agilelab-org/ContractNER_Dataset · Datasets at Hugging Face

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15275	A. Reference is made to that certain Agreement and Plan of Merger and Reorganization (theMerger Agreement), dated as of October17, 2017 , by and among the Company, Evofem and Nobelli Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of the Company (Merger Sub), pursuant to which, at the Effective Tim...	[ [ 16, 17, "Title" ], [ 23, 25, "EffectiveDate" ], [ 33, 33, "Parties" ], [ 35, 40, "Parties" ], [ 109, 110, "Title" ] ]	[ "A", ".", "Reference", "is", "made", "to", "that", "certain", "Agreement", "and", "Plan", "of", "Merger", "and", "Reorganization", "(", "theMerger", "Agreement", ")", ",", "dated", "as", "of", "October17", ",", "2017", ",", "by", "and", "among", "the", "...
15280	g. Delivery of Shares. At the Closing, the Company shall deliver to Invesco a copy of the irrevocable instructions to Philadelphia Stock Transfer, Inc., the current transfer agent of the Company, with a mailing address of 2320 Haverford Rd., Suite 230, Ardmore, PA 19003 (the Transfer Agent), instructing the Transfer Ag...	[ [ 43, 54, "Address" ], [ 86, 87, "Title" ] ]	[ "g", ".", "Delivery", "of", "Shares", ".", "At", "the", "Closing", ",", "the", "Company", "shall", "deliver", "to", "Invesco", "a", "copy", "of", "the", "irrevocable", "instructions", "to", "Philadelphia", "Stock", "Transfer", ",", "Inc", ".", ",", "the", ...
15281	2\. Companys Representations and Warranties. The Company hereby represents and warrants to Invesco as of the Effective Date and as of the Closing as follows, subject to the exceptions as are disclosed prior to the Effective Date in the Companys reports, schedules, forms, statements and other documents required to be fi...	[ [ 63, 66, "Act" ], [ 77, 80, "Act" ] ]	[ "2", "\\", ".", "Companys", "Representations", "and", "Warranties", ".", "The", "Company", "hereby", "represents", "and", "warrants", "to", "Invesco", "as", "of", "the", "Effective", "Date", "and", "as", "of", "the", "Closing", "as", "follows", ",", "subject...
15282	a. Organization, Good Standing and Qualification. The Company is a corporation duly organized and validly existing under the laws of the State of Delaware . The Company has all requisite corporate power and authority to own and operate its properties and assets, to execute and deliver this Agreement and sell the Shares...	[ [ 24, 26, "Court" ] ]	[ "a", ".", "Organization", ",", "Good", "Standing", "and", "Qualification", ".", "The", "Company", "is", "a", "corporation", "duly", "organized", "and", "validly", "existing", "under", "the", "laws", "of", "the", "State", "of", "Delaware", ".", "The", "Compan...
15284	e. Knowledge And Experience. Invesco has such knowledge and experience in financial and business matters, including investments in other start-up companies, that such entity or individual is capable of evaluating the merits and risks of the investment in the Securities and it is able to bear the economic risk of such i...	[ [ 68, 69, "Regulation" ], [ 73, 74, "Act" ], [ 174, 181, "Regulation" ] ]	[ "e", ".", "Knowledge", "And", "Experience", ".", "Invesco", "has", "such", "knowledge", "and", "experience", "in", "financial", "and", "business", "matters", ",", "including", "investments", "in", "other", "start-up", "companies", ",", "that", "such", "entity", ...
15285	a. Organization, Good Standing and Qualification. Evofem is a corporation duly organized and validly existing under the laws of the State of Delaware . Evofem has all requisite corporate power and authority to own and operate its properties and assets, to execute and deliver this Agreement, to carry on its business as ...	[ [ 9, 9, "Parties" ], [ 23, 25, "Court" ] ]	[ "a", ".", "Organization", ",", "Good", "Standing", "and", "Qualification", ".", "Evofem", "is", "a", "corporation", "duly", "organized", "and", "validly", "existing", "under", "the", "laws", "of", "the", "State", "of", "Delaware", ".", "Evofem", "has", "all"...
15286	d. Capitalization. As of the Effective Date, the authorized capital stock of Evofem consists of (i)157,836,540 shares of Evofem Common Stock, par value $0.001 per share, of which	[ [ 21, 25, "Shares" ], [ 34, 37, "Price" ] ]	[ "d", ".", "Capitalization", ".", "As", "of", "the", "Effective", "Date", ",", "the", "authorized", "capital", "stock", "of", "Evofem", "consists", "of", "(", "i", ")", "157", ",", "836", ",", "540", "shares", "of", "Evofem", "Common", "Stock", ",", "pa...
15287	76,359,923 are issued and outstanding, (ii) 12,768,492 shares of Evofem Series A Preferred Stock, par value $0.001 per share of which 12,618,279 have been issued and are outstanding, (iii) 31,034,696 shares of Evofem Series B Preferred Stock, par value $0.001 per share, of which 13,801,318 shares are issued and outstan...	[ [ 0, 4, "Shares" ], [ 13, 17, "Shares" ], [ 28, 31, "Principal" ], [ 36, 40, "Shares" ], [ 51, 55, "Shares" ], [ 75, 79, "Shares" ], [ 89, 93, "Shares" ], [ 117, 121, "Shares" ], [ 140...	[ "76", ",", "359", ",", "923", "are", "issued", "and", "outstanding", ",", "(", "ii", ")", "12", ",", "768", ",", "492", "shares", "of", "Evofem", "Series", "A", "Preferred", "Stock", ",", "par", "value", "$", "0", ".", "001", "per", "share", "of", ...
15288	b. Any book-entry evidence of the Shares or Merger Shares shall not contain any legend (including the legend set forth in Section5(a) above), (i)while a registration statement covering the resale of such Securities is effective under the Securities Act, ( ii)following any sale of such Securities pursuant to Rule 144, (...	[ [ 47, 48, "Act" ], [ 61, 62, "Regulation" ] ]	[ "b", ".", "Any", "book-entry", "evidence", "of", "the", "Shares", "or", "Merger", "Shares", "shall", "not", "contain", "any", "legend", "(", "including", "the", "legend", "set", "forth", "in", "Section5", "(", "a", ")", "above", ")", ",", "(", "i", ")"...
15291	--- INVESCO Invesco Asset Management Limited , as agent for and on behalf of the Invesco Perpetual High Income Fund, a sub fund of the Invesco Perpetual UK Investment Series Investment Company with Variable Capital (ICVC) (Company No. IC000231), and the Invesco Perpetual Income Fund, a sub fund of the Invesco Perpetual...	[ [ 17, 21, "Parties" ], [ 85, 86, "Parties" ] ]	[ "-", "-", "-", "INVESCO", "Invesco", "Asset", "Management", "Limited", ",", "as", "agent", "for", "and", "on", "behalf", "of", "the", "Invesco", "Perpetual", "High", "Income", "Fund", ",", "a", "sub", "fund", "of", "the", "Invesco", "Perpetual", "UK", "I...
15292	--- THE COMPANY Neothetics, Inc. By: /s/ Susan A. Knudson Name: Susan A. Knudson Title: Chief Financial Officer Address:	[ [ 5, 8, "Parties" ], [ 14, 17, "Parties" ], [ 26, 28, "Role" ] ]	[ "-", "-", "-", "THE", "COMPANY", "Neothetics", ",", "Inc", ".", "By", ":", "/", "s", "/", "Susan", "A", ".", "Knudson", "Name", ":", "Susan", "A", ".", "Knudson", "Title", ":", "Chief", "Financial", "Officer", "Address", ":" ]
15295	--- EVOFEM Evofem Biosciences, Inc. By: /s/ Saundra Pelletier Name: Saundra Pelletier Title: Chief Executive Officer Address:	[ [ 14, 15, "Parties" ], [ 22, 24, "Role" ] ]	[ "-", "-", "-", "EVOFEM", "Evofem", "Biosciences", ",", "Inc", ".", "By", ":", "/", "s", "/", "Saundra", "Pelletier", "Name", ":", "Saundra", "Pelletier", "Title", ":", "Chief", "Executive", "Officer", "Address", ":" ]
15296	12400 High Bluff Drive	[ [ 0, 3, "Address" ] ]	[ "12400", "High", "Bluff", "Drive" ]
15299	Any private business development company as defined in Section202(a)(22) of the Investment Advisers Act of 1940 ; ---\|---\|---\|---	[ [ 17, 21, "Act" ] ]	[ "Any", "private", "business", "development", "company", "as", "defined", "in", "Section202", "(", "a", ")", "(", "22", ")", "of", "the", "Investment", "Advisers", "Act", "of", "1940", ";", "-", "-", "-", "\|", "-", "-", "-", "\|", "-", "-", "-", "\|",...
15300	\| \| , 20 THIS CERTIFIES THAT, for value received, (the Holder), is entitled to subscribe for and purchase from Evofem Biosciences, Inc. , a Delaware corporation, with its principal office at 12400 High Bluff Drive , Suite 600 , San Diego, California 92130 (Evofem), the Exercise Shares at the Exercise Price (each subjec...	[ [ 25, 29, "Parties" ] ]	[ "\|", "\|", ",", "20", "THIS", "CERTIFIES", "THAT", ",", "for", "value", "received", ",", "(", "the", "Holder", ")", ",", "is", "entitled", "to", "subscribe", "for", "and", "purchase", "from", "Evofem", "Biosciences", ",", "Inc", ".", ",", "a", "Delaware...
15301	This Warrant is being issued to Holder in accordance with the terms of that certain Securities Purchase Agreement, dated October17, 2017 , by and among Neothetics, Inc. , a Delaware corporation (Neothetics), Evofem and Holder (the Securities Purchase Agreement)	[ [ 15, 17, "Title" ], [ 20, 22, "EffectiveDate" ], [ 27, 30, "Parties" ], [ 39, 39, "Parties" ] ]	[ "This", "Warrant", "is", "being", "issued", "to", "Holder", "in", "accordance", "with", "the", "terms", "of", "that", "certain", "Securities", "Purchase", "Agreement", ",", "dated", "October17", ",", "2017", ",", "by", "and", "among", "Neothetics", ",", "Inc...
15302	(a) Exercise Price shall mean $0.001 per Exercise Share subject to adjustment pursuant to Section5 below.	[ [ 7, 10, "Price" ] ]	[ "(", "a", ")", "Exercise", "Price", "shall", "mean", "$", "0", ".", "001", "per", "Exercise", "Share", "subject", "to", "adjustment", "pursuant", "to", "Section5", "below", "." ]
15307	Invesco Asset Management Limited	[]	[ "Invesco", "Asset", "Management", "Limited" ]
15309	Pursuant to the terms of the Securities Purchase Agreement, Invesco will purchase or cause to be purchased the Shares immediately following the Effective Time (as defined in the Merger Agreement) in exchange for the payment of immediately available funds in the amount of $20,000,000 (the Purchase Price) to the Company.	[ [ 6, 8, "Title" ], [ 30, 31, "Title" ], [ 46, 51, "Principal" ] ]	[ "Pursuant", "to", "the", "terms", "of", "the", "Securities", "Purchase", "Agreement", ",", "Invesco", "will", "purchase", "or", "cause", "to", "be", "purchased", "the", "Shares", "immediately", "following", "the", "Effective", "Time", "(", "as", "defined", "in...
15310	This Letter of Direction shall be governed by and construed in accordance with laws of the State of Delaware , regardless of the laws that might otherwise govern under applicable principles or conflicts of law thereof.	[ [ 16, 18, "Court" ] ]	[ "This", "Letter", "of", "Direction", "shall", "be", "governed", "by", "and", "construed", "in", "accordance", "with", "laws", "of", "the", "State", "of", "Delaware", ",", "regardless", "of", "the", "laws", "that", "might", "otherwise", "govern", "under", "ap...
15316	(b)The Company and the Bank have no knowledge of any facts and circumstances, and have no reason to believe that any facts or circumstances exist, that could cause the Bank (i) to be deemed not to be in satisfactory compliance with the CRA and the regulations promulgated thereunder or to be assigned a CRA rating of low...	[ [ 86, 88, "Act" ], [ 91, 93, "Act" ], [ 103, 105, "Act" ] ]	[ "(", "b", ")", "The", "Company", "and", "the", "Bank", "have", "no", "knowledge", "of", "any", "facts", "and", "circumstances", ",", "and", "have", "no", "reason", "to", "believe", "that", "any", "facts", "or", "circumstances", "exist", ",", "that", "cou...
15317	(e)None of the Company, the Bank or any of their respective Subsidiaries is a party or subject to any formal or informal agreement, memorandum of understanding, consent decree, cease-and-desist order, order of prohibition or suspension, written commitment, supervisory agreement or other written statement as described u...	[ [ 28, 30, "Title" ], [ 56, 63, "Regulation" ] ]	[ "(", "e", ")", "None", "of", "the", "Company", ",", "the", "Bank", "or", "any", "of", "their", "respective", "Subsidiaries", "is", "a", "party", "or", "subject", "to", "any", "formal", "or", "informal", "agreement", ",", "memorandum", "of", "understanding"...
10319	2.8Disclosure Controls and Procedures. Except as disclosed in the SEC Documents, the Company has established and maintains disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) that are effective in all material respects to ensure that material information relating to the Company...	[ [ 29, 30, "Act" ], [ 37, 40, "Regulation" ], [ 71, 73, "Role" ], [ 75, 77, "Role" ], [ 209, 212, "Regulation" ] ]	[ "2", ".", "8Disclosure", "Controls", "and", "Procedures", ".", "Except", "as", "disclosed", "in", "the", "SEC", "Documents", ",", "the", "Company", "has", "established", "and", "maintains", "disclosure", "controls", "and", "procedures", "(", "as", "defined", "...
15320	2.10Absence of Litigation. As of the date hereof, other than as disclosed in the SEC Documents, there is no action, suit, proceeding or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the Companys knowledge, threatened against the Company or any...	[ [ 248, 249, "Act" ], [ 252, 253, "Act" ] ]	[ "2", ".", "10Absence", "of", "Litigation", ".", "As", "of", "the", "date", "hereof", ",", "other", "than", "as", "disclosed", "in", "the", "SEC", "Documents", ",", "there", "is", "no", "action", ",", "suit", ",", "proceeding", "or", "investigation", "bef...
11325	2.29ERISA. Except as would not reasonably be expected to have a Material Adverse Effect, (i) each employee benefit plan, within the meaning of Section 3(3) of the Employee Retirement Income Security Act of 1974 , as amended (ERISA), for which the Company would reasonably be expected to have any liability (each, a Plan)...	[ [ 30, 34, "Regulation" ], [ 37, 43, "Act" ], [ 48, 48, "Act" ], [ 113, 114, "Regulation" ], [ 118, 119, "Regulation" ], [ 154, 158, "Regulation" ], [ 217, 220, "Parties" ], [ 253, 254, "Regula...	[ "2", ".", "29ERISA", ".", "Except", "as", "would", "not", "reasonably", "be", "expected", "to", "have", "a", "Material", "Adverse", "Effect", ",", "(", "i", ")", "each", "employee", "benefit", "plan", ",", "within", "the", "meaning", "of", "Section", "3"...
11327	(a)the Shares have not been and are not being registered under the Securities Act ( other than as contemplated in the Registration Rights Agreement) or any applicable state securities laws and, consequently, the Purchaser may have to bear the risk of owning the Shares for an indefinite period of time because the Shares...	[ [ 15, 16, "Act" ], [ 24, 26, "Title" ], [ 158, 159, "Regulation" ] ]	[ "(", "a", ")", "the", "Shares", "have", "not", "been", "and", "are", "not", "being", "registered", "under", "the", "Securities", "Act", "(", "other", "than", "as", "contemplated", "in", "the", "Registration", "Rights", "Agreement", ")", "or", "any", "appli...
15328	THE SHARES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES. THE SHARES MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT F...	[ [ 12, 15, "Act" ], [ 122, 124, "Title" ] ]	[ "THE", "SHARES", "REPRESENTED", "BY", "THIS", "CERTIFICATE", "HAVE", "NOT", "BEEN", "REGISTERED", "UNDER", "THE", "SECURITIES", "ACT", "OF", "1933", ",", "AS", "AMENDED", ",", "OR", "THE", "SECURITIES", "LAWS", "OF", "ANY", "STATE", "OF", "THE", "UNITED", ...
15330	3.13No Commonly Controlled Insured Depository Institution. The Purchaser does not own any interest in any depository institution such that the acquisition by such Purchaser of its Shares would cause any Subsidiary of the Company and that depository institution to become commonly controlled insured depository institutio...	[ [ 57, 64, "Regulation" ] ]	[ "3", ".", "13No", "Commonly", "Controlled", "Insured", "Depository", "Institution", ".", "The", "Purchaser", "does", "not", "own", "any", "interest", "in", "any", "depository", "institution", "such", "that", "the", "acquisition", "by", "such", "Purchaser", "of",...
15331	3.15Regulatory Matters. The Purchaser understands and acknowledges that: (i) the Company is a registered bank holding company under the BHC Act, and is subject to regulation by the Federal Reserve; (ii) acquisitions of interests in bank holding companies are subject to the BHC Act and the Change in Bank Control Act of ...	[ [ 25, 26, "Act" ], [ 56, 62, "Act" ], [ 68, 69, "Act" ] ]	[ "3", ".", "15Regulatory", "Matters", ".", "The", "Purchaser", "understands", "and", "acknowledges", "that", ":", "(", "i", ")", "the", "Company", "is", "a", "registered", "bank", "holding", "company", "under", "the", "BHC", "Act", ",", "and", "is", "subjec...
15332	4.1Reporting Status. The Companys Common Stock is subject to the reporting requirements of Section 15(d) of the Exchange Act. From the date hereof to the end of the Registration Period (as defined in the Registration Rights Agreement), the Company will timely file all documents required to be filed under Section 15(d) ...	[ [ 16, 20, "Regulation" ], [ 23, 24, "Act" ], [ 42, 44, "Act" ] ]	[ "4", ".", "1Reporting", "Status", ".", "The", "Companys", "Common", "Stock", "is", "subject", "to", "the", "reporting", "requirements", "of", "Section", "15", "(", "d", ")", "of", "the", "Exchange", "Act", ".", "From", "the", "date", "hereof", "to", "the...
15334	6.23 Exchange Act means the Securities Exchange Act of 1934 <sup> , as amended.	[ [ 3, 4, "Act" ], [ 7, 11, "Act" ] ]	[ "6", ".", "23", "Exchange", "Act", "means", "the", "Securities", "Exchange", "Act", "of", "1934", "<", "sup", ">", ",", "as", "amended", "." ]
15335	6.54Securities Act means the Securities Act of 1933 , as amended, and the rules and regulations thereunder, or any similar successor statute.	[ [ 6, 9, "Act" ] ]	[ "6", ".", "54Securities", "Act", "means", "the", "Securities", "Act", "of", "1933", ",", "as", "amended", ",", "and", "the", "rules", "and", "regulations", "thereunder", ",", "or", "any", "similar", "successor", "statute", "." ]
12336	6.60 USA PATRIOT Act has the meaning set forth in Section 2.5(a).	[ [ 3, 5, "Act" ] ]	[ "6", ".", "60", "USA", "PATRIOT", "Act", "has", "the", "meaning", "set", "forth", "in", "Section", "2", ".", "5", "(", "a", ")", "." ]
15338	Baton Rouge, Louisiana 70801	[ [ 0, 4, "Address" ] ]	[ "Baton", "Rouge", ",", "Louisiana", "70801" ]
12341	IN WITNESS WHEREOF, the undersigned has caused this Securities Purchase Agreement to be duly executed as of the date first above written.	[ [ 9, 11, "Title" ] ]	[ "IN", "WITNESS", "WHEREOF", ",", "the", "undersigned", "has", "caused", "this", "Securities", "Purchase", "Agreement", "to", "be", "duly", "executed", "as", "of", "the", "date", "first", "above", "written", "." ]
15342	[Signature Page to Securities Purchase Agreement ]	[ [ 4, 6, "Title" ] ]	[ "[", "Signature", "Page", "to", "Securities", "Purchase", "Agreement", "]" ]
15345	The Company is not, and after giving effect to the offering and sale of the Shares will not be required to register as, an investment company under the Investment Company Act. ---\|--- < br/>	[ [ 30, 32, "Act" ] ]	[ "The", "Company", "is", "not", ",", "and", "after", "giving", "effect", "to", "the", "offering", "and", "sale", "of", "the", "Shares", "will", "not", "be", "required", "to", "register", "as", ",", "an", "investment", "company", "under", "the", "Investment"...
15346	First Lien Credit Agreement	[ [ 0, 3, "Title" ] ]	[ "First", "Lien", "Credit", "Agreement" ]
15347	Turning Point Brands, Inc. , and North Atlantic Trading Company, Inc. ,	[ [ 0, 5, "Parties" ], [ 8, 14, "Parties" ] ]	[ "Turning", "Point", "Brands", ",", "Inc", ".", ",", "and", "North", "Atlantic", "Trading", "Company", ",", "Inc", ".", "," ]
15348	Fifth Third Bank , an Ohio banking corporation,	[ [ 0, 2, "Parties" ] ]	[ "Fifth", "Third", "Bank", ",", "an", "Ohio", "banking", "corporation", "," ]
15350	Fifth Third Bank , Capital One , National Association, and Regions Capital Markets, a division of Regions Bank , as Joint Lead Arrangers and Joint Book Runners	[ [ 0, 2, "Parties" ], [ 4, 5, "Parties" ], [ 7, 8, "Parties" ], [ 11, 13, "Parties" ] ]	[ "Fifth", "Third", "Bank", ",", "Capital", "One", ",", "National", "Association", ",", "and", "Regions", "Capital", "Markets", ",", "a", "division", "of", "Regions", "Bank", ",", "as", "Joint", "Lead", "Arrangers", "and", "Joint", "Book", "Runners" ]
15351	USA Patriot Act < br/>	[ [ 0, 2, "Act" ] ]	[ "USA", "Patriot", "Act", "&", "lt", ";", "br", "/", "&", "gt", ";" ]
15352	This First Lien Credit Agreement is entered into as of February 17, 2017 , by and among Turning Point Brands , Inc., a Delaware corporation (Turning Point) and North Atlantic Trading Company, Inc. , a Delaware corporation (NATC; Turning Point and NATC are each individually referred to herein as a Borrower and are colle...	[ [ 1, 4, "Title" ], [ 10, 13, "EffectiveDate" ], [ 18, 23, "Parties" ], [ 33, 39, "Parties" ], [ 106, 108, "Parties" ], [ 124, 125, "Parties" ], [ 127, 128, "Parties" ], [ 140, 141, "Parties" ...	[ "This", "First", "Lien", "Credit", "Agreement", "is", "entered", "into", "as", "of", "February", "17", ",", "2017", ",", "by", "and", "among", "Turning", "Point", "Brands", ",", "Inc", ".", ",", "a", "Delaware", "corporation", "(", "Turning", "Point", ")...
15353	Acquired Entity means 100% of the Ownership Interests of any Person that is not already a Subsidiary of a Borrower, which Person shall, as a result of the acquisition of such Ownership Interests, become a Domestic Subsidiary of a Borrower (or shall be merged with and into a Borrower or another Domestic Subsidiary of a ...	[ [ 3, 4, "Percentage" ] ]	[ "Acquired", "Entity", "means", "100", "%", "of", "the", "Ownership", "Interests", "of", "any", "Person", "that", "is", "not", "already", "a", "Subsidiary", "of", "a", "Borrower", ",", "which", "Person", "shall", ",", "as", "a", "result", "of", "the", "ac...
15356	Affiliate means any Person directly or indirectly controlling (including all officers, directors, partners, and managers of such Person) or controlled by, or under direct or indirect common control with, another Person. A Person shall be deemed to control another Person for the purposes of this definition if such Perso...	[ [ 126, 129, "Percentage" ] ]	[ "Affiliate", "means", "any", "Person", "directly", "or", "indirectly", "controlling", "(", "including", "all", "officers", ",", "directors", ",", "partners", ",", "and", "managers", "of", "such", "Person", ")", "or", "controlled", "by", ",", "or", "under", "...
11357	Agreement means this First Lien Credit Agreement .	[ [ 3, 6, "Title" ] ]	[ "Agreement", "means", "this", "First", "Lien", "Credit", "Agreement", "." ]
11358	Arrangers means (a) Fifth Third Bank , an Ohio banking corporation, (b) Capital One , National Association, a national banking association, and (c) Regions Capital Markets, a division of Regions Bank .	[ [ 5, 7, "Parties" ], [ 17, 18, "Parties" ], [ 20, 21, "Parties" ], [ 32, 34, "Parties" ] ]	[ "Arrangers", "means", "(", "a", ")", "Fifth", "Third", "Bank", ",", "an", "Ohio", "banking", "corporation", ",", "(", "b", ")", "Capital", "One", ",", "National", "Association", ",", "a", "national", "banking", "association", ",", "and", "(", "c", ")", ...
15362	Change of Control means any of (a) the acquisition by any person or group (as such terms are used in sections 13(d) and 14(d) of the Securities Exchange Act of 1934 , as amended) (other than the Permitted Holders) at any time of beneficial ownership of 50% or more of the outstanding Ownership Interests of Turning Point...	[ [ 23, 32, "Regulation" ], [ 35, 39, "Act" ], [ 58, 59, "Percentage" ], [ 86, 87, "Percentage" ], [ 134, 135, "Percentage" ], [ 155, 156, "Percentage" ], [ 173, 174, "Percentage" ], [ 192, 193, ...	[ "Change", "of", "Control", "means", "any", "of", "(", "a", ")", "the", "acquisition", "by", "any", "person", "or", "group", "(", "as", "such", "terms", "are", "used", "in", "sections", "13", "(", "d", ")", "and", "14", "(", "d", ")", "of", "the", ...
15364	Consolidated Interest Expense means, for any period, determined on a Consolidated basis, without duplication, for Turning Point and its Subsidiaries in accordance with GAAP, interest expense (including interest expense attributable to Capitalized Lease Obligations and all net payment obligations pursuant to Hedge Agree...	[ [ 47, 48, "Title" ], [ 163, 167, "Ratio" ], [ 205, 207, "Ratio" ], [ 246, 248, "Ratio" ] ]	[ "Consolidated", "Interest", "Expense", "means", ",", "for", "any", "period", ",", "determined", "on", "a", "Consolidated", "basis", ",", "without", "duplication", ",", "for", "Turning", "Point", "and", "its", "Subsidiaries", "in", "accordance", "with", "GAAP", ...
15365	EEA Member Country means any of the member states of the European Union, Iceland, Liechtenstein , and Norway.	[ [ 19, 19, "Parties" ] ]	[ "EEA", "Member", "Country", "means", "any", "of", "the", "member", "states", "of", "the", "European", "Union", ",", "Iceland", ",", "Liechtenstein", ",", "and", "Norway", "." ]
15366	Engagement Letter means the Third Amended and Restated Engagement Letter dated December 7, 2016, between Turning Point and Fifth Third Bank .	[ [ 11, 14, "EffectiveDate" ], [ 17, 18, "Parties" ], [ 20, 22, "Parties" ] ]	[ "Engagement", "Letter", "means", "the", "Third", "Amended", "and", "Restated", "Engagement", "Letter", "dated", "December", "7", ",", "2016", ",", "between", "Turning", "Point", "and", "Fifth", "Third", "Bank", "." ]
15368	Excluded Equity Issuances means (a) the issuance by any Subsidiary of Ownership Interests to either Borrower or any Guarantor, as applicable, (b) the issuance of Ownership Interests of Turning Point (i) to directors, officers and employees of Turning Point and its Subsidiaries pursuant to employee stock option plans (o...	[ [ 168, 173, "Principal" ], [ 278, 279, "Percentage" ] ]	[ "Excluded", "Equity", "Issuances", "means", "(", "a", ")", "the", "issuance", "by", "any", "Subsidiary", "of", "Ownership", "Interests", "to", "either", "Borrower", "or", "any", "Guarantor", ",", "as", "applicable", ",", "(", "b", ")", "the", "issuance", "...
15369	Excluded Leased Property means the leased real property located at (a) 5201 Interchange Way , Louisville, Kentucky 40229 and (b) 1900 Wright Place , Suite 250 , Carlsbad, California 92008.	[ [ 13, 20, "Address" ], [ 25, 35, "Address" ] ]	[ "Excluded", "Leased", "Property", "means", "the", "leased", "real", "property", "located", "at", "(", "a", ")", "5201", "Interchange", "Way", ",", "Louisville", ",", "Kentucky", "40229", "and", "(", "b", ")", "1900", "Wright", "Place", ",", "Suite", "250",...
15370	Excluded Swap Obligation means, with respect to any Guarantor, any Swap Obligation if, and to the extent that, all or a portion of the Guarantee of such Guarantor of, or the grant by such Guarantor of a security interest to secure, such Swap Obligation (or any Guarantee thereof) is or becomes illegal under the Commodit...	[ [ 62, 64, "Act" ], [ 149, 150, "Title" ] ]	[ "Excluded", "Swap", "Obligation", "means", ",", "with", "respect", "to", "any", "Guarantor", ",", "any", "Swap", "Obligation", "if", ",", "and", "to", "the", "extent", "that", ",", "all", "or", "a", "portion", "of", "the", "Guarantee", "of", "such", "Gua...
15371	Guarantors means and includes each direct and indirect Domestic Subsidiary of each Borrower (other than NATC or an Immaterial Subsidiary), and each Borrower, in its capacity as a guarantor of the Secured Obligations of another Loan Party; provided, however, that upon the occurrence of any Immaterial Subsidiary ceasing ...	[ [ 135, 139, "Percentage" ], [ 151, 152, "Percentage" ] ]	[ "Guarantors", "means", "and", "includes", "each", "direct", "and", "indirect", "Domestic", "Subsidiary", "of", "each", "Borrower", "(", "other", "than", "NATC", "or", "an", "Immaterial", "Subsidiary", ")", ",", "and", "each", "Borrower", ",", "in", "its", "c...
15376	Primary Deposit Account(s) means a deposit account or deposit accounts established and maintained by Turning Point with Fifth Third Bank .	[]	[ "Primary", "Deposit", "Account", "(", "s", ")", "means", "a", "deposit", "account", "or", "deposit", "accounts", "established", "and", "maintained", "by", "Turning", "Point", "with", "Fifth", "Third", "Bank", "." ]
15377	0. 50% \| \| \| \| II	[ [ 0, 3, "Percentage" ] ]	[ "0", ".", "50", "%", "\|", "\|", "\|", "\|", "II" ]
15380	Second Lien Loan Agreement means that certain Second Lien Credit Agreement dated the date of this Agreement by and among the Borrowers, the lenders party thereto, the Second Lien Administrative Agent, as Administrative Agent, and Fifth Third Bank , as Administrative Sub-Agent.	[ [ 0, 3, "Title" ], [ 7, 10, "Title" ], [ 39, 41, "Parties" ] ]	[ "Second", "Lien", "Loan", "Agreement", "means", "that", "certain", "Second", "Lien", "Credit", "Agreement", "dated", "the", "date", "of", "this", "Agreement", "by", "and", "among", "the", "Borrowers", ",", "the", "lenders", "party", "thereto", ",", "the", "S...
15387	(d) Rate Determinations. The Administrative Agent shall determine each interest rate applicable to the Loans and the Reimbursement Obligations hereunder, and its determination thereof shall be conclusive and binding except in the case of manifest error.	[]	[ "(", "d", ")", "Rate", "Determinations", ".", "The", "Administrative", "Agent", "shall", "determine", "each", "interest", "rate", "applicable", "to", "the", "Loans", "and", "the", "Reimbursement", "Obligations", "hereunder", ",", "and", "its", "determination", "...
15389	(iii) On or before April 30th of each year, beginning April 30, 2018, the Borrowers shall prepay the thenoutstanding Loans by an amount equal to 50% of Excess Cash Flow of the Borrowers on a Consolidated basis for the most recently completed Fiscal Year; provided that, no Excess Cash Flow payment shall be required unde...	[ [ 13, 16, "EffectiveDate" ], [ 30, 31, "Percentage" ], [ 97, 103, "Ratio" ], [ 286, 289, "Title" ], [ 291, 295, "Title" ] ]	[ "(", "iii", ")", "On", "or", "before", "April", "30th", "of", "each", "year", ",", "beginning", "April", "30", ",", "2018", ",", "the", "Borrowers", "shall", "prepay", "the", "thenoutstanding", "Loans", "by", "an", "amount", "equal", "to", "50", "%", "...
11392	Section 2.16. Incremental Facilities. (a) Requests and Consents. The Borrowers may, by written notice from the Borrowers Agent to the Administrative Agent (each, an Incremental Facility Request), from time to time on or after the Closing Date, request the addition of a new tranche of term loans, which at the Borrowers ...	[ [ 199, 204, "Principal" ], [ 273, 278, "Principal" ], [ 297, 300, "Principal" ], [ 594, 595, "Title" ] ]	[ "Section", "2", ".", "16", ".", "Incremental", "Facilities", ".", "(", "a", ")", "Requests", "and", "Consents", ".", "The", "Borrowers", "may", ",", "by", "written", "notice", "from", "the", "Borrowers", "Agent", "to", "the", "Administrative", "Agent", "("...
15393	(c) Terms. (i) The final maturity date of any Incremental Priority Term Loan or any Incremental Second Out Term Loan that is a separate tranche shall be no earlier than the maturity date of the initial Priority Term Loans or initial Second Out Term Loans, as applicable, and (ii) the Weighted Average Life to Maturity of...	[ [ 10, 11, "TerminationDate" ], [ 174, 177, "Percentage" ], [ 240, 241, "Percentage" ] ]	[ "(", "c", ")", "Terms", ".", "(", "i", ")", "The", "final", "maturity", "date", "of", "any", "Incremental", "Priority", "Term", "Loan", "or", "any", "Incremental", "Second", "Out", "Term", "Loan", "that", "is", "a", "separate", "tranche", "shall", "be", ...
15396	(d) Hazardous Materials have not been transported or disposed of to or from the properties currently or formerly owned, leased or operated by any Loan Party or any Subsidiary thereof in material violation of, or in a manner or to a location which could give rise to material liability under, Environmental Laws, nor have...	[ [ 55, 56, "Regulation" ] ]	[ "(", "d", ")", "Hazardous", "Materials", "have", "not", "been", "transported", "or", "disposed", "of", "to", "or", "from", "the", "properties", "currently", "or", "formerly", "owned", ",", "leased", "or", "operated", "by", "any", "Loan", "Party", "or", "an...
15398	Section 5.16. No Material Adverse Change. Since December 31 , 2015, there has been no material adverse change in the business, operations financial condition, Property, or liabilities (actual or contingent) of Turning Point and its Subsidiaries, taken as a whole, and no event has occurred or condition arisen, either in...	[ [ 11, 14, "EffectiveDate" ] ]	[ "Section", "5", ".", "16", ".", "No", "Material", "Adverse", "Change", ".", "Since", "December", "31", ",", "2015", ",", "there", "has", "been", "no", "material", "adverse", "change", "in", "the", "business", ",", "operations", "financial", "condition", ",...
15399	Section 5.20. Compliance with Sanctions Programs. Each Loan Party and each Subsidiary thereof is in compliance with the requirements of all Sanctions Programs applicable to it. Each Loan Party has provided to the Administrative Agent, the L/C Issuer, and the Lenders all information regarding such Loan Party and its dir...	[ [ 192, 199, "Act" ], [ 202, 207, "Act" ] ]	[ "Section", "5", ".", "20", ".", "Compliance", "with", "Sanctions", "Programs", ".", "Each", "Loan", "Party", "and", "each", "Subsidiary", "thereof", "is", "in", "compliance", "with", "the", "requirements", "of", "all", "Sanctions", "Programs", "applicable", "t...
12400	(d) When the First Lien Guaranty and Security Agreement (or a short form intellectual property security agreement) is filed in the United States Patent and Trademark Office and the United States Copyright Office and when financing statements, releases and other filings in appropriate form are filed in the offices speci...	[ [ 5, 10, "Title" ] ]	[ "(", "d", ")", "When", "the", "First", "Lien", "Guaranty", "and", "Security", "Agreement", "(", "or", "a", "short", "form", "intellectual", "property", "security", "agreement", ")", "is", "filed", "in", "the", "United", "States", "Patent", "and", "Trademark"...
15401	(c) Additional Foreign Subsidiaries. Notify the Administrative Agent promptly after any Person becomes a First Tier Foreign Subsidiary, and promptly thereafter (and, in any event, within fortyfive (45) days after such notification; provided that the Administrative Agent may extend such time period by (x) an additional ...	[ [ 103, 107, "Percentage" ], [ 118, 120, "Percentage" ], [ 122, 123, "Percentage" ], [ 381, 382, "Percentage" ] ]	[ "(", "c", ")", "Additional", "Foreign", "Subsidiaries", ".", "Notify", "the", "Administrative", "Agent", "promptly", "after", "any", "Person", "becomes", "a", "First", "Tier", "Foreign", "Subsidiary", ",", "and", "promptly", "thereafter", "(", "and", ",", "in"...
15402	(h) Liens securing Indebtedness permitted under Section 7.1(d); provided that (i) such Liens shall be created substantially simultaneously with the acquisition, repair, improvement or lease, as applicable, of the related Property, (ii) such Liens do not at any time encumber any property other than the Property financed...	[ [ 8, 11, "Regulation" ], [ 90, 91, "Percentage" ] ]	[ "(", "h", ")", "Liens", "securing", "Indebtedness", "permitted", "under", "Section", "7", ".", "1", "(", "d", ")", ";", "provided", "that", "(", "i", ")", "such", "Liens", "shall", "be", "created", "substantially", "simultaneously", "with", "the", "acquisi...
15405	(r) Liens not otherwise permitted hereunder on assets other than the Collateral securing Indebtedness or other obligations in the aggregate principal amount not to exceed $2,500,000 at any time outstanding.	[ [ 27, 32, "Principal" ] ]	[ "(", "r", ")", "Liens", "not", "otherwise", "permitted", "hereunder", "on", "assets", "other", "than", "the", "Collateral", "securing", "Indebtedness", "or", "other", "obligations", "in", "the", "aggregate", "principal", "amount", "not", "to", "exceed", "$", "...
11406	(c) Turning Point shall be permitted to make a single dividend or distribution to its shareholders or to make a redemption or purchase of shares (any such dividend, distribution, redemption or purchase, a Restricted Quarterly Distribution) in each fiscal quarter of Turning Point, so long as (i) both immediately before ...	[ [ 101, 106, "Principal" ], [ 156, 163, "Regulation" ], [ 251, 257, "Regulation" ], [ 281, 287, "Ratio" ], [ 325, 328, "Regulation" ] ]	[ "(", "c", ")", "Turning", "Point", "shall", "be", "permitted", "to", "make", "a", "single", "dividend", "or", "distribution", "to", "its", "shareholders", "or", "to", "make", "a", "redemption", "or", "purchase", "of", "shares", "(", "any", "such", "dividen...
15407	(iv) other transactions on terms as favorable as would be obtained by it in a comparable armslength transaction with an independent, unrelated third party as determined, (x) with respect to any transaction or series of related transactions involving consideration of less than $2,500,000 , in the reasonable, good faith ...	[ [ 48, 53, "Principal" ], [ 93, 98, "Principal" ], [ 115, 116, "Parties" ] ]	[ "(", "iv", ")", "other", "transactions", "on", "terms", "as", "favorable", "as", "would", "be", "obtained", "by", "it", "in", "a", "comparable", "armslength", "transaction", "with", "an", "independent", ",", "unrelated", "third", "party", "as", "determined", ...
15408	Section 7.14. Limitations on Turning Point. (a) Own or otherwise hold any Property other than (i) the Ownership Interests of NATC Holding and Turning Point Brands, LLC, ( ii) Investments permitted hereunder, (iii) minute books and other corporate books and records of NATC Holding and Turning Point Brands, LLC, and (iv)...	[]	[ "Section", "7", ".", "14", ".", "Limitations", "on", "Turning", "Point", ".", "(", "a", ")", "Own", "or", "otherwise", "hold", "any", "Property", "other", "than", "(", "i", ")", "the", "Ownership", "Interests", "of", "NATC", "Holding", "and", "Turning", ...
15410	(ii) Collateral Documents. The First Lien Guaranty and Security Agreement or any other Loan Document that purports to create a Lien shall, for any reason, fail or cease to create a valid and perfected and, other than Permitted Prior Liens, first priority Lien in and upon any significant portion of the Collateral, excep...	[ [ 7, 12, "Title" ] ]	[ "(", "ii", ")", "Collateral", "Documents", ".", "The", "First", "Lien", "Guaranty", "and", "Security", "Agreement", "or", "any", "other", "Loan", "Document", "that", "purports", "to", "create", "a", "Lien", "shall", ",", "for", "any", "reason", ",", "fail"...
15412	(iii) to release any Guarantor from its obligations under any Loan Documents (A) if such Person ceases to be a Loan Party as a result of a transaction permitted under the Loan Documents or (B) except after the occurrence and during the continuance of a Default or Event of Default, if such Person is a Foreign Subsidiary...	[ [ 87, 88, "Percentage" ], [ 96, 98, "Percentage" ], [ 100, 101, "Percentage" ] ]	[ "(", "iii", ")", "to", "release", "any", "Guarantor", "from", "its", "obligations", "under", "any", "Loan", "Documents", "(", "A", ")", "if", "such", "Person", "ceases", "to", "be", "a", "Loan", "Party", "as", "a", "result", "of", "a", "transaction", "...
15413	Turning Point Brands, Inc.	[]	[ "Turning", "Point", "Brands", ",", "Inc", "." ]
15414	Facsimile No.: (502) 581-1087	[ [ 4, 7, "PII_Ref" ] ]	[ "Facsimile", "No", ".", ":", "(", "502", ")", "581-1087" ]
15416	(a) Governing Law. This Agreement and the other Loan Documents and any claim, controversy, dispute or cause of action (whether in contract or tort or otherwise) based upon, arising out of or relating to this Agreement or any other Loan Document (except, as to any other Loan Document, as expressly set forth therein) and...	[ [ 87, 90, "Court" ] ]	[ "(", "a", ")", "Governing", "Law", ".", "This", "Agreement", "and", "the", "other", "Loan", "Documents", "and", "any", "claim", ",", "controversy", ",", "dispute", "or", "cause", "of", "action", "(", "whether", "in", "contract", "or", "tort", "or", "othe...
15418	(c) Register. The Administrative Agent, acting solely for this purpose as a nonfiduciary agent of the Borrowers, shall maintain a copy of each Assignment and Assumption delivered to it and a register for the recordation of the names and addresses of the Lenders, and the Commitments of, and principal amounts of (and sta...	[]	[ "(", "c", ")", "Register", ".", "The", "Administrative", "Agent", ",", "acting", "solely", "for", "this", "purpose", "as", "a", "nonfiduciary", "agent", "of", "the", "Borrowers", ",", "shall", "maintain", "a", "copy", "of", "each", "Assignment", "and", "As...
15419	(b) Electronic Execution of Assignments. The words execution, signed, signature, and words of like import in any Assignment and Assumption shall be deemed to include electronic signatures or the keeping of records in electronic form, each of which shall be of the same legal effect, validity or enforceability as a manua...	[ [ 95, 99, "Act" ], [ 102, 109, "Act" ], [ 120, 123, "Act" ] ]	[ "(", "b", ")", "Electronic", "Execution", "of", "Assignments", ".", "The", "words", "execution", ",", "signed", ",", "signature", ",", "and", "words", "of", "like", "import", "in", "any", "Assignment", "and", "Assumption", "shall", "be", "deemed", "to", "i...
15421	Section 11.23. Inconsistencies with Other Documents; Intercreditor Agreement. (a) Subject to Section 11.23(b), in the event there is a conflict or inconsistency between this Agreement and any other Loan Document, the terms of this Agreement shall control; provided that any provision of the Collateral Documents which im...	[ [ 0, 3, "Regulation" ], [ 10, 11, "Title" ] ]	[ "Section", "11", ".", "23", ".", "Inconsistencies", "with", "Other", "Documents", ";", "Intercreditor", "Agreement", ".", "(", "a", ")", "Subject", "to", "Section", "11", ".", "23", "(", "b", ")", ",", "in", "the", "event", "there", "is", "a", "conflic...
15422	Turning Point Brands, Inc. \| \| \| \|	[]	[ "Turning", "Point", "Brands", ",", "Inc", ".", "\|", "\|", "\|", "\|" ]
15425	Senior Vice President and Chief Financial Officer [Signature Page to First Lien Credit Agreement ]	[ [ 0, 2, "Role" ], [ 4, 6, "Role" ], [ 11, 14, "Title" ] ]	[ "Senior", "Vice", "President", "and", "Chief", "Financial", "Officer", "[", "Signature", "Page", "to", "First", "Lien", "Credit", "Agreement", "]" ]
10426	Fifth Third Bank , an Ohio banking corporation, as a Lender, as L/C Issuer, and as Administrative Agent \| \| \| \|	[ [ 0, 2, "Parties" ] ]	[ "Fifth", "Third", "Bank", ",", "an", "Ohio", "banking", "corporation", ",", "as", "a", "Lender", ",", "as", "L", "/", "C", "Issuer", ",", "and", "as", "Administrative", "Agent", "\|", "\|", "\|", "\|" ]
15427	\| Senior Vice President [Signature Page to First Lien Credit Agreement ]	[ [ 1, 3, "Role" ], [ 8, 11, "Title" ] ]	[ "\|", "Senior", "Vice", "President", "[", "Signature", "Page", "to", "First", "Lien", "Credit", "Agreement", "]" ]
15429	\| Director [Signature Page to First Lien Credit Agreement ]	[ [ 6, 9, "Title" ] ]	[ "\|", "Director", "[", "Signature", "Page", "to", "First", "Lien", "Credit", "Agreement", "]" ]
15430	Regions Bank , as a Lender and as Documentation Agent ---\|--- \| \| \|	[]	[ "Regions", "Bank", ",", "as", "a", "Lender", "and", "as", "Documentation", "Agent", "-", "-", "-", "\|", "-", "-", "-", "\|", "\|", "\|" ]
15431	\| Executive Vice President [Signature Page to First Lien Credit Agreement ]	[ [ 1, 3, "Role" ], [ 8, 11, "Title" ] ]	[ "\|", "Executive", "Vice", "President", "[", "Signature", "Page", "to", "First", "Lien", "Credit", "Agreement", "]" ]
15432	\| Authorized Agent [Signature Page to First Lien Credit Agreement ]	[ [ 7, 10, "Title" ] ]	[ "\|", "Authorized", "Agent", "[", "Signature", "Page", "to", "First", "Lien", "Credit", "Agreement", "]" ]
15434	\| Principal [Signature Page to First Lien Credit Agreement ]	[ [ 1, 1, "Principal" ], [ 6, 9, "Title" ] ]	[ "\|", "Principal", "[", "Signature", "Page", "to", "First", "Lien", "Credit", "Agreement", "]" ]
15435	Reference is made to the First Lien Credit Agreement , dated as of February 17, 2017 , by and among Turning Point Brands , Inc., a Delaware corporation (Turning Point), and North Atlantic Trading Company, Inc. , a Delaware corporation (NATC and together with Turning Point, the Borrowers), the Guarantors party thereto, ...	[ [ 5, 8, "Title" ], [ 13, 16, "EffectiveDate" ], [ 21, 26, "Parties" ], [ 37, 43, "Parties" ], [ 71, 73, "Parties" ], [ 103, 104, "Title" ], [ 123, 124, "Title" ], [ 140, 140, "Percentage" ] ...	[ "Reference", "is", "made", "to", "the", "First", "Lien", "Credit", "Agreement", ",", "dated", "as", "of", "February", "17", ",", "2017", ",", "by", "and", "among", "Turning", "Point", "Brands", ",", "Inc", ".", ",", "a", "Delaware", "corporation", "(", ...
15436	Fifth Third Bank , as L/C Issuer \| \|	[]	[ "Fifth", "Third", "Bank", ",", "as", "L", "/", "C", "Issuer", "\|", "\|" ]
15438	Reference is made to the First Lien Credit Agreement , dated as of February 17, 2017 , by and among Turning Point Brands , Inc., a Delaware corporation (Turning Point), and North Atlantic Trading Company, Inc. , a Delaware corporation (NATC and together with Turning Point, the Borrowers), the Guarantors party thereto, ...	[ [ 5, 8, "Title" ], [ 13, 16, "EffectiveDate" ], [ 21, 26, "Parties" ], [ 37, 43, "Parties" ], [ 71, 73, "Parties" ], [ 103, 104, "Title" ], [ 123, 124, "Title" ], [ 149, 150, "Title" ] ]	[ "Reference", "is", "made", "to", "the", "First", "Lien", "Credit", "Agreement", ",", "dated", "as", "of", "February", "17", ",", "2017", ",", "by", "and", "among", "Turning", "Point", "Brands", ",", "Inc", ".", ",", "a", "Delaware", "corporation", "(", ...
15443	Turning Point Brands, Inc. ---\|--- \| \| \| \|	[]	[ "Turning", "Point", "Brands", ",", "Inc", ".", "-", "-", "-", "\|", "-", "-", "-", "\|", "\|", "\|", "\|" ]
15444	____________, 20__ ---\|--- For Value Received, the undersigned, Turning Point Brands, Inc. , a Delaware corporation (Turning Point), and North Atlantic Trading Company, Inc. , a Delaware corporation (NATC and together with Turning Point, the Borrowers), hereby unconditionally promise to pay to _________________________...	[ [ 17, 22, "Parties" ], [ 33, 39, "Parties" ], [ 76, 78, "Parties" ], [ 90, 92, "Address" ], [ 121, 121, "Principal" ], [ 152, 153, "Title" ], [ 172, 173, "Title" ], [ 218, 219, "Title" ] ]	[ "____________", ",", "20__", "-", "-", "-", "\|", "-", "-", "-", "For", "Value", "Received", ",", "the", "undersigned", ",", "Turning", "Point", "Brands", ",", "Inc", ".", ",", "a", "Delaware", "corporation", "(", "Turning", "Point", ")", ",", "and", ...
15445	This Second Out Term Note (this Note) is one of the Second Out Term Notes referred to in the First Lien Credit Agreement dated as of February 17, 2017 , among the Borrowers, the Guarantors party thereto, the Lenders party thereto, and Fifth Third Bank , an Ohio banking corporation, as Administrative Agent and L/C Issue...	[ [ 21, 24, "Title" ], [ 28, 31, "EffectiveDate" ], [ 48, 50, "Parties" ], [ 80, 81, "Title" ], [ 109, 110, "Title" ], [ 142, 143, "Title" ] ]	[ "This", "Second", "Out", "Term", "Note", "(", "this", "Note", ")", "is", "one", "of", "the", "Second", "Out", "Term", "Notes", "referred", "to", "in", "the", "First", "Lien", "Credit", "Agreement", "dated", "as", "of", "February", "17", ",", "2017", ",...
15446	____________, 20__ ---\|--- For Value Received, the undersigned, Turning Point Brands, Inc. , a Delaware corporation (Turning Point), and North Atlantic Trading Company, Inc. , a Delaware corporation (NATC and together with Turning Point, the Borrowers), hereby unconditionally promise to pay to _________________________...	[ [ 17, 22, "Parties" ], [ 33, 39, "Parties" ], [ 82, 83, "Title" ], [ 90, 92, "Parties" ], [ 104, 106, "Address" ], [ 135, 135, "Principal" ], [ 162, 163, "Title" ], [ 199, 200, "Title" ] ]	[ "____________", ",", "20__", "-", "-", "-", "\|", "-", "-", "-", "For", "Value", "Received", ",", "the", "undersigned", ",", "Turning", "Point", "Brands", ",", "Inc", ".", ",", "a", "Delaware", "corporation", "(", "Turning", "Point", ")", ",", "and", ...
15447	This Revolving Note (this Note) is one of the Revolving Notes referred to in the First Lien Credit Agreement dated as of February 17, 2017 , among the Borrowers, the Guarantors party thereto, the Lenders party thereto, and Fifth Third Bank , an Ohio banking corporation, as Administrative Agent and L/C Issuer (as amende...	[ [ 17, 20, "Title" ], [ 24, 27, "EffectiveDate" ], [ 44, 46, "Parties" ], [ 76, 77, "Title" ], [ 105, 106, "Title" ], [ 138, 139, "Title" ] ]	[ "This", "Revolving", "Note", "(", "this", "Note", ")", "is", "one", "of", "the", "Revolving", "Notes", "referred", "to", "in", "the", "First", "Lien", "Credit", "Agreement", "dated", "as", "of", "February", "17", ",", "2017", ",", "among", "the", "Borrow...
15448	_________, 20__ ---\|--- For Value Received, the undersigned, Turning Point Brands, Inc. , a Delaware corporation (Turning Point), and North Atlantic Trading Company, Inc. , a Delaware corporation (NATC and together with Turning Point, the Borrowers), hereby unconditionally promise to pay to Fifth Third Bank , an Ohio b...	[ [ 17, 22, "Parties" ], [ 33, 39, "Parties" ], [ 62, 64, "Parties" ], [ 89, 90, "Title" ], [ 111, 113, "Address" ], [ 142, 142, "Principal" ], [ 169, 170, "Title" ], [ 206, 207, "Title" ] ]	[ "_________", ",", "20__", "-", "-", "-", "\|", "-", "-", "-", "For", "Value", "Received", ",", "the", "undersigned", ",", "Turning", "Point", "Brands", ",", "Inc", ".", ",", "a", "Delaware", "corporation", "(", "Turning", "Point", ")", ",", "and", "No...
15450	The terms and provisions of Sections 11.4 (Amendments, Waivers and Consents) , 11.11 (Successors and Assigns; Participations), 11.18 (Severability of Provisions), 11.19 (Counterparts; Integration; Effectiveness; Electronic Execution), 11.26 (Construction), of the Credit Agreement are hereby incorporated herein by refer...	[ [ 5, 8, "Regulation" ], [ 60, 61, "Title" ] ]	[ "The", "terms", "and", "provisions", "of", "Sections", "11", ".", "4", "(", "Amendments", ",", "Waivers", "and", "Consents", ")", ",", "11", ".", "11", "(", "Successors", "and", "Assigns", ";", "Participations", ")", ",", "11", ".", "18", "(", "Severab...
15451	THE TERMS AND PROVISIONS OF SECTIONS 11.7 (GOVERNING LAW, JURISDICTION, ETC.) AND 11.8 (WAIVER OF JURY TRIAL) OF THE CREDIT AGREEMENT ARE HEREBY INCORPORATED HEREIN BY REFERENCE, AND SHALL APPLY TO THIS NOTE MUTATIS MUTANDIS AS IF FULLY SET FORTH HEREIN.	[ [ 30, 31, "Title" ] ]	[ "THE", "TERMS", "AND", "PROVISIONS", "OF", "SECTIONS", "11", ".", "7", "(", "GOVERNING", "LAW", ",", "JURISDICTION", ",", "ETC", ".", ")", "AND", "11", ".", "8", "(", "WAIVER", "OF", "JURY", "TRIAL", ")", "OF", "THE", "CREDIT", "AGREEMENT", "ARE", "H...

15275

A. Reference is made to that certain Agreement and Plan of Merger and Reorganization (theMerger Agreement), dated as of October17, 2017 , by and among the Company, Evofem and Nobelli Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of the Company (Merger Sub), pursuant to which, at the Effective Tim...

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15280

g. Delivery of Shares. At the Closing, the Company shall deliver to Invesco a copy of the irrevocable instructions to Philadelphia Stock Transfer, Inc., the current transfer agent of the Company, with a mailing address of 2320 Haverford Rd., Suite 230, Ardmore, PA 19003 (the Transfer Agent), instructing the Transfer Ag...

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15281

2\. Companys Representations and Warranties. The Company hereby represents and warrants to Invesco as of the Effective Date and as of the Closing as follows, subject to the exceptions as are disclosed prior to the Effective Date in the Companys reports, schedules, forms, statements and other documents required to be fi...

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15282

a. Organization, Good Standing and Qualification. The Company is a corporation duly organized and validly existing under the laws of the State of Delaware . The Company has all requisite corporate power and authority to own and operate its properties and assets, to execute and deliver this Agreement and sell the Shares...

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15284

e. Knowledge And Experience. Invesco has such knowledge and experience in financial and business matters, including investments in other start-up companies, that such entity or individual is capable of evaluating the merits and risks of the investment in the Securities and it is able to bear the economic risk of such i...

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15285

a. Organization, Good Standing and Qualification. Evofem is a corporation duly organized and validly existing under the laws of the State of Delaware . Evofem has all requisite corporate power and authority to own and operate its properties and assets, to execute and deliver this Agreement, to carry on its business as ...

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15286

d. Capitalization. As of the Effective Date, the authorized capital stock of Evofem consists of (i)157,836,540 shares of Evofem Common Stock, par value $0.001 per share, of which

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15287

76,359,923 are issued and outstanding, (ii) 12,768,492 shares of Evofem Series A Preferred Stock, par value $0.001 per share of which 12,618,279 have been issued and are outstanding, (iii) 31,034,696 shares of Evofem Series B Preferred Stock, par value $0.001 per share, of which 13,801,318 shares are issued and outstan...

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15288

b. Any book-entry evidence of the Shares or Merger Shares shall not contain any legend (including the legend set forth in Section5(a) above), (i)while a registration statement covering the resale of such Securities is effective under the Securities Act, ( ii)following any sale of such Securities pursuant to Rule 144, (...

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15291

--- INVESCO Invesco Asset Management Limited , as agent for and on behalf of the Invesco Perpetual High Income Fund, a sub fund of the Invesco Perpetual UK Investment Series Investment Company with Variable Capital (ICVC) (Company No. IC000231), and the Invesco Perpetual Income Fund, a sub fund of the Invesco Perpetual...

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15292

--- THE COMPANY Neothetics, Inc. By: /s/ Susan A. Knudson Name: Susan A. Knudson Title: Chief Financial Officer Address:

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15295

--- EVOFEM Evofem Biosciences, Inc. By: /s/ Saundra Pelletier Name: Saundra Pelletier Title: Chief Executive Officer Address:

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15296

12400 High Bluff Drive

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[ "12400", "High", "Bluff", "Drive" ]

15299

Any private business development company as defined in Section202(a)(22) of the Investment Advisers Act of 1940 ; ---|---|---|---

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15300

| | , 20 THIS CERTIFIES THAT, for value received, (the Holder), is entitled to subscribe for and purchase from Evofem Biosciences, Inc. , a Delaware corporation, with its principal office at 12400 High Bluff Drive , Suite 600 , San Diego, California 92130 (Evofem), the Exercise Shares at the Exercise Price (each subjec...

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15301

This Warrant is being issued to Holder in accordance with the terms of that certain Securities Purchase Agreement, dated October17, 2017 , by and among Neothetics, Inc. , a Delaware corporation (Neothetics), Evofem and Holder (the Securities Purchase Agreement)

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15302

(a) Exercise Price shall mean $0.001 per Exercise Share subject to adjustment pursuant to Section5 below.

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15307

Invesco Asset Management Limited

[]

[ "Invesco", "Asset", "Management", "Limited" ]

15309

Pursuant to the terms of the Securities Purchase Agreement, Invesco will purchase or cause to be purchased the Shares immediately following the Effective Time (as defined in the Merger Agreement) in exchange for the payment of immediately available funds in the amount of $20,000,000 (the Purchase Price) to the Company.

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15310

This Letter of Direction shall be governed by and construed in accordance with laws of the State of Delaware , regardless of the laws that might otherwise govern under applicable principles or conflicts of law thereof.

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15316

(b)The Company and the Bank have no knowledge of any facts and circumstances, and have no reason to believe that any facts or circumstances exist, that could cause the Bank (i) to be deemed not to be in satisfactory compliance with the CRA and the regulations promulgated thereunder or to be assigned a CRA rating of low...

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15317

(e)None of the Company, the Bank or any of their respective Subsidiaries is a party or subject to any formal or informal agreement, memorandum of understanding, consent decree, cease-and-desist order, order of prohibition or suspension, written commitment, supervisory agreement or other written statement as described u...

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10319

2.8Disclosure Controls and Procedures. Except as disclosed in the SEC Documents, the Company has established and maintains disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) that are effective in all material respects to ensure that material information relating to the Company...

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15320

2.10Absence of Litigation. As of the date hereof, other than as disclosed in the SEC Documents, there is no action, suit, proceeding or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the Companys knowledge, threatened against the Company or any...

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11325

2.29ERISA. Except as would not reasonably be expected to have a Material Adverse Effect, (i) each employee benefit plan, within the meaning of Section 3(3) of the Employee Retirement Income Security Act of 1974 , as amended (ERISA), for which the Company would reasonably be expected to have any liability (each, a Plan)...

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11327

(a)the Shares have not been and are not being registered under the Securities Act ( other than as contemplated in the Registration Rights Agreement) or any applicable state securities laws and, consequently, the Purchaser may have to bear the risk of owning the Shares for an indefinite period of time because the Shares...

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15328

THE SHARES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES. THE SHARES MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT F...

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15330

3.13No Commonly Controlled Insured Depository Institution. The Purchaser does not own any interest in any depository institution such that the acquisition by such Purchaser of its Shares would cause any Subsidiary of the Company and that depository institution to become commonly controlled insured depository institutio...

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15331

3.15Regulatory Matters. The Purchaser understands and acknowledges that: (i) the Company is a registered bank holding company under the BHC Act, and is subject to regulation by the Federal Reserve; (ii) acquisitions of interests in bank holding companies are subject to the BHC Act and the Change in Bank Control Act of ...

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15332

4.1Reporting Status. The Companys Common Stock is subject to the reporting requirements of Section 15(d) of the Exchange Act. From the date hereof to the end of the Registration Period (as defined in the Registration Rights Agreement), the Company will timely file all documents required to be filed under Section 15(d) ...

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15334

6.23 Exchange Act means the Securities Exchange Act of 1934 <sup> , as amended.

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15335

6.54Securities Act means the Securities Act of 1933 , as amended, and the rules and regulations thereunder, or any similar successor statute.

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12336

6.60 USA PATRIOT Act has the meaning set forth in Section 2.5(a).

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15338

Baton Rouge, Louisiana 70801

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12341

IN WITNESS WHEREOF, the undersigned has caused this Securities Purchase Agreement to be duly executed as of the date first above written.

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15342

[Signature Page to Securities Purchase Agreement ]

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15345

The Company is not, and after giving effect to the offering and sale of the Shares will not be required to register as, an investment company under the Investment Company Act. ---|--- < br/>

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15346

First Lien Credit Agreement

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15347

Turning Point Brands, Inc. , and North Atlantic Trading Company, Inc. ,

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15348

Fifth Third Bank , an Ohio banking corporation,

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15350

Fifth Third Bank , Capital One , National Association, and Regions Capital Markets, a division of Regions Bank , as Joint Lead Arrangers and Joint Book Runners

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15351

USA Patriot Act < br/>

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15352

This First Lien Credit Agreement is entered into as of February 17, 2017 , by and among Turning Point Brands , Inc., a Delaware corporation (Turning Point) and North Atlantic Trading Company, Inc. , a Delaware corporation (NATC; Turning Point and NATC are each individually referred to herein as a Borrower and are colle...

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15353

Acquired Entity means 100% of the Ownership Interests of any Person that is not already a Subsidiary of a Borrower, which Person shall, as a result of the acquisition of such Ownership Interests, become a Domestic Subsidiary of a Borrower (or shall be merged with and into a Borrower or another Domestic Subsidiary of a ...

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15356

Affiliate means any Person directly or indirectly controlling (including all officers, directors, partners, and managers of such Person) or controlled by, or under direct or indirect common control with, another Person. A Person shall be deemed to control another Person for the purposes of this definition if such Perso...

[ [ 126, 129, "Percentage" ] ]

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11357

Agreement means this First Lien Credit Agreement .

[ [ 3, 6, "Title" ] ]

[ "Agreement", "means", "this", "First", "Lien", "Credit", "Agreement", "." ]

11358

Arrangers means (a) Fifth Third Bank , an Ohio banking corporation, (b) Capital One , National Association, a national banking association, and (c) Regions Capital Markets, a division of Regions Bank .

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15362

Change of Control means any of (a) the acquisition by any person or group (as such terms are used in sections 13(d) and 14(d) of the Securities Exchange Act of 1934 , as amended) (other than the Permitted Holders) at any time of beneficial ownership of 50% or more of the outstanding Ownership Interests of Turning Point...

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15364

Consolidated Interest Expense means, for any period, determined on a Consolidated basis, without duplication, for Turning Point and its Subsidiaries in accordance with GAAP, interest expense (including interest expense attributable to Capitalized Lease Obligations and all net payment obligations pursuant to Hedge Agree...

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15365

EEA Member Country means any of the member states of the European Union, Iceland, Liechtenstein , and Norway.

[ [ 19, 19, "Parties" ] ]

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15366

Engagement Letter means the Third Amended and Restated Engagement Letter dated December 7, 2016, between Turning Point and Fifth Third Bank .

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15368

Excluded Equity Issuances means (a) the issuance by any Subsidiary of Ownership Interests to either Borrower or any Guarantor, as applicable, (b) the issuance of Ownership Interests of Turning Point (i) to directors, officers and employees of Turning Point and its Subsidiaries pursuant to employee stock option plans (o...

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15369

Excluded Leased Property means the leased real property located at (a) 5201 Interchange Way , Louisville, Kentucky 40229 and (b) 1900 Wright Place , Suite 250 , Carlsbad, California 92008.

[ [ 13, 20, "Address" ], [ 25, 35, "Address" ] ]

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15370

Excluded Swap Obligation means, with respect to any Guarantor, any Swap Obligation if, and to the extent that, all or a portion of the Guarantee of such Guarantor of, or the grant by such Guarantor of a security interest to secure, such Swap Obligation (or any Guarantee thereof) is or becomes illegal under the Commodit...

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15371

Guarantors means and includes each direct and indirect Domestic Subsidiary of each Borrower (other than NATC or an Immaterial Subsidiary), and each Borrower, in its capacity as a guarantor of the Secured Obligations of another Loan Party; provided, however, that upon the occurrence of any Immaterial Subsidiary ceasing ...

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15376

Primary Deposit Account(s) means a deposit account or deposit accounts established and maintained by Turning Point with Fifth Third Bank .

[]

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15377

0. 50% | | | | II

[ [ 0, 3, "Percentage" ] ]

[ "0", ".", "50", "%", "|", "|", "|", "|", "II" ]

15380

Second Lien Loan Agreement means that certain Second Lien Credit Agreement dated the date of this Agreement by and among the Borrowers, the lenders party thereto, the Second Lien Administrative Agent, as Administrative Agent, and Fifth Third Bank , as Administrative Sub-Agent.

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15387

(d) Rate Determinations. The Administrative Agent shall determine each interest rate applicable to the Loans and the Reimbursement Obligations hereunder, and its determination thereof shall be conclusive and binding except in the case of manifest error.

[]

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15389

(iii) On or before April 30th of each year, beginning April 30, 2018, the Borrowers shall prepay the thenoutstanding Loans by an amount equal to 50% of Excess Cash Flow of the Borrowers on a Consolidated basis for the most recently completed Fiscal Year; provided that, no Excess Cash Flow payment shall be required unde...

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11392

Section 2.16. Incremental Facilities. (a) Requests and Consents. The Borrowers may, by written notice from the Borrowers Agent to the Administrative Agent (each, an Incremental Facility Request), from time to time on or after the Closing Date, request the addition of a new tranche of term loans, which at the Borrowers ...

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15393

(c) Terms. (i) The final maturity date of any Incremental Priority Term Loan or any Incremental Second Out Term Loan that is a separate tranche shall be no earlier than the maturity date of the initial Priority Term Loans or initial Second Out Term Loans, as applicable, and (ii) the Weighted Average Life to Maturity of...

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15396

(d) Hazardous Materials have not been transported or disposed of to or from the properties currently or formerly owned, leased or operated by any Loan Party or any Subsidiary thereof in material violation of, or in a manner or to a location which could give rise to material liability under, Environmental Laws, nor have...

[ [ 55, 56, "Regulation" ] ]

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15398

Section 5.16. No Material Adverse Change. Since December 31 , 2015, there has been no material adverse change in the business, operations financial condition, Property, or liabilities (actual or contingent) of Turning Point and its Subsidiaries, taken as a whole, and no event has occurred or condition arisen, either in...

[ [ 11, 14, "EffectiveDate" ] ]

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15399

Section 5.20. Compliance with Sanctions Programs. Each Loan Party and each Subsidiary thereof is in compliance with the requirements of all Sanctions Programs applicable to it. Each Loan Party has provided to the Administrative Agent, the L/C Issuer, and the Lenders all information regarding such Loan Party and its dir...

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12400

(d) When the First Lien Guaranty and Security Agreement (or a short form intellectual property security agreement) is filed in the United States Patent and Trademark Office and the United States Copyright Office and when financing statements, releases and other filings in appropriate form are filed in the offices speci...

[ [ 5, 10, "Title" ] ]

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15401

(c) Additional Foreign Subsidiaries. Notify the Administrative Agent promptly after any Person becomes a First Tier Foreign Subsidiary, and promptly thereafter (and, in any event, within fortyfive (45) days after such notification; provided that the Administrative Agent may extend such time period by (x) an additional ...

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15402

(h) Liens securing Indebtedness permitted under Section 7.1(d); provided that (i) such Liens shall be created substantially simultaneously with the acquisition, repair, improvement or lease, as applicable, of the related Property, (ii) such Liens do not at any time encumber any property other than the Property financed...

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15405

(r) Liens not otherwise permitted hereunder on assets other than the Collateral securing Indebtedness or other obligations in the aggregate principal amount not to exceed $2,500,000 at any time outstanding.

[ [ 27, 32, "Principal" ] ]

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11406

(c) Turning Point shall be permitted to make a single dividend or distribution to its shareholders or to make a redemption or purchase of shares (any such dividend, distribution, redemption or purchase, a Restricted Quarterly Distribution) in each fiscal quarter of Turning Point, so long as (i) both immediately before ...

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15407

(iv) other transactions on terms as favorable as would be obtained by it in a comparable armslength transaction with an independent, unrelated third party as determined, (x) with respect to any transaction or series of related transactions involving consideration of less than $2,500,000 , in the reasonable, good faith ...

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15408

Section 7.14. Limitations on Turning Point. (a) Own or otherwise hold any Property other than (i) the Ownership Interests of NATC Holding and Turning Point Brands, LLC, ( ii) Investments permitted hereunder, (iii) minute books and other corporate books and records of NATC Holding and Turning Point Brands, LLC, and (iv)...

[]

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15410

(ii) Collateral Documents. The First Lien Guaranty and Security Agreement or any other Loan Document that purports to create a Lien shall, for any reason, fail or cease to create a valid and perfected and, other than Permitted Prior Liens, first priority Lien in and upon any significant portion of the Collateral, excep...

[ [ 7, 12, "Title" ] ]

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15412

(iii) to release any Guarantor from its obligations under any Loan Documents (A) if such Person ceases to be a Loan Party as a result of a transaction permitted under the Loan Documents or (B) except after the occurrence and during the continuance of a Default or Event of Default, if such Person is a Foreign Subsidiary...

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15413

Turning Point Brands, Inc.

[]

[ "Turning", "Point", "Brands", ",", "Inc", "." ]

15414

Facsimile No.: (502) 581-1087

[ [ 4, 7, "PII_Ref" ] ]

[ "Facsimile", "No", ".", ":", "(", "502", ")", "581-1087" ]

15416

(a) Governing Law. This Agreement and the other Loan Documents and any claim, controversy, dispute or cause of action (whether in contract or tort or otherwise) based upon, arising out of or relating to this Agreement or any other Loan Document (except, as to any other Loan Document, as expressly set forth therein) and...

[ [ 87, 90, "Court" ] ]

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15418

(c) Register. The Administrative Agent, acting solely for this purpose as a nonfiduciary agent of the Borrowers, shall maintain a copy of each Assignment and Assumption delivered to it and a register for the recordation of the names and addresses of the Lenders, and the Commitments of, and principal amounts of (and sta...

[]

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15419

(b) Electronic Execution of Assignments. The words execution, signed, signature, and words of like import in any Assignment and Assumption shall be deemed to include electronic signatures or the keeping of records in electronic form, each of which shall be of the same legal effect, validity or enforceability as a manua...

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15421

Section 11.23. Inconsistencies with Other Documents; Intercreditor Agreement. (a) Subject to Section 11.23(b), in the event there is a conflict or inconsistency between this Agreement and any other Loan Document, the terms of this Agreement shall control; provided that any provision of the Collateral Documents which im...

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15422

Turning Point Brands, Inc. | | | |

[]

[ "Turning", "Point", "Brands", ",", "Inc", ".", "|", "|", "|", "|" ]

15425

Senior Vice President and Chief Financial Officer [Signature Page to First Lien Credit Agreement ]

[ [ 0, 2, "Role" ], [ 4, 6, "Role" ], [ 11, 14, "Title" ] ]

[ "Senior", "Vice", "President", "and", "Chief", "Financial", "Officer", "[", "Signature", "Page", "to", "First", "Lien", "Credit", "Agreement", "]" ]

10426

Fifth Third Bank , an Ohio banking corporation, as a Lender, as L/C Issuer, and as Administrative Agent | | | |

[ [ 0, 2, "Parties" ] ]

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15427

| Senior Vice President [Signature Page to First Lien Credit Agreement ]

[ [ 1, 3, "Role" ], [ 8, 11, "Title" ] ]

[ "|", "Senior", "Vice", "President", "[", "Signature", "Page", "to", "First", "Lien", "Credit", "Agreement", "]" ]

15429

| Director [Signature Page to First Lien Credit Agreement ]

[ [ 6, 9, "Title" ] ]

[ "|", "Director", "[", "Signature", "Page", "to", "First", "Lien", "Credit", "Agreement", "]" ]

15430

Regions Bank , as a Lender and as Documentation Agent ---|--- | | |

[]

[ "Regions", "Bank", ",", "as", "a", "Lender", "and", "as", "Documentation", "Agent", "-", "-", "-", "|", "-", "-", "-", "|", "|", "|" ]

15431

| Executive Vice President [Signature Page to First Lien Credit Agreement ]

[ [ 1, 3, "Role" ], [ 8, 11, "Title" ] ]

[ "|", "Executive", "Vice", "President", "[", "Signature", "Page", "to", "First", "Lien", "Credit", "Agreement", "]" ]

15432

| Authorized Agent [Signature Page to First Lien Credit Agreement ]

[ [ 7, 10, "Title" ] ]

[ "|", "Authorized", "Agent", "[", "Signature", "Page", "to", "First", "Lien", "Credit", "Agreement", "]" ]

15434

| Principal [Signature Page to First Lien Credit Agreement ]

[ [ 1, 1, "Principal" ], [ 6, 9, "Title" ] ]

[ "|", "Principal", "[", "Signature", "Page", "to", "First", "Lien", "Credit", "Agreement", "]" ]

15435

Reference is made to the First Lien Credit Agreement , dated as of February 17, 2017 , by and among Turning Point Brands , Inc., a Delaware corporation (Turning Point), and North Atlantic Trading Company, Inc. , a Delaware corporation (NATC and together with Turning Point, the Borrowers), the Guarantors party thereto, ...

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15436

Fifth Third Bank , as L/C Issuer | |

[]

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15438

Reference is made to the First Lien Credit Agreement , dated as of February 17, 2017 , by and among Turning Point Brands , Inc., a Delaware corporation (Turning Point), and North Atlantic Trading Company, Inc. , a Delaware corporation (NATC and together with Turning Point, the Borrowers), the Guarantors party thereto, ...

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15443

Turning Point Brands, Inc. ---|--- | | | |

[]

[ "Turning", "Point", "Brands", ",", "Inc", ".", "-", "-", "-", "|", "-", "-", "-", "|", "|", "|", "|" ]

15444

____________, 20__ ---|--- For Value Received, the undersigned, Turning Point Brands, Inc. , a Delaware corporation (Turning Point), and North Atlantic Trading Company, Inc. , a Delaware corporation (NATC and together with Turning Point, the Borrowers), hereby unconditionally promise to pay to _________________________...

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15445

This Second Out Term Note (this Note) is one of the Second Out Term Notes referred to in the First Lien Credit Agreement dated as of February 17, 2017 , among the Borrowers, the Guarantors party thereto, the Lenders party thereto, and Fifth Third Bank , an Ohio banking corporation, as Administrative Agent and L/C Issue...

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15446

____________, 20__ ---|--- For Value Received, the undersigned, Turning Point Brands, Inc. , a Delaware corporation (Turning Point), and North Atlantic Trading Company, Inc. , a Delaware corporation (NATC and together with Turning Point, the Borrowers), hereby unconditionally promise to pay to _________________________...

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15447

This Revolving Note (this Note) is one of the Revolving Notes referred to in the First Lien Credit Agreement dated as of February 17, 2017 , among the Borrowers, the Guarantors party thereto, the Lenders party thereto, and Fifth Third Bank , an Ohio banking corporation, as Administrative Agent and L/C Issuer (as amende...

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15448

_________, 20__ ---|--- For Value Received, the undersigned, Turning Point Brands, Inc. , a Delaware corporation (Turning Point), and North Atlantic Trading Company, Inc. , a Delaware corporation (NATC and together with Turning Point, the Borrowers), hereby unconditionally promise to pay to Fifth Third Bank , an Ohio b...

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15450

The terms and provisions of Sections 11.4 (Amendments, Waivers and Consents) , 11.11 (Successors and Assigns; Participations), 11.18 (Severability of Provisions), 11.19 (Counterparts; Integration; Effectiveness; Electronic Execution), 11.26 (Construction), of the Credit Agreement are hereby incorporated herein by refer...

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15451

THE TERMS AND PROVISIONS OF SECTIONS 11.7 (GOVERNING LAW, JURISDICTION, ETC.) AND 11.8 (WAIVER OF JURY TRIAL) OF THE CREDIT AGREEMENT ARE HEREBY INCORPORATED HEREIN BY REFERENCE, AND SHALL APPLY TO THIS NOTE MUTATIS MUTANDIS AS IF FULLY SET FORTH HEREIN.

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