer"), and Ryan Smith (the "Founder").

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11078

1.3Duties. During the term of this Agreement, the Founder shall be employed by the Employer and shall serve as Chief Executive Officer . The Founder shall serve in such offices or positions with the Employer or any subsidiary of the Employer and such substitute or further offices or positions of substantially consisten...

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11079

(ii)the sale, exchange, or other disposition to a single person or group of persons under common control in one transaction or series of related transactions resulting in such person or persons owning, directly or indirectly, greater than twenty-five percent (25%) of the combined voting power of the outstanding shares ...

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11082

| EMPLOYER: ---|--- | Address: | Investview, Inc. 12 South 400 West | | Salt Lake City, UT 84101 | | | By: | ![](tv476913_ex10-24img1.jpg) | Name: | Ryan Smith | Title: | CEO | | | By: | ![](tv476913_ex10-24img2.jpg) | Name: | Annette Raynor | Title: | COO | | Address: | FOUNDER: 1836 West Phillip Street | | Kaysville,...

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11083

This Executive Employment Agreement (this Agreement) is made and entered into this 20th day of October, 2017 (the Effective Date) by and between Spero Therapeutics, Inc. , a Delaware corporation (Company), and Thomas Parr Jr. (Executive).

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11084

WHEREAS, Executive is currently employed by Company as its Chief Scientific Officer , pursuant to the terms of that certain offer letter dated April9, 2014 (the Offer Letter);

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11086

| 3. | compensation. ---|---|--- (a) Base salary. Company shall pay Executive a base salary (the Base salary) at the annual rate of Two Hundred Ninety-Three Thousand One Hundred Sixty-Four Dollars ( $293,164 ) . The Base salary shall be payable in substantially equal periodic installments in accordance with Companys pa...

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11088

(iii) Benefits payments. Upon completion of appropriate forms and subject to applicable terms and conditions under the Consolidated Omnibus Budget Reconciliation Act of 1985 , as amended ( COBRA ), Company shall continue to provide Executive medical insurance coverage to the same extent that such

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11095

/s/ Thomas Parr Jr.

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11096

1.1Term. The Company hereby continues to employ Executive for a term (as the same may be extended, the Term) commencing as of August 15, 2017 and continuing until August 15, 2020 , unless terminated earlier in accordance with the provisions of Section 7. On August 15 , 2020 , the Term shall automatically be extended fo...

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11098

(a)Annual Bonus compensation. During the Term, Executive shall be eligible to receive an annual bonus (the Annual Bonus) pursuant to the terms and conditions of the Companys annual incentive plan for executive officers (or any successor thereto). Based upon attainment of performance goals predetermined by the compensat...

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11099

a cash payment equal to 100% of Executives Annual salary, payable in equal installments over a 12-month period in accordance with the Companys usual and customary payroll practices; | ---|--- D.

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11104

THIS EMPLOYMENT AGREEMENT (the"Agreement")dated asof August 21, 2017 is entered into between Zanderr Therapeutics, Inc. , a Nevada corporation, (the "Company")and Todd S. Caven ("Employee").

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11109

Employee acknowledges that any Stock Paymentsissued pursuant to this Agreement that are not registered pursuant to the Securities Act of 1933 shall constitute restricted securities as that term is defined in Rule 144 promulgated under the Securities Act of 1933 , and shall contain the following restrictive legend:

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11110

THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 , AS AMENDED (THE ACT), OR SECURITIES LAWS OF ANY STATE AND MAY NOT BE OFFERED, SOLD, ASSIGNED, PLEDGED, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF AN

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